Professional Documents
Culture Documents
Investigators’ Perspectives on
Translating Human Microbiome Research
into Clinical Practice
M.J. Slashinski a S.N. Whitney b L.S. Achenbaum a W.A. Keitel c S.A. McCurdy d
A.L. McGuire a
a
Center for Medical Ethics and Health Policy, b Department of Family and Community Medicine, and
c
Departments of Molecular Virology and Microbiology and Medicine, Baylor College of Medicine, and d Center for
Health Promotion and Prevention Research, University of Texas School of Public Health, Houston, Tex., USA
E-Mail karger@karger.com
Houston, TX 77030 (USA)
www.karger.com/phg
E-Mail melody.slashinski @ bcm.edu
human health’ [2, p. 7]. The ultimate goal of translating a qualitative data analysis and management software program.
human microbiome research into clinical practice centers ATLAS.ti files were distributed to other members of the research
team for additional comment, coding and analysis.
on producing substantive, perhaps transformative, ben- In order to protect confidentiality of study participants, we re-
efits for both individual and population health [3–10]. fer to investigators using an identification number, for example
While still in the early stages, the potential benefits of hu- (Investigator #), following quotations or references attributable to
man microbiome research projects will steadily move them, and we have removed potentially identifying information
from theory to application, where specific conditions, such as population or disease-specific research or expertise. Inves-
tigators provided verbal consent prior to being interviewed. All
ranging from eczema to inflammatory bowel diseases to procedures were reviewed and approved by the Baylor College of
malnutrition, will be targeted for treatment and/or pre- Medicine Institutional Review Board and the University of Texas
vention. The short-term goals do not include deliverables Health Science Center Committee for the Protection of Human
for the practicing clinician, but those conducting this re- Subjects. A comprehensive explanation of our methods has been
search expect that in the long-term, human microbiome previously documented [11].
We asked investigators to describe what they thought would be
research will enrich a therapeutic armamentarium [1, 2, the major clinical applications of human microbiome research, in-
8–10]. In this article, we draw from a larger qualitative cluding how resulting applications might alter strategies for treat-
study [11] on ethical, legal and social dimensions of hu- ment or prevention of illness or disease, and how increasing
man microbiome research. The findings we present here knowledge about the human microbiome might affect clinical
document the perspectives of those involved in human practice. Given the relative infancy of human microbiome research
during the time we conducted these interviews (2009–2010), in-
microbiome research with regard to the translation of hu- vestigators’ responses are situated in light of the knowledge avail-
man microbiome research into clinical practice. able at the time. Investigators shared their perspectives regarding
hopes for and expectations of the clinical implications and poten-
tial applications of human microbiome research. Three themes
Methods emerged from our interviews: (1) clinical utility of human micro-
biome research, (2) antibiotic use, overuse and misuse, and (3)
We conducted 60 in-depth, semi-structured interviews during future challenges.
the initial phase of the HMP (2009–2010) with 63 researchers and
National Institutes of Health project leaders (hereafter ‘investiga-
tors’) engaged in human microbiome research. In-depth, semi-
structured interviews lasted between 30 and 90 min, and included Results
a series of open-ended questions exploring ethical, legal and social
implications of human microbiome research. Topics discussed in-
cluded investigator role; research ethics issues (e.g. informed con- Clinical Utility of Human Microbiome Research
sent, return of research results, and data sharing); potential clinical Investigators expected the clinical translation of hu-
applications; ethical, legal and social implications unique to hu- man microbiome research would provide a valuable con-
man microbiome research, and other topics as they arose (e.g. tribution to the theoretical and applied aspects of clinical
commercialization of human microbiome research [12]). To
achieve a diverse sample of research, applied, and clinical exper- medicine and practice, yielding ‘multiple applications
tise, we used purposive and snowball sampling strategies [13]. Pur- that will be quite relevant to science and medicine’ (inves-
posive sampling allowed us to identify potential participants from tigator 101), ‘fundamentally shift[ing] medicine and
a publicly accessible list of HMP Research Network Meeting par- medical treatment’ (investigator 140) and revolutionizing
ticipants, and subsequent snowball sampling allowed us to iden- medicine, clinical practice and ‘how we treat human
tify potential participants who were not directly involved with the
HMP, but were involved with human microbiome research. These health’ (investigator 162). Identifying how microbes and
sampling strategies yielded a range of expertise, including investi- microbial communities impact human health, illness and
gators who worked on sequencing or with sequenced data, those disease, as well as identifying predispositions to or risks
involved with the HMP Healthy Cohort Study [14] and/or disease- for illness or disease, were discussed as critical outcomes
specific demonstration projects [15], and those not directly in- of human microbiome research, for example:
volved with the HMP, but engaged in human microbiome re-
search. [H]opefully for us we’ll be able to identify a fingerprint of
We conducted in-person interviews at investigators’ institu- [those] at higher risk for developing [disease]…It would also help
