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Stud. Hist. Phil. Sci. 36 (2005) 557–576
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Abstract
Several recent authors identify structural realism about scientific theories with the claim
that the content of a scientific theory is expressible using its Ramsey sentence. Many of these
authors have also argued that so understood, the view collapses into empiricist anti-realism,
since an argument originally proposed by Max Newman in a review of Bertrand RussellÕs
The analysis of matter demonstrates that Ramsey sentences are trivially satisfied, and cannot
make any significant claims about unobservables. In this paper I argue against both of these
claims. Structural realism and Ramsey sentence realism are, in their most defensible versions,
importantly different doctrines, and neither is committed to the premises required to demon-
strate that they collapse into anti-realism.
2005 Elsevier Ltd. All rights reserved.
1. Introduction
A line of argument which has gained some currency in recent literature runs as
follows. Structural realism about scientific theories involves the claim that while we
do not have knowledge of the natures of unobservable entities, we can nevertheless
0039-3681/$ - see front matter 2005 Elsevier Ltd. All rights reserved.
doi:10.1016/j.shpsa.2005.07.006
558 P. Cruse / Stud. Hist. Phil. Sci. 36 (2005) 557–576
know their structural features.1 Structural realists argue that their position can pro-
vide a synthesis of both scientific realism and anti-realist empiricism, and retains
the advantages of each view. The question then arises of how we identify the Ôstruc-
turalÕ features of the world of which we can allegedly have knowledge. An idea
proposed originally by Grover Maxwell (1970a,b) is that we can elucidate the
notion of structure using Ramsey sentences, formed by replacing the theoretical
terms in the theory by existentially quantified second-order variables. According
to Maxwell, Ramsey sentences express precisely the structural claims of scientific
theories, so to be a structural realist is to believe that the cognitive (that is, poten-
tially knowledge-expressing) content of a scientific theory is expressed in its
Ramsey sentence. However, the resulting position is subject to a crippling objection
deriving originally from an argument originally proposed by Max Newman in a
review of Bertrand RussellÕs The analysis of matter (Newman, 1928). The conclu-
sion of this argument is that Ramsey sentences are trivially satisfied, in the sense
that if what they say about observables is true (and a cardinality requirement is
satisfied) then they are guaranteed to be true. This appears to entail that structural
realism collapses into the anti-realist position that only the observable is knowable,
thwarting the realist ambitions of its proponents.
Several recent writers on structural realism have told some more or less qualified
version of this story, to the extent that it has almost become a consensus view on the
issue (see for example Demopoulos & Friedman, 1985, Ladyman, 1998, Psillos, 1999,
2001, and most recently Ketland, 2004; to my knowledge only Zahar, 2001 has con-
tested the efficacy of Newman-style reasoning in undermining structural realism, at
least in its Ramsey sentence version). However, I believe that the story rests on two
fundamental misconceptions. The first is that Newman-style reasoning necessarily
demonstrates that Ramsey sentence-cum-structural realism collapses into some form
of anti-realism. The second is that structural realism should be identified with the
claim that the content of a theory is expressed in its Ramsey sentence in the first
place.
In this paper I will look in detail at these two issues. In the first part of the
paper I will ask whether anything like NewmanÕs trivialization proof genuinely
does refute either structural realism (henceforward SR), or the claim that the con-
tent of a theory is expressed in its Ramsey sentence (henceforward, RS). My
answer will essentially be that it does not. More precisely, I will show that there
are different motivations for holding SR and RS, which result in significantly dif-
ferent versions of each position. Some of these resulting views, I will concede, are
refuted by the trivial realization argument. However, I will claim that the better
motivated and more plausible versions of each position are not, since they are
1
I restrict my attention in this paper to Ôepistemic structural realismÕ which holds that our knowledge of
the world is exhausted by knowledge of its structural features, while admitting that there are further
ÔnatureÕ-constituting features of which we do not know. An ontic version of structural realism, on which
the world is thought to be entirely constituted by its structural features has also been proposed (see e.g.
Ladyman, 1998): I will have cause to mention this view below, but it will not primarily be under discussion
in this paper.
P. Cruse / Stud. Hist. Phil. Sci. 36 (2005) 557–576 559
not committed to the premises required to get the argument off the ground. In the
second part of the paper I will question whether Ramsey sentence realism and
structural realism ought to be identified with one another. My claim here will be
similar. Some versions of SR and RS, I will concede, are equivalent, but these
are the less plausible versions of each doctrine. The more plausible and better
motivated versions of each view are importantly different, and have distinct consi-
derations in their favour.
I will begin simply by outlining the argument required to show that Ramsey
sentences are trivially realized. We will then return to look in more detail at its philo-
sophical significance.
