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ADHD Atten Def Hyp Disord (2012) 4:53–62

DOI 10.1007/s12402-012-0077-3

REVIEW ARTICLE

ADHD in adults: a concept in evolution


Breno Matte • Luis Augusto Rohde •

Eugenio Horácio Grevet

Received: 27 March 2012 / Accepted: 3 May 2012 / Published online: 16 May 2012
Ó Springer-Verlag 2012

Abstract Although attention-deficit/hyperactivity disor- (Wood et al. 1976). Since then, accumulating data have
der (ADHD) has been recognized as a disorder affecting noted that a significant proportion of children affected by
individuals across the life cycle since the end of the nine- the disorder continue to present ADHD symptoms and
ties, there is still considerable debate on how to concep- associated impairment during adulthood (Barkley 2009;
tualize the disorder in adults, and on the best way to Mannuzza et al. 1998; Biederman et al. 2011; Mick et al.
operationalize diagnostic criteria for this age range. In this 2004; Klein et al. in press).
comprehensive non-systematic review of the literature, we Despite evidence from longitudinal investigations doc-
provide data about prevalence and presentation of ADHD umenting the persistence of ADHD during adulthood, there
in adulthood as well as discuss major problems in applying is still much debate on the best way to conceptualize the
criteria developed for children in assessing adults (clinical disorder in adults (Barkley 2009; Kooij et al. 2010). Since
utility, threshold of symptoms for diagnosis, full ADHD ADHD is one of the few disorders in psychiatry first rec-
diagnosis in childhood, information source, and additional ognized in children, much of the research about its phe-
dimensions for diagnosis—executive functioning impair- nomenology has derived from children and adolescents
ment and emotional impulsivity). In addition, we provide (Rohde 2008). Moreover, questions about what are the best
some recommendations for improving ADHD diagnostic means of capturing the clinical presentation of adult
criteria in adulthood. ADHD have been renewed by the proximity of the
new classification systems in psychiatry—the DSM-5 and
Keywords ADHD  Diagnosis  Attention-deficit  ICD-11.
Hyperactivity  DSM-5 In this comprehensive non-systematic review of the
literature, we discuss several key aspects related to the
challenges of defining the ADHD clinical presentation in
Introduction adulthood and the diagnostic criteria to capture it. The
following aspects are reviewed: (a) prevalence of ADHD in
The first reports on attention-deficit/hyperactivity disorder adulthood; (b) how to improve the clinical utility of the
(ADHD) in adults can be traced to the middle seventies existent criteria for adults; (c) developmental perspective in
defining the adult ADHD phenotype—the age-dependent
decline of ADHD symptoms, the best symptomatic
threshold for the diagnosis in adults, the age at onset, and
B. Matte  L. A. Rohde (&)  E. H. Grevet
information source for ADHD and related recall problems;
ADHD Outpatient Program, Hospital de Clinicas de Porto
Alegre, Federal University of Rio Grande do Sul, Rua Ramiro (d) doubt about the need of the full syndrome in childhood
Barcelos 2350, Porto Alegre, Rio Grande do Sul, Brazil for the adult diagnosis; and (e) the presence of new con-
e-mail: lrohde@terra.com.br structs as part of the phenotype in adulthood, such as
executive deficit impairment and emotional impulsivity.
L. A. Rohde
National Institute of Developmental Psychiatry for Children and We finally present some recommendations pertinent to
Adolescents, Porto Alegre, Brazil these issues.

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Prevalence of adult ADHD Clinical utility of DSM-IV ADHD diagnostic criteria


