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Section 1
RAN Radio Principles Description
Module 5
Antennas Systems
TMO18214_V4.0-SG-Ed 6 Edition
9400 LTE
RAN Radio Principles Description
TMO18214_V4.0-SG Edition 6
eNodeB
eNodeB
Using the 1 antenna in transmission and 1 antenna in reception is the standard configuration since the
beginning of the telecom.
eNodeB
When the eNodeB uses 2 antennas in DL to transmit twice the same data, it is the diversity in transmission,
also called the TxDiv. It improve the quality and the coverage at the cell edge.
eNodeB
The UE in UL can transmit only one stream, but with 2 antennas in reception, the eNodeB can receive twice
the signal. So it can combine them to improve the reception quality.
eNodeB
MIMO requires N antennas in transmitter and receiver and by this way it can transmit N streams in the
same radio resources on the same time. Currently, N=2 and there are 2 2 antennas on the eNodeB and 2
antennas on the UE.
It allows to transmit 2 TB (Transport Block) on the same subframe for a given UE and by this it boosts the
radio performance.
• The stream are sent on the same time, on the same frequency
Each antenna on the receiver receives the 2 TB (the red and the blue one). There are able after to separate
them.
The 2 TB are same on the same time and on the same frequencies (PRB). The receiver can separate them
because it knows the characteristics of transmission for each antennas in real time. There are a lot of RE
use for the reference signal of each antenna to allow the UE to distinguish them.
If the UE is not able to separate the 2 TB (because the 2 transmission paths are not enough different or the
radio condition are bad) the transmitter send the same TB on the 2 antennas.
eNodeB
The Single User MIMO is used in DL and means that the 2 TB send by the 2 antennas using the same radio
resources are for the same UE.
In UL, it is not possible to use this MIMO.
2 antennas on eNodeB
2 antennas on UE
ePC
eNodeB
RI, PMI
The RI (Rank Indicator, from 1 to 4) indicates the number of spatial layers (data
streams) that can be supported by the current channel experienced at the UE
The PMI (Precoding Matrix Indicator) is the UE feedback to optimize the transmission
(beam + power per transmitted stream)
Closed-loop MIMO:
. Send multiple data streams simultaneously
. Each antenna sends a linear combination of streams
. The transmitter receives the PMI from the UE. Then the channel H is known at both the transmitter and
receiver, the transmitter can coherently weight the signals on each antenna. The transmit power for each
eigen mode is determined using the water filling algorithm, ie. Eigen modes receive power proportional to
their noise power and inefficient eigen modes are not used.
Each receive antenna may receive the data streams from all transmit antennas. The channel (for a
specific delay) can thus be described by the channel matrix H. H is a MxN matrix modelling the
propagation effects from each of the M transmit antennas to any one of the N receive antennas over
an arbitrary subcarrier. H must be known (computed) by the receiver: Example x1=h11*s1 + h21*s2
+n1 and x2=h12*s1 + h22*s2 + n2. We only solve 2 equations 2 unknows.
The number of data streams that can be transmitted in parallel over the MIMO channel is given by min
{M,N} and is limited by the rank of the matrix H. The transmission quality degrades significantly in case
the singular values of matrix H are not sufficiently strong. This can happen in case the two antennas
are not sufficiently de-correlated, for example in an environment with little scattering or when antennas
are too closely spaced. The rank of the channel matrix H is therefore an important criterion to
determine whether spatial multiplexing can be done with good performance.
Multiple-antenna configuration consists in M transmit antennas and N receive antennas. The number of
parallel signals that can be spatially multiplexed is upper limited by NL = min (M , N) (no more than M
different signals can be transmitted and no more than N spatially multiplexed signals can be
separated). NL is the number of layers available.
Precoding in case of spatial multiplexing implies that linear processing by means of a size MxN precoding
matrix is applied at the transmitter side where NL signals are spatially multiplexed and transmitted
using M transmit antennas.
The precoding is used to ‘orthogonalize’ (isolate) the parallel transmissions (channels), and the precoding
matrix V is determined based on the size M x N channel matrix H . In practice, the channel matrix
cannot be perfectly estimated because the mobile terminal can only select a precoding matrix from a
set of available precoding matrices (the precoder codebook). As a consequence, there will always be
some residual interference between the spatially multiplexed signals, and consequently, the achieved
rate is improved by a factor less than the order of the multiplexing (NL).
It is clear that to determine the matrices V, knowledge about the channel matrix H is needed. A common
approach is to have the receiver estimate the channel and decide on a suitable precoding matrix from
the precoder codebook. In the case of closed-loop spatial multiplexing, a UE feeds back to the eNodeB
the most desirable entry from a predefined codebook. The preferred precoder is the matrix which
would maximize the capacity based on the receiver capabilities. In a single-cell, interference-free
environment the UE will typically indicate the precoder that would result in a transmission with an
effective SNR following most closely the largest singular values of its estimated channel matrix. The
receiver then reports this information to the transmitter (PMI). This procedure is used in LTE.
