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Journal of Dental Research

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Remodeling the Dentofacial Skeleton: The Biological Basis of Orthodontics and Dentofacial
Orthopedics
M.C. Meikle
J DENT RES 2007 86: 12
DOI: 10.1177/154405910708600103

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International and American Associations for Dental Research


CRITICAL REVIEWS IN ORAL BIOLOGY & MEDICINE

Remodeling the Dentofacial Skeleton: The Biological Basis


of Orthodontics and Dentofacial Orthopedics
M.C. Meikle INTRODUCTION
Department of Oral Sciences, Faculty of Dentistry, University of
Otago, PO Box 647, Dunedin, New Zealand;
Twhich
he bones and articulations of the craniofacial skeleton grow and
function in an environment of mechanical forces. These forces—
include muscle activity, mastication, the expansile growth of
murray.meikle@dent.otago.ac.nz
the brain, gravity, and man-made orthodontic appliances—influence
J Dent Res 86(1):12-24, 2007 the shape and relative position of each bone in the complex, through
the process of biological adaptation termed 'remodeling' (Moffett,
1971, 1973). With the exception of the cranial base synchondroses
and the temporomandibular joints (TMJ), all the articulations
between the bones of the skull (and teeth) are fibrous joints. Such
ABSTRACT articulations are responsive to alterations in mechanical loading;
Orthodontic tooth movement is dependent upon the indeed, orthodontic treatment is dependent upon the ease with
remodeling of the periodontal ligament and alveolar bone which the periodontal ligament (PDL) and supporting alveolar bone
by mechanical means. Facial sutures are also fibrous can be remodeled by mechanical means. (For a recent review of the
articulations, and by remodeling these joints, one can alter tissue, cellular, and molecular mechanisms regulating orthodontic
the positional relationships of the bones of the facial tooth movement, see Meikle, 2006.)
skeleton. As might be expected from the structure and Numerous well-documented animal studies have also showed
mobility of the temporomandibular joint (TMJ), this that craniofacial sutures, as well as the TMJs, can be remodeled by
articulation is more resistant to mechanical deformation, externally applied mechanical force. The aim of this review is to
and whether functional mandibular displacement can alter discuss the significance of these findings and the extent to which they
the growth of the condyle remains controversial. Clinical can be utilized clinically in the correction of skeletal malocclusion.
investigations of the effects of the Andresen activator and An understanding of the cellular and molecular mechanisms that
its variants on dentofacial growth suggest that the changes enable bones and other connective tissues of the dentofacial skeleton
are essentially dento-alveolar. However, with the to adapt to changes in their mechanical environment is fundamental
popularity of active functional appliances, such as the to the practice of orthodontics and dentofacial orthopedics, based on
Herbst and twin-block based on 'jumping the bite', sound biological and bioengineering principles.
attention has focused on how they achieve dentofacial
change. Animal experimentation enables informed FACIAL SUTURES
decisions to be made regarding the effects of orthodontic Sutures are found only in the skull and have two main functions: (1)
treatment on the facial skeleton at the tissue, cellular, and as a site of active bone growth; and (2) to provide a firm union
molecular levels. Both rat and monkey models have been between adjacent bones, while at the same time permitting slight
widely used, and the following conclusions can be drawn movement in response to mechanical stress. The fibrous and cellular
from such experimentation: (1) Facial sutures readily organization of sutures is not uniform and will vary, depending on
respond to changes in their mechanical environment; (2) site and age, and within the same suture over time (Persson, 1973).
anterior mandibular displacement in rat models does not As a generalization, however, each is formed by a continuation of the
increase the mitotic activity of cells within the condyle to fibrous and cellular periosteum around the margins of adjacent bones,
be of clinical significance, and (3) mandibular united by a central intermediate layer of fibrous tissue and blood
displacement in non-human primates initiates remodeling vessels (Pritchard et al., 1956). The cellular layer provides the cells
activity within the TMJ and can alter condylar growth required for osteogenesis at the sutural margins; the intermediate
direction. This last conclusion may have clinical utility, layer allows for continued growth of the sutural connective tissue and
particularly in an actively growing child. permits small adjustments of the bones relative to each other.
Morphology of Facial Sutures
KEY WORDS: facial sutures, temporomandibular joint,
condylar cartilage, articular remodeling, functional Suture morphology is determined by the site and mechanical stresses
appliances. to which they are exposed. In general, midline sutures are described
as butt-end, while others are of the overlapping beveled type
(Kokich, 1976). During the growth period, sutures have a
predominantly linear configuration, but with age, more complex
beveled and interdigitating sutures develop through functional
modification. Where strong bonds are required, interdigitating
sutures develop to enhance surface contact and resist separation. All
sutures eventually undergo various degrees of fusion by osseous
Received January 30, 2006; Accepted April 19, 2006 union or synostosis. Sutural synostosis begins at different ages in the

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J Dent Res 86(1) 2007 Remodeling the Dentofacial Skeleton 13

Table 1. Time of Closure of Some Craniofacial Sutures in Humans

Closure Closure
Begins Begins
Cranial Suture (yrs) Facial Suture (yrs)

Interfrontal (metopic) 2 Intermaxillary (palatal) 20-25


Interparietal (sagittal) 22 Frontomaxillary 68-71
Frontoparietal (coronal) 24 Frontonasal 68
Occipitoparietal (lambdoid) 26 Nasomaxillary 68
Frontozygomatic 72
Temporoparietal (squamosal) 35-39 Zygomaticomaxillary 70-72

Data derived from Todd and Lyon (1924, 1925); Kokich (1976, 1986);
Persson and Thilander (1977).

