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RESEARCH

Perspectives in Practice

Probiotics and Prebiotics in Dietetics Practice


LINDA C. DOUGLAS, PhD, RD; MARY E. SANDERS, PhD

when administered in adequate amounts confer a health


ABSTRACT benefit on the host (1).
Probiotics and prebiotics share a unique role in human The concept of probiotics emerged from observations
nutrition, largely centering on manipulation of popula- early in the 19th century by Russian immunologist Elie
tions or activities of the bacteria that colonize our bodies. Metchnikoff, who hypothesized that the long and healthy
Benefits of regular consumption of probiotics or prebiotics lives of Bulgarian peasants were rooted in their consump-
include enhanced immune function, improved colonic in- tion of fermented milks containing beneficial Lactobacil-
tegrity, decreased incidence and duration of intestinal lus, and the positive influence of these microbes on colonic
infections, down-regulated allergic response, and im- health (2). More than 100 years later, it is apparent that
proved digestion and elimination. Research has shown microbes have an important influence on immune devel-
that probiotics and prebiotics may be useful in achieving opment and resistance to infection (3); that microbes are
these and other positive effects, provided that proper not static colonizers of our bodies, but are dynamic, sym-
strain, product selection, and dosing guidelines of com- biotic coresidents (4); that environmental exposure and
mercial products are followed. There is a need to consol- consumption of microbes is much reduced compared to
idate the basic and applied research on probiotics and that of our ancient ancestors (5); and that this low expo-
prebiotics into useful tools for food and nutrition profes- sure is hypothesized to contribute to health problems,
sionals. Information on probiotic species, applications for including the rise in inflammatory and allergic disorders
specific strains, dosages and forms, safety, and shelf life in modern societies (6). The probiotic concept states that
is not sufficiently summarized to allow practical and consuming the right types of microbes can support the
consistent recommendations to be made by most food important roles that colonizing microbes play in human
and nutrition professionals. In addition, prebiotic fibers— health. The scientific support for health effects and mech-
although providing nutraceutical and nutritional value— anisms of effects of probiotics is still emerging. This is an
are a group of diverse carbohydrate ingredients that are evidence-based discussion of probiotics and the consider-
poorly understood in regard to their origin, fermentation ations clinicians must assess when developing recom-
profiles, and dosages required for health effects. The sci- mendations for probiotics in practice.
ence and practice-based guidelines presented here will Although there is an accepted scientific definition,
enhance clinician and client understanding of probiotics there is no legal definition for the term “probiotic.” There-
and prebiotics, with the aim of improving appropriate fore this term is used commercially even when the mini-
recommendation and informed use of these emerging di- mum scientific criteria for probiotics (Figure 1) are not
etary ingredients and the products containing them. met. Probiotic is not a synonym for native beneficial bac-
J Am Diet Assoc. 2008;108:510-521. teria, although they may be isolated from this source. The
term “probiotic,” by definition, can never be used to de-
PROBIOTICS scribe products comprised primarily of dead bacteria,
even though in some cases dead bacteria or bacterial cell
The Probiotic Concept
products have been shown to have physiologic effects (7).

A
common perception is that microbes are bad—an Another term should be used to describe such substances.
idea fueled by an abundance of information about Different microbes have been studied as probiotics.
pathogenic bacteria, yeast, and viruses and their Most commonly in products in the United States are
associated morbidity and mortality. But a growing body strains of different species of Lactobacillus or Bifidobac-
of research is documenting the diverse ways that certain terium, but the yeast Saccharomyces cerevisiae (boular-
other microbes, called probiotics, can contribute to hu- dii) is also used. Some other bacteria, including strains of
man health. Probiotics are live microorganisms that Enterococcus, Bacillus, and Escherichia, are also used but
these microbes are typically not found as ingredients in
foods, only supplements.
L. C. Douglas is a food science and nutrition consultant
in Lone Tree, CO. M. E. Sanders is a probiotic microbi-
ologist, consultant, and owner of Dairy & Food Culture Products
Technologies, Centennial, CO. In the absence of a legal definition of the term “probiotic,”
Address correspondence to: Linda C. Douglas, PhD, consumers and health care professionals are at a disad-
RD. E-mail: lacdouglas@comcast.net vantage in choosing among the broad assortment of sup-
Copyright © 2008 by the American Dietetic plements and now increasing number of food products
Association. claiming to be probiotic. Rare are the products on the
0002-8223/08/10803-0014$34.00/0 market that provide objective assurances through inde-
doi: 10.1016/j.jada.2007.12.009 pendent, third-party analysis that they are what they

