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Annals of Botany 96: 507518, 2005

doi:10.1093/aob/mci206, available online at www.aob.oupjournals.org

INVITED REVIEW

Sensing and Signalling in Response to Oxygen Deprivation in


Plants and Other Organisms
J U L I A B A I L E Y - S E R R E S * and R U T H C H A N G
Department of Botany and Plant Sciences, University of California, Riverside, CA 92521-0124, USA

Received: 14 January 2005 Returned for revision: 11 March 2005 Accepted: 19 April 2005 Published electronically: 28 July 2005

 Aims and Scope All aerobic organisms require molecular di-oxygen (O2) for efficient production of ATP though
oxidative phosphorylation. Cellular depletion of oxygen results in rapid molecular and physiological acclimation.
The purpose of this review is to consider the processes of low oxygen sensing and response in diverse organisms,
with special consideration of plant cells.
 Conclusions The sensing of oxygen deprivation in bacteria, fungi, metazoa and plants involves multiple sensors
and signal transduction pathways. Cellular responses result in a reprogramming of gene expression and metabolic
processes that enhance transient survival and can enable long-term tolerance to sub-optimal oxygen levels. The
mechanism of sensing can involve molecules that directly bind or react with oxygen (direct sensing), or recognition
of altered cellular homeostasis (indirect sensing). The growing knowledge of the activation of genes in response to
oxygen deprivation has provided additional information on the response and acclimation processes. Conservation of
calcium fluxes and reactive oxygen species as second messengers in signal transduction pathways in metazoa
and plants may reflect the elemental importance of rapid sensing of cellular restriction in oxygen by aerobic
organisms.

Key words: Oxygen sensing, gene expression, hypoxia, anoxia, alcohol dehydrogenase, reactive oxygen species, cytosolic
calcium, second messenger, G-protein, ethylene.