various sutures of the skull and proceeds at the endocranial


slightly earlier than at the ectocranial surface (Todd and Lyon,
1924, 1925). In contrast to cranial sutures, facial sutures can
remain patent quite late into adult life (Table 1).
Patency of Facial Sutures
There are two plausible explanations why cranial and facial
sutures differ in their time of closure, one biochemical, the
other mechanical. Much of what is known about suture biology
at the molecular level comes from human studies of premature
fusion. Despite their widely differing phenotypes, accelerated
suture closure in several autosomal-dominant cranio-
synostoses—such as Crouzon, Apert, Jackson-Weiss, and
Pfeiffer syndromes—has been shown to be due to gain-of-
function mutations in the FGFR-2 (fibroblast growth factor
receptor-2) gene. The extent to which facial sutures are affected
is less clear, although many of these syndromes are
characterized by maxillary hypoplasia. In addition to causing Figure 1. Dorsal view of a miniature pig skull (Sus scrofa) showing
achondroplasia, mutations of the FGFR-3 gene are also average peak strains during mastication. Solid arrows directed toward
sutures indicate compressive strains; open arrows indicate tensile
responsible for Crouzon syndrome with acanthosis nigricans strains. The sutures of the braincase are predominantly tensed, while
and Muenke-type craniosynostosis. (For further discussion and those of the snout are compressed. 500 ␮␧ = 500 microstrains.
references, see Meikle, 2002.) (Redrawn from Rafferty and Herring, 1999)
The evidence from animal models suggests specific roles
for growth factors as well as the BMP (bone morphogenetic
protein), Shh (sonic hedgehog), and FGF signaling pathways.
Nevertheless, where each of these factors and their target genes snout (internasal and nasofrontal), mainly compressive (Fig. 1).
fits into a complex morphogenetic cascade remains poorly Nevertheless, sutural strain is a very dynamic parameter, and
understood. Insulin-like growth factors (IGFs; Bradley et al., many sutures show temporal and regional variations in strain
1999), transforming growth factor-␤ (TGF-␤) isoforms polarity; some sutures even show a small compressive strain
(Opperman et al., 1997, 1998; Roth et al., 1997)), and FGF-2, before or after the tensile peak (Herring and Mucci, 1991).
FGFR-1, and FGFR-2 (Mehrara et al., 1998) have all been Variations in the strains to which facial sutures are exposed
localized in the cells and matrix of the dura mater, osteoblasts, (tensile, compressive, shear) by masticatory muscle function
and sutures in rats. Their expression is increased during will be reflected in their morphology.
synostosis, suggesting a paracrine signaling role for these Sutures that are exposed to a predominantly compressive
factors; since facial sutures differ from cranial sutures in the strain will continue to grow, however, and it seems likely that,
absence of dura, this may partly explain why facial sutures in sutures with complex interdigitations, the oblique
remain patent longer. arrangement of the fibers of the sutural ligament may convert
The other reason is related to the intermittent mechanical what was initially a compressive load into a tensile strain
loading of the circum-maxillary suture system that occurs (Herring and Rafferty, 2000). For this reason, trying to
during mastication (Behrents et al., 1978; Wagemans et al., establish the loading pattern of a suture from the histological
1988; Jaslow, 1990; Herring and Mucci, 1991). Animal models appearance in animal models can be difficult and prone to
indicate that the various craniofacial sutures are under distinct subjective interpretation.
and dissimilar strain regimes (Rafferty and Herring, 1999).
Experiments conducted on the miniature pig have showed that, REMODELING THE MAXILLA
for the sutures of the calvaria (interparietal, interfrontal, IN NON-HUMAN PRIMATES
coronal), peak strains are mainly tensile, and for those of the The first evidence that changes in maxillary position could be
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14 Meikle J Dent Res 86(1) 2007

unexpected finding in a study of cervical traction in adult


monkeys was the presence of resorption craters on the articular
surface of the condylar head, suggesting distal displacement of
the mandible by occlusal forces (Brandt et al., 1979).
The maxilla can also be distracted anteriorly by extra-oral
forward traction applied to the dentition (Dellinger, 1973;
Kambara, 1977; Nanda, 1978; Jackson et al., 1979). However,
the drawback of trying to remodel facial sutures by applying
forces directly to the teeth is their tendency to move, thereby
reducing the orthopedic effect. Skeletal anchorage has therefore
been used to exert force directly to the bone via endosseous
implants (Turley et al., 1980; Smalley et al., 1988). Smalley et
al. applied forward traction to osseointegrated titanium
implants inserted into the maxillae of 4 pigtail monkeys.
Cephalometric and dry skull analyses showed that the amount
of skeletal protraction was significantly greater when compared
with that generated by conventional tooth-borne appliances.
Given the importance of these findings, it is surprising that
skeletal anchorage has only recently entered mainstream
clinical orthodontic practice.