510 Journal of the AMERICAN DIETETIC ASSOCIATION © 2008 by the American Dietetic Association
Definitions
Colonocytes: Organ cells comprising the colon.
Colony-forming units (cfu): This is the measure of the count of bacteria when assayed on solid growth media,
or an agar plate. The bacterial suspension is diluted serially so that when a small amount is spread on the surface
of an agar plate, between 30 and 300 microbes will be spread out on the surface of the plate. The plate is incubated
until each bacterial cell forms a colony visible with the naked eye. After figuring the dilution factor, this assay results
in a count (cfu) per milliliter or gram of test product.
Dietary fiber: Currently, this definition consists of nondigestible carbohydrates and lignin that are intrinsic and
intact in plants.
Dietary supplement: Defined in US food law by the 1994 Dietary Supplement Health and Education Act, a
dietary supplement is a product that is intended to supplement the diet, must be ingested, commonly in the form of
pill, capsule, tablet, powder or liquid, and is not represented for use as a conventional food or as the sole item of a
meal or diet. Furthermore, a dietary supplement must be labeled as a “dietary supplement.”
Fermentation: A process in which an agent, such as a microorganism, transforms organic matter into other
products.
Fructooligosaccharides: Fructooligosaccharides are glucose or fructose-terminated polymers of fructose natu-
rally occurring in a variety of plants. Most of the commercially available fructooligosaccharides are manufactured
from sucrose and are considered functional fiber. Despite differences in chemical structure, fructooligosaccharides
are frequently labeled as oligofructose.
Functional Fiber: This is a category consisting of isolated, nondigestible carbohydrates that have beneficial
physiological effects in humans. This category of fiber includes inulin, oligofructose, short-chain fructooligosaccha-
rides, and resistant starch.
Health claim. Defined in the United States as any claim that expressly or by implication characterizes the
relationship of a dietary substance to the reduction of risk of a disease or health-related condition. Pre-approval must
be obtained prior to use on food or dietary supplement labels.
Inulin and Oligofructose: Inulin and oligofructose are carbohydrates naturally occurring in a variety of plants.
Most of the commercially available inulin and oligofructose is either synthesized from sucrose or extracted and
purified from chicory roots. Oligofructose is also formed by partial hydrolysis of inulin. Both are classified as
functional fibers.
Live cultures: Live cultures are microbes associated with foods as food fermentation agents, or starter cultures.
Many probiotics would be considered to be “live cultures.” But some probiotics would not typically be added to foods
(such as certain strains of Escherichia coli used as probiotics), and as such would not typically be referred to as a “live
culture.” Therefore, the term “probiotic” cannot be considered a synonym of “live cultures.”
Medical food: A food administered under the supervision of a physician and intended for the specific dietary
management of a disease for which distinctive nutritional requirements are established.
Microbiota: Term used to describe the multitude of microorganisms harboring a specific ecological niche. The
term “microflora” is commonly used instead in medical literature, but this is a less accurate term scientifically since
most microbes are not plants (ie, flora).
Prebiotic: A nondigestible food ingredient that beneficially affects the host by selectively stimulating the growth
and/or activity of one or a limited number of bacteria in the colon.
Probiotic: Live microorganism which when administered in adequate amounts confer a health benefit on the host.
Resistant Starch: Resistant starch is naturally occurring, but can also be produced by the modification of starch
during the processing of foods through the cooking and cooling or extrusion of starchy foods. It is also manufactured
for use in the food industry as a functional fiber.
Starter Culture. Live microbes used to transform raw foods into fermented foods. Frequently these microbes are
members of a group of bacteria called “lactic acid bacteria” which include species of Lactobacillus and Lactococcus,
and Streptococcus thermophilus. The starter cultures used to make yogurt are Lactobacillus bulgaricus and
Streptococcus thermophilus.
Structure/function claim: Also known as “statement of nutritional support,” this type of claim relates to how a
substance affects the normal structure and functioning of the human body. Used on conventional foods and dietary
supplements, no pre-approval by the Food and Drug Administration (FDA) of this type of claim is needed, although
the FDA must be notified if used on a dietary supplement. The FDA requires that structure/function claims are
truthful and not misleading.
Synbiotic: A food or supplement product containing both probiotics and prebiotics as defined above. The name
derives from a proposed synergism between probiotics and prebiotics
Total Fiber: The sum of dietary fiber and functional fiber.
Trophic: Of or relating to nutrition.
Viscosity and Fermentability: These are terms that replaced the words soluble and insoluble as fiber descrip-
tions in 2005, as determined by the Food and Nutrition Board of the National Institutes of Medicine.

