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REVIEW ARTICLES

Richard P. Cambria, MD, Section Editor

Factors affecting the patency of arteriovenous


fistulas for dialysis access
George E. Smith, MBBS, MRCS, Risha Gohil, MBChB, MRCS, and
Ian C. Chetter, MBChB, FRCS, MD, Hull, United Kingdom

Background: The autologous arteriovenous fistula (AVF) is the accepted gold standard mode of repeated vascular access
for hemodialysis in terms of access longevity, patient morbidity, and health care costs. This review assesses the current
evidence supporting the role of various patient and surgeon factors on AVF patency.
Methods: The literature was searched to identify the current evidence available for patient characteristics, methods of AVF
planning, and anatomic factors that may affect patency outcomes after AVF formation. The use of adjuvant medications,
surgical techniques, and policies for AVF maintenance are discussed in relation to AVF patency.
Results: Current literature supports patient factors, such as increasing age, presence of diabetes, smoking, peripheral
vascular disease, predialysis hypotension, and vessel characteristics, as directly influencing AVF patency. Vessels of small
caliber (<2 mm) or demonstrating reduced distensibility are unlikely to create a functional AVF. Current evidence does
not support altered patency due to sex or raised body mass index (<35 kg/m2). Factors such as early referral for AVF,
preoperative ultrasound vessel mapping, use of vascular staples, and intraoperative flow measurements affected AVF
patency, but the use of medical adjuvant therapies did not. Programs of surveillance and various needling techniques to
maintain patency are not supported by current evidence. Novel techniques of infrared radiotherapy and topical glyceryl
trinitrate are possible future strategies to increase AVF patency rates. The limitations of available evidence include a lack
of large, randomized controlled trials and meta-analysis data to support current practice.
Conclusions: There is a complex interaction of factors that may affect the patency of an individual AVF. These need to be
carefully considered when selecting surgical site or technique, adjuvant treatments, and follow-up protocols for AVFs.
( J Vasc Surg 2012;55:849-55.)

The advent of hemodialysis in the mid-20th century the evidence to date regarding factors that can affect fistula
gave rise to a need for reliable, repeated access to the patency.
circulation. Brescia and Cimino published their landmark
report describing hemodialysis through an autologous ar- METHODS
teriovenous fistula (AVF) in 1966, vastly reducing the We performed a search of published literature in Octo-
problems of infection and thrombosis that plagued the ber 2010 using the Medline (1966 to October 2010),
previously described long-term cannulation methods and Embase (1980 to October 2010), CINAHL (1982 to
external shunts.1 The autologous AVF has since been October 2010), and Cochrane Library research databases.
widely accepted as the optimal access method for hemodi- The following search terms were used: haemodialysis or
alysis as measured by lower morbidity and mortality figures hemodialysis or dialysis or kidney failure or kidney disease
and reduced maintenance costs. This review summarizes or arteriovenous fistula or arteriovenous shunt or access or
vascular access, or angio access and survival or patency or
outcomes.
From the Academic Vascular Surgery Unit, Hull and York Medical School. These search results were further combined with a
Competition of interest: none. search performed for each of the subheadings below, in-
Reprint requests: George E. Smith, Academic Vascular Surgery Unit, Hull
cluding alternate spellings. Any studies identified as de-
and York Medical School, Level 1, Tower Block, Hull Royal Infirmary,
Hull and East Yorkshire Hospitals NHS Trust, Hull, HU3 2JZ, UK scribing or possibly describing factors affecting patency or
(e-mail: george.smith@hey.nhs.uk). outcome for autologous AVFs for hemodialysis in adults
The editors and reviewers of this article have no relevant financial relationships were reviewed and their reference lists searched for further
to disclose per the JVS policy that requires reviewers to decline review of any relevant studies. Reports were ranked according to design
manuscript for which they may have a competition of interest.
0741-5214/$36.00
by the Centre for Evidence-Based Medicine (Oxford) scale,
Copyright © 2012 by the Society for Vascular Surgery. and data from the highest-ranked evidence available are
doi:10.1016/j.jvs.2011.07.095 included in this review. Where this evidence was contradic-
849
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850 Smith et al March 2012

