Professional Documents
Culture Documents
1 9 9 0 2 3 3 4
MANUEL C. TEIXEIRA
The Portuguese built a maritime empire during the fifteenth and sixteenth centuries that
incorporated settlements along the coasts of Brazil, Africa, India and the Far East. The
architecture and urban spaces of these settlements reflected the dual influence and interbreeding
of Portuguese and local cultures. Overseas Portuguese towns shared the same models of
reference. These were the medieval towns of Portugal, particularly Lisbon and Oporto, which
contained features that can be traced back to the Muslim city and to European planned
frontier towns of the middle ages. Local cultural influences were felt at the level of
architecture, both in the adaptation of Portuguese models to local materials and climatic
conditions, and in the adoption by Portuguese builders of local typologies, forms, and models
of reference. The Portuguese left their mark in many parts of the world, most particularly in
architectural tradition. Knowledge and experience gained by local builders from the Portuguese
five centuries ago has in many places been passed down from generation to generation, and has
resulted in the preservation of building prototypes that embody today's traditional architecture.
For Europeans, the Portuguese voyages of the period were an important component of the
the expansion of the Christian faith, and more down-to In 1 500, Pedro Alvares Cabral discovered Brazil on his way
earth commercial objectives were the main forces behind to India. The colonization of this land was postponed for
the ambitious enterprise of the Portuguese Descobertas in many years because of the involvement of the Portuguese
the fifteenth and sixteenth centuries. Crown in the Indian trade, the gold of Guinea, and the wars
with Morocco. But during the second half of the sixteenth
For historians, the Portuguese expansion must be set within century the casual trade with Amerindian tribes was re
the context of the European Renaissance, of which it was an placed by the cultivation of, and commerce in, sugar cane.
essential component. Georges Lefebvre has said, "De cene Waves of Portuguese immigrants settled in Brazil after
aventure elargie, multiseculaire (a nos yeux), la Renais 1 570, giving rise to numerous settlements along the coast.
sance - quel a ete en gros Ie fait essentiel? Bien sur les Some of these rapidly evolved into administrative, com
grandes decouvertes."l An important contribution of Por mercial or agricultural centers.
tugal to the Renaissance was a new vision of man brought
about by contact with new races and civilizations. The In India, the Portuguese founded a number of important
tendency of the Portuguese to mix with the peoples they cities on both coasts. These were fortresses and adminis
encountered led to a miscegenation, or interbreeding, of trative and commercial centers for the trade in Asian spices.
cultures. This trend is clearly visible in the architecture and From India, the Portuguese traveled as far as Japan, where
urban spaces of the Portuguese colonial settlements. The in 1561 the village of Yokoseura was founded with the
composite models produced in them often were accepted as agreement of the local shogun. In the intervening half
new types of traditional architecture, replacing previously century the Portuguese built a maritime empire that effec
established models. tively controlled commerce in the Atlantic and Indian
Oceans and in the China seas. Portuguese settlements were
RO UTES O F P O RTUGUESE EXPANS I O N AND built along the coasts of Brazil, Africa, Arabia, Persia,
CHARACTERISTICS OF COLON IAL CITIES India, Sri Lanka, Burma, Siam, the Malay Peninsula, the
East Indies, China and Japan.
The trade in gold, produced in the regions south of the
Sahara - and after 1442, the slave trade - were the main Portuguese settlements fell into three main categories: the
initial objectives of Portuguese merchants. Portugal was factory, the fort and the city. These types were not tightly
able to divert to its ships a substantial share of the trans fixed; rather, they tended to evolve one from the other.