March 2008 ● Journal of the AMERICAN DIETETIC ASSOCIATION 511


reported in the scientific literature: regulation of immune
Purified strain of the candidate microbe (usually bacterium or function (including both enhanced immune response to
yeast) pathogens and down-regulated autoimmune and inflam-
Identified to the strain level using biochemical and genetic matory responses), prolongation of remission in patients
techniques with pouchitis, shortening the duration of infectious di-
arrhea in infants, enhanced gastrointestinal tolerance to
Shown in human studies to improve some parameter of human antibiotic therapy, and control of symptoms associated
health with lactose intolerance. Health targets with promising,
Safe for target consumers but emerging, human evidence include reduction of inci-
dence and improvement of symptoms of some allergic
diseases, improved therapeutic outcome for women being
Figure 1. Minimum criteria to be considered a probiotic for use by treated for bacterial vaginosis, improved symptoms
human beings (9). Note that attributes such as adherence to intestinal among those with irritable bowel syndrome, decreased
cells and being derived from human origin are not requirements (8). incidence of dental caries, reduced severity of symptoms
or incidence of respiratory infections, reduction of Clos-
tridium difficile toxin in subjects taking antibiotics, and
claim to be. Therefore, product labels and Web sites are reduced absences or illness in workplace or day-care cen-
the main source of information on what types of probiotic ter settings (15-34).
microbes products contain, what levels are contained in It is also worth noting well-conducted studies that did
the product through the end of shelf life, whether the not show positive effects of probiotics, including studies
product has been shown in human studies to provide any on antibiotic-associated diarrhea, prevention of surgical
health benefits, and whether the claims of benefits made infections, improvement of symptoms of irritable bowel
on the product have been substantiated. syndrome, remission in Crohn’s disease, and postantibi-
Not all products on the market claiming to be probiotic otic vulvovaginal candidiasis. Failure to show effects in
meet the minimum criteria established for a probiotic (8). these studies may be due to lack of activity, improper
Unfortunately, cavalier use of the term “probiotic” on strain choice, or inadequate dose (35-40).
labeling or promotional material, when a product does
not actually contain adequate levels of a scientifically
documented strain, threatens consumer confidence in all Recommending Probiotics
probiotic-containing products. Although research documenting efficacy of probiotics is
Figure 2 lists some commercially available probiotic- still emerging, a growing number of consumers and
containing products in the United States and the pub- health care professionals are interested in trying probi-
lished benefits associated with the strains in these prod- otics to see if they can make a difference for them or their
ucts. Figure 2 does not list all of the dozens of products clients. Commercial products are generally safe (see Fig-
that are commercially available and sold as probiotics, ure 3), associated with few side effects, not too expensive,
but focuses on foods and supplements that are clearly tied and easy to try. Probiotics will likely be of interest to two
to human studies documenting efficacy. Other products groups of people: those with specific health concerns for
may be supported by product-specific research, but these which evidence of efficacy of probiotics is available, and
would not be included in Figure 2 unless the studies are generally healthy people who are interested in probiotics
published, and unless studies stipulate strain designa- to help keep them healthy. The first group is motivated
tions and doses that can be clearly associated with strains and has a measurable outcome—symptom improvement.
contained in the products. This information should be Recommend products that have been tested for their spe-
available from product manufacturers. Note that some cific health concern, and in the absence of those, choose
indications listed in Figure 2 would be considered drug products that are high potency and safe. The second
applications in the United States. None of the products group can be encouraged to try products shown to en-
listed in Figure 2 are marketed as drugs and, therefore, hance immune function and reduction of risk of common
are precluded from listing these indications on labels or illnesses such as colds and diarrhea. This group might
in other forms of consumer communication. also be interested in increasing the levels of live active
cultures in their diet. Such diets have not been evaluated
strictly, but could be recommended based on the emerg-
Health Benefits of Probiotics ing body of evidence that a variety of probiotics are ben-
Many reviews are available that provide a comprehensive eficial.
view of the numerous types of health effects and mecha- Adding fermented foods might seem like a good way to
nisms of action that have been discovered for probiotics increase the number of live bacteria to a diet. Unfortu-
and it is beyond the scope of this review to explore nately, in the United States the number of commercially
these in detail (9-14). The Web site www.usprobiotics. available foods of this type is limited. Many fermented
org also provides accurate, useful information on the foods do not contain live cultures as finished products. In
subject. some cases this is due to the nature of the product: sour-
Although there is a long list of different health effects dough bread is baked and fermented meats are often
attributable to probiotics, it must be remembered that smoked or cooked. Or this may be due to typical consump-
these effects may have been observed for only one or a tion patterns. Cheeses baked onto a pizza do not retain
limited number of strains, and other strains of even the any live cultures. But in some cases the lack of microbes
same species cannot be presumed to demonstrate the in foods is due to modern food processing approaches
same effect. The following effects of probiotics have been designed to improve product consistency or shelf life (41).

512 March 2008 Volume 108 Number 3


Genus, species, strain
Indication (commercial strain designation) Products (format)

Infant diarrhea L rhamnosus GG (LGG) Culturelle (capsule) www.culturelle.com


Danimals (drinkable yogurt) www.danimals.com
L casei DN114001 (Immunitas) DanActive (fermented milk) www.danactive.com
Inflammatory bowel conditions 8-strain combination of 3 Bifidobacterium VSL#3 (powder) www.vsl3.com
(primary evidence in pouchitis) strains, 4 Lactobacillus strains and S.
thermophilus
Antibiotic associated diarrhea; S cerevisiae (S. boulardii) Florastor (powder) www.florastor.com
C difficile Lalflor (capsule) www.institut-rosell.com
L rhamnosus GG Culturelle (capsule) www.culturelle.com
Danimals (drinkable yogurt) www.danimals.com
L casei DN114001 DanActive (fermented milk) www.danactive.com
L acidophilus CL1285 plus L casei BioK⫹CL1285 (fermented milk, capsule)
www.biokplus.com
Gut transit time B animalis DN173 010 (Bifidus regularis) Activia (yogurt) www.activia.com
Keeping healthy L reuteri ATCC 55730 BioGaia Chewable Gut Health Tablets, BioGaia
Gut Health Probiotic Straws, www.everidis.com
L casei DN114001 DanActive (fermented milk) www.danactive.com
Atopic dermatitis (primary L rhamnosus GG Culturelle (capsule) www.culturelle.com
evidence is prevention when Danimals (drinkable yogurt) www.danimals.com
fed to newborn infants)
Lactose intolerance Most strains L bulgaricus and/or S thermophilus All yogurts with live, active cultures
Colic in infants L reuteri ATCC 55730 (Protectis) Reuteri drops www.biogaia.com
Immune support B lactis HN019 (HOWARU or DR10) Strain sold as an ingredient for dairy and
supplement products—contact Danisco
www.danisco.com
B lactis Bb-12 Good Start Natural Cultures (infant formula)
www.verybestbaby.com/GoodStart/Overview.aspx
Yo-Plus (yogurt) www.yo-plus.com
L casei DN114001 DanActive (fermented milk) www.danactive.com
Vaginal applications L rhamnosus GR-1 plus L reuteri RC-14 Fem-Dophilus (capsules) www.urexbiotech.com;
www.jarrow.com
Irritable bowel syndrome B infantis 35264 (Bifantis™) Align (capsules) www.aligngi.com
symptoms

Figure 2. Examples of somea probiotic products available in the United States. Evidence-based use recommendations should be obtained from the
manufacturer if not disclosed on the label. aDozens of probiotic products are commercially available. This is a partial list of products containing
strains supported by published, human studies.