INTRODUCTION plants. Progress has been made toward the understanding of


the role of activation or de-repression of transcription fac-
Molecular di-oxygen (O2) is an absolute requirement for
tors and alterations in oxygen-regulated gene expression in
efficient production of ATP though oxidative phosphoryla-
several model prokaryotes and eukaryotes. The processes
tion in aerobic organisms. In eukaryotes, oxygen is the final
that determine these responses include multiple direct or
electron acceptor in the mitochondrial electron transport
indirect sensors and signal transduction pathways that
chain. A depletion of oxygen has rapid and profound
are independent or interacting (Fig. 1). Direct sensing
consequences on cell physiology. This condition alters
mechanisms might involve proteins or ligands that bind
gene expression, energy consumption, cellular metabolism,
or react with oxygen. Perturbations in cellular homeostasis,
growth and development. Plant cells are frequently chal-
such as altered energy levels, redox status or calcium levels,
lenged with limited levels of oxygen due to changes in the
may underlie indirect sensing mechanisms. Paradoxically,
external environment or high rates of cellular metabolism
eukaryotic responses to oxygen deprivation appear to
(reviewed by Drew, 1997; Geigenberger, 2003; Gibbs and
involve the formation of reactive oxygen species (ROS)
Greenway, 2003; Greenway and Gibbs, 2003). Natural
including the superoxide anion (O2), hydrogen peroxide
conditions such as spring floods, excess rainfall, winter
(H2O2) and nitric oxide (NO). This review summarizes
ice encasement, submergence, soil compaction and micro-
mechanisms of oxygen sensing in model bacterial and
organism activity can lead to oxygen deficiency. During
eukaryotic systems and discusses our nascent understanding
seed imbibtion and germination, microspore production
of low oxygen sensing and response mechanisms in plants.
or fruit development, the availability of oxygen for energy
production can become limited. This condition can also be
due to restricted diffusion of oxygen into internal tissues or
high rates of cellular metabolism, as in actively dividing OXYGEN SENSING MECHANISMS
cells of meristems. IN BACTERIA
Cells of aerobic organisms have evolved adaptive The most efficient pathway for the production of ATP in
responses to compensate for the energy crisis caused by Escherichia coli is the aerobic respiratory pathway that
oxygen deprivation. The responses at the cellular to utilizes cytochrome bo oxidase as the terminal electron
whole plant level are varied and include alterations in meta- acceptor. The activity of the cytochrome bd oxidase,
bolism and development that in some cases confer long- which has a higher affinity for oxygen, increases when
term tolerance. The mechanisms that underlie the sensing oxygen levels are limiting. Under anaerobic conditions,
and response to oxygen deprivation have not been fully less energy-efficient alternative oxidoreductases are
unravelled in any aerobic organism, let alone in higher utilized for ATP production. Escherichia coli adjusts gene
regulation as a consequence of oxygen deprivation through
* For correspondence. E-mail serres@ucr.edu multiple direct or indirect sensing mechanisms. These
The Author 2005. Published by Oxford University Press on behalf of the Annals of Botany Company. All rights reserved.
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508 Bailey-Serres and Chang Initiation of Responses to Low Oxygen
O2 deprivation by use of another two-component system (Fischer, 1994).
The direct sensing of oxygen tension occurs through
an oxygen- and haem-binding histidine kinase, FixL.
When oxygen tension is severely reduced during root
DIRECT
nodule formation, oxygen is released from the haem-
O2 Homeostasis INDIRECT
SENSING sensor SENSING
binding site of membrane-bound FixL and triggers its auto-
sensor phosphorylation. The kinase then transfers a phosphate to
the transcription factor FixJ, causing a change in conforma-
tion that results in activation of transcription of genes
required for symbiotic nitrogenase reactions (Fischer,
1994; Gong et al., 2000). The activity of FixJ regulation
Adaptive responses increases as oxygen levels fall, providing tight environ-
mental regulation of gene expression during symbiont
F I G . 1. Sensing of oxygen deprivation through direct and indirect invasion (Sciotti et al., 2003).
mechanisms. Oxygen deprivation can result in rapid changes in cell
physiology, transient changes in gene transcription or long-term
alterations in physiology and development. These adaptive responses are
promoted by rapid alteration in the accumulation, location or activity of OXYGEN SENSORS AND SIGNALLING
transcription factors or activation of signal transduction pathways. The PATHWAYS IN MODEL METAZOANS
sensing of oxygen deprivation involves molecules which bind or AND FUNGI
consume oxygen or that are altered by oxidation state. Indirect sensing
occurs as a result of a change in cellular homeostasis, possibly driven by Depletion of cellular oxygen levels promotes changes in
flux in cytosolic calcium levels, adenylate charge, ratio of reduced to gene regulation in yeast and metazoans through varying
oxidized glutathione and carbohydrate availability. Diversity in direct or indirect sensing mechanisms. There is considerable
responses may result from cross-talk between one or more sensing and
signalling pathways.
knowledge of the transcription factors that mediate altera-
tions in gene expression. In contrast, the signal transduc-
tion pathways activated in response to hypoxia in model
adjustments modulate the transcription of genes that encode eukaryotes are complex and wrought with opposing models,
the various oxidoreductases and other machinery of cellular especially those that propose modulation of ROS as a
metabolism. One of these oxygen sensing regulatory sys- second messenger (Lopez-Borneo et al., 2001; Bruick,
tems is the fumarate and nitrate reduction (FNR) transcrip- 2003; Giaccia et al., 2004; Waypa and Schumaker,
tional regulator. FNR is regulated directly by molecular 2005). Interest in oxygen sensing in mammals is intense
oxygen concentration. Under fully aerobic conditions, due to its importance in erythropoiesis, tissue vasculariza-
FNR is inactive, whereas under low oxygen conditions tion, trachea development, closure of the ductus arterious in
FNR forms homodimers that repress the transcription of newborns, progression of tumour development, and control
genes required for aerobic metabolism and promote expres- of blood oxygen levels by the carotid and aortic bodies
sion of genes involved in anaerobic electron transport of the lung, heart and vascular smooth muscle cells. The
and metabolism (Kiley and Beinert, 2003). The underlying emerging view is that a cellular oxygen crisis promotes
mechanism of FNR regulation is the presence of a struc- multiple sensing and physiological response pathways.
turally dynamic cluster of iron molecules, the [4Fe4S]
cluster. The active homodimeric factor has a [4Fe4S]2+
The HIF1a story: transcriptional regulation by direct
cluster in each subunit. In the presence of oxygen,
oxygen sensing
the redox state of this cluster is rapidly converted to
[2Fe2S]2+, promoting a change in conformation that A key regulator of transcription in response to hypoxia in