CLINICAL REMODELING OF THE MAXILLA


While numerous primate studies have shown that mechanical
forces of appropriate strength and duration can remodel facial
sutures, the extent to which these changes can be utilized
clinically continues to be the subject of debate.
Figure 2. Structure of facial sutures. (A) Photomicrograph of the
zygomatico-frontal suture of an adult Macaca mulatta monkey. Remodeling the Maxilla with Headgear
Hematoxylin and eosin stain, original magnification 75x. Numerous
reversal lines (arrowheads) are indicative of past remodeling activity.
Several investigations have shown that HG treatment can alter
The absence of cellular activity within the sutural ligament is indicative of the positional relationship of the maxilla to the cranial base
a quiescent suture. (B) Section through the frontomaxillary suture of an (Moore, 1959; Ricketts, 1960; Poulton, 1967; Watson, 1972;
adolescent Macaca mulatta monkey after application of a posteriorly Weislander, 1974, 1975), but others have been unable to detect
directed force to the maxillary teeth. Mallory stain. Original significant orthopedic change, the main effect being tooth
magnification, 120x. This active suture shows a complex pattern of
remodelling activity, with highly cellular new bone (blue) deposited on movement (Badell, 1976; Bernstein et al., 1977; Baumrind et
old bone (red). Sutures consist of type I collagen and non-collagenous al., 1979). The reasons for this have been discussed previously
glycoproteins uniting adjacent bone surfaces; also visible (arrowheads) (Meikle, 1980), but the evidence suggests that optimal
is a central zone of fibroblastic cells. Scale bars not available. conditions for achieving orthopedic change in the maxilla are
fulfilled when (1) the force is of sufficient magnitude (1000 gm
per side) to be transmitted beyond the periodontal joints, and
achieved by the application of load came from cephalometric (2) as many teeth as possible have been incorporated into the
studies of individuals who had worn extra-oral traction or appliance. The direction in which the force is applied (cervical
headgear (HG) during orthodontic treatment (Moore, 1959; vs. occipital) will also influence the outcome, depending upon
Ricketts, 1960). These landmark investigations provided the whether the sutures are exposed to a predominantly tensile or
impetus for research into the effects of externally induced compressive mechanical strain.
mechanical forces on the craniofacial skeleton of the macaque
monkey at the University of Washington (Moffett, 1971), and Prospective Studies of Headgear Treatment
other centers with primate facilities. The only published prospective randomized clinical trial (RCT)
In experiments with both adolescent and adult monkeys, of HG treatment, prior to the three RCTs of Class II treatment
forces have been applied to the dentomaxillary skeleton by a funded by the National Institute of Dental Research in 1988,
wide variety of mechanical devices. Most of the early studies was by Jakobsson (1967), a man clearly ahead of his time. In
involved the use of HG to apply a posterior force, and a Jakobsson's study, 60 children aged 8-9 yrs with a Class II
combination of metallic implants, radiography, in vivo bone division 1 malocclusion were randomly assigned to either an
markers, and histology to analyze the outcome (Sproule, 1968; Andresen activator, HG, or control group. Both HG and
Fredrick, 1969; Cutler et al., 1972; Droschl, 1973; Elder and activator treatments were found to have had a distalizing effect
Tuenge, 1974; Meldrum, 1975; Triftshauser and Walters, 1976). on the maxilla.
All showed that, by using mechanical forces to create controlled In the RCT undertaken at the University of North Carolina
remodeling of facial sutures (Fig. 2), it is possible to alter the (Tulloch et al., 1997a,b, 1998), 166 persons having mixed
positional relationships of the bones of the facial skeleton. In dentitions with an overjet greater than 7 mm were randomly
growing animals, however, this effect is transitory; after the assigned to early treatment with either a headgear or bionator,
termination of HG treatment, the maxilla resumes its normal or to control. There was considerable variation in the pattern of
forward growth pattern (Tuenge and Elder, 1974). In some cases, change in all three groups, with the HG group showing
the remodeling response may even extend to the lower jaw. An restricted forward movement of the maxilla averaging about 1
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J Dent Res 86(1) 2007 Remodeling the Dentofacial Skeleton 15

mm. The University of Florida RCT involved 249 participants


aged 9-10 years who were randomly assigned to control,
bionator, or HG/biteplate treatments (Keeling et al., 1998).
Neither the HG/biteplate nor the bionator had a significant
effect on maxillary growth, although both appliances were
reported to enhance the growth of the mandible. In a study of
63 participants conducted at the University of Pennsylvania,
early treatment outcome with either a HG or Fränkel functional
regulator were compared (Ghafari et al., 1998). Both treatments
were found to be effective at reducing overjets, but the study
did not include a control group.
Rapid Maxillary Expansion
The most dramatic example of sutural remodeling is the result of
rapid maxillary expansion (RME), when a diastema is opened
between the central incisor teeth. Angell (1860), who introduced
the technique using a screw mechanism, claimed that the
apparatus produced a separation of the two halves of the maxilla.
In commenting on the article, the Editor of the Dental Cosmos,
while being unwilling to assert that such a thing was not utterly
impossible, found this exceedingly doubtful (the italics are the Figure 3. Undue emphasis on the midpalatal suture (11) rather obscures
Editor's). For the next 100 years, RME had a somewhat the fact that, for rapid maxillary expansion to be successful, several
facial sutures, particularly the zygomatico-maxillary (9) and the
checkered history, until Haas (1961, 1965) popularized the fixed zygomatico-frontal (4,5), will need to be extensively remodeled and then
palatal expander in the 1960s, and showed that RME in retained to eliminate any residual strain. (From McMinn et al. (1981), A
adolescents had a predictable outcome. For RME to be effective Colour Atlas of Head and Neck Anatomy, Wolfe Medical Publishers Ltd.
as an orthopedic appliance, the magnitude of the applied force Reproduced with the kind permission of Mr. Ralph Hutchings.)
must be of sufficient magnitude to be transmitted beyond the
periodontal joints; otherwise, the stresses will be absorbed within
the alveolar bone, resulting in tooth movement alone. Although
not usually recognized by orthodontists as such, rapid maxillary desired outcome, but, in many cases, whether for financial
expansion is an example of distraction osteogenesis. reasons or fear of surgery, it may be the only alternative.
It is a common belief that the mid-palatal suture fuses at
around the age of 15 yrs. However, there is some anatomical and Maxillary Protraction
clinical evidence that this is not necessarily true. In a histological Maxillary protraction in the treatment of Class III malocclusion
study of 60 human autopsy specimens aged 0-18 yrs, Melsen has increased in popularity in recent years, due to the work of
(1975) found that growth of the mid-palatal suture continued up Delaire with the orthopedic face mask (Delaire, 1971; Delaire
to the ages of 16 in girls and 18 in boys. Furthermore, Persson et al., 1972), and the animal experimentation discussed earlier
and Thilander (1977) reported, in an older age group (15-35 yrs), showing that the maxilla can be distracted (Dellinger, 1973;
that although palatal sutures may show evidence of obliteration Kambara, 1977; Nanda, 1978; Jackson et al., 1979).
during the juvenile period, a marked degree of closure was rarely Nevertheless, the degree to which maxillary skeletal change
found until the third decade, i.e., 20-30 yrs of age. can be achieved clinically is age- and technique-dependent.
The key issue is not whether osseous union has begun, but Several studies have reported the skeletal and dental effects
the overall percentage of the suture that has actually fused. of maxillary protraction in the correction of skeletal Class III
Persson and Thilander speculated that if osseous bridging of 5% malocclusion, both with RME (Ngan et al., 1996, 1998; Kapust
represented the upper limit for splitting the mid-palatal suture, et al., 1998; Franchi et al., 2004) and without RME (Wisth et
this would not be reached in most people before the age of 25 al., 1987; Takada et al., 1993). Together with the findings of a
years. In a combined radiographic-histological investigation, meta-analysis (Jäger et al., 2001), these studies showed that
Wehrbein and Yildizhan (2001) concluded that if this were true, maxillary protraction is more effective if (1) undertaken in the
RME would have been successful in nine of the 10 individuals late deciduous or early mixed dentition, and (2) combined with
(aged 18-38 yrs) in their study sample. They also showed that a RME. Given that the aim of RME is to loosen the articulations
radiologically invisible suture does not necessarily mean that the of the maxillary complex from the rest of the skull, this is not
suture is fused histologically. In any event, undue focus on the surprising. The next logical step in the evolution of maxillary
palate rather obscures the fact that the greatest resistance to RME distraction techniques is to combine RME with the use of
comes not from the mid-palatal suture, but from the circum- osseous mini-screws to provide forward distraction directly to
maxillary suture network (Isaacson and Ingram, 1964; Wertz, the bones. Not only will this avoid unwanted tooth movement,
1970) that attaches the maxilla to the rest of the skull (Fig. 3). but it will also enable the method to be effective in a much
Clinical studies of RME undertaken in adults (Alpern and older age group than at present.
Yurosko, 1987; Capelozza et al., 1996; Handelman et al., 2000)
further support the histological evidence that palatal expansion EXPERIMENTAL REMODELING OF THE TMJ
without surgery is possible in young adults well into their The major aim of dentofacial orthopedic treatment in Class II
twenties. Nevertheless, the technique remains controversial and individuals with mandibular retrognathia (approximately 70%)
unacceptable to many clinicians. It may not always have the is to enhance or optimize the growth of the condyle by
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16 Meikle J Dent Res 86(1) 2007