Table I. Summary evidence levels and evidence limitations of available evidence identified for each nonmodifiable factor
discussed

Best evidence suggests


Nonmodifiable factor Level of best evidence effect on patency Limitations

Increased age Meta-analysis2 Yes Meta-analysis of RC AVF only


Female sex Meta-analysis5 No
Diabetes Prospective series6,7 Yes Effect reduced in proximal AVF and with imaging
Hypotension Prospective series12,13 Yes Diastolic pressure only
Artery diameter Meta-analysis28 Yes Reduced patency of artery
Arteriosclerosis Prospective series29,30 Yes Increased failure risk with increased IMT and reduced ABPI
Arterial low Prospective series31-33 Yes Higher RI or a reduced increase in PSV correlate with
poorer AVF flow and secondary patency
Venous diameter Meta-analysis28 Yes Lower limit of 2 mm suggested for wrist RC AVF; no
agreed figures for other sites
Venous distensibility Prospective eries31,34 Yes DUS assessments are poorly reproducible
ABPI, Ankle-brachial pressure index; AVF, arteriovenous fistula; BMI, body mass index; DUS, duplex ultrasound IMT, intima-media thickness; PSV, peak
systolic velocity; RC, radiocephalic; RI, resistive index.

Table II. Summary of evidence levels and evidence limitations for potentially modifiable factors discussed

Best evidence suggests


Modifiable factor Level of best evidence effect on patency Limitations
8-11
Smoking Prospective series Yes Negative effect on patency in smokers
Obesity (BMI ⬎30) Prospective series14 No Evidence of effect seen in BMI ⬎35
“Early” referral Retrospective series18 Yes No evidence of optimal timing of referral
Ultrasound imaging RCT19-21 Yes RCT evidence not applicable to majority of patients
Anastomosis type RCT36 Yes End to side (or functional end to side) preferred
Vascular staples/clips Prospective series37,38 Yes
Flow assessments Prospective series39,40 Yes Can be used as prognostic tool or prompt re-evaluation in
Antiplatelet therapy Systematic Yes/o short-term benefit but paucity of data/largest trial
review/RCT41,42 found reduced thrombosis rate but no effect on
cumulative patency
Systemic heparin use RCT (see Table III) No Evidence suggests increased risk of bleeding with heparin
given systemically
44
GTN patch therapy Controlled experiment Potential for effect Evidence of acute effect on AVF size and flow, no
evidence of effects on patency
Far infrared therapy RCT45 Yes Single RCT evidence
Timing of first cannulation Prospective observational Yes Cannulation before 14 days reduces patency rates
46
study
Cannulation technique Cohort studies50 No Limited data suggest shift in types of complications; no
specific data regarding patency
52,53
Surveillance Meta analysis No AVF cumulative patency does not appear to be improved
by surveillance
AVF, Arteriovenous fistula (autologous); AVG, arteriovenous graft (prosthetic); GTN, glyceryl trinitrate; RCT, randomized prospective controlled trial.

tory or contentious, the review also includes data from which 11 were retrospective) provides the best available
lower-ranked publications. The best available level of evi- evidence, concluding that wrist radiocephalic AVFs
dence for each factor reviewed is summarized in Table I and (RCAVFs) had an increased primary failure rate and re-
Table II. duced patency in elderly patients at all time points.2 How-
ever, the definitions of “elderly” in the included studies
RESULTS
ranged from 50 to 70 years, and the review was specific to
Patient factors wrist AVFs. Subsequent studies have reported conflicting
Patient factors may affect the outcomes of a newly findings for the effects of patient age on outcome.
formed AVF, and those that can be modified should be Sex. In the Hemodialysis (HEMO) Study, female sex
addressed where possible. Factors that cannot be modified was identified as a significant predictor of graft rather than
may influence the choice of site or surgical technique for AVF use,3 but there is little specific evidence for AVF
AVF creation. patency differences between sexes. Women may present
Age. Age could conceivably increase risk by an in- with smaller-caliber arteries and may therefore be expected
creased incidence of comorbidities (peripheral vascular dis- to have lower AVF patency rates than men. However,
ease, diabetes, etc). A meta-analysis of 13 cohort studies (of Caplin et al4 showed that arterial and venous diameters
JOURNAL OF VASCULAR SURGERY
Volume 55, Number 3 Smith et al 851