disrupts FNR dimerization and DNA binding activity. animals is the hypoxia-inducible heterodimeric transcrip-
A second system in E. coli that controls gene expression tion factor (HIF) (reviewed by Bruick, 2003; Acker and
under conditions of reduced oxygen availability is the Acker, 2004; Giaccia et al., 2004; Semenza, 2004). This
ArcAB system. This two-component system includes the complex is highly conserved in metazoa including
membrane-bound histidine kinase ArcB and its phos- mammals, Drosophila melanogaster and Caenorhabditis
phorylation target ArcA. Oxygen deficiency promotes the elegans. HIF is composed of the constitutively synthesized
auto-phosphorylation of ArcB that activates phosphoryla- HIF1a and HIF1b subunits, and its activation promotes
tion of ArcA and results in regulation of numerous operons transcription of genes required for anaerobic metabolism,
that provide control of carbon catabolism and cellular redox iron homeostasis, vascularization and erythropoiesis in
status (Unden et al., 1997; Alexeeva et al., 2003). ArcB mammals. HIF activity also indirectly inhibits the expres-
auto-phosphorylation is not regulated by direct oxygen sion of genes through the activation of a transcriptional
sensing but is a response to a reduction in electron flow repressor, Dec1 (Yun et al., 2002). HIF is controlled by
through the respiratory chain (Alexeeva et al., 2000). Thus, multiple parameters, including mRNA accumulation and
the ArcAB system mediates fine-tuned responses to the alternative splicing, protein turnover, nuclear localization
reduction in cellular ATP levels that occur as oxygen avail- and transactivation. Primary control is through turnover of
ability diminishes (Alexeeva et al., 2003). the HIF1a subunit when oxygen is available. Oxygen-
Root nodule-forming Rhizobia and Bradyrhizobium dependent HIF prolyl hydroxylases modify specific proline
species adjust metabolism in response to oxygen levels residues within HIF1a in a reaction that is dependent upon
Bailey-Serres and Chang Initiation of Responses to Low Oxygen 509
2-oxogluturate and ascorbate. This proline hydroxylation NAD(P)H oxidase functions to constitutively repress low
targets HIF1a for rapid ubiquitination and proteosomal oxygen signalling pathways (Lopez-Barneo et al., 2001,
degradation (Ivan et al., 2001; Jaakkola, 2001). The three 2004). In this scenario, H2O2 generated by enzymatic or
human HIF1a prolyl hydroxylases have a high Km for O2 spontaneous dismutation of O2 maintains a cellular oxid-
(230250 mM) (Hirsila et al., 2003). Therefore, their ization state that inhibits signal transduction in cell types
activity is proportional to oxygen availability. This oxygen such as arterial and airway chemoreceptors. Hypoxia
concentration-dependent activity qualifies the prolyl hydro- reduces this ROS production leading to a cascade of events:
xylases as a bone fide oxygen sensor (Bruick, 2003). alteration of cytosolic redox state, closure of oxygen-
An additional level of HIF regulation is mediated by a sensitive voltage-dependent potassium channels, activation
second 2-oxyglutarate-dependent hydroxylase, an aspar- of voltage-gated calcium channels and an elevation of
aginyl hydroxylase. This enzyme modifies an asparagine cytosolic calcium (Archer et al., 2000; Lopez-Barneo
residue within the N-terminal trans-activation domain of et al., 2001, 2003). Although there is considerable support
HIF1a (Bruick, 2003). This change reduces the interaction for this PM NAD(P)H oxidase model, it is unlikely to reflect
of HIF with transcriptional co-activators, providing another oxygen sensing in all cell types. Examination of PM
level of control through direct oxygen sensing. Additional NAD(P)H oxidase-deficient mice revealed that pulmonary
enhancement of HIF activity, via indirect sensing of oxygen vascular and neuroepithelial cells differ in the requirement
deprivation, involves elevation of HIF1a mRNA via for this enzyme in the response to hypoxia (Archer et al.,
production of ROS that promotes a G-protein signalling 1999; Fu et al., 2000). Moreover, diphenyl iodonium (DPI),
cascade (Turcotte et al., 2003, 2004). a non-specific inhibitor of flavin-binding proteins including
the PM NAD(P)H oxidase, nitric oxide synthase (NOS)
Transcriptional regulation by haem-binding
and mitochondrial NADH dehydrogenase (complex I), is
proteins in yeast
an effective inhibitor of hypoxia responses in mammalian
cells, leading to the suggestion that ROS evolution may
Saccharomyces cerevisiae can grow anaerobically if actually be promoted under conditions of oxygen deficiency
provided with a fermentable carbon source. Yeast cells (Chandel et al., 2000).
respond to oxygen deprivation via multiple low oxygen Another model proposes that the mitochondrion, the
sensing and transduction pathways (Kwast et al., 1998; major consumer of cellular oxygen, is a sensor of oxygen
Poyton, 1999). A predominant pathway involves haem, availability (Chandel et al., 1998, 2000; Chandel and
an oxygen-binding molecule, in the adjustment of transcrip- Schumaker, 2000; Schumaker, 2003). In this scenario,
tion by haem-containing factors. Unlike the direct oxygen hypoxic conditions promote production of ROS within
sensing mediated by haem-containing transcription factors mitochondria, leading to a release of calcium and other
in bacteria, transcriptional regulation by the yeast factors is molecules, such as cytochrome c. In support of the mito-
governed by rates of de novo synthesis of haem, in a redox- chondrial sensor hypothesis, mammalian and yeast cell
insensitive manner. The activity of the haem biosynthesis lines deficient in mitochondrial electron transport chain
pathway is proportional to oxygen concentration at levels components or treated with compounds that block electron
above 01 mM O2, due to properties of several haem biosyn- transport upstream of centre N of complex III are impaired
thesis enzymes within the mitochondrion (Hon et al., 2003). in hypoxia responses (Chandel et al., 1998, 2000; Chandel
Consequentially, oxygen depletion dramatically influences and Schumaker, 2000; Dirmeier et al., 2002; Schroedl
the production of haem, which is necessary for the tran- et al., 2002; Waypa et al., 2002; Waypa and Schumaker,
scriptional activator Hap1 to drive expression of genes 2005). In contrast, antimycin A, which blocks electron
required for aerobic metabolism (Poyton, 1999; Zhang transport at centre N of complex III, mimics hypoxia
and Hach, 1999). The reduction in free haem levels responses including the elevation of HIF1a mRNA.
under hypoxia also compromises the stability of Hap1 These studies attribute mitochondrial ROS production to
(Hon et al., 2003). In turn, reduced Hap1 activity limits the elevation of ubisemiquinone ion, which donates an elec-
the production of two transcriptional repressors, Rox1 tron to oxygen to produce O2. The effective production of
and Mot3, and thereby de-represses transcription of a O2 is purportedly stimulated by a decrease in the Vmax
number of genes required for anaerobic metabolism. of cytochrome c oxidase (Chandel and Schumaker, 2000).
Another haem-binding transcription factor, the tetrameric Arguments against the mitochondrial sensor model cite the
Hap2/3/4/5, is also regulated by haem levels and controls failure of cytochrome c oxidase inhibitors to mimic the low
the expression of aerobic genes in a manner similar to Hap1. oxygen response in mammals and the inconsistency in the
