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J Genet Counsel (2013) 22:4–15

DOI 10.1007/s10897-012-9545-3

PROFESSIONAL DEVELOPMENT PAPER

NSGC Practice Guideline: Prenatal Screening and Diagnostic


Testing Options for Chromosome Aneuploidy
K. L. Wilson & J. L. Czerwinski & J. M. Hoskovec &
S. J. Noblin & C. M. Sullivan & A. Harbison &
M. W. Campion & K. Devary & P. Devers &
C. N. Singletary

Received: 1 June 2012 / Accepted: 17 September 2012 / Published online: 22 November 2012
# National Society of Genetic Counselors, Inc. 2012

Abstract The BUN and FASTER studies, two prospec- screening previously reported abroad. These studies, cou-
tive multicenter trials in the United States, validated the pled with the 2007 release of the American College of
accuracy and detection rates of first and second trimester Obstetricians and Gynecologists (ACOG) Practice Bulle-
tin that endorsed first trimester screening as an alternative
K. L. Wilson (*)
to traditional second trimester multiple marker screening,
Department of Ob/Gyn, Division of Gynecologic Oncology, led to an explosion of screening options available to
The University of Texas Health Science Center at Houston, pregnant women. ACOG also recommended that invasive
6410 Fannin St, Suite 1217, diagnostic testing for chromosome aneuploidy be made
Houston, TX 77030, USA
e-mail: Kate.L.Wilson@uth.tmc.edu
available to all women regardless of maternal age. More
recently, another option known as Non-invasive Prenatal
S. J. Noblin : C. N. Singletary
Testing (NIPT) became available to screen for chromo-
Department of Pediatrics,
The University of Texas Health Science Center at Houston, some aneuploidy. While screening and testing options
6410 Fannin Street, Suite 1217, may be limited due to a variety of factors, healthcare
Houston, TX 77030, USA providers need to be aware of the options in their area
in order to provide their patients with accurate and reli-
P. Devers
Department of Obstetrics and Gynecology, able information. If not presented clearly, patients may
Division of Maternal-Fetal Medicine, feel overwhelmed at the number of choices available. The
University of North Carolina at Chapel Hill, following guideline includes recommendations for health-
CB# 7516,
care providers regarding which screening or diagnostic
Chapel Hill, NC 27599-7516, USA
test should be offered based on availability, insurance
A. Harbison coverage, and timing of a patient’s entry into prenatal
Deparment of Ob/Gyn, Division of Maternal
Fetal Medicine, The University of Texas care, as well as a triage assessment so that a general
Health Science Center at Houston, process can be adapted to unique situations.
5656 Kelley Street,
Houston, TX 77026, USA
M. W. Campion Keywords Prenatal screening . Prenatal testing .
Boston University School of Medicine, Chromosome aneuploidy . Genetic counseling . National
85 E. Newton St, M913,
Boson, MA 02118, USA
Society of Genetic Counselors . Practice guidelines

K. Devary
EvergreenHealth Maternal Fetal Medicine,
12333 NE 130th Lane, Suite Tan 240, Purpose
Kirkland, WA 98034, USA
J. L. Czerwinski : J. M. Hoskovec : C. M. Sullivan To provide information that assists physicians and allied health
Department of Ob/Gyn, Division of Maternal Fetal Medicine, professionals in making decisions about different screening and
The University of Texas Health Science Center at Houston,
6410 Fannin St, Suite 1217, diagnostic testing for chromosome aneuploidy throughout
Houston, TX 77030, USA pregnancy.
NSGC Practice Guideline 5

