Professional Documents
Culture Documents
Updated to
November 2013
IMO CONVENTIONS, CODES AND AMENDMENTS
November 2013
Compiled by
www.rina.org
© RINA 2013
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INTRODUCTION
The International Maritime Organisation (IMO) is a specialised agency established by the United
Nations in 1948 to deal the safety of life at sea and pollution prevention.
Since its establishment, the IMO has adopted nearly 50 conventions, numerous protocols and
amendments, and well over 800 codes and recommendations, covering a wide range of subjects. It
is sufficient to mention SOLAS, MARPOL and Load Line Conventions to illustrate the importance of
the IMO in worldwide maritime activities.
In addition, the IMO has developed a number of amendments to existing instruments.
RINA has always taken an active role in the IMO technical subcommittees, the Maritime Safety
Committee (MSC) and the Marine Environment Protection Committee (MEPC).
This publication contains a summary of the mandatory requirements adopted by IMO up to and
including those adopted in May 2013 at MSC 92 (e.g. amendments to SOLAS, MARPOL and other
IMO conventions and codes) entering into force between 2010 and 2025, listed in chronological
order with respect to their application date. Adopted mandatory instruments for which dates of
entry into force have yet to be established, have also been included.
Reference to the previous editions of this publication should be made for mandatory
requirements that entered into force prior to 1 January 2010.
Three different indexes have been inserted to help readers to better identify the requirements of
interest to them:
3. a ship-type index, for new and existing ships respectively, showing the requirements
applicable to each ship type at a given date.
Any person who applies them should refer to the original text of the referenced IMO documents.
RINA shall not be held liable or responsible for any inaccuracy or omission.
www.rina.org
3
TABLE OF CONTENTS
• CHRONOLOGICAL INDEX
• ALPHABETICAL INDEX
• SHIP-TYPE INDEX
• NOTES
• LEGEND
• PART 1 – MANDATORY
REQUIREMENTS ENTERING INTO
FORCE BETWEEN 2010 AND 2025
4
CHRONOLOGICAL INDEX
(with respect to the application dates)
PART 1 MANDATORY REQUIREMENTS ENTERING INTO FORCE BETWEEN 2010 AND
2025 ............................................................................................................................................. 24
2010 ............................................................................................................................................. 25
1 JANUARY 2010 ................................................................................................................................ 25
SOLAS 1974 ................................................................................................................................. 25
2008 Amendments (first set) 25
1994 HSC CODE (INTERNATIONAL CODE OF SAFETY FOR HIGH-SPEED CRAFT).......... 27
2008 Amendments 27
2000 HSC CODE (INTERNATIONAL CODE OF SAFETY FOR HIGH-SPEED CRAFT).......... 28
2008 Amendments (first set) 28
IMDG CODE (INTERNATIONAL MARITIME DANGEROUS GOODS) .................................... 28
2008 Amendments 28
ESP (ENHANCED SURVEY PROGRAMME) - RESOLUTION A.744(18) .................................. 29
2008 Amendments 29
SOLAS PROTOCOL 1988 ............................................................................................................ 30
2008 Amendments 30
MARPOL 73/78 ............................................................................................................................ 30
Revised Annex I “Regulations for the prevention of pollution by oil” 30
Revised Annex III “Regulations for the prevention of pollution by harmful substances in
packaged form” 31
Revised Guidelines on Implementation of Effluent Standards and Performance Tests for
Sewage Treatment Plants 33
BWM CONVENTION (INTERNATIONAL CONVENTION FOR THE CONTROL AND
MANAGEMENT OF SHIPS’ BALLAST WATER AND SEDIMENTS) (*).................................... 34
New convention not yet in force 34
1 JULY 2010 ....................................................................................................................................... 36
SOLAS 1974 ................................................................................................................................. 36
2004 Amendments (second set) 36
2006 Amendments (first set) 36
2006 Amendments (second set) 38
2008 Amendments (second set) 44
FSS CODE (INTERNATIONAL CODE FOR FIRE SAFETY SYSTEM)....................................... 45
2006 Amendments (first set) 45
2006 Amendments (second set) 45
1994 HSC CODE (INTERNATIONAL CODE OF SAFETY FOR HIGH-SPEED CRAFT).......... 46
2006 Amendments 46
2000 HSC CODE (INTERNATIONAL CODE OF SAFETY FOR HIGH-SPEED CRAFT).......... 46
2006 Amendments 46
2008 IS CODE (INTERNATIONAL INTACT STABILITY) ........................................................... 47
Entry into force 47
ISM CODE (INTERNATIONAL SAFETY MANAGEMENT) ........................................................ 47
2008 Amendments 47
LSA CODE (INTERNATIONAL LIFE SAVING APPLIANCE) .................................................... 48
2006 Amendments (first set) 48
2008 Amendments 49
LOAD LINES PROTOCOL 1988 .................................................................................................. 49
2008 Amendments 49
MARPOL 73/78 ............................................................................................................................ 50
Revised Annex VI “Regulations for the prevention of air pollution from ships” 50
NOx TECHNICAL CODE ............................................................................................................. 62
Revised NOx Technical Code 62
5
1 AUGUST 2010 .................................................................................................................................. 64
MARPOL 73/78 ............................................................................................................................ 64
2006 Amendments to the revised Annex I “Regulations for the prevention of pollution by oil” 64
1 OCTOBER 2010 ............................................................................................................................... 65
SOLAS 1974 ................................................................................................................................. 65
1992 Amendments 65
1995 Amendments (second set) 65
2011 ............................................................................................................................................. 66
1 JANUARY 2011 ................................................................................................................................ 66
SOLAS 1974 ................................................................................................................................. 66
2008 Amendments (second set) 66
2009 Amendments 68
IMSBC CODE (INTERNATIONAL MARITIME SOLID BULK CARGOES)................................ 70
Entry into force 70
2000 HSC CODE (INTERNATIONAL CODE OF SAFETY FOR HIGH-SPEED CRAFT).......... 71
2008 Amendments (second set) 71
SOLAS PROTOCOL 1988 ............................................................................................................ 72
2009 Amendments 72
MARPOL 73/78 ............................................................................................................................ 73
2009 Amendments to the revised Annex I “Regulations for the prevention of pollution by oil” 73
Revised Annex VI “Regulations for the prevention of air pollution from ships” 78
BWM CONVENTION (INTERNATIONAL CONVENTION FOR THE CONTROL AND
MANAGEMENT OF SHIPS’ BALLAST WATER AND SEDIMENTS) (*).................................... 79
New convention not yet in force 79
1 MAY 2011........................................................................................................................................ 81
MARPOL 73/78 ............................................................................................................................ 81
Effective date of discharge requirements in Annex V for Wider Caribbean Region Special Area
81
1 JULY 2011 ....................................................................................................................................... 82
SOLAS 1974 ................................................................................................................................. 82
2009 Amendments 82
1 AUGUST 2011 .................................................................................................................................. 83
MARPOL 73/78 ............................................................................................................................ 83
2010 Amendments to the revised Annex I “Regulations for the prevention of pollution by oil” 83
2010 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 83
31 DECEMBER 2011 ........................................................................................................................... 85
BWM CONVENTION (INTERNATIONAL CONVENTION FOR THE CONTROL AND
MANAGEMENT OF SHIPS’ BALLAST WATER AND SEDIMENTS) (*).................................... 85
New convention not yet in force 85
2012 ............................................................................................................................................. 86
1 JANUARY 2012 ................................................................................................................................ 86
SOLAS 1974 ................................................................................................................................. 86
2008 Amendments (first set) 86
2010 Amendments (first set) 86
FSS CODE (INTERNATIONAL CODE FOR FIRE SAFETY SYSTEM)....................................... 87
2010 Amendments (first set) 87
IBC CODE (INTERNATIONAL CODE FOR THE CONSTRUCTION AND EQUIPMENT OF
SHIPS CARRYING DANGEROUS CHEMICALS IN BULK) ....................................................... 88
2006 Amendments 88
IMDG CODE (INTERNATIONAL MARITIME DANGEROUS GOODS) .................................... 89
2010 Amendments 89
LSA CODE (INTERNATIONAL LIFE SAVING APPLIANCE) .................................................... 89
2010 Amendments 89
MARPOL 73/78 ............................................................................................................................ 90
Revised Annex VI “Regulations for the prevention of air pollution from ships” 90
6
STCW CONVENTION (CONVENTION ON STANDARDS OF TRAINING, CERTIFICATION
AND WATCHKEEPING FOR SEAFARERES)............................................................................. 90
2010 Manila Amendments 90
STCW CODE (CODE ON STANDARS OF TRAINING, CERTIFICATION AND
WATCHKEEPING FOR SEAFARERS) ........................................................................................ 92
2010 Manila Amendments to Part A 92
CSC 1972 (INTERNATIONAL CONVENTION FOR SAFE CONTAINERS) ............................... 93
2010 Amendments 93
BWM CONVENTION (INTERNATIONAL CONVENTION FOR THE CONTROL AND
MANAGEMENT OF SHIPS’ BALLAST WATER AND SEDIMENTS) (*).................................... 94
New convention not yet in force 94
1 FEBRUARY 2012 .............................................................................................................................. 95
MARPOL 73/78 ............................................................................................................................ 95
2010 Amendments to the revised Annex VI “Prevention of air pollution from ships” 95
1 APRIL 2012 ..................................................................................................................................... 96
MARPOL 73/78 ............................................................................................................................ 96
2009 Amendments to the revised Annex I “Regulations for the prevention of pollution by oil” 96
1 JULY 2012 ....................................................................................................................................... 97
SOLAS 1974 ................................................................................................................................. 97
2006 Amendments (second set) 97
2009 Amendments 97
2010 Amendments (second set) 98
FSS CODE (INTERNATIONAL CODE FOR FIRE SAFETY SYSTEM)..................................... 100
2010 Amendments (second set) 100
2010 FTP CODE (INTERNATIONAL CODE FOR APPLICATION OF FIRE TEST
PROCEDURES, 2010) ............................................................................................................... 101
Entry into force 101
SOLAS PROTOCOL 1988 .......................................................................................................... 102
2010 Amendments 102
1 AUGUST 2012 ................................................................................................................................ 103
MARPOL 73/78 .......................................................................................................................... 103
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 103
29 SEPTEMBER 2012 ........................................................................................................................ 104
STCW-F CONVENTION (CONVENTION ON STANDARDS OF TRAINING, CERTIFICATION
AND WATCHKEEPING FOR FISHING VESSEL PERSONNEL, 1995) ................................... 104
Entry into force 104
2013 ........................................................................................................................................... 105
1 JANUARY 2013 .............................................................................................................................. 105
SOLAS 1974 ............................................................................................................................... 105
2010 Amendments (first set) 105
IMSBC CODE (INTERNATIONAL MARITIME SOLID BULK CARGOES).............................. 106
2011 Amendments 106
LSA CODE (INTERNATIONAL LIFE SAVING APPLIANCE) .................................................. 107
2011 Amendments 107
MARPOL 73/78 .......................................................................................................................... 108
2011 Amendments to the revised Annex IV “Regulations for the prevention of pollution by
sewage from ships” 108
Revised Annex V “Regulations for the prevention of pollution by garbage from ships” 110
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 112
1 JULY 2013 ..................................................................................................................................... 117
SOLAS 1974 ............................................................................................................................... 117
2009 Amendments 117
2010 Amendments (first set) 118
2010 FTP CODE (INTERNATIONAL CODE FOR APPLICATION OF FIRE TEST
PROCEDURES, 2010) ............................................................................................................... 119
7
Entry into force 119
MARPOL 73/78 .......................................................................................................................... 119
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 119
1 AUGUST 2013 ................................................................................................................................ 122
MARPOL 73/78 .......................................................................................................................... 122
Regional arrangements for port reception facilities under MARPOL Annexes I, II, IV and V 122
2012 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 122
NOx TECHNICAL CODE ........................................................................................................... 122
2012 Amendments to the revised NOx Technical Code 122
2014 ........................................................................................................................................... 124
DATE OF FIRST SURVEY AFTER 2014 ANNIVERSARY DATE OF DELIVERY ...................................... 124
BWM CONVENTION (INTERNATIONAL CONVENTION FOR THE CONTROL AND
MANAGEMENT OF SHIPS’ BALLAST WATER AND SEDIMENTS) (*).................................. 124
New convention not yet in force 124
1 JANUARY 2014 .............................................................................................................................. 126
SOLAS 1974 ............................................................................................................................... 126
2012 Amendments (first set) 126
2011 ESP CODE ........................................................................................................................ 127
Entry into force 127
FSS CODE (INTERNATIONAL CODE FOR FIRE SAFETY SYSTEM)..................................... 127
2012 Amendments (first set) 127
2000 HSC CODE (INTERNATIONAL CODE OF SAFETY FOR HIGH-SPEED CRAFT)........ 128
2012 Amendments 128
IMDG CODE (INTERNATIONAL MARITIME DANGEROUS GOODS) .................................. 128
2012 Amendments 128
LOAD LINES PROTOCOL 1988 ................................................................................................ 129
2012 Amendments (first set) 129
MARPOL 73/78 .......................................................................................................................... 129
Revised Annex III “Regulations for the prevention of pollution by harmful substances in
packaged form” 129
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 129
1 JUNE 2014 ..................................................................................................................................... 131
IBC CODE (INTERNATIONAL CODE FOR THE CONSTRUCTION AND EQUIPMENT OF
SHIPS CARRYING DANGEROUS CHEMICALS IN BULK) ..................................................... 131
2012 Amendments 131
1 JULY 2014 ..................................................................................................................................... 132
SOLAS 1974 ............................................................................................................................... 132
2009 Amendments 132
2011 Amendments 133
2012 Amendments (second set) 133
FSS CODE (INTERNATIONAL CODE FOR FIRE SAFETY SYSTEM)..................................... 136
2012 Amendments (second set) 136
LOAD LINES PROTOCOL 1988 ................................................................................................ 137
2012 Amendments (second set) 137
CODE ON NOISE LEVELS ON BOARD SHIPS ........................................................................ 138
Entry into force 138
SOLAS PROTOCOL 1978 .......................................................................................................... 138
2012 Amendments 138
SOLAS PROTOCOL 1988 .......................................................................................................... 139
2012 Amendments 139
1 OCTOBER 2014 ............................................................................................................................. 140
MARPOL 73/78 .......................................................................................................................... 140
2013 Amendments to Annex I “Regulations for the prevention of pollution by oil” 140
2015 ........................................................................................................................................... 141
8
1 JANUARY 2015 .............................................................................................................................. 141
SOLAS 1974 ............................................................................................................................... 141
2012 Amendments (second set) 141
2013 Amendments 141
1994 HSC CODE (INTERNATIONAL CODE OF SAFETY FOR HIGH-SPEED CRAFT)........ 142
2013 Amendments 142
2000 HSC CODE (INTERNATIONAL CODE OF SAFETY FOR HIGH-SPEED CRAFT)........ 143
2013 Amendments 143
IMSBC CODE (INTERNATIONAL MARITIME SOLID BULK CARGOES).............................. 144
2013 Amendments 144
ISM CODE (INTERNATIONAL SAFETY MANAGEMENT) ...................................................... 145
2013 Amendments 145
CODE FOR RECOGNIZED ORGANIZATIONS ........................................................................ 145
Entry into force 145
LOAD LINES PROTOCOL 1988 ................................................................................................ 146
2013 Amendments 146
MARPOL 73/78 .......................................................................................................................... 146
Revised Annex VI “Regulations for the prevention of air pollution from ships” 146
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 147
2013 Amendments to Annex I “Regulations for the prevention of pollution by oil” 147
2013 Amendments to Annex II “Regulations for the control of pollution by noxious liquid
substances in bulk” 148
CSC 1972 (INTERNATIONAL CONVENTION FOR SAFE CONTAINERS) ............................. 148
2013 Amendments 148
1 JULY 2015 ..................................................................................................................................... 149
SOLAS 1974 ............................................................................................................................... 149
2009 Amendments 149
MARPOL 73/78 .......................................................................................................................... 149
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 149
2016 ........................................................................................................................................... 152
DATE OF FIRST SURVEY AFTER 2016 ANNIVERSARY DATE OF DELIVERY ...................................... 152
BWM CONVENTION (INTERNATIONAL CONVENTION FOR THE CONTROL AND