applied to adults
In a comprehensive systematic review, the prevalence of
ADHD in children and adolescents was estimated to be The DSM-IV clinical criteria for ADHD were never tested
5.29 % worldwide (Polanczyk et al. 2007). The prevalence in field trials with adults. They were assessed in predomi-
of ADHD in adults is less established. Several population- nantly school-age children and some adolescents (Lahey
based samples in different countries have relied on self- et al. 1994).
rating scales. In the United States, a survey in 720 adults The concept of clinical utility is central to the process of
applying for or renewing their driver’s licenses estimated reviewing the diagnostic criteria in the new classification
the prevalence of DSM-IV ADHD to be 4.7 % (Murphy and systems (Mullins-Sweatt and Widiger 2009). Specifically,
Barkley 1996). When compared to similar studies, this the clinical utility of the DSM-IV ADHD criteria in adults
paper provides slightly higher prevalence rates. This might has been criticized for failing to reflect developmental
be related to methodological issues, such as a self-referring, variations in symptom expression through the age range,
non-random sampling strategy, and a case definition that leading to age-inappropriate descriptors for adults (e.g.,
required only symptom frequency (6/9 symptoms in at least ‘‘often runs about or climbs excessively in situations in
one of the ADHD dimensions), not considering other which it is inappropriate’’).
diagnostic criteria (age of onset, impairment, situational Thus, it has been recommended that DSM-IV criteria be
pervasiveness, etc.). In 448 university students in the United reworded to improve the adequacy of the criteria to adults.
States, Heiligenstein et al. (1998) reported a prevalence of Addressing this point, the DSM-5 ADHD and Disruptive
DSM-IV ADHD of about 4 %. In three samples of uni- Behavior Disorder Workgroup has made a proposal to
versity students, DuPaul et al. (2001) obtained prevalence modify the criteria to better reflect adult symptomatic
rates of adult ADHD of 1.01 % in Italy (n = 197), 2.81 % presentation (see http://www.dsm5.org/ProposedRevision/
in New Zealand (n = 213), and 3.39 % in the United States ). However, although a step in the right direction, these
(n = 799). In 1,813 adults in the Netherlands, the preva- proposals have not been formally tested nor assessed to
lence of ADHD was 1 % (Kooij et al. 2005). A US tele- check their linguistic consistency.
phone survey of 966 adults (Faraone and Biederman 2005)
found a 2.9 % prevalence of DSM-IV ADHD.
A few population studies have examined the prevalence Developmental perspective in defining the adult ADHD
of ADHD in adult populations, relying on direct interviews. phenotype
A Mexican interview study of a nationally representative
urban sample of 2,362 subjects found a 1 % prevalence of Age-dependent decline of ADHD symptoms
adult DSM-IV ADHD (Medina-Mora et al. 2005). A much
larger rate, 4.4 %, was reported in a US nationally repre- In their self-rating study of adults applying for driving
sentative household survey in 3,199 adults (Kessler et al. license renewals, Murphy and Barkley (1996) reported that
2006). In a recent systematic review and meta-analysis of significantly fewer symptoms of inattention and hyperac-
the above studies, Simon et al. (2009) generated a pooled tivity were endorsed, as individuals get older. Biederman
prevalence of adult ADHD of 2.5 % (95 % CI 2.1–3.1) and et al. (2000) observed that age was significantly associated
reported a decline with age. with decline in ADHD symptoms in a follow-up study.
Fayyad et al. (2007) have reported a comprehensive Symptoms of inattention remitted at lower rates (40 %) than
assessment of adult ADHD in ten different countries as part symptoms of hyperactivity (70 %) and impulsivity (70 %).
of World Health Organization World Mental Health Sur- A meta-analysis by Faraone et al. (2006a, b, c), pooling
vey Initiative. A total of 11,422 adults aged 18–44 years together data from 32 studies derived from 10 different
were assessed, and a mathematical model of multiple samples, estimated that 16 % of ADHD children remained
imputations was used to derive a pooled prevalence, based ADHD subjects at age 20 according to full DSM criteria. If
on the assumption of cross-national calibration compara- less restrictive, subthreshold criteria were used, and the
bility. The pooled prevalence found was 3.4 % (range persistence rate increased to 65 %, but remained far from
1.2–7.3 %). 100 %. The lack of developmental adequacy in DSM to
Complicating estimates of the prevalence of ADHD in capture ADHD clinical presentation in adults, as well as an
adults, there is doubt about the validity of DSM-IV criteria age-dependent decline in ADHD symptoms, may contrib-
for diagnosing adult ADHD. It has been noted that the ute to this decline in ADHD prevalence with age.
DSM-IV criteria may not capture the complex presentation More recently, Ramtekkar et al. (2010) reported that
of ADHD in adulthood and may underestimate its preva- ADHD prevalence and severity decreased with age in a
lence (Kieling and Rohde 2012). population sample. They estimated the prevalence to be

