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The molecular basis for the laboratory phenotype of resistance to APC was found to be a
mutation in the gene coding for coagulation factor V [ 5 ]. A transition (guanine to
adenine) at nucleotide 1691 (G1691) resulted in the replacement of arginine at position
506 in factor V by glutamine. The gene product, factor V Leiden (factor V Q506,
Arg506Gln) is not susceptible to cleavage at position 506 by activated protein C and is
therefore inactivated more slowly.
Dual defect leading to hypercoagulable state — The factor V Leiden mutation leads
to a hypercoagulable state for two reasons, due to the critical position of factor V in both
the coagulant and anticoagulant pathways [ 6 ]. (See "Overview of hemostasis", section
on 'Multicomponent complexes' .)
The dual nature of factor V also helps to explain why the risk of thrombosis is greater in
patients homozygous or pseudohomozygous (ie, compound heterozygosity for factor V
Leiden and type I factor V deficiency) for factor V Leiden than in heterozygotes [ 8,11 ].
The blood of heterozygotes, unlike the situation in homozygotes and
pseudohomozygotes, contains both factor V Leiden and normal factor V. Presence of the
normal factor V molecule allows for the inactivation of factor VIIIa by APC, via the second
of the two pathways noted above, affording some protection against thrombosis.
(See 'Factor V Leiden plus factor V deficiency' below.)
CAUSES AND PREVALENCE — The causes for APC resistance are genetic or acquired
[ 3 ]:
Heterozygosity for factor V Leiden — The prevalence of heterozygosity for the factor
V Leiden mutation in Caucasians, including European, Jewish, Israeli, Arab, Canadian and
Indian populations, ranges from 1 to 8.5 percent, with most European studies reporting
overall rates of 5 to 8 percent [ 14,15 ]. The prevalence has been reported to be
approximately 15 percent in some parts of Greece, Sweden, and Lebanon [ 16-18 ]. On
the other hand, the factor V Leiden mutation is apparently not present in African Blacks,
Chinese, or Japanese populations.
In a study of 4047 American men and women participating in the Physician's Health
Study and the Women's Health Study, the following carrier frequencies for factor V
Leiden were found [ 19 ]:
Studies using dimorphic sites in the factor V gene to do haplotype analysis have provided
evidence for the existence of a founder effect as the basis for the mutation in Caucasians
of differing ethnic backgrounds [ 20 ]. It has been estimated that the mutation originated
approximately 30,000 years ago, after the evolutionary divergence of Caucasian, African,
and Oriental populations [ 20 ]. Similar data, indicating a founder haplotype and a single
genetic origin during the same time period, have been found in studies of individuals with
the prothrombin mutation, which occurs independently in the same ethnic groups [ 21 ].
(See "Prothrombin gene mutation" .)
Homozygosity for factor V Leiden — Homozygotes account for about 1 percent of
patients with the factor V Leiden mutation but are disproportionately represented
clinically, as compared with the general population, because of a higher thrombotic risk.
(See 'Clinical manifestations' below.)
Other genetic defects in factor V — Several mutations at the Arg306 residue in factor
V, the second APC site cleavage in the activated cofactor, have been described in
patients with a history of thrombosis. These include replacement of Arg306 with
threonine (factor V Cambridge) [ 22 ] or with glycine (in Hong Kong Chinese) [ 23 ].
Thr306, albeit rare, does confer APC resistance. The clinical importance of Gly306 is
uncertain, since it may not be associated with APC resistance [ 23 ] and the mutation is
as common in healthy Chinese blood donors as in patients with thrombosis (4.5 and 4.7
percent, respectively) [ 24 ].
Factor V Liverpool (Ile359Thr) has been associated with an increased risk of thrombosis,
apparently due to both reduced APC-mediated inactivation of factor Va as well as being a
poor APC cofactor for the inactivation of factor VIIIa [ 25 ]. (See 'Physiology' above.)
The slight increase in thrombotic risk in those with the HR2 haplotype may be due to a
reduction in its activated protein C cofactor activity [ 8 ]. However, it is controversial
whether the HR2 haplotype is associated with increased thrombotic risk in the absence of
factor V Leiden [ 8,28-34 ]. (See 'Physiology' above.)