MANAGEMENT OF SHIPS’ BALLAST WATER AND SEDIMENTS) (*).................................. 152
New convention not yet in force 152
1 JANUARY 2016 .............................................................................................................................. 154
SOLAS 1974 ............................................................................................................................... 154
2010 Amendments (first set) 154
2013 Amendments 155
MARPOL 73/78 .......................................................................................................................... 155
Revised Annex VI “Regulations for the prevention of air pollution from ships” 155
2011 Amendments to the revised Annex IV “Regulations for the prevention of pollution by
sewage from ships” 156
1 JULY 2016 ..................................................................................................................................... 158
SOLAS 1974 ............................................................................................................................... 158
2009 Amendments 158
2010 Amendments (first set) 158
2017 ........................................................................................................................................... 160
1 JANUARY 2017 .............................................................................................................................. 160
SOLAS 1974 ............................................................................................................................... 160
2013 Amendments 160
1 JULY 2017 ..................................................................................................................................... 161
SOLAS 1974 ............................................................................................................................... 161
2009 Amendments 161
2010 Amendments (first set) 161
9
2018 ........................................................................................................................................... 163
1 JANUARY 2018 .............................................................................................................................. 163
SOLAS 1974 ............................................................................................................................... 163
2013 Amendments 163
MARPOL 73/78 .......................................................................................................................... 163
2011 Amendments to the revised Annex IV “Regulations for the prevention of pollution by
sewage from ships” 163
1 JULY 2018 ..................................................................................................................................... 165
SOLAS 1974 ............................................................................................................................... 165
2009 Amendments 165
2012 Amendments (second set) 165
2019 ........................................................................................................................................... 166
1 JULY 2019 ..................................................................................................................................... 166
SOLAS 1974 ............................................................................................................................... 166
2011 Amendments 166
2012 Amendments (second set) 166
2020 ........................................................................................................................................... 167
1 JANUARY 2020 .............................................................................................................................. 167
MARPOL 73/78 .......................................................................................................................... 167
Revised Annex VI “Regulations for the prevention of air pollution from ships” 167
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 168
1 JULY 2020 ..................................................................................................................................... 169
SOLAS 1974 ............................................................................................................................... 169
2010 Amendments (first set) 169
2025 ........................................................................................................................................... 170
1 JANUARY 2025 .............................................................................................................................. 170
MARPOL 73/78 .......................................................................................................................... 170
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 170
PART 2 MANDATORY REQUIREMENTS WITH ENTRY INTO FORCE DATE PENDING ... 171
BWM CONVENTION (INTERNATIONAL CONVENTION FOR THE CONTROL AND
MANAGEMENT OF SHIPS’ BALLAST WATER AND SEDIMENTS) ....................................... 172
New convention 172
CSC 1972 (INTERNATIONAL CONVENTION FOR SAFE CONTAINERS) ............................. 177
1993 Amendments 177
HONG KONG INTERNATIONAL CONVENTION FOR THE SAFE AND ENVIRONMENTALLY
SOUND RECYCLING OF SHIPS, 2009..................................................................................... 177
New convention 177
SFV-P 1977 (TORREMOLINOS INTERNATIONAL CONVENTION FOR THE SAFETY OF
FISHING VESSELS) ................................................................................................................... 182
1993 Protocol to the Convention 182
10
ALPHABETICAL INDEX
(with respect to the mandatory IMO Instruments)
B
BWM CONVENTION (INTERNATIONAL CONVENTION FOR THE CONTROL
AND MANAGEMENT OF SHIPS’ BALLAST WATER AND SEDIMENTS)
C
CSC 1972 (INTERNATIONAL CONVENTION FOR SAFE CONTAINERS)
E
ESP (ENHANCED SURVEY PROGRAMME) - RESOLUTION A.744(18)
11
F
FSS CODE (INTERNATIONAL CODE FOR FIRE SAFETY SYSTEM)
H
1994 HSC CODE (INTERNATIONAL CODE OF SAFETY FOR HIGH-SPEED
CRAFT)
12
I
IBC CODE (INTERNATIONAL CODE FOR THE CONSTRUCTION AND
EQUIPMENT OF SHIPS CARRYING DANGEROUS CHEMICALS IN BULK)
L
LOAD LINES PROTOCOL 1988
13
2008 Amendments – 1 July 2010 49
2010 Amendments – 1 January 2012 89
2011 Amendments – 1 January 2013 107
M
MARPOL 73/78
Revised Annex I “Regulations for the prevention of pollution by oil” – 1 January 2010 30
Revised Annex III “Regulations for the prevention of pollution by harmful substances in
packaged form” – 1 January 2010 31
Revised Guidelines on Implementation of Effluent Standards and Performance Tests for
Sewage Treatment Plants – 1 January 2010 33
Revised Annex VI “Regulations for the prevention of air pollution from ships “– 1 July
2010 50
2006 Amendments to the revised Annex I “Regulations for the prevention of pollution by
oil” – 1 August 2010 64
2009 Amendments to the revised Annex I “Regulations for the prevention of pollution by
oil” – 1 January 2011 73
Revised Annex VI “Regulations for the prevention of air pollution from ships “– 1 January
2011 78
Effective date of discharge requirements in Annex V for Wider Caribbean Region Special
Area – 1 May 2011 81
2010 Amendments to the revised Annex I “Regulations for the prevention of pollution by
oil” – 1 August 2011 83
2010 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 August 2011 83
Revised Annex VI “Regulations for the prevention of air pollution from ships “– 1 January
2012 90
2010 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 February 2012 95
2009 Amendments to the revised Annex I “Regulations for the prevention of pollution by
oil” – 1 April 2012 96
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 August 2012 103
2011 Amendments to the revised Annex IV “Regulations for the prevention of pollution by
sewage from ships” – 1 January 2013 108
Revised Annex V “Regulations for the prevention of pollution by garbage from ships” – 1
January 2013 110
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 January 2013 112
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 July 2013 119
Regional arrangements for port reception facilities under MARPOL Annexes I, II, IV and V
– 1 August 2013 122
2012 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 August 2013 122
Revised Annex III “Regulations for the prevention of pollution by harmful substances in
packaged form” – 1 January 2014 129
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 January 2014 129
2013 Amendments to the revised Annex I “Regulations for the prevention of pollution by 140
14
oil” – 1 October 2014
Revised Annex VI “Regulations for the prevention of air pollution from ships “– 1 January
2015 146
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 January 2015 147
2013 Amendments to the revised Annex I “Regulations for the prevention of pollution by
oil” – 1 January 2015 147
2013 Amendments to Annex II “Regulations for the control of pollution by noxious liquid
substances in bulk” – 1 January 2015 148
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 July 2015 149
Revised Annex VI “Regulations for the prevention of air pollution from ships “– 1 January
2016 155
2011 Amendments to the revised Annex IV “Regulations for the prevention of pollution by
sewage from ships” – 1 January 2016 156
2011 Amendments to the revised Annex IV “Regulations for the prevention of pollution by
sewage from ships” – 1 January 2018 163
Revised Annex VI “Regulations for the prevention of air pollution from ships “– 1 January
2020 167
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” “– 1 January 2020 168
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 January 2025 170
N
NOx TECHNICAL CODE
R
CODE FOR RECOGNIZED ORGANIZATIONS
15
S
SFV-P 1977 (TORREMOLINOS INTERNATIONAL CONVENTION FOR THE
SAFETY OF FISHING VESSELS)
SOLAS 1974
16
SOLAS PROTOCOL 1978
17
SHIP-TYPE INDEX
New ships
General Ro-Ro Ro-Ro High Offshore
Container Bulk Chemical Passenger Other
Application date All ship types Cargo Cargo Oil Tankers Gas Carriers Passenger Speed Supply
Ships Carriers Tankers Ships ships
Ships Ships Ships Craft Vessels
1, 2, 3, 6, 7, 8,
13, 14, 19, 10, 14, 20,
1 January 2010 9, 10, 11, 14, 15, 16 18 5 5
20, 21 21
17, 19, 20, 21
24, 26, 27, 28,
32, 34, 38, 39,
48, 49, 53, 39, 48, 49,
40, 41, 42, 44, 23, 25, 23, 25,
54, 56, 57, 53, 54, 56,
48, 49, 50, 51, 29, 30, 31, 29, 30, 31,
1 July 2010 58, 63 59, 60, 61, 57, 59, 60,
52, 53, 54, 56, 33,35, 36, 33, 35, 36,
62, 64, 65, 61, 62, 64,
57, 59, 60, 61, 37, 43, 45 37, 43, 45
66, 67 65, 66, 67
62, 64, 65, 66,
67
1 August 2010 69, 70, 72 71 69, 70, 72 69, 70, 72
78, 79, 80, 84, 76,77, 83, 86, 88, 80, 86, 88,
1 January 2011 76 77, 81 85, 87, 89 76 76, 77, 81
86, 88, 90, 91 81 90, 91 90, 91
1 May 2011 92 92 92
1 July 2011 93
1 August 2011 94 94 94
99, 102, 103, 102, 104,
102, 104,
1 January 2012 104, 105, 107, 109 97, 98, 100, 106 97, 101, 106 97, 106 105, 107,
110
108, 110 108, 110
1 February 2012 111 111 111
1 April 2012 112
113, 117, 118,
119, 120, 122, 117, 124,
1 July 2012 115 115 115 115, 116 115, 116 126
123, 124, 125, 126
126, 127
1 August 2012 128 128 128
29 September 2012 130
18
SHIP-TYPE INDEX
New ships
General Ro-Ro Ro-Ro High Offshore
Container Bulk Chemical Passenger Other
Application date All ship types Cargo Cargo Oil Tankers Gas Carriers Passenger Speed Supply
Ships Carriers Tankers Ships ships
Ships Ships Ships Craft Vessels
136, 137, 136, 137,
133, 134, 135, 139, 140, 138, 139,
136, 137, 139, 132,146 146, 147, 132, 146, 142, 144, 140, 141,
1 January 2013 146, 148 131, 146, 147, 148 146, 147, 148 146, 147, 148 146, 148 146, 148 132
140, 142, 144, 147,148 148 147, 148 145, 146, 142, 143,
145, 149 147, 148, 144, 145,
149 149
151,154 151, 154, 151, 154, 153, 154,
1 July 2013 153 151,154 152, 154, 155 154, 155 154, 155 154 154 151 153
155 155 155 155
1 August 2013 156 156 156
161,164,
161, 161, 162, 158, 161, 158, 161,
159, 168, 161, 167, 161, 167, 166 161, 167, 164, 168,
1 January 2014 167, 163, 167, 160, 162, 163 160 165, 167, 167, 169,
170, 164 169 169 167,169, 169 170
169 169 169 165
170
1 June 2014 172
175, 176, 181,
174,
182, 183, 184, 174, 180, 187, 189,
180, 174, 180, 174, 180, 187, 188, 180,188,
1 July 2014 186, 187, 189, 185, 188, 190, 192 190, 192 190 179 179, 185 190, 191,
188, 188, 190 188, 190 189, 191 190
191, 193, 194, 190 193
190
195, 196
1 October 2014 197 197 197
198, 200, 204, 203, 201, 202,
1 January 2015 206, 207 203, 206 206 206 206 199 199 203 204, 205
205 206 204, 205
1 July 2015 209,210 209 209, 210 209, 210 209, 210 209, 210 209, 210 209 209 209, 210
1 January 2016 214 212 216 216 214 214
1 July 2016 218 218
1 July 2017 221 221
1 July 2018 225
1 July 2019 227, 228
229, 230,
1 January 2020 229, 230 232 232 232 232 232 232 229, 230
232
1 July 2020 233 233
1 January 2025 234 234 234 234 234 234 234
Date pending A, C B B B A, B, C C, D
19
SHIP-TYPE INDEX
Existing ships
General Ro-Ro Ro-Ro High Offshore
Container Bulk Chemical Passenger Other
Application date All ship types Cargo Cargo Oil Tankers Gas Carriers Passenger Speed Supply
Ships Carriers Tankers Ships ships
Ships Ships Ships Craft Vessels
1, 3, 4, 7, 8, 9,
12, 13, 14,
1 January 2010 10, 11, 14, 17, 15, 16 10, 14, 20
19, 20
19, 20
24, 26, 27, 28, 46, 47, 49,
49, 53, 54,
40, 49, 50, 53, 53, 54, 55,
55, 56, 57,
54, 55, 56, 57, 56, 57, 59,
1 July 2010 22 22 22 22 22, 58, 63 22 22 23, 25 23, 25 22 59, 60, 61,
59, 60, 61, 62, 60, 61, 62,
62, 64, 65,
64, 65, 66, 67, 64, 65, 66,
66, 67, 68
68 67, 68
1 August 2010 71
1 October 2010 73 73, 74
78, 80, 84, 86, 75, 76, 82, 83, 86, 75, 76, 77,
1 January 2011 75, 76 75 77, 81 85, 87, 89 75 75, 76 80, 86, 88
88 77, 81 88 81
1 May 2011 92 92 92
1 August 2011 94 94 94
31 December 2011 95 95 95
102, 104,
102, 103, 104,
1 January 2012 96 96 96, 109 96 96, 97, 106 96, 97, 101, 106 96, 97, 106 105, 107, 96 102, 104,
105, 107, 108
108
1 February 2012 111 111 111
1 April 2012 112
114, 117, 119,
120, 121, 122, 117, 124,
1 July 2012 116 116 126
123, 124, 126, 126
127
1 August 2012 128, 129 128 128, 129
29 September 2012 130
20
SHIP-TYPE INDEX
Existing ships
21
NOTES
• Ship-type index: the numbers and letters shown in the ship-type index correspond to the set
of requirements described in Part 1 (the numbers) and Part 2 (the letters).
• All ships: include all ship types other than high speed craft and other ships.
• High speed craft: includes both passenger and cargo high speed craft.
• Other ships: includes fixed and floating platforms, FPSOs (floating production, storage and
offloading facilities), FSUs (floating storage units), mobile offshore drilling units, stationary
vessels, nuclear passenger and cargo ships, fishing vessels, livestock carriers.
• Application scheme: when requirements apply to new ships according to the following
scheme:
i. for which the building contract is placed on or after [date XXX]; or
ii. in the absence of a building contract, the keel of which is laid on or after [date YYY]; or
iii. the delivery of which is on or after [date ZZZ]
it means that:
.1 if a building contract signing date occurs on or after date XXX, then, those requirements
apply;
.2 only in the absence of a building contract does the keel laying date criteria apply and, if
a ship’s keel laying date occurs on or after date YYY, then, those requirements apply; and
.3 regardless of the building contract signing date or keel laying date, if a ship’s delivery
date occurs on or after date ZZZ, then, those requirements apply except in the case
where the Administration has accepted that the delivery of the ships was delayed due to
unforeseen circumstances beyond the control of the shipbuilder and the owner (refer to
Unified Interpretation of “Unforeseen delay in the delivery of ships” in MSC.1/Circ.1247
and MARPOL Annex I, Unified Interpretation 4). The delivery means the completion date
(day, month and year) of the survey on which the certificate is based (i.e. the initial survey
before the ship is put into service and certificate issued for the first time) as entered on the
relevant statutory certificates.
The date on which the building contract is placed for optional ships should be interpreted to
be the date on which the original building contract to construct the series of ships is signed
between the ship owner and the shipbuilder provided:
.1 the option for construction of the optional ship(s) is ultimately exercised within the
period of one year after the date of the original building contract for the series of ships;
and
.2 the optional ships are of the same design plans and constructed by the same
shipbuilder as that for the series of ships.
22
LEGEND
Application date Regulatory instrument to Amendments (identified by
which the requirements the date of their adoption)
belong (IMO conventions, or new entries (identified by
codes, etc.) the title of the IMO
instrument)
Number or letter
identifying one or more Short description of the
requirements having the requirements
same application field Application field: ships to
which the requirements
apply
23
PART 1
24
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2010
1 January 2010
SOLAS 1974
25
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26
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11 New Regulation XI-1/6 “Additional requirements for the investigation All ships/
of marine casualties and incidents” requires each Administration, from New and
1 January 2010, to conduct investigations of marine casualties and existing
incidents in accordance with the provisions of a new Casualty
Investigation Code, adopted by Resolution MSC.255(84).
2008 Amendments
The amendments, adopted by Resolution MSC.259(84) on 16 May 2008, consist of the
following:
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1 J a n u a r y 2 0 1 0
2008 Amendments
14 Amendment 34-08 to the IMDG Code, adopted by Resolution All ships
MSC.262(84) on 16 May 2008, consists of changes to many carrying
provisions for certain substances, including the introduction of the dangerous
new category of ”dangerous goods in excepted quantities” in addition goods/ New
to the existing one of “dangerous goods in limited quantities”. and existing
SOLAS Contracting Governments may apply the aforementioned
amendments in whole or in part on a voluntary basis as from 1
January 2009.
28
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2008 Amendments
The amendments to Resolution A.744(18), adopted by Resolution MSC.261(84) on 16 May
2008, consist in changing Annex A “Guidelines on the enhanced programme of inspections
during surveys of bulk carriers” as follows:
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2008 Amendments
The amendments, adopted by Resolution MSC.258(84) on 16 May 2008, consist of the
following:
17 The Record of Equipment of the following certificates is modified in Passenger
order to change the item ”Number of radar transponders” into and cargo
”Number of search and rescue locating devices”: ships/ New
– Passenger Ship Safety Certificate; and existing
MARPOL 73/78
30
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31
1 J a n u a r y 2 0 1 0
32
1 J a n u a r y 2 0 1 0
33
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21 The International Convention for the control and Management of All ships/
ships’ Ballast Water and sediments (BWM Convention) was adopted Constructed
on 12 February 2004 by a Diplomatic Conference in order to regulate in 2010
and control ballast water management.
The BWM Convention will enter into force twelve months after the
date on which not less than thirty States, the combined merchant
fleets of which constitute not less than thirty-five percent of the gross
tonnage of the world’s merchant shipping, have become parties to it.
For the management of ballast water, two main standards are
defined by the Convention:
D1: ballast water exchange with an efficiency of 95% volumetric
exchange (for ships exchanging ballast water by the pumping-
through method, pumping through three times the volume of
each ballast tank shall be considered equivalent);
D2: allowable limits on viable organisms in ballast water to be
discharged, defined as maximum number and size per cubic
meter (less than 10 viable organisms per cubic meter greater
than or equal to 50 micrometers in minimum dimension and less
than 10 viable organisms per millilitre less than 50 micrometers
in minimum dimension and greater than or equal to 10
micrometers in minimum dimension). Ballast water
management, in compliance with the D-2 standard, will be
performed by type approved systems.
The BWM Convention requires:
1. ships constructed in 2010 and 2011:
- with a ballast water capacity of less than 5,000 cubic
meters, to conduct ballast water management meeting at
least the D-2 standard;
- with a ballast water capacity of 5,000 cubic meters or more,
to conduct ballast water management meeting at least the
D-1 standard until the first intermediate or renewal survey,
whichever occur first, after the 2016 anniversary date of
delivery of the ship, after which they shall conduct ballast
water management meeting at least the D-2 standard;
2. ships constructed from 1 January 2012, irrespective of ballast
water capacity, to conduct ballast water management meeting at
least the D-2 standard.
Unless decided otherwise in the future by the single Administrations
or the IMO, after the entry into force date of the BWM Convention (at
the moment still unknown) ships may be requested to give evidence
to have conducted ballast water management according to the
34
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above.
(*) Please be aware that IMO Assembly (A28 – November 2013) is discussing a modified
scheme for compliance with D2 standard and it may be possible that IMO decide to require
compliance with D2 standard for existing ships at the anniversary date of delivery in 2016 or at
the entry into force date of the BWM Convention (still unknown), if that occurs later.
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1 July 2010
SOLAS 1974
36
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37
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38
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3
2. have a volume more than 30m ,
whichever is the greatest.