Filtration of fermented beverages such as wine, beer, or mented soy beans) produced on a small scale may still
vinegar effectively removes remaining microbes. Pickles harbor high numbers of the fermentation microbes (41).
purchased in the grocery store are usually not fermented, The biggest category of foods in the United States that
but are produced through a brining process. Some cucum- contains live and active cultures is fermented dairy prod-
ber pickles marketed as deli pickles (eg, overnight dills or ucts, such as kefir, yogurt, and cheeses. These products
half-sours) commonly found in big-city delicatessens do are a source of potentially beneficial, live bacteria, espe-
have live lactic acid bacteria. Sauerkraut is a fermented cially of the genus Lactobacillus. Many yogurts sold in
product, but it is heated or treated with preservatives the United States today contain both starter cultures
after fermentation. Some traditional fermented ethnic and additional bacteria, usually Lactobacillus and/or
foods such as kimchi (fermented cabbage) or tempeh (fer- Bifidobacterium that are added for a presumed probiotic

March 2008 ● Journal of the AMERICAN DIETETIC ASSOCIATION 513


What is a recommended dose? No general recommendation can be made. The dose must be based on studies that show
an effect. This level can range widely. Some products are effective at 100 million cfu/
day; others are recommended at over 1 trillion cfu/day.
Is daily consumption necessary? Almost all published human studies have used daily dosing for efficacy determination.
Consumption recommendations should be based on the regimen used in human studies
demonstrating the health benefit.
Are they safe? Probiotics that contain Lactobacillus, Bifidobacterium, Streptococcus thermophilus, and
Saccharomyces strains have an extensive safety record for use in the generally healthy
population. Other types of probiotics (eg, Enterococcus, Escherichia coli, and Bacillus)
should be considered for specific individuals. Clients who are immunocompromised,
recovering from surgery, or who have compromised gut integrity are at elevated risk for
infection from any source and should take probiotics only under the advice of a health
care provider.
Are refrigerated products best? Keeping probiotics alive to ensure product potency is a challenge to the probiotic
industry. In general, microbes survive better at lower temperatures. However,
technologies for keeping probiotics alive at room temperature have been developed by
product manufacturers. It is not necessarily the case that refrigerated products will be
superior to those that are not refrigerated. Choose products from reputable companies
that are labelled for viability “through the end of shelf life” and not “at time of
manufacture.”
Do all probiotics of the same type No. Probiotics are described by their genus (eg, Lactobacillus), their species (eg,
function in the same way? rhamnosus), and their strain (eg, GG). This degree of specificity in describing a probiotic
is essential because effects can be strain-specific. For example, L rhamnosus GG may
have different effects than L rhamnosus GR-1. Look for probiotics that are supported by
strain-specific research.
Many yogurts contain added sugar. There is no evidence that the sugar added to sweetened yogurt negates the health
Doesn’t this negate any health benefits benefits associated with the probiotics contained in the yogurt. Sugar is digested and
from probiotics? absorbed in the small intestine and would not be expected to interfere with microbial
effects further down the intestinal tract. However, studies comparing identical probiotic
products with and without added sugar have not been conducted.
Some products contain dried probiotics. If bacteria are dried and stabilized properly, they remain alive (although dormant) and
Are they still alive? start to grow again after they reach the moist environment inside your body.
Do we all naturally harbor probiotics? A great number and diversity of microbes are associated with the human body, but these
cannot be called probiotics until they have been isolated, tested, and shown to have a
beneficial health effect.
What is the difference between live Live cultures are microbes associated with foods, often as food fermentation agents.
active cultures and probiotics? Many of these have not been directly tested for health benefits. Probiotics are live
microbes that have been shown to have a health effect. Also, some probiotics would not
typically be associated with foods (such as E coli), and as such would not typically be
referred to as a live culture.
What information should product 1. Identification of the genus, species, and strain of each probiotic present in the product
manufacturers provide on probiotic 2. Citations of published human studies have been conducted on the product or the
products? specific strains in the product
3. Assurance that the product contains the level of probiotic through the end of shelf life
as was shown to be effective for each strain in the published studies

Figure 3. Key questions and answers about probiotics. See www.usprobiotics.org for additional information.

effect. Unfortunately, most of these products do not dis- aboutyogurt.com/lacYogurt/), do not differentiate be-
close the levels or strain designations of added additional tween starter cultures and added probiotic bacteria. Low
bacteria, so it is not possible for consumers to know if the levels of probiotics could be masked by high levels of
product has been shown to be efficacious for specific ef- starter bacteria. Therefore, fermented dairy products
fects. Because starter cultures are present at high levels may not be a potent source of viable probiotic bacteria. No
in all non– heat-treated yogurts, total counts of live cul- surveys reporting differential counts of starter cultures
tures, which is the basis for use of the National Yogurt compared to additional bacteria added for health effects
Association’s Live Active Culture Seal (http://www. in commercial products have been published.