University of Strasbourg have suggested that anterior


displacement of the mandible in growing rats can bring about
additional growth of condylar cartilage (Fig. 4), and hence the
growth of the mandible, by stimulating the cells of the
proliferative zone (PZ) to undergo mitosis (Charlier et al., 1969;
Petrovic et al., 1975; Petrovic and Stutzmann, 1977). Attempts
to reproduce these results, however, using biochemical,
histomorphometric, and autoradiographic methods, have been
unsuccessful (Tonge et al., 1982; Degroote, 1984; Ghafari and
Degroote, 1986; Tewson et al., 1988).
The reasons would seem to be a question of experimental
design and methodology. Histomorphometry is not an exact
science, and it helps to have experience with the technique to
fully understand the problems involved. These include the
following:
(1) Since it is impracticable to carry out a quantitative
analysis of the hundreds of sections cut from each condyle, it is
customary to select 4-5 fields in sections considered to be
'representative' for measurement purposes. This introduces an
element of subjective bias in the choice of experimental and
control sections.
(2) Another source of subjective bias is not counting the
number of 3H-thymidine-labeled cells (Fig. 4) in histological
sections 'blind', which makes any attempt at quantitation
potentially unsafe.
(3) The data are not always normalized. In other words, no
attempt has been made to relate the number of labeled cells to
the total number in a representative field, to establish a labeling
index. This is a fundamental principle of quantitation to
compensate for the variation inherent in all biological systems,
regardless of whether one is using biochemical or histological
techniques. Not all condyles, even in the rat, are the same size.
It has also been suggested that the discrepancies reported in
the literature could be due to differences in appliance
Figure 4. Autoradiograph of a coronal section through the squamo-
mandibular joint of a rat, 24 hrs after an intraperitional injection of 3H- construction and such factors as the degree of opening,
thymidine to label cells synthesizing DNA. Most of the labeled cells are continuous vs. intermittent displacement, and the extent to
located within the proliferative zone. It is the mesenchymal stem cells of which a definite forward shift of the mandible might be
the PZ that differentiate into the chondroblasts of the cartilage layer achieved (Degroote, 1984; Ghafari and Degroote, 1986;
under the influence of function. Counting both labeled and unlabeled
cells in a 'representative' field to obtain a labeling index is a laborious
Tsolakis and Spyropoulos, 1997; Tsolakis et al., 1997). To
procedure, and, in young animals, it is also sometimes difficult to address this problem, Tsolakis et al. (1997) designed a new
distinguish the boundaries between different cellular layers. SJS, device to produce a controlled, stable, and reproducible anterior
superior joint space; D, interarticular disc; AZ, articular zone; PZ, advancement of the mandible in rats by rubber elastics rather
proliferative zone; CC condylar cartilage. Hematoxylin stain. Original than by functional displacement. Following the application of a
magnification, 350x. Scale bar not available.
force of 25 gm for 12 hrs/day for 30 days, they found that
growth of the lower jaw was affected to some extent. Although
linear measurements indicated that mandibles in the
functional anterior displacement of the mandible. The extent to experimental group were longer than in the controls, they were
which this can be achieved, however, and whether it has any unable to conclude if this was due to an increase in the growth
clinical significance are topics of long-standing controversy. of condylar cartilage.
Both rat and monkey models have been used to study TMJ
Alterations in Gene Expression following
adaptation to protrusive function, and although the use of non-
Protrusive Function in Rats
human primates has declined, rat models continue to be widely
used. Whether functional appliance therapy can accelerate or enhance
As might be deduced from its structure and function, the the growth of the condyle is a question that has been revived
TMJ is morphologically adapted to resist the effects of recently by Rabie and colleagues, at the University of Hong
mechanical loading, and therefore is more difficult to remodel Kong, who have applied molecular methods to the problem
than fibrous joints. This is due to the physical properties of the (Rabie and Hägg, 2002; Rabie et al., 2003, 2004; Tang et al.,
cartilaginous matrix, the function of which is to protect the 2004). They have showed, in a rat model, that the transcription
subchondral bone from resorptive remodeling. factor Sox-9 and its target gene type II collagen are up-
regulated in the glenoid fossa following forward mandibular
Functional Mandibular Protrusion in Rats positioning. Over an experimental period of 17 days, this
Experiments conducted by Petrovic and his co-workers at the reached a maximum on day 3 but declined thereafter (Rabie et
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J Dent Res 86(1) 2007 Remodeling the Dentofacial Skeleton 17