The amendments entering into force on 1 July 2010 are the result of a comprehensive review
of passenger ship safety initiated in 2000 with the aim of assessing whether the current
regulations were adequate, in particular for the large passenger ships being built. The new
and amended regulations are based on the guiding principles to place more emphasis on the
prevention of a casualty from occurring; and to design future passenger ships for improved
survivability so that, in the event of a casualty, persons can stay safely on board as the ship
proceeds to port; and include new concepts such as:
1. criteria for the casualty threshold (the amount of damage a ship is able to withstand,
according to the design basis, and still safely return to port);
2. alternative designs and arrangements allowing regulatory flexibility so that ship designers
can meet any safety challenges the future may bring;
3. safe areas and the essential systems to be maintained while a ship proceeds to port after
a casualty, which will require redundancy of propulsion and other essential systems;
4. on-board safety centres, from where safety systems can be controlled, operated and
monitored;
5. fixed fire detection and alarm systems, including requirements for fire detectors and
manually operated call points to be capable of being remotely and individually identified;
6. fire prevention, including amendments aimed at enhancing the fire safety of atriums, the
means of escape in case of fire and ventilation systems; and
7. time for orderly evacuation and abandonment, including requirements for the essential
systems that must remain operational in case any one main vertical zone is unserviceable
due to fire.
The amendments entering into force on 1 July 2010 are:
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40
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41
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of origin.
To allow the safe return to port (refer to MSC.1/Circ.1369 on
Interim Explanatory Notes for the assessment of passenger ship
systems’ capabilities after a fire or flooding casualty and its
addendum MSC.1/Circ.1369/Add.1), the following systems shall
remain operational in the remaining part of the ship not affected
by fire: propulsion; steering systems and steering-control
systems; navigational systems; systems for fill, transfer and
service of fuel oil; internal communication between the bridge,
engineering spaces, safety centre, fire-fighting and damage
control teams, as required for passenger and crew notification
and mustering; external communication; fire main system; fixed
fire-extinguishing systems; fire and smoke detection systems;
bilge and ballast systems; power-operated watertight and semi-
watertight doors; systems intended to support safe areas;
flooding detection systems; and other systems determined by the
flag Administration to be vital for damage control efforts.
The safe areas mentioned in the previous list shall generally be
internal spaces (except for external spaces approved by the
Administration in particular conditions) and shall provide all
occupants with the following basic services to ensure that the
health of passenger and crew is maintained: sanitation; water;
food; alternate space for medical care (refer to MSC/Circ.1129);
shelter form the weather; means for preventing heat stress and
hypothermia; light; ventilation (designed to reduce the risk that
smoke and hot gases could affect the use of safe areas) and
means of access to life-saving appliances.
h) New Regulation 22 “Design criteria for systems to remain
operational a fire casualty”: new requirements are introduced
imposing that passenger ships constructed on or after 1 July
2010 and having length of 120 m or more or having three or more
Main Vertical Zones (MVZs), be designed so that some safety
systems (i.e. fire main; internal communication to be used in
support of fire-fighting as required for passenger and crew
notification and evacuation; means of external communication;
bilge systems for removal of fire-fighting water; lighting along
escape routes, at assembly stations and at embarkation stations
of life saving appliances; and guidance systems for evacuation)
remain operational for at least three hours, when any Main
Vertical Zone is lost (a MVZ where the fire casualty had occurred
should not be considered available for internal transit) for
supporting the orderly evacuation and abandonment of a ship, if
the casualty threshold previously defined is exceeded.
Cabling and piping within a trunk constructed to an “A-60”
standard shall be deemed to remain intact and serviceable while
passing through the unserviceable main vertical zone.
37 i) New Regulation 23 “Safety centre on passenger ships”: new Passenger
requirements are introduced imposing passenger ships ships/
constructed on or after 1 July 2010 to have on board a safety Constructed
centre to assist with the management of emergency situations. on or after 1
The safety centre, having a layout and ergonomic design July 2010
according to guidelines to be developed by the Organisation,
shall either be a part of the navigation bridge or be located in a
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43
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44
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44 The main modifications introduced in the revised Chapter 5 consist in All ships/
adding: Constructed
1. a new footnote listing the ISO standards that could be taken into on or after 1
account in designing the storage of fire-extinguishing medium, July 2010
piping and associated pressure components;
2. a new requirement to perform flow calculations for fixed gas fire-
extinguishing systems using a calculation technique acceptable to
the Administration;
3. new installation requirements relevant to piping;
4. a new requirement to locate the audible alarms so that they are
audible throughout the protected space with all machinery
operating, and the alarms are distinguished from other audible
alarms by adjustment of sound pressure or sound patterns;
5. a new requirement for testing and installation of carbon dioxide
systems requiring that, when the system has been installed,
pressure-tested and inspected, a test of the free air flow in all
pipes and nozzles, and a functional test of the alarm equipment
shall be carried out;
6. a new set of requirements (taken from MSC.1/Circ.1120) to be
applied when a low pressure CO2 system is installed.
Equivalent fixed gas fire-extinguishing systems for machinery spaces
and cargo pump rooms shall be approved by the Administration
based on the “Revised Guidelines for the approval of equivalent fixed
gas fire-extinguishing systems, as referred to in SOLAS 74, for
machinery spaces and cargo pump-rooms” in MSC/Circ.848 as
amended by MSC.1/Circ.1267, and “Revised Guidelines for the
approval of fixed aerosol fire-extinguishing systems equivalent to
fixed gas fire-extinguishing systems, as referred to in SOLAS 74, for
machinery spaces” in MSC.1/Circ.1270. Type approvals conducted
in accordance with MSC/Circ.848 should remain valid until 1 July
2012, as specified in MSC.1/Circ.1317.
45
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45 1. in passenger ships, the fixed fire detection and fire alarm system Passenger
shall be capable of remotely and individually identifying each ships/
detector and manually operated call point; and Constructed
2. a section of fire detectors and manually operated call points shall on or after 1
not be situated in more than one main vertical zone. July 2010
2006 Amendments
The amendments, adopted by Resolution MSC.221(82) on 8 December 2006, require, inter
alia:
46 All high-speed craft to which the 1994 HSC Code applies (i.e. those HSC/
constructed on or after 1 January 1996 but before 1 July 2002) to be Constructed
fitted with an ECDIS not later than 1 July 2010. on or after 1
January 1996
but before 1
July 2002
2006 Amendments
The amendments, adopted by Resolution MSC.222(82) on 8 December 2006, require, inter
alia:
47 High-speed craft constructed on or after 1 July 2002 but before 1 July HSC/
2008, to be fitted with an ECDIS not later than 1 July 2010. Constructed on
or after 1 July
2002 but before
1 July 2008
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2008 Amendments
The amendments, adopted by Resolution MSC.273(85) on 4 December 2008, are relevant to
several sections of the Code. The modifications mainly concern:
49 1. section 1 “General”: the assessment of all identified risks to the All ships/
ships, personnel and the environment is included in the safety New and
management objectives of the Company (paragraph 1.2.2); existing
2. section 5 “Master’s responsibility and authority”: the review of the
safety management system and the report of its deficiencies to
shore-based management should be conducted “periodically”
(paragraph 5.1.5);
47
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50 The major changes are relevant to lifejackets and include: All ships/
New and
1. introduction of the newly defined infant lifejackets, so that
lifejackets will be required to be provided in the following three existing (for
sizes (instead of the current two sizes): infant (for weight less existing
than 15 kg and height of less than 100 cm), child (for weight of 15 ships the
kg or more but less than 43 kg and height 100 cm or more but amendments
less than 155 cm) and adult (for weight of 43 kg or more and apply to
height of 155 cm or more). A new symbol for infant lifejacket to equipment
be used in addition to Symbols related to life-saving appliances installed on
and arrangements (Resolution A.760(18)) was added by board on or
48
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2008 Amendments
The amendments, adopted by Resolution MSC.272(85) on 4 December 2008, are relevant to
Chapters IV and V of the Code.
51 The amendments to Chapter IV “Survival craft” are the following: All ships/
Constructed
1. the average mass of a person is to be considered 82,5 kg for on or after 1
lifeboat intended for cargo ships, and 75 kg for lifeboat intended
July 2010
for passenger ships;
2. when clearly marking on the lifeboat the number of persons for
which it is approved, it is to be specified whether this number is to
be used for passenger ships and/or cargo ships, as applicable;
3. the definition of the carrying capacity of a free-fall lifeboat is
updated considering 82,5 kg as the average mass of a person. In
addition, more detailed requirement on the characteristics and
dimensions of the lifeboats and its seats are given basing on
specific study conducted to evaluate the appropriateness of the
design criteria for free-fall lifeboat seats.
The amendments to Chapter V “Rescue boats” require the average
mass person for all rescue boats, to be considered equal to 82,5 kg.
2008 Amendments
The amendments, adopted by Resolution MSC.270(85) on 4 December 2008, introduce the
2008 Intact Stability (2008, IS) Code in the Load Lines Protocol 1988.
52 Regulation 1 “Strength and intact stability of ships”, requires that ships All ships/
constructed on or after 1 July 2010 shall, as minimum, comply with Constructed
the requirements of part A of the Intact Stability Code, 2008. on or after 1
July 2010
49
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MARPOL 73/78
50
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51
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52
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53
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54
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55
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2%.
56
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57
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58
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59
1 J u l y 2 0 1 0
60
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66 14.Appendix IV “Type Approval and Operating Limits for Shipboard All Ships/
Incinerators” New and
Minor editorial changes to align the text with the new numbering of existing
the revised MARPOL Annex VI.
15.Appendix V “Information to be Included in the Bunker Delivery
Note”
Minor editorial changes to align the text with the new numbering of
the revised MARPOL Annex VI.
16.Appendix VI “Fuel Verification Procedure for MARPOL Annex VI
Fuel Oil Samples”
A new Appendix VI is inserted describing the procedure to be used
to determine whether the fuel oil delivered to and used on board
ships is compliant with the sulphur limits required by Regulation 14
of Annex VI, if so required by an Administration.
This procedure, to be managed by the Administration through its
competent authority, identifies two verification stages as follows:
a) Verification Procedure Stage 1
- The MARPOL sample, required by paragraph 8.1 of
Regulation 18, shall be delivered by the competent
authority to an accredited laboratory (ISO 17025).
- The laboratory, after having verified the integrity of the
seal, shall draw two sub-samples (A and B) from the
MARPOL sample.
- The two sub-samples shall be tested in succession: if the
results of “A” and “B” are within the repeatability of the test
method, the results shall be considered valid. If the results
of “A” and “B” are not within the repeatability of the test
method, both results shall be rejected and two new sub-
samples should be taken by the laboratory and analysed.
- If the test results of “A” and “B” are valid, an average of
these two results should be calculated (X): If “X” is equal to
or falls below the applicable limit required by Annex VI, the
fuel oil shall be deemed to meet the requirements. If “X” is
greater than the applicable limit required by Annex VI,
Verification Procedure Stage 2 should be conducted.
However, if the result of “X” is greater than the specification
limit by 0.59R (where R is the reproducibility of the test
method), the fuel oil shall be considered non-compliant and
no further testing is necessary.
b) Verification Procedure Stage 2
- If Stage 2 of the verification procedure is necessary, the
competent authority shall send the MARPOL sample to a
second accredited laboratory.
- The laboratory, after having verified the integrity of the
seal, shall draw two sub-samples from the MARPOL
sample which shall be tested in succession: if the results of
“C” and “D” are within the repeatability of the test method,
the results shall be considered valid. If the results of “C”
and “D” are not within the repeatability of the test method,
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When certifying engines fitted with Selective Catalytic Reduction (SCR) system, reference
should also be made to the guidelines addressing additional aspects to the NOx Technical Code
2008 with regard to particular requirements related to marine diesel engines fitted with SCR
systems, adopted by Resolution MEPC.198(62) on 15 July 2011.
63
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1 August 2010
MARPOL 73/78
Delivered on
or after 1
August 2010
71 3. Amendments to the definition of Heavy Grade Oil in Regulation Oil tankers ≥
21. 600 dwt
carrying
heavy grade
oil/ New and
existing
72 4. Amendments to the supplement of the IOPP Certificate All ships/
consequential to the introduction of new Regulation 12A. Delivered on
or after 1
August 2010
64
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1 October 2010
SOLAS 1974
1992 Amendments
The amendments, adopted by Resolution MSC.24(60) on 10 April 1992, introduce new fire
protection requirements for passenger ships constructed before 1 October 1994. These
requirements, contained in Regulations II-2/41-1 and 41-2, are being phased in during the 16
year period 1 October 1994/1 October 2010.
65
1 J a n u a r y 2 0 1 1
2011
1 January 2011
SOLAS 1974
75 1. New paragraph 2.4 of Regulation II-2/1 “Application” requires the Cargo ships ≥
following ships, with cargo spaces intended for carriage of 500GT and
packaged dangerous goods, to comply with the special Passenger
requirements for the carriage of dangerous goods given in ships
Regulation II-2/19.3 not later than the first renewal survey on or intended for
after 1 January 2011, except when carrying dangerous goods the carriage
classified as infectious substances (class 6.2) and radioactive of packaged
substances (class 7) and dangerous goods in limited quantities dangerous
and excepted quantities: goods/
Constructed
− cargo ships of 500 gross tonnage and upwards, and on or after 1
passenger ships constructed on or after 1 September 1984 September
but before 1 January 2011; and 1984 but
− cargo ships of less than 500 gross tonnage constructed on before 1
or after 1 February 1992 but before 1 January 2011; January 2011
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67
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boundaries;
− class 6.1 liquids FP≥23° to ≤60° shall not comply anymore
with Regulation II-2/19.3.4.2 (ventilation arrangement);
− class 8 liquids FP≥23° to ≤60° shall not comply anymore with
Regulation II-2/19.3.4.2 (ventilation arrangement) but
dangerous goods of this class having a subsidiary risk class
6.1, shall comply with Regulation II-19.3.5 (bilge pumping);
− class 8 liquids shall comply with Regulation II-19.3.5 (bilge
pumping) when they have a subsidiary risk class 6.1;
− class 9 shall also comply with Regulations II-2/19.3.2 (source
of ignition) and II-2/19.3.4.2 (ventilation arrangement) if class
9 dangerous goods evolve flammable vapour listed in IMDG
Code, as specified in Note 17.
As a direct consequence of this, the document of compliance with
the special requirements for ships carrying dangerous goods
under the provisions of Regulation II-2/19 has been updated and
the new standard format of the certificate is set in Circular
MSC.1/Circ.1266 dated 18 December 2008.
Amendments to Regulation II-2/19, include also a new title of
paragraph 3.4 which becomes “ventilation arrangement” and an
additional sentence in paragraph 3.6.1 concerning personnel
protection. It is required that protective clothing shall be selected
taking into account the hazards associated with the chemicals
being transported and the standards developed by IMO according
to class and physical state: for solid bulk cargoes, the protective
clothing should satisfy the equipment provisions specified in the
schedules of the new IMSBC Code; and for packaged goods, they
should satisfy the equipment provisions specified in the
emergency procedures (EmS) of the Supplement to the IMDG
Code for the individual substances.
77 3. Amendments to Chapter VI “Carriage of cargoes” and Chapter VII Cargo ships
“Carriage of dangerous goods” are inserted to make the new carrying
International Maritime Solid Bulk Cargoes (IMSBC) Code solid bulk
(adopted by Resolution MSC.268(85) on 4 December 2008 – see cargoes/ New
Entry into force - 1 January 2011) mandatory respectively for and existing
the carriage of solid bulk cargoes other than grain, and for the
carriage of dangerous goods in solid form in bulk, from 1 January
2011.
2009 Amendments
The amendments, adopted by Resolution MSC.282(86) on 5 June 2009, consist of the
following:
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− the description of the process to verify that the ship does not
contain asbestos,(MSC.1/Circ.1426, dated 13 June 2012),
which consists in the review of asbestos-free declaration and
the supporting documentation provided by shipyards, repair
yards and equipment manufacturers for the structure,
machinery, electrical installations and equipment covered by
SOLAS Convention.
79 2. Regulation II-1/35-1 “Bilge pumping arrangements": new All ships/
paragraph 2.6.3 makes reference to some requirements of Constructed
Regulation II-2/20, adopted by MSC.256(84) (see 2008 on or after 1
Amendments (first set) - 1 January 2010), concerning the January 2011
drainage of fire-fighting water in closed vehicle and ro-ro spaces,
and special categories spaces.
NA 3. Regulation V/19 “Carriage requirements for shipborne navigational
systems and equipment”: new paragraphs 2.2, 2.10 and 2.11
introduce carriage requirements for new and existing ships,
according to specific implementation schedules, ranging from 1
July 2011 to 1 July 2018, in relation to the fitting of a bridge
navigational watch alarm system (see 2009 Amendments - 1 July
2011) and an Electronic Chart Display and an Information System
(see 2009 Amendments - 1 July 2012).
80 4. Chapter VI “Carriage of cargoes and oil fuels”: the title of the All ships/
chapter and Regulations VI/1 and VI/5-1 are amended in order to New and
confirm that the provisions of SOLAS Regulation VI/5-1, as existing
adopted by MSC.239(83) and entered into force 1 July 2009, stand
to indicate that ships carrying MARPOL Annex I oil or oil fuel shall
be provided with Material Safety Data Sheets prior to the loading
of such oil as cargo in bulk or bunkering of oil fuel. Guidance on
the provisions of Regulation VI/5-1 are also given in
MSC.1/Circ.1303, in order to ensure improved understanding and
uniform compliance since its entry into force (1 July 2009).
5. Forms of certificates: due to the amendments to Regulation V/19
concerning Bridge Navigational Watch Alarm System (BNWAS)
carriage requirement (see 2009 Amendments - 1 July 2011), a
new item is introduced in the following Forms:
− Record of the Equipment for the Passenger Ship Safety
Certificate (Form P);
− Record of Equipment for the Cargo Ship Safety Equipment
Certificate (Form E);
− Record of Equipment for Nuclear Passenger Ship Safety
Certificate (Form PNUC); and
− Record of Equipment for Nuclear Cargo Ship Safety
Certificate (Form CNUC).
