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Topics in Stroke Rehabilitation PDF
Topics in Stroke Rehabilitation PDF
Theoretical constructs on the values of splinting the hand are reviewed. Therapists treating poststroke patients face a fast
changing technology environment. This new technology allows scientists and physicians the opportunity to evaluate
brain function. Scientists can increase understanding of the effects of stroke on function based upon location and severity.
Physicians can evaluate the effects of medication and their interaction with the brain. Technology is unmasking the
brains vast ability to adapt and restore function due to its plasticity. Therapists must be diligent to gain knowledge of this
everchanging science. Current research challenges the efficacy of splinting patients who are post stroke. If muscle and joint
systems are allowed to become stiff and nonfunctional, what becomes of the sensory input to the brain? Now more than
ever, therapists have an opportunity to apply motor reeducation with functionally based tasks and demonstrate the value
of rehabilitation. This will only be realized if the peripheral muscle and joint systems are kept at a functional length. Custom
splints applied after careful evaluation and as a adjunct prior to treatment will maximize functional outcomes. Key words:
brain plasticity, poststroke, splinting, rehabilitation
T
he purpose of this article is to present map can change with functional use and has a high
a conceptual foundation for the use of degree of plasticity.2
splints to enhance functional outcomes Hand and upper extremity disuse can create
and affect plasticity of the brain after injuries as a many pitfalls resulting from a decrease of sensory
result of stroke. Therapists must hone evaluation motor input and stress deprivation of connective
skills, clinical reasoning, and problem-solving tissue.1 Patients may develop fear and depression
skills in order to properly apply a splint to a with a loss of social roles and a decrease in
patient with abnormal tone. Therapists also activities of daily living (ADL) skills. Such
must evaluate the different types of connective patients often complain of an increase in pain
tissue and understand the synergistic effects of reflex with a change in muscle-tendon length and
stress and stress deprivation.1 Only then will fibrotic change in joint capsules and ligamentous
the therapists treatment options set a favorable structures. Muscle fiber type can change with
stage for occupational performance of functional disuse from slow twitch to fast twitch. Atrophy
activities to produce a positive change for brain of muscle cross-sectional area can occur and limit
plasticity. force potential with ADL activities.3
Background
The brain homunculus contains a total body Donald Greg Pitts MS, OTR/L CHT, is Member and Clinical
map for both a sensory and motor tract, and each Director, Kentucky Hand and Physical Therapy, Lexington,
body part is represented based upon percentage Kentucky.
of use with functional tasks.2 The space dedicated Shirley Peganoff OBrien, PhD, OTR/L, FAOTA, is Associate
to the hand makes up between 25% to 30% of Professor of Occupational Therapy, Eastern Kentucky University,
the entire sensory and motor homunculus. Until Lexington, Kentucky.
recently, it was assumed that the cortical maps
Top Stroke Rehabil 2008;15(5):456467
of sensory perceptions were hard-wired in the 2008 Thomas Land Publishers, Inc.
pathways during early childhood development. www.thomasland.com
456
Splinting the Hand to Enhance Control and Plasticity 457
Functional MRI for cortical mapping has been limitations as a result of fatigue from poor general
shown to be successful in young children with the physical condition and mental limitations from
congenital deformity syndactyly where the fingers cognition impairment. Central fatigue was first
are webbed, disallowing independent functional discussed by NASA.
use with ADL tasks. Once surgical separation of The NASA program discovered that the
fingers occurred, the cortical distinctiveness of the astronauts became incredibly fatigued when
homunculus was altered and the brain reflected conducting fine-motor dexterity activities during
new fingers. repair of the space station. Therefore, NASA
Even in nonaffected adults, the use or disuse of the changed its training programs to reflect functional
hands can alter the afferent sensory pathways and activities in a similar physical environment
dramatically change the interneuron connections.2 (i.e., water) while astronauts were wearing a
In a case study of an individual with bilateral hand spacesuit. This detailed work simulation training
transplant, the brain gradually reorganized until enhanced mental concentration and physical
the brain homunculus responsible for controlling performance essential to NASAs missions. This
the hands and arms resembled that of a healthy detailed environmental and physical training
person. Major changes were initially seen after the program demonstrates that pure work simulation
first 6 months, when the patient began to flex his maximizes motor control from a cortical and
fingers with functional tasks. physical level (Dr. John Lawrence, personal
In 2001, Dr. Betty Abreu (personal com- communication).
