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3 [Krishna B. Khatri, Ph.D., A.M.ASCE1, Courtenay Strong, Ph.D.2, Adam K. Kochanski, Ph.D.3,
4 Steven Burian, Ph.D., M.ASCE, P.E. 4, Craig Miller, P.E.5 , Candice Hasenyager, P.E.6 ]
5 Abstract
6 This study investigates annual river basin-level water criticality (ratio of available water to withdrawals)
7 considering effects of climate change on supply and effects of future population change on demand. A
8 steady state water balance model was developed to estimate the water mass budget and disaggregate the
9 internal and external water supply sources at a river basin level. Future precipitation and evapotranspiration
10 were dynamically downscaled under a moderate greenhouse gas emission scenario to 4-km horizontal
11 resolution using a regional climate model for a decade centered on 2090. The climate data were also
12 statistically downscaled via Bias Correction Spatial Disaggregation (BCSD) method applied to the CMIP5
13 (the fifth phase of the Coupled Model Intercomparison Project) archives for four emission scenarios for
14 decades centered on 2040 and 2090. Bootstrapping and k-nearest-neighbor (k-NN) algorithms were applied
15 to simulate future water demand and external basin supply with uncertainty. Water stress is classified into
16 four levels: (i) “very high-water stress” when the water criticality ratio < 1.25, (ii) “high water stress” when
17 criticality ranges between 1.25 to 2.5, (iii) “moderate water stress” when criticality ranges between 2.5 to
18 10, and (iii) “no water stress” when criticality > 10. A basin with criticality ratio of one indicates that the
19 basin demand has been exactly met by the available supply sources. Most river basins have current water
20 criticality less than two, and are dependent on inflow from other basins (i.e., are not self-sustaining). Future
21 projections indicate modest increases in net available water for Utah through the end of the current century
22 from climate change, with increasing vulnerability largely driven by population growth. Sevan basins out
23 of eleven achieve a high (4 basins) and a very high (3 basins) water stress status by the 2040s. Four basins
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24 achieve a very high-water stress status by the 2090s compared to only two basins in a very high-water stress
25 status in 2010s.
26 Authors keywords: Water Resources Planning; River Basin; Water Balance Model; Climate Change;
28 1
Research Assistant Professor, Dept. of Civil and Environmental Engineering, University of Utah, Salt
30 2
Assocaite Professor, Dept. of Atmospheric Sciences, University of Utah, Salt Lake City, UT 84112
31 3
Research Assistant Professor, Dept. of Atmospheric Sciences, University of Utah, Salt Lake City, UT
32 84112
33 4
Professor, Dept. of Civil and Environmental Engineering, University of Utah, Salt Lake City, UT 84112
34 5
Engineer Specialist IV. Utah Division of Water Resources, Salt Lake City, UT84116
35 6
Engineering Manager. Utah Division of Water Resources, Salt Lake City, UT84116
36
37
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38 Introduction
39 Analysis of future water availability and water demand is a key first step for sustainable water
40 resources management (Gleick 2000; Johnson et al. 2001; Veldkamp et al. 2015; Vörösmarty et
41 al. 2000). Researchers, planners, and policy makers need to know whether the total water supply
42 sources can meet future water demand at various spatial scales such as a single watershed, a
44 availability and demand, at a basin level, is challenging due to the complex dynamics of
46 climate change, population growth, economic growth, urbanization, ageing infrastructure systems,
47 policy change, unknown interaction effects, and limited data availability (Barnett et al. 2005;
48 Beniston 2003; Beven 2007; Khatri 2013; Palmer et al. 2008; Rijsberman 2006).
49 Water scarcity methods, which analyze how much water of a specified quality is needed versus
50 how much water is available (or can be made available in a specific region and time), are a
51 commonly utilized framework in water resources planning. Water scarcity studies at basin to
52 national spatial scales generally use water index terms. For example, “water stress index”
53 (Falkenmark et al. 1989; Shiklomanov 1991), “water scarcity” (Seckler at al. 1998), “water
54 criticality” (Alcamo et al. 1997), “water vulnerability index” (Raskin et al. 1997; Vörösmarty et
55 al. 2000), and “water sustainability” (Sandoval-Solis et al. 2010) are indices used to compare
56 available water resources to water demand. Table 1 presents the most widely used water scarcity
57 indices.
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59 The methodology used for measuring water scarcity has evolved over the past twenty years. Earlier
60 studies presented (see Table 1) simple and easy to understand indicators and methods to assess
61 water availability and water demand; however, they do not comprehensively cover the multiple
62 facets of water resources and water demand assessment. For example, the Falkenmark indicator
63 (Falkenmark et al. 1989) quantifies a total annual renewable water resources per capita, but does
64 not consider changes in water availability due to climate change, socio-economic change, and
65 investment made in infrastructure development. The criticality ratio (Alcamo et al. 1997) divides
66 a water use by an availability but does not disaggregate different water demand and supply sources,
67 such as water available to meet human water demand, consumptive water use and return flows
68 (Rijsberman 2006). The Seckler at al. (1998) approach considers the cost of required infrastructure,
69 but is not always easy to apply due to complex and subjective analysis of socioeconomic dimension
70 and different water users. The water poverty index [e.g., (Sullivan et al., 2003)] combines multiple
71 dimensions of water resources management, however this index does not represent a unique
72 physical status of a basin as the index is the aggregated result of multiple indicators. Studies based
73 on hydrologic modeling [e.g., (Scherer et al. 2015)] are often preferable, if the scale of analysis is
74 manageable, data are available, and the simulations are possible with an acceptable computational
75 expense. Existing scarcity analysis frameworks are now often applied in a way that includes an
76 accounting for uncertainty in the analysis stemming from specification of multiple drivers of
77 changes. Detailed discussion on the methods to derive the indices and their applicability are
78 available elsewhere (Alcamo et al. 2007; Brown and Matlock 2011; Goharian et al. 2016; Liu et
79 al. 2016; Pedro-Monzonís et al. 2015; Roy et al. 2012; Veldkamp et al. 2015).