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82 1. New sentence at the end of paragraph 7.17.1, requires that crafts HSC intended
constructed on or after 1 July 2002 but before 1 January 2011, for the
with cargo spaces intended for the carriage of packaged carriage of
dangerous goods, shall comply with 7.17.3, except when carrying packaged
dangerous goods specified as classes 6.2 (infectious substances) dangerous
and 7 (radioactive material) and dangerous goods in limited goods/
quantities and excepted quantities in accordance with tables 7.17- Constructed
on or after 1
1 and 7.17-3 not later than the date of the first renewal survey on
July 2002 but
or after 1 January 2011.
before 1
January 2011
83 2. Table 7.17-3 (Application of the requirements to different classes HSC carrying
of dangerous goods except solid dangerous goods in bulk) is dangerous
replaced with a new one. In the new table: goods except
− temperatures of the flashpoint are changed in order to be solid
consistent with the range in use in the IMDG Code: class 3 dangerous
FP<23°C; class 3 FP ≥23° to ≤60°; class 6.1 liquids FP<23°C; goods in
class 6.1 liquids FP≥23° to ≤60°; class 8 liquids FP<23°C; bulk/ New
class 8 liquids FP≥23° to ≤60°; and existing
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2009 Amendments
The amendments, adopted by Resolution MSC.283(86) on 5 June 2009, aim at bringing the
SOLAS Protocol 1988 in line with the 1974 SOLAS Convention, as amended by Resolution
MSC.282(86) (see 2009 Amendments - 1 January 2011 and 2009 Amendments - 1 July
2011) and consist in the following:
84 A new item “Bridge navigational watch alarm system (BNWAS)” is All ships/
inserted in the following forms: New and
- Record of Equipment for the Passenger Ship Safety Certificate existing
(Form P);
- Record of Equipment for the Cargo Ship Safety Equipment
Certificate (Form E);
- Record of Equipment for the Cargo Ship Safety Certificate (Form
C).
72
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MARPOL 73/78
73
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74
1 J a n u a r y 2 0 1 1
75
1 J a n u a r y 2 0 1 1
76
1 J a n u a r y 2 0 1 1
77
1 J a n u a r y 2 0 1 1
78
1 J a n u a r y 2 0 1 1
79
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(*) Please be aware that IMO Assembly (A28 – November 2013) is discussing a modified
scheme for compliance with D2 standard and it may be possible that IMO decide to require
compliance with D2 standard for existing ships at the anniversary date of delivery in 2016, or at
the entry into force date of the BWM Convention (still unknown), if that occurs later.
80
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1 May 2011
MARPOL 73/78
92 Noting the information on the adequacy of reception facilities provided All ships/
by the States bordering the Wider Caribbean Region Special Area, the New and
garbage disposal requirements within Special Areas in Regulation 5 of existing
MARPOL Annex V take effect on 1 May 2011 for the Wider Caribbean
Region Special Area.
81
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1 July 2011
SOLAS 1974
2009 Amendments
The amendments to Regulation V/19 “Carriage requirements for shipborne navigational
systems and equipment”, adopted by Resolution MSC.282(86) on 5 June 2009 (see 2009
Amendments - 1 January 2011), require new and existing ships to be fitted with a Bridge
Navigational Watch Alarm System (BNWAS), as follows:
93 The following ships shall be fitted with a BNWAS, complying with Cargo ships
standards not inferior to those adopted by Resolution MSC.128(75), ≥ 150 GT
and be in operation whenever the ship is underway at sea: and
- cargo ships of 150 gross tonnage and upwards and passenger Passenger
ships irrespective of size constructed on or after 1 July 2011, ships/
Constructed
- passenger ships irrespective of size and cargo ships of 3000 on or after 1
gross tonnage and upwards, constructed before 1 July 2011, not July 2011
later than the first survey after 1 July 2012;
- cargo ships of 500 gross tonnage and upwards but less than
3,000 gross tonnage constructed before 1 July 2011, not later
than the first survey after 1 July 2013; and
- cargo ships of 150 gross tonnage and upwards but less than 500
gross tonnage constructed before 1 July 2011, not later than the
first survey after 1 July 2014.
Bridge navigational watch alarm systems installed prior to 1 July 2011
may subsequently be exempted from full compliance with such
standards at the discretion of the Administration.
82
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1 August 2011
MARPOL 73/78
94 Chapter 9 - Special requirements for the use or carriage of oils in the All ships
Antarctic area navigating
Regulation 43 “Special requirements for the use or carriage of oils in in Antarctic
the Antarctic area” area/ New
and existing
With the exception of vessels engaged in securing the safety of ships
or in a search and rescue operation, the carriage in bulk as cargo or
carriage and use as fuel of the following:
- crude oils having a density at 15°C higher than 9 00 kg/m3;
- oils, other than crude oils, having a density at 15°C higher than 900
kg/m3 or a kinematic viscosity at 50°C higher than 180 mm2/s; or
- bitumen, tar and their emulsions,
shall be prohibited in the Antarctic area, as defined in Annex I,
regulation 1.11.7.
When prior operations have included the carriage or use of above-
listed oils, the cleaning or flushing of tanks or pipelines shall not be
required.
83
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84
3 1 D e c e m b e r 2 0 1 1
31 December 2011
85
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2012
1 January 2012
SOLAS 1974
The amendments adopted by Resolution MSC.290(87) introduce into Chapter II-1 the Goal-
based ship construction standards (GBS) for bulk carriers and oil tankers, providing the
definition of GBS in Regulation II-1/2 and making them mandatory for the above-mentioned
ships of 150 m in length and above, whose building contract is placed on or after 1 July 2016
86
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(new Regulation II-1/3-10 “Goal-based ship construction standards for bulk carriers and oil
tankers”) (see 2010 Amendments - 1 July 2016).
87
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2006 Amendments
The amendments, adopted by Resolution MSC.219(82) on 8 December 2006 and by
Resolution MEPC.166(56) on 13 July 2007, contain modifications to Chapter 11 “Fire
Protection and Fire Extinction”, entered into force on 1 January 2009, in order to align the fire
protection requirements of the IBC Code with those in SOLAS Chapter II-2.
88
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101 The main modification consists in adding a new paragraph 11.1.4 Chemical
reading: tankers/ New
“In lieu of the provisions of SOLAS Regulation II-2/1.6.7, the and existing
requirements of Regulations II-2/4.5.10.1.1 and II-2/4.5.10.1.4 and a constructed
system for continuous monitoring of the concentration of flammable on after 1
vapours shall be fitted on ships of 500 gross tonnage and over July 1986
which were constructed before 1 January 2009 by the date of the
first scheduled dry-docking after 1 January 2009, but not later than 1
January 2012. Sampling points or detector heads should be located
in suitable positions in order that potentially dangerous leakages are
readily detected. When the flammable vapour concentration reaches
a pre-set level which shall not be higher than 10% of the lower
flammable limit, a continuous audible and visual alarm signal shall
be automatically effected in the pump-room and cargo control room
to alert personnel to the potential hazard. However, existing
monitoring systems already fitted having a pre-set level not greater
than 30% of the lower flammable limit may be accepted.
Notwithstanding the above provisions, the Administration may
exempt ships not engaged on international voyages from those
requirements.”.
2010 Amendments
102 Amendment 35-10 to the IMDG Code, adopted by Resolution All ships
MSC.294(87) on 21 May 2010, consists of various modifications carrying
including the introduction of a new section providing special dangerous
provisions for fumigated units and changes to the “Dangerous goods/ New
Goods List” (Chapter 3.2) and to the “Special provisions applicable and existing
to certain substances, materials and articles” (Chapter 3.3).
Moreover, minimum safety requirements for the design and
installation of tracking and monitoring equipment are provided by
referring to the Recommendations of the International
Electrotechnical Commission (IEC).
2010 Amendments
The amendments, adopted by Resolution MSC.293(87) on 21 May 2010, are relevant to
Chapter IV “Survival craft”.
103 In the requirements for the construction of both inflatable and rigid All ships/
liferafts, the assumed weight of persons to be used is increased New and
from 75 kg to 82.5 kg. existing (for
The same modification is also introduced in the Revised existing
Recommendation on testing of life-saving appliances (Resolution ships the
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MARPOL 73/78
104 In particular, the sulphur content of any fuel oil used on board ships All ships/
outside Emission Control Areas shall not exceed: New and
- 4.50% m/m prior to 1 January 2012; existing
90
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91
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92
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2010 Amendments
The amendments, adopted by Resolution MSC.310(88) on 3 December 2010, are relevant to
Annex I “Regulations for the testing, inspection, approval and maintenance of containers” and
mainly consist in the following:
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(*) Please be aware that IMO Assembly (A28 – November 2013) is discussing a modified
scheme for compliance with D2 standard and it may be possible that IMO decide to require
compliance with D2 standard for existing ships at the entry into force date of the BWM
Convention (still unknown).
94
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1 February 2012
MARPOL 73/78
111 The revised form of the supplement to the IAPP Certificate is All ships ≥
intended to clearly and precisely document the extent of a ship's 400 GT/
compliance with Regulations 4 and 14 of Annex VI regarding sulphur New and
oxide (SOx) values, or the possibility of using equivalent existing
arrangements, outside or inside an Emission Control Area (ECA).
According to the above, paragraph 2.3 has been completely revised
by inserting, both for operations within or outside Emission Control
Areas:
1. the applicable sulphur content limits;
2. the applicable sulphur content limits corresponding with the
equivalent arrangement that is used on board to comply with
Regulation 14.
The revised form of Supplement to the IAPP Certificate is circulated
by MEPC.1/Circ.757, dated 8 August 2011 and the relevant
interpretation is circulated by MEPC.1/Circ.795, dated 12 October
2012 and MEPC.1/Circ.795/Corr.1.
95
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1 April 2012
MARPOL 73/78
96
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1 July 2012
SOLAS 1974
113 All dedicated seawater ballast tanks arranged in ships and double- All ships≥
side skin spaces arranged in bulk carriers of 150 m in length and 500 GT/
upwards, be coated during construction in accordance with the Delivered on
Performance Standard for Protective Coating (PSPC) adopted by or after 1
Resolution MSC.215(82) on 8 December 2006. The PSPC are to be July 2012
applied to ship of not less than 500 gross tonnage:
1. for which the building contract is placed on or after 1 July 2008;
or
2. in the absence of building contract, the keels of which are laid or
which are at a similar stage of construction on or after 1 January
2009; or
3. the delivery of which is on or after 1 July 2012.
In relation to the PSPC, reference should be made to the following
circulars:
− MSC.1/Circ.1381, dated 10 December 2010, containing the
modifications to the footnote no.8 of Table 1 in order to add a
reference to the NACE SP0508-2010 for measurement of level of
soluble salts; and
− MSC.1/Circ.1465, dated 24 June 2013, containing revised unified
interpretations of such standard in view of ensuring a uniform
application.
2009 Amendments
The amendments to Regulation V/19 “Carriage requirements for shipborne navigational systems
and equipment”, adopted by Resolution MSC.282(86) on 5 June 2009, require:
114 1. the following ships to be fitted with a bridge navigational watch Cargo ships
alarm system (BNWAS), complying with standards not inferior to ≥3000 GT
those adopted by Resolution MSC.128(75), and being in and
operation whenever the ship is underway at sea (see 2009 Passenger
Amendments – 1 July 2011): ships/
− passenger ships irrespective of size and cargo ships of 3000 Constructed
gross tonnage and upwards, constructed before 1 July 2011 before 1
but after 1 July 2002, not later than the first survey after 1 July 2011
July 2012 (for passenger ships and cargo ships of 3000 GT but after 1
and upwards constructed before 1 July 2002 see 2013 July 2002
Amendments– 1 January 2016);
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− cargo ships of 500 gross tonnage and upwards but less than
3,000 gross tonnage constructed before 1 July 2011 but after
1 July 2002, not later than the first survey after 1 July 2013;
and
− cargo ships of 150 gross tonnage and upwards but less than
500 gross tonnage constructed before 1 July 2011 but after 1
July 2002, not later than the first survey after 1 July 2014.
The first survey is to be interpreted as specified in MSC.1/Circ.1290.
The Bridge navigational watch alarm systems installed prior to 1 July
2011 may subsequently be exempted from full compliance with such
standards at the discretion of the Administration.
115 2. the following ships engaged on international voyages to be fitted Passenger
with an Electronic Chart Display and Information System (ECDIS): ships≥ 500
GT and
− passenger ships of 500 gross tonnage and upwards
tankers≥
constructed on or after 1 July 2012;
3000 GT/
− tankers of 3000 gross tonnage and upwards constructed on Constructed
or after 1 July 2012; on or after 1
July 2012
− cargo ships, other than tankers, of 10000 gross tonnage and
upwards constructed on or after 1 July 2013;
− cargo ships, other than tankers, of 3000 gross tonnage and
upwards but less than 10000 gross tonnage constructed on
or after 1 July 2014;
− passenger ships of 500 gross tonnage and upwards
constructed before 1 July 2012, not later than the first survey
on or after 1 July 2014;
− tankers of 3000 gross tonnage and upwards constructed
before 1 July 2012 not later than the first survey on or after 1
July 2015;
− cargo ships, other than tankers, of 50000 gross tonnage and
upwards, constructed before 1 July 2013, not later than the
first survey on or after 1 July 2016;
− cargo ships, other than tankers, of 20000 gross tonnage and
upwards but less than 50000 gross tonnage, constructed
before 1 July 2013, not later than the first survey on or after 1
July 2017;
− cargo ships, other than tankers, of 10000 gross tonnage and
upwards but less than 20000 constructed before 1 July 2013,
not later than the first survey on or after 1 July 2018.
116 1. Regulation II-1/41 “Main source of electrical power and lighting Passenger
systems”, specifying that the requirement relevant to the ships/
supplementary lighting to be provided in all cabins of passenger Constructed
ships, adopted by Resolution MSC.216(82) (see 2006 on or after 1
Amendments (second set) – 1 July 2010), shall apply to ships July 2010
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99
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provision relevant to the shipside doors used for pilot transfer before 1
requiring such doors not to open outwards (para.s 1.5 and January
5); 1994
122 − mechanical pilot hoists shall not be used on any ships (para. All ships/
6); and New and
existing
123 − man-ropes shall have a maximum diameter of 32 mm and All ships/
shall be fixed at the rope end to the ring plate fixed on deck, New and
ready for use when the pilot disembarks, or upon request existing (the
from a pilot approaching to board (para. 7.1.1); amendments
apply to
equipment
installed on
board on or
after 1 July
2012 and, for
existing
ships, also to
equipment
replaced on
or after 1 July
2012, as far
as
reasonable
and
practicable)
124 6. Forms of the following certificates: All ships/
New and
− Safety Certificate for Passenger Ships;
existing
− Safety Construction Certificate for Cargo Ships;
− Safety Equipment Certificate for Cargo Ships;
− Nuclear Passenger Ship Safety Certificate;
− Nuclear Cargo Ship Safety Certificates;
introducing references to SOLAS Regulations II-1/55 and III/38 on
alternative design entered into force on 1 July 2010 (see 2006
Amendments (second set) – 1 July 2010).
125 1. additional design specifications for fire alarm system; All ships/
Constructed
2. test for electromagnetic compatibility of all electrical and
electronic equipment on the bridge or in the vicinity of the bridge, on or after 1
taking into account the recommendations adopted by Resolution July 2012
A.813(19);
100
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101
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2010 Amendments
The amendments, adopted by Resolution MSC.309(88) on 3 December 2010, aim at bringing
the SOLAS Protocol 1988 in line with the 1974 SOLAS Convention, as amended by
Resolution MSC.308(88) (see 2010 Amendments (second set) – 1 July 2012) and consist
in the following:
127 The Forms of the following certificates are modified to introduce All ships/
references to SOLAS Regulations II-1/55 and III/38 on alternative New and
design, entered into force on 1 July 2010 (see 2006 Amendments existing
(second set) – 1 July 2010):
− Safety Certificate for Passenger Ships;
− Safety Construction Certificate for Cargo Ships;
− Safety Equipment Certificate for Cargo Ships; and
− Safety Certificate for Cargo Ships.
102
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1 August 2012
MARPOL 73/78
128 1. Ships operating in the North American Emission Control Area All ships
are exempted from the requirements for SOx emission limits set operating in
in Regulation 14 until 1 August 2012 (i.e. during the first twelve North
months immediately following entry into force the ECA). American
ECA/ New
and existing
129 2. Ships powered by propulsion boilers that were not originally Ships
designed for continued operation on marine distillate fuel or powered by
natural gas, built on or before 1 August 2011, are exempted propulsion
from complying with the limits of the sulphur content of fuel oil boilers/ Built
set in Regulation 14 within the North American Emission Control on or before
Area until 1 January 2020. 1 August
2011
103
2 9 S e p t e m b e r 2 0 1 2
29 September 2012
104
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2013
1 January 2013
SOLAS 1974
105
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2011 Amendments
The amendments, adopted by Resolution MSC.318(89) on 20 May 2011, introduce
modifications to individual schedules of solid bulk cargoes in Appendix 1 of the IMSBC Code,
such as:
132 - insertion of new schedules: Distillers dried grains with solubles Cargo ships
(Group C cargo); Ferrous sulphate heptahydrate (Group C carrying
cargo); Fly ash, wet (Group A cargo); Granular ferrous sulphate solid bulk
(Group C cargo); Magnesium sulphate fertilizer (Group C cargo); cargoes/
and Wood products - general (Group B cargo); New and
- deletion of the schedule relevant to Wood pulp pellets; existing
106
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2011 Amendments
The amendments, adopted by Resolution MSC.320(89) on 20 May 2011, are relevant to
Chapter IV “Survival craft” and introduce, inter alia, the following new requirements for
lifeboat on-load release mechanisms in view of ensuring that they are adequately secure and
cannot be released inadvertently:
133 1. the release mechanism shall only open with the boat fully All ships/
waterborne or, if not, by multiple, deliberate and sustained action New and
which shall include the removal or bypassing of safety interlocks existing
designed to prevent premature or inadvertent release (para. (the
4.4.7.6.2); amendments
apply to
2. unless a release mechanism is of the load over centre type, which equipment
is held fully closed by the weight of the lifeboat, the hook installed on
assembly shall be designed so that the moveable hook board on or
component is kept fully closed by the hook locking parts capable after 1
of holding its safe working load under any operational conditions January 2013
until the hook locking part is deliberately caused to open by and, for
means of the operating mechanism. For designs utilizing the tail existing
of the movable hook component and cam either directly or ships, also to
indirectly securing the tail of the movable hook component, the equipment
hook assembly shall continue to be closed and hold its safe replaced on
working load through rotation of the cam of up to 45 degrees in or after 1
either direction, or 45 degrees in one direction if restricted by January 2013,
design, from its locked position (para. 4.4.7.6.3). as far as
reasonable
and
practicable)
134 3. the release mechanism shall be designed so that, when it is fully All ships/
reset in the closed position, the weight of the lifeboat does not New ships
cause any force to be transmitted to the operating mechanism (the
(para. 4.4.7.6.4); amendments
apply to
4. locking devices shall be designed so that they can not turn to
equipment
open due to forces from the hook load (para. 4.4.7.6.5);
installed on
5. if a hydrostatic interlock is provided, it shall automatically reset board ships
upon lifting the boat from the water (para. 4.4.7.6.6); constructed
on or after 1
107
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MARPOL 73/78
108
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109
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137 1. Prohibition of discharge into the sea of all garbage, all plastics All ships/
(e.g. synthetic ropes, synthetic fishing nets, plastic garbage bags New and
and incinerator ashes from plastic products) and cooking oil with existing
the following exceptions:
− outside special areas the following garbage may be
discharge into the sea while the ship is en route and as far as
practicable from the nearest land, but in any case not less
than:
3 nautical miles from the nearest land for food wastes
which have been passed through a comminuter or
grinder. Such comminuted or ground food wastes shall
be capable of passing through a screen with openings
no greater than 25 mm.
