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Escape From Freedom and Dignity PDF
Escape From Freedom and Dignity PDF
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Escape from Freedom and Dignity
Phillip H. Scribner
American University
Arguments for curtailing specific political rights have not been uncom-
mon, but proposals for the wholesale abolition of political freedom, pun-
ishment, individual responsibility and merit are less common and all the
more noteworthy when they are made in the name of science. Professor
B. F. Skinner has recently resumed his attack on such practices in his most
recent book, Beyond Freedom and Dignity.
Skinner's arguments are particularly interesting because he is discus-
sing these problems from the point of view of a behaviorist. In some mea-
sure, they overlap traditional philosophical discussions, but Skinner ap-
parently believes that the nature of behavioristic discoveries enables him
to make a more decisive case than philosophers have been able to make
in the past. Science can now show the way where philosophical argument
has been indecisive.
I shall attempt to state Skinner's arguments clearly, so that their as-
sumptions and conclusions can be identified. My interest is not especially
in Skinner's own views. Rather, I shall use Skinner's arguments as a stand-
in for the sort of position that many behaviorist psychologists are inclined
to take. I shall not dispute the truth of behaviorism; rather, I shall try to
make clear what does and does not follow from its principles. I argue that
the institutions of freedom are no less defensible, given the truth of be-
haviorism, than they have been thought to be on other views of human
nature.
Assuming that behavioristic psychology has discovered the correct
manner of explaining behavior, Skinner hopes to show, in the first phase
of his argument, that man is not autonomous; that, therefore, the institu-
tions of freedom are not particularly suited to him; and that other institu-
tions, more effective in their control of his behavior, might just as well
replace them. In the second phase, he tries to argue that we ought to re-
place the institutions of freedom with more direct behavioral controls
because our culture would then be more likely to survive in the long run.
13
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14 Ethics
Neither phase of his argument succeeds. And, in the end, what has misled
Skinner is not so much behaviorism as an oversimplified application of its
principles to the problems of political control. Before turning to the two
phases of his argument (in Sections II and III, respectively) I shall set the
stage by connecting Skinner's arguments with more traditional philosophi-
cal discussions.
1. B. F. Skinner, Beyond Freedom and Dignity (New York, 1971), pp. 19-21.
Skinner is even more explicit in Walden Two (New York, 1948): "I deny that freedom
exists at all. I must deny it-or my program would be absurd. You can't have a science
about a subject matter which hops capriciously about" (p. 257).
2. Beyond Freedom and Dignity, pp. 13-15.
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15 Escape from Freedom and Dignity
and, therefore, he is responsible for his behavior. That is, the soft deter-
minist wants us to distinguish between cases in which a person's behavior
is caused by a compulsion, posthypnotic suggestion, drugs, or other ab-
normal pathology, and cases at the other extreme in which his behavior
is the result of reflection on the alternatives, evaluation of the various
outcomes, and a reasonable judgment as to the worth of different results.
The hard determinist's response at this point is to argue that behavior
which is subject to the laws of nature is not sufficiently autonomous to
justify holding a person responsible. Skinner follows this line of argument
in presenting his behavioristic account of how behavior is determined,
claiming that the concept of autonomous man is a mere invention to ac-
count for behavior when we are ignorant of the real causes.3 Before turn-
ing to his discussions of the institutions of freedom, I shall discuss his
positive behavioristic account of human behavior and attempt to construct
a model of autonomy within his assumptions.
Although we were previously forced to postulate autonomous man
to hide our ignorance of how behavior was determined, the discovery of
behaviorism has enabled us to identify the causes. "The environment not
only prods or lashes, it selects. Its role is similar to that in natural selection,
though on a very different time scale. It is now clear that we must take
into account what the environment does to an organism not only before,
but after it responds. Behavior is shaped and maintained by its conse-
quences."4 Because behavior is selected by its environment, the way a
person behaves is controlled by his environment. The environment, not
the person, is the cause: "Behavior which operates upon the environment
to produce consequences ("operant" behavior) can be studied by arrang-
ing environments in which specific consequences are contingent upon it.
The contingencies under investigation have become steadily more com-
plex, and one by one, they are taking over the explanatory functions pre-
viously assigned to personalities, states of mind, feeling, traits of character,
purposes, and intentions."5 To explain why the behavior occurs, one shows
how the subject's environment provided reinforcements contingent on
the occurrence of similar behavior in the past. It is those reinforcements,
not the person, which are responsible for the behavior.