Factor V Leiden plus factor V deficiency — Occasional patients have been described
in whom there is cosegregation of heterozygous APC resistance due to the factor V
Leiden mutation along with type I factor V deficiency [ 35-38 ]. The plasma of these
individuals manifests severe APC resistance in activated partial thromboplastin time
assays, similar to patients with homozygous factor V Leiden (ie, they are
pseudohomozygous). These patients appear to be more thrombosis prone than
heterozygous relatives with factor V Leiden alone, suggesting that the clinical phenotype
is similar to [ 11,39 ], or more severe than [ 40 ], that of patients homozygous for factor
V Leiden.
Having a non-O blood group (eg, A, B, or AB) appears to increase the risk of
developing VTE in both heterozygotes and homozygotes for factor V Leiden by
two- to four-fold [ 41-43]. This may be explained, at least in part, by the higher
levels of factor VIII seen in non-O individuals [ 43-45 ]. (See 'Combined
inherited defects' below and "Biology and normal function of von Willebrand
factor", section on 'Plasma VWF' .)
Studies in both mouse and man have suggested that alterations in the protein Z
gene may influence the clinical symptoms of thromboembolism in patients with
factor V Leiden. (See "Vitamin K, gamma carboxyglutamic acid, and the
function of coagulation and other proteins", section on 'Protein Z' .)
Common single nucleotide polymorphisms in the factor V gene may reduce the
quantity of normal factor V in individuals heterozygous for factor V Leiden, and
increase the risk of venous thromboembolism [ 46 ].
Acquired APC resistance — Some patients with APC resistance without the factor V
Leiden mutation can be identified using the first generation aPTT-based assay for APC
resistance (see 'Diagnostic assays' below):
Individuals with cerebrovascular disease have been described with APC resistance
not due to the factor V Leiden mutation [ 47,48 ]. In one study, the
investigators divided patients into five categories of responsiveness to APC, as
opposed to the usual practice of using a cutoff value for optimal separation of
carriers and noncarriers of the mutation [ 48 ]. Statistical analysis showed that
a low response to APC was associated with an increased risk of cerebrovascular
disease, which was independent of the factor V Leiden mutation.
In the Leiden Thrombophilia Study, a case-control study including 474 patients
with a first episode of deep vein thrombosis and 474 age- and sex-matched
controls, in which all carriers of the factor V Leiden mutation were excluded, a
dose-response relationship was observed between the sensitivity for APC and
the risk of thrombosis [ 13 ]. After correcting for confounding variables, a
reduced response to APC remained a risk factor for thrombosis (odds ratio for
the lowest quartile: 2.5; 95% CI 1.5-4.2).
In a study of over 14,000 participants in the Vicenza Thrombophilia and
Atherosclerosis Project who did not have factor V Leiden, the adjusted odds
ratio for development of VTE was 1.7 (95% CI 1.0-2.7) in those with
phenotypic resistance to APC [ 49 ].
Significant resistance to APC has been found in patients with multiple myeloma
and other cancers [ 50,51 ], and may contribute to the thrombotic tendency in
these patients [50,52,53 ].
Resistance to APC has also been found in some patients with systemic lupus
erythematosus and the antiphospholipid antibody syndrome in the absence of
factor V Leiden. This subject is discussed separately. (See "Pathogenesis of the
antiphospholipid syndrome", section on 'Genetic predisposition' .)
Oral contraceptives — The use of oral contraceptives (OC), especially third generation
OCs, has been associated with acquired APC resistance. APC resistance, which can also
be acquired following use of hormone replacement therapy [ 57 ], may underlie, in part,
the supra-additive effect of exogenous estrogens on thrombotic risk in women with factor
V Leiden ( table 1 ), or in those women without factor V Leiden who have the lowest APC
resistance ratios [ 58 ]. (See "Risks and side effects associated with estrogen-progestin
contraceptives", section on 'Venous thromboembolic disease' .)
According to data from the Leiden Thrombophilia Study ( table 1 ), the annual risk of
developing a first episode of VTE for patients with varying combinations of factor V
Leiden and use of OCs, is as follows:
There is evidence that the factor V Leiden mutation, presumably due to thrombosis of
placental vessels, may play a role in some cases of unexplained recurrent pregnancy loss
[ 63-66 ]. (See 'Obstetric complications' below and "Inherited thrombophilias in
pregnancy" .)