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11.7 % in children, 9.7 % in adolescents, and 6.4 % in Age at onset of ADHD symptoms
adults. The number of symptoms also decreased with age.
Recent evidence also suggests that the ADHD symp- A maximum age at onset as a diagnostic criterion for
tomatic decline with age might not be linear. A Swedish ADHD was first introduced in 1980 in DSM-III, based
follow-up study of twins (Larsson et al. 2011) did not find a mainly on clinical experience. In the DSM-IV-TR, this
single trajectory for symptom course. On the basis of the criterion states ‘‘some hyperactive-impulsive or inattentive
parent scales in childhood and self-rating scales at age 17, symptoms that caused impairment were present before the
at least 4 trajectories were identified: two for hyperactivity age of 7 years’’. Several studies have failed to document
and two for inattention. Hyperactivity followed a low- the contribution of this age of onset criterion to the validity
grade, chronic trajectory, or a high level one with reduction of the diagnosis of ADHD as estimated by clinicians’
with age. Inattention also displayed a low-grade, chronic diagnoses (Kieling et al. 2010). In a clinical sample of 380
pattern over time, or a high inattention trajectory that children in the DSM-IV field trials, Applegate et al. (1997)
increases in severity with age. However, the study did not found that the ADHD types had different ages at onset,
extend beyond age 17. with later onset for ADHD inattentive-type than the com-
bined type. They also reported that 18 % of the children
Best symptomatic threshold of diagnostic criteria with ADHD combined type children and 43 % of those
for diagnosing ADHD in adults with inattentive type did not manifest functional impair-
ment before 7 years of age. For subjects with these types of
The DSM-IV criteria for ADHD stipulate that at least six ADHD, requiring the age at onset criterion reduced
out of nine symptoms of inattention and/or six out of nine agreement with both clinical diagnosis and with identifi-
symptoms of hyperactivity should be present with negative cation of currently impaired subjects (Applegate et al.
impact on at least two of the three following areas: social, 1997).
academic, or occupational functioning. The threshold of Several clinical studies have reported that subjects who
symptoms is the same for all ages (APA 1994), although met clinical criteria, but not the age at onset criterion, were
some studies support a lower threshold for ADHD diag- not dissimilar from those with onset by age 7, with regard
nosis in adults. to psychiatric comorbidity and functional impairment
Murphy and Barkley (1996), in a population-based (Faraone et al. 2006b; Rohde et al. 2000), neuropsycho-
prevalence study of ADHD in adults, showed that the cutoff logical profile (Faraone et al. 2006c), personality traits
of six out of nine symptoms represents a 2.5–3 standard (Faraone et al. 2009), substance use pattern (Faraone et al.
deviations above the mean ([99 percentile), which captures 2007), and response to stimulant treatment (Biederman
only the most extreme portion of the population. Conver- et al. 2006; Reinhardt et al. 2007). These similarities
gent results are found in a study conducted by Kooij et al. between early (by age 7)- and late-onset (after age 7)
(2005), which estimated that four symptoms of inattention ADHD subjects in terms of impairment and psychopatho-
or hyperactivity are enough to identify people with signif- logic features were also identified in longitudinal studies, in
icant impairment in life. In a more recent study, Solanto which memory recall is not an important source of infor-
et al. (2011) applied a scale to measure the severity of mation bias (Barkley et al. 1990; Todd et al. 2008). In a
hyperactivity in 88 patients presenting clinical diagnosis of recent large birth cohort study, children were prospectively
ADHD (inattentive and combined subtypes). Among sub- assessed at ages 7 and 12. Significant differences in esti-
jects with hyperactivity scores equal to or higher than 1.5 mated prevalence of ADHD, clinical or cognitive features,
standard deviations above the mean, only 52 % met the and risk factors were not found between the two time-point
cutoff of six symptoms of hyperactivity. The authors assessments. The inclusion of subjects beginning symp-
reported that a cutoff of 4 symptoms of hyperactivity cap- toms after 7 years of age as cases did not significantly
tured 81 % of the cases. However, the study analyzed only increase the prevalence of ADHD (Polanczyk et al. 2010).
hyperactive symptoms, since the design of the study did not Finally, a systematic review about the age at onset criterion
allow testing the inattention dimension due to lack of var- for ADHD failed to find any study providing significant
iation in the scores (all patients of the combined and inat- findings differentiating children with onset of ADHD
tentive subtypes had high inattention scores). before and after 7 years of age (Kieling et al. 2010).
Although it is argued that maintaining a threshold of six This discussion is relevant to the diagnosis of ADHD in
symptoms for adult ADHD diagnosis misses the diagnosis adults insofar as the diagnosis relies on retrospective recall
of affected adults, lowering the threshold may increase the of early childhood dysfunction. Problems with recall have
number of false-positive diagnoses, identifying as ADHD been noted in several studies. In a longitudinal study, Todd
individuals who might have other mental disorders. Data et al. (2008) found that of ADHD subjects who continued
that address this point are limited. to meet clinical criteria for ADHD, 46 % failed to recall