Disclaimer prior to making a decision about whether or not to undergo


invasive diagnostic testing. The primary limitation of screen-
The practice guidelines of the National Society of Genetic ing is that it does not provide a definitive diagnosis, leading to
Counselors (NSGC) are developed by members of the NSGC the potential of increased anxiety in women with an unaffect-
to assist genetic counselors and other health care providers in ed pregnancy and the potential of false reassurance in women
making decisions about appropriate management of genetic who have a pregnancy with a chromosome aneuploidy. An-
concerns; including access to and/or delivery of services. Each other limitation of screening is the variability in the detection
practice guideline focuses on a clinical or practice-based issue, rates, false positive rates, screening cut-offs, and anatomical
and is the result of a review and analysis of current profes- ultrasound markers included in the screen based on the par-
sional literature believed to be reliable. As such, information ticular laboratory and/or provider involved. In addition, detec-
and recommendations within the NSGC practice guidelines tion rates for screening in multiple gestations are generally
reflect the current scientific and clinical knowledge at the time decreased from those of singletons (Wald and Rish 2005). For
of publication, are only current as of their publication date, a more comprehensive review of the advantages and limita-
and subject to change without notice as advances emerge. tions of the types of screening, refer to the individual sections
In addition, variations in practice, which take into account below and to Tables 1, 2, and 3. A decision tree to assist
the needs of the individual patient and the resources and providers in selecting a screening method that is most suitable
limitations unique to the institution or type of practice, may for their practice is presented in Fig. 1.
warrant approaches, treatments, and/or procedures that differ In addition to the various prenatal screening options, diag-
from the recommendations outlined in this guideline. There- nostic testing for chromosomal abnormalities (Table 4) is
fore, these recommendations should not be construed as dic- available. Chorionic villus sampling, or CVS, is typically
tating an exclusive course of management, nor does the use of performed between 10-13w6d of gestation, and involves a
such recommendations guarantee a particular outcome. Ge- transcervical or transabdominal aspiration of chorionic villi
netic counseling practice guidelines are never intended to from the developing placenta (Wapner 2005). Another option
displace a health care provider’s best medical judgment based for diagnostic testing is amniocentesis. Amniocentesis is tra-
on the clinical circumstances of a particular patient or patient ditionally performed after 15 weeks of gestation by trans-
population. Practice guidelines are published by NSGC for abdominal removal of amniotic fluid (CDC 1995). Samples
education and informational purposes only, and NSGC does obtained through CVS and amniocentesis are typically used
not “approve” or “endorse” any specific methods, practices, or for chromosomal analysis by karyotyping, but may also be
sources of information. used for rapid interphase fluorescence in situ hybridization
(FISH) to screen for chromosome aneuploidy, metaphase
FISH to evaluate for specific microdeletions or microduplica-
Background tions, chromosomal microarray, or other molecular testing.
A referral for genetic counseling has traditionally been
The landscape of prenatal screening changed in 2007 with made for patients who have an increased risk for chromosome
the release of two ACOG Practice Bulletins stating all aneuploidy, including those with a positive maternal serum
women should be offered maternal serum screening (MSS) screen result, positive family history, a fetal anomaly identi-
and diagnostic testing regardless of maternal age, and that fied on ultrasound, or those who are 35 years of age or older at
healthcare providers should determine which screening delivery. However, as screening options have expanded, it has
options would best serve their patients (ACOG Practice become more routine to refer patients for genetic counseling
Bulletin No. 77 & 88, 2007). ACOG’s assertion was subse- when they are having difficulty deciding on a course of action
quently echoed by the American College of Medical Genet- for screening or diagnostic testing. Appropriate screening and
ics (ACMG), leaving providers to reassess their screening diagnostic testing options are typically presented to patients in
and diagnostic testing practices (Driscoll and Gross 2008). the context of a prenatal genetic counseling session (CDC
Prenatal screening strategies have evolved greatly over the 1995). Genetic counselors are uniquely trained to explain
years. Various combinations of first and second trimester complex information in an understandable format to patients
maternal serum analytes and fetal ultrasound findings have and to facilitate the informed decision-making process.
been proposed as part of an ongoing quest to create a screen-
ing test with the highest detection and lowest false positive First Trimester Screening Options
rates. Recently, NIPT has been made commercially available
as an alternative option for chromosome aneuploidy screen- The first trimester analytes pregnancy associated plasma
ing. Screening options for chromosome aneuploidy are non- protein-A (PAPP-A) and free beta-human chorionic gonad-
invasive, which may make them attractive options for patients otropin (β-hCG) may be measured between 9w0d-13w6d of
who desired more individualized risk assessment information gestation, while the nuchal translucency (NT) measurement
6

Table 1 Screening options for chromosome aneuploidy in pregnancy

First Combined Integrated Serum Integrated Stepwise Contingency Multiple Non Invasive
Trimester First Sequential Marker Prenat al
Analyte Trimester Serum Testing
First Second First visit Second First visit Second First visit Second Screening9
visit visit6 visit6 visit7 visit7

Gestational 9w0d- 9w0d- 9w0d- 15w0d- 9w0d- 15w0d- 9w0d- 15w0d- 9w0d- 15w0d- 15w0d- 10w0d -
Age at 13w6d 13w6d 13w6d 21w6d 13w6d 21w6d 13w6d 21w6d 13w6d 21w6d 21w6d 21w6d
Blood Draw

Maternal PAPP-A PAPP-A PAPP-A AFP PAPP-A AFP PAPP-A b-hCG AFP PAPP-A b-hCG AFP AFP Circulating
Serum b-hCG b-hCG hCG hCG (or hCG)1 hCG (or hCG)1 hCG hCG Cell Free
Analytes (or hCG)1 (or hCG)1 uE3 uE3 uE3 uE3 uE3 Fetal DNA10
DIA DIA DIA DIA DIA
ITA9

NT Utilized No Yes4 Yes4 No Yes4 Yes4 No No

Down Syndrome 62–63 %2 78–91 %2 n/a5 94–96 %2 n/a5 87–88 %2 91–95 %2 91–92 %2 75–83 %2 99–100 %11, 12
Detection Rate

Trisomy 18 82 %3 91–96 %3 n/a5 91–96 %3 n/a5 82 %3 91–96 %3 91–96 %3 60–70 %3 97–100 %11, 12
Detection Rate

