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Massage Therapy for Osteoarthritis of the Knee: A

Randomized Dose-Finding Trial


Adam I. Perlman1*, Ather Ali2, Valentine Yanchou Njike2, David Hom3,4, Anna Davidi2, Susan Gould-
Fogerite4, Carl Milak4, David L. Katz2
1 Duke Integrative Medicine, Duke University School of Medicine, Durham, North Carolina, United States of America, 2 Prevention Research Center, Yale University School
of Medicine, Derby, Connecticut, United States of America, 3 Clinical Trials Unit, Section of Infectious Diseases, Boston Medical Center, Boston, Massachusetts, United
States of America, 4 School of Health Related Professions, University of Medicine and Dentistry of New Jersey, Newark, New Jersey, United States of America

Abstract
Background: In a previous trial of massage for osteoarthritis (OA) of the knee, we demonstrated feasibility, safety and
possible efficacy, with benefits that persisted at least 8 weeks beyond treatment termination.

Methods: We performed a RCT to identify the optimal dose of massage within an 8-week treatment regimen and to further
examine durability of response. Participants were 125 adults with OA of the knee, randomized to one of four 8-week
regimens of a standardized Swedish massage regimen (30 or 60 min weekly or biweekly) or to a Usual Care control.
Outcomes included the Western Ontario and McMaster Universities Arthritis Index (WOMAC), visual analog pain scale, range
of motion, and time to walk 50 feet, assessed at baseline, 8-, 16-, and 24-weeks.

Results: WOMAC Global scores improved significantly (24.0 points, 95% CI ranged from 15.3–32.7) in the 60-minute
massage groups compared to Usual Care (6.3 points, 95% CI 0.1–12.8) at the primary endpoint of 8-weeks. WOMAC
subscales of pain and functionality, as well as the visual analog pain scale also demonstrated significant improvements in
the 60-minute doses compared to usual care. No significant differences were seen in range of motion at 8-weeks, and no
significant effects were seen in any outcome measure at 24-weeks compared to usual care. A dose-response curve based on
WOMAC Global scores shows increasing effect with greater total time of massage, but with a plateau at the 60-minute/week
dose.

Conclusion: Given the superior convenience of a once-weekly protocol, cost savings, and consistency with a typical real-
world massage protocol, the 60-minute once weekly dose was determined to be optimal, establishing a standard for future
trials.

Trial Registration: ClinicalTrials.gov NCT00970008

Citation: Perlman AI, Ali A, Njike VY, Hom D, Davidi A, et al. (2012) Massage Therapy for Osteoarthritis of the Knee: A Randomized Dose-Finding Trial. PLoS
ONE 7(2): e30248. doi:10.1371/journal.pone.0030248
Editor: Ulrich Thiem, Marienhospital Herne - University of Bochum, Germany
Received July 25, 2011; Accepted December 14, 2011; Published February 8, 2012
Copyright: ß 2012 Perlman et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits
unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Funding: This publication was made possible by grant number R01 AT004623 from the National Center for Complementary and Alternative Medicine (NCCAM)
at the National Institutes of Health. Its contents are solely the responsibility of the authors and do not necessarily represent the official views of NCCAM. The
funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Competing Interests: The authors have declared that no competing interests exist.
* E-mail: adam.perlman@duke.edu

Introduction cardiac toxicity, as well as the removal of additional COX-2


inhibitors from the market, have lessened the public’s confidence
Osteoarthritis (OA) is a slowly progressive degenerative disease in pharmaceuticals and led to increased interest in therapeutic
of the joints that at present afflicts approximately 27 million interventions believed to be safer [12,13,14].
Americans [1,2]. With the aging of the ‘‘baby boom’’ population Massage therapy and certain other complementary and
and increasing rates of obesity, the prevalence of OA is estimated alternative medicine (CAM) interventions are being utilized by
to increase 40% by 2025 [3]. Conventional therapies for OA have OA sufferers, and represent attractive, potentially effective options
limited effectiveness, and toxicities associated with suitable drugs to manage pain [12,13,14,15,16,17,18]. Massage is one of the
thus often limit utilization, leaving many facing surgery or chronic, most popular CAM therapies in the US [14]. Between 2002 and
often debilitating, pain, muscle weakness, lack of stamina, and loss 2007, the 1-year prevalence of use of massage by the US adult
of function [3,4,5,6,7,8,9,10]. In 2005, US costs from OA related population increased from 5% (10.05 million) to 8.3% (18.07
absenteeism alone were estimated at $10.3 billion, and in 2007, million) [14]. Massage is generally used to relieve pain from
OA increased aggregate annual medical care expenditures by musculoskeletal disorders [19,20,21,22], cancer, and other condi-
$185.5 billion (in 2007 dollars) [11]. Well-publicized events such as tions; rehabilitate sports injuries; reduce stress; increase relaxation;
the multiple lawsuits associated with rofecoxib and potential decrease feelings of anxiety and depression; and aid general

