Professional Documents
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T
he subsidiarity principle is now some
suggest local governments cope well seven years old since it was ratified in
with having to do more in the Maastricht Treaty’s article 3b. Ar-
environmental policy. Indeed a sensible guably however, the principle remains con-
balance between the local, regional, fusing in its application and significance for
national and EU level seems at risk of EU environmental policy (Axlerod, 1994; Butt-
being undermined if subsidiarity is taken Philip, 1994, p 127–129). At its simplest article
too far. This paper argues that more 3b ensures that in the exercise of non-exclu-
appropriate roles for local governments sive competences the European institutions
might be to contribute to policy ought to defer to national leadership, unless it
can be clearly shown that EU level action
innovation and better implementation. would be better. Yet in practice this formula-
What seems more needed is an approach tion may be hard to make workable. One
that systematically improves issue in particular that remains comparatively
intergovernmental relationships in unexplored is the extent to which the princi-
environmental policy across Europe. ple might justify a greater environmental pol-
Specific reforms suggested include icy role at the local level.
expanding Commission led networking This issue is discussed here in a number of
while making it more accountable and sections. Firstly it is argued one must note
that the nation states in the Council, together
* Correspondence to: Brendan Flynn, Department of Political with the Commission, have applied the prin-
Science and Sociology, National University of Ireland, Galway, ciple in a highly selective way. While some
Ireland. Tel.: +353 91 512054; fax: + 353 91 525700; e-mail: states appear happy to allow local and re-
brendan.flynn@nuigalway.ie
gional governments considerable autonomy in
Copyright © 2000 John Wiley & Sons, Ltd and ERP Environment. environmental policy, others enforce minimal
B. FLYNN
competences at the local level. In any event for local governments in framework direc-
article 3b seems powerless to impel national tives. Both approaches would address some of
governments to provide a greater role for the limitations that the local level often suffers
local governments. The result is a problem of from, and more importantly add substance to
uneven application of subsidiarity towards all the subsidiarity principle for local
European citizens. governments.
In a second section a quite different ap- To conclude, what seems needed in the
proach is taken. Here some of the empirical coming decade are approaches that situate the
literature on local governments and environ- subsidiarity principle as part of a much wider
mental policy is explored to assess their per- constitutional and administrative debate on
formance. In other words, the question is improving and democratizing intergovern-
asked: would it be a good thing if local gov- mental relationships.
ernments could do more in environmental
policy? In fact a quite mixed performance is
revealed. This is because European local gov- SUBSIDIARITY’S HOLLOW
ernments frequently lack resources (fiscal, PROMISE?
personnel and technical expertise) to success-
fully carry out increased environmental du- While some commentators suggested the in-
ties. Other problems include a risk of troduction of subsidiarity might empower lo-
regulatory capture at the local level, and the cal and regional governments (Balducci, 1996,
need for local bodies to liase with central p 50; Eberlein, 1996; Lerche and Preußer,
government agents to address environmental 1997), the actual application of the principle
spillovers. Thus any argument that local gov- has offered local governments little substan-
ernment ought to have a greater role in envi- tive support in their environmental policy du-
ronmental policy is one that requires ties. This is perhaps strange given the
considerable caution. A simple case for sub- considerable impetus created by the Local
sidiarity for the local level cannot be made Agenda 21 initiative, whereby local govern-
without qualification. ment actors in many states have developed a
On the positive side however, it is stressed distinctively local response to environmental
that local governments can provide valuable issues (Patterson and Theobald, 1995; Little-
proving grounds for policy innovation, and wood and While, 1997; Meadowcroft, 1999).