al., 2003). Mandibular advancement also triggered an increase


in the expression of the cell-cell signaling molecule Indian
hedgehog (Ihh) in the cells of the PZ and adjacent
chondroblasts (Tang et al., 2004). This coincided with an
increase in cell proliferation within the PZ. Both these
increases proved to be transient, however, reaching a peak after
7 days and returning to control levels by day 14.
Rabie et al. have interpreted these findings as proof that
functional appliances enhance condylar growth by stimulating
the differentiation of PZ cells into chondroblasts. Elegant
though these experiments may be, the temporary nature of the
reported changes does present a problem. The responses of
cells and tissues to mechanically induced strain are well- Figure 5. Summary of remodeling changes in the surface contours of the
established (for reviews, see Sandy et al., 1993; Meikle, 2006), TMJ in the rhesus monkey following experimental anterior mandibular
so it is not surprising to find that mechanically deformed cells displacement. Condylar growth appears to be directed more posteriorly,
in the craniomandibular joint of the rat respond in a similar and the shape of the condyle becomes less rounded; bone is also
deposited along the anterior surface of the post-glenoid tubercle.
manner, in terms of both changes in metabolic activity and Compensatory resorption occurs along the posterior surface of the post-
proliferation. glenoid tubercle, and the insertion of the lateral pterygoid muscle into
If one bears in mind the stimulatory effect of mechanical the neck of the condyle.
stress on cell proliferation and DNA synthesis in other model
systems (Roberts and Jee, 1974; Meikle et al., 1979), the
transient burst in mitotic activity reported by Rabie et al. is
likely to result from the release of G2-blocked cells, allowing summary of the adaptive changes in the TMJ of the rhesus
them to undergo mitosis, as well as enabling G1-blocked cells monkey following anterior mandibular displacement based on
to enter the S phase. Ihh has also been shown to be an essential the above studies is shown in Fig. 5.
component of mechanical force transduction in chondrocyte Breitner believed that forward displacement of the
proliferation (Wu et al., 2001), and to up-regulate the mandible could enhance condylar growth. This conclusion has
expression of cyclin D1, a kinase required for the transition of received support from McNamara and Bryan (1987), in a
cells from G1 to the S phase of the cell cycle (Long et al., cephalometric study of 23 juvenile Macaca mulatta monkeys.
2001). After 144 weeks, the mandibles of treated animals (measured
by the linear distance infradentale-condylion) were 5-6 mm
TMJ Remodeling in Non-human Primates longer than those of controls. Changes between the ramus and
While the evidence from rat experimentation has been body of the mandible were measured by the condylar-ramus-
controversial and subject to various interpretations, anterior occlusal (CRO) angle. In the control group, a closure in the
displacement of the mandible in the rhesus (Macaca mulatta) CRO angle (indicative of a forward growth rotation), averaging
monkey has been shown consistently to produce significant 8.8 degrees, occurred, while in the experimental group, the
morphological changes in the TMJ (Breitner, 1940, 1941; CRO angle opened an average of 2.8 degrees.
Baume and Derichsweiler, 1961; Meikle, 1970; Stockli and As in humans (Björk, 1963; Björk and Skieller, 1972), the
Willert, 1971; Adams et al., 1972). condyle of monkeys undergoes an age-dependent change in
Prior to Carl Breitner, investigations into the effects of growth direction (McNamara and Graber, 1975; Luder, 1987).
orthodontic treatment at the histological level in animal models One interpretation of the above findings is that anterior
had been confined to changes in the PDL and alveolar bone. displacement of the mandible remodeled the condylar head in a
Breitner was the first to look beyond the teeth and study the more posterior direction, thereby neutralizing the forward
tissue changes induced in the TMJ and other sites in the growth rotation observed in the control animals. This would
mandible. His findings were first published in the German account for the increased length of the mandible in the
literature during the 1930s and later in English in two classic experimental group, and provides a valuable indicator as to
papers entitled "Bone changes resulting from experimental what might be happening clinically in growing children treated
orthodontic treatment" and "Further investigations of bone with 'bite jumping' appliances.
changes..." (Breitner, 1940, 1941). These provided convincing
histological evidence that the influence of orthodontic IS CONDYLAR CARTILAGE UNIQUE?
treatment in experimental animals was not limited to the teeth, Condylar cartilage is different in many ways from the articular
but extended to other parts of the mandible, causing remodeling cartilage of long bones and has always held a certain 'mystique'
of the glenoid fossa and condyle. Breitner's papers have been for the dental profession. However, a recent claim (Shen and
criticized for containing only one animal in each experimental Darendeliler, 2005) that "...The most marked uniqueness of
group, and little, if any, evidence of control material. condylar cartilage lies in its capability of adaptive remodeling
Nevertheless, despite the introduction of vital staining, in response to external stimuli during or after natural growth" is
improved histological techniques, metallic bone implants, and not one of them. Nor is the implication that the articular
cephalometric radiography, subsequent investigations have surfaces of long bones are unchanging inert structures that do
added comparatively little new information to Breitner's not undergo endochondral ossification.
original findings (Baume and Derichsweiler, 1961; Meikle,
1970; Stockli and Willert, 1971; Elgoyhen et al., 1972; Remodeling Articular Cartilage
McNamara and Carlson, 1979; Woodside et al., 1987). A It has been known, at least since Alexander Ogston (Ogston,
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18 Meikle J Dent Res 86(1) 2007