tions, Baylor College of Medicine, or during the Human Microbi- us better understand the pathophysiology of the disease, which
ome Consortium Meetings. Interviews were digitally recorded and could then bring us closed to understanding, because we don’t
transcribed verbatim by a professional transcription service. We have any clue. Twenty years ago we were in exactly the same place
analyzed data (i.e. transcripts) using thematic content analysis with the same morbidity, with the same mortality with this disease
[13], inductively identifying and structuring emergent themes. as we are now, so anything we can do to bring the field forward
Two authors (M.J.S. and L.S.A.) independently coded transcripts would be an advancement. (Investigator 128)
and reached consensus in coding [16] using ATLAS.ti (v 6.2),
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The potential for human microbiome research to re- [C]hanges in the microbiome in one part of the body can affect
define current scientific knowledge and clinical practice the microbiome in other parts of the body…one could imagine
that this could lead to a somewhat more holistic view of medi-
about the impact of microbes and microbial communities cine… realizing that you can’t just look at one part of the body
on human health, illness and disease was particularly im- separate from all other parts. (Investigator 119)
portant for those investigators working with enigmatic
conditions, which investigators described as debilitating Merging the biomedical and holistic models, investi-
and/or fatal (e.g. chronic inflammatory bowel diseases, gators felt, would introduce a far more complex reality of
infectious diseases, skin disorders or maladies, or severe health, illness and disease. Investigators hoped the find-
malnutrition). Given the current methods for diagnosing, ings from this phase of human microbiome research
treating or preventing these conditions were considered would encourage the adoption of an ecological perspec-
limited and, in some cases, severely inadequate, these in- tive to frame both the positive and negative influences of
vestigators hoped translating human microbiome re- microbes and microbial communities on the human
search would generate new ‘objective diagnostic tool[s]’ body. Investigators described the human body not only
(investigator 112), and treatment approaches and pre- as a collection of cells that carry DNA, but also as an eco-
vention strategies, such as the ‘development of probiotics system comprised of the human host, microbes, and mi-
or prebiotics for prevention and treatment’ (investigator crobial communities; managing the ecosystem was de-
112). Additionally, by developing a profile of an individ- scribed as instrumental to health:
ual’s microbiome, and following and documenting dis- We are talking about managing an ecosystem, and many of the
ease progression, investigators hoped this would one day diseases or illnesses come from disturbances of those ecosystems.
generate rapid and more effective treatments: And if we find ways to manage the ecosystems in a way that main-
tains their service function…maybe we can maintain health or pre-
One possibility [is] that there are subtle differences in the com- vent disease without having to develop fancy new drugs or treat-
position of the microbiome that will predispose people to a milder ment therapies and so on. (Investigator 111)
or severe course of the disease…We don’t know, but we discover
things like this from this line of research. If that turns out to be Investigators suggested that understanding the human
true, then as soon as someone presents with [disease] they will have body as an ecosystem would fundamentally challenge
their microbiome profiled, and we will know immediately what
current conceptualizations of health, illness and disease.
course of disease to expect, and we may be able to get people on
the right kind of therapy much more quickly. (Investigator 113) An ecological perspective would provide ‘…a totally dif-
ferent way of looking at disease, because we’re not talking
Investigators recognized human microbiome research about a single agent that causes disease. We’re talking
was in an exploratory phase and would consider this about a whole suite…co-acting together to cause what we
phase successful if they could identify correlations be- call a disease…the fact of the matter is, we’re talking about
tween the human microbiome and health, illness and dis- the entire human ecosystem’ (investigator 153). Viewing
ease. Establishing cause-effect relationships was consid- the human body as an ecosystem introduced the impor-
ered an ideal long-term goal, but establishing correlations tance of accounting for external environments:
in the short-term would, investigators hoped, provide in- Everything is connected on some level, and so as we begin to
strumental information for clinicians: know more about our external environment, as well as the human,
…[L]ooking at a particular disease state…your hope is that that does give us potentially ways in which we can begin to under-
you’re really going to find at least some correlations, not necessar- stand a little bit more about not only how the microbiome interacts
ily causality, but at least correlations of the microbiome with some with our body but what does that mean for our environment, and
aspect of the disease and at least understanding that starts to open how does our environment influence us? (Investigator 118)
up some different areas to think about how you treat this disease Investigators described a range of external environ-
state. (Investigator 118)
mental exposures and how these exposures shape the ac-
Strategies for preventing or treating illness or disease, quisition and operation of microbes and microbial com-
and supporting maintenance of health and wellness, were munities, including ‘food [and] stress’ (investigator 125),