Saharan trade formerly held by the Tuareg caravans. But Factories were trading stations that sometimes consisted of
after the 1480s, the objective became India, especially the little more than a house surrounded by a palisade. They
discovery of a seaway around Africa. Until this time the were located in privileged trading places, often at the mouth
spice trade had been in the hands of Muslim merchants, of a river, making communication with the hinterland
who sailed the Persian Gulf and the Red Sea and who possible. Forts were often fortified trading stations that
traveled overland to the Mediterranean coast, and Venetian grew to accommodate a number of settlers' houses (FIG. 1).
merchants, who shipped from the Mameluke ports of Syria Alternatively, forts were built in locations where no com
and Egypt to Europe. The commercial objective of Portu mercial activity was justified but where strategic planning
gal was to take hold of this monopoly, and in 1498 the fleet called for a supply of food and water or a port of call for
of Vasco da Gama reached Calicut. ships in distress. Most cities evolved from factories or
forts, particularly in places where commercial activity was
As Portugal progressed in its search for a seaway to India, intense. These settlements were founded by the state, or
a string of forts and factories were built along the coasts of were built under patronage of the state, and they became
Africa and Arabia. These settlements were located at stepping stones for the foundation of new Portuguese cities
strategic points, serving either as bases from which to in ever more distant places.
protect the sea routes, ports of call for provisioning ships,
or trading stations. Some evolved into urban settlements, An important characteristic of towns built by the Portu
and their urban structure and architecture came to reflect guese overseas, and of the Portuguese colonial expansion
both Portuguese culture and the cultures of the societies in general, was the gradual way that it occurred. Portugal
Portugal came into contact with. underwent the occupation of the Moors for over five
TEIXEIRA: P O R TU G U E S E T R A D I T I O N A L S ETTL E M ENTS • 25
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Viceroy. A large street, the Rua Direita (or High Street), the misericordia, the Hospital, and other churches and con
was both structurally and functionally the main street. vents were also situated in privileged locations, constitut
Important commercial functions took place along it, and it ing other focal points in the urban structure.
connected a number of squares where significant edifices
were located. In the main square of Goa the Senatorial Representations of Lisbon of the early sixteenth century
Palace, the Archbishop' s Palace, and the Cathedral figured show the most prominent hill occupied by the old castle and
prominently. The College of S. Paulo, run by the Jesuits, the Royal Palace, the seats of temporal power (FIG. 3). To the
TEIXEIRA: PORTUGUESE TRADITIONAL SETTLEMENTS • 27
west and east, on top of the other hills, were the monasteries and architecture of many cities they occupied or founded.
of Gra�a, Carmo, Trindade and S. Vicente. On an interme Whereas the basic element of the Roman city was the street,
diate plane, the representations show the housing tissue in organized in a checkered pattern, the basic unit of the
which symbolically distinguished collective buildings were Muslim city was the house. The layout of the street was not
set: the hospital, the tribunal, the jail, monasteries, and defined beforehand as in the Roman city; it resulted from
parish churches. The cathedral, although built half way up the progressive joining of houses. This, the introverted
the hilI, was given particular prominence so that it inter style of life, and the necessities of defense also contributed
fered in the profile of the city. The first plane, by the river, to the intimate character of the streets- winding lanes with
was occupied by the commercial zone and the port with its different gauges and profiles, from which smaller streets
wharfs, dockyards and warehouses, among which the cus branched out, often as L-shaped alleys giving access to
toms house stood out. The town walls were highly visible, small clusters of houses. Climatic conditions further deter
and the old castle appeared as the key element of the mined that the streets be narrow and shaded. The houses
defensive structure of the city, corresponding to the impor were turned inwards, and the rare openings into the street
tance that was awarded to secular power in the defense of were protected by elaborate screens and blinds.
the city. Only the two main squares of Lisbon - Rossio
and Terreiro do Pa�o - were represented. In Rossio were Muslim concepts of urban space and architecture were still
located the hospital and a second Royal Palace. In Terreiro very much alive in Portuguese cities of the sixteenth cen
do Pa�o were located the market, the docks, the granary, tury, and the urban spatial concepts of the Moors were
and, most importantly, the Casa da India, the warehouse important to the urban references and life experiences of
where all the spices and merchandise from India was those who built the new settlements overseas. Brazilian
stored. Thus, at the beginning of the sixteenth century the cities of the sixteenth century were in all aspects similar to
vertical order of society was apparent in the graphic repre medieval Portuguese cities, with narrow, irregular streets,
sentation of Lisbon: the prominence of royal power, the blind alleys, Moorish arches, and balconies protected by
spiritual power of churches and convents competing with wooden blinds - the muxarabis.3 These last, in particular,
it, and the subordinate role of commerce. Later in the similar to veiled faces, clearly reflected the Moorish influ
century, at a time when trading activities gained an increas ence that was exported to Brazil.
ing importance in the life of the city and the country as a
whole, the Royal Palace would be built by the river - the But the organic, somewhat irregular city was not the only
Par;o da Ribeira - in the heart of the maritime zone. model of reference available to Portuguese city builders.