80 Previous research established methods to analyze water stress levels at different temporal and
81 spatial scales. What is unknown is how to analyze whether a river basin is self-sufficient to support
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82 potential demand, and to what extent the basin is dependent on other basins for sustainability of
83 water resources. This study investigates current and future (i.e., 2040s and 2090s) water stress
84 levels of eleven river basins in the state of Utah, USA. The water criticality index, used to measure
85 the water stress level, compares the water availability and withdrawals in a basin. The objective
86 was to assess if a river basin can support potential water demand internally, and to what extent the
87 basin is dependent on other basins considering the effects of climate change on water supply and
88 effects of future population change on demand. As detailed in the next section, the analysis
89 framework uses a water balance model driven by dynamically and statistically downscaled future
92 Methods
94 Utah features complex terrain representative of much of the Great Basin of the western US and
95 other arid regions of the world. Although largely arid, regions of orographic precipitation provide
96 a water supply that supports residential and agricultural uses. The largest water supply resource in
97 Utah is mountain snowpack; the statewide average annual precipitation is approximately 345 mm,
98 and varies from 250 to 595 mm between the river basins. Utah’s irrigated agriculture area covers
99 4,590 km2, or approximately 2.10% of the state’s area (United States Department of Agriculture
100 2014). In 2005, about 90% of Utah’s fresh water diversions were for irrigation. Of the water
101 diverted for irrigation, most (approximately 82%) was taken from surface water with the balance
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103 Utah has been one of the top five fastest growing states since 2008 and this rapid population growth
104 is projected to continue in the future (Utah Foundation 2014). The recent report of the Utah
105 Governor’s Office of Management and Budget highlights that Utah has the nationally highest
106 fertility rate (2.33 versus national average of 1.86) and largest household size in 2014 (3.16 versus
107 national average of 2.65), and the state’s life expectancy in 2010 ranked 10th in the nation (Utah
108 Economic Council 2016). In 2010, 91% of the population lived in urban areas compared to 80%
109 in 1970. The majority of the urban population (more than 75%) lives along the Wasatch Front (Salt
110 Lake, Davis, Utah, and Weber counties) (Utah Foundation 2014).
111 The State of Utah plans, manages, and regulates water resources of twelve river basins. Fig. 1
112 presents the river basins, main rivers, and lakes in the state of Utah. This study covers all basin
113 regions within the state border except for the small portion of the Columbia River basin in the
114 extreme northwest corner of the state, which has the least geographical coverage and an almost
115 negligible water contribution to the other river basins. The Utah Division of Water Resources
116 (DWRe) is responsible for a comprehensive water plan that describes water resource development
117 opportunities and problems in the basins, identifies options, and makes recommendations for
118 future actions (DWRe 2016). The DWRe is the provider of most of the data used for this study,
119 such as demographic information within the basins, Municipal and Industrial (MAI) water
120 consumption rate, water conservation policy, agricultural demand, groundwater, basin transfers,
121 and diverted flows. Historical and future climate fields were derived using dynamical downscaling
122 with a regional climate model along with statistical downscaling as detailed below.
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124 Water Resources Criticality Analysis
125 Water critically is defined as the ratio of annual water availability to withdrawals at a basin level.
126 This definition is conceptually similar to quantities used in prior studies to represent water stress
127 in large geographical areas, mainly at a basin, national, or global level (Alcamo et al. 1997; Raskin
128 et al. 1997; Rijsberman 2006; Vörösmarty et al. 2005). Criticality was calculated for each of the
129 river basins for future time (t), distinguishing between an internal criticality
ܳூ ሺݐሻ
130 ߰ூ ሺݐሻ ൌ ሺͳሻ
ܦ ሺݐሻ
ܳா ሺݐሻ
132 ߰ா ሺݐሻ ൌ Ǥሺʹሻ
ܦ ሺݐሻ
133 A basin’s internal water criticality,\ I (t ) , quantifies the water stress condition in a basin as the
134 ratio of gross excess precipitation QI (i.e., precipitation minus evapotranspiration) to total basin-
135 level water demand, DB at time, t. The internal criticality of the basin therefore assesses whether
136 the basin is self-sustained in meeting the total basin level water demand, by gross excess
137 precipitation now or in the future (i.e., with climate change). The external water criticality, \ E (t )
138 , of a basin is the ratio of the external yield, QE to the total basin water demand at time t. The QE
139 external yield term includes water resources available from gross excess precipitation (internal
140 yield), as well as external supply sources including water imported from other basins by pipes and
141 canals, potential groundwater sources, and transboundary river flows. The external water criticality
142 index incorporates information about a basin’s dependencies on other basins and external supply
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143 sources. Methods for quantifying the internal yield, QI (t ) , external yield, QE (t ) , and total demand,
145 The water criticality ratios (equations 1 & 2) collectively indicate the level of water stress condition
146 in a basin. Earlier studies (e.g., Alcamo et al. 2000; Raskin et al. 1997) explained the level of water
147 stress with reference to the water criticality ratio. With reference to the Shiklomanov (1991) and
148 Alcamo et al. (2000) studies, this study classifies water stress using four levels: (i) “very high-
149 water stress” when the water criticality ratio is less than 1.25, (ii) “high water stress” when
150 criticality ranges between 1.25 to 2.5, (iii) “moderate water stress” when criticality ranges between
151 2.5 to 10, and (iii) “no water stress” when greater than 10. More discussion on indicators, water
152 stress analysis, stress level classifications, and breakpoints are available in the publication listed
153 on Table 1.
155 We consider a steady state water balance model to estimate the water mass budget and disaggregate
156 the internal and external water supply sources over a basin. The standard water budget model is
157 given by (Rasmussen et al. 2014; Tekleab et al. 2011; Zhang et al. 2008)
dS
158 P ET QR (3)
dt
159 where dS / dt is the time rate of change of water storage in and above ground (S), P is
160 precipitation, ET is evapotranspiration, and ܳோ is total runoff (i.e., sum of surface runoff, interflow,
161 and base flow) representing the flux of water that is not taken up by ET or stored as soil moisture.