12 nautical miles from the nearest land for food wastes
that have not been treated as above.
12 nautical miles from the nearest land for cargo
residues that cannot be recovered using commonly
available methods for unloading. These cargo residues
shall not contain any substances classified as harmful
to the marine environment, taking into account the 2012
guidelines for the implementation of MARPOL Annex V,
adopted by Resolution MEPC.219(63) and amended by
Resolution MEPC.239(65). Guidance to shippers,
carriers and port States is also provided by
MEPC.1/Circ.791, dated 18 October 2012, where a
transitional period between 1 January 2013 and 31
December 2014 is given for the classification of solid
bulk cargoes. Moreover, according to MEPC.1/Circ.810,
until 31 December 2015, cargo hold washwater from
holds previously containing solid bulk cargoes classified
as harmful for the marine environment may be
discharged outside special areas, providing that:
o the master determines that there are no adequate
reception facilities either at the receiving terminal or
at the next port of call, based upon the information
received from the relevant port authorities;
o the ship is en route not less than 12 nautical miles
from the coast;
o before washing, solid bulk cargo residues are
removed (and bagged for discharge ashore) as far
as practicable and holds are swept;
o filters are used in the bilge wells to collect any
remaining solid particles, minimizing solid residue
discharge;
o the discharge is recorded in the Garbage Record
110
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111
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by IMO/ New
and existing
141 3. Requirements for fixed or floating platforms to display placards FPSO and
which notify the crew and passengers of the discharge FSU/
requirements. Every ship of 12 m or more in length overall was New and
already required to display the placards. existing
142 4. Requirements to carry a garbage management plan for every All ships ≥
ship of 100 GT and above, every ship which is certified to carry 15 100 GT, ships
or more persons, and fixed or floating platforms. The plan was carrying ≥ 15
already requested for ships of 400 GT and above, and for the persons,
ones certified to carry 15 persons or more. The 2012 guidelines FPSO and
for the development of garbage management plans were adopted FSU/
by Resolution MEPC.220(63). New and
existing
143 5. Requirement for reporting to the flag State the accidental loss or Fishing
discharge for environmental or safety reasons of fishing gear vessels/
which poses a significant threat to the marine environment or New and
navigation. Such report shall be done also to the coastal State existing
where the loss or discharge occurs.
144 6. Modifications to the Form of Garbage Record Book. The All ships ≥
amendments reflect the revision of the Annex, such as the 400 GT,
updating of the garbage categories (i.e. from A to I including FPSO and
plastics, food wastes, domestic wastes, cooking oil, incinerator FSU/
ashes, operational wastes, cargo residues, animal carcass(es), New and
fishing gear) and the distinction in the record of garbage existing
discharges between the discharge to the sea and the one
reception facility.
Resolution MEPC.202(62), adopted on 15 July 2011, designates the United States Caribbean
Sea Emission Control Area (ECA) and temporarily exempts certain ships operating in the
North American and the United States Caribbean Sea ECAs from the application of sulphur
requirements. The amendments consist of the following:
112
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113
1 J a n u a r y 2 0 1 3
114
1 J a n u a r y 2 0 1 3
115
1 J a n u a r y 2 0 1 3
116
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1 July 2013
SOLAS 1974
2009 Amendments
The amendments to Regulation V/19 “Carriage requirements for shipborne navigational
systems and equipment”, adopted by Resolution MSC.282(86) on 5 June 2009, require:
150 1. The following ships to be fitted with a bridge navigational watch Cargo ships
alarm system (BNWAS), complying with standards not inferior to ≥500 GT but
those adopted by Resolution MSC.128(75), and being in less than
operation whenever the ship is underway at sea (see 2009 3000 GT/
Amendments - 1 July 2011): Constructed
− cargo ships of 500 gross tonnage and upwards but less than before 1
3,000 gross tonnage constructed before 1 July 2011 but after July 2011
1 July 2002 (for cargo ships of same tonnage, constructed but after 1
before 1 July 2002 see 2013 Amendments– 1 January July 2002
2017), not later than the first survey after 1 July 2013; and
− cargo ships of 150 gross tonnage and upwards but less than
500 gross tonnage constructed before 1 July 2011, not later
than the first survey after 1 July 2014.
The first survey is to be interpreted as specified in
MSC.1/Circ.1290. The Bridge navigational watch alarm systems
installed prior to 1 July 2011 may subsequently be exempted
from full compliance with such standards at the discretion of the
Administration.
151 2. The following ships engaged on international voyages to be fitted Cargo
with an Electronic Chart Display and Information System (ECDIS) ships, other
(see 2009 Amendments - 1 July 2012): than tankers
≥ 10000 GT/
− cargo ships, other than tankers, of 10000 gross tonnage and
Constructed
upwards constructed on or after 1 July 2013;
on or after 1
− cargo ships, other than tankers, of 3000 gross tonnage and July 2013
upwards but less than 10000 gross tonnage constructed on
or after 1 July 2014;
− passenger ships of 500 gross tonnage and upwards
constructed before 1 July 2012, not later than the first survey
on or after 1 July 2014;
− tankers of 3000 gross tonnage and upwards constructed
before 1 July 2012 not later than the first survey on or after 1
July 2015;
− cargo ships, other than tankers, of 50000 gross tonnage and
upwards, constructed before 1 July 2013, not later than the
first survey on or after 1 July 2016;
− cargo ships, other than tankers, of 20000 gross tonnage and
upwards but less than 50000 gross tonnage, constructed
117
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before 1 July 2013, not later than the first survey on or after 1
July 2017;
− cargo ships, other than tankers, of 10000 gross tonnage and
upwards but less than 20000 constructed before 1 July 2013,
not later than the first survey on or after 1 July 2018.
152 New Regulation II-1/3-11 “Corrosion protection of cargo oil tanks of Crude oil
crude oil tankers” introduces mandatory coating requirements for tankers of
cargo oil tanks of crude oil tankers of 5000 tonnes deadweight and 5000 tonnes
above, (excluding combination carriers and chemical tankers, even deadweight
the ones certified to carry oil): and above/
− for which the building contract is placed on or after 1 January Constructed
2013; or on or after 1
July 2013
− in the absence of a building contract, the keels of which are laid
or which are at a similar stage of construction on or after 1 July
2013; or
− the delivery of which is on or after 1 January 2016.
All cargo oil tanks of crude oil tankers are required to be coated
during the construction of the ship in accordance with the
Performance standard for protective coatings adopted by Resolution
MSC.288(87), as may be amended (see MSC.1/Circ.1381, dated 10
December 2010, amending the footnote no.4 of Table 1 to add a
reference NACE SP0508-2010 for measurement of levels of soluble
salts); or protected by alternatives means of corrosion protection or
utilization of corrosion resistance material to maintain required
structural integrity for 25 years in accordance with the Performance
standards for alternative means of corrosion protection adopted by
Resolution MSC.289(87), as may be amended.
The Administration may exempt crude oil tanker from this
requirement in the following cases:
− to allow the use of novel prototype alternatives to the coating
system, for testing, provided they are subject to suitable
controls, regular assessment and acknowledgement of the
need for immediate remedial action if the system fails or is
shown to be failing. Such exemption shall be recorded on an
exemption certificate; or
− if a crude oil tanker ship is built to be engaged solely in the
carriage of cargoes and cargo handling operations not causing
corrosion (reference should be made to guidelines to be
developed). Such exemption and conditions for which it is
granted shall be recorded on an exemption certificate.
Maintenance and repair of the protective coating system should be
included in the ship’s overall maintenance and repair scheme and
shall be recorded in the Coating Technical File (CTF) as per
Resolution MSC.288(87), which makes reference to the guidelines
on procedures for in-service maintenance and repair of coating
118
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MARPOL 73/78
119
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MEPC.1/Circ.795/Corr.1).
The attained EEDI shall be calculated taking into account the
2012 guidelines adopted by Resolution MEPC.212(63) and
amended by Resolution MEPC.224(64); MEPC.1/Circ.796
“interim Guidelines for the calculation of the coefficient fw for
decrease in ship speed in a representative sea condition for trial
use”; and MEPC.1/Circ.815 “2013 Guidance on treatment of
innovative energy efficiency technologies for calculation and
verification of the attained EEDI”.
The attained EEDI shall be specific to each ship and shall be
accompanied by the EEDI technical file, which includes the
information necessary for the calculation of the attained EEDI and
shows the process of calculation.
The attained EEDI shall be verified, based on the EEDI technical
file, either by the Administration or any recognized organization
duly authorized by it. Guidelines on survey and certification of the
EEDI were adopted by Resolution MEPC.214(63) and amended
by Resolution MEPC.234(65) - the consolidated text of the
Guidelines is circulated by MEPC.1/Circ.816.
155 2. Regulation 21 “Required EEDI”: for bulk carriers; gas carriers; All ships ≥
tankers; container ships; general cargo ships; refrigerated cargo 400GT other
carriers (as defined in MEPC.1/Circ.795 dated 12 October 2012, than
and MEPC.1/Circ.795/Corr.1); and combination carriers which passenger
are: ships and
a. new ships, defined in Regulation 2 as ships: ro-ro cargo
and ro-ro
− for which the building contract is placed on or after 1 passenger
January 2013; or ships, not
− in the absence of a building contract, the keel of which is having
laid or which is at a similar stage of construction on or diesel-
after 1 July 2013; or electric,
turbine or
− the delivery of which is on or after 1 July 2015; hybrid
b. new ships which have undergone a major conversion; and propulsion
systems/
c. new or existing ships which have undergone a major Constructed
conversion, that is so extensive that the ship is regarded by on or after 1
the Administration as a newly constructed ship (for the July 2013
definition of “major conversion” reference should be made to
MEPC.1/Circ.795 dated 12 October 2012, and
MEPC.1/Circ.795/Corr.1)
the attained EEDI shall be as follows:
Attained EEDI ≤ Required EEDI = (1-X/100)*Reference line value
where X, the reduction factor, and the reference line values
shall be calculated taking into account the 2013 guidelines
adopted by Resolutions MEPC.231(65) and MEPC.233(65).
In particular the X factor is determined as a function of the ship
type, size and the building contract dates, as shown in the table
below (Table 1 in Regulation 21). For the above-mentioned ship
types, whose building contract is placed on or after 1 January
2013 but before 1 January 2015, the X factor is zero, therefore
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If the design of a ship allows it to fall into more than one of the
above-listed ship types, the required EEDI for the ship shall be
the most stringent (i.e. the lowest). For each ship to which this
regulation applies, the installed propulsion power shall not be less
than the propulsion power needed to maintain the manoeuvrability
of the ship under adverse conditions. Such condition shall be
verified by the Administration according to the 2013 interim
guidelines adopted by Resolution MEPC.232(65) on 17 May
2013.
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1 August 2013
MARPOL 73/78
156 1. Existing paragraph 2.2.4 is replaced by a new one allowing All ships/
engines not pre-certified on a test-bed to be tested onboard. In Constructed
such cases, the engine manufacturer, shipowner or shipbuilder on or after 1
shall make application to the Administration requesting an
122
1 A u g u s t 2 0 1 3
123
2 0 1 4
2014
124
2 0 1 4
(*) Please be aware that IMO Assembly (A28 – November 2013) is discussing a modified
scheme for compliance with D2 standard and it may be possible that IMO decide to require
compliance with D2 standard for existing ships at the anniversary date of delivery in 2014, or at
the entry into force date of the BWM Convention (still unknown), if that occurs later.
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1 January 2014
SOLAS 1974
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164 1. Chapter 6 “Fixed foam fire-extinguishing systems”, revising the All ships/
entire chapter in order to specify the performance standards and Constructed
installation requirements for fixed high- and low-expansion foam on or after 1
fire-extinguishing systems. In relation to the fixed high-expansion January
foam systems, specific requirements are given for the following: 2014
− inside air foam systems (i.e. system with foam generators
located inside the protected space and drawing air from that
space) differentiating the ones protecting machinery spaces
and cargo pump-rooms, from the ones protecting vehicle, ro-
ro special category and cargo spaces;
− outside air foam systems (i.e. system with foam generators
installed outside the protected space that are directly
supplied with fresh air) differentiating the ones protecting
machinery spaces and cargo pump-rooms, from the ones
protecting vehicle, ro-ro, special category and cargo spaces;
and
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2012 Amendments
The amendments, adopted by Resolution MSC.326(90) on 24 May 2012, are relevant to
Chapter 14 “Radiocommunications”
166 On passenger craft, the satellite EPIRBs shall be annually tested for Passenger
all aspects of operational efficiency, with special emphasis on HSC/
checking the emission on operational frequencies, coding and New and
registration, at intervals within 3 months before the expiry date, or 3 existing
months before or after the anniversary date, of the High-Speed Craft
Safety Certificate.
2012 Amendments
The amendments 36-12, adopted by Resolution MSC.328(90) on 26 May 2012, include, inter
alia, the following:
167 − alignment of the Code with the amendments to the UN All ships
Recommendations on the transport of dangerous goods; carrying
dangerous
− new sections on Lithium batteries;
goods/ New
− new sections for the transport of dangerous goods used as a and existing
coolant or conditioner;
− revision of the carriage requirements for dangerous goods
packed in limited and expected quantities including a new
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168 The Southern Winter Seasonal Zone, whose coordinates are in All ships/
Regulation 47, is shifted off the southern tip of Africa further New and
southward by 50 miles. existing
MARPOL 73/78
169 The revised Annex III is aligned with the mandatory International All ships
Maritime Dangerous Goods (IMDG) Code and, in particular, with the carrying
requirement for marine pollutants in tanks according to which the harmful
correct technical name does not need to be shown on the tank as a substances
supplement to the proper shipping name (revised Regulation 3 in packaged
“Marking and Labelling”). form/ New
and existing
Moreover, these amendments introduce the following temporary exemptions from compliance
with SOx emission limits:
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170 1. Ships operating in the United States Caribbean Sea Emission All ships
Control Area are exempted from the requirements for SOx operating in
emission limits set in Regulation 14 until 1 January 2014 (i.e. US
during the first twelve months immediately following entry into Caribbean
force the ECA). ECA/ New
and existing
171 2. Ships powered by propulsion boilers that were not originally Ships
designed for continued operation on marine distillate fuel or powered by
natural gas, built on or before 1 August 2011, are exempted propulsion
from the limits of the sulphur content of fuel oil set in Regulation boilers/ Built
14 within the United States Caribbean Sea Emission Control on or before
Area until 1 January 2020. 1 August
2011
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1 June 2014
2012 Amendments
The amendments, adopted by Resolution MEPC.225(64) on 5 October 2012 and by
Resolution MSC.340(91) on 30 November 2012, contain modifications to Chapters 17, 18
and 19 of the IBC Code.
172 The main modifications consist in updating the cargo lists in chapters Chemical
17, 18 and 19 of the IBC Code to take into account changes that tankers/New
have occurred since the last set of amendments came into force in and existing
2009. constructed
The amendments introduce, inter alia, all products in List 1 of on or after 1
MEPC.2/Circ.17 indicated as valid for all countries and with no expiry July 1986
date, as well as those products that were categorised and updated
entries for the products which currently have no data in column i
(electrical equipment).
In relation to the replacement of an existing International Certificate
of Fitness for the Carriage of Dangerous Chemicals in Bulk by a
revised certificate that is required to be issued as a consequence of
the amendments introduced, MSC-MEPC.5/Circ.7, dated 18 July
2013, clarifies that:
− the issuance of the revised certificate may be initiated form the
date of adoption of the IBC Code amendments, rather than the
date of the entry into force of the amendments;
− the revised certificate should have the same expiration date as
the existing certificate;
− the revised certificate should be provided with a stamp/text on
the front page stating that the revised certificate Is effective, and
supersedes the existing certificate, on the date of entry into force
of the amendments to the IBC Code.
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1 July 2014
SOLAS 1974
2009 Amendments
The amendments to Regulation V/19 “Carriage requirements for shipborne navigational
systems and equipment”, adopted by Resolution MSC.282(86) on 5 June 2009, require:
173 1. Cargo ships of 150 gross tonnage and upwards but less than 500 Cargo ships
gross tonnage constructed before 1 July 2011 but after 1 July ≥150 GT but
2002, not later than the first survey after 1 July 2014, to be fitted less than 500
with a bridge navigational watch alarm system (BNWAS), which GT/
shall comply with standards not inferior to those adopted by Constructed
Resolution MSC.128(75), and be in operation whenever the ship before 1 July
is underway at sea (see 2009 Amendments - 1 July 2011). 2011 but after
(For cargo ships of same tonnage constructed before 1 July 2002 1 July 2002
see 2013 Amendments– 1 January 2018)).
The first survey is to be interpreted as specified in
MSC.1/Circ.1290. Bridge navigational watch alarm systems
installed prior to 1 July 2011 may subsequently be exempted from
full compliance with such standards at the discretion of the
Administration.
174 2. The following ships engaged on international voyages to be fitted Cargo ships,
with an Electronic Chart Display and Information System (ECDIS) other than
(see 2009 Amendments - 1 July 2012): tankers ≥ 3000
GT but less
− cargo ships, other than tankers, of 3000 gross tonnage and
upwards but less than 10000 gross tonnage constructed on than 10000
or after 1 July 2014; GT/
Constructed
− passenger ships of 500 gross tonnage and upwards on or after 1
constructed before 1 July 2012, not later than the first survey July 2014
on or after 1 July 2014;
− tankers of 3000 gross tonnage and upwards constructed and
before 1 July 2012 not later than the first survey on or after 1
July 2015; Passenger
ships ≥ 500
− cargo ships, other than tankers, of 50000 gross tonnage and GT/
upwards, constructed before 1 July 2013, not later than the Constructed
first survey on or after 1 July 2016; before 1 July
− cargo ships, other than tankers, of 20000 gross tonnage and 2012
upwards but less than 50000 gross tonnage, constructed
before 1 July 2013, not later than the first survey on or after 1
July 2017;
− cargo ships, other than tankers, of 10000 gross tonnage and
upwards but less than 20000 constructed before 1 July 2013,
not later than the first survey on or after 1 July 2018.