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Dose-Finding Study of Massage for Osteoarthritis

wellness [12,21,23,24,25,26,27,28,29,30,31,32,33,34,35]. Howev- Those passing telephone screening (n = 125), agreeing to the
er, only a relatively small body of research exists exploring the study protocol, and providing a written physician confirmation of
efficacy of massage therapy for any condition. OA were scheduled for an on-site evaluation to provide written
In 2006, we reported results of a pilot study of massage therapy informed consent and undergo clinical eligibility screening. All
for OA of the knee [18]. Subjects with OA of the knee meeting subjects received nominal compensation (consisting of gift
American College of Rheumatology Criteria [36] were random- certificates for future massages) for their participation. The
ized to biweekly (4 weeks), then weekly (4 weeks) Swedish massage intervention was delivered at two sites; St. Barnabas Ambulatory
(1 hour sessions) or wait list. Subjects receiving massage therapy Care Center (Livingston, NJ), and the Integrative Medicine Center
demonstrated significant improvements in the Western Ontario at Griffin Hospital (Derby, CT). Subject participation and flow are
and McMaster Universities Osteoarthritis Index (WOMAC) shown in Figure 1.
[37,38,39] pain, stiffness, and physical functional disability Recruitment and screening commenced in July 2009 in
domains (p,0.001) and visual analog pain scale [39] (p,0.01) Livingston, New Jersey and Southern Connecticut through flyers,
[18], compared to usual care. Notably, the benefits persisted up to newspaper advertisements, and press releases. Information letters
8 weeks following the cessation of massage [40]. Despite these were sent to patients identified with OA, as well as physicians in
promising results, there was no data to determine whether the dose the rheumatology and internal medicine practices at Saint
utilized in the pilot study was optimal. Barnabas Medical Center (Livingston, NJ) and Griffin Hospital
Here, we report the results of our Phase 2 dose-finding study to (Derby, CT). Of the 430 persons screened for eligibility, 168 did
identify a dose and treatment regimen of an 8-week course of a not meet eligibility criteria, 43 refused to participate, and 94 were
standardized Swedish massage therapy for OA of the knee that is not screened for other reasons (Figure 1). The most common
both optimal (providing greatest effectiveness) and practical reasons for ineligibility were 1) no documented confirmation of
(minimizing patient cost and inconvenience). To our knowledge, OA of the knee, 2) recent history of cortisone and hyaluronate
this was the first dose-finding study of massage therapy for OA, injections, and 3) history of knee replacement. Enrollment
and for OA of the knee specifically. This trial employed a more continued until July 2010. 125 subjects were randomized to
diverse subject population at two clinical sites, and assessed longer- receive one of four active massage arms (Groups 1–4) and one
term residual effects, than did our earlier pilot study. In addition, a Usual Care/control arm.
formally manualized massage protocol was developed and utilized
[18]. Results of the trial reported herein will inform the dosing Randomization
regimen for future clinical trials designed to confirm the efficacy of Participants were block randomized using a permuted block
massage therapy for osteoarthritis of the knee and define its place design (blocks of 5 or 10) in a 1:1:1:1:1 ratio and stratified by site
in clinical practice. and body mass index (BMI) to ensure balance between the
intervention and Usual Care groups across the two performance
Methods sites.. The study statistician (VYN) generated the random
allocation sequence using SAS Software version 9.1. Each eligible
The protocol for this trial and supporting CONSORT checklist are and consented subject (identified by number) was assigned to one
available as supporting information; see Checklist S1 and Protocol S1. of the treatment arms. Treatment allocation was only known by
the statistician and the study assistants (CM and AD) that assigned
Ethics Statement participants to interventions and generated visit schedules.
The study protocol, consent form and all recruitment materials
were approved by the Institutional Review Boards of the Study Design and Interventions
University of Medicine and Dentistry of New Jersey (Newark, This study was a randomized clinical trial with four treatment
NJ), Griffin Hospital (Derby, CT), and the Saint Barnabas Medical arms (and one Usual Care arm) designed to assess the effects of 8
Center (Livingston, NJ). The study was conducted in accordance weeks of a standardized Swedish massage protocol (see Manualiza-
with the Declaration of Helsinki. tion) provided at four distinct doses (Figure 1). Group 1 received
30 minutes of massage weekly for eight weeks. Group 2 received
Participants 30 minutes of massage twice weekly for the initial four weeks, and
Eligible patients were men and women with radiographically- once weekly for the remaining four weeks. Group 3 received
established OA of the knee who met American College of 60 minutes of massage weekly for eight weeks. Group 4 received
Rheumatology criteria [36], were at least 35 years of age, and had 60 minutes of massage twice weekly for the initial four weeks, and
a pre-randomization score of 40 to 90 on the visual analog pain once weekly for the remaining four weeks. Group 4 received the
scale. Patients with bilateral knee involvement had the more same dosing regimen as was given in our pilot trial [41]. The
severely affected knee (determined by the patient) designated as Usual Care group continued with their current treatment without
the study knee. Subjects using NSAIDS or other medications to the addition of massage therapy.
control pain were included if their doses remained stable three The doses were chosen as practical regimens that are commonly
months prior to starting the intervention. used in massage therapy and were designed to investigate the
Subjects were excluded if they suffered from rheumatoid variables of length of individual treatment (30 min vs. 60 min),
arthritis, fibromyalgia, recurrent or active pseudogout, cancer, or frequency (weekly vs. twice weekly), and total treatment time
other serious medical conditions. Subjects were also excluded if (240 min (Group 1, 30 min weekly68 wk), 360 min (Group 2,
they had signs or history of kidney or liver failure; unstable asthma; 30 min biweekly64 wk+30 min weekly64 wk), 480 min (Group
knee replacement of both knees; reported recent use (4 weeks–1 3, 60 min weekly68 wk), or 720 min (Group 4, 60 min biweek-
year prior to enrollment) of oral or intra-articular corticosteroids ly64 wk+60 min weekly64 wk)).
or intra-articular hyaluronate; or knee arthroscopy or significant
knee injury one year prior to enrollment. A rash or open wound Manualization
over the knee and regular use of massage therapy (greater than Prior to enrolling subjects, a formal manualization process
once a month) also resulted in exclusion from the study. produced a study protocol that was tailored to subjects with OA of