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162 Averaging or integrating over at least one year, the change in storage term is small relative to the
165 It is noted that symbols, such as ܲ, hereafter denote integrations over at least one year. Equation
166 (4) is driven by climate parameters in a basin, and is used here as the internal yield. The historical
167 and future ܲ and ET within the basin boundary were based on dynamical and statistical
169 A basin may receive water from multiple external supply sources: (i) transboundary basin supply,
170 ܳ ; (ii) water imported by diversion from other basins via water supply pipes and irrigation canal
171 systems, ܳ ; and (iii) extractable groundwater resources, ܳீ . In this case, the water balance within
174 where ܳா quantifies total water available in a basin, defined as the external yield. The external
175 yield thus represents the potential water supply sources available in a basin due to excess of
176 precipitation over evapotranspiration climatic fluxes, and other available supply sources including
177 transboundary basin transfers, ܳ , water imported from other basins, ܳ , and potential sources of
178 groundwater available within the basin, ܳீ . It is noted that quantity of water exported to other
179 basins, either by irrigation canal and drains or by municipal supply pipes, is subtracted from the
180 supply while calculating ܳ and external yield. This means that ܳ represents a net external
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182 The historical time series data of the transboundary basin transfers, water imported by pipes and
183 canals, and groundwater extraction in monthly time steps for years 1989 to 2010 and for all the
184 eleven river basins were obtained from DWRe. For the future analysis, we assume that all the
185 basins will continue to import and export the existing diverted water supply from their built
186 infrastructure systems, and all the natural river basin supply will continue in the future. A 95%
187 confidence interval of all the future external water supply sources (i.e., groundwater, extraction,
188 diverted water, basin supply) was derived by bootstrapping from corresponding historical time
191 The total annual water demand at the basin level, ܦ ǡcan be written
193 where ܦெூ is municipal and industrial water demand and ܦ is the agricultural water demand in
194 a basin.
195 The MAI water demand for the future was determined by calculating the per capita water demand
196 and the future population. Per capita water demand in any river basin depends on multiple
197 uncertain factors including climatic condition, house occupancy rate, residential lot size, outdoor
198 water uses, water price, water saving technologies, and human behavior. The effect of water price
199 is likely very small, and there are moderate economies of scale associated with family size
200 (Abdallah and Rosenberg, 2012, DeOreo et al., 2016). DWRe provided targeted average daily
201 water demand for all the river basins. DWRe calculates the average basin level per capita water
202 demand by averaging the daily per capita demand records available from all the water suppliers
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203 within a river basin boundary. It is noted that the domestic water consumption data does not have
204 disaggregated micro demand components, including outdoor irrigation demand of turfgrass. The
205 turfgrass irrigation demand is one of the largest components of municipal water use in Utah and
206 will have effects on future climate change (e.g., increased ET by turfgrass). The goal of the Utah
207 state water conservation plan is to reduce the 2000 per capita water demand from public
208 community systems by at least 25% by 2025 (DWRe 2010). DWRe monitors the water uses within
209 the basins and sets a goal to meet the 25% objective. We applied the k-NN algorithm (see next
210 section) to generate 21-nearest neighbor samples for each of the basins from the historical water
211 use records. The selected samples were bootstrapped (see next section) 10,000 times to generate a
212 95% confidence interval of daily water demand for each of the basins. For simplicity, per capita
213 water use values are assumed stationary after the state goal is reached in 2025 on through the 2040s
215 DWRe provided the future population data (up to 2060s) for each of the basins based on the
216 population forecast of the Utah Governor’s Office. An annual population growth rate for each of
217 the basins was calculated from the decadal population projection of the Governor’s Office.
218 Multiple sources of uncertainty exist in future population growth rates such as unpredictability of
219 future birth rate, death rate, fertility rate, net migration and economic growth. The scope of this
220 study was to consider the population projection data available from the Governor’s office. The
221 annual growth rate calculated from the Governor’s Office projection was considered to apply a k-
222 NN algorithm and select 21 values of the nearest growth rate. Historical population growth rate
223 (years 1989 to 2010) in each of the basins was also gathered from the US census Bureau (U.S.
224 Census Bureau 2011). Those growth rates were bootstrapped 10,000 times to generate a 95%
225 confidence interval of future population for each of the eleven basins. Similarly, the population of
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226 2090s was projected considering the population growth rate of 2060s (after k-NN) and projected
227 population of 2060. This means that each basin has a different growth rate for each decade, and
228 the growth rate of 2060 was assumed to continue into the 2090s. The total MAI demand,ܦெூ , for
229 each basin was calculated by multiplication of per capita MAI demand and forecasted total
230 population.
231 The historical agricultural water use data from years 1989 to 2010 for all the basins were provided
232 by DWRe. Agricultural land will likely be reduced in the future due to ongoing urbanization over
233 the state (Utah Foundation 2014), and various factors such as types of crops, agricultural practices,
234 future irrigation technologies, climatic variables, and policies will have further impacts on future
235 agricultural demand. In addition, global trends indicate that technology improvements will save
236 water, and advances in agricultural practices will improve irrigation water efficiency and
237 agricultural water productivity in the future (Gleick 2002). We simulate ܦ by bootstrapping 95%
239 Quantifying multiple sources of uncertainty in total water demand estimation stemming from the
240 climate change, population growth, per capita water use, and agricultural water demand, and
241 interacting effects is nontrivial, and is beyond the scope of this study. Readers can find detailed
242 discussion on the sources and methods of uncertainty analysis elsewhere (Buizza 1997; O'Neill
243 2004; Kabir et al. 2015; Mannina et al. 2012; Parker and Wilby 2013). This study analyzes the
244 central tendencies and the bounds of variation within 95% confidence interval applying the k-NN
245 algorithm, bootstrapping technique, and scenarios analysis as discussed in the following section.