The relevant argument derives originally from a reply which mathematician Max
Newman made to the position Bertrand Russell had developed in his book The
analysis of matter (Russell, 1927). In this work Russell had argued for a form of
structural realism, which asserted that Ôwhenever we infer from perceptions, it is only
structure which we can validly infer; and structure is what can be expressed by math-
ematical logic, which includes mathematicsÕ (ibid., p. 254). NewmanÕs suggestion was
that if you hold that scientific knowledge is exhausted by the claim that there exist
relations which have a certain structure—in other words, by a Ramsey sentence
claim—then this reduces scientific knowledge to knowledge of cardinality. This is
because, in NewmanÕs words,
. . . no important information about [an] aggregate A, except its cardinal num-
ber, is contained in the statement that there exists a system of relations, with A
as field, whose structure is an assigned one. For given any aggregate A, a
system of relations between its members can be found having any assigned
structure compatible with the cardinal number of A. (Newman, 1928, p. 144)
As far as I am aware, no-one has questioned the fact that NewmanÕs basic point—
that relations with any given structure exist in any large enough domain—is correct.
However, the exact moral we should draw from NewmanÕs reasoning has been
disputed. William Demopoulos and Michael Friedman, James Ladyman and Stathis
Psillos (Demopoulos & Friedman, 1985, Ladyman, 1998, Psillos, 1999) have all
claimed that it demonstrates that RS reduces to the claim that we know nothing
about the unobservable other than its cardinality. In the appendix to (Zahar,
2001), co-authored with John Worrall, Elie Zahar has contested this, on the grounds
that NewmanÕs reasoning takes no account of the distinction between observational
and theoretical terms on which Ramsey sentences rely. Most recently, Jeff Ketland
has investigated the conclusion Newman style reasoning establishes in relation to
Ramsey sentences, and shows that ZaharÕs point does not get the structural realist
out of trouble (Ketland, 2004). As I believe KetlandÕs reasoning to be definitive here,
I will begin by outlining the conclusion he draws, before commenting briefly on how
it relates to the previous claims mentioned.
560 P. Cruse / Stud. Hist. Phil. Sci. 36 (2005) 557–576
1999, pp. 61–69 also claims only that the truth of a Ramsey sentence only follows
from an empirical adequacy claim). I will therefore assume from now on that (1)
is a definitive statement of what NewmanÕs basic reasoning can establish here. The
issue I wish to look at is how this result relates to the philosophical motivations
for holding structural realism and Ramsey sentence realism.
In a recent discussion of SR, Stathis Psillos has drawn a useful distinction between
two arguments for SR, the ÔupwardÕ and ÔdownwardÕ paths (Psillos, 2001). The
Ôupward pathÕ to SR refers to any argument that begins with empiricist assumptions
about what can be directly referred to, and uses these to motivate some conception
of the content of whole theories. ÔThe downward pathÕ denotes any argument that
begins with a realist conception of the content of whole theories and then motivates
the ÔsubtractionÕ of some of that content to get structural realism. Much the same
distinction applies to arguments for RS. One can either start by holding that we
can only directly refer to observational properties and use Ramsey sentences as a
means to build ÔupwardsÕ to a conception of the content of whole theories, or one
can start with a realist conception of the content of whole theories and use Ramsey
sentences as a means to subtract ÔdownwardÕ to some conception of their genuinely
cognitive or knowledge-expressing content. I will therefore adopt PsillosÕ terminol-
ogy, and look at whether the upward and downward paths to RS and SR are likely
to motivate the strong version of the O/T distinction.
Let us begin by looking at the upward path to RS. There is, I think, a very intu-
itive case for RS along these lines. It goes something like this. There are properties
we can observe, like redness and squareness, and properties we cannot, like strange-
ness and being a DNA molecule. We can imagine a story of how we might get to
refer to properties like redness and squareness. It will presumably involve something
like the fact that we can perceive when things are red and square, and can thus think
ÔredÕ or ÔsquareÕ when something red or square is present to us. However whatever we
say here wonÕt apply to strangeness or being a DNA molecule, since we can never
perceive (directly, at any rate) that something has strangeness or is a DNA molecule,
so we need a different explanation of how we get to talk about these things. RS says
P. Cruse / Stud. Hist. Phil. Sci. 36 (2005) 557–576 563
we get to talk about them by description, that is, by asserting the existence of
something characterized using observational terms like ÔredÕ and ÔsquareÕ (plus math-
ematics and logic). Thus, we preserve the intuition that we do talk about unobser-
vable objects—since unobservable objects have to exist, and have the properties
we attribute to them for our Ramsey sentences to be true—while honouring the idea
that our semantic capacities derive essentially from perceptual awareness. The
alleged problem with this view, then, is that if Ramsey sentences are formed accord-
ing to the strong distinction, then they amount only to cardinality claims, so we can
only Ôtalk aboutÕ unobservable objects in a very attenuated sense. The issue we need
to look at is therefore why anyone who embarked on the upward path would see
themselves as committed to the strong O/T distinction.
One well-known version of the upward path is clearly is committed to a version of
the strong O/T distinction, or at least something isomorphic to it. This is the view
held by Grover Maxwell (1966, 1970a,b), inspired by an earlier view of Bertrand
Russell (1927).2 Maxwell and Russell based their view on an indirect theory of per-
ception, and held that only ÔperceptsÕ or mental events and properties could be di-
rectly perceived, and thus referred to (Maxwell, 1966, p. 152, Russell, 1927, pp.