Risk of DVT — Multiple studies have evaluated the role of factor V Leiden in the risk of
venous thromboembolism ( table 1 ) [ 67-73 ]. Approximately 10 to 26 percent of such
patients have this mutation, as illustrated by the following observations:
Despite the increase in thrombotic tendency, the risk of thrombosis in homozygous factor
V Leiden is significantly less than the risk in homozygous or doubly heterozygous protein
C or protein S deficiency.
Carriers of two defects seem to be at a higher risk for thrombosis than their relatives
with a single defect. In one review of four studies, approximately 75 percent of the family
members who were carriers of two defects had experienced thrombosis compared with
10 to 30 percent of the carriers of a single defect [ 83 ]. The presence of two defects in
these studies increased the thrombotic risk three-fold above the risk of a single defect.
Double heterozygosity occurred in 2.2 percent of patients with VTE overall, in 12 percent
of patients who were heterozygous for factor V Leiden, and in 23 percent of patients
heterozygous for the prothrombin G20210A mutation
This analysis also determined the additional risk posed by the use of oral contraceptives
in women aged 15 to 49 in the three case-control studies in which this information was
available. The risk of VTE was increased two- to six-fold in subjects with one "defect", 7-
to 15-fold in those with two defects, and 17-fold in those using oral contraceptives with
both genetic defects (ie, all three "defects").
In a retrospective study of first degree relatives from selected thrombophilic families (ie,
at least two symptomatic relatives in addition to the proband), factor VIII levels ≥150
international units/dL increased the risk of thrombosis threefold in carriers of factor V
Leiden [ 44 ]. In first degree relatives of unselected patients with factor V Leiden (ie,
relatives of consecutive patients with a first thrombosis), high levels of factor VIII
increased the thrombotic risk of carriers twofold.
The risk of thrombosis was also increased in patients with factor V Leiden and
hyperhomocysteinemia. In a large prospective cohort study, the relative risk for
idiopathic VTE compared with patients with neither abnormality was 3.4 with
hyperhomocysteinemia, 3.6 with the factor V Leiden mutation, and 21.8 with both
disorders [ 85 ]. (See "Overview of homocysteine".)
Risk of recurrent DVT — There are conflicting data as to whether the factor V Leiden
mutation is, or is not, associated with an increased risk of recurrent venous
thromboembolism [ 72,86-88 ], with odds ratios varying from 0.90 to 3.62 for 10 studies
included in one meta-analysis [ 89 ]. Examples of this diversity of opinion include:
In two series, patients with factor V Leiden who had a first venous thrombotic
event were more than twice as likely to have a recurrent episode than those
without the mutation at follow-ups ranging from 5.7 to 8 years [ 72,86,90 ].
Six studies found no difference in the incidence of recurrence between those with
and without factor V Leiden [ 87,91-95 ].
Three different meta-analyses have reported an odds of VTE recurrence
associated with factor V Leiden of 1.30, 1.36, and 1.41 [ 89,96,97 ].
In four studies, the risk of recurrence was increased in patients heterozygous for
factor V Leiden who were also heterozygous for the prothrombin gene mutation
or a concomitant thrombophilic disorder, particularly those in whom the first
episode of DVT was spontaneous (see below) [ 91,94,98 ]. However, a case-
control study within a large thrombophilic family cohort did not find a higher
recurrence risk in those with combined inherited defects [ 99 ]. Although the
number of events were small and the confidence limits wide, individuals with
homozygous factor V Leiden and/or homozygous prothrombin G20210A or
those doubly heterozygous for factor V Leiden and prothrombin G20210A did
not appear to have a higher risk of recurrent VTE than noncarriers.
Reports are also conflicting as to whether the risk of VTE recurrence in patients with
factor V Leiden is [ 100,101 ] or is not [ 102 ] increased over noncarriers in those
receiving anticoagulation for a shorter period of time (eg, <3 months versus >6 months).
While these different results are likely due to somewhat different patient populations and
more importantly different study population sizes, it can be concluded that
heterozygosity for factor V Leiden is only a modest risk factor for a first episode of DVT
and is most likely not associated with an increased risk for recurrent DVT [ 103 ].
(See "Treatment of lower extremity deep vein thrombosis", section on 'Recurrent VTE' .)