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247 We applied k-NN classification method to select possible population growth rates for each of the
248 river basins with reference to the historical growth rates available from the census records. The k-
249 NN method is used in many supervised learning classification problems (Kataria and Singh 2013).
250 In the classification phase, k is a user-defined constant, and an unlabeled vector is classified by
251 assigning the label, which is most frequent among the k training samples nearest to that query point
252 (Wu et al. 2008). More discussion on k-NN methods and their application in hydrology and water
253 resources areas can be found elsewhere (Bhatia 2010; Rajagopalan and Lall 1999; Wu et al. 2008).
254 We constructed a vector of all the historical population growth rates within several counties of
255 each river basin that were available from the census records (U.S. Census Bureau 2011), and the k
256 nearest neighbors of the Governor’s decadal growth rate were selected based on Euclidean
257 distance. Let R ^r1, r2 ,..., r3` be the set of population growth rate with n training points, and let
258 X test be the test point. The k training points from the training set, R, were found that have closest
261 where ݅ is the specific index of the training set. The distribution of population growth rates for
262 particular decades was then developed by bootstrapping the set of the nearest neighbors (10,000
263 samples).
265 Bootstrapping was used to derive confidence bounds on future projections of population, total
266 water demand (also MAI and agricultural demand), and other water supply sources (i.e., basin
267 transfers, diverted flows, and groundwater). The bootstrapping is a simple non-parametric
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268 technique and provides valid statistical results even if the standard statistical assumption of
269 normality does not hold. The bootstrap method has an advantage over analytical methods in that it
270 can provide solutions for confidence intervals in situations where exact analytical solutions may
271 be unavailable, or in which approximate analytical solutions are inadequate (Efron and Tibshirani
273 We considered a bootstrapping sample size of 10,000 in drawing from the historical records.
274 Further discussions on the methods of bootstrapping techniques and hydrological applications are
275 available elsewhere, such as analysis of time series data (Härdle et al. 2003), specification of
276 bootstrap sample size (Tibshirani 1985), applications for urban water demand forecasting (Tiwari
277 and Adamowski 2013), forecasting of reservoir inflow (Kumar et al. 2015), estimation of
278 uncertainty in the total impact of climate change, and assessment of the performance of commonly
281 The internal and external criticality estimation (equations: 1 and 2) are associated with multiple
282 sources of uncertainty due to unknown drivers of future climate change, population growth, per
283 capita MAI water demand, agricultural water demand, basin transfer, imported water supply,
284 groundwater recharge rate, and more. For example, major sources of uncertainty in climate change
285 include estimating radiative forcing (emission scenario), knowledge of physical processes and
286 boundary condition, non-linear interactions, future development policy, modeling the natural
287 system, and downscaling. As presented, multiple sources of uncertainty exist in the projection of
288 future population growth, and prediction of water demand. In this case, it is difficult to describe,
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289 quantify, and propagate uncertainty in the modeling process, and often almost impossible to
291 Scenario analysis is one of the methods of uncertainty analysis commonly used for analyzing long
292 term uncertainties that are not readily quantifiable (Arnell 2004; Hall and Solomatine 2008; Moss
293 et al. 2010). A scenario is a story that describes a possible future state; it is not a forecast and each
294 scenario is one alternative image of how the future can unfold (IPCC 2011). For simplicity, this
295 study considers three scenarios defined by 95% confidence intervals values of the water supply
296 and demand analysis: (i)low supply (2.5th percentile) paired with high demand (97.5th percentile),
297 (ii) ensemble mean supply paired with ensemble mean demand, and (iii) high supply (97.5th
300 The Weather Research and Forecasting (WRF) model (Skamarock et al. 2005) was used to
301 dynamically downscale P and ET to 4-km horizontal resolution grid covering Utah for historical
302 years 1989-2010, as well as two future decades: 2035-2044 and 2085-2094 under the
303 Representative Concentration Pathway (RCP) 6.0 greenhouse gas emission scenario. To capture
304 lake impacts on precipitation, we incorporated a thermodynamic slab model of the Great Salt Lake.
305 Additionally, the surface physics scheme has been modified to account for high salinity of the lake
306 and the impact of urban irrigation on evaporative fluxes in Salt Lake valley (Strong et al. 2014).
307 The model utilized NOAH land surface model, which estimates evapotranspiration using canopy
308 resistances and surface exchange coefficients (Chen and Dudhia 2001).
309 This modeling framework uses a nested domain configuration with 36-km, 12-km, 4-km
310 resolutions, and has been deployed in order to downscale historical reanalysis data and to provide
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311 future regional clime predictions. In the historical simulation performed for years 1985-2010, the
312 initial and lateral boundary conditions were derived from Climate Forecast System Reanalysis
313 (CFSR) data (Saha et al. 2010) obtained 6-hourly at 38-km horizontal resolution. This historical
314 WRF simulation validated well against observed daily precipitation from snowpack telemetry
315 (SNOTEL) stations with a small overall bias (less than 0. 5mm) and annual totals within 20% of
316 SNOTEL (Scalzitti et al. 2016a), consistent with findings for similar WRF configurations used in
317 the neighboring Colorado Headwaters (Rasmussen et al. 2011). Also, using the historical WRF
318 fields to calculate American Society of Civil Engineers (ASCE) Standard Reference
319 Evapotranspiration (ASCE-ET; Allen et al. 2005) yields results that compare well with
321 As detailed in Scalzitti et al. (2016b), the climate forcing for the future runs performed for years
322 2085-2094 were derived from climate simulations performed using the National Center for
323 Atmospheric Research (NCAR) Community Climate System Model Version 4 (CCSM4) forced
324 by RCP 6.0 (Masui et al. 2011). CCSM4 was chosen because it best captures historical
325 relationships between Great Basin precipitation and Pacific modes of variability (Smith et al.