514 March 2008 Volume 108 Number 3


Some new food products, including a cereal (www. and supplement products containing probiotics can dis-
kashi.com/products/vive_original), chocolate bar and play structure/function claims as long as the claims are
granola bar (www.attunefoods.com/products/) containing truthful and not misleading. In the United States, no
putative probiotics have recently entered the US market, premarket approval of structure/function claims is re-
and may provide dietary alternatives. Specific questions quired and no probiotic product has been recalled for
about probiotic content and support for efficacy, which failure to adequately substantiate such a claim. The FDA
are not answered on product labels or Web sites likely has provided guidance to manufacturers on what type of
need to be addressed to the manufacturer directly. Some substantiation it considers proper support for structure/
questions to ask include: function claims (44). Making proper label claims of effi-
cacy for probiotic products has been reviewed by Sanders
● What published human studies have been conducted on and colleagues (45,46).
the product or the specific strains in the product? Several reports of probiotic products failing to meet
● What benefits were observed in those studies? label claim with regard to levels of live microbe contained
● Is the product formulated to contain the same level of in the product have been published (47). These results
probiotic through the end of shelf life as was shown to serve as a warning that not all products are what they
be beneficial in the studies? claim to be. On August 24, 2007, the FDA issued a final
ruling establishing regulations to require current good
Dose manufacturing practices for dietary supplements to be
phased in during the next few years. Although these
At this point in time it is not possible to accurately gen- regulations do not address verification of efficacy claims,
eralize about a minimum dose of probiotics that is needed they will hopefully improve the compositional quality (eg,
for an effect. The required dose varies for different strains identity, purity, and strength) of probiotic supplements in
and the specific health effect under investigation. Studies the US market.
showing positive effects at levels below 100 million (108)
colony-forming units (cfu) per day are not common in the
published literature; levels much higher than this may be Take Home Suggestions on Probiotics
needed for certain health effects. For example, although L
Probiotics may be of use to people with specific health
reuteri was effective at reducing workplace absences at a
concerns for which evidence of efficacy of probiotics is
dose of 108 cfu/day (33), the probiotic blend of eight
available or to people interested in dietary modification to
strains in the commercial product VSL#3 (VSL Pharma-
help them stay healthy. Several products available in the
ceuticals Inc, Gaithersburg, MD) was effective at
United States have documented efficacy for several
1.8⫻1012 cfu/day (42). This four-log cycle difference in
health targets (Figure 2). Not all products on the market
recommended dosage highlights the inaccuracy in mak-
are backed by efficacy research in human beings; these
ing general dose recommendations for unspecified prod-
products should not be called probiotics. Increasing the
ucts.
levels of live cultures from foods may be of interest to
It should also be noted that maintaining viability of a
those wishing to leverage benefits, such as immune en-
probiotic, both in the product and once consumed, can be
hancement, associated with many different probiotic
a technological challenge. Probiotics are sensitive in a
strains. Health effects are considered to be strain-specific
strain-dependent manner to environmental exposures
unless proven otherwise. Therefore, efficacy cannot be
such as heat, moisture, oxygen, and acid. Technologies for
presumed unless specific researched strains are con-
keeping probiotics alive in products have been developed
sumed at the proper doses. Dietary sources of live cul-
by product manufacturers. Frequently this involves con-
tures include fermented dairy products and a few new
trol during storage and packaging of temperature, mois-
functional foods on the market. Products should be used
ture, and oxygen. Once the package is opened, these
according to manufacturers’ recommendations. Figure 3
barriers are compromised. In general, microbes survive
provides quick answers to common questions about pro-
better at lower temperatures, but properly stabilized non-
biotics.
refrigerated products can maintain potency at room tem-
perature. With regard to survival after consumption, sta-
bility is strain-specific. Some microencapsulation or PREBIOTICS
coating technologies (eg, enteric coating) for probiotics
have been developed that improve probiotic survival after Understanding Prebiotics
ingestion through the acid environment of the stomach Prebiotics are defined as food ingredients that promote
(43). But as long as doses in products are based on studies the growth or activity of a limited number of bacterial
of the product conducted in human beings, the doses species for the benefit of host health (48). In common
should reflect any losses inherent to the probiotic as it terms, prebiotics are food for bacterial species that are
moves through the alimentary canal. considered beneficial for health and well-being. The bac-
terial species primarily of interest include those in the
Lactobacillus and Bifidobacterium genera. These broad
Product Labeling bacterial groups do not specifically refer to documented
Probiotic products in the United States include foods, probiotic strains. However, defined probiotic bacteria are
dietary supplements, and medical foods. Although health not necessarily excluded from those microbes that may
claims are allowable on foods and supplements with ap- have the ability to use prebiotic fiber as a substrate. More
proval of the US Food and Drug Administration (FDA), precisely, prebiotic refers to substances that have under-
no health claims have been approved for probiotics. Foods gone extensive in vitro and in vivo testing across a num-

