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The Knee
Tibial displacement and rotation during seated knee extension and wall squatting:
A comparative study of tibiofemoral kinematics between chronic unilateral anterior
cruciate ligament deficient and healthy knees
S.L. Keays a,⁎, M. Sayers b, D.B. Mellifont b, C. Richardson b
a
Private Practice and Faculty of Science, Health, Education and Engineering, The University of the Sunshine Coast, Queensland, Australia
b
Faculty of Science, Health, Education and Engineering, The University of the Sunshine Coast, Queensland, Australia
a r t i c l e i n f o a b s t r a c t
Article history: Background: Following anterior cruciate ligament (ACL) rupture, the knee becomes unstable with alterations
Received 18 December 2011 in joint kinematics including anterior tibial displacement (ATD), and internal tibial rotation. Therapeutic ex-
Received in revised form 28 June 2012
ercises that promote faulty kinematics should be discouraged, especially early post-reconstruction, to avoid
Accepted 8 July 2012
graft stretching and possibly longer-term osteoarthritis. Our study aimed to compare ATD and tibial rotation
during two commonly prescribed exercises, namely: open kinetic chain (OKC) seated extension and closed
Keywords:
kinetic chain (CKC) single leg wall squatting in ACL-deficient and healthy knees.
Anterior cruciate ligament
Knee joint kinematics Methods: Eight ACL-deficient patients and eight healthy subjects matched for age, gender and sports history
Open and closed chain exercises were assessed using Qualisys 3D-Motion Analysis System to track 17 infrared markers while performing a
Motion analysis seated knee extension with 3 kg weight and a unilateral wall squat. We developed a model to measure
Wall squat joint kinematics through 70° of knee flexion and extension. ANOVA and paired t-tests compared relative
ATD and tibial rotation between exercises and groups at 10° increments of flexion and extension.
Results: We found increased ATD in the wall squat compared to the seated extension (p = 0.049). There was
no difference in ATD between the healthy and ACL-deficient knees but overall the tibia was significantly more
internally rotated (p = 0.003) in ACL-deficient knees, irrespective of the exercise, possibly interfering with
the screw-home mechanism.
Conclusions: CKC exercises, in particular wall squats, are not necessarily safer for patients with ACL-deficiency
and possibly ACL-reconstruction; although generalization should only be made with appropriate caution. Cli-
nicians require a detailed knowledge of the effect of exercise on knee joint kinematics.
© 2012 Elsevier B.V. All rights reserved.
0968-0160/$ – see front matter © 2012 Elsevier B.V. All rights reserved.
doi:10.1016/j.knee.2012.07.005
S.L. Keays et al. / The Knee 20 (2013) 346–353
34
[13] and Morrissey et al. [14] found no significant difference in years). Their mean age was 36 years of age (range 22 to 47 years)
anterior laxity between groups following either OKC (primarily and there
isokinetic seated knee extensions) or CKC exercises (leg press or
squatting). In the clini- cal situation squats are considered to be safer
than seated extensions as they are thought to result in less ATD [15].
However Isaac et al. [16] have shown that in certain closed chain
situations the quadriceps-generated force can strain the ACL more
than during open chain activities. We con- sider that a wall squat,
because the center of gravity is posterior and the quadriceps are
challenged, would result in equal or greater ATD com- pared to a
seated extension. Beynnon et al. [17], for example, found sim- ilar
strains on the ACL during squatting as during active flexion–
extension exercises.
Studies comparing direct measurement of ATD and tibial
rotation during execution of the task could far better assess the
effect of thera- peutic exercise, particularly if the tibial movement is
measured relative to the femur rather than the patella. The use of
three-dimensional (3D) motion analysis in patients with ACLD is an
ideal way to assess the safe- ty of exercise because it enables the
measurement of small abnormal movements like ATD and rotation
during dynamic activity. Many stud- ies (Table 1) [9–11,18–32], using
a variety of direct and often confined measures such as MRI, have
confirmed the presence of increased ATD and internal rotation in
ACLD compared to intact knees. Relatively few studies [28,29] have
used infra-red motion analysis to assess tibial translation or
rotation during clinical exercises in long-standing ACL-
deficiency. Equally few have used direct methods to compare
open and closed chain exercise safety [31,32]. Although the study of
ACLD participants introduces a question of generalizability to
ACLR populations, it has the advantage of not risking graft integrity.