326 2015). The development of the boundary conditions followed the so-called pseudo-global warming
327 method (e.g., Rasmussen et al., 2011). First, the climate perturbations in the temperature and
328 moisture fields were computed as monthly differences between the future CCSM4 RCP6.0 climate
329 (for years 2085-2094), and historical CCSM simulations for years 1985-2004. Then, the historical
330 CFSR initial and boundary conditions were perturbed with these offsets, representing the expected
331 monthly changes in the temperature and moisture due to climate change. The pseudo global
332 warming technique applies perturbations to initial and boundary conditions generated from
333 historical reanalysis fields derived from meteorological surface and upper air observations,
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334 meaning future climate is simulated with minimal alteration of the historical sub-monthly storm
335 track characteristics and frequency. This approach isolates robust climate change effects (i.e.
336 warming and moistening) from storm track-related precipitation changes, which may vary
337 markedly among climate models (Zhao et al. 2015). As described in (Scalzitti et al. 2016b),
338 historical reference climate was simulated for the two decades 1985-2004, and end of the current
339 century climate was simulated for the decade centered on 2090. Longer analysis periods would be
340 useful to provide visibility to natural variability effects but were not feasible given the
341 computational expense of WRF, so we incorporate results from statistical downscaling of the entire
343 The dynamically downscaled P and ET results were spatiotemporally integrated to annual volumes
344 within the boundaries of each of the eleven river basins. Average annual P and ET values for the
345 historical reference period were derived based on the hourly downscaled P and ET historical results
346 for years 1989 to 2010 (a subset of the longer 26-year period discussed in Scalzitti et al. 2016a).
347 Similarly, average annual P and ET values for 2090s were based on the climate simulations
348 corresponding to years 2085-2094. For each basin, changes in P, ET, and P-ET were calculated
351 In addition to the dynamical downscaling with WRF, we consider the range of climate change
352 outcomes captured in the Coupled Model Intercomparison Project phase 5 (CMIP5) (Taylor 2011).
353 Specifically, we use precipitation and temperature results from CMIP5 which have been
354 statistically downscaled via Bias Correction Spatial Disaggregation (BCSD) method (Reclamation
355 2013) for RCP 6.0. The complete BCSD archive has simulations from approximately 20 global
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356 climate models with several of the models providing multiple runs to make visible uncertainties in
357 model physics, internal variability, and initial conditions (there are 231 downscaled simulations in
358 total). Here we focus on the 36 simulations from RCP 6.0 to correspond with the WRF downscaling
359 results. Using the 1989-2010 base period of each simulation as a historical reference, we calculated
360 precipitation change as a ratio (fP) and temperature change as a difference (߂ܶሻ for each simulation,
361 and recorded the mean and 2.5th and 97.5th percentiles of these climate change factors for each
362 basin. To investigate how warmer/drier and cooler/wetter climate outcomes could alter
363 sensitivities calculated based on the WRF dynamical downscaling results, we scaled historical
364 WRF P by the fP to generate alternative WRF-based realizations of future precipitation. This
365 approach follows so called changed factor or delta methods (e.g., Zahmatkesh et al., 2015)
366 conventionally applied to historical observations; here, we apply the climate change factors to
367 historical WRF output to facilitate comparison to the main criticality analysis results, which are
369 ET is not provided by the BCSD statistical downscaling method. To calculate ET values responsive
370 to the various ߂ܶ climate offset values applied in our sensitivity analysis, we use
ET f ETh
371 ET ' ETh 'T (8)
T f Th
372 where subscript h indicates data averaged over the historical WRF simulation (1989-2010) and
373 subscript f indicates data averaged over the end-of-century WRF simulation (2085-2094). While
374 simplistic, this formulation for ET’ incorporates some of the physically-based, century-scale
375 climate change signals captured by WRF which are relevant to ET and consistent with overall
376 patterns in the CMIP5 ensemble, namely the tendency for a warmer atmosphere to be moister, and
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377 the tendency for precipitation, and hence soil moisture, to increase with warming over the study
378 region.
381 The forecasted population with a 95% confidence interval for the Jordan River basin is shown in
382 Fig. S1. The results show that Jordan River basin had the highest population in the state in 2010,
383 and the existing population will be nearly doubled by 2060. Southeast Colorado River basin had
384 the smallest population of 17,700 in 2010, and is expected to have doubled its population by 2090
385 (not shown). Basins with the highest rate of population growth were Utah Lake, Kanab, and Cedar.
386 At the state level, total population is expected to almost double by the end of 2050 (i.e., population
387 of 5,339,600 in 2050 compared to 2,726,700 in 2010, excluding Columbia River basin). Similarly,
388 Fig. S2 presents the daily per capita water demand, resulting total MAI water demand, annul
389 agriculture demand, and total water demand in Jordan River basin.
390 The total forecasted water demand in each of the eleven river basins is presented in Fig. 2. Basins
391 with high ܦெூ (e.g., Weber, Jordan, Utah Lake, and Kanab) have a rapid increase in future total
392 water demand compared to basins with higherܦ (e.g., Bear River, Sevier, Uintah, and West
393 Colorado). Percent water demand increases for 2060 relative to 2010 are substantial in the four
394 basins with large MAI demand: Jordan (75%), Kanab (106%), Utah Lake (57%), and Weber
395 (52%). In contrast, basins with the smallest populations have relatively small (less than 10%)
396 increases in demand by 2060: Bear (5%), Sevier (6%), Uintah (2%), and Cedar (7%). The small
397 demand increases in these four basins reflect their predominantly agricultural use of water: Bear
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398 (94%), Sevier (97%), Uintah (98%), and Cedar (94%), which is not expected to rapidly increase
402 Based on the ensemble of statistically downscaled coupled modeling results, we show annual mean
403 historical ܲand ET values in Figs. 3a and 3d. ܲ is highest in the northeastern portion of the state
404 where the storms are most active and mountainous terrain generates orographic precipitation. ET
405 tends to be larger where higher precipitation values support elevated soil moisture, but ET is also
406 large in the West Desert basin, which encompasses the Great Salt Lake. Changes in average P and