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accurately the age of onset criterion 5 years later. Thus, the valid in low-prevalence settings, such as epidemiological
reliability of the ADHD age of onset criteria seems poor samples, but it may be more reliable in settings with a high
over a relatively short interval. In adulthood, the time gap prevalence of ADHD, such as outpatient clinics. In the
between age 7 and the age at evaluation is much longer, same study, the authors described a set of symptoms with a
and reliability and accuracy are likely to decrease even higher discriminating power for retrospective diagnosis of
further. Although the recall bias may operate bidirection- childhood ADHD (distractibility, concentration difficulties,
ally, as a tendency to either under- or overreport childhood complaints of inattention, acting before thinking, being on
ADHD symptoms, previous evidence has suggested a bias the go, and fidgeting/squirming). A more recent follow-up
toward informing older ages for onset ADHD symptoms study demonstrated that both adolescents and their parents
(Todd et al. 2008). reported inaccurate childhood ADHD symptoms (Miller
In a large adult population survey in the United States, et al. 2010). However, parents and patients with current
99 % of individuals with clinical features of ADHD ret- symptoms were more accurate in describing childhood
rospectively recalled an onset before age 16, 95 % before symptoms than those without current symptoms, suggest-
age 12, and only 50 % before age 7 (Kessler et al. 2005). ing that self and other recall on childhood ADHD symp-
The lack of empirical support for the 7 years as ADHD toms might be more reliable if the subject still has present
age at onset and the growing recognition of ADHD as a ADHD symptoms.
valid diagnosis for adults suggest that an extension of the Despite the low rates of agreement demonstrated
age at onset criterion to the transition from childhood to between parents and patients in terms of current and past
adolescence should be considered. Thus, although still an symptoms, informant report may be useful to comple-
arbitrary cutoff, an age of onset of 12 years old would ment information on symptoms and impairment. On the
probably be more adequate. This older age of onset would other hand, considering collateral report as a necessary
cause less false negative assessments, specially for teen- condition for the adult ADHD diagnosis would enhance
agers and adults (Kieling et al. 2010). the clinical complexity of the diagnostic process. No
other DSM diagnostic criteria require information from
Information source: does the diagnostic process others as part of the diagnostic process. This would be
for ADHD in adults require collateral reports? only justified should there be robust evidence supporting
the value of informant reports for the diagnosis of ADHD
It is well recognized that agreement between parents and in adults.
teachers is low for ADHD symptoms in children and
adolescents and that ADHD diagnosis based only on self-
report is not adequate in early life, increasing chances of Is there a need of a full syndrome in childhood
false negatives (Rohde 2008). Although we still do not for ADHD diagnosis in adults?
know which the best way to combine information from
parents and teachers is (see Valo and Tannock 2010), There is a general consensus that ADHD is a neurodevel-
there is consensus that both information sources are opmental disorder. The DSM-5 draft, for instance, included
important for diagnosing ADHD in children. However, ADHD as part of this class of disorders (see http://www.
little data exist to guide clinicians on the need of collat- dsm5.org/ProposedRevision/). In both the DSM-IV and the
eral information on ADHD symptoms in adulthood. We DSM-5 proposal, ADHD in adulthood does not require the
still do not know whether information from significant full ADHD disorder in childhood or adolescence. The
others is important to capture current and past symptoms DSM-IV only requires: ‘‘some hyperactive-impulsive or
in adults. In this regard, Murphy and Schachar (2000) inattentive symptoms that caused impairment were present
described a significant agreement between self-report and before the age of 7 years’’, and DSM-5 proposal demands:
other report of ADHD current and past symptoms, ‘‘Several noticeable inattentive or hyperactive-impulsive
although this study was based on scales and the subjects symptoms were present by age 12’’.
were not ADHD cases. Dias et al. (2008) assessed the Since adult ADHD has progressively became a valid
agreement between parent and self-report on childhood clinical entity, it would be important to study whether the
symptoms of ADHD in a clinical sample of patients with adult diagnosis remains valid in a context of an incomplete
the disorder documenting a moderate agreement rate (subthreshold) diagnosis during childhood. Unfortunately,
(67.6 % agreement; 23.5 % only self-report ADHD few studies address this issue. Faraone et al. report on a
childhood symptoms; 8.9 % only parental ADHD child- series of studies about the validity of late-onset (age at
hood symptoms). onset after age 7) and subthreshold (ADHD symptoms
Mannuzza et al. (2002) verified that the self-report on never fulfilling full DSM criteria) ADHD diagnosis
retrospective diagnosis of childhood ADHD may not be (Faraone et al. 2006a, b, c, 2007, 2009). These studies used