1875, 1878), that articular cartilage has the ability to adapt to Genetic Control Mechanisms
alterations in the mechanical equilibrium of the skeleton, even Both condylar and epiphyseal cartilages share some of the
in the adult. Ogston believed that articular cartilage was genetic control mechanisms regulating chondrogenesis. These
continually renewing itself from a central focus of growth. He include expression of the transcription factor Sox-9, essential
observed that growth occurred outward to compensate for wear for chondrocyte differentiation from mesenchymal stem cells,
and tear at the surface, as well as inward, where it added to the and the negative feedback loop involving PTH-rP (parathyroid
subchondral bone by endochondral osteogenesis. hormone-related protein) and Ihh that controls the rate of
This was confirmed experimentally 90 years later by the differentiation of chondrocytes in the growth plate (Lanske et
autoradiographic studies of Mankin (1962), in which the al., 1996; Vortkamp et al., 1996); PTH-rP is produced mainly
injection of 3 H-thymidine into the knee joint of rabbits in the perichondrium, while the PTH/PTH-rP receptor is
demonstrated the presence of a central zone of proliferative expressed by pre-hypertrophic chondrocytes.
cells in the femoral articular cartilage. Also, in a study of Also common is the degradation of the mineralized matrix
articular remodeling in human synovial joints, Johnson (1959) that occurs during endochondral ossification by a combination
calculated that progressive remodeling added 3 mm of new of osteoclastic action and MMP (matrix metalloproteinases)
bone to the femoral head between the ages of 30 and 60 yrs. expression. All three major classes of MMPs and their inhibitor
The remodeling of articular cartilage is a process of biological TIMPs (tissue inhibitors of metalloproteinases) have been
adaptation to changing environmental circumstances; there is a identified in the chondrocytes and matrix of long bones (Brown
large body of literature on the subject. (For a review of TMJ et al., 1989) and condylar cartilage (Breckon et al., 1994).
remodeling, see Meikle, 1992, 2002.) However, condylar cartilage is not affected by gain-of-function
Condylar Cartilage is Derived from the Periosteum mutations in the FGFR-3 gene (a negative regulator of
Central to an understanding of condylar growth is the chondrocyte differentiation in bones of the primary
question of why cartilage is present in a membrane bone in cartilaginous skeleton) that cause achondroplasia (Rousseau et
the first place. Of the many examples of connective tissues al., 1994; Shiang et al., 1994), as well as other skeletal
adapting to changing mechanical circumstances, the one dysplasias, such as hypochondroplasia and thanatophoric
most relevant to the condyle is from the work of Murray dysplasia in humans.
(1963), who described the development of adventitious
(secondary) cartilage in several articulations in the skull of CLINICAL REMODELING OF THE TMJ
the embryonic chick. He found that secondary cartilage Prior to the introduction of cephalometric radiography, most
always developed in membrane bones, but only at clinicians believed the teaching of the Angle school. With a
articulations that were mobile, or where the musculature set few notable exceptions (Case, 1911), inheritance was dismissed
up conditions of strain. In subsequent experiments with as an etiological factor, and the occurrence of malocclusion in
grafted and paralyzed embryos (Murray and Smiles, 1965), parents and siblings was believed to occur because each had
cartilage did not form, and cells that normally formed experienced exactly the same environment (Dewey, 1914).
cartilage produced bone instead. Malocclusion was considered to be the consequence of
Studies in which mandibular condyles have been inadequate bone growth and could be stimulated by alignment
transplanted into a non-functional environment have also of the teeth—a rather liberal interpretation of Wolff's law. In
showed that the progenitor cells of the PZ differentiate into other words, the stimulating effects of orthodontic tooth
osteoblasts, and not chondroblasts as in situ (Duterloo, 1967; movement and the establishment of normal occlusion, if started
Meikle, 1973a,b). The cells are therefore multipotential and can young enough, would cause the jaws to grow. Malocclusion
form either cartilage or bone, depending upon the could be treated without extracting teeth by growing bone.
environmental circumstances. Simple microscopic observation The first cephalometric investigation of treatment outcome
makes it obvious that the articular and proliferative zones of the (Brodie et al., 1938) effectively destroyed the myth that
condyle are no more than a continuation of the fibrous and orthodontic appliances could stimulate the growth of bone. This
cellular layers of the periosteum. The change from osteogenesis was followed by the first longitudinal cephalometric
to chondrogenesis has resulted from the evolutionary investigation of the early growth of the head (Brodie, 1941),
development of an articular condylar process in the mandible which suggested that the growth pattern of the individual was
(dentary) of mammals and, as a consequence, the altered established at an early age, and that, once attained, it did not
functional demands of the periosteum covering the articular change. At the time, these publications had a profound impact
joint surfaces (Meikle, 1973a,b). on orthodontic thought, giving rise to the linked concepts of (1)
Only by recognizing that condylar cartilage is a product of the immutability of the facial or morphogenetic pattern of the
the periosteum can the differences in cellular kinetics, individual, and (2) the inability of the clinician to alter it in any
structure, and growth that exist between condylar and way. As a result, the old dogma was replaced by a new one.
epiphyseal cartilage be understood. These include failure of the Orthodontic treatment was limited to tooth movement alone.
chondrocytes to divide (growth is appositional as in bone), and, Some clinicians still believe this.
as a result, the cells are not organized into parallel columns. It
is also worth being aware that functional activity also plays a Age-related Changes in the Human Condyle
role in the growth of epiphyseal cartilage. In the absence of Before we discuss the clinical evidence, it is worth considering
function, the growth plates of rat metacarpals fail to maintain a the age-related changes in the morphology of the human TMJ
satisfactory increase in transverse diameter, and the cells of the and condyle that have been reported during the time that
perichondrium at the perimeter differentiate into osteoblasts, growth modification is normally undertaken (Fig. 6). It also
not chondrocytes (Meikle, 1975). helps put the findings of rat and primate experimentation into
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J Dent Res 86(1) 2007 Remodeling the Dentofacial Skeleton 19