197–99). However, both also held that explanation of the structure of our percep-
tions motivated inference to theories about their unobservable causes. Maxwell made
explicit the idea that these two doctrines could be reconciled using Ramsey sentences:
although we can only directly refer to percepts, we can come to know that there exist
properties in the unobservable world that are characterized in terms of their Ôstruc-
turalÕ relations with those percepts, and this is sufficient to explain the structure our
percepts themselves instantiate (Maxwell, 1970b).
On the Russell–Maxwell view, the mental and physical domains are entirely
disjoint, so no (non-mathematical) property which applies to a mental event applies
to a physical event or vice versa. Similarly, no (non-mathematical) predicate which
applies to a mental event will apply to a physical event. Thus, although the strong
O/T distinction I defined above assumed that an observational term is one which
ranges over (and only over) observable physical objects, the Russell–Maxwell view
implies an isomorphic distinction, with mental events playing the role of observable
objects, and physical events playing the role of unobservable objects. If we make the
appropriate substitutions, it therefore follows from (1) above that the Russell–
Maxwell view reduces our knowledge of the physical world to knowledge of its
cardinality.
Russell and MaxwellÕs view that only mental events can fall into the extension of
directly referring (ÔobservationalÕ) vocabulary is certainly one influential empiricist
claim. But this does not really do justice to the intuitive idea that the privileged
vocabulary is observational in a general sense rather than mental, since intuitively
at least some physical objects and their properties can be observable. To do this
we would need something more like van FraassenÕs (1980, pp. 16–19) idea that an
object or entity is observable if it is possible for a human to perceive it with their
2
See Demopoulos & Friedman (1985) for a detailed discussion of RussellÕs view.
564 P. Cruse / Stud. Hist. Phil. Sci. 36 (2005) 557–576
naked senses. This could be turned into a distinction between observational and
theoretical terms by stipulating that an observational term is one that refers to an
observable entity, and a theoretical term one that does not.
However, van FraassenÕs distinction tells us only the conditions under which
objects count as observable, and says nothing about properties and relations. If we
assume that an observational predicate is one that denotes an observable property
or relation (I will assume this from now on) we will get the strong O/T distinction
only if observable properties and relations—and thus observational predicates—are
those which range only over observable objects.
Why draw the distinction this way? The sorts of terms we might intuitively class as
ÔobservationalÕ—maybe ÔredÕ, ÔsquareÕ, and the like—fail to count as observational on
the strong distinction, since we can meaningfully (and for a realist, truly) assert the
existence of red blood cells, or microscopic square grids, for example.3 If we start
with the intuition that terms like ÔredÕ and ÔsquareÕ are semantically unproblematic
in a way that ÔelectronÕ and ÔstrangenessÕ are not, we will not get the strong O/T
distinction. Someone who wanted to Ramsify on the basis that observational
predicates were only meaningful insofar as they applied to observable objects would
surely therefore need some additional motivation for doing so.
I can only think of one source for this motivation. This would be a strong version
of verificationism on which our capacity to speak about the world is entirely circum-
scribed by our ability to directly observe what is true of it. This would entail that we
could only meaningfully call something ÔredÕ or ÔsquareÕ insofar as we could observe
it is red or square, and thus would entail the strong O/T distinction.
I donÕt think it is too controversial to say that verificationism of this strong
form is very problematic, though I will not argue for this. But the more important
point is that if you believe it, you have at your disposal a very strong argument
for anti-realism about scientific theories, independent of trivialization worries
related to Ramsey sentences. That is, if we can only refer to the world insofar
as we can directly observe what is true of it then this is a strong reason to think
that we cannot represent the unobservable at all. It would therefore be strange in
this context to try to appeal to Ramsey sentences to bootstrap some form of
scientific realism. In the context of verificationist pictures of scientific theories,
Ramsey sentences have more often been thought of as a means to defend anti-real-
ism, showing how the Ôdeductive systematizationÕ of theories can be preserved
while removing their implications about unobservables.4 If this is your project
(1) will if anything seem too realist, since it still entails that Ramsey sentences
make cardinality claims about the unobservable. Aside from the Russell–Maxwell
project, then, I can therefore see very little to recommend RS when based on the
3
This point was made against CarnapÕs conception of an observational term in Putnam (1962), pp. 217–
218. As Putnam also points out Carnap was never clear whether he conceived of the O/T distinction in its
strong form. It is therefore not clear whether CarnapÕs later appeals to Ramsey sentences (Carnap, 1961,
1963, 1966) should be regarded as susceptible to (1).
4
See Scheffler (1961), Hempel (1958) for discussion, though neither endorses the proposal. Carnap
(1966) argues that Ramsey sentences lead to an ÔinstrumentalistÕ view of theories.
P. Cruse / Stud. Hist. Phil. Sci. 36 (2005) 557–576 565
strong version of the O/T distinction, and even less to recommend trying to
combine it with scientific realism.