munication) suggested that therapists should In 1985, Dr. Paul Brand described hand motor
focus on functional activities that are related to control as a product of brain, spinal cord reflexes,
the specific hemispheres of the brain. The left muscles, and peripheral end organs working
hemisphere has sensory motor control over the together to form a sensory motor feedback loop
right side of the body and also controls language, to create meaningful function.4 Brand believed
reading, reasoning, writing, and numerical that this continuous sensory-motor biofeedback
computation skills. The right hemisphere controls loop could be altered if stress deprivation occurs
the left side of the body including musical in connective tissue. If joint protection with safe
awareness, imagination, art awareness, and position splints and muscle length maintenance
three-dimensional formation. Cortical plasticity or restoration with static progressive splints
training with skilled motor control reaching tasks is ignored, peripheral tightness will diminish
can produce an expansion of wrist and digital potential for sensory motor input and controlled
representations within the motor cortex. An motor output. Motor cortex representation can
understanding of the functional representation is diminish with immobilization beyond 9 days.
important for insight into treatment options post New studies with functional magnetic resonance
cerebrovascular event. imaging (fMRI) have been conducted to determine
Motor control engaging the entire upper brain plasticity following a stroke.5 Although
extremity in goal-directed purposeful tasks has most of these studies indicate general brain
been demonstrated to stimulate the sensory and patterns, they are inconclusive regarding exact
motor cortex and restore coordination. Tasks predictability of function status after the stroke.
must be appropriately graded with resistance and This makes prediction of functional outcomes
duration to disallow fatigue and depression in very difficult and long-term management vital.
the patient. Current studies where rehabilitation Therapists treating poststroke patients must have
has been focused on task-related activities show the foresight to predict the pitfalls and protect
more promising results. Recent evidence indicates connective tissue from stress deprivation that leads
that mimicking a task, such as reaching for a cup to tissue remodeling and joint contractures.
without the cup being present, results in different Lannin conducted a randomized control study
patterns of movement compared to the same task on the effects of splinting to control wrist joint
performed with the object. Patients with upper contracture.6 The study included 63 adults who
motor neuron lesions often have motor control had experienced a stroke within the preceding
458 Topics in Stroke Rehabilitation/Sept-Oct 2008
and distal interphalangeal (DIP) joints in flexion.4,9 sensory impulse to travel the central nervous
If this open pack joint posture is allowed, the system (CNS) in the form of a stretch reflex.11
hand will become stiff due to stress deprivation of Muscle spindle apparatuses are located within
the ligaments and capsule of the joint system. the muscle belly. The sensory input travels up
Scapular dysfunction and shoulder stiffness are the afferent nerve fibers into the spinal cord and
additional problems resulting from immobilization synapse with the alpha motor neurons resulting
and lack of motor control.1 Therapists should in a gain in contraction potential of the particular
make restoration of a normal scapular rhythm muscle that has been stretched. This is known as
and scapular stabilization primary rehabilitation an autogenic or muscle stretch reflex. The muscle
goals. Manual therapy and positioning of the spindle apparatus sends crucial information to
entire upper extremity (shoulder, elbow, wrist, the CNS pertaining to the velocity of motion
and hand) are vital to restore muscle balance and the amount of stretch that occurs with all
and proper sensory motor input to the brain.10 If tasks. This creates a motor memory critical for
aggressive manual therapy is applied to any stiff dexterity, force regulation, and power production.
joint of the upper extremity, a dysfunctional pain Muscle spindles are under constant tension, even
reflex will develop. Pain reflexes can create many while the muscle is shortening, with constant
obstacles to a safe and effective rehabilitation monitoring by the gamma reflex. The resulting
plan. These obstacles include soft tissue flare, fear, reflex allows a continuous sensory feedback loop
depression, and anxiety with loss of social roles. between the CNS and peripheral nervous system
This is common when inappropriate stretching with the muscle physically engaged in all forms of
techniques or poorly fitted prefabricated splints functional activity.