March 2008 ● Journal of the AMERICAN DIETETIC ASSOCIATION 515


ber of subject species, including human beings, to confirm ject’s colonic microbiota, the methodologies used in
prebiotic fermentation characteristics. Furthermore, the observing an effect in a particular subject group, and the
fermentation characteristics identifying a substance as statistical constructs used to interpret the data (66).
prebiotic should include nutraceutical effects that extend Furthermore, many scientists, educators, and science
beyond those of regular nutrition. writers operate under the assumption that prebiotics are
The majority of these effects are associated with opti- homogeneous inulin-based oligosaccharides (60-64,67).
mized colonic function and metabolism, such as an in- This misconception contributes to conflicting results in
crease in the expression or change in the composition of the science and in the dissemination of faulty information
short-chain fatty acids, increased fecal weight, a mild within the research and professional communities. Cur-
reduction in luminal colon pH, a decrease in nitrogenous rently, the major group of prebiotics in use in the US food
end products and reductive enzymes, an increased ex- supply is the fructans. Fructans are a group of naturally
pression of the binding proteins or active carriers associ- occurring oligosaccharides and fructooligosaccharides
ated with mineral absorption, and immune system mod- found in milligram quantities in onions, bananas, wheat,
ulation (49-58). These changes in the colonic microbiota, artichokes, garlic, and other whole foods (68). They are
their products, and their effects on host biochemistry and also extracted from chicory or manufactured from sucrose
histology form the cornerstone rationale of associating for use in the food industry. Despite their similarities, the
health benefits with the use of prebiotic ingredients. Be- fructans remain distinct from each other in origin, struc-
cause it is beyond the scope of this article to describe each ture, and fermentation characteristics. An overview of
of these health benefits in detail, the studies and reviews fructans, including short-chain fructooligosaccharides,
referenced throughout this section can provide practitio- provides valuable information that helps clarify this
ners with a solid foundation in the mechanisms that group of prebiotic ingredients (69).
account for the broad-based effects of prebiotic fibers. Resistant Starch. Nonfructan prebiotics are also under in-
The human diet may contain a variety of foods that vestigation for their fermentation characteristics, prebi-
provide fermentable fiber. Localized fermentation is cru- otic effect, and health benefits. In particular, resistant
cial to the trophic needs of colonocytes, which derive the starch has been the subject of numerous studies that
majority of their nourishment from this source (59). Many document a prebiotic effect, both as a single ingredient
substances and foods are being declared prebiotic, based and in combination with fructooligosaccharides. Resis-
on fermentability alone (60,61). Various whole foods are tant starch is found in raw potatoes, cooked and cooled
also being equated to prebiotics because they contain a starchy products (retrograded starch), and in unripe
mixture of fibers, some of which are fermentable (62,63). fruits like bananas. Appreciable amounts of resistant
This information is imprecise and confusing. Because starch exist in many commercial food products due to
foods are complex items with broad metabolic and nutri- processing effects upon starch (70). Resistant starch is
tional effects, they should not be categorized as narrowly also manufactured specifically for use in the food indus-
as the prebiotic definition demands (64). Furthermore, all try. There are review articles that give an informative
macronutrients and their partially digested remnants ar- overview on the various types of resistant starches and
riving in the colon are available as microbial substrate their uses (71-73).
and yield a variety of fermentation products of a highly The bread and cereal categories are filled with products
mixed nature, which may be either potentially beneficial that include meaningful amounts of resistant starch or
or detrimental to health (59). Therefore, the word prebi- inulin for fiber content and sometimes energy reduction.
otic must always refer to specific, defined substances that Although many products may not currently leverage this
exhibit a particular, scientifically observed effect as content for structure/function label claims, it may be a
stated by the prebiotic definition. Fiber, and particularly viable option for the future as the science develops and
fermentable fiber, is crucial for good health. But prebiot- consumer awareness expands. For now, high fiber con-
ics are specialized ingredients targeted to influencing tent, coupled with good palatability and color profile is
specific bacteria, their fermentation end products, and sufficient to drive demand. It is reported that 20 g/day of
possible health effects on the host. resistant starch is a minimum healthy dose (74). Resis-
tant starch may be difficult to recognize on food labels.
Prebiotic Sources and Their Efficacy Some terms to look for are “corn starch,” “starch,” “mod-
ified food starch,” and “maltodextrin.” However, because
The Fructans. In vitro testing is not sufficient for prebiotic all starches and maltodextrins are not resistant to diges-
qualification or claims of efficacy because this method tion, consumers should also look for fiber claims, reduced-
cannot approach the dynamic nature of colonic metabo- energy claims, or reduced-carbohydrate claims to confirm
lism. There are also method limitations that involve the the presence of resistant starch.
metabolism of the resident microflora as well as that of In a recent human study, Bouhnik and colleagues (75)
the host. These factors contribute to wide variations in reported on the efficacy of the most common prebiotic
measurable colony forming unit counts, short-chain fatty ingredients currently in use, with a side-by-side human
acid and enzyme levels, and other measurements of out- in vivo comparison that provides useful information for
come (60). This is only part of the reason that research food and nutrition professionals. Bouhnik’s group found
results have been mixed with regard to some aspects of that short-chain fructooligosaccharides, soybean oligosac-
prebiotic efficacy, especially in human beings (65). Many charides, galactooligosaccharides, and type III resistant
factors can confound results, including the chemical com- starch measurably raised fecal counts of Bifidobacterium
position of the proposed prebiotic, its fermentation pro- species at reasonable dose ranges of 2.5 to 5 g/day within
file, the study design, the baseline distribution of a sub- 7 days of administration. These are among the most com-

516 March 2008 Volume 108 Number 3


Minimum
Inclusion Level
daily dose
Company Product Claim g/Serving Prebiotic type (g/d) Company Web site

Horizon Organic, Various Calcium absorption, 0.750 Short-chain 3 www.horizonorganic.com/