perspective. The material is of necessity limited and is likely to


remain so.
In a series of 51 human TMJs (24 male, 27 female)
collected at autopsy, Wright and Moffett (1974) observed the
following histological changes from birth to 21 yrs:
Throughout this period, the articular tissue (AZ) consists of
fibrous connective tissue with fibrocytes interspersed among
the collagen fibers, but no cartilage cells were observed at any
time. The proliferative layer (PZ) was approximately 6-10 cells
in width and continuous with the osteogenic layer of the
periosteum; however, no mitoses were observed. The cartilage
layer was 1.25-1.5 mm in thickness at birth and became
progressively thinner with growth, showing no recognizable
increase in thickness at adolescence that might be correlated
with increased pubertal growth.
During the mixed-dentition stage (6-12 yrs), while the Figure 6. Photomicrograph of a sagittal section through the head of the
condyle gradually increased all its dimensions, the cartilage mandibular condyle ( human, aged 10-12 yrs, the age when functional
remained uniformly thin (at 0.3-0.5 mm) and became limited to appliance treatment is usually started). There is some evidence of
the anterosuperior aspect of the condylar head, opposite the endochondral ossification, but chondrogenesis itself does not appear to
be particularly active. IJS, inferior joint space; AZ, articular zone; PZ,
posterior slope of the articular eminence. This is consistent proliferative zone; CC, condylar cartilage. Hematoxylin and eosin stain.
with the role of the cartilage in the protection of the Original magnification, 20x. Scale bar not available.
subchondral bone. At 16-17 yrs, the cartilage becomes thinner,
and a closing plate of bone coalesces below it. Human condylar
cartilage is a rather less impressive structure than it is in the
adolescent monkey or the 6-week-old rat. It is also worth poor research design; it also encourages post hoc deductions. In
bearing in mind that condylar cartilage is not the only site in the new era of evidence-based medicine, the prospective RCT
the condyle where osteogenesis is taking place during growth. is seen by many to be the 'gold standard' for analyzing
treatment outcome, and the only valid source of clinical data.
The Evidence of Retrospective Investigations
Europe has a tradition of dentofacial orthopedics, and most of The Evidence of Prospective Randomized Clinical Trials
the various appliance systems currently used in the treatment The effects of functional appliances of various designs on
method referred to as 'functional jaw orthopedics' originated in mandibular growth in each of the relevant RCTs published to
Europe. The skeletal and dental effects of several functional date are summarized in Table 2. These suggest that (1) small
appliances based on the
Norwegian system (Andresen Table 2. Randomized Clinical Trials of Class II Treatment: Effects on Mandibular Growth
and Häupl, 1942; Korkhaus,
1960; Fränkel, 1966; Marschner Study and Analysis Appliance Number Treated/Control Age Change (mm)a
and Harris, 1966; Demisch,
1972; McNamara et al., 1985), Jakobsson (1967) Andresen activator 17/19 8.5 (mean) NS
as well as more active devices Change in Pog
such as the Herbst and twin-
block (Pancherz, 1979; Nelson et al. (1993) Fränkel FFR 13/17 11.6 (mean) NS
Weislander, 1984; Hägg and Co-Pog Harvold activator 12/17
Pancherz, 1988; DeVincenzo,
1991; Mills and McCulloch, Tulloch et al. (1997a) Bionator 53/61 1 year pre-PHV 1.33b
1998; Baccetti et al, 2000), have Co-Pog
been reported in numerous
investigations. Nearly all have Keeling et al. (1998) Bionator 78/78 9.6 ± 0.8 0.8b
reported successful treatment, Johnston analysis
but whether the appliance in
question altered facial growth, Pancherz (1982) Herbst 22/20 12.1 ± 0.11 2.2
particularly mandibular growth, Pancherz analysis
sufficiently to attain clinical
significance remains Lund and Sandler (1998) Twin-block 36/27 12.4 (mean) 2.4
controversial. Ar-Pog
The scientific value of the
retrospective study has been O'Brien et al. (2003) Twin-block 73/74 8-10 (range) 1.55
criticized for several valid Pancherz analysis 9.7 (mean)
reasons, including selection bias,
inadequate sample size, lack of a Mean difference between experimental and control groups. NS, not significant; all other differences
contemporaneous controls, and are small but statistically significant.
b Mean annualized change (mm/yr). In the Pancherz (1982) study, the treatment time was 6 months.

