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Javier Anta
(LOGOS – Universitat de Barcelona)
Image 1. Empirical Distance between Scientific Models. We can see how the distance vector of the Nuclear
Shell model (measurable and quasi-imaginable), which lays inside the region of Ontological Problematicity,
is much longer than the distance vector of a Human Anatomical model (visually perceived and externally
accessible). Empirical distance remain invariant under different characterization, but not the region of
Ontological Problematicity.
We are going to settle a threefold framework, á la Chakravarty (2015) with SR, focusing on the
ontological dimension of models (what they are, how they should be characterized) but also considering
their semantics (how models refers-represents their target phenomena) and their epistemology (how
knowledge can be obtained via models) in the sense that every proposal of model-characterization must
explanatorily account for model semantics/epistemology. Firstly, for describing models it would be
required to have certain theoretical devices as “Characterization Parameters”. These parameters are given
in the many Stages of (Meta) Theoretical Descriptions (STD), broadly understood as families of interrelated
parameters (See Image 2): in this paper we will analyze three main STDs that are everywhere found within
the MR debate and so we will develop a fourth STD wherein insert our proposal. Every STD is itself a
manner of arranging the many possible ontological characterization of scientific models having parameters
as constitutive rules for describing them, but are not inter-exclusives so certain parameters might be retained
from one STD to another. Let’s now pay attention to our first STD: the foundational STD.
Basic-STD: “Realness” Parameter | (e.g. Criterium of Reality. Psillos; 2011) Models as Entities.
Model can be ontologically characterized, based on the “Realness” parameter within the B-STD,
as (i) real entities. For instance, Psillos’ Criterium of Reality (an entity-model is real if it posits explanatory
advantages) stand as one specific and particular case of what we have called “Reality” parameter.
Otherwise, (ii) models could be conceived oxymoronically as unreal entities or a gap in reality, (iii) as
having a certain degree of reality if one considers that “reality” parameter has continuous values or (iv) just
assigning reality not to the whole model, but to one determined part of it.
The basic STD also encompasses all the possible realistic attitudes toward scientific models (many
of them originally taken from the SR debate) corresponding, in some sense, with the characterizations
above. Consequently, all these attitudes express our ontological commitment when models are concerning:
(a) MR-realism, to be realistically committed to models. Models are Entities (Psillos; 2012)
(b) MR-antirealism, to not be realistically committed to models. Models Not “are” Entities (Frigg; 2011b)
..
(c) MR-selective realism (De Re Commitment), to be realistically committed to some part (e.g. its structure
or the terms used for making novels predictions) of the models. Models are somehow Entities. (SR Worrall)
(d) MR-semirealism (De Dicto Commitment), to be partially committed (e.g. to their explanatory power)
to models. We are somehow committed to models as Entities (SR Chakravarty; 2015)
(e) MR-agnosticism, to not have a theoretical position concerning models.
Taking the Nuclear Shell model as an example, (a) one might be committed to de reality of NSm
(applying this very parameter) or (b) just assume that NSm cannot be not an entity at all. We also (c) can
be fully committed just to the mathematical formulation of NSm, (d) just be explanatorily committed to
how NSm distributes spatially the nuclei or (e) do not having enough intellectual resources for being
somehow committed. This is a core STD for any, either implicit or explicit, theoretical position and
philosophical discussion about the nature of scientific models, but does not give us much information about
what models are or how should we characterize them. Then, it would be necessary to explore further LTDs
but retaining both the “Realness” parameter and the manifold of attitudes-commitments.
It goes without saying that the very battlefront of Model Realism debate during the last decades
rest on on either considerer scientific models as works-of-fiction-like (fictions, narratives, etc.) or/and as
abstract objects of different sorts. This argumentative scenario, with their own parameters, is settled on
what we will denominate as Philosophical Level of Theoretical Description (P-STD):
Many problems concerning models ontology, unresolved by the previous STDs, came up in the
scenario here displayed. How many models are there in the scenario? There are two separated models, the
material astrolabe (Am) and the learned one (Bm)? Or they are one and the same, but in different contexts?
How it should be characterized the learned (or maybe mental) model in contrast with the characterization
of the House’ model? Under any possible answer to these question, what is very clear is the very same
information (namely the position of Leo constellation) is computed and obtained from both Am and Bm by
manipulating bodily the device pieces and by manipulating cognitively the imagined device, respectively.
So, although their ptolemaic framework might be retrospectively considered as false, they both (Am and
Bm) faithfully represents the very same celestial movements. In conclusion, both Am and Bm are
semantically and epistemically equivalent; then, something decisive for characterizing scientific models at
their joints remain invariant under the ontological transformation observable from Am to Bm.