PUCCH(UL grant)
RRC cnx (Reporting Period)
Wideband CQI. The CQI represents the effective SINR over the entire channel bandwidth. But the variation
in SINR across the channel (on subbands) is masked out.
Subband CQI. To support the FSS –Frequency Selective Scheduling- (i.e. UE is placed on the PRB with the
highest SINR), each UE needs to support subbands CQI report (which is a vector of CQI on several
subbands). A subband is a collection of n PRBs.
In case of OL-MIMO, a fixed codebook is used by the eNodeB (without PMI report)
For CL spatial multiplexing (1 or 2 codewords), the UE feeds back the index of the precoder from a
predefined codebook that achieves the best performance and then the eNodeB can get the unitary
precoding matrix from this codebook.
At the UE, the optimal precoder is chosen such that the post-MMSE (receiver based on Minimum Mean
Square Error) SINR across both streams is optimized in order to achieve maximum sum rate throughput
across both antennas.
The UE does not choose a precoder based on instantaneous interference but based on long-term
characteristics of the interferences.
2 codewords conf
2 layers
x2 x1 x’2 x’1
Rank=2
Layer
s2 s1 Precoder s’2 s’1
mapping PMI (for CL)
• A spatial layer is the term used in LTE for the different streams generated by spatial multiplexing. A
layer can be described as a mapping of symbols onto the transmit antenna ports. Each layer is
identified by a (precoding) vector of size equal to the number of transmit antenna ports and can be
associated with a radiation pattern.
• The rank of the transmission is the number of layers transmitted.
• A codeword is an independently encoded data block, corresponding to a single Transport Block (TB)
delivered from the Medium Access Control (MAC) layer in the transmitter to the physical layer, and
protected with a CRC.
For ranks greater than 1, two codewords can be transmitted. Note that the number of codewords is
always less than or equal to the number of layers, which in turn is always less than or equal to the
number of antenna ports.
In principle, a SU-MIMO spatial multiplexing scheme can either use a single codeword mapped to all the
available layers, or multiple codewords each mapped to one or more different layers.
The main benefit of using only one codeword is a reduction in the amount of control signalling required,
both for CQI reporting, where only a single value would be needed for all layers, and for HARQ
ACK/NACK feedback, where only one ACK/NACK would have to be signalled per subframe per UE. In
such a case, the MLD receiver is optimal in terms of minimizing the bit error rate.
At the opposite extreme, a separate codeword could be mapped to each of the layers. The advantage of
this type of scheme is that significant gains are possible by using Successive Interference Cancellation
(SIC), albeit at the expense of more signalling being required.
An MMSE-SIC receiver can be shown to approach the Shannon capacity. Note that an MMSE receiver is
viable for both transmitter structures. For LTE, a middle-way was adopted whereby at most two
codewords are used, even if four layers are transmitted. The codeword-to- layer mapping is static,
since only minimal gains were shown for a dynamic mapping method. Note that in LTE all RBs
belonging to the same codeword use the same MCS, even if a codeword is mapped to multiple layers.
An antenna port may in practice be implemented either as a single physical transmit antenna, or as a
combination of multiple physical antenna elements. The transmitted RS corresponding to a given
antenna port defines the antenna port from the point of view of the UE, and enables the UE to derive a
channel estimate for that antenna port – regardless of whether it represents a single radio channel
from one physical antenna or a composite channel from a multiplicity of physical antenna elements
together comprising the antenna port. (ex: in BF, 8 antennas are seen by the UE as a single antenna
port).
In LTE, up to four cell-specific antenna ports may be used by the eNodeB, thus requiring the UE to derive
up to four separate channel estimates. For each antenna port, a different RS pattern is designed, with
particular attention having been given to the minimization of the intra-cell interference between the
multiple transmit antenna ports. When a resource element is used to transmit an RS on one antenna
port, the corresponding resource element on the other antenna ports is set to zero to limit the
interference.
eNode-B
In UL, the UE can not transmit 2 different signal like it has only 1 amplifier. So to take benefit of the MIMO
capabilities, the eNodeB can allocates the same radio resources to 2 UEs (PRB and sub-frame). By this
way, he eNodeB boosts the capacity in UL.
Since MIMO requires a UE-specific feedback (CQI, RI and PMI), it is not possible to use it for all the
channels.
Only the PSDCH supports the MIMO and only for UE specific data.
For example, the SIB2 is transmitted on the PDSCH but it is received by all the UE, so TxDiv. The HO
command is transmitted only to a given UE, so MIMO can be used if criterion are fullfilled.
Interfering
signal
DL Main signal
d*sinα
α
d
Antennas
eNodeB
In this mode, the UE does not feed back any precoding-related information. The eNodeB instead tries to deduce this
information, for example using Direction Of Arrival (DOA) estimations from the uplink.