Accordingly, the aim of this study was to compare ATD and
tibial rotation during open kinetic chain (OKC) seated extension and
closed kinetic chain (CKC) single leg wall squatting exercises in ACL-
deficient and healthy knees. It was hypothesized that wall squats
were no safer than seated extensions as they would cause as much or
more ATD and internal rotation as seated extensions, in both ACLD
and healthy sub- jects. Secondly it was hypothesized that more ATD
and rotation would occur in the ACLD compared to healthy
subjects. By gaining insight into the effect of exercise on tibiofemoral
kinematics, our exercise selec- tion can be scientifically directed to
maintaining graft integrity, promot- ing dynamic joint stability and
possibly to minimizing the OA changes caused by repetitive
abnormal kinematics.
2. Method
2.1. Subjects
Table 1
Literature Findings using Direct Measures to Assess Tibial Displacement and Rotation in ACL-deficient and Intact Knees.
Authors Subjects
Seon et al. [22] 20 Unilateral ACLR patients: 10 single and 10 double S.L
bundled reconstructions .
Ke
ay
Shefelbine et al. 8 ACLD and 10 healthy subjects s
[23] et
DeFrate et al. 8 Healthy and 8 ACLD subjects al.
/
[11]
Th
Jonsonn et al. 13 ACLD knees and intact knees e
[24] Kn
Georgoulis et al. 13 ACLD knees ee
[25] 21 ACLR knees 20
(2
10 Healthy knees 01
Brandsson et al. ACLD subjects 3)
[26] 34
Lysholm and ACLD and normal knees 6–
35
Messner [27] 3
markers), the most promi- nent point on the tibial tuberosity, the
center of the patella and the cen- ter of the medial and lateral
malleoli. Four marker clusters were positioned laterally mid
segment on both the thigh and shank. Marker trajectories were
modeled in 3D using standard biomechanical software (Visual3D, C-
Motion, Inc. Maryland, USA) then filtered using a 7 Hz 2nd order low
pass filter prior to the construction of a 2 segment 3D model of the
Running, surfing, bike riding
Horse riding
less than 0.6 mm for each data collection, there are accepted errors
that impact on the accuracy of infrared motion tracking using surface
Golf
markers. For example, Benoit et al. [35] and Luchetti et al. [36]
highlighted the problems with skin movement artifacts during infra-
Soccer, surfing, skate-boarding
Competitive netball
Soccer, rugby
and a reference plane were defined. The centrum of the distal end of
femur (Femcent) was first calculated using the midpoint of the distal
femoral markers. Next, the longitudinal axis (z-axis) of the lower leg
(ShankZ) was defined using the anatomical landmarks and standard
4.5
10
10
4
KT (mm)
13
15
10
13
15
13
12
11
posteriorly with flexion and from this pos- terior position the tibia
on1000
+ ve
+ ve
+ ve
+ ve
+ ve
+ ve
+ ve
+ ve
− ve
perspective.
Following data collection, all data recorded were coded into a sta-
Gender
+ ve
+ ve
+ ve
+ ve
tistical package for the social sciences ([SPSS] Version 17.0 for Win-
M
M
F
dows, SPSS Inc., USA) file for statistical analysis. ATD and rotation
Age
22
24
44
41
F
Participant # Side of injury
45
47
Right
Right
Left
Left
Left
20°, 30°, 40°, 50°, 60° and 70°). Subsequent to the ANOVA testing,
matched pair t-tests were used to determine where any significant
1
significance was set at p b .05 and data are presented as means (± SD) representative of several participants in this group and shows a similar profile to that
throughout. in Fig. 2. These patients, we suspect are ‘copers’, or for this cohort, more appropriately
‘adap- tors’, who are more functionally stable even with a fully ruptured ACL.