Provides No No n/a5 Yes n/a5 Yes No Yes8 No Yes8 Yes No


ONTD Risk

•Sources: Barkai et al. (1993); Bianchi et al. (2012); Cole et al. (1999); Cuckle et al. (2008); Haddow et al. (1998); Malone et al.(2005); Norton et al. (2012); Palomaki et al. (2006); Palomaki et al.
(2012); Spencer and Nicolaides (2002); Wald et al. (2003); Wald et al. (2004); Wapner et al. (2003)
1. Whole molecule hCG used in place of free b-hCG by some laboratories and some laboratories add additional analytes such as DIA, both of which may change detection rates
2. Typically at 5 % false positive rate (FPR) with 1/270 cut-off for screen positive; if other FPR or cut-off used, may change detection rate; FPR averages 15–20 % if AMA
3. Typically at 0.5 % FPR with 1 in 100 cut-off, if other FPR or cut-off used, may change detection rate; some laboratories quote combined t18/t13 risk & detection rate
4. The timing of assessment for the NT measurement is between 10w4d and 13w6d
5. Results not provided after first visit
6. Second blood draw is required for all patients
7. Second blood draw is indicated for a portion of patients after the first step of the screen, but not all patients
8. NTD risk assessment is performed for those patients who need a second step and thus get a blood draw that contains AFP as an analyte
9. ITA is included by one laboratory along with AFP, hCG, uE3, and DIA and referred to as the Penta Screen; detection rates are similar to the Quadruple Screen
10. Cell free fetal DNA is found in maternal blood but is not considered an analyte like traditional serum screening
11. While initial studies show a range of detection rates up to 100 % for trisomy 18 & 21, NIPT is not yet considered diagnostic and follow-up CVS or amnio is recommended for a positive NIPT
12. Typically <1 % FPR (from 0.1 to 0.97 %); laboratories generally report trisomy 13 as well, with detection ranging 79-92% at <1 % FPR.
Wilson et al.
NSGC Practice Guideline 7

Table 2 Aneuploidy screening options comparison table

Advantages Limitations Physician likely to utilize screen

First • 1st trimester result • Lower detection rate compared to other Physician with an early-to-care patient
Trimester • NT not required screening options that include NT population who does not have access
Analyte • 1 visit to a certified NT provider, but does
Screening • CVS is an option if screen positive have access to CVS, and prefers to
complete screening in one visit.

Combined • 1st trimester result • NT required Physician with an early-to-care patient


First • 1 visit • Lower detection rate compared to integrated population who has access to certified
Trimester • CVS is an option if screen positive screen NT provider and to CVS, and prefers
Screening to complete screening in one visit.

Integrated • Highest detection rates out of all of • 2 visits Physician with an early-to-care patient
Screening maternal serum screening tests • NT required population who has access to certified
• Results given in 2nd trimester NT provider, but does not have access
to CVS.

Serum • Highest detection rates for screening • 2 visits Physician with an early-to-care patient
Integrated when the NT is not available • Results given in 2nd trimester population who does not have access
Screening • NT not required • Lower detection rate compared to screens that to certified NT provider or to CVS.
include NT, such as integrated screen

Stepwise • 1st trimester result for highest risk • 2 visits for most patients Physician with an early-to-care popu-
Sequential patients allows option of CVS • NT required lation and high follow-up compliance
Screening • Detection rate higher than combined • Lower detection rate compared to integrated who has access to a certified NT pro-
FTS while still allowing for some 1st screen vider and to CVS, who wants infor-
trimester results mation early enough to offer CVS if
risk is high, and wants to avoid mod-
erate risk group created by contingency
screening.

Contingency • 1st trimester results for high and low • 2 visits for moderate risk group Physician with an early-to-care patient
Screening patients, minimizing number of patients • NT required population and high follow-up com-
needing a second visit • Initial moderate risk group may not feel as pliance who has access to a certified
reassured with 2nd trimester negative screen NT provider and to CVS, and who
results as initial low risk group feels the benefit of a one visit screen
for most patients outweighs anxiety
caused for patients who fall into the
moderate risk group and are later re-
stratified to a low-risk group.

Multiple • Allows for screening in women • Results given in 2nd trimester Physician who has patients who
Marker presenting for care after the first • Lower detection rate compared to screens that present primarily in second trimester
Serum trimester include first trimester components and/or NT for screening or patients whose
Screening • 1 visit insurance does not cover NT screening.

Non Invasive • 1st or 2nd trimester result in 1 visit • New technology with shorter publication Physician comfortable with new
Prenatal without NT required history and less information on payer coverage technology who wants a screening test
Testing • Highest detection rates across all non with high detection rate and low false
invasive options positive rate that can be applied in
both first and second trimester.

is valid when measured between 10w4d-13w6d of gestation. There are three options for first trimester screening. NT
It is important to note that some laboratories substitute hCG only with maternal age relies upon the size of the fetal NT
for β-hCG, which may impact detection rates. Most labora- and the patient’s age to calculate a risk estimate. First
tories target a 5 % false positive rate for serum screening trimester analyte screening relies upon the levels of mater-
options. nal serum PAPP-A and free β-hCG or total hCG combined
8 Wilson et al.