407 ET for 2040s and 2090s indicate modest precipitation increases for all basins (Figs. 3b and c).
408 Future decades also have elevated ET for all basins (Figs. 3e and f) but these changes are smaller
409 than precipitation increases, and the net effect of climate change is an increase in P-ET for all
412 For each basin, we consider climate outcomes corresponding to the 2.5th percentile, mean, and
413 97.5th percentile of the CMIP5 ensemble downscaled via BCSD. For 2040s, the precipitation
414 change factors were centered close to 1.0, with the 2.5th percentiles as small as 0.77 and 97.5th
415 percentiles as large as 1.25 (Fig. 4a). The 2090s precipitation change factors were larger overall,
416 centered near 1.07 with 2.5th percentiles as small as 0.81 and 97.5th percentiles as large as 1.41
417 (Fig. 4b). For 2040s, temperature delta values were centered close to 1.22, with the 2.5th percentiles
418 as small as 0.19 and 97.5th percentiles as large as 2.56 (Fig. 4c). The 2090s temperature delta values
20
419 were larger, centered near 3.30 with 2.5th percentiles as small as 1.19 and 97.5th percentiles as large
421 The ensemble mean precipitation change factor for each basin was similar to the results from WRF
422 downscaling of CCSM4 (Fig.4b, dashed vertical red line). The WRF dynamical downscaling of
423 CCSM yielded precipitation factors averaging 1.09 across the 11 basins for 2090. This is similar
424 to the 1.08 factor obtained by averaging across the five statistically downscaled CCSM members.
425 This agreement is consistent with the bias correction used in the statistical downscaling and the
426 small bias present in the WRF dynamical downscaling (Scalzitti et al., 2016b).
429 The internal and external water criticality of the eleven river basins for 2010s, 2040s, and 2090s
430 were analyzed using equations (1) and (2). As an example, Figure S3 presents the internal and
431 external yields and total demand for Jordan River basin in the 2010s, 2040s, and 2090s decades.
432 The external yield in Jordan River basin results from water imported from Utah’s federal water
433 project, groundwater, and transboundary basin water from Utah Lake. The five basins without any
434 natural transboundary basin transfers include Utah Lake, Weber, Kanab, Sevier, and Cedar. For
435 these basins, the external supply sources are only the groundwater in the basin and water supply
437 The minimum, mean, and maximum values of internal and external water criticality indices based
438 on the ensemble CMIP5 climate data (with 95% confidence interval) for each of the eleven river
439 basins are shown in Table S1. Note that a basin with a negative internal yield has a negative
21
440 criticality, implying that there is no excess precipitation to contribute to recharging groundwater
441 or generating runoff and evapotranspiration loses exceeds the total precipitation. Exceptionally,
442 mean internal criticality of the West Desert basin was (-20.79) in 2010s, where the basin has a very
443 high negative internal yield due to substantial evaporation from the Great Salt Lake, which is
444 approximately 10% of the total river basin area. Therefore, while calculating the external yields
445 and criticality for the West Desert basin, internal yield was not included. Persistent negative
446 external criticality in this basin would be consistent with declines in the area of the Great Salt Lake
448 Five of the basins (i.e., Kanab, Southeast Colorado, Uintah, West Colorado, and Weber) in Table
449 S1 had mean internal criticality ratios greater than 2.00 in 2010s. The other six basins had mean
450 internal criticality ratios less than one for the historical period, meaning demand exceeded gross
451 effective precipitation. A very high historical water stress status (criticality < 1.25) was found for
452 Sevier and Cedar, and high water stress status (criticality < 2.5) was found for Bear, Jordan, Utah
454 Three basins will experience very high water stress in 2040s as the mean external criticality will
455 be less than 2.50. At the same time, four basins (Uintah, West Colorado, West Desert, and
456 Southeast Colorado) avoid water stress because gross effective precipitation will increase and
457 population growth will be modest. The remaining four basins (Bear, Jordan, Kanab, and Weber)
458 reach mean external criticality less than 2.50 in the 2040s because population growth outpaces
459 gains in gross effective precipitation. By 2090s, seven river basins reach very high internal water
460 stress. Three basins (Bear, Jordan and Weber) escape the very high level due to substantial external
461 basin transfer. Only Southeast Colorado has abundant supply and stays at no water stress level
22
463 In addition to the ensemble mean results, Table S1 also presents the uncertainty on the criticality
464 analysis based on two additional scenarios defined in Methods Section “Scenarios Analysis”: low
465 supply paired with high demand and high supply paired with low demand. It is noted that criticality
466 results are driven by the climate results (precipitation and evapotranspiration), water supply
467 variability, and water demand. Therefore, total uncertainty varies from basin to basin, and rages
468 from as low of 33% to more than 100%, driven largely by uncertainty in precipitation change
469 projected by climate models (i.e., projected precipitation as illustrated by whiskers in Fig. S3) and
471 Discussion
473 The climate change results presented here are similar in magnitude to the 0-10% precipitation
474 increases projected by other studies for the Rocky Mountain headwaters of Colorado River
475 (Christensen et al. 2004; McCabe Jr and Hay 1995; Nash and Gleick 1993). The results presented
476 here are based on analysis of annual totals or averages, and it is noted that month-to-month or
477 seasonal variations in climate change amplitude may be additionally important considerations for
480 By 2060s, most of the river basins will have almost doubled their populations, with substantial
481 accompanying increases in water demand; however, the proportions of MAI versus agricultural
482 water demand vary markedly among the basins. The population forecasting was based on data
483 available from the Utah’s Governor’s Office, and the population projection results are consistent
484 with the forecast by the Utah Foundation (Utah Foundation 2014). The direct implication of the
23
485 growing population is increased MAI demand in all the basins. For example, by 2060s, Jordan
486 basin will have an approximately 71% increase in MAI demand that will result in a 75% increase
487 in total water demand; Utah Lake will have an approximately 76% increase in MAI demand and
488 resulting 57% increase in water demand. Due to the population growth, MAI water demand for
489 the state overall will be approximately doubled (increased by 116%) by 2060s.