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Dose-Finding Study of Massage for Osteoarthritis

Figure 1. Participant Flow Diagram.


doi:10.1371/journal.pone.0030248.g001

the knee, while respectful of the individualized nature of massage quantitative assessment of OA of the knee, and has been proven
therapy [42]. The manualization process, conducted over the to be effective in assessing pain in those suffering from the illness
course of two months, involved the input of licensed massage [37,38,44]. It assesses dimensions of pain, functionality and joint
therapists that participated in the pilot study, massage researchers, stiffness through 24 questions. The WOMAC has been subject to
as well as the investigative team. The resulting massage protocol numerous validation studies to assess reliability and responsiveness
was made reproducible, using standard massage techniques to change in therapy, including physical forms of therapy
[18,43], as well as flexible for individual subject variability. [37,38,44] and was successfully utilized in the Phase 1 study [18].
The manualized protocol specifies the body regions to be
addressed; with distinct 30 and 60-minute protocols (Table 1), as Secondary outcome measures
well as the standard Swedish strokes to be used (effleurage, Secondary measures included pain as measured on a visual
petrissage, tapotement, vibration, friction, and skin rolling) [18]. analog scale (0 to 100 scale), a validated [39] mechanical scale
Each protocol specifies the time allocated to various body regions used to measure pain sensation intensity evoked by nociceptive
(lower/upper limbs, lower/upper back, head, neck, chest). The stimuli [45]. Other secondary outcomes were joint flexibility,
protocol was specifically designed to address symptoms of defined as the range of motion (ROM) allowed at the knee during
osteoarthritis of the knee. The order of body regions is not flexion using a double-armed goniometer, and measured time to
specified in order to account for individual practitioner preference. walk 50 feet (15 m) on a level surface within the clinic facilities.
The manual specifies intentions/attentions for the study massage Outcomes were assessed at baseline, 8-weeks, 16-weeks, and 24-
therapists. Each study therapist was taught and agreed to the weeks post-baseline. Assessment visits were scheduled by a
protocol and signed a form attesting to adherence to the study research assistant, though the measurements were assessed by
protocol after each massage session. Study personnel reviewed separate personnel blinded to treatment assignments. Adherence
adherence to the protocol at regular intervals throughout the study was assessed by tracking the number of massage visits that subjects
period. No deviations from the manualized massage protocol completed.
occurred.
Statistical Analysis
Primary outcome measure Statistical analysis was conducted using SAS software (Version
The primary outcome measure was change in the Western 9.1, SAS Institute, Cary, NC). Repeated measures ANOVA using
Ontario and McMaster Universities Arthritis Index (WOMAC– linear mixed model regression was used to determine between-
Global). The WOMAC has been used extensively in the group changes in all outcome measures and changes in domain-