Table 3 Ultrasound screening options for aneuploidy

Nuchal Translucency FetalAnatomy Ultrasound

Gestational Age 10w4d–13w6d 18w0d–20w6d (ideal)


16w0d–24w6d (at some centers)
Ultrasound Markers Increased Nuchal Structural Defects, e.g., congenital heart defects, hydrocephalus, holoprosencephaly, cystic
Evaluated Translucency 1,2 hygroma, cleft lip, duodenal atresia, omphalocele, kidney malformations, intrauterine growth
restriction, clenched hands, etc.4
Soft Markers, e.g., increased nuchal fold, choroid plexus cyst, echogenic bowel, hydronephrosis,
echogenic focus/foci, single umbilical artery, clinodactyly of the 5th finger, shortened long bones 4
Down Syndrome 60–82 %3,4 50–70 %4,5
Detection Rate
Trisomy 18 71–82 %3,4 80%4,5
Detection Rate
Provides ONTD No Yes
Risk Assessment

•Sources: ACOG, 2009; Malone et al. 2005; Nicolaides et al. 2002; Nyberg and Souter 2001; Sanders et al. (2002); Taslimi et al. 2005; Wald et al.
2003; Wapner et al. 2003
1. Defined as>95th percentile or >3.0 mm by the majority of studies
2. Other ultrasound markers such as nasal bone and tricuspid regurgitation remain early in investigation and are not included
3. False positive rate 20–25 %; includes age in detection rate; without age detection is lower
4. Detection rate is affected by gestational age, quality of ultrasound images, operator experience, equipment used, referral indication, criteria for
positive findings, maternal habitus and fetal position
5. Adjustment of a priori risk based on the association between a given ultrasound finding and aneuploidy varies by center. The magnitude of
increased risk is impacted by the specific findings and the strength of their association with aneuploidy

with maternal age for risk estimation. The third method is As none of the first trimester screening options allow for
referred to as combined first trimester screening, because it a calculation of the risk for open neural tube defects
combines the use of the NT measurement, the first trimester (ONTD), a maternal serum alpha-fetoprotein (MSAFP)
maternal serum analytes (PAPP-A, and free β-hCG or total sample should be drawn in the second trimester in patients
hCG) and maternal age. Combined first trimester screening undergoing first trimester screening. ONTDs may also be
has been demonstrated to have higher detection rates for detected on second trimester ultrasound. It is not recom-
Down syndrome (78–91 %) and trisomy 18 (91–96 %) mended that an independent risk assessment for chromo-
compared to NT only or serum analyte only methods some aneuploidy be performed in both the first and second
(Malone et al. 2005; Wald et al. 2003; Wapner et al. trimesters due to the high false positive rate (Platt et al.
2003), (Refer to Tables 1 and 3). Some studies have 2004).
reported that pregnancies affected with trisomy 13 have The presence or absence of the fetal nasal bone and of
an analyte and NT pattern similar to trisomy 18; thus, it tricuspid regurgitation on first trimester ultrasound have
may also be possible to use combined first trimester been proposed as additional ultrasound markers for chromo-
screening to screen for trisomy 13 (Spencer et al. 2000). some aneuploidy (Kagan et al. 2009; Ozkaya et al. 2010).
When the NT measurement is significantly elevated (typi- However, at the present time, the use of these anatomical
cally considered to be an NT≥3.0 mm or the 95th percentile), markers to determine chromosome aneuploidy risk is not
the possibility of chromosome aneuploidy is significantly universally recommended.
increased, and it is appropriate to offer the option of diagnostic
testing at that point without performing or waiting for the Non-Invasive Prenatal Testing (NIPT) NIPT uses circulat-
results of the MSS (Comstock et al. 2006). In addition to ing cell free fetal DNA in maternal plasma to evaluate for
chromosome aneuploidies, NT ≥3.5 mm is also associated Down syndrome, trisomy 18, and trisomy 13. Published
with an increased risk of a congenital heart defect. In such studies show a low false positive rate (<1 %) and a very
cases, fetal echocardiography is recommended during the high detection rate for Down syndrome (99–100 %), triso-
second trimester. It is important to note that once an elevated my 18 (97–100 %) and trisomy 13 (79–92 %), (Bianchi et
NT is seen, the risk for an adverse pregnancy outcome remains al. 2012; Norton et al. 2012; Palomaki et al. 2012), (see
increased even if normal fetal karyotype is confirmed (Bilardo Table 1). In addition, Bianchi et al. found a 94 %
et al. 2010). detection rate for monosomy X and reported several
NSGC Practice Guideline 9

Following appropriate counseling, does patient


wish to pursue prenatal screening or testing?

YES NO

Patient elects screening 2 prior


Patient elects to making a decision about
1diagnostic testing
diagnostic testing

Patient fits current Patient elects maternal


criteria for NIPT & serum screening
elects NIPT

< 14 > 14
weeks weeks
Chorionic
NIPT
Villus Amnio - 1st or 2nd
Sampling Quadruple
centesis trimester
between >15 weeks result NT 3 NOT NT 3 Marker
10 and 13 available/feasible available/feasible Screening
weeks 1 visit
1 visit

First Stepwise Integrated Contingency


Serum Sequential
Trimester 2nd trimester 1st trimester
Integrated Combined 1st trimester
Analyte result result if highor
2nd trimester FTS result if very low risk
1st trimester 2 visits
result 1st trimester high risk
result 2nd trimester
2 visits result 2nd trimester Greatest
1 visit analyte result for
1 visit result if less moderate risk
risk detection
1 See Table 4 for more information about diagnostic testing. rate 1-2 visits
2 See Table 1 for more information about screening options. 1-2 visits
3 NT= Nuchal translucency