effect of mitochondrial inhibitors on different cell types.
However, cytochrome c oxidase-deficient strains of yeast
The enigmatic role of ROS in oxygen sensing and
display altered expression of a sub-set of the hypoxia-
response mechanisms
induced genes (Kwast et al., 1999). A current challenge
There is considerable evidence that ROS production, by is to determine if the proposed oxygen concentration sens-
either a plasma membrane (PM) NAD(P)H oxidase and/or ing by mitochondria is mediated directly by oxygen
mitochondria, regulates responses to oxygen deprivation. (i.e. through regulation of haem) or a change in cellular
There are at least four models that propose a role for homeostasis (i.e. ATP levels or adenylate charge ratio
ROS produced by one or both of these sources (Sham, ([ATP] + 05[ADP])/([ATP] + [ADP] + [AMP]),[NAD(P)+]/
2002). One model proposes that O2 produced by the PM [NAD(P)H], [GSSG]/[GSH]). If the latter is correct, the
510 Bailey-Serres and Chang Initiation of Responses to Low Oxygen
mitochondrial response may be similar to the indirect under conditions of hypoxia, as well as anoxia (Paul and
sensing paradigm of ArcAB in E. coli. Ferl, 1991; Drew, 1997; Koch et al., 2000). Plant cells have
NO, a gaseous second messenger, is implicated in oxygen evolved adaptive mechanisms that allow for avoidance of
sensing and the responses leading to vasodilatation in anoxia by reducing aerobic respiration and energetic
mammals (Shiva et al., 2005). In hypoxic cells, NO processes as ATP levels decline (Geigenberger, 2003;
binds competitively to the haem group of cytochrome c van Dongen et al., 2004). The sensing and signalling that
oxidase and inhibits its activity (Hagen et al., 2003). lead to modification of gene expression may be triggered
This interaction was proposed to enhance the maintenance by a change in cellular homeostasis and not necessarily
of HIF1a prolyl hydroxylase activity, thereby delaying the by a direct sensing of oxygen concentration (Figs 1, 2).
increase in HIF activity. It was also suggested that NO As revealed by the ArcAB system of E. coli and
controls the production of O2 by mitochondria and allows indicated by the mitochondrial sensing model of metazoa,
establishment of oxygen gradients within organs (Shiva a universal indirect response to hypoxia may be curtailment
et al., 2005). Confirmation of a role for NO in the response of the consumption of limited ATP and other limited
to hypoxia in Drosophila embryos indicates that this ROS resources such as carbohydrates and lipids. It remains to
may be involved in evolutionarily conserved response be determined if the plant response is mediated exclusively
mechanisms. by indirect sensing mechanisms or also involves direct
There may be cross-talk between ROS produced at the oxygen sensing.
PM and within mitochondria in low oxygen response mech- An oxygen sensor is capable of directly detecting oxygen
anisms. Both the PM NADPH oxidase and mitochondrial availability and subsequently triggering a signalling cas-
sensor models involve the modulation of production of ROS cade. It is still unclear if such sensors exist in plants. The
and flux in cytosolic calcium. It can be predicted that these plant oxygen-binding protein, haemoglobin, has been ruled
processes involve positive and negative feedback systems out as a potential oxygen sensor or carrier because of its
that are controlled by the spatial and temporal location extremely low dissociation constant for oxygen (Dordas
of these second messengers. It seems likely that the presence et al., 2003). Although haem-containing transcription
of multiple interacting sensory circuits would enhance factors have not been reported in plants, there is evidence
the diversity and fine-tuning of the response to oxygen of redox-sensitive transcription factors, at least one of which
deprivation (Fig. 1). might be involved in the adaptive response to low oxygen.
ZAT12, a putative zinc finger-containing transcription
factor, is recognized as a component in the oxidative stress
LOW OXYGEN SENSING AND SIGNAL response signalling network of arabidopsis (Rizhsky et al.,
TRANSDUCTION MECHANISMS IN 2004). During oxidative stress, ZAT12 promotes expression
PLANT CELLS of other transcription factors and the upregulation of cyto-
solic ascorbate peroxidase 1, a key enzyme in the removal of
Evidence for indirect low oxygen sensing
H2O2. Accumulation of ROS is a common consequence of
mechanisms in plants
biotic and abiotic stresses, including oxygen deprivation
To date, there is no clear understanding of the sensor(s) and re-oxygenation (discussed below). ZAT12 transcript
of oxygen deprivation in plant cells (Drew, 1997; levels were significantly elevated in response to hypoxia
Geigenberger, 2003; Gibbs and Greenway, 2003). Analyses and anoxia in several independent analyses (Branco-Price
of the molecular responses of maize (Zea mays), rice et al., 2005), indicating involvement of this potentially
(Oryza sativa) and arabidopsis (Arabidopsis thaliana) to redox-regulated factor.
oxygen deprivation have focused on the regulation of Another mechanism of indirect oxygen sensing in plant
expression of genes and activation of enzymes involved cells may be manifested through the rapid reduction in
in acclimation of metabolism and alteration of development. cytosolic pH (Fig. 2). A 0206 unit decline in cytoplasmic
These include enzymes involved in the breakdown of pH occurs within 15 min of oxygen deprivation and
starch, catabolism of soluble sugars and fermentation, is associated with changes in cell physiology (reviewed
aerenchyma formation, cell and organ elongation and by Wilkinson, 1999; Greenway and Gibbs, 2003). For
adventitious root formation. As in other multicellular example, the decrease in cytosolic pH is proposed to inhibit
eukaryotes, the plant response depends upon the severity water transport by water channel proteins (aquaporins) of
of the stress, cell type and developmental stage. Cells may the PM intrinsic protein subgroup under anoxia (Tournaire-
endure different degrees of oxygen deficiency within a plant Roux et al., 2003). Greenway and Gibbs (2003) suggested
tissue or organ. As the external oxygen concentration that the decrease in cytosolic pH, typically from about 75
declines, the rate of oxygen uptake into internal cells to 71 in anoxia-tolerant tissues, aids in the acclimation to
must keep up with the rate of oxygen consumption. A the cellular energy crisis. This drop in pH may contribute to
zone of anoxia may occur in internal tissues, as observed the reduction in the energy consumptive process of protein
in the stele of maize roots or the centre of fruits or tubers, synthesis and stimulation of ethanolic fermentation
even when surrounding cells have sufficient oxygen to (Roberts et al., 1984a, b; Webster et al., 1991).
maintain aerobic respiration (Geigenberger, 2003; Gibbs Davies biochemical pH-stat hypothesis predicts that
and Greenway, 2003). It is well established that adaptive anaerobic metabolism is modulated by the activities
responses, such as increased alcohol dehydrogenase (ADH) of pH-sensitive enzymes, but has been highly debated
gene expression and fermentative metabolism, are initiated (Davies, 1986; Drew, 1997; Tadege et al., 1999;
Bailey-Serres and Chang Initiation of Responses to Low Oxygen 511
O2 deprivation