Our next task at this point is to develop an enriched STD, namely a family of parameters for
managing model ontologies, wherein insert immediately our “Proposed Characterization” in two steps: a
main general characterization using the parameters and a suggested specific one, with some particularities
on it but optionally interchangeable. Here it is:
Naturalistic-STD: (Parameters: Measurable Properties). Models as Systems.
Proposal-A Generic Ontological Characterization of Scientific Models as (DA):
Scientific Models should be ontologically characterized as “Data Architectures” (DA) in
which a determined system of Informational (Semantic/Epistemic) Properties “I” remain invariant
under some Abstraction Processes.
Data Architectures could be specifically described as:
Proposal-A1 Specific Ontological Characterization of Scientific Models as (DA):
(a) DA Composition: A quantifiable amount of non-redundant Statistical (Ross, Ladyman, Kinkaid; 2013)
Semantic Information, well-formed and truth-functional, with a certain fine-coarse degree of “Granularity”
(what Floridi calls “Level of Abstraction” [LoA]; 2007). Information Granularity determines qualitative
and quantitative values among the many sub-states of the model (the Data, properly) and informationally
modulates the accuracy-precision in which the many elements of the target phenomena are rejected,
discriminated and or represented in DAs.
(b) Infoprocessual Behavior: An adjoin (Deductive, Inductive and/or abductive) Inferential Rules System
(Suárez; 2004) wherein the Statistical-Semantic Data (Deterministic, Probabilistic or Plausibilistic,
respectively) is cognitively processed/computed in order to obtain knowledge.
(c) DA Structure: An highly complex Information-Theoretical Structure, both internal, integrating
systemically each particular Data Architecture, as well as external, relating the model towards other
neighboring architectures, and hierarchical, organizing the different levels of DA structuration.
(d) DA Code: A codified syntax/algebra of both well-formed compressible information (Data) and
Information Processes carried in the Data Architecture.
(e) Statistical Morphism: A systemic a functional capacity for representing (under a certain rate of
success) their target phenomena via a sort of “Statistical Morphism”, in which one sub-state of the model
Sm is semantically correlated (homeo/iso/diffeo-morphically) to one sub-state of the target phenomena Sp.
Statistical Morphism ranges over the many possible configurations of the phenomena modelled.
Here we have just sketched a core proposal of how model should be characterized, namely as Data
Architectures, and (a-e) one possible way to understand DA, and of course there can be other alternative
options. Floridi (2007) offers an explicit and exhaustive description of scientific models as informational
systems (DA) alternative to one proposed above. He regards scientific models, roughly, as DA-like system
(the ontology committed) generated through a theoretical process in which the well-formed information
acquired from the target phenomena system is granulated on what he calls “Level of Abstraction” (the
ontology committing), therefore determining qualitative and quantitative informational values in the
generated model and fixing its structure. In Floridi’s view, models as Informational Systems are dually and
“indirectly” related to their target phenomena, on one hand by the data acquired on the LoA, and on the
other by the structure attributed to them. Within the advantages of our proposed description of DA against
Floridi’s, the LoA / Informational Granularity neither precede nor theoretically generate-produce the model
because it is yet integrated on it; in the same way that the DA refer directly to its target phenomena via
statistical morphism due to the fact that there is no semantic intermediaries.
In order to contemplate how this proposed characterization works, let’s take again our previous
case. The material astrolabe Am is composed of a manifold of sub-states, the different positions of their
woody-cooper pieces, some of them are semantically correlated with the position of stars and constellations
on the sky, under some specified conditions (observer’ hemisphere, season, etc.). It describes the Statistical
Morphism between the astrolabe configuration (relations among astrolabe sub-states) and the celestial
sphere configuration (relations among stars and constellations). There also exist a code of all the
(syntactically) correct configurations and bodily movements of the astrolabe Am in order to be semantically
effective, as well as a pragmatic code (or Inferential Rules System) of how from these correct and sound
configurations-movements the right amount of data have to be abductively inferred in to obtain knowledge
about Leo’s position. All these elements encompasses the Astrolabe as a DA. The moral here is that, it does
not ontologically matter at all whether the astrolabe-as-a-model sub-states are composed of wood-and-
cooper (Am) or mental states (Bm): Information Granularity (a), Inferential Rules System (b), Information-
Theoretical Structure (c), Data Code (d) and the very same capacity of representing and generating
knowledge remains totally invariant from the wood-and-cooper astrolabe Am to the mental-state astrolabe
Bm. Thus, we have good reasons to think that what really ontologically matters within the astrolabe, as a
scientific model, is nothing above and beyond its Data Architecture or at least so should be characterized.