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20 Meikle J Dent Res 86(1) 2007

and cone beam computed tomography is showing promise


(Hilgers et al., 2005), the TMJ will continue to be something of
a 'black box'.
• Validity of the measurements
The cephalometric measurements themselves used to quantitate
change are of questionable validity. Linear dimensions such as
condylion-pogonion (Co-Pog), or its surrogate, articulare-
gnathion (Ar-Gn), to quantify changes in mandibular growth
are not valid measurements. They do not take into account
condylar growth rotation (Björk, 1963) and underestimate
condylar growth on average by 3-4 mm (Hägg and Attström,
1992). The Pancherz analysis (Pancherz, 1982) used in some
RCTs (Table 2) will similarly underestimate mandibular
growth, since it is a linear measurement that does not take into
account variations in condylar growth rotation (Meikle, 2005).
To be valid, measurements should be made between pre- and
post-treatment condylions; not only will this give a more
accurate estimate of the amount of condylar growth, but it will
also provide information regarding condylar growth direction.
• The pubertal growth spurt
Variabilities in the timing, magnitude, and duration of the
pubertal growth spurt are difficult to predict accurately. There
are also differences in the timing of peak height velocity (PHV)
and pubertal spurts in facial growth. Velocity curves for a
French-Canadian population (Buschang et al., 1999) showed
that, for males, the average annual growth velocity for the
condyle ranges from 2.1-3.1 mm, with a peak at 14.3 yrs (Fig.
Figure 7. Growth velocity curves for the mandibular condyle based on 7). There was, however, substantial variation. For a male
the movement of the condylion on serial mandibular tracings individual in the 90th percentile, for example, condylar growth
superimposed on natural reference structures (Björk's structures). will average 5 mm/year, while for another in the 25th
Percentiles were used to describe individual variation and growth curves percentile, the annual increment will be as little as 1-2 mm.
drawn by growth rates plotted at each age, with the lines between
smoothed. (Redrawn from Buschang et al., 1999)
This will have a significant effect on treatment outcome.
It is generally recognized that optimal conditions for
achieving growth modification occur when treatment coincides
with the pubertal growth spurt and, in particular, peak height
but statistically significant differences in mandibular length velocity (PHV). Hägg and Pancherz (1988), for example,
were produced in the majority of these studies, and (2) showed that the skeletal contribution to changes in dental arch
functional appliances such as the Herbst and twin-block, based relationship from Class II to Class I will be greater in persons
on the principle of 'jumping the bite', are more effective at treated at PHV or during the succeeding year. The ages of the
modifying mandibular growth than are passive appliances such population samples in Table 2 suggest that many of the
as the Andresen activator and its variants. participants were some distance from achieving PHV. In only
However, unlike a laboratory experiment, in which it is one, the UNC investigation discussed earlier (Tulloch et al.,
possible to limit the differences between experimental and 1997a), was treatment timed to start within 1 yr of PHV, which
control groups to the single factor being investigated, in clinical might explain the differences in their results compared with
investigations, an orthodontic appliance is just one of several those of Keeling et al. (1998), despite both groups using the
variables affecting the outcome. Clinical studies also deal with bionator. It seems likely that, given the above, all the RCTs
population data with an emphasis on averages, not on published to date significantly underestimate mandibular
individuals. Clinicians treat individuals, and population data are change.
of little use in predicting the likely outcome for specific
Can the TMJ be Remodeled Clinically?
individuals, characterized as they are by endless anatomical and
physiological variations. Apart from questions of individual It is clear that functional displacement of the mandible in
compliance and the operator effect, outcome measurements and primate models alters the surface contours of the condyle,
hence conclusions will therefore be influenced by the glenoid fossa, and post-glenoid tubercle. In that respect, it is no
following: different from any other joint. There is also evidence to suggest
that condylar growth can be directed in a more posterior
• The inaccuracy of the cephalometric method direction. Remodeling the TMJ in monkeys is one thing.
The measurement error may be greater than the growth changes Remodeling it clinically is quite another. Nevertheless, there is
one is hoping to identify. Condylion, a key landmark, is evidence, from those treated with the Herbst appliance,
notoriously difficult to identify accurately on conventional suggesting that it might be possible.
cephalometric radiographs. Until imaging techniques improve, In a systematic review of the literature regarding the effects

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J Dent Res 86(1) 2007 Remodeling the Dentofacial Skeleton 21

of Herbst treatment on TMJ morphology, Popowich et al. Norwegischen Systeme. Leipzig, Germany: Verlag von JA Barthe.
(2003) identified 80 studies related to the topic. Publications Angell EH (1860). Treatment of irregularity of the permanent or adult teeth.
Dental Cosmos 1:540-544; 599-600.
that used transpharyngeal radiographs to document
Baccetti T, Franchi L, Toth LR, McNamara JA Jr (2000). Treatment timing
morphological change were excluded, leaving five publications for Twin-block therapy. Am J Orthod Dentofacial Orthop 118:159-170.
meeting their criteria. In one of these (Ruf and Pancherz, 1998), Badell MC (1976). An evaluation of extraoral combined high-pull traction
magnetic resonance imaging (MRI) was used to analyze TMJ and cervical traction to the maxilla. Am J Orthod 69:431-446.
growth adaptation in 15 consecutive Class II patients treated for Baume L, Derichsweiler J (1961). Is the condylar growth centre responsive
a period of 7 months. After 6-12 wks, signs of condylar to orthodontic therapy? An experimental study in Macaca mulatta.
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Baumrind S, Molthen R, West EE, Miller DM (1979). Distal displacement
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Of interest is the major study (Paulsen, 1997) of 100 strain about the sagittal suture in Macaca mulatta during masticatory
consecutive patients treated with the Herbst appliance. This movements. J Dent Res 57:904-908.
was not included in the Popowich et al. review, since Bernstein L, Ulbrich RW, Gianelly AA (1977). Orthopedics versus
orthopantomographic and transpharyngeal radiography were orthodontics in class II treatment: an implant study. Am J Orthod
72:549-559.
used to obtain the condylar images. Paulsen reported that, in
Björk A (1963). Variations in the growth pattern of the human mandible:
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from functional mandibular displacement in monkeys. They adult Macaca fascicularis. Am J Orthod 75:301-317.
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Growth Stimulation vs. Growth Remodeling Breitner C (1941). Further investigations of bone changes resulting from
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Brodie AG, Downs WB, Goldstein A, Myer E (1938). Cephalometric
However, is one then justified in concluding that so-called
appraisal of orthodontic results: a preliminary report. Angle Orthod
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