Further, in a follow-up study of 396 patients with a first episode of VTE, the risk of VTE
recurrence in those who were heterozygous for factor V Leiden and also had high levels
of factors VIII, IX, or XI was not increased over the risk in those without factor V Leiden
who had normal levels of these three coagulation factors (crude hazard ratio 1.4; 95% CI
0.6-3.0) [ 103].
Acquired risk factors — There is an important interaction between factor V Leiden and
other acquired risk factors for venous thrombosis (eg, oral contraceptives, hormone
replacement therapy, pregnancy) [ 104-113 ]. The magnitude of the increase in risk can
be illustrated by the following observations:
In 155 consecutive premenopausal women with deep vein thrombosis, the risk among
those with both oral contraceptive use and the factor V Leiden mutation was increased
more than 30-fold compared with women with neither risk factor; the increase in risk
was lower (four- to eightfold) with either risk factor alone ( table 1 ) [ 104 ].
A second study has provided data that might explain the increased risk for venous
thrombosis in oral contraceptives users and the interaction with factor V Leiden [ 114 ].
In this report, the effects of activated protein C on thrombin generation in the plasma of
women using oral contraceptives were compared to the response in women not using
oral contraceptives and in women heterozygous or homozygous for the factor V Leiden
mutation. Oral contraceptives induced a degree of activated protein C resistance
comparable with the resistance caused by a heterozygous factor V Leiden mutation. In
women heterozygous for factor V Leiden who used oral contraceptives, the degree of
activated protein C resistance was as high as that among women homozygous for the
factor V Leiden mutation.
The risk of venous thromboembolic disease associated with the various forms of oral
contraceptives is discussed separately. (See "Risks and side effects associated with
estrogen-progestin contraceptives", section on 'Venous thromboembolic disease' .)
A long-term study of 9253 randomly selected Danish patients found increasing risk for
venous thromboembolism (VTE) with age, smoking, increasing body mass index (BMI),
and presence of factor V Leiden [ 115 ]. (See "Overview of the causes of venous
thrombosis", section on 'Obesity' and "Overview of the causes of venous thrombosis",
section on 'Smoking'.)
As examples:
Absolute 10-year risks for VTE were 0.7 and 3 percent among heterozygotes and
homozygotes, respectively, who were <40 years of age, did not smoke, and
were not overweight.
The 10-year risks for VTE in heterozygotes and homozygotes >60 years of age
who smoked and were overweight (body mass index >30 kg/m 2 ) were 10 and
51 percent, respectively.
It is unclear whether the factor V Leiden mutation increases the risk of thrombosis in
patients with malignancy or following insertion of central venous catheters.
(See "Hypercoagulable disorders associated with malignancy", section on 'Venous
thromboembolism' and "Catheter-induced upper extremity venous thrombosis" .)
Isolated pulmonary emboli — The risk of developing isolated pulmonary emboli (ie,
without concomitant deep vein thrombosis) in patients with factor V Leiden has been
reported to be about one-half (odds ratio 2.5) that of the risk of developing deep vein
thrombosis with (odds ratio 5.2) or without (odds ratio 6.0) pulmonary emboli [ 116-
119 ]. The cause of this interesting “Factor V Leiden paradox” is not known
[ 117,120,121 ], but may be due to the lower incidence in patients with factor V Leiden
of deep vein thrombi affecting the large, proximal iliofemoral vessels most often
associated with the generation of symptomatic pulmonary emboli.
In one study, the incidence of severe dyspnea was significantly higher in 20 factor V
Leiden homozygotes (32 percent) than in 699 heterozygotes or 8534 non-carriers (7 and
6 percent, respectively) [ 122 ]. Homozygotes also had evidence for reduced pulmonary
function. The explanation for these differences is not known, but may reflect continuing
subclinical episodes of recurrent pulmonary embolism in the homozygotes.
Cerebral vein thrombosis — The factor V Leiden mutation occurs with increased
frequency in patients with cerebral vein thrombosis (CVT) (10 to 20 percent versus 2 to 3
percent in controls) [ 123-125 ]. As with deep vein thrombosis, CVT occurs more
frequently in young women who are taking oral contraceptives or who are pregnant or in
the postpartum state. (See "Etiology, clinical features, and diagnosis of cerebral venous
thrombosis", section on 'Etiology' .)