ATP
DIRECT INDIRECT [pH]cyt
O2 SENSING SENSING [Ca2+]cyt
ROS

Initiation of signal transduction

GTP GDP
Other Growth
pathways? ROP-GDP ROP-GTP regulators

Pi ROPGAP

Antioxidant Elevated
Carbohydrate Developmental
defence ethanolic
conservation adaptations
Limited ROS fermentation

F I G . 2. Sensing and signalling in response to oxygen deprivation in plant cells. Depression of cellular oxygen concentration leads to changes in the cellular
milieu that promote altered gene expression, metabolism and development. To date, there is no known mechanism of direct oxygen sensing in plant cells.
Indirect sensing may be regulated by the changes in cytosolic pH, local and temporal fluxes in calcium concentration, reduction in adenylate charge or
production of ROS, including NO and H2O2. The accumulation of the active form of the ROP GTPase, ROP-GTP, stimulates the induction of ADH expression
and ethanolic fermentation, at least in Arabidopsis. The increase in cytosolic calcium, released from the mitochondria and influx from the apoplast, contributes
to this gene regulation. Paradoxically, the activation of ROP signalling is associated with increased levels of H2O2; genotypes that are unable to regulate ROP
signalling negatively are sensitive to oxygen deprivation despite strong induction of ADH gene expression. ROP GTPase signalling is attenuated by a
ROPGAP, which promotes hydrolysis of GTP that is bound to ROP. This negative regulation limits ROS production and most probably conserves
carbohydrates. H2O2 is a signalling molecule in plant cells as well as a damaging agent; antioxidants and antioxidant enzymes ameliorate its
accumulation. NO is also a signalling molecule; its levels may be regulated by increases in haemoglobin in response to oxygen deprivation. The
growth regulators ethylene, gibberellin, auxin and ABA control developmental adaptations including aerenchyma formation, cell, stem and petiole
elongation, petiole hyponasty and adventitious root formation. There is evidence of cross-talk between the response pathways.