are applied to a patient with high tone. Patients The gamma reflex takes up slack in the muscle
can develop heavy co-contraction and muscle spindle apparatus to allow stimulation and
guarding, which results in peripheral tightness awareness through all phases of concentric and
and increased spasticity. eccentric motion. This allows for coordinated
movement and appropriate muscle tone while
functional activities are being conducted with
Reflexes
subconscious and/or conscious intent. Inhibition
Often well-intentioned therapists and caregivers of the gamma motor neurons for the antagonist
apply a stretching program to patients with upper muscles at the spinal cord level diminishes
motor neuron lesions. If this program stimulates sensitivity to stretch so that smooth active range
the pain reflex, it could be counterproductive to of motion can occur with ADL tasks. For example,
rehabilitative goals of restoring functional change when you transition a cup of coffee from the table
in the length of the affected muscles. Therefore to your mouth, the gamma reflex is inhibited to
therapists must understand the basic science of allow full lengthening of the triceps muscle. This
reflexes. The pain reflex initiates co-contraction allows coordinated functional motor control with
of the agonistic and antagonistic muscles the biceps and hand to deliver the coffee to your
simultaneously to stop the painful stimulation of mouth without spillage. Over time, the brain
the stretch.11 Cortical involvement of this process remembers this ADL task and estimates the weight
increases the state of muscular tension and of the cup and applies proper force regulation to
purposely creates a lack of functional movement. the task.
The pain reflex speed is between 25 to 50 ms and In patients with spasticity, the stretch reflexes are
fires fast twitch muscle fibers before slow twitch altered with an increase in excitability to stretch
firing. This pain reflex has great potential to inhibit and diminished inhibition to the antagonistic
function. It is important that therapists evaluating muscles. Clinically, the defining characteristic
occupational performance and functional tasks of spasticity is excessive resistance of a muscle
view muscles as sensory end organs. A stretched to passive stretch. Therapists identify spasticity
muscle distorts the muscle spindle causing a through an increase in resistance to movement
460 Topics in Stroke Rehabilitation/Sept-Oct 2008
with an increase of velocity applied to stretch.11 and (g) binding of facial elements with change in
Muscle tone can be identified by sustained stretch functional length.
tension that resists an increase of resistance. High
muscle tone disallows or limits passive range of
StressStrain Curve
motion of a joint. Normal or low muscle tone
allows full passive motion with restriction at end A stressstrain curve is important to under-
range as a result of joint and ligament restriction. standing stress deprivation.1,4 Strain is the change
All of these impairments can have a major in length relative to the initial length when stress
impact on motor control and functional outcomes. is applied to soft tissue. Stress is the amount of
Therapists must have the analytical skills to evaluate applied force to soft tissue per unit area. Stiffness is
the level of mental and physical dysfunction the slope of force length or stressstrain graft. The
and treat the impairments of individuals who amount of soft tissue stretch (strain) in response
have sustained a stroke. Splints that are custom to applied force (stress) depends upon its physical
fabricated can be used to apply appropriate properties.
safe stress to stiff joints and tight muscles that Dr. Paul Brand demonstrated in his research
will promote prevention of contracture and that, with increased stress, soft tissue will actually
restoration of function. This can maximize lengthen and grow to accommodate the stress.4
outcomes and restore functional length of stress- His clinical observations noted that the stress
deprived connective tissue, which will enhance a application must occur below a pain reflex. Brand
comprehensive rehabilitation plan. believed that the level of physical stress must be
enough to create change but not in excess to avoid
an inflammatory response. Therapists apply stress
Dense and Loose Connective Tissue
with dynamic and static progressive mobilization
There are two types of connective tissue: collagen splints to reset the elastic normal limit of loose and
and elastin.1 Collagen is very dense and strong and dense connective tissue.
has similar properties to steel. Elastin has very Therapists must understand the basic treatment
elastic properties and has reversible strain up to principles of dysfunctional dense and loose
200%. Dense connective tissue is primarily made connective tissues for the proper application
up of collagen fibers and is present in ligaments, of splints to restore function.1,4,10 These basic
tendons, joint capsules, and bones. Collagen has treatment principles regarding stress application
10% elongation before permanent deformation. and their effects on soft tissue include mechanical
Loose connective tissue can be found in muscles, and biological creep.13
nerve sheaths, and skin. Connective tissues have The biological creep technique involves
the potential to demonstrate an adverse response carefully placing dense connective contracted
(joint stiffness and muscle adaptive shortening) tissue under constant safe stress. The tissue then
if allowed to remain in postures that allow stress accommodates to the force with cellular growth
deprivation. and the physical stress is diminished and a new
Studies on rodent joints after immobilization length is established. This technique creates safe
demonstrate that stress deprivation leads to gradual change in the resting length of the soft
a significant decrease in glycosaminoglycans tissues and reduces the chance for undesirable
(gag), chondroitin, and hyaluronic acid. 12 soft tissue tearing that initiates the inflammatory
Immobilization from a loss of functional use can response. This is an excellent clinical approach in
result in the following: (a) loss of ground substance treating dysfunctional dense connective tissue. The
and lubrication, (b) diminished nutrition and clinical application of this technique is commonly
blood supply to the region that is impaired, (c) seen with static progressive splints and serial
degeneration of cartilage and cartilage substance, casting, that is, inelastic mobilization splinting.