were not significantly different between men and women. increased risk of failure to mature was identified for those
Subsequent meta-analysis data suggest that women have patients with BMI ⬎35 kg/m2.
similar maturation and 1-year patency rates as men for A small number of case reports have suggested that
RCAVFs.5 excessive soft tissue compressing venous outflow may di-
Diabetes. Many centers have reported increased use of rectly lead to failure in extremely obese patients.16 The
prosthetic material for grafts in diabetic patients compared evidence suggests that only “super obesity” affects AVF
with nondiabetic patients in their dialysis populations. De- patency and that good results can be achieved in obese
spite this, literature shows evidence of satisfactory AVF patients with awareness of specific factors (outflow occlu-
outcomes in diabetic patients.6,7 Sedlacek et al6 reported sion, need for superficialization procedures) and careful
that despite increased arterial calcification, vessel diameters preoperative assessment of vessels.
and arterial peak systolic volume were not significantly
different between diabetic and nondiabetic patients in their Preoperative period
population. Subsequent AVF formation in their diabetic Timing of referral for AVF formation. Early referral
patients was effective, and outcomes were similar regardless to access services improves the number of patients com-
of the presence of diabetes. Konner et al7 reported in- mencing dialysis with an AVF, improves patency, and
creased use of proximal fistulas in diabetic patients but with avoids potential complications related to central venous
primary access survival similar to that of nondiabetic pa- catheter placement.
tients. Secondary survival at 24 months was reduced com- AVF creation before dialysis is initiated may allow mat-
pared with nondiabetic subjects, however, and steal syn- uration in a biochemical environment preferable to that
drome was more common in the diabetic group. present once dialysis has commenced. Uremia and dialysis
Functional maturity rates for AVFs in diabetic patients have itself are associated with increased levels of oxidative stress,
been suggested to be increased by the use of routine vessel precipitating endothelial dysfunction, neointimal hyperpla-
mapping.7 As such, the effects of diabetes on overall AVF sia, and AVF stenosis. Samples of brachial vein obtained
outcomes may be minimized by careful preoperative vessel during access creation in 15 uremic patients showed signif-
imaging and AVF site selection. icantly greater intimal and medial widths in patients who
Smoking. Tobacco smoking is a well-known risk fac- had received ⬎6 months of dialysis compared with those
tor for vascular disease and arteriosclerosis. The direct link who had received ⬍6 months of treatment.17 In a cross-
to AVF failure was first described by Wetzig et al,8 who sectional study of 750 AVFs and grafts,18 accesses placed
reported a significantly higher incidence of early and late before commencing dialysis had a lower failure-to-mature
fistula failure in patients who were cigarette smokers, find- rate and higher patency rate than those placed once the
ings that have since been confirmed by other studies.9-11 patient began dialysis.
Hypotension. Postdialysis hypotension with reduced Duplex ultrasound imaging. Early studies were con-
flow through the AVF may be related to poor outcome. tradictory regarding the benefits of duplex ultrasound (DUS)
Culp et al12 specifically described predialysis diastolic pres- imaging use in AVF planning. Many DUS-detectable aspects
sure as a predictor of risk of thrombosis in AVFs and grafts of arterial and venous anatomy correlate with AVF patency
in the first year after formation. A subsequent prospective (see below). Assessment of the subclavian waveform with
series of 463 patients also reported that a low mean diastolic pulse-wave Doppler also gives an indication of possible
pressure correlated with poorer AVF survival after exclusion central venous stenosis or occlusion. Two randomized con-
of patients with early fistula failure from the study.13 Sys- trolled trials have supported the use of DUS imaging over
tolic pressure has not been reported to relate to access physical examination (PE) with 75% vs 94.4% and 80% vs
survival. 90.3% success rates for PE and DUS imaging, respectively.
Body mass index. Obesity is defined as body mass However, no sites other than RC at the level of the wrist
index (BMI) ⬎30 kg/m2. Some surgeons have previously were used in either study and only the laterality of site was
avoided AVF use in favor of grafts in obese patients, argu- determined by DUS imaging. Other significant deficien-
ing that even superficial veins in this group may be too deep cies in these randomized controlled trials pertain to
to form useable AVFs without “superficialization” or local outcome measures (palpable thrill at the end of the
liposuction over the fistula. procedure), brevity of follow-up, and a very high rate of
Superficial veins are often not clinically apparent in loss to follow-up.19,20
obese patients, and the use of preoperative imaging may Nursal et al21 randomized patients with adequate find-
have a significant effect on the incidence, site, and patency ings on PE or DUS imaging to AVF surgery and demon-
of AVFs in this group. A trial that used routine preoperative strated a nonsignificant trend toward increased palpable
imaging to compare AVF outcomes in patients with a BMI thrill at day 1 in the DUS group but no significant differ-
⬎27 vs ⬍27 kg/m2 found no difference in rates of obtain- ence in primary or cumulative patency. Wells et al22 re-
ing an AVF suitable for hemodialysis between the two corded alteration in planned surgical sites for AVFs due to
groups.14 Furthermore, Chan et al15 examined AVF out- DUS findings and also the assessing physician’s perception
comes for 1486 hemodialysis patients and compared those of the need for further imaging. Results suggested that
with a BMI ⬍30 vs ⬎30 kg/m2 but were unable to confirm DUS imaging was of little benefit in patients with adequate
BMI as a factor in predicting AVF revision or failure. An PE findings and that clinicians were reliably able to identify
JOURNAL OF VASCULAR SURGERY
852 Smith et al March 2012