New kinds of settlements also emerged during this period,
One notices in these representations the same basic struc planned frontier towns surrounded by walls and built in
ture and the same key elements that were present when new elevated places. Despite the irregularity of the places in
cities were built overseas. Overseas cities were organized which these new towns were built, their plans were regular,
on different levels, the highest corresponding to its domi following a geometric pattern. In Portugal a number of
nant secular and religious buildings, the lowest reserved for such towns were built in the early fourteenth century,
its maritime and commercial activities. Great importance particularly in Alentejo. Among these were Monsaraz,
was given to defense, as manifested in the choice of an Redondo and Vila Vi�osa. The main structural element of
elevated location and the construction of town walls. Promi these towns was a central street, the Rua Direita, that
nence was accorded to community buildings. The squares crossed the town longitudinally, connecting two doors
around which these buildings were located became focal opened in opposite walls of the town (or connecting the
points in the organization of the urban structure. And the main door of the town with the castle at its opposite
Rua Direita played a structural role in connecting the port extreme). A small square was opened along this main street
and the commercial area to the main square. at the center of the town, where the church, tribunal, and
other important collective buildings were located. Secon
Basic characteristics of this somewhat informal structure dary streets were built parallel to, or at approximately right
can be traced back to the Muslim city. During their long angles to, the main street, creating a regular urban pattern.
presence in Portugal, from the eighth to the thirteenth Whenever a new town was built and there was enough
centuries, the Moors left their imprint on the urban space centralized power to control its development, such geomet-
28 • TDSR 2
ric patterns were imposed. This was a radically different commerce in spices. Cities in India had to be built rapidly
kind of urban growth from that generated around informal and effectively to defend against Muslim traders and make
church and palace squares. Even so, the structural role of a show of diplomatic activity and ostentation toward
the main street in both types of development suggests a powerful Indian Maharajas. Cities inspired by Renaissance
continuity. Even the apparently most casual urban areas ideals fulfilled these objectives appropriately.
had a certain degree of planning and contained references
to the more erudite forms of urban structure that would be TH E CASE O F I LHA DE M O CAM B IQUE
fully developed in the next century.
Ilha de Mo�ambique on the east coast of Africa was first
When new cities did not develop slowly from forts or visited by the Portuguese in 1498 on their way to India. It
trading stations, but instead were built rapidly, tradition soon became a mandatory port of call for ships on the Indian
was abandoned and Renaissance ideals were embraced.4 route. It offered protection against the monsoons and, most
This happened particularly in India where a compromise importantly, was an important center for the trade in gold,
between medieval and Renaissance concepts was estab with which Asian spices could be bought in India. All the
lished. Damao and Ba�aim, built in the second half of the gold, silver and ivory that had been traded for cloth, metal
sixteenth century on the west coast of India, show a regular artifacts, and miscellaneous items on the coast of Mo�am
checkered pattern of streets surrounded by bastioned walls bique had to pass through Ilha de Mo�ambique. The
that clearly denote erudite Renaissance influences (FIG. 4). strategic importance of Ilha de Mo�ambique to the Indian
Nevertheless, the center of Damao contains a fortress, a trade was emphasized by the fact that after 1509 it was
reminder of the traditional structure of the Portuguese administered from Goa and its governor was subordinate to
medieval city, instead of the regular square characteristic of the Viceroy of India.