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self-report retrospective evaluation of childhood ADHD, New constructs as potential parts of the phenotype
which may be problematic due to inaccurate recall. Find- in adulthood
ings suggest that subthreshold subjects have patterns of
comorbidity and functional impairment (Faraone et al. Executive deficit impairment
2006a, b, c), neuropsychological tests profile (Faraone
et al. 2006c), personality traits (Faraone et al. 2009), and There is little consensus about what the concept of exec-
substance use patterns (Faraone et al. 2007) that are dif- utive function (EF) refers to and its borders. A broad def-
ferent from full ADHD and late-onset ADHD cases, and inition would be that EF encompasses brain functions
closer to subjects without ADHD. These results, suggesting related to the organization of behavior to achieve future
that the subthreshold group shares more features with the goals, mainly a prefrontal cortex function (Fuster 1997), or
non-ADHD group than with the late-onset and full ADHD the capacity of maintenance of problem-solving sets
groups, raise questions about the validity of subthreshold toward those goals (Welsh and Pennington 1988).
ADHD. However, the study reports on ever subthreshold Regardless of the nature of the concept, there is a strong
cases, and the relevant issue in adults is whether a previous body of evidence showing that symptoms of poor executive
childhood history of subthreshold ADHD suffices for functioning (EF) are associated with ADHD in children and
diagnosing ADHD in adults. adults, leading some authors to consider EF as the main
The follow-up studies usually include subjects who explanatory neuropsychological domain for ADHD. Bark-
fulfill full DSM ADHD criteria at baseline (see Mannuzza ley has advanced a theoretical model that suggests that
et al. 1998). However, one study with adolescents has ADHD comprises a deficit in behavior inhibition, which is
focused on subthreshold cases as potential predictors of related to executive functions such as working memory,
full ADHD in adulthood. Shankman et al. (2009) followed self-regulation of affect-motivation-arousal, internalization
a large group of adolescents until age 30. In this study, of speech, and reconstitution (analysis and synthesis of the
which is not affected by recall bias, subthreshold ADHD behavior) (Barkley 1997).
in adolescence was an independent predictor of substance The majority of studies testing this model have com-
use disorders and antisocial personality disorder, but no pared the performance on tests of EF of subjects with
other mental disorder, including the full adult ADHD ADHD and normal controls. In general, subjects with the
syndrome; however, the study may have been under- disorder consistently show worse performance on EF tests.
powered for this outcome. In contrast, full ADHD in In children and adolescents, a meta-analysis including 26
adolescence predicted full ADHD and substance use dis- studies suggested that children with ADHD may have
orders in adulthood. These results suggest that adolescent deficits in multiple components of working memory pro-
subthreshold ADHD may be associated with impairing cesses, independently of comorbidity with language/
comorbidity in adulthood and may share the prediction of learning disorder (Martinussen et al. 2005). The effect size
substance use later in life with adolescent full ADHD. for deficits in nonverbal working memory tended to be
However, there is no consistency in the trajectory from bigger than the one for verbal working memory. A different
subthreshold ADHD in adolescence and full syndrome meta-analysis addressed the magnitude of the deficit in
ADHD in adulthood. To our knowledge, there are no overall cognitive ability by comparing cases with ADHD
other follow-up studies on the longitudinal course of and controls (not restricted by age-group) in terms of IQ
subthreshold ADHD. (Frazier et al. 2004). The authors also compared effect
Due to the lack of more robust empirical data, deciding sizes for other neuropsychological tests in this setting. The
whether there is a need of a full syndrome in childhood for effect size for the difference in overall intellectual ability
the diagnosis of adult ADHD is difficult. Considering the (Full Scale IQ—FSIQ) between ADHD and healthy par-
full syndrome in childhood as a necessary condition for ticipants was significant. Effect sizes for FSIQ were sig-
adult ADHD enhances the risk of recall bias and false- nificantly smaller than those for spelling and arithmetic
negative results, which could classify impaired subjects as achievement tests and only marginally significantly smaller
non-cases and make their access to treatment more diffi- than those for continuous performance tests. Effect sizes
cult. On the other hand, considering partial symptoms in for FSIQ were comparable to effect sizes for all other
childhood as sufficient for adult ADHD diagnosis enhances measures (mean reaction time; Stop Signal Task; Wis-
the risk of false-positive results, which could artificially consin Card Sorting Test; Matching Familiar Figures Test;
enhance the prevalence of ADHD among adults. The Wide Range Achievement Test). These findings suggest
ADHD and Disruptive Behavior Disorder Workgroup took that EF-related, theoretically more specific neuropsycho-
an intermediate position on this dilemma, demanding a bit logical tests for ADHD might not be much better than
more from the phenotype in childhood than the DSM-IV, general IQ measures in separating ADHD cases and con-
but not the full syndrome. trols. Another meta-analysis included 83 studies that