The use of oral contraceptives alone is a strong risk factor for CVT, and the addition of
oral contraceptives to the presence of factor V Leiden results in a risk that exceeds the
sum of the two separate risks. In a case control study, for example, the estimated odds
ratios for CVT were 10 for the use of oral contraceptives, three to four for hereditary
prothrombotic disorders, and 34 for the presence of both risk factors [ 126 ].
Settings in which thrombotic risk may not be increased — There are conflicting
data as to whether the factor V Leiden mutation increases the underlying thrombotic risk
in patients who are undergoing hip or knee replacement therapy or have pulmonary
emboli, who more frequently have preexisting medical illness, or have undergone recent
surgery [ 143-145 ]. (See "Overview of the causes of venous thrombosis" .)
DIAGNOSTIC ASSAYS
Although this first generation APC resistance assay was conceptually simple and easy to
perform in a coagulation laboratory, it required careful standardization and determination
of the normal range in at least 50 controls. In addition, the level of activated protein C,
the aPTT reagent, and the instrumentation used for clot detection affected the
performance characteristics of the assay.
Some assays using this format had inadequate sensitivity and specificity for the factor V
Leiden mutation. Further, patients receiving anticoagulants or those with an abnormal
aPTT due to other coagulation defects could not be investigated with this assay, and the
test was not validated in patients with acute thrombotic events or pregnant women
[ 146 ].
Genetic testing — Since factor V Leiden is the major mutation underlying APC
resistance, this defect can be detected directly by analyzing genomic DNA in peripheral
blood mononuclear cells. This is performed by amplifying a DNA fragment containing the
factor V mutation site by polymerase chain reaction (PCR) and analyzing the cleavage
products on ethidium bromide-stained agarose gels after restriction enzyme digestion
with MnlI [ 5 ]. This approach is effective because the substitution of an A for a G at
nucleotide 1691 in the factor V cDNA (CGA to CAA) results in the Arg506Gln mutation
and loss of an MnlI cleavage site.
Other approaches using PCR with sequence-specific primers or capture probes or direct
detection of the mutation without amplification have been reported [ 149,150 ].
At present, the factor V Leiden mutation can be identified by testing for APC resistance
using a second generation coagulation assay. Patients with low APC resistance ratios
should then be genotyped for the mutation. Alternatively, only genetic testing for the
factor V Leiden mutation can be performed.
Here are the patient education articles that are relevant to this topic. We encourage you
to print or e-mail these topics to your patients. (You can also locate patient education
articles on a variety of subjects by searching on “patient info” and the keyword(s) of
interest.)
SUMMARY
Factor V Leiden — The activated form of Factor V Leiden is not susceptible to cleavage
at position 506 by activated protein C and is therefore inactivated more slowly. It is the
most common cause of inherited thrombophilia in Caucasian populations, accounting for
40 to 50 percent of cases. Its incidence in most European studies is about 5 to 8 percent.
The mutation is not present in African Blacks, Chinese, or Japanese populations.
(See 'Physiology' above.)
This hypercoagulable state can be exacerbated when a patient heterozygous for factor V
Leiden has one or more additional causes for hypercoagulability (eg, heterozygosity for
the prothrombin gene mutation, use of oral contraceptives).
Diagnosing factor V Leiden — The most direct way to diagnose factor V Leiden is
through genetic testing, although second generation APC resistance assays can give
nearly 100 percent sensitivity and 100 percent specificity for the factor V Leiden
mutation. (See 'Diagnostic assays' above.)
Screening for the factor V Leiden mutation — Screening for the Factor V Leiden
mutation in patients with venous thromboembolic disease, their relatives, and in the
population at large is discussed separately. (See "Evaluation of the patient with
established venous thrombosis", section on 'Screening for inherited
thrombophilia' and "Screening for inherited thrombophilia in asymptomatic
populations" .)
Management of the patient with factor V Leiden — Management of the patient with
heterozygous factor V Leiden, double heterozygosity for factor V Leiden and another
inherited thrombophilia, or homozygous factor V Leiden is discussed separately.
(See "Management of inherited thrombophilia", section on 'Factor V
Leiden' and "Screening for inherited thrombophilia in asymptomatic populations", section
on 'Homozygosity and multiple defects' and "Inherited thrombophilias in pregnancy",
section on 'Patient selection' .)
REFERENCES