(d) disuse atrophy, (e) muscle imbalances The mechanical creep technique may involve
of intrinsic and extrinsic muscles, (f) loss of the application of a steady dynamic or manual
sarcomeres with permanent muscle shortening, manipulation force.1,4,13
Splinting the Hand to Enhance Control and Plasticity 461
The force is dynamic and creates displacement an excellent tool to interweave into the patient
of soft tissue until the resistance of the tissue interview to set goals. Functional motor control
equals the applied force. The clinical application deficits and biomechanical limitations are best
of this technique is with dysfunctional loose evaluated through patient engagement using tasks
connective tissue. Caution must be taken to avoid and manual assessments.
an adverse flare reaction to sore joints or tight Poststroke patients have many problems that
muscles. The clinical application of this technique can decrease their function with ADL tasks. The
includes all forms of dynamic splints (mobilization most common deficits include but are not limited
splints) to correct, protect, and promote functional to cognition, depression, visual acuity, sensory
restoration. The biological and mechanical creep input, soft tissue shortening, and low tone (flaccid)
techniques rely on the force application principle or high tone (spastic). Patients can present with
of a total end range time (TERT). TERT promotes difficulty generating and sustaining control
safety and will affect tissue change if the stress necessary for effective motor performance with
time application is dosed to an effective level. This ADL tasks. This loss of motor performance can be
requires a minimum of a 2 hours (mechanical a result of (a) limited motor unit activation, (b)
creep) up to 8 hours (biological creep). The build- changes in the order of motor unit recruitment,
up of dose time may be slow and requires constant (c) poor muscle force regulation in consequence
monitoring in the initial phase of the splint fit of limited inhibition with ADL tasks, and (d) loss
to avoid irreparable damage to soft tissue. Loose of selective control of voluntary movement. These
connective tissue will have a rapid positive change are a few common but major problems that should
early in the splinting program. Dense connective be considered during evaluation.11
tissue will have a slower response, with change at
a rate of 3%5% per week. The TERT principle
Connective tissue biomechanical evaluation and
is most critical to the success of a comprehensive
function
splinting rehabilitation program.
Therapists must have a clear biomechanical
understanding of the hand and how all its systems
Evaluations
work in synergy to create function.1,10,15 Joint
Evaluations are the most critical part of a function in the open and closed pack postures must
rehabilitation program and must be completed in be evaluated to control for contracture. The hand
detail before application of splints. The evaluation MCP joints, wrist, and elbow should be closely
should be comprehensive to ensure a holistic monitored and splinted prophylactically. The
approach in establishing detailed rehabilitation therapist must understand normal joint function.
goals. Initial gathering of demographic data Joints must have roll, glide, and spin to realize
is critical to determine the severity index of normal kinematic movements. Evaluation of these
the stroke. A complete medical history and an joint functions is critical in determining stability
assessment of both the patients and caregivers of a joint and safe application of mobilization
expectations are essential in establishing strong splints.
team rehabilitation goals. The evaluations
should focus on how the stroke has impacted
Muscle adaptive shortening
the patients social roles and ADL performance.
Understanding a patients motivation and typical Muscles subjected to a prolonged position
pattern of occupational performance provides without stress will develop adaptive shortening/
therapists with key information for collaborative remodeling of the tissue.1 If muscles are rarely
treatment planning.3 Research has demonstrated exposed to active and passive stress, the tissue will
that patients outcomes are more readily attained undergo cross-sectional bridge changes and will
and satisfaction is greater when they are involved lose sarcomeres. They will become short and stiff
in setting meaningful goals. 14 The Canadian and resistant to stretch as a result of mechanical
Occupational Performance Measure (COPM) is change in length.16,17 This adaptive shortening will
462 Topics in Stroke Rehabilitation/Sept-Oct 2008
deprivation in ligaments, joints, and muscle tissue. clinical evaluation and long-term treatment goals.