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compared EF measures in groups with and without ADHD levels of ADHD, comorbidities, and interpersonal deficits.
(Willcutt et al. 2005). In general, groups with ADHD Such results led some authors to suggest that EF ratings,
showed significant impairment in all EF tasks. The stron- rather than EF tests, could capture better the construct of
gest effects were obtained on measures of response inhi- EF and have a better correlation with daily life impairment
bition, vigilance, working memory, and planning. The (Barkley and Murphy 2010).
effect sizes fell in the medium range for all measures, and Concerned about the lack of validity of DSM ADHD
there was no universality of EF deficits among individuals criteria in adults, Faraone et al. (2010) compared adult
with ADHD, leading the author to suggest that EF deficit is cases with ADHD and controls on 99 potential ADHD
one important (but not the single) component of the neu- items. They compared the diagnostic efficiency of three
ropsychology of ADHD. algorithms on predicting DSM-IV-defined ADHD: Barkley
In adults, a meta-analysis with findings from 33 studies et al.’s 9-item scale (Barkley et al. 2008), the best 9-item
(most of them comparing ADHD cases with non-clinical scale, and the best 18-item scales among the tested items.
controls) showed that deficits associated with ADHD in The three algorithms had similar efficiency in predicting
multiple domains of executive functioning, such as atten- adult ADHD (areas under the curve, around 0.82–0.86).
tion, behavioral inhibition, and working memory (Hervey Interestingly, many of the most efficient items in this study
et al. 2004). Another meta-analysis included 14 studies that could be considered as behavioral measures of EF deficits
compared the performance in EF tests between DSM- (such as difficulty persisting, remembering, organizing
defined ADHD adults and normal controls (Boonstra et al. thoughts, and doing things in order).
2005). The authors found medium effect sizes in both EF With similar objectives, Kessler et al. (2010) evaluated
domains (such as verbal fluency, inhibition, set shifting) the structure and the symptoms more predictive of DSM-IV
and non-EF areas (such as response consistency, word adult ADHD in a sample of 345 subjects who responded to
reading, and color naming). These findings suggest that the Adult ADHD Clinical Diagnostic Scale. In a factorial
neuropsychological deficits in adult ADHD may not be analysis of the data, a three-factor structure of adult symp-
restricted to EF and also raise questions about the speci- toms emerged including EF, inattention hyperactivity, and
ficity of poor EF in adult ADHD. impulsivity. Among the four items that best predicted
In general, the available evidence is very consistent ADHD, three can be considered as behavior measures of EF
documenting an association between ADHD and EF defi- (difficult prioritizing work, cannot complete tasks in allotted
cits. However, the specificity of this association is still to be time, make careless mistakes). Having two of these 4 items
better understood, since the vast majority of studies com- predicted DSM-IV ADHD with good diagnostic efficiency
pared ADHD cases to non-clinical controls, and there are (sensitivity = 96.7 %; specificity = 98.5 %; positive pre-
some studies on other common psychiatric disorders, such dictive value = 84.5 %; negative predictive value =
as schizophrenia (Groom et al. 2008), post-traumatic stress 99.7 %; area under the curve = 0.98). None of these items
disorder (Polak et al. 2012), bipolar disorder (Torralva et al. increased the predictions of any other DSM-IV diagnoses
2011), and Asperger disorder (Happé et al. 2006), reporting beyond of what expected by the total ADHD score.
EF-deficit patterns that are not robustly different from those EF relations with ADHD and other psychiatric disorders
found in ADHD. In addition, a significant proportion of still need to be better clarified. Overall, it seems that the
patients with clinically diagnosable ADHD across the life use of EF tests as a diagnostic tool for ADHD is far from
cycle do not have EF deficits, at least in the neuropsycho- the clinical reality, due to the lack of specificity, largely
logical tests available for assessing this brain function. unknown psychometric properties, and questionable ability
Regarding this last issue, the psychometric properties of to capture the construct of EF. On the other hand, the
the EF tests are also a matter of concern, since few of them inclusion of items about EF behavioral correlates as part of
were properly evaluated in terms of reliability (Willcutt the diagnostic criteria of ADHD for adults, which may be
et al. 2005). More problematically, the available EF tests easier to assess and may have a stronger ecological valid-
are sometimes complex, involving multiple cognitive pro- ity, might increase the validity and clinical utility of the
cesses that might not adequately capture the intended diagnosis. However, this alternative should be more
construct of EF (Anderson 2002), and might have low extensively tested and replicated for its diagnostic effi-
ecological validity when compared to EF performance in ciency in different settings and in population samples
natural settings. Biederman et al. (2008) reported only a before incorporation in future classificatory systems.
modest overlap between self-report and psychometric
definitions of EF deficits in an ADHD case–control study. Emotional impulsivity
In this study, EF tests identified specially subjects with
lower IQ and achievement testing, whereas behavioral ADHD has been described as comprising developmentally
questions about EF deficits identified subjects with higher inadequate symptoms in two dimensions of