the group likely to benefit. These studies suggest that Venous factors
selected patients with insufficient clinical examination ben- Diameter. Current guidelines suggest minimum ve-
efit from DUS imaging, but DUS imaging is not needed nous diameter of 2 mm for a cephalic AVF at the wrist, and
when the PE detects adequate vessels. Despite this, many no agreed minimum measures exist for other sites to date.27
clinicians still use DUS imaging routinely before AVF These measures have been evidenced by meta-analysis dem-
formation, and no trials to date have directly assessed the onstrating significant differences in fistula success rates
use of routine vs selective DUS imaging in AVF planning. between cephalic vein diameter ⬎2.0 (71%) and ⬍2.0 mm
(29%).28
Distensibility. Venous diameters are variable with po-
Arterial factors
sition, hydration status, temperature, and various provoca-
Diameter. Preoperative imaging should include as- tion methods. Because AVF maturation relies on increasing
sessment of the arteries from the subclavian to the wrist to venous diameter to allow cannulation, the distensibility of
document anatomic variants, patency, stenosis, and calcifi- veins has been investigated as a potential predictor of AVF
cation. Smaller artery diameters have been associated with success. Malovrh31 reported that the average increase in
increased nonmaturation rates, but variation in exact min- venous diameter in AVFs that failed was only 12% com-
imal figures exists.23-26 Present guidelines suggest a mini- pared with 48% in successful AVFs. Further studies using
mum diameter of 2 mm for successful AVF creation at the strain-gauge plethysmography in patients with end-stage
wrist,27 but agreement on minimal arterial diameters for renal failure reported that 100% of patients with venous
other sites is lacking to date. This minimal value is evi- distensibility of ⱕ0.50 mL/mm Hg had a nonfunctional
denced by meta-analysis findings of the fistula success rate AVF, whereas only 20% of patients with venous distensibil-
being significantly different between radial artery diameters ity ⬎0.50 mL/mm Hg had a nonfunctional AVF.34
⬎2.0 mm (59%) and ⬍2.0 mm (40%).28 Elastography is a recently developed technique that
Atherosclerosis. The presence of peripheral vascular uses high-frequency US to apply mechanical compression
or vibration to tissue and then detects the extent of this
disease has been associated with an increased risk of AVF
deformation effect. By using simplifying assumptions, the
failure. Modern high-frequency US machines capable of
deformation can be interpreted as representative of the
high-resolution imaging can determine the intima media
underlying Young’s modulus or compliance of the tissue.
thickness (IMT) of small arteries such as the radial artery at
Biswas et al35 used this technique in assessing vein compli-
the wrist. Ku et al29 reported that IMT measurements ance in the forearm, and early results suggest it may provide
during preoperative DUS imaging correlated significantly detailed, high-resolution and spatially accurate maps of
to histologic measures and, more importantly, to AVF vein-wall mechanics.
thrombosis and to inadequacy of an AVF to maintain
dialysis at 1 year. Similarly, ankle-brachial pressure index, a
Intraoperative factors
reliable marker for peripheral vascular disease, had a signif-
icant association with access failure after adjusting for other Anastomosis. Three types of arteriovenous anasto-
variables.30 motic arrangement can be used to establish an AVF for
Flow and hyperemic response. The relationship be- dialysis: end-to-end, end-to-side, or side-to-side. Histori-
tween peak systolic velocity (PSV) at rest and AVF out- cally, AVFs were formed as first described by Brescia and
comes is not clear. Dynamic measures of the potential for Cimino in their landmark report using a side-to-side anas-
increased flow have been more closely investigated. By tomosis.1 They stated that postoperative hand swelling was
using spectral Doppler and induction of hand ischemia by a common complication. In a randomized controlled study
20 years later, Wedgwood et al36 reported that the inci-
clenching a fist, reactive hyperemia of the arteries of the
dence of venous hypertension could be markedly reduced
forearm can be observed. As the fist is unclenched, an
with the use of the end-to-side technique, which has now
increase in PSV and a change in flow pattern from triphasic
become commonplace. Patency in their study was similar
(high resistance) to monophasic (low resistance) is evident.
between the groups, and only the incidence of complica-
This alteration in flow can be quantified as the resistive tions appeared to separate the techniques.
index or by the increase in PSV immediately after release: Vascular staples/clips. In recent years, attempts to
Resistive index (RI) ⫽ [PSV at rest – EDV at rest]/PSV reduce anastomotic stenosis have led to the development of
during reactive hyperemia, with EDV representing end- new techniques designed to allow interrupted clipping or
diastolic velocity. stapling of vessels to increase compliance at the anastomosis
Poor hyperemic response with an RI ⬎0.7 was predic- site. Reports of such techniques have so far stated promis-
tive of immediate AVF failure in one study,31 and a higher ing results of improved maturation rates in forearm autol-
RI or a reduced increase in PSV with hyperemia were ogous AVFs and significantly improved patency at 40
correlated with reduced AVF flow at 3 months and reduced months in interrupted staple anastomoses.37,38
secondary patency.31,32 The only other report of AVF Blood flow measurement. Intraoperative blood flow
patency and change in PSV after fist clenching showed an measurement, using a transit-time ultrasonic flowmeter,
increase in AVF adequacy for dialysis only in women.33 registering a flow of ⬍120 mL/min, had a positive predictive
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Volume 55, Number 3 Smith et al 853