Existing ships may be exempted by Administration from the
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2011 Amendments
The amendments to Regulation III/1, adopted by Resolution MSC.317(89) on 20 May 2011,
require:
175 lifeboat on-load release mechanisms which do not comply with the All ships/
newly amended paragraphs 4.4.7.6.4 to 4.4.7.6.6 of the LSA Code New and
(see 2011 Amendments – 1 January 2013), to be replaced or existing
modified on all ships (i.e. new and existing) not later than the first
scheduled dry-docking after 1 July 2014, but not later than 1 July
2019. The meaning of the “first scheduled dry-docking” is clarified by
MSC.1/Circ.1445, dated 15 June 2012, specifying that it is the “first
scheduled out of water survey of the ship’s outer bottom”.
The process to evaluate the existing mechanisms is described in the
guidelines for evaluation and replacement of lifeboat release and
retrieval systems, circulated by MSC.1/Circ.1392, dated 27 May
2011. In relation to the use of fall prevent device, guidance on the
requirements for the strength and testing standards was approved
and circulated by MSC.1/Circ.1466, dated 24 June 2013.
176 1. New Regulation II-1/3-12 “Protection against noise”, requiring All ships of
ships of 1,600 gross tonnage and above: ≥ 1600 GT/
Contracted
− for which the building contract is placed on or after 1 July
on or after 1
2014; or
July 2014
− in the absence of a building contract, the keels of which are
laid or which are at a similar stage of construction on or after
1 January 2015; or
− the delivery of which is on or after 1 July 2018;
to be constructed to reduce onboard noise and to protect
personnel from the noise according to the Code on noise levels
on board ships, adopted by Resolution MSC.337(91) on 30
November 2012 (see Entry into force – 1 July 2014), as may be
amended, unless the Administration deems that compliance with
a particular provision is unreasonable and impractical.
177 2. Modifications to Regulation II-2/1 “Application”, exempting the Cargo ships
following ships, with cargo spaces intended for carriage of of ≥500GT
packaged dangerous goods, from the application of the special and
requirements for the carriage of dangerous goods given in passenger
Regulation II-2/19.3 not later than the first renewal survey on or ships/
after 1 January 2011, adopted by Resolution MSC.269(85) (see Constructed
2008 Amendments (second set) – 1 January 2011): on or after 1
− cargo ships of 500 GT and upwards and passenger ships February
constructed on or after 1 February 1992 but before 1 July 1992 but
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2002 need not comply with regulation 19.3.3 provided that before 1
they comply with regulation 54.2.3 as adopted by Resolution July 2002
MSC.13(57); and
178 − cargo ships of 500 GT and upwards and passenger ships Cargo ships
constructed on or after 1 September 1984 but before 1 July of ≥500GT
2002 need not comply with regulations 19.3.1, 19.3.5, 19.3.6, and
19.3.9, provided that they comply with regulations 54.2.1, passenger
54.2.5, 54.2.6, 54.2.9 as adopted by Resolution ships/
MSC.1(XLV). Constructed
on or after 1
September
1984 but
before 1
July 2002
179 3. Modifications to Regulation II-2/9 “Containment of fire”, revising Passenger
the following requirements: ships
carrying ≤36
− fire integrity of bulkheads (Table 9.3) and decks (Table 9.4)
separating adjacent spaces for passenger ships carrying not passengers/
more than 36 passengers; and Constructed
on or after 1
July 2014
180 − fire integrity of bulkheads (Table 9.5) and decks (Table 9.6) Cargo ships
separating adjacent spaces for cargo ships except tankers. except
tankers/
Constructed
on or after 1
July 2014
181 4. Modifications to Regulation II-2/10 “Fire fighting”, requiring the All ships/
following: Constructed
on or after 1
− fixed local application fire-extinguishing system shall protect
fire hazard portions of all internal combustion machinery, and July 2014
not only the ones used for the ship’s main propulsion and
power generation, as required for ships constructed before 1
July 2014;
182 − the self-contained compressed air breathing apparatus of All ships/
fire-fighter’s outfits shall comply with paragraph 2.1.2.2 of New and
Chapter 3 of the FSS Code by 1 July 2019 (see 2012 existing
Amendments (second set) - 1 July 2014); and
183 − a minimum of two two-way portable radiotelephone All ships/
apparatus, for each fire party for fire-fighter’s Constructed
communication shall be carried on board for ships on or after 1
constructed on after 1 July 2014 and shall be of an July 2014
explosion-proof type or intrinsically safe.
Ships constructed before 1 July 2014 shall comply with this
requirement not later than the first survey after 1 July 2018.
184 5. Modifications to Regulation II-2/15 “Instructions, onboard training All ships/
and drills”, requiring onboard means of recharging breathing New and
apparatus cylinders used during drills to be provided or a suitable existing
number of spare cylinders to be carried on board to replace those
used.
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135
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136
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193 1. the following principles are to be applied when calculating the All ships/
vertical centre of gravity (Reg. 27(11)): Constructed
on or after 1
− 50% of the ship’s total capacity of tanks and spaces fitted to
contain each type of consumables and stores (subpara. July 2014
b(iv));
− ballast water tanks shall normally be considered to be empty
and no free surface correction shall be made for them
(subpara. b(v));
− alternative treatment for free surface may be considered
when developing the final condition for application of
damage: method 1 (appropriate to virtual corrections) and
method 2 (appropriate to the used of actual free surface
moments according to the assumed tank fillings for damage
case) (subpara. b(vi)); and
2. the compliance with the residual stability criteria specified in
Reg. 27(13) para.s (a), (c), (d) and (e) is not required to be
demonstrated in service loading conditions using a stability
instrument, stability software or other approved method (Reg.
27(13)g).
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2012 Amendments
The amendments, adopted by Resolution MSC.344(91) on 30 November 2011, introduce the
following modifications to the SOLAS Protocol 1978, due to the thorough revision of the
Forms of SOLAS Certificates (see 2012 Amendments (second set) – 1 July 2014 and
2012 Amendments – 1 July 2014), in order to avoid any future inconsistencies in the
appendices of 1974 SOLAS Convention and its Protocols:
195 1. in the Form of the Safety Construction Certificate for cargo All ships/
ships: New and
existing
− “bulk carrier” is added to the type of ship;
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2012 Amendments
The amendments, adopted by Resolution MSC.344(91) on 30 November 2011, introduce the
following modifications to the Forms of Certificates, due to the thorough revision of the Forms
of SOLAS Certificates (see 2012 Amendments (second set) – 1 July 2014 and 2012
Amendments – 1 July 2014), in order to avoid any future inconsistencies in the appendices
of 1974 SOLAS Convention and its Protocols:
196 1. deletion of Forms P, E and R, maintaining only the ones in 1974 All ships/
SOLAS, so that in future the amendments will be introduced New and
only in one Form; existing
2. updating of all references in the Certificates due to the changes
made to the titles of Forms P, E and R; and
3. deletion of Form C from the appendix of the 1988 SOLAS
Protocol due to the insertion of it in the appendix of the 1974
SOLAS Convention with the title “Record of Equipment for
Cargo Ship Safety”.
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1 October 2014
MARPOL 73/78
197 − the text of para. 3.2.1 of Form A is replaced by “Incinerator for All ships/
oil residues (sludge)”; and New and
existing
− the text of para. 3.2.1 of Form B is replaced by “Incinerator for
oil residues (sludge)”.
In relation to the timing of replacement of existing certificates,
reference should be made to the IMO guidance (MSC-
MEPC.5/Circ.6).
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2015
1 January 2015
SOLAS 1974
198 − for which the building contract is placed on or after 1 July 2014; All ships of
or ≥ 1600 GT/
Constructed
− in the absence of a building contract, the keels of which are laid
on or after 1
or which are at a similar stage of construction on or after 1
January
January 2015; or
2015
− the delivery of which is on or after 1 July 2018;
to be constructed to reduce onboard noise and to protect personnel
from the noise according to the Code on noise levels on board ships,
adopted by Resolution MSC.337(91) on 30 November 2012 (see
Entry into force – 1 July 2014), as may be amended, unless the
Administration deems that compliance with a particular provision is
unreasonable and impractical.
2013 Amendments
The amendments, adopted by Resolution MSC.350(92) on 21 June 2013, introduce
modifications to the following regulations:
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2013 Amendments
The amendments, adopted by Resolution MSC.351(92) on 21 June 2013, introduce
mandatory requirements for enclosed space entry and rescue drills in Chapter 18
“Operational requirements”, as follows:
201 1. Crew members with enclosed space entry or rescue All HSC/
responsibilities shall participate in an enclosed space entry and New and
rescue drill, to be held on board the craft, at least once every two existing
months (para. 18.5.4);
2. the date when musters are held, details of enclosed space entry
and rescue drills, shall be recorded in such logbook as may be
prescribed by the Administration (para. 18.5.8.1);
3. enclosed space entry and rescue drills should be planned and
conducted in a safe manner, taking into account, as appropriate,
recommendations adopted by Resolution A.1050(27) (para.
18.5.12.1);
4. each enclosed space entry and rescue drill to include (new para.
18.5.12.2):
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2013 Amendments
The amendments, adopted by Resolution MSC.352(92) on 21 June 2013, introduce
mandatory requirements for enclosed space entry and rescue drills in Chapter 18
“Operational requirements”, as follows:
202 1. Crew members with enclosed space entry or rescue All HSC/
responsibilities shall participate in an enclosed space entry and New and
rescue drill, to be held on board the craft, at least once every existing
two months (para. 18.5.4);
2. the date when musters are held, details of enclosed space entry
and rescue drills, shall be recorded in such logbook as may be
prescribed by the Administration (para. 18.5.8.1);
3. enclosed space entry and rescue drills should be planned and
conducted in a safe manner, taking into account, as appropriate,
recommendations adopted by Resolution A.1050(27) (para.
18.5.12.1);
4. each enclosed space entry and rescue drill to include (new para.
18.5.12.2):
− checking and use of personal protective equipment required
for entry;
− checking and use of communication equipment and
procedures;
− checking and use of rescue equipment and procedures; and
− instructions in first aid and resuscitation techniques;
5. the risks associated with enclosed spaces and onboard
procedures for safe entry into such spaces which should take
into account, as appropriate, recommendations adopted by
Resolution A.1050(27) (new para. 18.5.12.3).
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2013 Amendments
The amendments, adopted by Resolution MSC.354(92) on 21 June 2013, introduce, inter
alia, the following:
203 1. reference to the guidelines for the submission of information and Cargo ships
completion of the format for the properties of cargoes not listed carrying
in the Code and their conditions of carriage, approved and solid bulk
circulated by MSC.1/Circ.1453, dated 9 July 2013; cargoes/
2. safety measures to be taken when a fumigant is used (Section New and
3.6); existing
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2013 Amendments
The amendments, adopted by Resolution MSC.353(92) on 21 June 2013, requiring the
following:
204 1. the Company to ensure that the ship is appropriately manned in All ships/
order to encompass all aspects of maintaining safe operations New and
on board - reference should be made to Resolution A.1047(27) existing
on principles of minimum safe manning (para. 6.2.1); and
2. the Company to periodically verify whether all those undertaking
delegated ISM-related tasks are acting in conformity with the
Company's responsibilities under the Code (para. 12.2).
Moreover, footnotes referring to the guidelines related to ISM Code
are inserted in the Code.
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2013 Amendments
The amendments, adopted by Resolution MSC.356(92) on 21 June 2013, make the Code for
Recognized Organizations, adopted by Resolution MSC.349(92) (see Entry into force – 1
January 2015) , mandatory, requiring:
MARPOL 73/78
205 In particular the sulphur content of any fuel oil used on board ships All ships/
inside Emission Control Areas (ECA) shall not exceed: New and
existing
− 1.50% m/m prior to 1 July 2010;
− 1.00% m/m on and after 1 July 2010;
− 0.10 % m/m on and after 1 January 2015.
The sulphur content of fuel oil shall be documented by the supplier
as required by Regulation 18.
Those ships entering or leaving an ECA and using separate fuel oils
to comply with the above mentioned requirements shall carry a
written procedure showing how the fuel oil change-over is to be
done. The volume of low sulphur fuel oils in each tank as well as the
date, time, and position of the ship when any fuel-oil-change-over
operation is completed prior to the entry into an ECA or commenced
after exit from such an area, shall be recorded in such log-book as
prescribed by the Administration.
During the first twelve months immediately following the designation
of a specific ECA, ships operating in that ECA are exempted from
the relevant requirements.
Moreover, for ships intending to use marine fuels with a sulphur
content not exceeding 0.1 % m/m and minimum viscosity of 2 cSt in
ECAs the fuel pump arrangements described in MSC.1/Circ.1467
dated 24 June 2013 should be considered in order to be in
compliance with the requirements set in SOLAS Regulation II-1/26.3.
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2013 Amendments
The amendments adopted by Resolution MSC.355(92) on 21 June 2013 include, inter alia:
207 1. new Safety Approval Plate, specifying the maximum operating Container/
gross mass; the allowable stacking load for 1.8g; and transverse Constructed
racking test force (Ch.1, Reg. 1.2(a)); on or after 1
2. the Safety Approval Plate model, contained in the Appendix of July 2014
the Convention, is modified to reflect the amendments introduce
in Ch.1, Reg.1 and specify the marking on one door off stacking
strength to be displayed if the container is approved for one door
off operation.
A container, the construction of which was completed prior to 1
July 2014, may retain the Safety Approval Plate as permitted by
the Convention prior to that date as long as structural
modifications occur to that container (Reg. 1.5);
3. modifications to the test load and procedures for lifting; stacking;
transverse racking; longitudinal restraint; end- and side-walls;
and one door off operation (Annex II); and
4. new definitions of maximum operating gross mass; tare;
maximum permissible payload; and load (new Annex IV).
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1 July 2015
SOLAS 1974
2009 Amendments
The amendments to Regulation V/19 “Carriage requirements for shipborne navigational
systems and equipment”, adopted by Resolution MSC.282(86) on 5 June 2009, require:
MARPOL 73/78
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ships; ro-ro cargo ships (vehicle carrier); ro-ro cargo ships; ro-ro hybrid
passenger ships, of 400 GT and above, not having diesel- propulsion
electric, turbine or hybrid propulsion systems and which are: systems/
a. new ships, defined in Regulation 2 as ships: Delivered on
or after 1
− for which the building contracted is placed on or after 1 July 2015
January 2013; or
− in the absence of a building contract, the keel of which is
laid or which is at a similar stage of construction on or
after 1 July 2013; or
− the delivery of which is on or after 1 July 2015;
b. new ships which have undergone a major conversion; and
c. new or existing ships which have undergone a major
conversion, that is so extensive that the ship is regarded by
the Administration as a newly constructed ship (for the
definition of “major conversion” reference should be made to
MEPC.1/Circ.795 dated 12 October 2012, and
MEPC.1/Circ.795/Corr.1).
The attained EEDI shall be calculated taking into account the
2012 guidelines adopted by Resolution MEPC.212(63) and
amended by Resolution MEPC.224(64); MEPC.1/Circ.796
“interim Guidelines for the calculation of the coefficient fw for
decrease in ship speed in a representative sea condition for trial
use”; and MEPC.1/Circ.815 “2013 Guidance on treatment of
innovative energy efficiency technologies for calculation and
verification of the attained EEDI”.
The attained EEDI shall be specific to each ship and shall be
accompanied by the EEDI technical file, which includes the
information necessary for the calculation of the attained EEDI and
shows the process of calculation.
The attained EEDI shall be verified, based on the EEDI technical
file, either by the Administration or any recognized organization
duly authorized by it. Guidelines on survey and certification of the
EEDI were adopted by Resolution MEPC.214(63) and amended
by Resolution MEPC.234(65) – the consolidated text of the
Guidelines is circulated by MEPC.1/Circ.816.
210 2. Regulation 21 “Required EEDI”: for bulk carriers; gas carriers; All ships ≥
tankers; container ships; general cargo ships; refrigerated cargo 400GT other
carriers (as defined in MEPC.1/Circ.795 dated 12 October 2012, than
and MEPC.1/Circ.795/Corr.1); and combination carriers which passenger
are: ships and
a. new ships, defined in Regulation 2 as ships: ro-ro cargo
and ro-ro
− for which the building contract is placed on or after 1 passenger
January 2013; or ships, not
− in the absence of a building contract, the keel of which is having
laid or which is at a similar stage of construction on or diesel-
after 1 July 2013; or electric,
turbine or
− the delivery of which is on or after 1 July 2015; hybrid
b. new ships which have undergone a major conversion for the propulsion
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If the design of a ship allows it to fall into more than one of the
above-listed ship types, the required EEDI for the ship shall be
the most stringent (i.e. the lowest).
For each ship to which this regulation applies, the installed
propulsion power shall not be less than the propulsion power
needed to maintain the manoeuvrability of the ship under adverse
conditions. Such condition shall be verified by the Administration
according to the 2013 interim guidelines adopted by Res.
MEPC.232(65) on 17 May 2013.
151
2 0 1 6
2016
152
2 0 1 6
(*) Please be aware that IMO Assembly (A28 – November 2013) is discussing a modified
scheme for compliance with D2 standard and it may be possible that IMO decide to require
compliance with D2 standard for existing ships at the anniversary date of delivery in 2016 or at
the entry into force date of the BWM Convention (still unknown), if that occurs later.
153
1 J a n u a r y 2 0 1 6
1 January 2016
SOLAS 1974
212 New Regulation II-1/3-11 “Corrosion protection of cargo oil tanks of Crude oil
crude oil tankers” (see 2010 Amendments - 1 January 2012), tankers of
introduces mandatory coating requirements for cargo oil tanks of crude 5000
oil tankers of 5000 tonnes deadweight and above (excluding tonnes
combination carriers and chemical tankers, even the ones certified to deadweigh
carry oil): t and
1. for which the building contract is placed on or after 1 above/
January 2013; or Delivered
on or after
2. in the absence of a building contract, the keels of which are 1 January
laid or which are at a similar stage of construction on or 2016
after 1 July 2013; or
3. the delivery of which is on or after 1 January 2016.