Fig. 1 Decision tree for selecting between screening and diagnostic testing options

cases of mosaicism for trisomy 21, trisomy 18, and mono- performed, additional serum screening for chromosome
somy X (2012). The landmark NIPT studies recruited aneuploidy is not recommended. While NIPT has prom-
women who were otherwise pursuing invasive testing. ise for the future and may potentially replace other
Thus, the majority were from high-risk populations that screening methods as the standard of care, there is still
had an increased risk to have a fetus affected with chromo- much to learn about this technology and its clinical
some aneuploidy. At this time, NIPT is only recommended for utility. For more information regarding NIPT, please refer
patients from high-risk populations, including advanced ma- to the fact sheet published in 2012 by the National
ternal age, positive screening test, abnormal ultrasound sug- Coalition for Health Professional Education in Genetics
gestive of aneuploidy, or prior pregnancy with chromosome and NSGC.
aneuploidy (Devers et al. 2012). It is recommended that a
positive NIPT be followed by confirmatory diagnostic
testing prior to making pregnancy decisions (Benn et al. Integrated, Serum Integrated, Stepwise Sequential
2011; Devers et al. 2012). NIPT is validated between and Contingency Screening
10w0d–21w6d gestation, making it an option for wom-
en that present in either the first or the second trimester. Screening strategies that combine both first and second
Many practices are using NIPT in addition to their trimester serum analytes and ultrasound markers have been
already established screening practices to provide high- proposed as a means of increasing detection rates while
risk patients with more information prior to making a decreasing false positive rates. Since these screening options
decision about invasive diagnostic testing. If NIPT is involve multiple steps, it may be difficult to ensure that all
10 Wilson et al.

Table 4 Diagnostic testing options

Chorionic Villus Sampling (CVS) Early Amniocentesis4 Amniocentesis

Gestational Age at 10w0d–13w6d 11w0d–13w0d 15w0d–23w6d


Time of Procedure1
Test Methodology Transcervical or transabdominal Abdominal withdrawal of amniotic
aspiration of chorionic villi from fluid from gestational sac
developing placenta
Risk of Miscarriage 0.5–1.0 % 2.0 % 0.2–0.3 %5
Additional Associated Risks 2
• Mosaicism: <1 % • Mosaicism: 0.2 % • Mosaicism: 0.2 %
• Maternal Cell Contamination: <1 % • Club foot: 1.3%–1.7 % • Club foot:<0.1 %
• Spotting & Cramping: 15 % • Amniotic Fluid Leakage: • Amniotic Fluid Leakage: 1.7 %
3.5 %–4.4 %
Down Syndrome Detection Rate3 98–99 % 99.80 % 99.90 %
Trisomy 18 Detection Rate 3 98–99 % 99.80 % 99.90 %
Provides ONTD Detection No Yes Yes

Sources: ACOG Practice Bulletin No. 88, 2007; Brambati et al. 1992; Canadian Collaborative CVS Amniocentesis Clinical Trial Group, 1989;
Centers for Disease Control and Prevention Morbidity and Mortality Weekly Report, 1995; Eddleman et al. 2006; Jackson et al. 1992; Ledbetter et
al. 1992; Sundberg et al. 1997; The Canadian Early and Mid-trimester Amniocentesis Trial Group, 1998; Wapner et al. 2003; Winsor et al. 1999
1. May be performed at other gestational ages, but risks and benefits may vary
2. An increased risk for limb reduction defects has been associated with CVS performed prior to 10 weeks gestation
3. Detection rates based on karyotyping; other detection rates may apply when utilizing fluorescence in situ hybridization or chromosomal
microarray
4. Early amniocentesis is not recommended by ACOG
5. Range of 0.06–1.0 % [or 1 in 1600 to 1 in 100] reported in literature