In fact I think there is a much better way of understanding the intuitive proposal
outlined above that does not rely on the strong distinction. The intuitive proposal
requires that the unproblematic class of observational predicates refer to, broadly
speaking, perceptible, or observable properties such as redness or squareness. A
natural understanding of this would be that these observable properties are unprob-
lematic not because they are always observable, but simply because we can in at least
some cases observe them, giving us sufficient epistemic grip to refer to them. This
contrasts with properties like strangeness or being a DNA molecule which can in
no case be observed or perceived. As before, we could then identify the observational
predicates as those which denote properties whose instances can in at least some
cases be observed. We can call this version of the O/T distinction the weak O/T
distinction.
Although I believe that this is a prima facie plausible way to draw the observa-
tional/theoretical distinction there are further issues one would have to address if
one were to use it as a basis for RS. One issue would be whether terms which refer
to observable properties or objects, but whose meaning seems essentially to involve
theory—such as, maybe, ÔDVD playerÕ or ÔreptileÕ—are going to get classed as obser-
vational. This is clearly important, since the observational basis available for form-
ing Ramsey sentences would differ significantly depending on the answer to this
question. The answer will presumably depend on precisely which type of concept
empiricism one starts off trying to defend. One relatively localized kind of empiricism
would simply ask how it is possible for scientific theories to refer to entities or prop-
erties like strangeness, which are not instantiated in any perceived objects, and would
demand an explanation referring to properties and objects which are present at the
perceptible level. In this case one might be happy to class ÔDVD playerÕ as an obser-
vational term, since the property of being a DVD player is clearly instantiated in
perceived objects. However, an empiricist who takes seriously the idea that all our
conceptual capacities arise from experience might have the wider project of explain-
ing how the meanings of our terms could be given with reference to properties which
are not only instantiated in perceptible things, but directly and primitively repre-
sented by perceptual states. On such a view being a DVD player would presumably
not count as an observable property, although properties like redness and squareness
might.5 There is not room to investigate either form of concept empiricism any fur-
ther here. The point I wish to make is just that both would allow observational terms
5
One way to identify properties which are directly and primitively represented in perception would be to
appeal to modular theories of cognitive architecture of the sort developed by Jerry Fodor (see esp. Fodor,
1983, 1984). According to such theories the neural systems that generate perceptual representations
function largely independently of systems that are responsible for belief formation, and will represent a
subjectÕs environment in the same way regardless of what wider beliefs they hold. We could then say that a
property F is (primitively) observable iff it is possible that there be some object o such that a human
perceptual module can form a representation that o is F. I discuss this further, and argue that the idea
might be used as a basis for a form of RS in Cruse (2005).
566 P. Cruse / Stud. Hist. Phil. Sci. 36 (2005) 557–576
The downward path, we will recall, begins by assuming that theories have the
content a realist says they do. Next, some argument is put forward to demonstrate
that not all of this content should be regarded as knowledge-expressing. Finally,
Ramsification is used as a means to ÔsubtractÕ the surplus content so as to leave only
the genuinely knowledge-expressing content of the theory. Does this line of thought
lead to the conception of a Ramsey sentence for which (1) would be problematic?
One example of this line of reasoning derives from the argument in favour of SR
put forward by John Worrall (1989). Worrall sees his argument as a means to recon-
cile the Ôno-miraclesÕ argument and the Ôpessimistic inductionÕ in the scientific realism
debate. The problem is that while the no miracles argument advocates that we infer
to the approximate truth of our best theories as a means to explaining their empirical
success, the existence of persistent and radical theory change in the history of science
suggests the opposite conclusion. SR reconciles these two arguments by noting that
through the radical changes in our scientific ontology, there has been significant
continuity in the way in which the ÔstructureÕ of the unobservable has been described
in successive theories, where structural properties are roughly what are described by
the mathematical equations associated with a given theory. WorrallÕs example is the
case of the aether—through differing ideas of the carrier of light waves (from the
mechanical aether to the disembodied field) our knowledge of the basic mathematical
structure of electromagnetic waves has been steadily cumulative.
The key question the structural realist has to answer is what exactly constitutes
ÔstructureÕ. The suggestion we are interested in here is that structural content can
be characterized using Ramsey sentences. On this view Ramsifying a theory will
remove that part of its content that tends to describe the ÔnaturesÕ of the entities it
postulates, leaving only that part that describes their ÔstructureÕ. However, to make
this precise, we need to say according to what version of the O/T distinction Ramsey
sentences are going to be formed.
We might note first the consequences of saying that Ramsey sentences express-
ing structural content should be formed according to the strong O/T distinction.
The central point about Ramsifying according to the strong O/T distinction is that
it allows no substantive (that is non-logico-mathematical) predicates in Ramsey
6
Though slightly peripheral to the concerns of this paper it is worth noting that one can argue for RS
without immediately committing oneself to any version of the distinction between observational and
theoretical terms at all, if one appeals David LewisÕs semantics for theoretical terms (see Lewis, 1970). On
LewisÕs view the content of a theory is exhausted by its Ramsey sentence with uniqueness, where Ramsey
sentences are formed on the basis of the distinction between old and new terms, which he argues cross-cuts
the observational-theoretical distinction. LewisÕs semantics is used in the defence of scientific realism in
Cruse & Papineau (2002) and Cruse (2004).