Geigenberger, 2003; Greenway and Gibbs, 2003). Both regulated by lactate production but rather by pyruvate
lactate- and ethanol-producing fermentations yield NAD+. availability, noting that the Km for pyruvate of pyruvate
Under conditions of oxygen deprivation, the pyruvate pro- dehydrogenase (PDH) is in the mM range whereas that of
duced by glycolysis may initially be converted to lactate PDC is in the mM range. An important observation is
in a reaction catalysed by lactate dehydrogenase (LDH). that fermentation can occur under aerobic conditions and
Lactate accumulation, however, contributes to cytosolic may not necessarily be driven by a decrease in cytosolic
acidosis and may ultimately cause cell death if not con- pH. Nonetheless, alteration of cytosolic pH is likely to
trolled. As the cytosolic pH falls near to 70, pyruvate impact specific metabolic pathways and could play a
decarboxylase (PDC) activity increases, promoting the con- role in indirect oxygen sensing.
version of pyruvate to acetaldehyde, which is reduced to
ethanol by ADH. Ethanol, an uncharged molecule, can
cross the PM, whereas lactate efflux can require ATP con- Evaluation of oxygen deprivation-induced changes in
sumption. The root tips of maize seedlings that are deficient mRNA accumulation and recognition of signalling
in ADH specific activity succumb more rapidly to oxygen machinery and response mechanisms
deprivation due to an inability to limit lactate production It is well established that gene regulation is altered in
and the decline in cytosolic pH (Roberts et al., 1984b), response to oxygen deprivation in plants. Both early
whereas those root tips acclimated to low oxygen condi- molecular investigations and recent mRNA profiling
tions are better equipped to extrude protons from the cyto- studies have demonstrated that regulation occurs at the
sol (Xia and Roberts, 1996). Thus, avoidance of cytosolic level of mRNA accumulation and translation in A. thaliana
acidosis is likely to involve the mode of fermentation as and other model species (Sachs et al., 1980; Bailey-Serres,
well as the activity of PM H+ ATPases. Tadege et al. (1999) 1999; Klok et al., 2002; Paul et al., 2003; Branco-Price et al.,
challenged the hypothesis that lactate-induced acidification 2005; Liu et al., 2005; Loreti et al., 2005). Profiling of the
triggers the onset of ethanol production, citing that the mRNAs in large polyribosome complexes confirmed that
reduction in cytosolic pH and onset of lactate fermentation selective mRNA translation is a significant regulatory
were not well correlated in studies of several species. These mechanism under hypoxia (Branco-Price et al., 2005).
authors proposed that flux of pyruvate to ethanol is not The strong impairment of protein synthesis is most
512 Bailey-Serres and Chang Initiation of Responses to Low Oxygen
probably a mechanism of energy conservation since a large synthesized proteins (Gutierrez et al., 1999). AtMYB2
proportion of cellular mRNAs show no reduction in steady- mRNA may be stabilized under hypoxia as a consequence
state abundance but are poorly translated under hypoxia. of the depletion of a factor with a short half-life (Dolferus
Alterations in mRNA accumulation in response to oxygen et al., 2003). This could be regulated through direct or
deprivation are regulated in a temporal manner and depend- indirect oxygen sensing by proteins involved in mRNA
ent upon multiple parameters including the severity of the degradation. Alternatively, AtMYB2 mRNA stability may
stress, light and nutrient availability, tissue, organ and be regulated by differential mRNA translation when oxygen
developmental age. The genes that are induced by anoxia or nucleotide triphosphate levels are limiting. AtMYB2
and hypoxia in arabidopsis are extremely diverse and mRNA accumulation is promoted by cold temperature,
include proteins involved in carbohydrate catabolism, gly- dehydration stress and wounding (Dolferus et al., 2003),
colysis, ethanolic and other fermentation pathways, lipid all of which reduce global levels of protein synthesis and
metabolism, ethylene synthesis, auxin-mediated processes, increase differential mRNA translation (Bailey-Serres,
amelioration of ROS, calcium and ROS-mediated signal 1999; Kawaguchi and Bailey-Serres, 2002; Kawaguchi
transduction and gene transcription (Klok et al., 2002; et al., 2004).
Paul et al., 2003; Branco-Price et al., 2005; Liu et al., The independent DNA microarray analyses have identi-
2005; Loreti et al., 2005). A comparison of the results fied a number of genes that encode putative components of
from several of these experiments is presented by signal transduction pathways (Klok et al., 2002; Branco-
Branco-Price et al. (2005). Although these experiments Price et al., 2005; Liu et al., 2005; Loreti et al., 2005). These
involved different organs, developmental ages and treat- include calcium-binding proteins, protein-modifying
ment conditions, increases in a number of gene transcripts enzymes [i.e. receptor-like kinases and mitogen-activated
were observed in multiple studies and are consistent with protein (MAP) kinase], and known signalling pathway com-
known physiological and developmental processes that are ponents such as the gp91-phox subunit of the respiratory
affected by low oxygen stress. Interestingly, a significant burst oxidase NAD(P)H oxidase. Several of these RNA
proportion of the hypoxia-induced genes encode proteins of profiling studies reported the significant induction of the
unknown function, providing a challenge for future invest- non-symbiotic haemoglobin mRNA, which participates in
igations. Despite the complex nature of RNA profiling data, regulation of cellular redox and energy status under hypoxia
such data are useful for the development of hypotheses in an NO- and nitrate-dependent manner and has been
on signal transduction events because genes that encode shown to enhance survival of hypoxia (Dordas et al.,
signalling components are frequently upregulated when 2003; Igamberdiev and Hill, 2004). It is of particular interest
the pathway is active (Leonhardt et al., 2004; Davletova to know whether the low oxygen sensing mechanisms and
et al., 2005). signalling processes in plants and other eukaryotes are
The DNA microarray reports have identified transcription evolutionarily conserved, as implicated for NO in diverse
factor/activator mRNAs that increase in response to various eukaryotes.
regimes of oxygen deprivation in arabidopsis (Klok et al.,
2002; Branco-Price et al., 2005; Liu et al., 2005; Loreti
Calcium flux is necessary for ADH induction
et al., 2005). These include heat shock factors, ethylene
under oxygen deprivation
response-binding proteins, MADS-box proteins, AP2
domain, leucine zipper, zinc finger and WRKY factors. Hypoxia promotes an activation of voltage-gated PM
Plants lack orthologues of mammalian HIF1a or yeast channels and influx of calcium as well as flux in mito-
Hap1, Rox1 or Mot3; other factors must control the chondrial calcium levels in mammalian cells (Archer et al.,
transcriptional reprogramming that occurs. A transcription 2000; Lopez-Barneo, 2001, 2004). In plants, including
factor shown to regulate gene expression under hypoxia in maize, rice and arabidopsis, movement of calcium is a
plants is the MYB-class transcription factor AtMYB2 of prerequisite for certain alterations in gene expression in
arabidopsis (Hoeren et al., 1998; Dolferus et al., 2003). response to anoxia and hypoxia (Subbaiah and Sachs,
This factor binds a GT-motif sequence element present in 2003) (Fig. 2). Maize cells require an increase in cytosolic
the 50 -flanking region of ADH1 and a number of hypoxia- calcium for the induction of expression of Adh1 and other
induced genes of diverse species (Hoeren et al., 1998; Klok genes (Subbaiah et al., 1994a, b; He et al., 1996). Fluor-
et al., 2002; Dolferus et al., 2003; Liu et al., 2005). Other escent imaging analyses demonstrated that a reversible
sequence motifs present at a significant frequency in hyp- increase in cytosolic calcium occurs immediately follow-
oxia-induced genes include a SURE-a-like element that ing transfer of maize cells to anoxia (Subbaiah et al.,
interacts with WRKY factors and a G-box-like element 1994a, 1998). Treatment of cells with caffeine, which
that interacts with bZIP factors (Liu et al., 2005). also promotes an increase in cytosolic calcium, was suf-
The regulation of AtMYB2 appears to be governed by ficient to induce Adh1 (Subbaiah et al., 1994a). However,
differential turnover of AtMYB2 mRNA (Hoeren et al., anoxia further stimulated an increase in cytosolic calcium
1998; Dolferus et al., 2003). Treatment of cultured ara- in caffeine-treated cells, suggesting that calcium is
bidopsis seedlings with cycloheximide, an effective inhib- released from both caffeine-sensitive and -insensitive