they often have expert local knowledge that Yet a conservative attitude to subsidiarity
with care can be harnessed to improve imple- for the local level in the EU context can be
mentation. In some cases local governments seen in the Commission’s official rejection of
may also be more responsive to distinctive the application of article 3b sub-nationally. In
local environmental problems and needs. This 1994, Bruce Milan, responding to a series of
suggests that it is a co-ordinated contribution European Parliament questions (OJ 94/C102/
of the local level to any environmental policy 08, 1994a, pp 3–4; OJ 94/C336/36, 1994b, p 17),
that is valuable. Yet this poses the question set out quite clearly the limitations of sub-
then of how to ensure such a co-ordination sidiarity to local governments:
between different levels of governance in
terms of their roles, duties and competences. The application of subsidiarity to the rela-
In a final section this complex question is tions between member states and regional
partly answered by suggesting two possible or local authorities is a matter of institu-
reforms. The first is a system of co-operative tional organization within each member
networking between the Commission, na- state and falls within the competence of
tional and local governments, which might each member state. Nevertheless, the
offer one way to improve implementation and Commission is convinced that regional
ensure that local interests are respected in EU and local authority involvement in the
environmental policy. The second suggestion project of European construction is essen-
is the inclusion of indicative responsibilities tial (OJ 94/C336/36, 1994b, p 17).
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IS LOCAL TRULY BETTER?
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B. FLYNN
for local authorities (Morata and Font, 1998, p ment departments through administrative
221). Demmke suggests in fact that this expe- merger (Lundqvist, 1998, p 243).
rience may be endemic (1997, p 55). In other Another way of seeing this problem is with
cases administrative structures can limit the regard to the issue of regulatory capture
scope of local environmental activities. For (Martimort, 1999). For example, in Danish en-
example Italy’s system of having environmen- vironmental policy, which has taken an ex-
tal functions vested in municipal public health plicit decentralist orientation since the 1970s
agencies means that more pressing responsi- (Andersen et al., 1998, pp 52–54), control and
bilities for public health and services domi- inspection duties previously delegated to mu-
nate over a wider view of environmental nicipalities have in several cases been re-
problems (Lewanski, 1998, p 143). turned to the county level for fear that
The case of local governments in Sweden is municipalities might be ‘captured’ by specific
particularly instructive here. Since the early industries (Christiansen, 1996, p 54). This has
1980s there has been a conscious effort to to be a real fear.
decentralize environmental policy (Lundqvist, Simply put, the closer agencies responsible
1996, pp 277 – 280). Yet this dramatic decen- for inspection duties are to their target
tralization has not actually been matched by groups, the greater the scope for ‘regulatory
new improved fiscal resources (Lundqvist, capture’. Arguably this danger is actually
1998, p 242). Therefore Swedish municipalities greater at the local level (Demmke, 1997, p
often find themselves overburdened with ad- 64). In fact several studies of regulatory cap-
ministrative work (Lundqvist, 1998, p 242). ture have confirmed that frequency of contact
In practice it is difficult not to see in the with regulated firms and limited expert infor-
Swedish experiences, and developments in mation, which local regulators typically have,
the USA (Weber, 1998, pp 54–55), the decen- can both exacerbate this problem (Dion et al.,
tralization of fiscal austerity by central author- 1998; Martimort, 1999). At least with a na-
ities as much as anything else. In many cases tional environmental inspectorate agency
then, central governments frequently expect there is some hope of ‘distance’ and expertise
local administrations to do more on the envi- (Demmke, 1997, p 56). In contrast local repre-
ronment, but provide no greater support for sentatives who oversee local executive agen-
them (Read, 1999; Jansen and Mydske, 1998, cies may well come under intense pressure to
pp 193 – 194). Anyone thus invoking sub- ensure a local plant is not economically disad-
sidiarity would need to be careful lest their vantaged through inspections. Moreover, with
demands are not repackaged as fiscal cut- the added tendency of modern firms to fre-
backs in another guise. quently cluster together in small regions or
even locales (Licht and Nerlinger, 1998;
Sweeney and Feser, 1998), political pressure
The problem of regulatory capture at the
may be more pronounced. There are also ob-
local level
vious questions about relying on local govern-
Of course one other reason why implementa- ments to be the ‘eyes and ears’ of enforcement
tion problems arise locally is because local and implementation when it can be these very
elites, no less than national ones, appear agents themselves who often pollute local wa-
adept in certain cases at re-steering centrally ters and air through poor sewage infrastruc-
set environmental policy goals towards out- ture or waste practices.
comes they prefer (Burby and Strong, 1997;
Deyle and Smith, 1998; Groenendijk, 1998).