This mode is primarily a mechanism to extend cell coverage by concentrating the eNodeB power in the direction in which
the UE is located. It typically has the following properties:
• It can conveniently be implemented by an array of closely-spaced antenna elements for creating directional
transmissions. The signals from the different antenna elements are phased appropriately so that they all add up
constructively at the location where the UE is situated.
• The eNodeB is responsible for ensuring that the beam is correctly directed, as the UE does not explicitly indicate a
preference regarding the direction/selection of the beam.
• Other than being directed to use the UE-specific RS as the phase reference, a UE would not really be aware that it is
receiving a directional transmission rather than a cellwide transmission. To the UE, the phased array of antenna ports
‘appears’ as just one antenna.
One side-effect of using beamforming based on UE-specific RS is that channel quality experienced by the UE will typically
be different (hopefully better) than that of any of the cell-specific RS. However, as the UE-specific RS are only provided
in the specific RBs for which the beamforming transmission mode is applied, the eNodeB cannot rely on the UE being
able to derive Channel Quality Indicator (CQI) feedback from the UE-specific RS. For this reason, it is specified in LTE
that CQI feedback from a UE configured with Uespecific RS is derived using the cell-specific RSs (assuming transmit
diversity if more than one common antenna port exists). This suggests a deployment scenario whereby at least one of
the common antenna ports actually uses one of the elements of the phased array. The eNodeB could then, over time,
establish a suitable offset to apply to the CQI reports received from the UE to adapt them to the actual quality of the
beamformed signal. Such an offset might, for example, be derived from the proportion of transport blocks positively
acknowledged by the UE. An eNodeB antenna configuration of this kind also allows the possibility to use beamforming
for UEs near the edge of the cell, while other antenna ports may be used for SU-MIMO spatial multiplexing to deliver
high data rates to UEs closer to the eNodeB.
Another factor to consider when deploying beamforming in LTE is that it can only be applied to the PDSCH and not to the
control channels. Typically the range of the PDSCH can therefore be extended by beamforming, but the overall cell
range may still be limited by the range of the control channels unless other measures are taken. One approach could
be to reduce the code rate used for the control channels when beamforming is applied to the PDSCH.
antenna port1
Antenna pattern is 4+4 cross-polarization antenna array. The HBW(half power of Beam Width) is 65
degree.
For the antenna port0&1, another weight vector maps the signal to the antenna (just like beam forming
for the service channel), which is called broadcast weight vector (namely, broadcastBFPowerFactor).
Due to the existence of this vector, the power will become ||broadcastBFpowerFactor||^2 * power-per-
antenna. (12.74w)
Possible transmission
TM Definition IO Rank
schemes
OL-MIMO
TM3 OL spatial multiplexing SU-MIMO 1 or 2
TxDiv
CL-MIMO2lay
TM4 CL spatial multiplexing SU-MIMO 1 or 2 CL-MIMO1lay
TxDiv
CL-MIMO
TM5 Multi-user MIMO MU-MIMO 1 is used
TxDiv
CL-MIMO1lay
TM6 Closed-loop rank-1 precoding SU-MIMO 1 is used
TxDiv
BF
TM7 Single antenna port (port5) Beamforming 1
TxDiv
Within one Transmission Mode, several transmission schemes are allowed, depending on the CQI/RI
reported by the UE and also on the speed of the UE.
In TM1, only SISO is supported (1 codeword), and no switching to 2 codewords is possible. Antenna port 0.
DCI1 is used for granting. Case MBSFN: MBSFN is performed (1 codeword) on specific M subframes on
antenna port4. No DCI.
In TM2, only TxDiv (SFBC) is supported (1 codeword), and no switching to 2 codewords is possible.
Antenna ports 0 and 1. DCI1 is used for granting.
In TM3, 1 or 2 codewords are possible in OL-MIMO and it is also possible to switch to TxDiv inside that
mode through specific grants. Antenna ports 0 and 1. DCI2A is used for granting.
In TM4, 1 or 2 codewords are possible in CL-MIMO 2 layers and it is also possible to switch to CL-MIMO 1
layer or to TxDiv inside that mode through specific grants. Antenna ports 0 and 1. DCI2 is used for
granting.
In TM7, Beamforming is supported (1 codeword), and it is also possible to switch to TxDiv inside that mode
through specific grants. Antenna port 5 for BF and antenna ports 0 and 1 for TxDiv. DCI1 is used for BF
granting and DCI1A for TxDiv granting.
The TxDiv is the fact to transmit twice the same data stream in DL to
improve the quality of the transmission
The RxDiv is the fact to receive the signal with 2 antennas (in UL) to
improve the quality of the transmission
The MIMO uses multiple antennas on the receiver and on the transmitter
to send several streams at the same time and on the same sub-carrier
In DL, it is the SU-MIMO (Single User)