Renaissance ideals.s
For decades the Portuguese
The urban structures of Por fought the Arab S wahilis for
tuguese overseas settlements trade supremacy in the area.
do not fall into pure types. In 1 507 the trading station
The Renaissance ideal ap was built. At first, this was
pears combined with medie only a small fort built with
val patterns in a work of syn stones from ships' ballast,
thesis. Each settlement de around which appeared the
notes a mixture of traditional Portuguese settlement and
vernacularelements anderu the first chapels. But the
dite elements. These vary continuing reaction of Ar
depending on the time of abs and Indians to the Portu
their construction, the fact guese intrusion in the Indian
of their evolution either from Ocean soon made necessary
previous settlements or vir the construction of heavier
gin territory, and the differ fortifications. The fortress
ent political attitudes and of S . Sebastiao was begun in
strategies that governed them. The cities of Brazil, which 1 558 on the northern tip of the Ilha, and by the end of the
had deep roots in Portuguese medieval tradition, were sixteenth century the trading station was an important
adequate to a policy of occupation that was made slowly settlement with two fortresses, a hospital, churches, con
during the sixteenth century. In India, on the contrary, it vents, and many houses (FIG. 5). Religious orders played an
was necessary to proceed much faster and to mark an important role in the development of the settlement. Among
effective military and political presence to protect the them were the Dominicans, the Jesuits, and the monks of S .
Joao de Deus, to whom large donations of land were given. the town coincided with the establishment of the town
The Jesuits managed to become the owners of most rental council in 1761 and the beginning ofland-leasing to private
houses on the Ilha. individuals. By 1800 the town had grown considerably
toward the south, following the classical urban pattern
Ilha de Mo�ambique presented a very rich ethnic composi typical of the time with regular blocks and broad, straight
tion. There were three main factors behind this: the loca streets. The cottages with straw roofs began to concentrate
tion of the island near the African continent, the important in the southern part of the llha. By the end of the nineteenth
role it played in the commercial network of the Indian century there was a clearly differentiated European "stone
Ocean, and the integration of the island into the larger built" town, and a "macuti" town for local inhabitants.
Portuguese empire.6 The These were constructed of
population consisted of different materials, had dif
Bantus (the original inhabi ferent forms, and occupied
tants of the island), Arab different locations. The
merchants and seafarers , stone-built town on the
Portuguese, mixed Portu north and the macuti town
guese-Indian Christian im to the south were sharply
migrants from Goa, and divided by a line across the
Hindu and Muslim Indians. island.
Finally, there was a constant
transit and settlement of One may conclude that in
people from all the other the beginning of the Portu
parts of the Portuguese guese presence and in the
empire - from Macao, first centuries that followed
Timor, West Africa and there was a great deal of
Brazil. All these groups left cultural assimilation. This
their ethnic and cultural imprint on the Ilha. But in terms went as far as the adoption by the Portuguese of local
of the urban form and the form of housing, the Portuguese vernacular house-forms and materials. Despite the pro
contribution predominated. gressive separation of the two basic housing types, there
still persists an important element of kinship between them.
At the beginning of the Portuguese occupation, settlers ' The basic plan-type has been preserved through the years,
houses were temporary constructions similar to local ver and, remarkably, it can be found in both types. In fact, the
nacular buildings both in terms of form and in use of basic arrangement of the plan is the same for all houses, old
materials. In the decades that followed, however, Euro and new, big and small, masonry or mud-built (FIG. 6). This
pean houses began to be more solidly built and began to plan-type is not purely Portuguese or Arabian, Indian, or
distinguish themselves from local buildings. Nevertheless, Swahili. Apparently, it emerged as the most adequate
by the middle of the eighteenth century huts with palm leaf solution, taking into account the available local materials,
(macutl) roofs were still freely located among stone houses. the local climate, and the natural living conditions of the
The basic structure of the town was characterized by island.? Nevertheless, one finds more than casual similari
narrow, irregular streets that connected the fulcral points of ties with house plans of vernacular houses from the south
the urban network: churches, convents, the Jesuits' college, of Portugal. Therefore, it is likely that the Portuguese
the residence of the Captain-General, the hospital, and the influence was the strongest component of the cross-cultural
squares usually associated with them. Along the coast were and ecological process that gave rise to it.