Table III. Results of randomized controlled trials of systemic heparin use in arteriovenous fistula (AVF) surgery.
Stouffer’s Z method results indicate combined significance levels weighted for number of participants

First author Patients Bleeding rate increased P Patency rate increased P


44
D’Ayala (2008) 115 Yes .008 No .79
Ravari H (2008)45 198 No .175 Yes .046
Bhomi K (2008)46 50 Yes ⬍.01 No .46
Stouffer Z method (combined P) Yes ⬍.001 No .1458

value of 91% for early failure in RCAVFs in one study.39 Far infrared therapy. Far infrared electromagnetic
A prior report correlated flows of ⬍200 mL/min with radiation has a wavelength beyond that of visible light and
reduced primary and secondary patency.40 AVFs with low is used to heat objects exposed to infrared radiation without
flows after anastomosis could therefore be identified as “at heating the surrounding air. Lin et al48 used far infrared
risk” and may thus warrant further investigation in the during dialysis sessions and reported a significantly reduced
theatre or by more intensive follow-up regimens. incidence of AVF malfunction and better unassisted pa-
tency of AVFs after 1 year compared with controls. Mech-
Adjuvant therapies anisms suggested relate partly to local tissue warming and
Given that the most common mode of AVF failure is by also to improved endothelial function and an antiprolifera-
thrombosis, many investigators have conducted trials of tive and anti-inflammatory effect of far infrared radiation
medications for AVF patients that may reduce thrombus therapy, which has been documented in animal studies and
formation. Others have reported the use of more novel early human trials.48
adjuvant therapies in attempts to increase AVF patency
rates. Postoperative period
Antiplatelets. The use of antiplatelets in maintaining Once created, autologous access continues to require
AVF patency was supported by the Antiplatelet Trialists’ ongoing input from many members of the multidisciplinary
Collaboration report.41 Cochrane Systematic Review find- team. Aftercare, or a lack thereof, may have a significant
ings were generally in favor of antiplatelet therapy; how- effect on AVF patency.
ever, trials show considerable heterogeneity in outcomes, Timing of first cannulation. Brescia and Cimino can-
and many had only very short follow-up periods.42 A more nulated their pioneering AVF the first day after creation;
recent large-scale randomized, double-blind trial of the however, current practice allows for a maturation period
effect of clopidogrel taken for 6 weeks after surgery dem- during which the draining vein will dilate and “arterialize”
onstrated a significantly lower rate of AVF thrombosis or hypertrophy to create a durable conduit that will tolerate
compared with placebo.43 This reduction in thrombosis repeated cannulation more readily.
rate did not, however, alter the rate for achieving an AVF The timing of the first needling can vary greatly be-
suitable for dialysis. tween units and will often take into account urgency of
Heparin. The benefit of intravenous heparin given dialysis. Data from the Dialysis Outcomes and Practice
intraoperatively as an anticoagulant to avoid thrombotic Patterns Study (DOPPS) suggests that first cannulation