patients return for the multiple visits required to complete disclosed to patients who fall into the high risk group, and
the screening process (Wald et al. 2003). they are subsequently offered diagnostic testing. Initial results
may or may not be disclosed to patients who fall into the low
Integrated Screening uses a two-step process to adjust the risk group, and they proceed with a second blood draw per-
maternal age-related risk for Down syndrome and trisomy formed in the second trimester. In this second step, the serum
18. The first step involves NT and PAPP-A measurements in analytes AFP, hCG, uE3, and DIA are incorporated into the
the first trimester, and the second step involves serum analyte risk assessment, and the patient is given a risk for chromo-
measurements of AFP, hCG, unconjugated estriol (uE3), and some aneuploidy based on the combined results of both of the
dimeric inhibin A (DIA) in the second trimester (Cuckle et al. screening steps. The overall detection rate for stepwise se-
2008; Malone et al. 2005; Wald et al. 2003). The patient is quential screening is 91–95 % for Down syndrome and 91–
given a single risk assessment after both steps have been 96 % for trisomy 18 (Malone et al. 2005; Palomaki et al. 2006;
completed. Integrated screening has a high detection rate for Spencer and Nicolaides 2002; Wapner et al. 2003). Stepwise
Down syndrome (94–96 %) and trisomy 18 (91–96 %); how- sequential screening allows the patients with the highest risk
ever, patients must wait until the second trimester for results, to consider diagnostic testing in the first trimester of pregnan-
which eliminates the opportunity for early diagnostic testing cy while retaining some of the increase in detection rates seen
such as CVS (Malone et al. 2005; Spencer and Nicolaides with integrated screening.
2002; Wald et al. 2004; Wapner et al. 2003). When an NT
measurement is not possible, serum integrated screening may Contingency Screening is another two-step screening option.
still be performed at a lower detection rate for Down syndrome As with stepwise sequential screening, the first step adjusts
(87–88 %) and trisomy 18 (82 %), (Malone et al. 2005; Wald maternal age-related risk for chromosome aneuploidy based
and Rish 2005; Wapner et al. 2003). on the NT measurement and serum analytes. However, after
the first step, patients are divided into low, moderate, and high
Stepwise Sequential Screening also involves two steps, risk groups based on their risk assessment for chromosome
with the first step combining the NT measurement, serum abnormality. The high risk group is offered diagnostic testing,
analytes PAPP-A and β-hCG (or hCG), and maternal age in the moderate risk group continues to the second serum analyte
the first trimester. Patients are initially stratified into a screening step, and the low risk group is not offered further
“high” or “low” risk group as determined by the screening serum analyte screening. Once the moderate risk group under-
laboratory’s risk cut-off figures. These initial results are goes second trimester analyte screening (AFP, hCG, uE3, and
NSGC Practice Guideline 11

DIA), these patients are then stratified again into a high risk (Nyberg and Souter 2001; Sanders et al. 2002). Chromosome
group who is offered diagnostic testing and a low risk group aneuploidy screening by ultrasound can further be limited by
who is not considered at great enough risk to warrant diagnostic maternal habitus and fetal position. Approximately 50–70 %
testing. The overall detection rate for contingency screening of pregnancies with Down syndrome and 80 % of pregnancies
when both steps are performed is 91–92 % for Down syndrome with trisomy 18 will have anatomical defects and/or markers
and 91–96 % for trisomy 18 (Cuckle et al. 2008; Palomaki et al. identified by the detailed or targeted ultrasound (Nyberg and
2006; Spencer & Nicolaides 2002; Wapner et al. 2003). Con- Souter 2001). Based on these detection rates, second trimester
tingency screening lowers the number of patients proceeding to anatomy ultrasound alone is not as accurate as MSS or NIPT.
the second trimester serum analyte screening step compared to Other ultrasounds, such as growth scans, may also detect
stepwise sequential screening, while still identifying the major- structural anomalies that are associated with chromosome
ity of high risk pregnancies in the first trimester. However, aneuploidy, but these ultrasounds are not routinely used for
patients identified as initially having a moderate risk may retain chromosome aneuploidy screening.
some anxiety even if the second step places them back into the
low risk group.
Diagnostic Testing Options

Second Trimester Screening Options Current procedures available for the diagnosis of chromo-
some aneuploidy during pregnancy include: CVS, early
Second trimester MSS options include the triple screen, the amniocentesis, and amniocentesis (Table 4).
quadruple (quad) screen, and the penta screen. The triple
screen consists of maternal serum AFP, hCG, and uE3 com- Chorionic Villus Sampling (CVS)
bined with an a priori risk based on maternal age to screen for
Down syndrome, trisomy 18, and ONTDs. The quad screen CVS is used for the detection of fetal chromosome aneuploidy
adds DIA, which increases the detection rate for Down syn- in the first trimester. The accuracy for detection of fetal chro-
drome (Benn et al. 2003). One laboratory has added invasive mosome abnormalities by CVS is estimated to be 98–99 % due
trophoblast antigen (ITA) to the quad screen and named it the to the <1 % chance for a mosaic result, defined as some cells
penta screen, although detection rates are not substantially studied showing an abnormality and some cells not showing an
different from the quad screen (Cole et al. 1999). Second abnormality, and the<1 % chance for maternal cell contami-
trimester maternal serum screens are typically performed be- nation, defined as studying the mother’s cells instead of the
tween 15w0d-21w6d gestation (Wald et al. 2004). Detection fetus’ (Ledbetter et al. 1992). CVS may also be used to test for
rates for Down syndrome (75–83 %) and trisomy 18 (60–70 %) biochemical abnormalities, single gene conditions, and colla-
are highest with the quad screen or penta screen (Table 1), gen abnormalities (Pepin et al. 1997; Wapner 2005). CVS
(Wald et al. 2003). Detection rates for ONTDs are the same cannot be used to evaluate the risk for ONTDs. The
for all second trimester screening options (Barkai et al. 1993; procedure-related risk of miscarriage is estimated to be approx-
Haddow et al. 1998; Wald et al. 2004). Second trimester screens imately 0.5–1 %, or 1/200–1/100, whether in a singleton or
are helpful for women who first present for prenatal care in their twin gestation (Canadian Collaborative CVS-Amniocentesis
second trimester, but all second trimester MSS have lower Clinical Trial Group 1989; CDC, 1995; Jackson et al. 1992).
detection rates compared to screening options that incorporate Recent data, however, has shown that the procedure-related
first trimester serum analytes. NIPT may represent a viable loss rate of CVS may be similar to the rate for mid-trimester
alternative for screening with a high detection rate for eligible amniocentesis, but this data is only valid in experienced centers
patients who present in the second trimester. (ACOG Practice Bulletin No. 88, 2007). Of note, there appears
to be an increased risk for limb reduction defects when CVS is
A fetal ultrasound in the second trimester may also be used performed prior to 10 weeks gestation (Brambati et al. 1992).
to screen for chromosome aneuploidy by identifying both true The primary benefit of CVS is that it can be performed at an
structural defects and structural variants, which are commonly earlier gestational age, allowing for earlier decision-making.
referred to as “soft markers” (Table 3). Ultrasound may also
detect isolated structural defects not typically associated with Amniocentesis
chromosome aneuploidy. The optimal time to perform an
ultrasound to survey fetal anatomy is between 18-20w6d Amniocentesis is used for the detection of chromosome
gestation (ACOG Practice Bulletin No. 101, 2009). The risk aneuploidy in the second and third trimester of pregnancy.
for chromosome aneuploidy is dependent upon not only the The accuracy for detection of fetal chromosome abnormal-
combination of soft markers and/or structural defects seen, but ities by amniocentesis is estimated to be 99.8–99.9 %
also the expertise of the provider interpreting the ultrasound (ACOG Practice Bulletin No. 88, 2007). Amniocentesis
12 Wilson et al.