P. Cruse / Stud. Hist. Phil. Sci. 36 (2005) 557–576 567
sentences that apply to unobservable entities. Hence, if a structural realist held that
the content of any theory was expressed by this sort of Ramsey sentence, they
would be committed to the claim that the only respect in which we can knowledge-
ably describe unobservable entities like the aether is using mathematical
predicates.7
I am not sure whether this is what structural realists such as Worrall actually
intend to assert. One can certainly find passages where something like this claim
is made. For example, Worrall says of the principle that mathematical equations
of earlier theories are often preserved as limiting cases of later ones, that it applies
Ôpurely at the mathematical level, and hence is quite compatible with the new
theoryÕs basic theoretical assumptions (which interpret the terms in the equations)
being entirely at odds with those of the oldÕ (Worrall, 1989, p. 160, authorÕs own
emphasis). If this leads to the claim that all we know of unobservable reality is that
it obeys certain equations (we know not how), I think it is genuinely rendered
untenable by (1).
This may be construed as an out-and-out refutation of structural realism. How-
ever, structural realists have also made a slightly different kind of claim. Consider
for example WorrallÕs claim that from the point of view of MaxwellÕs theory, ÔFresnel
was quite right not just about a whole range of optical phenomena, but right that
these phenomena depend on something or other that undergoes periodic change at
right angles to the lightÕ (ibid., p. 159). Note that Ôundergoing periodic change at
right angles to the lightÕ is not just a matter of obeying mathematical equations.
Something could conceivably obey FresnelÕs equations under some interpretation
that does not equate the periodicity inherent in them with physical time or the math-
ematical angular co-ordinate with a physical angle, suggesting that Worrall he must
be adding some partial physical interpretation to FresnelÕs equations. A similar sug-
gestion also been made recently by Chakravartty (1998, 2004), who argues that
structural realism should be understood as involving a realist attitude to detection
properties as opposed to auxiliary properties. Detection properties Chakravartty
defines as Ôcausal properties which we have managed to detect; they are causally
linked to the behaviour of our detectorsÕ (2004, p. 162), while auxiliary properties
are any other properties which theories attribute to entities.8 He suggests that
detection properties can be identified by the fact that they are involved in a minimal
interpretation of the mathematical equations of theories—that is, one which attri-
butes enough content to understand how the equations can be used in making
predictions, and no more. Thus, in the case of the aether, the detection properties
are light intensities and directions of propagation, whereas the aetherÕs solidity or
7
Or more precisely, mathematical predicates plus strongly observational predicates. However since
strongly observational predicates by definition apply to no unobservable entities, I take it this amounts to
the same thing.
8
French and Ladyman (see esp. their 2003, pp. 45–46) also suggest that structural realists should not
take the structures which they believe to be purely mathematical, but as physical (though not in any way
ontologically dependent on objects); indeed they speak of a blurring between mathematical and physical
structures.
568 P. Cruse / Stud. Hist. Phil. Sci. 36 (2005) 557–576
elasticity, for example, are auxiliary (see Chakravartty, 1998, pp. 395–397; 2004,
p. 163). This is clearly an idea similar to the interpretation of Worrall I suggested
above.9
A second point in favour of a broader conception of structure would be if SR had
ambitions to apply outside the realm of mathematical physics.10 For example, it does
not look implausible to apply some sort of ÔstructuralistÕ understanding to DarwinÕs
theory of natural selection (right about the ÔstructureÕ of the process of natural selec-
tion, wrong about the ÔpangeneticÕ nature of the mechanism) or nineteenth-century
atomic theories of matter (right about the atomic structure of matter and chemical
composition, wrong about the intrinsic nature of the atom). It seems unlikely that
what is correct about the theories in question can be expressed in purely mathemat-
ical terms.
I donÕt intend to assess the merits of this proposal here, though for reasons
already expressed I do consider it much more promising than Ôpure mathematicalÕ
structural realism. Instead I will comment on how it relates to Ramsey sentences.
First of all, I think it is reasonable to suppose that this modified structuralist
approach might at least in some cases need to be implemented using Ramsey
sentences. The approach recommends that we restrict our realism to belief in descrip-
tions of detection properties such as light intensities and directions of propagation
rather than auxiliary properties like the solidity and elasticity of the aether.
However, it would be odd to conclude from this that light actually has no further
properties than these; that these intensities and directions can somehow subsist on
their own. A more reasonable claim is surely that while we are ignorant of what fur-
ther properties light might have, we can know that light has some further properties
which stand in certain relations to the intensities and directions we know about, even
if we are ignorant of what these properties are.11 If so, our knowledge could in this
case be represented in Ramsey sentence form.