To counter his argument, the soft determinist must show that there
is a kind of conditioning, based on contingencies of reinforcement, which
will result in an autonomous man-or, at least, a person sufficiently au-
tonomous to justify the institutions of freedom. However, if one can de-
scribe the pattern of behavior that distinguishes an autonomous man from
a nonautonomous one, it is a matter of behavioristic engineering to con-
struct contingencies of reinforcement which will result in that pattern of
3. Ibid., p. 14.
4. Ibid., p. 18.
5. Ibid.; also see Walden Two, p. 257.
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17 Escape from Freedom and Dignity
reasoning here, but I need only suggest the sorts of cognitive process
which are involved. Nor do I mean to suggest that autonomy requires each
response to be the result of fully explicit deliberation. One quickly learns
shortcuts, and most of one's conclusions about how to handle typical cases
can be filed away as programmed responses for future cases, subject only
to certain self-corrective procedures.
The first step in articulating a conception of autonomy will be ac-
ceptable in a behavioristic framework only if it can be translated into a
description of the patterns of behavior the autonomous man would exhibit
because of his autonomy. I cannot, of course, give a complete behavioral
analysis of such cognitive processes here, any more than behaviorists can
actually state fully the analysis of any other mentalistic descriptions. What
I can do, as Skinner and other behaviorists have done, is indicate what sorts
of behavior would count for or against saying that a person is autonomous.
The sorts of behavior which might indicate he had, say, identified the
various alternatives in a given situation would be his verbal behavior in
describing them, answering questions about them, notes he might write
about them, false starts in the direction of one or more alternatives, plus
innumerable other and more specific signs in more concrete situations.
Likewise, one can list the signs of a person tracing out consequences or
being aware of the effects of others. His verbal behavior is some indication,
but we would also expect that he would be less likely to wind up in bad
situations in unusual circumstances and better able to adjust his behavior
to long-range goals in novel situations.
Once one gets the hang of behavioristic translations, carrying them
out is not of much interest. Of course, the above descriptions should be
translated further, for such terms as "notes," "false starts," "answers to
questions" are still mentalistic. But, since these are the sorts of terms be-
haviorists spend their time analyzing, I will leave it to them.
Some have argued that no such behavioral translation of mentalistic
expressions is possible,8 but I am not much concerned to dispute them
here. For the purposes of the present argument, if the translation cannot
be successfully carried out, or if behavioristic descriptions cannot be de-
veloped which mark out the same differences we note among mentalistic
descriptions, then so much the worse for behaviorism. Its failure would
make the current argument irrelevant, for behaviorism would obviously
not be an adequate account of behavior, and no political proposals based
on it would be of any interest. However, the thrust of Skinner's argument
for his political proposals is not based on this translation thesis but on the
thesis that behavior is controlled by the contingencies of reinforcement
in the environment. That is an independent thesis.
However, if it is not obvious that it must be possible to condition a
8. Charles Taylor, The Explanation of Behavior (New York, 1964). Skinner ap-
parently believes the contrary (Beyond Freedom and Dignity, p. 72).
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19 Escape from Freedom and Dignity
can identify remorse. If there is any doubt that the processes are compati-
ble with behaviorism, then we can again make them overt by using pen,
paper, and physical punishment.
There is neither space nor need to specify in detail how the mecha-
nism of holding oneself responsible must work, but, before I use the PCM
to show that a behaviorist model of autonomy is sufficient for a justifica-
tion of the institutions of freedom, I should stave off some immediate
objections.
In the first place, although the PCM is not the only model of auton-
omy one could develop within behaviorism, that in no way weakens the
argument; for any model of autonomy which undercuts Skinner's argu-
ment will do. Those who would hold a stronger model to be more accu-
rate can also make these arguments. Second, the model is highly rational-
istic in that I am invoking a traditional analysis of practical reason to de-
scribe the cognitive processes which are supposed to mediate the individ-
ual's responses to the envronment. I would agree that one would be more
faithful to actual decision-making processes by describing them in terms
of, say, myths and symbols, instead of principles and rules. But, again, the
rationalistic account does characterize the features of the decision-making
process which, as I shall argue, make the individual autonomous; and its
inaccuracy need not disturb us. Further, one might like to see the mecha-
nism of self-control supplemented with a pride-and-shame mechanism.9
Pride, for example, could be a positive version of the guilt mechanism.
But, for simplicity, the PCM need not include such features to show where
Skinner has gone wrong. Finally, it might be objected that not many peo-
ple are similar enough to the PCM to make the argument any more than
academic. But my argument need not suppose that everyone, at every
decision, deliberates about and evaluates his behavior as the PCM does. I
suspect that those who very frequently, if ever, deliberate in these ways
are a minority among us. But it is enough that procedures like these come
into play at the margin between behavior which has become habitual and
the perception of possibilities on the horizon which such habitual re-
sponses structure. At important junctures, at least, something like this
occasionally happens, and the effect is cumulative.