Our proposal give us immediately a Criterion of Models Individuation based on this idea:
Our previous proposal might be considered as a trivial thesis if we misunderstand that scientific
models do not have to be considered as having Data Architectures but properly as being Data Architectures.
DTs have been specified alternatively to Floridi as: (a) a Data basis of Codified Semantic (well-formed and
truth-valuable) Information, with a defined (b) Information Granularity (determining quantitative and
qualitative properties of the Data), an adjoin (c) Inferential System (for processing the Data in order to
obtain knowledge), integrated in a (d) complex Information-Theoretical Structure and (d) representing the
configuration of target phenomena via Statistical Morphism.
This specific characterization of Models-as-DA within a Naturalistic STD will be strongly reinforced by
our following proposals:
Weak Proposal 2: DA needs to be processed/computed on Physical Systems;
Informational Properties of DA strongly depends on Physical Properties
Strong Proposal 2: DA are (at least Minimal) Physical Systems, modulo certain properties;
Some Informational Properties of DA (Shannon Entropy) are Physical Properties
Firstly, these two proposals should not being considered as physicalist thesis. Our naturalistic
pretension do not conflate on either methodological nor reductive physicalism: the main argument here is,
very broadly, that models-as-DA have some immediate (weaker or stronger) physical requirements to take
into account on their ontology for fully understanding the general nature of scientific models, while no
specific material condition is necessary for that purpose, as we have already notice. Then, we may argue
that the transition from a wood-and-cooper astrolabe to a learned astrolabe is the transition from a material
and physical DA to an also physical DA.
The hypothetical bedrock on which laid this very section is that every well-definable information
process (what really constitutes DAs) needs to be somehow physically implemented for being computed; it
seems to not be a very radical assumption. In the case of material models as the wood-and-cooper astrolabe,
its physical implementation happens, presumably, in the very physical and material object. Otherwise, non-
material models posit many questions. Does the physical implementation of non-material models-as-DAs
only happens on a neural system? Or in easier words, does the physical implementation of the learned
astrolabe happens on Sind’s brain? In positively answer to this question we will be depicting Data
Architectures as fully (Structured) Fictional Systems, refining in the naturalistic frame some of the
ontological parameters (specially cognitive dependency) we found in P-STD. In the same way, by
negatively answering the same question, Data Architectures could be re-characterized as (Structured)
Physical Abstract Systems; being any non-materially implemented DA physically implemented somewhere
out of biological brains. But there are many more possible answer to this foundational question. We could
adopt an extended mind position (mind and cognitive process might be implemented out of the brain) and
simultaneously be fictionalist regarding non-materially implemented DAs, in order to regards an external
physical system wherein the DA is implemented and also consider DA as a mental dependent system. Thus,
introducing meta-cognitive parameters within the Naturalist-STD is essential for understanding the physical
nature of models-as-Data Architectures.
Beyond the common-ground and basic implementation requirement, there are other theoretical
positions (hypo-thesis) concerning the entanglement between informational and physical properties. Now
we will just briefly sketch the pivotal theoretical strategist that supports our argument.
(a) Dependence Strategy (Landauer Principle): logically-irreversible informational processes entails
entropy increasing. Or in the Neumann stronger formulation: every act of information processing is
accompanied by some level of energy dissipation (1949). These statements are the very foundational bricks
of the recent controversial field knows as “Thermodynamics of Computation”. Some, or every in the
Neumann formulation, inferential operations carried by the DA entails an increasing of entropy or
“disorder” (the term is used just for illustrative purposes and with high-inaccuracy) among the many
substates of the physical system implementing DA. The variation of entropic properties is (covariantly or
contravariantly) systematically related with the variation of the values belonging to other properly physical
“state properties” or “state functions” like internal energy, heat or pressure.
(b) Equivalence Strategy (Grand Unification): Shannon Informational Entropy is identifiable with
Thermodynamic (either boltzmannian or gibbsian) Entropy (Zureck; 1989), what is called “Grand
Unification” hypothesis (Ladyman&Ross; 2007). It have to be noticed the enormous theoretical strength of
this hypothesis. It presupposes not just that there exist a strong ontological dependence between
informational systems and their physical implementations (as the required physical computing or the
Landauer principle) but a real identity between informational systems as DA and physical systems modulo
physic-informational properties as the
These are the main strategies (ordered from the theoretically weakest to the strongest:
Computational Implementation, Landauer Principle or Grand Unification) in order to understand how
informational systems, DAs in our case, should be described as having or depending on physical variables
therefore as being, at least, “minimally” physical systems. It is captured by the very concept of “Bound
Information” (Brillouin; 1951) or “Physical Information” (Floridi; 2011). The, Statistical Morphism stand
as a function from the Semantic Information contained in the physical states of the models to the
Information contained in the physical states of the target phenomena. The proposed characterization of
scientific models as DAs becomes theoretically enriched by the previous idea with a re-characterization of
models as “Bounded Data Architectures” wherein the physical “Bounding” depends on each particular
model. Concluding with a synthetic moral:
Scientific Models-as-BDA: Models do not just have information, models are physical information.