490 Future agricultural demand was forecasted by statistical resampling of the historical records. A
491 few of the basins, such as Southeast Colorado, Uintah and West Colorado, will have predominantly
492 agricultural demand (>90%). As discussed, it is uncertain how agricultural water demand will
493 change in the future; however, earlier studies indicate that irrigation efficiency and agricultural
494 productivity improvement will result in less irrigation water requirements in the future (Gleick
495 2002; Wallace 2000), while at the same time climate change will make water demand highly
496 variable (Tukimat et al. 2017). Based on the results presented here, total water demand averaged
497 across the eleven basins will increase by approximately 23% by 2060s, with changes for individual
499 Consideration of direct human impacts on global water supply remains a poorly articulated but
500 potentially important facet of water demand and supply analysis (Alcamo et al. 2007; Roy et al.
501 2012; Vörösmarty et al. 2000). Results here considered only the population drivers, but Utah’s
502 future water vulnerability will likely be driven not only by population growth, but also by other
504 Water Supply Sources and Water Criticality at a River Basin Level
505 The gross effective precipitation (P-ET) accounts for approximately 24% of water supply source
506 at the state level. Four river basins receive transboundary supply from other states: Southeast
24
507 Colorado (about 97% of basin supply from the Colorado River basin), Uintah (about 72% from
508 Wyoming), and Bear (about 56% from Wyoming and Idaho). Groundwater meets about 4.5% of
509 total supply at the state level and ranges from 0.1 to 55.2% in various basins (e.g., Uintah 0.40%,
510 and Cedar: 55.2%). Six basins have substantial basin transfer supplies (i.e., components of the
511 transboundary basin transfers, ܳ , and water imported from other basins, ܳ ) that range from
512 46% to 97% (Bear, Jordan, Southeast Colorado, Uintah, West Colorado, and West Desert), and
513 the other river basins have no external basin supply. The preceding indicates that none of the basins
514 is supported by gross precipitation, and future water balance will be governed by overall external
516 Results in Figure 5 showed that the internal and external criticality of several basins will be
517 decreased (become more critical) despite increases in average gross effective precipitation (P-ET).
518 This means the future water criticality or water stress situation will be driven by increasing water
521 The uncertainty in criticality results varies from basin to basin and decade to decade (Figure 5).
522 The whiskers bars indicate how results differ in three scenarios mainly driven by climate change
523 outcomes corresponding to the 2.5th percentile, mean, and 97.5th percentile of the BCSD
524 statistically downscaled CMIP5 ensemble. It is noted that the criticality results are very sensitive
525 to both the supply sources and demand (equations 1 and 2). Any change in supply (equation 5) or
526 demand (equation 6) will of course produce a proportional change in water criticality.
527 Uncertainty stemming from the climate model outcomes is large, and accounts for most (about
528 90%) of the uncertainty envelope in the criticality results. The WRF 2090 mean precipitation
25
529 results are within the 95% confidence bounds of the statistically downscaled CMIP5 simulations
530 as expected because WRF was driven by boundary conditions derived from one of the ensemble’s
531 global climate models. The value of including the WRF dynamical downscaling in this study is
532 twofold. First, WRF is the basis for calculating all ET fields, even for the statistically downscaled
533 CMIP5 ensemble results via equation (8). Second, dynamical downscaling is an important
534 complement to statistical downscaling because the latter can fail if historical statistical
535 relationships are not stationary into the future. In the data analyzed here, the assumptions
536 underlying the statistical downscaling appear reasonable because the WRF dynamical downscaling
537 results are near the center of the precipitation change distribution from statistical downscaling, and
538 they in particular are very close to the CCSM4 members of the statistical downscaling.
539 As discussed above, a basin with criticality ratio of one indicates that the basin demand has been
540 exactly met by the available supply sources. As a result, a basin that has criticality ratio less than
541 one will have serious water stress conditions as defined in previous studies (Alcamo et al. 2000;
542 Raskin et al. 1997). Also, it is noted that future agricultural demand was bootstrapped based on
543 past records, so the criticality issues identified here may be changed if there are substantial
544 reductions in agricultural demand by, for example, reductions in agriculture area or increases in
545 irrigation efficiency. The overall average annual internal criticality ratio of the state is 1.90 (-0.46
546 to 5.05) in 2040s, and 1.12 (-0.78 to 3.83) in 2090s. Similarly, annual external criticality ratios
547 average 5.50 (2.81 to 8.97) in the 2040s, and 4.02 (1.89 to 6.96) in the 2090s.
548 Results collectively indicate that Utah is water stressed inside its state boundary, but external
549 supply meets the water demand. There is also marked variability on water availability and water
550 demand between the basins. In principle, moving water from a water surplus basin to a water scarce
551 basin could provide a solution to criticality issues, but there may be substantial engineering
26
552 challenges and legal challenges related to water rights and water policy. Utah’s water rights,
554 Conclusions
555 This study concludes that the criticality of Utah’s water resources will be driven mainly by
556 population growth eclipsing modest increases in gross effective precipitation from climate change.
557 Due to changes in water demand, more river basins will be water stressed in the future (2040s and
558 2090s) compared to 2010s, although there is a wide range of uncertainty due to climate change.
559 The 2040s results show three basins at “very high water stress”, four basins with “high water
560 stress”, three basins with “moderate water stress”, and only one basin with “water surplus”. In
561 2090s, four basins reach “very high water stress”, and three basins reach “high water stress” status.