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Dose-Finding Study of Massage for Osteoarthritis

Table 1. 30- and 60-Minute Massage Protocols.

30 minute protocol (25 minutes of table time)

Region Time Allotted Distribution

Lower Limbs 12–15 min (45–50% of session) From knee down including lower leg, ankle, and foot. From knee up
including hips, pelvis, buttocks & thigh.
Upper Body 8–12 min (36–44% of session) Lower and upper back. Head/Neck/Chest
Discretionary 2–5 min (6–19% of session) Therapist to expand treatment to other affected areas; i.e. rib cage, flank,
upper limbs, etc.

60 minute protocol (55 minutes of table time*)

Lower Limbs 20–27.5 min (45–50% of session) From knee down including lower leg, ankle, and foot. From knee up
including hips, pelvis, buttocks and thigh.
Upper Body 15–24 min (36–44% of session) Lower and upper back. Head, neck, and chest.
Discretionary 3.5–20 min (6–19% of session) Therapist to expand treatment to other affected areas; i.e. rib cage, flank,
upper limbs, etc.

*Accounting for time spent in transition including the welcome, transition to the massage room, taking off jewelry, and other preparatory activities.
doi:10.1371/journal.pone.0030248.t001

specific (i.e. pain, stiffness, and functionality) WOMAC measures, massage (Groups 2, 3 and 4), whereas no improvement (p.0.05)
controlling for time-dependent variables. In all analyses, a two- in Usual Care was seen at any time point (Tables 3 and 4).
tailed a of less than 0.05 was considered statistically significant.
Duncan’s multiple range test (a multiple comparison test) was used WOMAC Stiffness Subscale
to determine whether means differ significantly across treatment No significant between-group changes were seen in WOMAC
groups. A dose-response curve was plotted assessing the magnitude Stiffness, though the magnitude of change was greater in all
of improvement on 8-week WOMAC Global scores plotted treatment groups compared to usual care.
against the total 8-week dose of massage. A sample size of 125
individuals in five arms was based on budgetary and logistical WOMAC Functionality Subscale
constraints. The 60-minute doses (Groups 3 and 4) were significantly (21.2–
22.0 points, 95% CI ranged from 12.5–31.6 points) improved
Results compared to usual care (6.6 points, 95% CI ranged from 0.9–12.2)
at 8-weeks (Table 3).
Of the 125 enrolled subjects, 119 completed the 8-week
assessment and 115 completed the entire trial (Figure 1). Subjects
Dose Response
received the intervention between November 2009 and October A dose-response curve based on changes in WOMAC Global
2010. scores at 8-weeks shows increasing effect with greater total time of
Baseline characteristics of the study participants are provided in massage, but with a plateau at the 480-minute dose (Group 3)
Table 2. The randomization process with stratification by BMI (Figure 2).
was largely successful in producing equivalent groups. The only
differences seen at baseline were that Group 1 was older than the
Visual Analog Pain Scale
other groups, and Group 3 had more perceived pain than usual Pain perception improved significantly (31.2–39.8 points, 95%
care as assessed by the visual analog scale, though no differences CI ranged from 22.9–48.1 points) in both 60-minute dose groups
were seen in the pain subscale of the WOMAC. (Groups 3 and 4) compared to Usual Care at 8-weeks post
baseline, with no significant differences between Groups 3 and 4.
Primary Outcome All treatment groups reported decreased pain perception com-
WOMAC Global scores improved significantly (24.0 points, pared to baseline at all time points (Tables 3 and 4).
95% CI ranged from 15.3–32.7) in the 60-minute massage groups
compared to Usual Care (6.3 points, 95% CI 0.1–12.8) at the Timed 50-foot walk
primary endpoint of 8-weeks (Table 3). No statistically significant All groups showed decreased time to walk 50 feet at all time
differences between the massage groups were detected at 8 weeks, points, except group 1 at week 8 (Tables 3 and 4). However, there
though the magnitude of change in the groups receiving 60-minute were no significant differences between the groups at any
doses (Groups 3 and 4) was greater than the magnitude of change timepoint.
in the groups receiving 30-minute doses (Groups 1 and 2) (Table 3).
Range of Motion
WOMAC Pain Subscale No significant between-group differences were seen in range of
The 60-minute doses (Groups 3 and 4) were also significantly motion at 8-weeks post-baseline, though all massage groups
(27.2–27.7 points, 95% CI ranged from 18.0–36.9 points) im- changed in the positive direction. Group 4, the highest total dose
proved compared to usual care (5.6 points, 95% CI ranged from of massage, was significantly improved from baseline at all time
21.9–13.1) at 8-weeks (Table 3). Significant improvement points. The 30-minute protocols and Usual Care groups did not
(p,0.05) from baseline was achieved for all massage groups at 8 demonstrate any significant changes from baseline at any
weeks, and at 16 and 24 weeks for the three highest doses of timepoint.