The application of splints to prevent or correct In the acute stroke patient, the immediate goals
deformity requires the therapists to understand the should be to diminish adaptive muscle shortening,
physical mechanical properties of both loose and reduce and prevent edema, and protect the joint
dense connective tissue. Stress application that is system. This is normally realized through custom-
controlled and graded to all types of connective made, forearm-based safe position splints. These
tissue can restore functional length and avoid splints are applied using materials that have good
an undesirable inflammatory response. One of memory and durability. Orthoplast is a good
the most common clinical problems is adaptive example of a material that will allow the therapist
shortening/remodeling of the muscles. This is a a long work time and forgive heavy handling to
change in fiber length that, along with a decrease provide positioning to patients with high tone.
in cross-sectional area, will greatly diminish the This material allows the therapist to apply Ace
power potential of muscle. Soft tissue adaptive bandages while splinting a patient with high tone
shortening/remodeling has been observed to begin and then set the hand in the appropriate length
in as little as 4 weeks in a nonfunctional joint.7 tension relationship based upon the patients
current situation with regard to tone, spasticity,
Advantages of splinting and joint contracture.
Treatment
A team approach must be utilized between
a physician, patient, caregiver, and therapist.
Treatment goals must be established to ensure
good functional outcomes. This requires constant
communication among all team members. Each
team member must understand his/her role as
well as the roles of the other team members.
Physicians (team leaders) monitor the complete
Figure 3. Photos of Saebo Splints by permission medical condition of the patient and administer
of Mr. Hoffman. medications to control spasticity and improve
function. The physician also determines the type,
dose, and methods of delivery for all drugs.22 The
upon the different individual tone. The splint wear therapists apply therapeutic modalities and manual
time should be gradually increased to 2 hours on skills to prepare the patient for motor control
and 2 hours off during the day. When the splint is functional relearning tasks and occupation.14
removed, the patient should engage in gross motor Muscle stimulation to the extensors of the
graded activities and weight-bearing tasks.20,21 forearm and upper arm is used to produce
The safe position splint should be worn at reciprocal inhibition. This has a profound clinical
night. Optimally, splint wearing time is gradually positive effect on high tone patients, allowing
increased to avoid the pain reflex. The Sabeo them to engage in gross motor ADL tasks.
(Saebo, Inc., Charlotte, NC) splint system has Therapists use and understanding of functional
reached popularity in application in recent years. tasks continue to improve outcomes in patients
This system is of sound design and principle. who are post stroke. The power of occupational
Sabeo uses a flexible splint with progressive inserts based motor tasks and their positive impact on
(Sabeo Stretch) to increase force application based brain plasticity are being researched daily by
upon tone of the patient (Figure 3). motor control scientists. Educational preparation
The Static progressive system (Sabeo Flex) uses of most therapists recognizes the need to engage
a dorsal-based forearm splint with an adjustable stroke patients in basic ADL graded tasks to restore
outrigger. The digital splints cover the distal brain function, following the principles of motor
phalanx and middle phalanx to apply stress to the control theory and occupational engagement. The
extrinsic flexors. This allows active flexion of the use of functional occupation in the rehabilitation
extrinsic digital flexors with functional retraining. process has the potential to reinforce normal
These splints provide therapists a quality option to neuromapping for motor tasks and promotes
address the negative affects of high tone. functional outcomes.
If overstretching occurs through inappropriate Splinting the hand is one modality that can be
application of a static progressive mobilization used to prevent joint contracture and improve
splint, whether custom or off the shelf, a pain muscle length for patients with high tone and
reflex will result and tone will increase not spasticity.5,18,23 The bio-occupation foundation
diminish. If the therapist allows inappropriate is critical to the comprehensive rehabilitation
splint application to occur, then excessive stress program, especially for the poststroke patient.
will be realized to shortened high tone muscle Unfortunately, many professional curricula have
tissue. This can result in soft tissue breakdown, all but stopped teaching the clinical reasoning
finger joint volar plate injuries, and ruptures of skills and application techniques necessary to
the extrinsic finger flexors. Remember, soft tissue actively fit the stroke patient with custom resting
466 Topics in Stroke Rehabilitation/Sept-Oct 2008
and static progressive splints. The elimination does not provide dependable information. The
of the psychomotor skill development has the application of custom splints is vital and provides
potential to greatly jeopardize practice. If splinting the rehabilitation team with a consistent tool to
content is not taught beyond a knowledge improve dysfunction and restore function. Many
perspective, future therapists will not demonstrate questions must be addressed in order to provide
necessary psychomotor skills to adequately the best evidence for treating individuals who
respond to a client base, typical and growing in the have sustained injury to the upper motor neuron
rehabilitation needs. system. Extensive research in this area is essential.
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