located the commercial buildings. These faced both the
sea, for loading and unloading cargo, and the street, where Externally, the houses also reflect the multiple influences
goods were traded. The increasingly rapid development of represented in them, but the most notable influence comes
FIG. 5. IIha de MOfambique, beginning of the seventeenth century. The basic structure of the
settlement
30 • TDSR 2
other colonial cities. Important administrative buildings these new areas in later years was not rare. Houses built in
and monumental churches were located in prominent places, Recife in the eighteenth and nineteenth centuries, the char
structuring the urban space. There were clear affinities acteristic houses of today ' s Recife, had strong Portuguese
with the urban structure of other cities, namely Goa and S . roots. They soon replaced, or were literally built upon,
Salvador d a Baia.9 Recife, located o n flat ground and with what the Dutch left, further contributing to the Portuguese
limited functions mostly related to the port and the domes character of Recife and the effacement of the Dutch legacy.
tic needs of its workers, had a rather simpler layout. It
consisted of a checkered pattern of nearly regular blocks The duality between Olinda and Recife is further expressed
and streets around a central square where the church was in the house typologies and architecture that grew up in
located. them. The houses of Olinda have their roots in the Portu
guese rural tradition: thick stone walls, one or two floors,
Both Olinda and Recife were destroyed following the stone comers, thresholds and jambs, a dominant horizon
Dutch invasion of 1630. Of the two complementary settle tality of line, hipped roofs, and the overall squat look of
ments, the Dutch preferred Recife, and they installed their Portuguese Baroque buildings (FIGS. 10, 1 1). This house-type
government there. The commercial and urban develop was fully developed in the large mansions built by planta
ment of Recife promoted by the Dutch meant that Olinda tion owners.!O These mansions were direct heirs to the
lost its role as capital of Pernambuco. To Olinda was country manors of noble landowners in Portugal. Since
reserved the role of historical capital,
allowing the crystallization of its ur
ban structure in a way that was charac
teristic of a model of urban develop-
ment.
The houses of Recife are radically different. They are uses best fitted the needs of the merchants. The house of
rather slim, are built to five or six stories, and have narrow Oporto, developed in similar circumstances, was easily and
frontages, high pitched slate roofs, and an extremely accen successfully adopted.
tuated verticality. The typical house of the merchant in
Recife combined a shop on the ground floor with dwelling The cultural influence of one society on another, by itself,
quarters aboveY This house-form derived from similar does not rriean much. Unless deliberately imposed, cultural
types of structure in Portugal, particularly merchant houses influences usually only take root if they find local ecologi
in Oporto. The slim houses of Recife are similar to the cal, social and cultural circumstances to which they can be
bourgeois houses of Oporto both externally and in terms of adapted - particularly if these are meaningful to the
internal organization. Their internal order featured draw society being influenced. One finds in Olinda and Recife
ing rooms on the first floor, dining room and kitchen on the two completely different typologies of housing that had
top floor (on account of smells and the danger of fire), and origins in Portugal. The house of Olinda, a town founded
sleeping rooms in between. Accommodations for servants by Portuguese nobility and the center of a rural area, was
were located in the attic. Stairs in the middle of the house heir to the tradition of a rural house-type. The house of
were illuminated by elaborate skylights (FIGS. 12, 13). The Recife, a mercantile city par excellence, was derived di
houses of the poorer strata of society, both in Oporto and rectly from the house of the merchant bourgeoisie in
Recife, were basically the same, although smaller and less Oporto. Both types had to find an intrinsic logic with
structured. A convergence of ecological, functional and respect to local conditions as well as adequate grounds for
cultural factors led to the adoption of this house-type in development. Neither occurred as the result of blind
Recife. On the one hand, slim, tall buildings on narrow lots acceptance of available models.