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Table 2. Demographic Characteristics and Baseline Values.

Variable Group 1 (n = 25) Group 2 (n = 25) Group 3 (n = 25) Group 4 (n = 25) Usual Care (n = 25)

Gender
Female 15 (12.0%) 18 (14.4%) 19 (15.2%) 17 (13.6%) 19 (15.2%)
Male 10 (8.0%) 7 (5.6%) 6 (4.8%) 8 (6.4%) 6 (4.8%)
Race
White 23 (18.4%) 22 (17.6%) 19 (15.2%) 20 (16.0%) 22 (17.6%)
Asian 0 (0.0%) 0 (0.0%) 0 (0.0%) 1 (0.8%) 0 (0.0%)
White/Asian 0 (0.0%) 1 (0.8%) 0 (0.0%) 0 (0.0%) 0 (0.0%)
African American 2 (1.6%) 2 (1.6%) 4 (3.2%) 4 (3.2%) 2 (1.6%)
Hispanic 0 (0.0%) 0 (0.0%) 1 (0.8%) 0 (0.0%) 0 (0.0%)
Unknown 0 (0.0%) 0 (0.0%) 1 (0.8) 0 (0.0%) 1 (0.8%)
Age (years) 69.968.6 61.969.5 62.6610.6 63.6613.0 63.6610.2
Body Mass Index (kg/m2) 31.067.5 32.166.8 31.866.7 31.367.1 31.766.5
WOMAC (mm)
Pain 52.3619.9 42.4623.0 52.5616.5 44.4619.3 46.3615.4
Stiffness 53.4624.1 58.6621.1 58.4624.7 51.2624.4 62.8618.2
Functionality 52.9617.9 49.5619.5 49.8619.7 48.3620.2 50.5617.4
Global 52.9618.3 50.2619.4 53.6617.3 48.0619.0 53.2614.8
Pain (VAS) (mm) 61.2616.8 64.0612.7 66.4611.3 59.2613.3 57.669.0
50-foot walk (seconds) 18.366.9 16.867.0 15.663.2 15.765.4 15.762.8
Range of Motion (degrees) 108.7614.6 114.4610.4 115.3610.5 112.8612.6 115.669.6

Values are mean 6 SD except otherwise stated.


doi:10.1371/journal.pone.0030248.t002

Adherence Discussion
Subjects completing 80% or more of assigned visits (8 or 12
This was the first formal dose-finding study of massage therapy
visits, based on treatment assignment) were considered adherent;
for any condition. This study investigated four different doses of
119/125 subjects were adherent to all assigned massage visits with
tailored Swedish massage, varying both the time (30 vs.
no significant differences in adherence between treatment
60 minutes per treatment) and frequency (once a week vs. twice
assignments (Figure 1).
a week for the first month) to determine an optimal, practical dose
to use in future studies. Our manualized protocol incorporated
Adverse Effects standard Swedish massage techniques focused on osteoarthritis of
No adverse effects related to the intervention were seen during the knee, based on the protocol used in our Phase 1 study. We
the course of the study. operationally defined ‘optimal-practical’ as ‘producing the greatest

Table 3. Mean change (95% CI) in outcomes at 8-weeks post-baseline (primary endpoint).