I will return below to the relationship between Ramsey sentences and this modi-
fied form of structural realism. For now I will simply note that if we do interpret it in
9
Psillos (1999), pp. 157–161, uses a similar argument against structural realism, arguing that it shows
that more than ÔstructureÕ as the structural realist conceives it is preserved in the transition from FresnelÕs
theory to Maxwellian electromagnetism. However, I am suggesting that the structural realist should
subsume the retained properties Psillos regards as Ônon-structuralÕ under the wider notion of structure I am
suggesting. French & Ladyman (2003), p. 35, also suggest that PsillosÕs insight might support a form of
structural realism, though they are referring in this case to the ontic form of SR that they hold.
10
That structuralism (in this case ontic structuralism) should apply outside physics is also suggested by
French & Ladyman (2003), p. 32, who claim that the view can also be applied (inter alia) to qualitatively
expressed biological theories.
11
Chakravartty (1998), p. 397, seems to make a similar suggestion: ÔNote that the distinction between
detection and auxiliary properties . . . does not necessitate that light itself be rectilinear, transversely
oscillatory, etc. Rather, light has the property that (or properties such that), when subjected to specific
forms of detection, certain characteristics are causally manifested and detectedÕ. This seems to be in the
spirit of the idea that our knowledge in the aether case might be expressible in Ramsey sentence form. It is
also worth noting that ontic structural realists would regard the structural relations described by FresnelÕs
equations as ontologically subsistent, though this may not be best conceptualized as the idea that
properties of intensity and direction are subsistent.
P. Cruse / Stud. Hist. Phil. Sci. 36 (2005) 557–576 569
terms of Ramsey sentences as I have suggested, those Ramsey sentences will attribute
at least some determinate physical properties—such as oscillation at right angles to
the direction of light propagation—to unobservable entities such as light waves.
Clearly, then, no commitment is generated to the strong O/T distinction, on which
unramsified terms can only range over observable objects. Thus, there is no reason
to think that this type of structural realism would suffer from the trivialization prob-
lems engendered by (1).
I now hope to have demonstrated that there are forms of both RS and SR that
involve no commitment to the strong version of the O/T distinction, and therefore
remain untouched by trivialization problems. What I will now look at is the relation-
ship between RS and SR: should they be identified with one another, or are they
distinct?
My basic point here is that it is not clear that the terms which describe the
auxiliary properties postulated by aether theories will always describe auxiliary prop-
erties in other theories. Take the case of solidity. What did aether theorists mean by
saying the aether was a solid medium? Granted, if they meant to attribute to it some
ineffable nature in virtue of which it has elastic properties, the structural realist
would do well to rule this out as a possibly knowledge-expressing claim. But so,
presumably, would any realist, so this wonÕt isolate what is distinctive about the
structuralist view. A better interpretation is surely that the ÔsolidityÕ of the aether
amounted to the fact that it was thought to be subject to deformation under certain
forces, and that when deformed its parts would experience further restoration forces
that tended to return them to their original relative positions. These features are, I
assume, still auxiliary properties, but will the structural realist want to say that
the terms involved describing them are universally ÔbadÕ?
I suggest not. The reason is that the same terms seem likely to resurface in describ-
ing parts of theories in other parts of science that the structural realist would want to
believe in. For example, it is often noted that the continuity between classical
mechanics and quantum theory is exhibited in the fact that certain relations in
Newtonian mechanics are preserved as Ôlimiting casesÕ of quantum mechanical rela-
tionships. One example is EhrenfestÕs theorem in quantum mechanics, which relates
the expectation values of force, mass and acceleration in the way that NewtonÕs sec-
ond law relates the quantities themselves. In this case if the structural realist wants to
say that more than just the maths that was preserved it would look very implausible
to deny that some physical notion of force has been retained through the theory-
change; if so, the term ÔforceÕ would be necessary to provide a minimal physical inter-
pretation to EhrenfestÕs theorem, so in this context would refer to a detection property.
Similarly, it seems we cannot say what was right about different versions of the atom-
ic theory of chemistry without stating that atoms are parts of physical objects. To-
gether, though, as we saw, the terms ÔforceÕ and ÔpartÕ can be used to describe
some of the auxiliary properties of aether theories. So whether a term describes
detection properties or auxiliary properties will depend on the particular theory in
which it occurs.
One could even argue that the terms that are needed to state the ÔstructuralÕ
content of aether theories can also be used to state part of its own non-structural,
ÔauxiliaryÕ content. For example, the claim that light involves a periodic oscillation
at right angles to the direction of its propagation is part of aether theoriesÕ struc-
tural content. But the claim that there exists a frame of reference (i.e. fixed in the
aether) movement relative to which is detectable through the differential behaviour
of light, is part of the non-structural—or at least part of the non-retained—content
of aether theories. The terminology required to state these claims, however, is
essentially the same—ÔlightÕ plus some kinematic vocabulary. If this is right then
there is some doubt as to whether the claim that the structuralist wishes to make
about aether theories can be made with reference to classes of good and bad terms
at all.
Contrast this with the Ôupward pathÕ to RS. Here the terms we can use in forming
Ramsey sentences are ÔobservationalÕ terms which refer to observable properties.
P. Cruse / Stud. Hist. Phil. Sci. 36 (2005) 557–576 571
We have seen that RS would be a viable position as long as it was assumed that
Ramsey sentences were formed according to the weak, rather than the strong, O/T
distinction. But should someone who appeals to Ramsey sentences in this way con-
ceive of their position as a form of SR?