discussed in terms of merging the biomedical model of ‘socioeconomic status’ (investigator 135), or neighbor-
identifying a physical symptom or abnormality then ap- hood or community infrastructure(s):
plying a localized treatment, with a more holistic view of
The environment will change population densities, those will
human physiology and pathophysiology: change infrastructures, whether it’s sewage treatment or water
treatment…industrial processing as far as how that influences,
again, water quality, sewage treatment…it’s multi-factorial and it’s
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about the unique and stable nature of each individual’s concluded, and human microbiome research progresses,
microbiome: many of the expectations investigators shared concerning
[I]f each person is truly individual…the burden is going to be translating human microbiome research into clinical
on coming up with algorithms that will be translatable to large practice are being realized. For example, microbes and
populations, rather than a single individual. So the question is: will microbial communities have been shown to play a funda-
there be enough commonality in a patient population to come up mental role in human health, illness and disease [8, 14,
with a generally applicable clinical intervention, or will it truly 17–21]: identifying predispositions for disease risk [8],
have [sic] to be totally individualized? (Investigator 142)
developing objective diagnostic tools [9], developing po-
Investigators identified 2 issues associated with edu- tential treatment and prevention strategies [5, 14], and
cating the general public about the clinical utility of hu- identifying a core microbiome [21]. When human micro-
man microbiome research. The first centered on raising biome research reaches its full potential, investigators
awareness about the benefits of bacteria, ‘I think most were confident the findings would lead to fundamental
people…have negative ideas about bacteria, when the improvements in clinical practice and subsequently the
majority of bacteria either do not interact with us or are public’s health.
beneficial to us’ (investigator 150), and ‘I just don’t think Investigators raised 2 important issues they believed
the general public is too aware of the bacteria…I just would be critical to translating human microbiome into
don’t think people really think they actually live with a lot clinical practice. Current evidence supports their per-
of bacteria everyday as part of…their life’ (investigator spectives on these issues. First, investigators discussed
116). The second focused on the challenges of explaining the relationship between conceptualizations of health,
to the general public that translating human microbiome illness and disease, and clinical practice. Viewing the hu-
research into clinical practice takes time, ‘…people have man body as an ecosystem where bacteria are accepted as
to understand that you have to walk before you can run, essential components of human health, or a medical
and you have to get some basic information before it ecology perspective, would effectuate tailored treatment
translates to direct application…it’s totally unrealistic to or prevention interventions (e.g. diet, and prebiotics and
think that you’re going to get data and suddenly have a probiotics) promoting beneficial microbes and resisting
cure of a disease process’ (investigator 142). the intrusion of pathogens. An improved understanding
of how, for example, microbial communities assemble
within a human ecosystem, will undoubtedly alter future
Discussion research questions, clinicians’ ideas about diagnosis,
treatment and prevention of illness and disease [22], and
In this article, we presented investigators’ perspectives individual versus population focused interventions [8,
on translating human microbiome research into clinical 22]. Reshaping public and professional understandings
practice, focusing on 3 emergent themes: (1) clinical util- of the human body and the importance of microbial
ity of human microbiome research, (2) antibiotic use, communities is expected to lead to the development of
overuse and misuse, and (3) future challenges. These is- tailored treatments. While investigators noted a contin-
sues, investigators suggested, only scratch the surface but ued role for antimicrobials, they believed these would be
will be of critical importance as this research moves for- used with a fuller awareness of the impact on microbial
ward and as potential clinical applications are developed. flora.
Human microbiome research is an evolving field, ex- Second, there is considerable controversy concerning
pected to ‘address some of the most inspiring, vexing and the uniqueness of an individual’s microbiome. Investiga-
fundamental scientific questions’ [6, p. 804] through tors suggested determining the uniqueness of an individ-
identifying ‘new ways to determine health and predispo- ual’s microbiome will have profound implications for
sitions to diseases’ as well as defining ‘the parameters clinical practice, for example, personalized care (e.g. diet
needed to design, implement, and monitor strategies for and drug intake). Previously, we documented investiga-
intentionally manipulating the human microbiota, to op- tors’ lack of scientific consensus concerning whether or
timize its performance in the context of an individual’s not microbial DNA was uniquely identifying, similar to
physiology’ (p. 804). The investigators with whom we human DNA [11]. This lack of consensus reflected find-
spoke echoed these ideas, linking them to a new paradigm ings reported across several publications, which suggest-
of health, illness and disease, and potential clinical appli- ed microbial communities in healthy individuals were di-
cations to restore health and reduce disease. As the HMP verse, highly variable and stable within and across indi-
221.10.55.176 - 7/3/2013 8:18:53 AM
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