GROUP (n) Group 1 (n = 22) Group 2 (n = 24) Group 3 (n = 24) Group 4 (n = 25) Usual Care (n = 24)

DOSE 30 min 16/wk 30 min 26/wk 60 min 16/wk 60 min 26/wk (no massage)

TOTAL MASSAGE RECEIVED 240 min 360 min 480 min 720 min 0 min

WOMAC (mm)
Pain 215.1 (223.4, 26.8) 214.4 (223.8, 25.1) 227.2 (236.3, 218.0){ 227.7 (236.9, 218.6){ 25.6 (213.1, 1.9)
Stiffness 219.0 (230.4, 27.6) 223.4 (234.5, 212.3) 223.7 (234.6, 212.7) 222.3 (232.9, 211.6) 26.7 (215.7, 2.2)
Functionality 218.0 (225.5, 210.4) 217.2 (226.9, 27.6) 221.2 (229.3, 213.1){ 222.0 (231.6, 212.5){ 26.6 (212.2, 20.9)
Global 217.4 (225.3, 29.4) 218.4 (227.5, 29.2) 224.0 (232.1, 215.9){ 224.0 (232.7, 215.3){ 26.3 (212.8, 0.1)
Visual Analog Scale (mm) 214.2 (225.0, 23.4) 226.1 (236.8, 215.3) 239.8 (248.1, 231.4){{ 231.2 (239.4, 222.9){ 29.8 (218.6, 21.1)
50-foot walk (seconds) 21.3 (23.0, 0.4) 22.4 (24.7, 20.1) 21.7 (22.7, 20.6) 22.0 (23.4, 20.6) 21.3 (22.4, 20.2)
Range of Motion (degrees) 22.5 (27.5, 2.6) 24.8 (29.9, 0.4) 21.3 (26.2, 3.5) 26.6 (211.6, 21.6) 0.2 (24.1, 4.4)

Values are mean with 95% confidence intervals; negative values indicate improvement;
{
Significant (non-overlap) compared to Usual Care;
{
Significant (non-overlap) compared to Group 1.
doi:10.1371/journal.pone.0030248.t003

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Dose-Finding Study of Massage for Osteoarthritis

Table 4. Changes in outcomes at 24-weeks post-baseline.

GROUP (n) Group 1 (n = 22) Group 2 (n = 24) Group 3 (n = 24) Group 4 (n = 25) Usual Care (n = 24)

DOSE 30 min 16/wk 30 min 26/wk 60 min 16/wk 60 min 26/wk (no massage)

WOMAC (mm)
Pain 212.2 (222.4, 22.0) 23.9 (212.7, 4.9) 213.7 (223.4, 24.0) 214.2 (224.5, 23.8) 27.5 (216.0, 1.1)
Stiffness 215.4 (226.4, 24.5) 29.6 (220.6, 1.3) 216.9 (228.5, 25.2) 216.8 (229.7, 23.9) 26.4 (213.2, 0.4)
Functionality 215.3 (224.5, 26.1) 27.4 (214.8, 0) 212.1 (222.0, 22.1) 214.4 (223.4, 25.4) 24.2 (211.1, 2.7)
Global 214.3 (222.9, 25.7) 27.0 (215.6, 1.6) 214.2 (223.4, 25.0) 215.1 (225.1, 25.1) 26.0 (212.6, 0.5)
Visual Analog Scale (mm) 214.4 (225.9, 22.8) 214.0 (224.7, 23.3) 218.5 (229.0, 28.1) 222.8 (235.5, 210.1) 211.5 (221.0, 22.0)
Time to walk 50 Feet (seconds) 22.4 (24.4, 20.4) 21.8 (23.6, 0) 21.4 (22.8, 0) 21.8 (23.3, 20.3) 21.4 (22.6, 20.2)
Range of Motion (degrees) 24.76(210.9, 1.5) 0.4 (25.7, 4.8) 22.7 (27.6, 2.3) 28.3 (214.2, 22.5) 20.3 (24.7, 4.1)