may also be used to test for ONTDs, biochemical abnormal- access to certified NT providers, and access to physicians
ities and single gene conditions (CDC, 1995; Winsor et al. who perform CVS or amniocentesis. One of the main barriers
1999). In 1995, the Centers for Disease Control and Preven- faced in screening is insurance coverage, as each private and
tion released a statement which estimated the procedure- public insurance plan has specific requirements for coverage of
related risk for miscarriage to be 1/200 or 0.5 % based on screening and diagnostic testing for chromosome aneuploidy.
previous studies. Since that time, this number has remained Additionally, there is often a time lapse between the publication
the universally quoted risk for amniocentesis in the United of guidelines recommending the incorporation of a new test and
States. However, more recent studies actually suggest that routine coverage of that test by insurance companies. These
amniocentesis has a much lower risk than the long-accepted issues should be considered when assessing a patient’s access to
1/200 figure. Data from the First And Second Trimester various prenatal screening and diagnostic testing options.
Evaluation of Risk for Aneuploidy (FASTER) trial showed In addition to external factors that impact testing options,
that the miscarriage risk associated with amniocentesis was patient-specific factors also impact decision-making. For
approximately 1 in 1600, or less than 0.1 % (Eddleman et al. example, patients typically do not view prenatal diagnostic
2006). In 2007, ACOG released a Practice Bulletin stating testing as a routine procedure (Hunt et al. 2005), and may
that all women should be offered the option of diagnostic have conflicting feelings about the possibility of having a
testing for chromosome aneuploidy, regardless of age, citing child with a chromosome aneuploidy versus the possibility
a 1/300 to 1/500 or 0.2–0.3 % risk for miscarriage associat- of losing a chromosomally normal pregnancy as the result of
ed with amniocentesis based on more recent studies. Many a diagnostic procedure (Kupperman et al. 2000). It is up to
centers have since adopted this lower, ACOG-endorsed the healthcare provider to explore these feelings and discuss
figure (ACOG Practice Bulletin No. 88, 2007). While am- factors that influence decision-making, such as family, so-
niocentesis is associated with a lower risk for miscarriage cial, and personal history, maternal age, and possible out-
compared to CVS, one of the primary limitations is the later comes in order to obtain informed consent (Centers for
gestational age at which the procedure is performed. Waiting Disease Control and Prevention 1995). Current practice is
until the third trimester to perform amniocentesis is not moving away from a maternal age-based risk stratification
associated with a decreased procedure-related risk; however, for offering diagnostic testing and moving toward custom-
the risk shifts from miscarriage in the second trimester to ized risk assessment through the use of the various screen-
preterm delivery in the third trimester once viability is ing methods discussed above (ACOG Practice Bulletin
reached. Amniocentesis and CVS may be performed in twin No.88, 2007; Eddleman et al. 2006).
and higher order gestation pregnancies, although the risk for The purpose of the following recommendations is to
miscarriage may be increased compared to that associated assist physicians and allied health professionals in identify-
with singleton procedures (ACOG Practice Bulletin No. 88). ing appropriate screening and diagnostic testing options for
chromosome aneuploidy for their patients. Patients may
Early Amniocentesis have differing levels of interest in the available options
based on how they feel they might utilize the information.
Early amniocentesis is available in some centers but is not
typically recommended. It may be performed prior to 15 weeks
of gestation, and is associated with an increased risk for Recommendations
pregnancy loss (2 %), clubfoot (1.3–1.7 %) and fluid leakage
(3.5–4.4 %) compared to routine amniocentesis (<0.1 % for The information presented above, along with the data sum-
clubfoot and 1.7 % for leakage), (ACOG Practice Bulletin No. marized in Fig. 1, and Tables 1, 2, 3 and 4 supports the
88, 2007; Canadian Early and Mid-trimester Amniocentesis following recommendations:
Trial, 1998; CDC, 1995; Sundberg et al. 1997).
Recommendations for all patients
Screening and Diagnostic Testing Options: Practical
& Providers should offer the options of maternal serum
Considerations
screening (MSS) and diagnostic testing for chromosome
aneuploidy to every patient.
Despite numerous potential benefits associated with screening
and testing for chromosome aneuploidy, there are also limita- – Providers should engage in a discussion with their
tions. Available options may be limited by a number of factors, patients about the benefits, limitations, and risks
including: gestational age of the patient at entry into the health- of MSS and diagnostic testing so that patients may
care system, state regulations impacting available options, in- make informed and autonomous decisions.
surance coverage and out-of-pocket costs to the patient, – If the provider feels a patient would benefit from
laboratory contracts, availability of laboratory draw sites, additional discussion prior to making a decision, a
NSGC Practice Guideline 13