The problem of spillovers and scale for
Neither do local political preferences always
local governments
prioritize the environment when faced with
limited finances. In Sweden for example, since Across Europe there appears a growing trend
1991 about half of all Swedish municipalities towards local governments co-operating with
have decreased funding for environmental each other, pooling together resources in novel
protection and downgraded their environ- and ad hoc inter-municipal organizations,
Copyright © 2000 John Wiley & Sons, Ltd and ERP Environment Eur. Env. 10, 75 – 84 (2000)
78
IS LOCAL TRULY BETTER?
and even handing over power to regional or One interesting starting point for this dis-
intermediate levels of governance (Forbes, cussion is to note that many authorities do not
1993; Morata and Font, 1998, p 221; Scott et al., actually prescribe greater autonomy for local
1998). governments in environmental policy, or even
One reason why this happens is the nature subsidiarity more generally. Instead they
of the complex environmental problems they endorse the need for more efficient and
face. Many of these problems exhibit a democratic patterns of intergovernmental co-
‘spillover’ pattern whereby environmental ex- operation between the different tiers of envi-
ternalities fall outside the jurisdiction in ronmental governance (Birnesser et al., 1993;
which they are generated. This can lead to Stoker, 1995; Guy and Marvin, 1996; Cimitile
problems whereby some local jurisdictions at- et al., 1997; McEvoy et al., 1998). Indeed some
tempt to export their pollution problems and authors are relatively cautious about the sub-
they may as a result raise environmental stan- sidiarity principle in environmental policy per
dards locally to push pollution beyond their se, or the scope for local environmental policy
boundaries (Glazer, 1999). Of course central- generally unless a wider pattern of central–
ization of policy can prevent this. More sim- local relations is first extensively reformed
ply, centralization may be also attractive in (Wise and O’Leary, 1997; Groenendijk, 1998;
terms of economies of scale and scope, as Rocher and Rouillard, 1998).
local municipalities can no longer cope with This section places the issue of subsidiarity
certain environmental issues themselves. and local governments’ roles in EU environ-
One might cautiously note, however, that mental policy into a broader discussion about
the mere existence of some pollution spillover intergovernmental relations and ‘collaborative
does not in itself justify a centralization of government’. In recent years an extensive lit-
policy. It is rather if spillovers are of an ap- erature has developed that stresses the im-
preciable scale and if bilateral action between portance of negotiation, competition and
local agents cannot first address the problem collaboration between different levels of gov-
(Smith, 1993, p 71). By itself then the trans- ernance (Kamieniecki and Ferrall, 1991;
boundary spillover argument does not actu- Scholz, 1991; Freeman, 1997; Wise and
ally suggest local governments are unable to O’Leary, 1997; Davis, 1998; Graham and
meet most environmental problems within Phillips, 1998; Blom-Hansen, 1999). Arguably
their resources. Indeed, while the most seri- this approach marks an important shift away
ous types of spillover might be better ad- from much of the subsidiarity debate hereto-
dressed at a central government level, more fore in that it emphasizes the way in which
generally it appears that what is needed is a different tiers of governance interact to im-
pattern of highly co-ordinated intergovern- prove policy, rather than whether any one
mental relations between local, regional, na- should enjoy particular legislative pre-
tional and EU levels to address such dominance.