complications during AVF surgery for hemodialysis has ⬍14 days after AVF formation is associated with a 2.1-fold
been evaluated in three studies,44-46 with results reported increase in the likelihood of AVF failure.49 Current consen-
in Table III. Stouffer’s Z method allows combination of sus is that cannulation ⬍14 days should be avoided,
significance measures for several trials weighted for number whereas a minimum of 28 days should be allowed for AVF
of participants. Application of this method to available trial maturation, the extent of which could then be assessed by
results for use of systemic heparin suggests significantly blood flow and diameter measurement in the draining
more frequent perioperative bleeding in patients receiving vein.27
heparin without improved AVF patency. Needling technique. Several techniques, including
Topical glyceryl trinitrate. Transdermal glyceryl rope ladder (RL), area puncture (AP), and buttonhole
trinitrate administration has been suggested as a possible (BH) formation can be used for needling the AVF, but little
method to increase local blood flow in new AVFs. Akin et data are reported regarding technique in relation to AVF
al47 assessed fistula vein diameter in newly constructed patency. The largest prospective comparison of different
RCAVFs using DUS imaging with a glyceryl trinitrate needling techniques (BH and RL) suggested that BH
patch applied over the fistula. In the study group, diameter patients may have more unsuccessful cannulations com-
and flows were significantly increased after glyceryl trini- pared with the RL method.50 The frequency of hematoma,
trate patch placement compared with measures a few hours aneurysm formation, and need for angioplasty was less in
earlier (P ⬍ .05) but not in the control group. Increased BH patients, but the incidence of infection was higher.
flow may affect maturation and early failure rate, but ran- Because this was a comparison of two different techniques
domized data with follow-up of outcomes are needed to in two different units, bias due to other factors (expertise,
prove the effects of this therapy on patency. infection control methods, etc) is difficult to exclude, and
JOURNAL OF VASCULAR SURGERY
854 Smith et al March 2012

randomized data would be useful to confirm findings. Obtained funding: Not applicable
Reduced complications could be expected to improve pa- Overall responsibility: GS
tency, but these specific data are not available at present.
Area puncture is little researched but is generally the least-
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Analysis and interpretation: GS 20. Zhang Z, Wang X, Zhang Z, Du G, Wang L, Yang J, et al.
Data collection: GS, RG Hemodynamic evaluation of native arteriovenous fistulas for chronic
Writing the article: GS hemodialysis with color Doppler ultrasound. Chin J Med Imag
Technol 2006;22:718-21.
Critical revision of the article: GS, RG, IC 21. Nursal TZ, Oguzkurt L, Tercan F, Torer N, Noyan T, Karakayali H, et
Final approval of the article: GS, RG, IC al. Is routine preoperative ultrasonographic mapping for arteriovenous
Statistical analysis: GS fistula creation necessary in patients with favorable physical examination
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