referral to a genetic counselor or other qualified offered as the diagnostic testing option for chromosome
provider may be appropriate. aneuploidy in the first trimester.
– Documentation of the patient’s decision to elect
or to decline screening and testing should be Recommendations for low risk patients after 14 weeks of
made in the patient’s medical record. gestation:
– Providers should be aware of factors that may
& Patients who desire MSS but did not have MSS in the
impact the options available to their patients, such
first trimester should be offered a quad or penta screen
as the patient’s gestational age, insurance cover-
rather than a triple screen due to the increased detection
age and access to services and providers.
rates.
& An ultrasound to assess the fetal anatomy is suggested at & Amniocentesis should be offered as the diagnostic test-
approximately 18w0d-20w0d gestation for all patients ing option for chromosome aneuploidy for patients after
regardless of whether or not they choose to have screen- 15 weeks of gestation.
ing or diagnostic testing.
Recommendations for patients at increased risk for
Recommendations for low risk patients less than 14 weeks
chromosome aneuploidy
of gestation:
& Patients who desire screening information may be of-
& For patients who may consider CVS or amniocentesis,
fered NIPT due to the high detection rates and low false
stepwise sequential screening or combined first trimes-
positive rates. NIPT should only be offered in the con-
ter screening should be considered because:
text of informed consent, education, and counseling by a
– Both are tailored to fit the needs of patients qualified provider, such as a genetic counselor. Standard
who desire early detection of chromosome confirmatory diagnostic testing should be offered as
aneuploidy but wish to employ a screening meth- follow-up to positive NIPT results. High risk patients
od prior to making a decision about diagnostic who decline NIPT but remain interested in screening
testing. should be made aware of alternate screening options as
– Both allow for the option of CVS in higher risk appropriate based on gestational age and screening
pregnancies while deferring testing of lower risk availability.
pregnancies to the second trimester without caus- & If the patient presents prior to 14 weeks gestation, CVS
ing increased anxiety. and amniocentesis should both be offered as diagnostic
– Of the screening options that provide risk infor- testing options for chromosome aneuploidy.
mation in the first trimester, stepwise sequential & If the patient presents after 14 weeks gestation, amnio-
screening has the highest detection rates for Down centesis should be offered as the diagnostic testing op-
syndrome and trisomy 18. tion for chromosome aneuploidy.

& If CVS is not an option, integrated screening may be


considered in order to maximize detection rates. Summary
& If a patient completes combined first trimester screening,
a separate second trimester MSS for chromosome aneu- This practice guideline provides a summary of screening
ploidy is NOT indicated. Screening for chromosome and diagnostic testing options for chromosome aneuploi-
aneuploidy in the second trimester in patients who dy and gives realistic recommendations on how to em-
present prior to 14 weeks should ONLY be performed ploy these options. A decision tree and comparison
as a part of integrated, serum integrated, stepwise tables are presented for providers to select the screening
sequential, or contingency screening. Independent or diagnostic test which best suits their patient’s needs.
screening in first and second trimesters increases the Specific recommendations are given for certain clinical
false positive rate of screening. circumstances. However, these options are dependent on
& Patients who have an increased NT (≥ 95th% or≥ logistical factors such as timing of entry into healthcare,
3.0mm) should be offered diagnostic testing by ei- insurance coverage, overall cost, and screening/testing
ther CVS or amniocentesis. A referral for a fetal availability. Patients will make decisions regarding these
echocardiogram should also be considered if the options based not only on the facts and the data, but
NT ≥3.5mm. also based on personal feelings, past experiences, and
& Early amniocentesis (prior to 15 weeks of gestation) is current perceptions. A referral to a genetic counselor or
not recommended due to the increased risks for preg- other qualified provider may be appropriate if a patient
nancy loss, clubfoot, and fluid leakage. CVS should be may benefit from additional discussion prior to making
14 Wilson et al.

a decision regarding screening and diagnostic testing Driscoll, D. A., & Gross, S. J. (2008). American College of Medical
Genetics practice guidelines: first trimester diagnosis and screen-
options.
ing for fetal aneuploidy. Genetics in Medicine, 10, 73–75.
Eddleman, K., Malone, F., Sullivan, L., Dukes, K., Berkowitz, R.,
Kharbutli, Y., D’Alton, M. E., & For the First and Second
Trimester Evaluation of Risk (FASTER) Trial Research
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