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neuropsychological functioning: inattention and hyperactivity impairment in ADHD and the high comorbidity between
impulsivity in the last three decades, since the third version of ADHD and ODD.
the DSM (APA 1980). The current ADHD definition excludes Overall, it seems clear that EI-DESR is a dimension that is
from the disorder an important feature involving emotional closely associated with ADHD. Recent growing interest in
impulsivity (EI) and deficits in emotional inhibition and self- this construct has motivated investigations suggesting that it
regulation (DESR). This emotional impulsivity domain, may even be a central component of the disorder mainly in
related to a deficiency in the effortful, executive, or cognitive adults (Mannuzza et al., unpublished manuscript). More data
control of emotions, in general, and those related to frustra- are needed in order to clarify whether EI-DESR has a specific
tion, impatience, and anger, in particular, was once considered association with ADHD and whether EI-DESR symptoms
as part of the disorder in the first conceptualizations of ADHD could have any diagnostic utility for ADHD in the future. In
in children (Barkley 2010). In the seventies, the classic this sense, the ADHD and Disruptive Behavior Working
descriptions of ADHD in adults, by Wood et al. (1976) and Group for DSM-5 already proposed 4 potential new impul-
Wender et al. (1981), and the following Wender-Utah Rating sivity items to be tested in field trials for inclusion as part of
Scale (Ward et al. 1993) also included items of emotional the ADHD symptom list in the DSM-5 (see http://www.
impulsivity. In spite of this historical concept of EI-DESR as dsm5.org/ProposedRevision/). Up to this moment, these
one central construct in ADHD, this dimension has been items were tested only in a sample of Iranian children using
treated as a separate entity that may be associated with some exploratory and confirmatory factor analyses (Ghanizadeh
cases of ADHD due to low sensitivity and specificity to predict 2012).
ADHD diagnosis. So, it has been largely neglected in the
ADHD literature. Nonetheless, symptoms of EI-DESR were
used to conceptualize a new disorder in DSM-III, opposite- Recommendations
defiant disorder (ODD) (APA 1980). Thus, it is not surprising
that recent investigations have found extremely high preva- Although we are approaching the launching of the DSM-5
lence rates of comorbidity between ADHD and ODD in both in the beginning of 2013, there is still much work to
children and adolescents either in clinical or in non-referred improve the concept and the operational definitions of
samples (see Souza et al. 2004; Garcia et al. 2010). ADHD in adults. We clearly need much more investiga-
Recent studies suggest that this separation between ADHD tions, and these studies are not doable up to the deadline
and EI-DESR might be reconsidered. Besides the historical available at least for DSM-5 (ICD-11 is expected for 2015).
proximity, the executive function-based theory of ADHD In this review, we focused on the most prominent issues
considers self-regulation of emotion, motivation, and arousal for adults. Other issues relevant to ADHD but pertinent
using working memory systems as one of the central execu- across the entire life cycle are addressed in other reviews
tive functions related to ADHD at least in part of the affected (see, e.g., Rohde 2008). One example of a non-assessed
individuals (Barkley 2010). Neuroanatomical networks issue pertinent to ADHD across the life cycle is the dif-
related to ADHD may also support EI-DESR as a central ferential power/weight of individual symptoms to capture
feature of ADHD, since the frontolimbic networks that are the ADHD latent construct, an issue never adequately
believed to be responsible for hyperactivity, inattentive, and tested in the ADHD field.
impulsive behavior in ADHD may be similar to those Thus, the following issues would benefit from more
responsible for the cognitive, effortful control of emotion. research in representative adult population samples:
Neuroimaging studies suggest that lateral prefrontal cortex
(a) Should the inclusion of new dimensions—EF deficits
and anterior cingulated cortex may be areas that are related
and EI—increase the validity and clinical utility of the
both to ADHD and to the conscious regulation of emotion
diagnosis of ADHD in adults? If included, do they
(Bush et al. 2005; Ochsner and Gross 2005). In adults, there
modify the bidimensional construct proposed by DSM-
are also evidences for a clinical coexistence of symptoms
IV for ADHD?
assessing emotional regulation and symptoms of impulsive-
(b) What is the best threshold of symptoms to capture
ness, which loaded on the same factor in the study conducted
ADHD construct in adults? This question can only be
by Conners et al. (1998). More recent research showed that
answered after defining the adequacy of inclusion of
ADHD adults manifest problems with EI-DESR symptoms
new dimensions.
and that the symptoms were as common for this population as
(c) Is there ADHD in adults without ADHD in children?
DSM-IV symptoms of inattention, and even more frequent
How prevalent is the trajectory from subthreshold
than those of hyperactivity impulsivity (Barkley et al. 2008).
ADHD in children to full syndrome ADHD in adults
Considering EI-DESR as a core component of ADHD could
in the population? Is this phenotype associated with
also contribute to understanding the high level of social
different clinical correlates and outcomes than those

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60 B. Matte et al.