All cargo oil tanks of crude oil tankers are required to be coated during
the construction of the ship in accordance with the Performance
standard for protective coatings adopted by Resolution MSC.288(87),
as may be amended (see MSC.1/Circ.1381, dated 10 December 2010,
amending the footnote no.4 of Table 1 to add a reference NACE
SP0508-2010 for measurement of levels of soluble salts); or protected
by alternatives means of corrosion protection or utilization of corrosion
resistance material to maintain required structural integrity for 25 years
in accordance with the Performance standards for alternative means of
corrosion protection adopted by Resolution MSC.289(87), as may be
amended.
The Administration may exempt crude oil tanker from this requirement
in the following cases:
1. to allow the use of novel prototype alternatives to the
coating system, for testing, provided they are subject to
suitable controls, regular assessment and
acknowledgement of the need for immediate remedial
action if the system fails or is shown to be failing. Such
exemption shall be recorded on an exemption certificate; or
2. if a crude oil tanker ship is built to be engaged solely in the
carriage of cargoes and cargo handling operations not
causing corrosion. Such exemption and conditions for which
it is granted shall be recorded on an exemption certificate.
Maintenance and repair of the protective coating system should be
included in the ship’s overall maintenance and repair scheme and shall
be recorded in the Coating Technical File (CTF) as per Resolution
154
1 J a n u a r y 2 0 1 6
2013 Amendments
The amendments, adopted by Resolution MSC.350(92) on 21 June 2013 (see 2013
Amendments – 1 January 2015) clarify, inter alia, the application of the bridge navigational
watch alarm system (BNWAS) carriage requirement to ships constructed before 1 July 2002, as
follows:
213 − passenger ships irrespective of size and cargo ships of 3000 Passenger
gross tonnage and upwards shall be fitted with a BNWAS, ships and
complying with standards not inferior to those adopted by cargo ships
Resolution MSC.128(75) and being operation whenever the ship of 3000 GT
is underway at sea, not later than the first survey after 1 January and
2016; upwards/
Constructed
− cargo ships of 500 gross tonnage and upwards but less than
3000 gross tonnage shall be fitted with a BNWAS, complying before 1
with standards not inferior to those adopted by Resolution July 2002
MSC.128(75) and being operation whenever the ship is
underway at sea, not later than the first survey after 1 January
2017; and
− cargo ships of 150 gross tonnage and upwards but less than
500 gross tonnage shall be fitted with a BNWAS, complying with
standards not inferior to those adopted by Resolution
MSC.128(75) and being operation whenever the ship is
underway at sea, not later than the first survey after 1 January
2018.
The first survey is to be interpreted as specified in MSC.1/Circ.1290.
BNWAS installed prior to 1 July 2011 may subsequently be
exempted from full compliance with such standards at the discretion
of the Administration.
MARPOL 73/78
155
1 J a n u a r y 2 0 1 6
216 The discharge of sewage from passenger ship within a special area Passenger
(at the moment the only one is the Baltic sea area as defined in ships/
Annex I) shall be prohibited: Contracted
− on or after 1 January 2016, for new passenger ships (i.e. for or
constructed
156
1 J a n u a r y 2 0 1 6
which the building contract is placed, or in the absence of it, the on or after 1
keel of which is laid, or is in a similar stage of construction on or January
after 1 January 2016 or the delivery of which is two years or 2016 or
more after 1 January 2016); and delivered
− on or after 1 January 2018, for existing ships, two years or
more after 1
subject to the establishment by IMO of the date from which this January
requirement shall take effect, after the receipt of sufficient coastal 2016
Parties notifications in relation to the facilities for the reception of
sewage in the special area.
A passenger ship may be exempted from the application of this
requirement when has in operation an approved sewage treatment
plant which has been certified by the Administration to meet the
operational requirements set in Regulation 9.2.1 of the Annex
(taking into account the “2012 guidelines on implementation of
effluent standards and performance standards on performance test”
adopted by Resolution MEPC.227(64)), and the effluent shall not
produce visible floating solids nor cause discoloration of the
surrounding water.
157
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1 July 2016
SOLAS 1974
2009 Amendments
The amendments to Regulation V/19 “Carriage requirements for shipborne navigational
systems and equipment”, adopted by Resolution MSC.282(86) on 5 June 2009, require:
217 The following ships engaged on international voyages to be fitted Cargo ships
with an Electronic Chart Display and Information System (ECDIS) other than
(see 2009 Amendments - 1 July 2012): tankers ≥
50000 GT/
− cargo ships, other than tankers, of 50000 gross tonnage and
upwards, constructed before 1 July 2013, not later than the first Constructed
survey on or after 1 July 2016; before 1
July 2013
− cargo ships, other than tankers, of 20000 gross tonnage and
upwards but less than 50000 gross tonnage, constructed before
1 July 2013, not later than the first survey on or after 1 July
2017;
− cargo ships, other than tankers, of 10000 gross tonnage and
upwards but less than 20000 constructed before 1 July 2013, not
later than the first survey on or after 1 July 2018.
Ships may be exempted by Administration from the application of
these requirements when such ships are taken permanently out of
service within two years after the implementation date specified
above.
218 New Regulation II-1/3-10 “Goal-based ship construction standards Oil tankers
for oil tankers and bulk carriers” (see 2010 Amendments - 1 and bulk
January 2012) applies to oil tankers and bulk carriers of 150 m in carriers of L
length and above, constructed with single deck, top-side tanks and ≥ 150m/
hopper side tanks in cargo spaces, excluding ore carriers and Contracted
combination carriers: on or after 1
− for which the building contract is placed on or after 1 July 2016; July 2016
158
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159
1 J a n u a r y 2 0 1 7
2017
1 January 2017
SOLAS 1974
2013 Amendments
The amendments, adopted by Resolution MSC.350(92) on 21 June 2013 (see 2013
Amendments – 1 January 2015), clarify, inter alia, the application of the bridge navigational
watch alarm system (BNWAS) carriage requirement to ships constructed before 1 July 2002, as
follows:
219 − cargo ships of 500 gross tonnage and upwards but less than Cargo ships
3000 gross tonnage shall be fitted with a BNWAS, complying of 500 GT
with standards not inferior to those adopted by Resolution and
MSC.128(75) and being operation whenever the ship is upwards but
underway at sea, not later than the first survey after 1 January less than
2017; and 3000 GT/
Constructed
− cargo ships of 150 gross tonnage and upwards but less than
500 gross tonnage shall be fitted with a BNWAS, not later than before 1
the first survey after 1 January 2018. July 2002
160
1 J u l y 2 0 1 7
1 July 2017
SOLAS 1974
2009 Amendments
The amendments to Regulation V/19 “Carriage requirements for shipborne navigational
systems and equipment”, adopted by Resolution MSC.282(86) on 5 June 2009, require:
220 The following ships engaged on international voyages to be fitted with Cargo ships
an Electronic Chart Display and Information System (ECDIS) (see 2009 other than
Amendments - 1 July 2012): tankers ≥
20000 GT
− cargo ships, other than tankers, of 20000 gross tonnage and
but less
upwards but less than 50000 gross tonnage, constructed before 1
than 50000
July 2013, not later than the first survey on or after 1 July 2017;
GT/
− cargo ships, other than tankers, of 10000 gross tonnage and Constructed
upwards but less than 20000 constructed before 1 July 2013, not before 1
later than the first survey on or after 1 July 2018. July 2013
Ships may be exempted by Administration from the application of these
requirements when such ships are taken permanently out of service
within two years after the implementation date specified above.
221 New Regulation II-1/3-10 “Goal-based ship construction standards for Oil tankers
oil tankers and bulk carriers” (see 2010 Amendments - 1 January and bulk
2012) applies to oil tankers and bulk carriers of 150 m in length and carriers of L
above, constructed with single deck, top-side tanks and hopper side ≥ 150m/
tanks in cargo spaces, excluding ore carriers and combination carriers: Constructed
− for which the building contract is placed on or after 1 July 2016; on or after 1
July 2017
− in the absence of a building contract, the keels of which are laid or
which are at a similar stage of construction on or after 1 July 2017;
or
− the delivery of which is on or after 1 July 2020.
The above-mentioned new ships shall be designed and constructed for
a specific design life and to be safe and environmentally friendly, when
properly operated and maintained under the specified operating and
environmental conditions, in intact and specified damage conditions,
throughout their life. These requirements shall be achieve through
satisfying applicable structural requirements of a recognised
organization or national standards of an Administration, conforming to
the functional requirements of the Goal-based ship construction
standards for bulk carriers and oil tankers (GBS) adopted by Resolution
MSC.287(87) on 20 May 2010. Specific information, on how the
161
1 J u l y 2 0 1 7
functional requirements have been applied in the ship design and its
construction, shall be contained in a Ship Construction File, which shall
be kept on board and/or ashore and updated as appropriate throughout
the ship service. The Guidelines for the information to be included in a
Ship Construction File are circulated by MSC.1/Circ.1343 dated 2 June
2010.
162
1 J a n u a r y 2 0 1 8
2018
1 January 2018
SOLAS 1974
2013 Amendments
The amendments, adopted by Resolution MSC.350(92) on 21 June 2013 (see 2013
Amendments – 1 January 2015), clarify, inter alia, the application of the bridge navigational
watch alarm system (BNWAS) carriage requirement to ships constructed before 1 July 2002, as
follows:
222 Cargo ships of 150 gross tonnage and upwards but less than 500 Cargo ships
gross tonnage shall be fitted with a BNWAS, complying with of 150 GT
standards not inferior to those adopted by Resolution MSC.128(75) and
and being operation whenever the ship is underway at sea, not later upwards but
than the first survey after 1 January 2018. less than
The first survey is to be interpreted as specified in MSC.1/Circ.1290. 500 GT/
BNWAS installed prior to 1 July 2011 may subsequently be Constructed
exempted from full compliance with such standards at the discretion before 1
of the Administration. July 2002
MARPOL 73/78
223 The discharge of sewage from passenger ship within a special area Passenger
(at the moment the only one is the Baltic sea area as defined in ships/
Annex I) shall be prohibited: Contracted
− on or after 1 January 2016, for new passenger ships (i.e. for or
which the building contract is placed, or in the absence of it, the constructed
keel of which is laid, or is in a similar stage of construction on or before 1
after 1 January 2016 or the delivery of which is two years or January
more after 1 January 2016); and 2016
163
1 J a n u a r y 2 0 1 8
164
1 J u l y 2 0 1 8
1 July 2018
SOLAS 1974
2009 Amendments
The amendments to Regulation V/19 “Carriage requirements for shipborne navigational
systems and equipment”, adopted by Resolution MSC.282(86) on 5 June 2009, require:
224 Cargo ships, other than tankers, of 10000 gross tonnage and upwards Cargo ships
but less than 20000 constructed before 1 July 2013, not later than the other than
first survey on or after 1 July 2018, to be fitted with an Electronic Chart tankers ≥
Display and Information System (ECDIS) (see 2009 Amendments - 1 10000 GT
July 2012). but less than
20000 GT/
Ships may be exempted by Administration from the application of these Constructed
requirements when such ships are taken permanently out of service before 1 July
within two years after the implementation date specified above. 2013
225 1. New Regulation II-1/3-12 “Protection against noise”, requiring All ships of
ships of 1600 gross tonnage and upwards, delivered on or after ≥ 1600 GT/
1 July 2018, to be constructed to reduce onboard noise and to Delivered on
protect personnel from the noise according to the Code on noise or after 1
levels on board ships, adopted by Resolution MSC.337(91) on July 2018
30 November 2012 (see Entry into force – 1 July 2014), as
may be amended, unless the Administration deems that
compliance with a particular provision is unreasonable and
impractical.
226 2. Modifications to Regulation II-2/10 “Fire fighting”, requiring a All ships of
minimum of two two-way portable radiotelephone apparatus, for ≥ 1600 GT/
each fire party for fire-fighter’s communication to be carried on Constructed
board for ships before 1 July 2014 not later than the first survey before 1
after 1 July 2018. The apparatus shall be of an explosion-proof July 2014
type or intrinsically safe.
165
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2019
1 July 2019
SOLAS 1974
2011 Amendments
The amendments to Regulation III/1, adopted by Resolution MSC.317(89) on 20 May
2011 (see
2011 Amendments – 1 July 2014), require:
227 lifeboat on-load release mechanisms of poor and unstable design (i.e All ships/
not in compliance with the newly amended paragraphs (4.4.7.6.4 to New and
4.4.7.6.6) of the LSA Code (see 2011 Amendments – 1 January existing
2013), to be replaced or modified on all ships (i.e. new and existing)
not later than the first scheduled dry-docking after 1 July 2014 but not
later than 1 July 2019.
The process to evaluate the existing mechanisms is described in the
guidelines for evaluation and replacement of lifeboat release and
retrieval systems, circulated by MSC.1/Circ.1392, dated 27 May 2011.
166
1 J a n u a r y 2 0 2 0
2020
1 January 2020
MARPOL 73/78
167
1 J a n u a r y 2 0 2 0
231 From 1 January 2020, ships powered by propulsion boilers that Ships
were not originally designed for continued operation on marine powered by
distillate fuel or natural gas, built on or before 1 August 2011, are no propulsion
more exempted from complying with the limits of the sulphur content boilers/
of fuel oil set in Regulation 14 within both the North American and Built on or
United States Caribbean Sea ECAs. before 1
August 2011
168
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1 July 2020
SOLAS 1974
233 New Regulation II-1/3-10 “Goal-based ship construction standards for Oil tankers
oil tankers and bulk carriers” (see 2010 Amendments - 1 January and bulk
2012) applies to oil tankers and bulk carriers of 150 m in length and carriers of L
above, constructed with single deck, top-side tanks and hopper side ≥ 150m/
tanks in cargo spaces, excluding ore carriers and combination carriers: Delivered
− for which the building contract is placed on or after 1 July 2016; on or after 1
July 2020
− in the absence of a building contract, the keels of which are laid or
which are at a similar stage of construction on or after 1 July 2017;
or
− the delivery of which is on or after 1 July 2020.
The above-mentioned new ships shall be designed and constructed for
a specific design life and to be safe and environmentally friendly, when
properly operated and maintained under the specified operating and
environmental conditions, in intact and specified damage conditions,
throughout their life. These requirements shall be achieve through
satisfying applicable structural requirements of a recognised
organization or national standards of an Administration, conforming to
the functional requirements of the Goal-based ship construction
standards for bulk carriers and oil tankers (GBS) adopted by Resolution
MSC.287(87) on 20 May 2010. Specific information, on how the
functional requirements have been applied in the ship design and its
construction, shall be contained in a Ship Construction File, which shall
be kept on board and/or ashore and updated as appropriate throughout
the ship service. The Guidelines for the information to be included in a
Ship Construction File are circulated by MSC.1/Circ.1343 dated 2 June
2010.
169
1 J a n u a r y 2 0 2 5
2025
1 January 2025
MARPOL 73/78
170
PART 2
171
BWM CONVENTION (INTERNATIONAL CONVENTION FOR
THE CONTROL AND MANAGEMENT OF SHIPS’ BALLAST
WATER AND SEDIMENTS)
New convention
A The introduction of invasive marine species into new environments by All ships/
ships’ ballast water, attached to ships’ hulls and via other vectors has New and
been identified as one of the greatest threats to the world’s oceans. existing
Shipping transfers approximately 10 to 12 billion tonnes of ballast
water across the globe each year and there are thousands of marine
species that may be carried in ballast water: basically anything that is
small enough to pass through a ship’s ballast water intake. This
includes bacteria and other microbes, small invertebrates and eggs,
cysts and larvae of various species.
It is estimated that at any one time, from 3,000 to over 4,500 different
species are being carried in ships’ ballast tanks around the world. The
vast majority of marine species carried in ballast water do not survive
the journey. However, when all factors are favourable, an introduced
species may establish a reproductive population in the host
environment and even become invasive, out-competing native
species and multiplying into pest proportions. As a result, whole
ecosystems are being changed.
In response to the threats posed by invasive marine species, the
United Nations Conference on Environment and Development
(UNCED) held in Rio de Janeiro in 1992, called on IMO and other
international bodies to take action to address the transfer of harmful
organisms by ships.
In December 1997 IMO adopted, by Resolution A.868(20), the
voluntary “Guidelines for the control and management of ships' ballast
water to minimize the transfer of harmful aquatic organisms and
pathogens” giving general advice on how to minimize the uptake of
harmful organisms and listing basic requirements for the execution of
ballast water exchange, and in March 2002, IMO adopted Circular
MEPC/Circ.389 - MSC/Circ.1021 on “Design suggestions for ballast
water and sediment management options in new ships” detailing
design suggestions to improve the efficiency of ballast water
exchange and to optimise ballast water management.
The international convention for the control and Management of
ships’ Ballast Water and sediments (BWM Convention) was adopted
on 12 February 2004 by a Diplomatic Conference in order to regulate
and control ballast water management.
The BWM Convention will enter into force twelve months after the
date on which not less than thirty States, the combined merchant
fleets of which constitute not less than thirty-five percent of the gross
tonnage of the world’s merchant shipping, have become parties to it.
The BWM Convention will apply to ships flying the flag of a Party
except:
1. ships not designed or constructed to carry ballast water;
172
2. ships operating exclusively in waters under the jurisdiction of a
Party, unless the party determines that the discharge of ballast
water from such ships would impair or damage their environment;
3. warships, naval auxiliary or other ships owned or operated by a
Party;
4. ships with permanent ballast water not subject to discharge.
Exemptions from the management of ballast water may be granted to
ships on voyages between specified ports or operated exclusively
between specified ports or locations when ballast water is not mixed
other than between these ports or locations. These exemptions shall
be effective for a period not exceeding five years, subject to
intermediate review.
Moreover, BWM.2/Circ.32, dated 8 August 2011, specifies that
provisions of the Convention are not applicable to the water in the
hopper area of hopper dredgers; and BWM.2/Circ.46, dated 31 May
2013, clarifies the application of the Convention to Mobile Offshore
Units.