Conversely, Fig. 3b is a representative of another group of the ACLD participants and it
3. Results indicates noticeably more ATD in the CKC wall squat. These participants, we suspect
are ‘non-copers’, who are functionally unstable and unable to return to their pre-
Statistical analyses indicated a main effect for joint angle (p b .001) with increasing morbid sport without surgery.
ante- rior translation with smaller knee flexion angles, that is, closer to full extension. Results indicated that the amount of tibial rotation did not alter significantly for
In addition, there was a significant effect (p = 0.049) for exercise type (CKC wall squat changes in either knee angle (p = 0.362) or between CKC wall squats or OKC seated
compared to the OKC seated extension) in the amount of ATD (Fig. 1). Post-hoc testing ex- tensions (p = 0.525). However comparison by ACL status showed that there was a
showed that ATD was significantly greater (p b 0.05) during CKC wall squats at 30°, 40°, sig- nificant difference (p = 0.003) in tibial rotation between the ACLD participants
50°, 60° and 70° of knee flexion. Results did not show any significant differences in and the healthy controls (Fig. 4). Subsequent analysis showed that tibial internal
the amount of ATD in ACLD patients during CKC wall squats or OKC seated extension rotation was different between these groups at all angles including 70°.
exercises as compared to the uninjured controls either overall (p = 0.094) or at any
specific joint angle (p > 0.05).
Representative kinematic data of a typical uninjured healthy knee during these 4. Discussion
two exercises are shown in Fig. 2. These data show the typical pattern of greater
relative ATD as the knee extends. In contrast Fig. 3a and b present individual knee This study hypothesized firstly, that as much or more ATD and
kinematics for two of the ACL deficient participants with greater ATD seen in Fig.
internal rotation would occur during wall squats compared to seated
3b. Fig. 3a is a
extensions
Fig. 2. The amount of antero-posterior tibial displacement during two single leg wall squats and two seated extensions in a healthy participant.
Fig. 3. The amount of antero-posterior tibial displacement during two single leg wall squats and two seated extensions in two ACLD subjects. Fig. 3a is a representative of several
ACLD participants, possibly with more dynamically stable knees, and shows a similar profile to that in Fig. 2, with the exception of reduced extension during the wall squat
and increased ATD at 0° only, during the seated extension. Fig. 3b is a representative of a possibly less dynamically stable group of ACLD participants, who presented with
noticeably more ATD throughout range in both the CKC wall squat and OKC seated extension.
and secondly that there would be significantly more ATD and rotation Contrary to expectations the ACLD participants did not
in ACLD compared to healthy subjects. We are only able to partially consistently present with significantly greater ATD compared to the
accept the first hypothesis as while there was significantly more healthy partici- pants. This may have occurred because the more
ATD in wall squats compared to seated extensions (p = 0.049), the dynamically stable sub- jects behaved like intact knees as a result of
difference in inter- nal rotation between exercises did not reach long term adaptations and physiotherapy training which maximized
significance. In addition we found that there was significantly more the ability of muscular control in maintaining AP stability. Other
internal rotation, but not ATD, in the ACLD knee compared to the authors have found increased ATD in ACLD knees (Table 1). For
healthy knee irrespective of the exer- cise (p = 0.003). example Shefelbine et al. [23] found that be- tween 0° and 45° of knee
flexion, the ACLD knee translated a significant
352 S.L.S.L.
Keays
Keays
et al.
et /al.The
/ The
Knee
Knee
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(2013)
346–353
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35
Fig. 4. ANOVA results showing the comparison between the amount of relative internal tibial rotation occurring during both open chain extension and the wall squat in ACLD and
ACL intact healthy participants. Results show an overall significant effect of ACL status on the amount of tibial rotation during knee flexion (p = 0.003).