were the obvious solution to a scarcity ofland. On the other,
a house-type that combined commercial and residential
TEIXEIRA: PORTUGUESE TRADITIONAL SETTLEMENTS • 33
The cultural influence of architectural models is a two-way remains have been identified previous to the Portuguese
process, and we find a good illustration of this in the Casas presence. Knowledge and experience in the building
de Brasileiros built in Oporto and throughout the north of trades, acquired from the Portuguese nearly five centuries
Portugal in the nineteenth century. These were the houses ago by local builders, have been passed down from genera
of former Portuguese immigrants to Brazil who returned tion to generation. This has often corresponded with the
rich to their homeland. These mansions, no matter how preservation of building prototypes that embody today's
naive or over-decorated, were the heirs of the B aroque vernacular architecture.
manors that had been introduced from Portugal to Brazil
three centuries before. In this case the tradition was brought Material realities and specificity oflocal culture led in each
back to Europe, rich with acculturations as a result of Portuguese colonial settlement to a symbiosis of a unique
meetings and miscegenations with other cultures in Brazil. character. Local ecological conditions in their broadest
CO NCLUSI O N: A TWO-WAY I NFLUENCE sense were responsible for transformations in the built
environment, both through the adapting of Portuguese
The marks of the Portuguese presence are felt to this day in models to local materials and climate, and the adopting of
many parts of the world in religion, myth, tradition, lan local typologies, forms, and models of reference. The
guage, art and architecture. Of these influences, the build composite models thus elaborated were often accepted as
ing activities of the Portuguese had the greatest impact. new types of vernacular architecture, and came to replace
This accounts for the persistent influence of Portuguese previously established models. These models were in turn
designs and building techniques in popular architecture. In carried to other places where they became archetypes in the
many parts of the world Portuguese buildings were the first creation of new forms. Such new vernacular forms were to
durable homes of the common folk. Aside from temples, a large extent the result of stimulant contacts with other
palaces and aristocratic residences, in many places no built cultures and values of reference. The transformations the
34 • TDSR 2
Portuguese brought in this field are further evident in the defense and emporiums of commerce, they laid the ground
continued use of Portuguese words in .the building trades in work for cultural transfer and the symbiosis of peoples and
many places where Portuguese settlement ended centuries civilizations. New concepts of space and architecture were
ago and where Portuguese is no longer spoken. introduced through them. The new functional meanings
associated with these concepts carried an implicit new
All these things are strong reminders of the penetration 9f cosmology.
Portuguese culture around the world. The Portuguese were
the first Western society most peoples of Africa, Asia, or The architecture and urban spaces built by the Portuguese
South America came into contact with. These contacts overseas are probably the clearest evidence of the impor
were the first meetings between European and African or tantrole the voyages of the fifteenth and sixteenth centuries
Asian concepts, and led to great cultural change on both played in the meeting and cross-fertilization of the cultures
sides. of the East and the West. That experience, of crucial
importance for both societies, was in the West an essential
Colonial settlements were vehicles for the transmission of component of the European Renaissance.
Portuguese culture and civilization. Besides being poles of
PU MIAO
This paper aims at giving tangible meaning to the concept of traditional Chinese urban form,
to begin to dispel the vagueness that has hampered efforts by Chinese (and other) architects
and urban designers to draw lessons from Chinese urban tradition. It describes the formal
and Shanghai as examples, and it formulates seven characteristics of Chinese traditional cities:
the influence of an orthogonal model, the absence of the "square," the prevalence of the walled
residential street, the definition of two city centers, the establishment of the canal system, the
dominance of low buildings and evenly distributed small open spaces, and the use of tower and
Since the cities of Southeast China represented the final stage in the development of
urban areas in pre·industrial China, the paper can claim to be a general study of traditional
Chinese urban form. The determination of seven characteristics was not based on any
property of the number seven; the author imagines that additional formal characteristics (with
similar value and significance) may be discovered by other authors. The characteristics have
been defined in contrast to features of the European medieval and Renaissance city, because
most architects and urban designers are acquainted with this system. After presenting each
characteristic, the paper explores its social, economic and cultural implications. The paper
concludes by noting five traditional Chinese values embodied in the formal characteristics.