Ships to which the Convention applies will be required to carry on
board the following:
1. a “Ballast Water Management Plan” approved by the
Administration, detailing safety procedures and actions to be taken
to implement the ballast water management requirements;
2. a “Ballast Water Record Book” for the recording of each operation
concerning ballast water management;
3. an “International Ballast Water Management Certificate” (for ships
of 400 gross tonnage and above excluding floating platforms,
FSUs and FPSOs) with a five year validity and subject to annual,
intermediate and renewal surveys.
BWM.2/Circ.40 clarifies that the Certificates may be issued prior
to entry into force of the Convention, provided it is annotated to
state that validity begins from the entry-into-force date, combined
with a statement issued to the Company when the BWM Plan was
received, thereby allowing the vessel to trade for three months
with an unapproved BWM Plan on board.
Port State Controls will be authorized to inspect ships verifying:
1. validity of the certificate;
2. presence on board of documents required by the Convention;
3. compliance with the requirements of the Convention of the ballast
water carried on board, performing samples.
For the management of ballast water, two main standards are defined
by the Convention:
1. D1: ballast water exchange with an efficiency of 95% volumetric
exchange (for ships exchanging ballast water by the pumping-
through method, pumping through three times the volume of each
ballast tank shall be considered equivalent);
2. D2: allowable limits on viable organisms in ballast water to be
discharged, defined as maximum number and size per cubic
meter (less than 10 viable organisms per cubic meter greater than
173
or equal to 50 micrometers in minimum dimension and less than
10 viable organisms per millilitre less than 50 micrometers in
minimum dimension and greater than or equal to 10 micrometers
in minimum dimension). Ballast water management, in compliance
with the D-2 standard, will be performed by type approved
systems.
The application of the two above-mentioned standards will be
required as follows:
1. existing ships, constructed before 2009:
a. with a ballast water capacity between 1,500 and 5,000 cubic
meters, inclusive, that at least meet the standard D1 shall
conduct ballast water exchange from the date of entry into
force of the Convention until 2014, after which they shall
conduct ballast water management meeting at least the D-2
standard;
b. with a ballast water capacity of less than 1,500 cubic meters
and more than 5,000 cubic meters that at least meet the
standard D1, shall conduct ballast water exchange from the
date of entry into force of the Convention until 2016, after
which they shall conduct ballast water management meeting
at least the D-2 standard.
2. new ships, constructed in or after 2009:
a. with a ballast water capacity of less than 5,000 cubic meters,
shall conduct ballast water management meeting at least the
D-2 standard; however, recognizing that a limited number of
technologies will probably be available in January 2009 to
meet the first implementation date of the D2 standard,
Resolution A.1005(25) dated 29 November 2007
recommended that a ship constructed in 2009 and with a
ballast water capacity of less than 5000 cubic meters be not
required to comply with D-2 standard until its second annual
survey, but no later than 31 December 2011.
b. with a ballast water capacity of 5,000 cubic meters or more:
i. if constructed in or after 2009 but before 2012 shall
conduct ballast water exchange until 2016, after which
they shall conduct ballast water management meeting at
least the D-2 standard;
ii. if constructed in or after 2012 shall conduct ballast water
management meeting at least the D-2 standard.
Existing ships shall comply with the above-mentioned requirements
not later than the first intermediate or renewal survey, whichever
occurs earlier, after the anniversary date of delivery of the ship in the
year of compliance with the applicable standard.
The expression “anniversary date of delivery of the ship” refers to
year 2014 and 2016 indicated in 1.a, 1.b and 2.b.i. Consequently,
3 3
ships with a ballast water capacity between 1500 m and 5000 m ,
inclusive, are required to comply with the D-2 standard not later than
the first intermediate or renewal survey, whichever occurs first, after
the anniversary date of delivery of the ship in 2014; and ships with a
3 3
ballast water capacity of less than 1500 m or greater than 5000 m
174
are required to comply with D-2 standard not later than the first
intermediate or renewal survey, whichever occurs first, after the
anniversary date of delivery date of delivery of the ship in 2016
(BWM.2/Circ.29/Rev.1 dated 26 September 2011).
In the following timetable, that summarizes the above-mentioned
requirements, BWC is to be read as the ballast water capacity of the
ship, measured in cubic meters.
Please note that IMO Assembly (A 28 – November 2013) is
discussing a modified scheme for compliance with D2 standard.
Further information will be provided in due course as soon as the
Assembly Resolution is adopted.
175
2. G2 “Guidelines for ballast water sampling”, adopted by Resolution
MEPC.173(58) on 10 October 2008;
3. G3 “Guidelines for ballast water management equivalent
compliance”, adopted by Resolution MEPC.123(53) on 22 July
2005;
4. G4 “Guidelines for ballast water management and development of
ballast water management plans”, adopted by Resolution
MEPC.127(53) on 22 July 2005;
5. G5 “Guidelines for ballast water reception facilities”, adopted by
Resolution MEPC.153(55) on 13 October 2006;
6. G6 “Guidelines for ballast water exchange”, adopted by
Resolution MEPC.124(53) on 22 July 2005;
7. G7 “Guidelines for risk assessment under Regulation A-4 of the
BWM Convention”, adopted by Resolution MEPC.162(56) on 13
July 2007;
8. G8 “Guidelines for approval of ballast water management
systems”, adopted by Resolution MEPC.125(53) on 22 July 2005;
9. G9 “Procedure for approval of ballast water management systems
that make use of active substances”, adopted by Resolution
MEPC.169(57) on 4 April 2008;
10. G10 “Guidelines for approval and oversight of prototype ballast
water treatment technology programmes”, adopted by Resolution
MEPC.140(54) on 24 March 2006;
11. G11 “Guidelines for ballast water exchange design and
construction standards”, adopted by Resolution MEPC.149(55);
12. G12 “Guidelines on design and construction to facilitate sediment
control on ships”, adopted by Resolution MEPC.209(63) on 2
March 2012, revoking MEPC.150(55);
13. G13 “Guidelines for additional measures regarding ballast water
management including emergency situations”, adopted by
Resolution MEPC.161(56) on 13 July 2007;
14. G14 “Guidelines on designated areas for ballast water exchange”,
adopted by Resolution MEPC.151(55) on 13 October 2006;
15. “Guidance on scaling of ballast water management systems”,
disseminated by BWM.2/Circ.33, dated 8 August 2011; and
16. “Procedures for approving other methods of ballast water
management”, adopted by Resolution MEPC.206(62) .
( ) Note: The following modified scheme for compliance with D-2 standard is currently
under discussion at IMO Assembly (A28 – November 2013)
176
CSC 1972 (INTERNATIONAL CONVENTION FOR SAFE
CONTAINERS)
1993 Amendments
B The 1972 Convention for Safe Containers has two goals. One is to Container
maintain a high level of safety of human life in the transport and ships,
handling of containers by providing generally acceptable test general
procedures and related strength requirements. The other is to cargo ships,
facilitate the international transport of containers by providing uniform ro-ro cargo
international safety regulations, equally applicable to all modes of ships and
surface transport. In this way, proliferation of divergent national safety cargo high
regulations can be avoided. speed craft/
The requirements of the Convention apply to the great majority of New and
freight containers used internationally, except those designed existing
specially for carriage by air. As it was not intended that all containers
or reusable packing boxes should be affected, the scope of the
Convention is limited to containers of a prescribed minimum size
having corner fittings - devices which permit handling, securing or
stacking.
These amendments, adopted on 4 November 1993 by the IMO
Assembly through Resolution A.737(18), will enter into force one year
after their acceptance by two thirds of the Contracting Parties in
accordance with paragraph 2(c) of Article IX of the Convention. They
mainly concern definitions and the inclusion in the Convention of the
International System of Units (SI).
When the CSC amendments which introduce the SI units enter into
force, SOLAS Regulation VI/5 should be amended accordingly.
Revised recommendations on harmonized interpretation and
implementation of the CSC Convention were circulated by
CSC.1/Circ.138 and CSC.1/Circ.138/Rev.1, which supersedes
CSC/Circ.100, CSC/Circ.123, CSC/Circ.124, CSC/Circ.134 and
CSC/Circ.137.
New convention
C Ships often have a significant value when being phased out at the end All ships/
of their lives and the relevant recycling activities may be attractive. New and
177
As a consequence, an industry has been established in developing existing
countries where around 90 per cent of the total worldwide
shipbreaking capacity can be found. Over the years, it has been
recognised that safety and environmental standards for these
recycling activities needed to be improved and this, together with the
lack of specific prescriptive requirements in the existing regulatory
instruments, led IMO to develop a new mandatory Convention for the
Safe and Environmentally Sound Recycling of Ships.
This new instrument should regulate:
1. the design, construction, operation and preparation of ships
so as to facilitate safe and environmentally sound recycling,
without compromising their safety and operational efficiency;
2. the operation of Ship Recycling Facilities in a safe and
environmentally sound manner; and
3. the establishment of an appropriate enforcement mechanism
for ship recycling (certification/reporting requirements).
The first draft text of the Convention was submitted to MEPC 54
(March 2006) and after more than two years of discussions and
continuous improvements the final text of the Convention was
approved by MEPC 58 (October 2008), and adopted by a Diplomatic
Conference which was held in Hong Kong China, from 11 to 15 May
2009.
The Convention has been open for signature at the Headquarters of
the Organization (IMO) from 1 September 2009 to 31 August 2010
and thereafter remained open for accession by any State.
The Convention will enter into force 24 months after its ratification by
at least 15 States, representing 40 per cent of world merchant
shipping gross tonnage.
Furthermore, the combined maximum annual ship recycling volume
of these States during the preceding 10 years must constitute not less
than 3 per cent of their combined merchant shipping tonnage.
According to Article 3 the Convention shall apply to all Ships entitled
to fly the flag of a Party and to all the Ship Recycling Facilities
operating under its jurisdiction.
In addition the following exemptions are identified:
1. warships, naval auxiliary, or other ships owned or operated by
a Party and used, for the time being, only on government
non-commercial service;
2. ships less than 500 GT;
3. ships operating throughout their life only inside the waters
subject to the sovereignty or jurisdiction of the State whose
flag the ship is entitled to fly.
With respect to ships entitled to fly the flag of non-Parties to this
Convention, Parties shall apply the requirements of this Convention
as may be necessary to ensure that no more favourable treatment is
given to such ships.
For the ships to which the Convention applies two different certificates
are to be issued by the Flag State:
178
1. The International Certificate on Inventory of Hazardous
Materials; and
2. The Ready for Recycling Certificate, prior to any recycling
activity taking place.
In addition an Authorization of the Ship Recycling Facility is to be
issued by the competent Authority of the Recycling State.
International Certificate on Inventory of Hazardous Materials
According to Regulation 5 each new ship shall have onboard an
Inventory of Hazardous Materials.
The inventory is made up by three parts:
1. Part I, listing the hazardous materials contained in ship’s
structure and equipment, their location and approximate
quantities;
2. Part II for operationally generated wastes (to be prepared
prior to recycling);
3. Part III for stores (to be prepared prior to recycling).
Part I of the Inventory of new ships should be developed at
design and construction stage and should identify the hazardous
materials listed in Appendixes 1 and 2 to the Convention, their
location and approximate quantities.
Existing ships shall comply with this requirement not later than
five years after the entry into force of the Convention, or before
going for recycling if this is earlier. The Hazardous Materials listed in
Appendix 1, at least, shall be identified when the Inventory is
developed. For existing ships a plan shall be prepared describing the
visual/sampling check by which the Inventory of Hazardous Materials
is developed, taking into account the guidelines developed by the
Organization.
Prior to recycling the Inventory shall, in addition to the properly
maintained and updated Part I, incorporate Part II for operationally
generated wastes, and Part III for stores and be verified either by the
Administration or by any person or organization authorized by it (see
the International Ready for Recycling Certificate).
The International Certificate on Inventory of Hazardous Materials
shall be issued either by the Administration or by any organization
authorized by it after successful completion of an initial or renewal
survey and it is to certify that Part I of the Inventory complies with the
applicable requirements of the Convention:
1. Initial survey: Part I of the Inventory of Hazardous Materials shall
be verified either by the Administration or by any recognised
organization by an initial survey before the ship is put in service
(new ships) or before the International Certificate on Inventory of
Hazardous Materials is issued (existing ships). After successful
completion of the initial survey an International Certificate on
Inventory of Hazardous Materials is issued by the flag State or by
any organization authorized by it.
2. Renewal survey: both for new and existing ships, Part I of the
Inventory of Hazardous materials shall be properly maintained
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and updated throughout the operational life of the ship, reflecting
new installations containing Hazardous Materials listed in
Appendix 2 and relevant changes in ship structure and
equipment. A renewal survey at intervals specified by the
Administration, but not exceeding five years shall verify that
Part I of the Inventory of Hazardous Materials is properly updated.
After successful completion of the renewal survey an International
Certificate on Inventory of Hazardous Materials is issued by the
flag State or by any organization authorized by it.
International Ready for Recycling Certificate
When a ship reaches the end of its operating life, it has to comply
with the following requirements before the beginning of the recycling
process:
1. choose a Ship Recycling Facility that is:
- authorized in accordance with this Convention;
- fully authorized to undertake all the ship recycling activities
which the Ship Recycling Plan specifies to be conducted
by the identified Ship Recycling Facility;
2. conduct operations in the period prior to entering the Ship
Recycling Facility in order to minimize the amount of cargo
residues, remaining fuel oil, and wastes remaining on board;
3. in the case of a tanker, arrive at the Ship Recycling Facility
with cargo tanks and pump room(s) in a condition that is
ready for certification as Safe-for-entry, or Safe-for-hot work,
or both;
4. provide to the Ship Recycling Facility all available information
relating to the ship for the development of the Ship Recycling
Plan;
5. complete the Inventory of Hazardous Materials by Adding
Part II and Part III;
6. be certified as Ready for Recycling by the Flag
Administration.
The International Ready for Recycling Certificate shall be issued
either by the Administration (Flag Sate) or by any organization
authorized by it, after successful completion of a final survey. The
final survey shall verify that:
1. the Inventory of Hazardous Materials is in accordance with the
requirements of the Convention i.e. the Inventory of Hazardous
Materials, in addition to a properly maintained and updated Part I,
incorporates Part II (operationally generated waste) and Part III
(stores);
2. the Ship Recycling Plan properly reflects the information
contained in the Inventory of Hazardous Materials and information
concerning the establishment, maintenance and monitoring of
Safe-for-entry and Safe-for-hot work conditions; and
3. the Ship Recycling Facility(ies) where the ship is to be recycled
holds a valid authorization in accordance with this Convention.
The International Ready for Recycling Certificate shall be issued
180
for a period specified by the Party that shall not exceed three
months.
The above mentioned Ship Recycling Plan shall be developed by
the Ship Recycling Facility prior to any recycling of a ship, taking into
account guidelines to be developed by the Organization. The Ship
Recycling Plan shall:
1. be developed taking into account information provided by the
shipowner;
2. be developed in the language of the Ship Recycling Facility, and if
the language used is neither English, French nor Spanish, the
Ship Recycling Plan shall be translated into one of these
languages, except where the Administration is satisfied that this is
not necessary;
3. include information concerning inter alia, the establishment,
maintenance, and monitoring of Safe-for-entry and Safe-for-hot
work conditions and how the type and amount of materials
including those identified in the Inventory of Hazardous Materials
will be managed;
4. be either explicitly or tacitly approved by the Competent Authority
authorising the Ship Recycling Facility and made available for
inspection by the Administration, or any nominated surveyors or
organization recognized by it; and
6. where more than one Ship Recycling Facility is used, identify the
Ship Recycling Facilities to be used and specify the recycling
activities and the order in which they occur at each authorized
Ship Recycling Facility.
Authorization of Ship Recycling Facilities
Ship Recycling Facilities which recycle ships to which the Convention
applies, or ships treated similarly, shall be authorized by a Party
taking into account the guidelines to be developed by IMO. The
authorization shall be carried out by the Competent Authority(ies) of
the recycling State and shall include:
1. verification of documentation required by this Convention; and
2. a site inspection.
The Competent Authority(ies) may however entrust the authorization
of Ship Recycling Facilities to organizations recognized by it.
The authorization shall be valid for a period specified by the Party
but not exceeding five years.
Ship Recycling Facilities authorized by a Party shall:
1. establish management systems which do not pose health risks to
the workers and which will prevent and minimize the adverse
effects on the environment;
2. only accept ships that:
- comply with this Convention; or
- meet the requirements of this Convention (ships of non Party
States shall be treated in a similar way respect to ships entitled to
181
fly the flag of a Party);
3. only accept ships which they are authorized to recycle (the fact that
a ship recycling facility has been authorized to act under the
Convention doesn’t imply that it is able to manage all the
hazardous materials contained in a certain ship); and
4. have the documentation of its authorization available if such
documentation is requested by a shipowner that is considering
recycling a ship at that Ship Recycling Facility.
Guidelines
The text of the Convention makes reference to numerous Guidelines
providing technical guidance for the fulfilment of the Convention’s
requirements. To date the following guidelines are available:
1. “2011 Guidelines for the development of the Ship Recycling Plan”,
adopted by Resolution MEPC.196(62) on 15 July 2011;
2. “2011 Guidelines for the development of the inventory of
hazardous materials”, adopted by Resolution MEPC.197(62) on
15 July 2011;
3. “2012 Guidelines for safe and environmentally sound ship
recycling”, adopted by Resolution MEPC.210(63) on 2 March
2012;
4. “2012 Guidelines for the authorization of ship recycling facilities”
adopted by Resolution MEPC.211(63) on 2 March 202;
5. “2012 Guidelines for the survey and certification of ships under
the Hong Kong Convention” adopted by Resolution
MEPC.222(64) on 5 October 2012; and
6. “2012 Guidelines for the inspection of ships under the Hong Kong
Convention”, adopted by Resolution MEPC.223(64).
182
appliances and radiocommunications). Some requirements, like
radiocommunications and safety of navigation apply both to New and
existing vessels.
An important innovation is contained in Art. 3(5) which allows regional
arrangements to be made to establish harmonised requirements for
vessels which are 24 m in length and over but which are below the
length of application of Chapters IV, V, VII and IX.
The Protocol will enter into force one year after being ratified by 15
States with at least an aggregate fleet of 14,000 vessels, which is
approximately equivalent to 50 per cent of today's world fishing fleet
of 24 m in length and over.
183
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