problems. Such a co-operative approach seems
needed, for while one can think of many
European municipalities that have introduced
innovative local environmental policies, these
TOWARDS A REALISTIC ROLE FOR efforts would seem limited unless co-
LOCAL ENVIRONMENTAL ordinated. For example sustainable urban
GOVERNANCE? transport can be addressed extensively at the
local level, but very quickly local govern-
In this section, the positive role local govern- ments will find themselves facing single mar-
ments can play in EU environmental policy is ket issues of vehicle and fuel taxes, road
discussed. The question posed here is: what pricing or the even more basic issue of vehicle
specific roles can be argued for local govern- emission harmonization. It is useful to briefly
ments in EU environmental policy in a way discuss two examples of the valuable role
that respects subsidiarity? local governments can play in this regard.
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B. FLYNN
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IS LOCAL TRULY BETTER?
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B. FLYNN
detailed national direction on implementation, 3. A better way to conceive of a role for local
or confuse their duties with that of another environmental actors towards the EU is
level. Administrative problems of local imple- arguably one that evaluates their contribu-
mentation may also be usefully discussed with tions in the context of a broader intergov-
the Commission before a final text is agreed, ernmental relations perspective. What
thus pre-empting what has been a problem in emerges here is that local governments
the past. In short this approach would institu- offer scope in particular for policy innova-
tionalize a type of negotiation between the tion and for more responsive and finely
Commission and local government environ- tuned types of regulation.
mental experts to go hand in hand with the 4. Two specific reform suggestions were of-
networking approach discussed above. Indeed fered building on this perspective. The
such an approach has been argued for in the first was that expert policy networking
USA in the context of groundwater policy, in could allow for a flexible style of dialogue
order to give local states sufficient flexibility to emerge between the Commission and
(Redifer and Davis, 1996). local governments, through which exam-
ples of innovation and the need for local
flexibility could be discussed. This ap-
CONCLUSION proach is beginning in any case, but needs
to be made more accountable and trans-
Before some final closing comments, it is use- parent. To give effect to this, a second
ful here to reiterate, in schematic form, the suggestion was that local experts could be
reasons why one might be sceptical about the more involved in the drafting process for
scope for the application of the subsidiarity future framework directives. These could
principle to the local level. These are the include enumerated indicative duties and
following. responsibilities for local governments.
1. The definition given to subsidiarity in the After some seven years since the inclusion
EU context suggests a serious problem of of subsidiarity into EC law, it seems apt to
uneven application. Some states, notably consider how the principle might be applied
Germany, Belgium and Austria, have indi- in a more concrete way to local governments.
cated they will apply the principle to the To date, the principle appears to offer little for
sub-state level. In other states it remains local governments. There is also a danger
unclear how local governments can rely on that, if taken too far, the idea of subsidiarity
the principle without nation state could be contorted to justify localized policy
permission. autarky, a problem appearing in the USA
2. Local governments in any event appear to (Press, 1995). In contrast current trends in its
have a very mixed performance at envi- definition by the EU institutions seem to sug-
ronment related duties, which suggests gest the continued concentration of political
caution in advocating further decentraliza- decision-making power at the national level.
tion. In fairness this is often a function of Somewhere between these two extremes, this
their limited resources, yet in other cases paper has argued for a more realistic ap-
local governments may suffer from poor praisal of the role of local governments in EU
expertise, regulatory capture and the prob- environmental policy.
lem of spillovers. This typically adds up to That is not to say that faith in the subsidiar-
a serious problem of implementation. One ity principle should be abandoned outright,
has to conclude that it appears many at- for its usefulness all depends on how it is
tempts at decentralizing environmental constitutionally operationalized over time to
policy in Europe have largely failed to make policy more rational and democratic. In
deliver improvements and in fact some- the shorter term, it might also be useful to
times merely masked a decentralization of develop the type of co-operative policy and
fiscal austerity. networking that can help local governments
Copyright © 2000 John Wiley & Sons, Ltd and ERP Environment Eur. Env. 10, 75 – 84 (2000)
82
IS LOCAL TRULY BETTER?
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