II
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20 Ethics
Punishment
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Freedom
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29 Escape from Freedom and Dignity
ments and the very indirect control preserved with procedural condition-
ing and the institutions of freedom. There is no difference in the sense
that, in either case, the behavior is determined by reinforcement. But there
is a significant difference in how reinforcement determines it, and it is
this difference which allows one to restate, in the behaviorist framework,
the traditional justifications of the institutions of freedom. The PCM per-
mits that difference to be presented more dramatically, by showing that
a choice to abolish the institutions of freedom, far from a mere choice
among means of control, is a choice of what sort of man we shall have.
III
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30 Ethics
When it has become clear that a culture may survive or perish, some of its
members may begin to act to promote its survival. The two values which, as we
have seen, affect those in a position to make use of a technology of behavior-
the personal "goods," which are reinforcing because of the human genetic en-
dowment, and the "goods for others," which are derived from personal rein-
forcers-we must now add a third, the good of the culture. But why is it effec-
tive? Why should people in the last third of the twentieth century care about
what the people in the last third of the twenty-first century will look like, how
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31 Escape from Freedom and Dignity
they will be governed, how and why they will work productively, what they
will know, or what their books, pictures, and music will be like? No current
reinforcers can be derived from anything so remote. Why, then, should a per-
son regard the survival of his culture as a "good?"40
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32 Ethics
Skinner, like the hero, may have been induced by the esteem of his public,
or other reinforcers, to promote the survival of the culture. His real goal
is the esteem, or other reinforcers, and he has found that arguing for cul-
tural survival is an effective means for getting that reinforcement. That is,
after all, the same sort of explanation Skinner repeatedly gives of the be-
havior of the defenders of freedom: they claim their goal is defending
the autonomy of men, but their real goal is the reinforcement of being
admired.
One might argue that this account explains how it is possible for cul-
tural survival to become a person's goal,49 because the means to other re-
inforcers may themselves become reinforcers. The means become ends.
But, even so, this account would only explain Skinner's taking the pursuit
of cultural survival (e.g., lecturing, writing books, doing experiments,
arguing on TV talk shows) as his end, not his taking cultural survival (the
distant state of affairs) as his goal. As we shall see, there is a difference
between the psychological goal (the esteem) and the goal one might claim
(as Skinner claims his is cultural survival). And, even though his behavior
may have the consequence of bringing about a greater likelihood of the
culture's surviving, his principles provide no way for us to take such a
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35 Escape from Freedom and Dignity
IV
I have tried to show how Skinner's argument fails. In the first phase,
I have argued that behaviorism does not preclude autonomy and that,
therefore, the traditional justifications of the institutions of freedom are
no less strong than they ever were (however strong that may be). I have
tried to demonstrate this by developing a model of autonomy, the PCM,
within the constraints of behavioristic principles, and by contrasting the
behavior and conditioning of a PCM with that of an automatically good
man. The superiority of the institutions of freedom over their proposed
replacements is that they preserve the indirect control of behavior ap-
propriate for maintaining procedural conditioning and, hence, autonomy,
while their substitutes would involve direct, nonaversive controls that
would subvert autonomy.
In the second phase, I have argued against Skinner that the survival
of our culture can not justify replacing the institutions of freedom with
direct, nonaversive controls, for such replacement results in the destruc-
tion of procedural conditioning in favor of automatic goodness, and auto-
matically good men cannot take cultural survival as a value. The distinc-
tion between intended and psychological goals can be made out only
when we assume that people are not automatically good but are similar
to PCMs in that their behavior is mediated by cognitive processes. Thus,
the means Skinner advocates would undermine the goal which he uses to
justify it.
The connection between the two phases is apparent. The features of
the institutions of freedom he scorned-that is, the indirectness of their
control of behavior-are precisely the conditions which permit the cogni-
tive processes of the PCM to be effective in directing behavior. By advo-
cating their replacement with more direct controls, he proposes means
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36 Ethics
which tend to undermine his own argument, not only because taking
cultural survival as one's intended goal requires cognitive processes, but
because any argument does.
Behaviorism does not require that one accept Skinner's proposals.
The PCM represents an alternative conditioning within its assumptions,
and it models a sufficiently strong sense of autonomy for the soft deter-
minist to defend the institutions of freedom. Yet, if behaviorism is true, it
does make the choice a genuine one, for it is possible to recondition us
into automatically good men. Skinner is right when he says that "no the-
ory changes what it is a theory about. Nothing is changed because we
look at it, talk about it, or analyze it in a new way."'5' But it can change
if we use the theory to change it. One might see something ominous in
what Skinner has in mind.
Man has not changed because we look at him, talk about him, and analyze him
scientifically. His achievements in science, government, religion, art, and liter-
ature remain as they have always been, to be admired as one admires a storm
at sea or autumn foliage or a mountain peak, quite apart from their origins and
untouched by a scientific analysis. What does change is our chance of doing
something about the subject of a theory. Newton's analysis of the light in a
rainbow was a step in the direction of the laser.52
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