Values are mean with 95% confidence intervals; negative values indicate improvement.
doi:10.1371/journal.pone.0030248.t004

ratio of desired effect compared to costs (in time, labor, and in WOMAC Global scores at the termination of massage (8-week
convenience).’ If the most effective dose were the least labor- timepoint). In addition, all massage groups reported significantly
intensive, ‘optimal’ and ‘optimal-practical’ would be the same. decreased WOMAC Pain as assessed by VAS at the 8-week
We were also interested in seeing whether the promising results timepoint compared to baseline, which was also different from
of our pilot study would be repeated and extended with this now usual care for the three highest doses.
manualized protocol of Swedish massage, with a more diverse Angst et. al estimated minimal clinically important differences
population at two sites, with a longer follow up period. The (MCID) in WOMAC global scores (for improvement) to be 18%
potential effectiveness of this treatment was further supported in change from baseline [46], while Escobar et al. found that a
this study, as all massage doses demonstrated significant MCID is approximately 15 points in patients following total knee
improvement from baseline, as well as differences from usual care replacement [47]. In our study, subjects receiving the 60-minute

Figure 2. Dose-Response Curve. Dose-response curve plotting dose (total minutes over the course of 8-weeks of massage) (x-axis) vs.
improvement (change in WOMAC Global scores after 8-weeks). Dose-response effects plateaued at 480-minutes (Group 3), with no significant
improvements noted in the 720-minute (Group 4) dose.
doi:10.1371/journal.pone.0030248.g002

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Dose-Finding Study of Massage for Osteoarthritis

doses improved a mean of 24.0 points in WOMAC global scores There is some evidence for the promotion of a relaxation response
(44%–50% change from baseline). Thus, the magnitude of change and shift to parasympathetic nervous system activation, with
in WOMAC scores is highly clinically significant. reduced heart rate, blood pressure, biochemical, (including blood
Our results suggest a benefit of increasing massage dose with and salivary stress hormones, endorphins, and serotonin), and
diminishing returns at the highest level. Our dose-response curve brain activation changes, associated with reduced anxiety
based on WOMAC Global scores indicates increasing improve- [40,54,55,56,57,58,59]. This may be mediated through the
ment with greater total dose (minutes) of massage, with a threshold activation of mechanoreceptors in the deep tissues innervated by
effect at the 480-minute dose (Group 3). While it is difficult to tease alpha beta fibers with subsequent central nervous system (CNS)
out differences due to total dose and effectiveness of 30 vs. effects on the pituitary gland and limbic system and/or other
60 minute individual treatments, due to the design of the study, mechanisms [60]. The need for moderate pressure to achieve
there is a clear trend for greater magnitude of changes in our many of the effects of massage therapy may support this
outcomes in both of the 60-minute doses (Groups 3 and 4), mechanism, deserves further investigation, and supports light
compared to baseline, usual care, and the 30-minute dose groups. touch as an appropriate active control for future trials
There were no significant differences when comparing the 60- [25,51,55,58,61,62]. A recent study comparing a single session
minute groups to each other at any time point or for any outcome. of Swedish massage to light touch showed significant neuroendo-
WOMAC subscales generally followed the pattern of the global crine and immune system changes over time, with differing
scores, with strongest responses for the higher doses. patterns and degree in the massage and control intervention [59].
The durability of the response in improvement of OA symptoms Other potential outcomes and mechanisms of massage therapy’s
and functionality to massage treatment was also supported by the effectiveness include decreasing muscle strain, balancing muscle
results of this study. Our Phase 1 trial [18] demonstrated tension across the joint, positive mechanical changes in muscles,
significant effects of massage therapy 16-weeks post-baseline on increased joint flexibility and proprioception, increased lymphatic
the WOMAC, visual analog pain scale, and the 50-foot timed circulation, immunologic and inflammatory changes, improved
walk. Anticipating similar effects, we assessed subjects at 16 weeks sleep, and blocking pain signals [32,53,63,64,65,66,67]. Research
and extended our observations to 24-weeks post-baseline. dedicated to exploring the mechanisms of effect is clearly
Although the magnitude of effects was strongest after 8 weeks of warranted.
treatment and generally decreased with time, the persistence of Limitations of this trial included a small sample. Further, the
improvements at 2 months and 4 months after treatment cessation truly ‘‘optimal’’ dose might differ from any of the four studied.
indicate that the effects of the 8 weeks of massage go beyond Although additional doses for the massage intervention could have
immediate changes to longer term shifts that may be global and/or been considered, the regimens that were assessed conform well to
localized to the knee, suggesting that periodic maintenance doses massage regimens currently in use, are advocated by massage
of massage may help sustain effects over time. The mechanisms for therapists, and were practical to implement. Our trial was also
such persistent benefit are not fully elucidated, and clearly warrant limited to Swedish massage techniques. This limits generalizability
investigation. to other techniques, but offers the advantage of clear standard-
All massage groups demonstrated significant improvement in ization of the intervention. Swedish technique predominates in
WOMAC Global scores at 16 and 24 week timepoints compared clinical settings [68] and is thus the logical, initial choice; other
to baseline, whereas those in the usual care group did not massage techniques should be compared to Swedish massage once
(Figure 3). The three highest doses of massage improved relative to its efficacy is established. Further, the Swedish technique has been
baseline in WOMAC pain at 16 and 24 weeks, in stiffness at 24 successfully applied and demonstrated promise in our pilot study
weeks, and functionality at 16 and 24 weeks. [18].
All groups, including usual care, demonstrated decreases in the As the mechanism(s) of action of massage are not fully
timed 50-foot walk compared to baseline, but no clear patterns of elucidated, it is premature to predict dose-responses for higher
dose effect or significant differences between the groups. Larger or lower doses than the doses utilized in this trial, or applied to
groups and perhaps a 100-foot walk may be needed to detect clinical models besides osteoarthritis of the knee. For example, if
between-group differences. Although almost no statistically massage enhances regional blood flow, it might be that a follow-up
significant differences between the massage groups and Usual massage too soon (i.e. within one week) actually attenuates benefit
Care were seen in the 16 and 24 week time points, the by applying pressure to slightly engorged tissue. Thus, there might
directionality of all changes was towards improvement, and the be an optimal periodicity to massage, with suboptimal effects seen
magnitude of changes seen was greater than changes seen in Usual with dosing outside this purported ideal. Changes in neuroendo-
Care (Table 4). Our sample size was inadequate to determine crine and inflammatory status, pain generation and sensitivity, or
statistically significant between-group changes, as the goal for this musculature strain or balance, may also reach an optimal state,
Phase 2 trial was to determine an optimal-practical dose, rather which persists for some time, and is not enhanced by further
than to determine efficacy. massage within a weeks’ time. Our study, however, did not
Future studies should incorporate larger samples that adequate- attempt to establish a dose-response gradient. Rather, the goal was
ly power for between group changes in longer term effects of to establish an optimal-practical dose for future testing, based on
massage therapy. The improvements in the Usual Care arm in the combination of convenience, practicability, and therapeutic
some outcome measures, possibly due to Hawthorne [48] or other effectiveness.
nonspecific effects [49], reduced the magnitude of between-group
differences, and reaffirm the importance of control groups in this Conclusion
type of study. This dose-finding trial established an optimal dose of 60-
Massage is theorized to work through a variety of mechanisms. minutes of this manualized Swedish massage therapy treatment
Increased blood circulation to the muscles promoting gas delivered once weekly in an eight week protocol for OA of the
exchange and delivery of nutrients and removal of waste products knee. This decision was based on the superiority of the 60 minute
has long been thought to be one of the outcomes and benefits of compared to 30 minute treatments, the essentially equivalent
massage, and recent studies support this effect [50,51,52,53]. outcomes of the two 60 minute doses, the convenience of a once-

