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erinatal cerebral hypoxia–ischemia remains a necrosis or apoptosis (programmed cell death).4 –7 It
frequent cause of the chronic handicapping is the penumbral area that appears most amenable to
conditions of cerebral palsy, mental retarda- reversal of cellular injury through therapeutic inter-
tion, learning disability, and epilepsy.1 Estimates vention.
suggest that between 2 and 4/1000 full-term new- At the cellular level, cerebral hypoxia–ischemia
born infants suffer asphyxia at or shortly before sets in motion a cascade of biochemical events
birth. Approximately 15% to 20% of such asphyxi- commencing with a shift from oxidative to anaero-
ated infants who exhibit hypoxic–ischemic encepha- bic metabolism (glycolysis), which leads to an
lopathy actually die during the newborn period, and accumulation of nicotinamide-adenine-dinucleotide
of the survivors, 25% will exhibit permanent neuro- (NADH), flavin-adenine-dinucleotide (FADH), and
psychologic deficits. Given these incidence figures, lactic acid plus H1 ions. Anaerobic glycolysis cannot
physicians have searched for strategies to prevent or keep pace with cellular energy demands, resulting in
minimize the long-term consequences of perinatal a depletion of high-energy phosphate reserves, in-
cerebral hypoxia–ischemia. cluding ATP. Transcellular ion pumping fails, lead-
In the past, therapeutic interventions for hypoxic– ing to an accumulation of intracellular Na1, Ca11,
ischemic encephalopathy in full-term newborn Cl2, and water (cytotoxic edema). Hypoxia–ischemia
infants consisted of those drugs that reduced the also stimulates release of excitatory amino acids (glu-
severity of cerebral edema arising from hypoxia– tamate) from axon terminals. The glutamate release,
ischemia.2 Such agents included osmotic diuretics in turn, activates glutamate cell surface receptors,
(mannitol, furosemide), glucocorticosteroids, and resulting in an influx of Na1 and Ca11 ions. Within
barbiturates. One by one, these drugs and other ma- the cytosol, free fatty acids accumulate from in-
nipulations to treat brain swelling have been dis- creased membrane phospholipid turnover and,
carded, such that presently no agent has been proven thereafter, undergo peroxidation by oxygen-free rad-
useful to ameliorate perinatal hypoxic–ischemic icals that arise from reductive processes within mi-
brain damage in the clinical setting (but see below). tochondria and as by-products in the synthesis of
Accordingly, there is no uniform standard of care in
prostaglandins, xanthine, and uric acid. Ca11 ions
the brain-oriented therapy of full-term newborn in-
accumulate within the cytosol as a consequence of
fants sustaining cerebral hypoxia–ischemia, and it
increased plasma (cellular) membrane influx via
remains for future research to uncover new and ef-
voltage-sensitive and agonist-operated calcium
fective strategies for the neurologically compromised
channels and of decreased efflux across the plasma
infant.
membrane combined with release from mitochon-
CHARACTERISTICS OF HYPOXIC–ISCHEMIC dria and the endoplasmic reticulum. Nitric oxide, a
BRAIN DAMAGE free-radical gas, is generated via Ca11 activation in
Hypoxic–ischemic brain damage is an evolving selected neurons and diffuses to adjacent cells that
process, which begins during the insult and extends are susceptible to nitric oxide toxicity. The combined
into the recovery period after resuscitation (reperfu- effects of cellular energy failure, acidosis, glutamate
sion interval).3 Tissue injury takes the form of either and nitric oxide neurotoxicity, free radical formation,
selective neuronal necrosis or infarction, the latter Ca11 accumulation, and lipid peroxidation serve to
with destruction of all cellular elements including disrupt structural components of the cell with its
neurons, glia, and blood vessels. When infarction ultimate death (for review, Reference 3).
occurs, the immediate area surrounding the infarct The therapeutic window is that interval after re-
(penumbra) consists of neurons undergoing either suscitation from hypoxia–ischemia, during which an
intervention might be efficacious in reducing the
severity of the ultimate brain damage. Because of the
From the *Department of Pediatrics, Pennsylvania State University College
of Medicine, Milton S. Hershey Medical Center, Hershey, Pennsylvania; and
slow process of neuronal necrosis and apoptosis in
the ‡Department of Pediatrics, University of Texas Southwestern Medical adult experimental animals and humans, the thera-
Center, Dallas, Texas. peutic window in adults can extend for several hours
Received for publication Jun 8, 1997; accepted Aug 5, 1997. to a day or more.4,8 –10 Such is not the case in perinatal
Reprint requests to (R.C.V.) Department of Pediatrics, Milton S. Hershey
Medical Center, Box 850, Hershey, PA 17033-0850.
animals and presumably in human infants, in whom
PEDIATRICS (ISSN 0031 4005). Copyright © 1997 by the American Acad- the process of cellular destruction is much more
emy of Pediatrics. rapid than in adults.3 Accordingly, in the full-term
The online version of this article, along with updated information and services, is
located on the World Wide Web at:
http://pediatrics.aappublications.org/content/100/6/1004.full.html