itor of protein synthesis, promoted an increase in AtMYB2 stores in response to anoxia. Reversible changes in cal-
mRNA under non-stress conditions (Hoeren et al., 1998). cium levels inside and on the periphery of mitochondria
A change in mRNA stability in response to this drug is were observed upon transfer to anoxia and following
typical of mRNAs that are destabilized by constitutively re-oxygenation, leading to the conclusion that anoxia
Bailey-Serres and Chang Initiation of Responses to Low Oxygen 513
stimulates calcium release from mitochondria (Subbaiah A GTPase rheostat regulates ADH1 induction
et al., 1998). The increase in cytosolic calcium and release in response to hypoxia in arabidopsis
of calcium from mitochondria under anoxia were dramat-
A screen for transposon insertions into genes induced by
ically inhibited by ruthenium red, which blocks mito-
hypoxia that influence the induction of ADH1 expression
chondrial and endoplasmic reticulum calcium channels
revealed that the RHO-like GTPases of plants (ROP)
(Subbaiah et al., 1994a, 1998). Further evidence for a role
monomeric GTPase modulates the induction of ADH1 in
for mitochondria in the induction of Adh1 was revealed in
arabidopsis seedlings (Baxter-Burrell et al., 2002, 2003).
a study of gene regulation in the T-cytoplasm mitochon-
Based on findings with arabidopsis, it was proposed that
drial genotype of maize. Methomyl, which uncouples the
a ROP GTPase rheostat promotes ethanolic fermentation
mitochondrial inner membrane potential and promotes
when active and conserves carbohydrates when inactive
calcium release from the organelle, engendered a strong
(Fukao and Bailey-Serres, 2004) (Fig. 2). The ROP family
induction in Adh1 transcript accumulation in the absence
of proteins activates and represses signalling cascades that
of oxygen deprivation (Kuzmin et al., 2004). These data
control diverse mechanisms in plant cells (Gu et al., 2004).
suggest that dynamic alterations in mitochondrial and
Constitutive active and dominant-negative mutants of
cytosolic calcium, which are likely to play a role as
ROP2, one of the ten ROP proteins of arabidopsis, showed
second messengers, are important in the response of
increased sensitivity to hypoxia and altered induction of
oxygen-deprived maize cells.
ADH1 at the seedling stage. The importance of regulation
Calcium modulation is also necessary for responses to
of ROP-GTP and ROP-GTP levels in ADH induction was
hypoxia in arabidopsis and rice. Sedbrook et al. (1996)
implicated further by the phenotype of a loss-of-function
monitored arabidopsis seedlings expressing a calcium-
mutant of a negative regulator of ROP signalling,
sensitive luminescent protein, jellyfish AEQUORIN, and
ROPGAP4. ropgap4-1 seedlings showed increased sensit-
confirmed three oscillations in cytosolic calcium in response
ivity to hypoxia and uncontrolled induction of ADH1. The
to anoxia. Transfer to anoxia caused a rapid transient spike
examination of these mutants led to the finding that the
(10 min) in calcium followed by a prolonged increase
levels of the active form of ROP, ROP-GTP, increased
(154 h), whereas re-oxygenation also elicited a transient
within 15 h of oxygen deprivation and declined after pro-
spike. The initial spike was less prominent in seedlings
longed stress (>12 h oxygen deprivation under low light).
repeatedly exposed to 10 min of anoxia or pre-treated
These observations indicate that ROP activation is
with ruthenium red, the calcium chelator EGTA or the
necessary to promote ADH1 induction, but moderation
PM calcium channel blockers lanthanum and gadolinium
and reversibility of ROP signalling is an additional pre-
chloride. In contrast, the prolonged increase in cytosolic
requisite for survival of transient hypoxia.
calcium was greatly enhanced in the presence of gadolinium
Further studies revealed that a consequence of ROP
or lanthanum chloride. These observations led to the pro-
activation was the induction of H2O2 accumulation. The
posal that the initial calcium increase results from an influx
elevation of H2O2 in crude cell extracts was inhibited by
of calcium from the apoplast and release of calcium from
DPI, an inhibitor of flavin-binding proteins. DPI also dra-
an internal store(s). The secondary calcium transient most
matically inhibited increases in ADH activity, leading to the
probably involves the activity of PM channels.
suggestion that ROS production is a necessary component
Curiously, the calcium signatures recorded in these seed-
of a low oxygen signalling pathway. However, the inability
lings were primarily the response of the stems and cotyle-
of the ropgap4-1 mutant to control the elevation in H2O2
dons; roots showed no reproducible increase in cytosolic
indicated that negative regulation of the signalling is neces-
calcium (Sedbrook et al., 1996). These investigators con-
sary to avoid oxidative stress (Baxter-Burrell et al., 2002;
cluded that either root and aerial tissues have distinct
Fukao and Bailey-Serres, 2004). These findings support the
responses or the AEQUORIN of their system lacked sens-
hypothesis that rheostat-like regulation of ROP activity
itivity to record calcium modulation in roots. Most prob-
mediates temporal activation of an H2O2-dependent signal-
ably, the latter is correct since increased cytosolic calcium
ling pathway that leads to ADH1 expression. The import-
was required to drive expression of the ADH1 promoter in
ance of the production and amelioration of ROS in the
the roots and shoot apex of arabidopsis (Chung and Ferl,
response of plant cells to oxygen deprivation was recog-
1999). The presence of ruthenium red, EGTA and gadolin-
nized prior to the elucidation of the ROP rheostat (Blokhina
ium chloride effectively blocked the increase in reporter
et al., 2003). A DPI-sensitive increase in H2O2 was reported
enzyme activity observed in the absence of these com-
in response to hypoxia in rhizomes of two iris species (Iris
pounds. In rice, treatment of seedlings with ruthenium
pseudoacorus and Iris germanica). By use of electron
red inhibited the induction of ADH1 and alternative
microscopy, these studies detected H2O2 accumulation in
oxidase1a (AOX1a) mRNA, but did not influence the
the apoplast and in association with the PM in hypoxic
decrease in abundance of several transcripts (Tsuji et al.,
tissues. An intriguing possibility is that the source of this
2000). Together, these studies indicate that low oxygen-
ROS is a PM NAD(P)H oxidase.
induced alterations in gene expression in plants can be
There may be a connection between ROP-promoted H2O2
dependent upon calcium flux(es). Further research is needed
production and the hypoxia-induced increase in cytosolic
to resolve the biological relevance of the spatial and
calcium. Caffeine treatment mimics anoxia in maize, at
temporal distinctions in calcium transients and to determine
least in part, by increasing cytosolic calcium (Subbaiah
the specific role(s) of calcium in signal transduction under
et al., 1994a, 1998). When arabidopsis seedlings were
oxygen deprivation.
514 Bailey-Serres and Chang Initiation of Responses to Low Oxygen
transferred to solid medium that contained caffeine, (Banga et al., 1996; Vriezen et al., 1999). Ethylene mediates
significant increases in ROP-GTP levels and ADH specific internode elongation and adventitious root initiation in
activity were observed (Baxter-Burrell et al., 2002). An deepwater rice (Lorbiecke and Sauter, 1999), and petiole
interaction between ROP signalling and calcium is suppor- elongation and leaf hyponasty in R. palustris (Voesenek
ted by the demonstration that EDTA and the calcium et al., 2003). An increase in intracellular calcium is involved
channel antagonists ruthenium red and lanthanum chloride in the transduction of the ethylene signal that leads to the
affect the accumulation of ROP-GTP in response to hypoxia formation of aerenchyma in hypoxic maize roots (He et al.,
(A. Baxter-Burrell and J. Bailey-Serres, unpubl. res.). 1996). Ethylene also enhanced the hypoxic induction of
Interestingly, an increase in cytosolic calcium is a likely ADH1 in arabidopsis (Peng et al., 2001).
prerequisite for the activation of apoplastic H2O2 produc- Several studies have examined the interplay between
tion by the calcium-dependent NAD(P)H oxidase of plants ethylene and other hormones during acclimation of plants
(Keller et al., 1998; Sagi and Fluhr, 1999). In arabidopsis to flooding stress. When gibberellic acid (GA) inhibitors are
roots, analysis of mutants of the gene family encoding the applied to seedlings of deepwater rice, the growth induced
gp91-phox subunit of the NAD(P)H oxidase revealed that by ethylene and submergence is inhibited (Raskin and
ROS produced by this oxidase activates calcium channels Kende, 1984). Abscisic acid (ABA) is a potent inhibitor
and facilitates calcium flux(es) necessary for root growth of GA action in rice, but ethylene application can reduce