found in persistent full syndrome ADHD? At least the American Psychiatric Association (APA) (1994) Diagnostic and
first question would need data coming from longitu- statistical manual of mental disorders, 4 edn. Washington, DC:
American Psychiatric Press
dinal studies to avoid recall bias. Anderson P (2002) Assessment and development of executive
function (EF) during childhood. Child Neuropsychol 8(2):71–82
Some issues might be tested in population samples but
Applegate B, Lahey BB, Hart EL, Biederman J, Hynd GW, Barkley
will also need some assessment in clinical samples. For RA, Ollendick T, Frick PJ, Greenhill L, McBurnett K, Newcorn
instance, how relevant information from others is in the JH, Kerdyk L, Garfinkel B, Waldman I, Shaffer D (1997)
ADHD diagnostic process in adults? Is there any decrease Validity of the age-of-onset criterion for ADHD: a report from
the DSM-IV field trials. J Am Acad Child Adolesc Psychiatry
in false negatives? Is it feasible to ask for information from
36(9):1211–1221
others in clinical settings? Barkley RA (1997) Behavioral inhibition, sustained attention, and
There are some issues that might benefit more from executive functions: constructing a unifying theory of ADHD.
qualitative studies than quantitative ones. Does rewording Psychol Bull 121(1):65–94
Barkley RA (2009) Challenges in diagnosing adults with ADHD.
of the DSM-IV ADHD symptoms descriptors (criteria A)
J Clin Psychiatry 69(12):e36
to improve developmental utility for adults keep semantic Barkley RA (2010) Deficient emotional self-regulation: a core
consistency? Do adults with ADHD understand the modi- component of attention-deficit/hyperactivity disorder. J ADHD
fications properly? Relat Disord 1(2):5–37
Barkley RA, Murphy KR (2010) Impairment in occupational
Finally, we will need to face an important conceptual
functioning and adult ADHD: the predictive utility of executive
dilemma if data from future investigations would suggest function (EF) ratings versus EF tests. Arch Clin Neuropsychol
that several modifications should be implemented in the 5(3):157–173
operational criteria for adult ADHD: Is the field ready to Barkley R, Fischer M, Edelbrock C, Smallish L (1990) The
adolescent outcome of hyperactive children diagnosed by
have different phenotypic criteria for ADHD across the life
research criteria, I: an 8-year prospective follow-up study.
cycle? What would be the impact in clinical settings of J Am Acad Child Adolesc Psychiatry 29:546–557
different phenotypic descriptors for ADHD in adults and Barkley RA, Murphy KR, Fischer M (2008) ADHD in adults: what
children? Would be this an opportunity for really having the science says. Guilford Press, New York, NY
Biederman J, Mick E, Faraone SV (2000) Age-dependent decline of
developmental psychopathology as part of the new classi-
symptoms of attention deficit hyperactivity disorder: impact of
fication systems in Psychiatry moving them away from remission definition and symptom type. Am J Psychiatry
developmental static definitions (an old aspiration from 157(5):816–818
child mental health professionals)? Biederman J, Mick E, Spencer T, Surman C, Hammerness P, Doyle R,
Dougherty M, Aleardi M, Schweitzer K (2006) An open-label
We are anticipating an exciting new era in the research
trial of OROS methylphenidate in adults with late-onset ADHD.
arena of ADHD in adults for the next few years with many CNS Spectr 11:390–396
clinically relevant research questions to be answered. Biederman J, Petty CR, Fried R, Black S, Faneuil A, Doyle AE,
Seidman LJ, Faraone SV (2008) Discordance between psycho-
Acknowledgments This review is part of the formative phase for a metric testing and questionnaire-based definitions of executive
research project financed by the Brazilian National Council of function deficits in individuals with ADHD. J Atten Disord
Technological and Scientific Development—CNPq (159782/2011-2). 12(1):92–102
Dr. Grevet receives a postdoc scholarship from the CNPq, Brazil. The Biederman J, Petty CR, Clarke A, Lomedico A, Faraone SV (2011)
authors thank Dr. Rachel Klein for her expertise and for her kind help Predictors of persistent ADHD: an 11-year follow-up study.
in reviewing this paper. J Psychiatr Res 45(2):150–155
Boonstra AM, Oosterlaan J, Sergeant JA, Buitelaar JK (2005)
Conflict of interest Dr. Luis Augusto Rohde was on the speakers’ Executive functioning in adult ADHD: a meta-analytic review.
bureau and/or acted as consultant for Eli-Lilly, Janssen-Cilag, Nov- Psychol Med 35(8):1097–1108
artis, and Shire in the last 3 years (less than U$ 10,000 per year and Bush G, Valera EM, Seidman LJ (2005) Functional neuroimaging of
reflecting less than 5 % of his gross income per year). He also attention-deficit/hyperactivity disorder: a review and suggested
received travel awards (air tickets and hotel) to take part of two Child future directions. Biol Psychiatry 57(11):1273–1284
Psychiatric Meetings from Janssen-Cilag and Novartis in 2010. The Conners CK, Erhardt D, Sparrow E (1998) Conners adults ADHD
ADHD and Juvenile Bipolar Disorder Outpatient Programs chaired by rating scale. Multi-Health System, Inc, North Tonawanda
him received unrestricted educational and research support from the Dias G, Mattos P, Coutinho G, Segenreich D, Saboya E, Ayrão V
following pharmaceutical companies in the last 3 years: Eli-Lilly, (2008) Agreement rates between parent and self-report on past
Janssen-Cilag, Novartis, and Shire. Dr. Matte and Dr. Grevet have no ADHD symptoms in an adult clinical sample. J Atten Disord
conflicts of interest. 12(1):70–75
DuPaul GJ, Schaughency EA, Weyandt LL, Tripp G, Kiesner J, Ota
K, Stanish H (2001) Self-report of ADHD symptoms in
university students: cross-gender and cross-national prevalence.
J Learn Disabil 34:370–379
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