562 At the state level, criticality analysis indicates a supply that is just sufficient to balance the recharge
563 rate with nontrivial external dependence (meaning demand is not sustained by the internal supply
564 sources alone). Basin transfers may be one of the options to manage demand, but transferred water
565 supply sources will need to meet high drinking water standards, and the state level MAI water
566 demand will be approximately doubled by 2060s. The results indicate the need for serious water
567 resources planning in the state of Utah, as most basins depend on external supply sources and are
569 The results of this study provide quantitative and easily interpreted guidance for strategic planning
570 of water resources. The criticality results will inform water managers and planners on the current
571 and future water stress level of all the river basins in the state of Utah. The results will also inform
572 about river basins that are self-sustaining to meet the water demand from the water resources
573 available within their boundary, and river basins which have high levels of external dependencies
27
574 in meeting water demands. The internal and external critically ratios explicitly indicate internal
575 and external dependencies of a basin, which were not presented in earlier studies. Moreover, the
576 results on the worst and best case scenarios will help to understand the implication of extreme
577 scenarios of water supply and demand in a river basin. The results will, therefore, assist engineers
578 and planners not only in understanding the effects of climate change and population growth on
579 water resources and demand but will also be useful for planning water storage systems for specific
580 basins, in identifying candidate basins for water diversions to meet growing stresses elsewhere,
582 The study assessed annual water criticality including minimum and maximum values for eleven
583 river basins over the state of Utah for 2010s, 2040s, and 2090s using publicly available data
584 (mainly from DWRe), downscaled climate data from a regional climate model, and publicly
585 available statistically downscaled climate model output. Due to the geographical extent of the
586 study areas, the framework neglects detailed internal heterogeneity and potential limitations of
587 water routing, although population and climate are spatially explicit prior to spatial integration.
588 Other limitations to be addressed in future research include more detailed analysis of incoming
589 transboundary river flow, groundwater availability, future agricultural demand, and other water
591 opportunities. External criticality of certain basins depends crucially on the external water supply
592 sources and demand. Accurate analysis of incoming transboundary river flow will need detailed
593 hydrologic modeling responsive to upstream imbalances. Groundwater availability will depend on
594 the recharging rate of groundwater, and that will be governed by several factors including changes
595 in land use, climate change, groundwater withdrawal practices, and changes in surface
596 characteristics that are not considered in this study. The future agricultural demand will depend on
28
597 several factors including types of crop, agricultural policy, irrigation technology, irrigation
598 practices, and future agricultural market. Those factors carry substantial uncertainty and warrant
599 further detailed analysis. Finally, the formulations used here assume that time rates of change of
600 storage are negligible, thus the water balance effects of water reservoirs as well as infrastructure
602 Acknowledgements
603 This work was supported by the National Science Foundation cooperative agreement EPSCoR
604 IIA-1208732. Any opinions, findings, and conclusions or recommendations expressed in this
605 material are those of the authors and do not necessarily reflect the views of the National Science
607 Yellowstone (award UUSL006) provided by NCAR's Computational and Information Systems
608 Laboratory, sponsored by the National Science Foundation, as well as from the University of Utah
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39
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Table S1: Criticality of River Basins for Decades 2010s, 2040s, and 2090s (For the future periods, the bracketed values correspond to the three scenarios
defined in Methods Section “Scenarios Analysis”: low supply paired with high demand, mean supply paired with mean demand, and high supply paired
with low demand.
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Figure Captions
Fig. 1: Study area: major river basins, rivers, and lakes in the state of Utah.
Fig. 2: Total water demand for each river basin (bold curve) with the shading indicating of 95%
Fig. 3: (a) Mean annual precipitation areally averaged over each basin for the historical period
(1989 to 2010), (b) for a mid-century period (2035 to 2044) minus historical, and (c) for a late-
century period (2085 to 2094) minus historical. (d-f) Same as (a-c) but for annual mean
evapotranspiration. Future results are based on 36 statistically downscaled members of the CMIP5
downscaled CMP5 simulations corresponding to RCP 6.0: change in average precipitation for (a)
2035-2044 and (b) 2085-2094 given as ratios; change in average temperature for (c) 2035-2044
and (d) 2085-2094 given as differences. Each curve corresponds to one of the eleven basins as
indicated in the legend, and vertical lines indicate the 2.5th percentile, mean, and 97.5th percentile
Fig. 5. Internal and external water criticality indices for each basin over the state of Utah for 2010s,
2040s, and 2090s. For each variable in each panel, the bar indicates mean criticality across all
years in the period and red line indicates that supply just balances demand. Whiskers on future
decade bars indicate how results differ when driven by climate change outcomes corresponding to
the 2.5th and 97.5th percentiles of the statistically downscaled CMIP5 ensemble for RCP 6.0.
Crossed ellipse indicates mean criticality in 2090s based on the dynamically downscaled climate
data.
1
Fig. S1: Example of population forecast (with a 95% confidence interval) for Jordan River Basin.
The top inset panels show population distribution functions for decades starting from 2040s to
2090s generated by k-NN algorithm and bootstrapping with sample size 10,000
Fig. S2: Future water demand and basin transfer using Jordan River basin as example. (a) Daily
average per capita MAI demand generated by bootstrapping with sample size 10,000 and
consideration of the proposed water conservation plan for Utah (conserve 25% by 2025). (b) Total
MAI demand forecasted by simulating per capita water demand and total basin population. (c)
water uses from years 1989 to 2010. (d) Total future water demand forecasted considering MAI
Fig. S3: Jordan River yields for three decades (2010s is 1989-2010, 2040s is 2035-2044, and 2090s
Div is water imported by pipes and canal diversions, Basin is transboundary basin transfer, D is
total water demand, Int.Y is internal yield, and Ext.Y is external yield. The whiskers indicate the
range of uncertainty for each of the variables. (a) Basin level yields and demand for 2010s. (b)
Basin level yields and demand for 2040s. P & ET were derived from CMIP5 and GW, D, & Basin
by bootstrapping. (c) Basin level yields and demand for 2090s as in (b).