4.3 mm anteriorly with no significant translation in the healthy when prescribing wall squats, as in addition to increasing ATD, wall
controls. DeFrate et al. [11] and Johnson et al. [24] also reported squats did result in greater internal rotation than do seated extensions,
increased ATD in the ACLD knee during static lunges and active knee al- though this difference was not shown to be significant (p > 0.05). As
extension respective- ly. Waite et al. [29] reported no difference in ATD clini- cians we need to keep in mind that according to early
in ACLD compared to in- tact knees during running and cutting. findings in sacrificed Rhesus monkeys, at three months post-surgery
Our study showed increased internal rotation (that is less external the tensile strength of a patellar tendon graft is only 26% of the
ro- tation) in the ACLD knee during both exercises. Data also indicated contralateral side [44]. It is possible that it is not the distinction
that external rotation decreased with extension (Fig. 4) in the ACLD between open and closed chain that makes exercises safe and our
group, possibly interfering with the screw home mechanism. findings cannot be generalized to open and closed chain exercises.
Moglo and Shirazi-Adl [38] have shown that transection of the ACL Tagesson et al. [45] for example com- pared two open chain exercises
substantially in- fluences the ‘screw-home’ mechanism. Our findings 5 weeks after ACL reconstruction and found that seated knee
confirm what was found by DeFrate et al. [11] who reported an extensions produced significantly more ATD than straight leg
increased internal rotation at low flexion angles (15°, 30° ) during a raising (SLR). Kvist [46] has reinforced the importance of selecting
static lunge and Brandsson et al. [26] who found an increased internal safe rehabilitation exercises that avoid excessive ATD espe- cially early
rotation in the ACLD knee com- pared to the contralateral knee during post surgery.
step up onto a box. Interestingly Zarins et al. [39] found that ACLD While considerable research has investigated the safety of exer-
knees measured at 5° of flexion demon- strated 4° more internal tibial cises based on their likelihood to cause ATD, further research needs
rotation and 5° more external rotation com- pared to ACL intact knees to explore the potential of exercise to cause other forms of abnormal
when assessed passively. motion including rotation, valgus/varus, compression/distraction and
This study has shown that there was significantly greater ATD at mediolateral shear. Similarly, poor neuromuscular control may also
knee angles between 30° and 70° in the wall squat compared to the promote altered knee joint kinematics that could disturb graft integ-
open chain seated extension (Fig. 1). The greater amount of tibial rity post-reconstruction. Hence, the question of whether the patient
translation occurring during the wall squat is most likely the result has sufficient muscle control to perform the exercise precisely, re-
of a combined result of an increased ground reaction force moment mains important in the choice of safe exercise post surgery.
and stronger quadriceps activation with the center of gravity posi- Using our model we were able to directly measure very small tib-
tioned posteriorly. While several studies [3,40] have warned clini- ial movements during controversial dynamic exercises, albeit in the
cians about the danger of ATD during OKC exercises, the danger in context of the accepted errors associated with infra-red motion anal-
relation to wall squats has, to our knowledge, not been sufficiently ysis methodology. We have drawn attention to the importance of un-
described [41]. As mentioned before, Beynnon et al. [17] found derstanding more fully the effect of each exercise on tibiofemoral
similar strains on the ACL during squatting as during active flexion– movement in order to protect the graft. We have questioned not
exten- sion exercises. In addition it has been shown that wall squats only whether certain exercises lead to ATD but also whether they en-
in par- ticular, increase patellofemoral joint forces more so than courage inappropriate internal rotation.
single leg squats [41] and ACL reconstructed patients are prone to Weaknesses of this study include the aforementioned limitations
developing patellofemoral pain [40,42]. of the chosen motion analysis methodology, the small number of
Both squats and open chain knee extension have been subjects taking part and the absence of reliability testing. In addition
incorporated early as part of an ‘accelerated’ program post surgery. the eight participants all had chronic ACLD and had been treated
[43] Although this current study has shown that these activities lead with physiotherapy prior to commencement of this study which
to altered kinematics in the ACL-deficient knee care should be exercised meant that they may have improved their dynamic knee stability
when timing the initia- tion of both exercises post ACL surgery, and may have behaved more like healthy controls. Hence,
especially post hamstring recon- struction where the graft fixation is generalization of these findings to other populations should only
less secure. This applies particularly be made with
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Conflict of interest statement 9.
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