To address this issue we first of all need to say something about what distin-
guishes structural realism from ÔfullÕ or ÔstandardÕ realism. We have noted that a
standard idea is that these positions differ because the latter holds that we can
have knowledge both of the structure and the nature of unobservable reality,
whereas the former holds we can only have knowledge of its structure. This itself
is a controversial idea, but we can begin by asking whether RS commits us to
anything like it.
12
Of course, there are many philosophers—such as Hanson (1958), Kuhn (1962) and Churchland
(1979)—who have thought that what we can observe does depend on what theories we hold at the time.
However, this idea is normally thought to be antithetical to concept empiricism, since it denies the
possibility of an Ôobservational basisÕ from which theoretical content can be constructed.
572 P. Cruse / Stud. Hist. Phil. Sci. 36 (2005) 557–576
One philosopher who thought that that it did was Grover Maxwell. He said:
Structural characteristics may be taken to be just those that are not intrinsic
and can be described by means of logical terms and observation terms. Intrinsic
properties are those that are, or could be, direct referents of predicates . . .
although the Ramsey sentence gives us knowledge only of the structural prop-
erties of the theoretical and leaves us ignorant of its intrinsic (first order)
properties, it does refer by means of description to unobservable intrinsic
properties. That is, the ignorance concerning intrinsic nature is ignorance
concerning what the intrinsic properties are . . . (Maxwell, 1970, p. 188).
MaxwellÕs view is based on the Russellian distinction between definite descriptions
and logically proper names. His suggestion is that in a ÔfullÕ theory both observa-
tional and theoretical predicates could name or directly refer to theoretical properties
and entities, whereas a Ramsey sentence names only observable properties, and
denotes unobservable properties and entities only by description. Maxwell seems
to have held that this distinction entailed the claim that Ramsey sentences restrict
our knowledge to structure alone.
However, it is difficult at first glance to see how the distinction between descrip-
tions and names can bear this epistemological weight. Suppose I know that there
exist entities with all the properties modern physics attributes to the electron, and
you know in addition only that electrons have those properties. It is not at all clear
why in this situation your knowledge is substantively greater than mine. Intuitively
you would only know more than me if you knew more about electrons than I did, but
in this case, your knowledge by description would also differ from mine, so the
difference would not be due to the mere difference between naming and description.13
One might respond here by arguing that while the name/description distinction is
not epistemologically significant per se, it is nevertheless associated with further
consequences that are. For example, Maxwell held, following Russell, that being
in a position to refer to something is associated with our being perceptually
acquainted with it, so the fact that we cannot name unobservable properties implies
that we are not thus acquainted with them. But while this mean that restricting belief
to the Ramsey sentences of theories entails some sort of epistemological limitation,
this doesnÕt seem relevant to the scientific realism debate as it is normally conducted,
since I take it that not even Ôfull realistsÕ would think we can be acquainted with
unobservable properties in this way.14 I therefore believe that there is a strong case
for saying that realism about Ramsey sentences is not, epistemologically speaking, a
13
Psillos makes a similar point in his (2001), pp. 19–20.
14
An exception here might be Ian Hacking (see for example Hacking, 1982, 1985), though it isnÕt clear.
Hacking certainly believes that experimenters, through manipulating entities like electrons, gain
knowledge of electrons which is distinct from the knowledge implied by theoretical models of the
electron, so in this sense experimental knowledge would differ from that implied by the Ramsey sentences
of current theories. However, he also speaks of experimentersÕ knowledge of electrons in terms of
descriptions of the causal properties of electrons (see for example Hacking, 1982, p. 168), so it is not clear
that such knowledge would not merely be expressed by different Ramsey sentences, rather than not by
Ramsey sentences at all.
P. Cruse / Stud. Hist. Phil. Sci. 36 (2005) 557–576 573
significantly weaker position than realism about theories, since saying otherwise
relies on a strong claim about the epistemological significance of naming or reference,
which I donÕt think even full realists would wish to maintain.15
If the foregoing is right, there is no reason to think that realism about Ramsey sen-
tences is significantly different from realism about theories. But one might respond
that full realism requires more than just belief in scientific theories; it requires that
we also provide a realist metaphysical account of the entities that satisfy our theories.
This claim has recently been made by Steven French and James Ladyman as part of
their defence of their ÔonticÕ form of structural realism (see Ladyman, 1998; French &
Ladyman, 2003). Ladyman (1998) argues that the ontology of many physical
theories—for example the issue whether or not quantum particles are individuals—
is underdetermined by empirical evidence. As a result, he claims that a realist who be-
lieves the theory of quantum mechanics (QM), say, but remains agnostic about the
status of its ontology is ÔersatzÕ, in that they fail, essentially, to specify what they
are being realist about. Standard or ÔtraditionalÕ realism avoids this by adding an
ontology described in terms of categories such as individuality or identity to bare be-
lief in the theory. But because the choice of this interpretation is underdetermined by
the empirical evidence for QM, French and Ladyman recommend instead an ontol-
ogy of primitively subsistent structures rather than individuals, and regard the under-
determined ÔtraditionalÕ ontologies as representations of these structures.