PLoS ONE | www.plosone.org 7 February 2012 | Volume 7 | Issue 2 | e30248


Dose-Finding Study of Massage for Osteoarthritis

Figure 3. Improvement in WOMAC-Global Scores at Assigned Doses of Massage.


doi:10.1371/journal.pone.0030248.g003

weekly protocol (compared to biweekly), cost savings, and Protocol S1 Trial Protocol.
consistency with a typical real-world massage protocol. As there (PDF)
is promising [18], but not definite [69], potential for the utility of
massage therapy for knee osteoarthritis, future research on this Acknowledgments
standardized approach to massage therapy should utilize this dose.
In addition, future, more definitive research is needed investigating We thank the study subjects for their participation. Licensed massage
therapists Linda Winz, Michael Yablonsky, Susan Kmon, and Lee Stang
not only the efficacy, but also cost-effectiveness of massage for OA
provided massages for study subjects. Mary Carola, Margaret Rogers, Beth
of the knee and other joints, as well as research exploring the Comerford and Dr. Lisa Rosenberger provided technical and administra-
mechanism(s) by which massage may exert its effects in this clinical tive support.
application and in general.
Author Contributions
Supporting Information
Conceived and designed the experiments: AP AA DH SGF DLK.
Checklist S1 CONSORT Checklist. Performed the experiments: AA AD CM. Analyzed the data: AP AA VYN
(DOC) SGF DLK. Wrote the paper: AP AA AD SGF DLK.

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