…
Once we have finished our twofold proposal of how scientific models should be characterized, we
need to be clear about the other side of Model Realism debate, namely, how we should be ontologically
(and even ideologically, in quinean terms) committed to the suggested specific characterization. Well, there
are, at least, two quite affine precedent theoretical commitments in Scientific and even Philosophical
Realism to what will be our one (specifically) toward Model Realism. The first one is due to Floridi (2007),
ubiquitous along the previous section of this paper, who proposed an Information Structural Realism (ISR).
The other one is Ladyman and Ross’ Information-Theoretical Structural Realism (ITSR; 2007) latter
developed into a sort of Statistical Structural Realism (2013).
Straightforwardly: we should be realistically committed to scientific model as DAs. We cannot
misunderstand our realistic commitment by somehow hypostatizing information: there is no such a thing
as information-stuff in the world; information, in the sense we have previously specified, must be always
assumed as a relational phenomenon from one system’s sub-state and other system’s sub-state, and
therefore, as having a structural nature. To be ontologically committed to informational systems as BDAs
is to be ontologically committed to complex structures and the systems they structured instead of just
individuals (a particular data, for instance). The realist part of the story laid on the physical character of
BDAs within the N-STD, precisely because this picture do not forces us to hold full-Platonic positions
concerning abstracta or information-theoretic structures for being committed to BDAs; becoming a
naturalistic ontological characterization somehow compatible for both hard nominalists or abstracta-
friendly perspectives. It has to be regarded as a benefit derived from our proposed characterization, and not
the other way around: our word’s description precedes our attitudes toward it. Although we have very good
explicit reasons for both accepting and having a realistic commitment to our second proposal (any scientific
model is, at least, a minimally physical information system), it might be also the case that someone would
prefer to accept and to be committed just to the first proposed characterization (any scientific model is a
data system) and reject our second one.
Before ending with this last section, we have voluntarily obviated other possible naturalistic
characterizations apart from the previous suggested ones due to the limited extension of this paper. Just to
mention the prospects of models-as-Virtual Systems, namely a naturalistic characterization of scientific
models without having any physical value (unbounded informational systems) but a clear well-formed
informational condition.
6. Conclusion. Models as Systems of Physical Information.
Our two first sections have been devoted to study systematically, within what we have label
“Typonomics”, the many possible ontological characterization of scientific models (i) to answer the
question of what models really are, as well as (ii) to give a satisfactory account of how models refers their
target phenomena and (iii) how we can obtain knowledge through them. All these possible characterization
are arranged within a Model Space obtained from the so called Stages of Theoretical Description (STD),
which are families of parameters used for describing what a model so that we can also explain how they
semantically and epistemically works. We have explore three of them (Basic, Philosophical and Structural)
and suggested a fourth one, the Naturalistic-STD, in which we have located a privileged general
characterization (a region within the Model Space) of Models as Data Architectures (DA). In addition, we
also have both specify some of the main features of these particular Informational Systems (data
constitution, inferential character, codification, syntactic behavior and statistical morphism) and inserted
them in the very physical realm by re-characterizing models as Bounded Data Architectures (BDA) via
certain physical principles liking informational with physical properties.
Image 2. Ontological Characterization Space and the Stages of Theoretical Description. Some recent main
characterizations are located within the OCS; a: (Psillos; 2011), b: (Frigg; 2010a), c: (Godfrey-Smith; 2009), d:
(Morgan; 2001); e: (Floridi; 2007) and f, the one here proposed.
The proposal of models, like the Nuclear Shell model or an Astrolabe, as DA would favor a
selective realistic commitment to the NS model or the Astrolabe as an Informational System disregarding
their material constitution. Models are, if something, information. But not merely information, it is what it
is called “bounded information” or “physical information”, so this characterization would be poorly
recognizable or translatable to the language of non-naturalistic philosophical literature as Physical Abstract
Objects á la Dummet (1993). Concluding this modest inquiry, our complete proposal would be to
naturalistically characterize scientific models as Bounded Data Architectures, as well as to be strongly
realistically committed to the physical information they contain in order to truly understand the real physical
relation existent between model and phenomena, so to appreciate the useful scientific knowledge we have
acquired from them since the ancient times.
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