Boulder, CO immune benefits, fructooligosaccharides
improved digestion
Stonyfield Farms, Various Calcium absorption 1.0 to 4.0 Short- and long-chain 8 www.stonyfield.com
Londonderry, NH inulin
Lifeway Foods, Helios Nutrition’s Bifidogenesis, 2 Short- and long-chain 8 www.heliosnutrition.com
Morton Grove, IL Organic Kefir calcium absorption inulin
Kashi Company, Cereals, drink Fiber Check Short- and long-chain 8 www.kashi.com
La Jolla, CA mixes, cereal bars label inulin listed as soluble
fiber on Nutrition
Facts label
Abbott Nutrition, Ensure Fiber Fiber, digestive 1 Short-chain 3 www.ensure.com
Columbus, OH health fructooligosaccharides
South Beach Diet, Cereal bars, meal- Fiber Varies Oligofructose, inulin, 8 www.southbeachdiet.com/
Miami Beach, FL replacement bars, or combination kraft/kraft.asp
and snacks
Clif Bar, Inc, Clif Bar, Luna Bar, Fiber Varies Inulin, oligofructose 8 www.clifbar.com
Berkeley, CA Builder’s Bar
Abbott Nutrition, ZonePerfect Fiber 3 Fructooligosaccharides 3 www.zoneperfect.com
Columbus, OH shakes
Skinny Cow, Low-fat ice cream Fiber 3 Fructooligosaccharides 3 www.skinnycow.com
Nestlé SA, Vevey, sandwiches
Switzerland

Figure 4. Partial list of commercial food products containing prebiotics that are widely available to consumers.

monly found prebiotics in the food supply at present. charides, which is the predominant prebiotic fiber used in
However this category of ingredients will continue to liquid enteral products, is not detrimental to the flow
expand as ingredient technology develops and the science characteristics that can be important if a feeding tube is
advances. used to deliver nutrition. Prebiotics are currently found
in enteral products that are used with adult and pediatric
patients presenting with a wide range of medical condi-
Medical Uses of Prebiotics tions, including diabetes, cancer, renal failure, pressure
Effective prebiotics are widely available and frequently ulcers, metabolic stress, trauma, and immunosuppres-
used in enteral nutrition products. Prebiotic enrichment sion, and can be found in the Ross Medical Nutrition
of these liquid products is used as a means to provide Pocket Guide (81). However, most of the primary research
short-chain fatty acids to colonocytes via fermentation, leading to the inclusion of prebiotics in these products
normalize and maintain bowel function, colon integrity, may be proprietary or minimally published. Wolf and
and build colonization resistance in a hospital setting colleagues (82) provide an informative overview of the
(76). These characteristics make prebiotics appropriate medical uses of fructooligosaccharides at the levels found
for use in patients with antibiotic-associated diarrhea; in enteral products. The use of these products to provide
various irritable bowel conditions, including colitis; and total nutrition will deliver efficacious amounts of prebi-
for general bowel maintenance while receiving a formu- otic fiber to hospitalized patients, generally in the range
lated diet for medical nutrition therapy (77). When used of 10 to 15 g/day. For patients not receiving formulated
in appropriate amounts, the effect of prebiotic fiber may diets, simply start with 1 g/day for the first week, increas-
also lead to an alteration in nitrogen excretion that is ing by 1 g/week until a 3-g level is attained. This minimal
thought advantageous to renal patients (78,79). Patient amount is supported in the research listed above and may
tolerance of these formulations and compatibility of the be slowly increased to the levels used in enteral nutrition
prebiotic ingredient used in a range of enteral products products safely. The maximum dose that is generally
has been established, both experimentally and empiri- recognized as safe for all persons older than age 1 year is
cally (80). 20 g, although much higher doses have also been sug-
The nonviscous nature of short-chain fructooligosac- gested as safe (83). It should also be remembered that

March 2008 ● Journal of the AMERICAN DIETETIC ASSOCIATION 517


Minimum
effective
Company Product Prebiotic type Format dosea Company Web site

Nutraceutical Corp, Kal NutraFlora Short-chain Powder 1 tsp www.nutraceutical.com


Park City, UT FOS fructooligosaccharides
Nutraceutical Corp Solaray Short-chain chain Capsule 4 capsules www.nutraceutical.com
NutraFlora FOS fructooligosaccharides
GlaxoSmithKline, FiberChoice Inulin Chewable 4 tablets/drops www.fiberchoice.com/products/
Philadelphia, PA (variety of tablet/drop tablets.asp
formats)
Intelligent Nutrition SmartFiberStixx Oligofructose plus Powder 2 FiberStixx www.smartfiberstixx.com/
LLC, New Orleans, Inulin about_us.htm
LA
The Vitamin Shoppe, Miracle Fiber Inulin Powder 3 tsp in www.vitaminshoppe.com/store/en/
North Bergen, NJ divided doses browse/sku_detail.jsp?id⫽VS-2528
The Vitamin Shoppe NutraFlora FOS Short-chain Powder 1 tsp www.vitaminshoppe.com/store/en/
fructooligosaccharides browse/sku_detail.jsp?id⫽VS-2152
Life Enhancement Durk Pearson & High amylose Powder 1 tbsp www.life-enhancement.com/
Progducts Inc, Sandy Shaw’s resistant starch product.asp?id⫽600
Petaluma, CA Glycemic Control
Resistant Starch

Figure 5. Partial list of prebiotic supplement products. Products containing less than 500 mg prebiotic per serving were not included. aMinimum
dose for general prebiotic effect, according to published research.