(Foreman et al., 2003; Mori et al., 2004). Moreover, ara- endogenous ABA levels (Hoffmann-Benning and Kende,
bidopsis ROP1 is responsible for an intracellular calcium 1992). Ethylene, GA and indole-3-acetic acid (IAA) act
gradient at the tip of pollen tubes (Gu et al., 2004) and root in consort to promote differential petiole elongation and
hairs (Jones et al., 2002). These observations lead to the hyponastic upward curvature in submerged R. palustris
speculation that ROP may further promote an increase in (Voesenek et al., 2003; Cox et al., 2004). In contrast,
cytosolic calcium under hypoxic conditions, which could be ABA appears to be responsible for the negative regulation
mediated by an NAD(P)H oxidase, possibly located at the of the submergence-induced hyponastic growth. In addition,
PM. Thus, calcium dynamics may provide a balance there appears to be a synergism between ethylene and
between production of H2O2 as a signalling molecule and IAA during adventitious root formation in submerged
the damage it can cause as an ROS. This is consistent with R. palustris (Visser et al., 1996).
the finding that DPI treatment prolonged the tolerance of
ropgap4-1 seedlings (Baxter-Burrell et al., 2002). More-
Differential responses of aerial organs and roots
over, it is of interest to note that members of the gp91-phox
to oxygen deprivation
subunit of the PM NAD(P)H oxidase gene family were
identified as significantly induced by low oxygen stress There is clear evidence that aerial organs and roots
in several DNA microarray analyses (Klok et al., 2002; respond differently to oxygen deprivation. In a pioneering
Branco-Price et al., 2005). Additional experimentation is characterization of the molecular response, Okimoto et al.
needed to determine if a PM NAD(P)H oxidase, and cal- (1980) observed that anaerobic polypeptides (ANPs) were
cium channels it may regulate, plays a role in low oxygen synthesized in anaerobic maize roots, but leaves exhibited
signal transduction and whether this mechanism is evolu- no detectable protein synthesis and died after a short anaer-
tionarily related to the roles during hypoxia of the PM obic treatment. In arabidopsis, the induction of ADH1 by
NAD(P)H oxidase and G-proteins in mammalian cells. hypoxia was reported to occur primarily in the roots, and
only at low levels in the aerial portion of the plant (Dolferus
et al., 1994). Ellis et al. (1999) found that ethanol fermenta-
Ethylene perception enhances responses to
tion was essential for tolerance to hypoxia in roots but not
oxygen deprivation
in shoots of arabidopsis. Moreover, ABA treatment pro-
One growth regulator that has received significant atten- moted tolerance to oxygen deprivation only in the roots
tion in the studies of low oxygen responses is ethylene. of arabidopsis. These observations, as well as organ-specific
Ethylene biosynthesis increases within 4 h of transfer to differences in calcium signatures mentioned earlier
hypoxic conditions in several species (Drew et al., 1979; (Sedbrook et al., 1996), indicate that shoots and roots
Lorbiecke and Sauter, 1999). In arabidopsis, phosphoryla- differ in mechanisms of sensing and response to oxygen
tion of ACC synthase (ACS) by the stress-responsive MAP deprivation.
kinase (MAPK) 6 leads to the accumulation of ACS protein Another aspect of whole plant response is long-distance
(Liu and Zhang, 2004). Consequently, levels of cellular transport of oxygen, mobilization of carbohydrate reserves
ACS activity and ethylene production are elevated. It is and long-distance signalling. Survival of oxygen depriva-
not yet known if a MAPK signalling pathway is activated tion is extended by the transport of oxygen from aerial
by oxygen deprivation. The biosynthesis of ethylene is not organs through aerenchyma to roots (Drew, 1997). On
likely to occur under strict cellular anoxia because the con- the other hand, roots of flooded plants transmit signals
version of 1-aminocyclopropane-1-carboxylic acid (ACC) to aerial organs. For example, in flooded tomato plants,
to ethylene by ACC oxidase (ACO) requires consumption of ACC is rapidly synthesized in the roots and transported
oxygen (Yang and Hoffman, 1984; Kende, 1993). Possibly to the shoot (Shiu et al., 1998). There, in the presence
to compensate for the ACC to ethylene rate-limiting step of oxygen, ACC is converted to ethylene, resulting in
during hypoxia, cellular ACC levels and ACO enzyme leaf curvature. Chung and Ferl (1999) observed that the
activity are elevated in submerged Rumex palustris plants growth of arabidopsis seedling roots through an agar
Bailey-Serres and Chang Initiation of Responses to Low Oxygen 515
medium triggered ADH1 expression in the root as well as distinctions in the location, timing, magnitude, duration and
in the shoot apical meristem. The signal transmission to frequency of signalling cascades will contribute to the
aerial parts of the plant was mediated by a mechanism that responses of individual cells. It is also likely that alterations
uses calcium as a second messenger. These observations in cytosolic pH and calcium are involved in the signalling
emphasize that response to oxygen deprivation occurs at processes. Although paradoxical, ROS may prove to be
the whole plant level. second messengers in the response mechanism. The import-
ance of changes in adenylate charge, redox status and car-
bohydrate levels must also be considered. Many questions
Oxygen sensing mechanisms in Chlamydomonas reinhardtii remain to be answered about the response of individual
and responses involving chloroplast function cells. How do cellular signalling and response mechanisms
Results from the genetic dissection of sensing differ between stress-tolerant and intolerant organs and spe-
and response to hypoxia in the single-celled algae cies? What signalling transduction pathway(s) are activated
Chlamydomonas reinhardtii provide additional insights. It or inhibited? How do multiple and interacting pathways
was noted that a sub-set of hypoxia-induced genes were control adaptive responses? Another inviting area for
activated in cells deficient in copper and in cells that research is the consideration of cellcell and long-distance
were oxygen deprived in the presence of mercuric chloride, signalling mechanisms that determine the organ and whole
an antagonist of the copper-deficiency response (Quinn plant response to oxygen deprivation, such as regulation
et al., 2002). The co-regulation of these responses appears of leaf and internode elongation, petiole curvature, aeren-
to involve the common use of a cis-acting GTAC core, chyma formation and adventitious root growth. It is likely
present in one copy for copper-regulated expression and that these responses involve growth regulators such as ethyl-
in two copies for hypoxic induction, and a trans-acting ene, auxin, gibberellins and ABA. At the organ and whole
factor, copper resistance response 1 (CRR1). Gene induc- plant level, there are also many pertinent questions. How
tion under hypoxia is regulated by both CRR1-dependent might cells that surround an oxygen-deficient core, such as
and -independent pathways. The CRR1-dependent pathway the stele of a root, respond to benefit the survival of the
governs enzymes involved in plastid function, indicating organ or the whole plant? How are the energetic needs of
that plastids contribute to the acclimative response to oxy- meristematic cells safeguarded and how is programmed cell
gen deprivation. The importance of this organelle may be death promoted or avoided? How do cells in roots and aerial
reflected by the differential response to oxygen deprivation organs communicate over a long distance when there is an
observed in root and aerial tissue of arabidopsis (Sedbrook oxygen crisis in the roots? Success at answering these ques-
et al., 1996; Ellis et al., 1999). The observation that light tions will be of relevance to agriculture and will provide
levels affect submergence tolerance in rice and gene induc- knowledge of the fundamental nature of aerobic life.
tion in oxygen-deprived arabidopsis and Nicotiana tabacum
is also consistent with a role for chloroplasts in the whole
plant response programme (Hansch et al., 2003; Mohanty ACKNOWLEDGEMENTS
and Ong, 2003). The influence of chloroplasts may be com- This work was supported by grants from the National
plex due to the role of this organelle in oxygen evolution, Science Foundation (MCB-0-131486) and USDA Cooper-
carbon dioxide consumption, sucrose production, redox ative State Research, Education and Extension Service
regulation, and ROS generation and amelioration. (2003-35100-13359). We are indebted to members of
the Bailey-Serres lab for many productive discussions,
especially Takeshi Fukao.
CONCLUSIONS AND PERSPECTIVES
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