I will not comment here on the merits of the ontic structuralist view. The question
at issue is whether this argument shows that RS is only ÔersatzÕ realism, on the
grounds that it imposes an agnosticism about the metaphysical status of certain
theoretical entities. One reason to doubt this is that it is not clear that agnosticism
about the ontological implications of theories is incompatible with genuine scientific
realism. A challenge to this claim, raised by Chakravartty (2004), is that the same
argument does not seem to apply in other contexts—the fact that physics under-
determines whether bare particular theory or bundle theory is true doesnÕt turn you
into anything less than a realist about ordinary material objects, for example—so
it is not clear why it should apply specifically to QM.16 But whether or not this argu-
ment is right, I doubt whether RS implies agnosticism about ontological questions in
the first place. As I pointed out above, RS is essentially a view about semantics—it
says that the content of any theory we believe is given by its Ramsey sentence. It does
not tell us anything about the conditions under which we are warranted in believing
theories. Thus, provided it doesnÕt imply that metaphysical interpretations of QM
15
A further view might be that direct reference is epistemologically significant, since the ability to name
something covaries with the existence of certain types of causal connection between subject and referent
(see for example Kripke, 1980; Putnam, 1973). However, I have argued in detail elsewhere that causal
connections do not have this kind of epistemological significance (Cruse, 2004). Briefly, my argument is
that if we hold the descriptive knowledge possessed by a scientist fixed—as expressed in the Ramsey
sentence of their theory—then the presence or absence of causal connections with unobservable entities
makes no difference to our ability to understand their ability to predict and explain empirical results, and
therefore is irrelevant to our grounds for attributing theoretical knowledge to them.
16
See French & Ladyman (2003), pp. 50–51 n. 14, for a reply to (a predecessor of) this argument, and
Chakravartty (2004), pp. 159–160, for his response.
574 P. Cruse / Stud. Hist. Phil. Sci. 36 (2005) 557–576
and other theories are meaningless, it could not also imply that such interpretations
are not warranted. And as far as I can see it does not. The most plausible version of
RS is based on the idea that the terms used in forming a meaningful Ramsey
sentence have to be (weakly) observational. But the terms involved in stating at least
the Ôtraditional realistÕ interpretation of QM—ÔindividualÕ, ÔidentityÕ, and so on—do
seem to be observational in this sense; indeed, as Ladyman points out (Ladyman,
1998, p. 423), the whole point of such an interpretation is to try to understand
QM using categories applicable in the world of experience. Thus, I believe that RS
is perfectly compatible with at least the traditional realist interpretation of QM.
One might nevertheless question whether RS is consistent with ontic structural
realism, which Ladyman claims does not assume that Ôthe structure of the mind-inde-
pendent world be imaginable in terms of the categories of the world of experienceÕ
(ibid., p. 423). If it is not, then its compatibility with a traditional ontology would
be little consolation if the case for ontic SR were compelling. However, it strikes
me as equally plausible to turn this objection around. One could reasonably require
that if ontic SR is to be comprehensible, the ontology it recommends be in some way
explicable using terms applying to the world of experience, since this is just the
requirement that it be meaningful at all. If it is not, then it would be ersatz in the
sense that its proponents would have failed to specify adequately what it is actually
claiming, in which case arguments for or against it would not even arise.
I have tried to argue, then, that RS does not support any kind of structure/nature
distinction, so there is no justification for equating it with SR on these grounds.
However, one might question whether this really means that RS should be distin-
guished from SR. Could it not instead be taken to show that RS is structural realism,
and the supposed added content of Ôfull realismÕ is illusory? I donÕt think so, since I
think the foregoing shows that even if we repudiate the structure/nature distinction,
there are still ways of distinguishing full realism from structural realism. One is that
full realism, unlike structural realism, allows Ôtraditional realistÕ metaphysical inter-
pretations of theories. Another is that full realism may say we have warrant for parts
of theories which a structural realist calls ÔauxiliaryÕ, and therefore doesnÕt believe
in—for example, a realist might claim that nineteenth-century scientists did at the
time have warrant for believing in the aether. RS, in both these senses, is at least
consistent with the fully realist view, since Ramsey sentences can postulate both
traditional realist metaphysics, and, in some cases—such as the aether—auxiliary
properties. Thus I think that insofar as there is any content to the distinction, RS
is better aligned with full realism than SR.
7. Conclusion
I would claim, then, that two positions survive the trivialization arguments discussed
at the outset—modified SR, and RS based on the weak O/T distinction. Both views
have considerations in their favour, and indeed they are not inconsistent; though
nor, as I have tried to show, are they identical. The question whether either is actu-
ally true will have to be addressed elsewhere.
Acknowledgements
Many thanks to Jeff Ketland for very useful discussion on an earlier version of
this paper. Thanks also to an anonymous referee for this journal for helpful feedback
which helped me improve the paper.
References