prebiotics are food ingredients and not drug therapies or consumed in 1 day. The dosage levels for most health
vitamins, for which there are more rigid guidelines. benefits will range from 3 g for short-chain fructooligo-
Therefore, recommendations will be more flexible and saccharides to 8 g for mixed short- and long-chain inulin,
tailored to the individual client. although more may be safely consumed according to in-
dividual tolerance. Although 20 g resistant starch is rec-
ommended per day, low dose ranges of 2.5 to 5 g/day have
Recommending Prebiotics for Nutrition Clients demonstrated a prebiotic effect, as discussed earlier. The
With the broad use of prebiotic fiber in medical foods for difference in dosing is due to the varying fermentation
focused benefits, it follows that consumers and nutrition profiles of prebiotic ingredients. Figure 4 provides effec-
clients in a variety of settings may also benefit from tive dose and serving information on some the most com-
these ingredients, which are available in foods and sup- mon prebiotic-containing products used in the United
plements. Research conducted on human beings given States.
L acidophilus of an unidentified strain, both with and
without a prebiotic suggests that the overall effect of the
L acidophilus was enhanced by a coadministration of Supplementary Prebiotics and Special Foods
short-chain fructooligosaccharides (84). These results im- Supplements may provide an easy way to boost prebiotic
ply the usefulness of a blended approach that fits well fiber consumption, giving consumers a clear, convenient,
with the current availability of dairy products that are and foolproof way to obtain a particular type of prebiotic
enhanced with the inclusion of fructan-type prebiotics, and dose level. Prebiotic supplements can be found that
although the research may not have been conducted on a are clearly labeled, can be sprinkled directly on food;
synbiotic combination. The natural yogurt section of the stirred into beverages; or taken as capsules, tablets, or
dairy case is replete with products containing various chewables. Because the most commonly available prebi-
levels of mixed short- and long-chain inulin and pure otics are water soluble and completely clear in water,
short-chain fructooligosaccharides, though none of them they are easily incorporated into most foods and are un-
claim to be synbiotic. Although no food products that detectable. Figure 5 gives a partial listing of prebiotic
contain a defined probiotic in proven amounts reported on supplement products.
the label also contain a prebiotic at this time, dairy prod- Special foods such as sports drinks, weight-loss pow-
ucts may provide a convenient way to gain the benefits of ders, ready-to-drink protein meal replacers, and nutrition
yogurt and other cultures with some level of probiotics bars provide a popular way for people to obtain prebiotic
and prebiotics. fiber. These food items often contain fructooligosaccha-
Consumers should be encouraged to read the labels to rides, some form of inulin, or resistant starch for their
ensure that an adequate dose of prebiotic fiber will be fiber content and prebiotic advantages, although there

518 March 2008 Volume 108 Number 3


may be no prebiotic-associated label claims. But, again, be consistent, and of adequate inclusion or dose levels to
this is more a case of consumer-driven labeling. If a label ensure desired and continued benefits.
claim becomes attractive to the consumer, the prebiotic is Probiotics and prebiotics can be combined to form syn-
already built into the formulation, giving the manufac- biotic products that presumably can impart the beneficial
turer the ability to communicate additional product ben- effects of both ingredients. There is a great need for
efits in the future. Consumers should check labels for studies documenting any added benefits or health effects
type and amount of prebiotic inclusion. from this combination of ingredients. Nonetheless, in the
United States, some products currently contain synbiotic
elements in the dairy case, although they may not be
Regulation of Prebiotics labeled as such. Dairy may be a logical first place to
Because the FDA does not require premarket approval of position these products because most dairy products con-
the structure/function label claims on any food or supple- tain nutrients important to the survival of the majority
ment product, the guidance publications prepared by the probiotic species and provide the proper pH range for
FDA for food manufacturers are open to very broad in- both pro- and prebiotic stability under refrigeration con-
terpretation (44). It is up to food and nutrition profession- ditions. Scientific verification of benefits for combinations
als and consumers alike to read labels and remain alert to of pro- and prebiotics will be critical to the success of the
the differences between marketing puffery (or hype) and synbiotic concept.
factual nutrition and ingredient declarations, both of
This work was based on the session “Probiotics and pre-
which are displayed on food labels.
biotics: How can they help your clients?” presented at the
With regard to prebiotic claims, it is the recom-
2006 Food & Nutrition Conference & Expo of The Amer-
mended current practice for food manufacturers who
ican Dietetic Association, September 16-18, 2006, Hono-
are making structure/function claims to declare the lulu, HI, and was supported by the Dairy Council of
amount of prebiotic shown to provide a particular ben- California. The opinions expressed in this article are
efit, in addition to the amount contained in one serving those of the authors and do not necessarily represent the
of the product. Up to four servings may be required to views of Dairy Council of California.
meet the level of demonstrated benefit. A wealth of L. C. Douglas received honoraria and/or support from
information about the way these products are pre- September 2006 to January 31, 2007, from the Dairy
sented, as well as the scientific references supporting Council of California and the Dannon Institute in support
specific marketing claims is available on product man- of an educational session at the 2006 Food & Nutrition
ufacturers’ company Web sites, some of which are Conference & Expo of The American Dietetic Association,
available in Figures 2 and 3. Web addresses are also September 16-18, 2006, Honolulu, HI, and both authors
often available on product labels. Foods containing pre- will receive an honorarium from the Dairy Council of
biotics may have claims on the label. However, many California in support of their work on this article. M. E.
food products contain appreciable amounts of prebiotic Sanders received payment or honoraria for consulting
fiber without label claims. In addition, some prebiotic- services or honoraria for speaking engagements between
enriched products may simply claim a higher fiber July 1, 2005, and January 30, 2007 from for-profit and
level, rather than any nutraceutical effect. not-for-profit companies interested in probiotics.

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