Professional Documents
Culture Documents
EN 1997-1 Eurocode 7
Section 8 – Anchorages
Section 9 – Retaining structures
Brian Simpson
Arup Geotechnics
EN 1997-1
Geotechnical design – General Rules BP106.9
1
BP111.5
General
BP112.6 BP124-T1.31
Appendices A to J
2 ©
8 Anchorages
BP124-F3.6
8.1 General
8.2 Limit states
8.3 Design situations and actions
8.4 Design and construction considerations
8.5 Ultimate limit state design
8.6 Serviceability limit state design
8.7 Suitability tests
8.8 Acceptance tests
8.9 Supervision and monitoring
3 ©
4 ©
5 ©
6 ©
7 ©
8 ©
9 ©
8 Anchorages
10 ©
EN1537:1999
11 ©
EN1537:1999
Execution of special geotechnical work - Ground anchors
12 ©
EN1537:1999 Execution of special geotechnical work - Ground anchors
- provides details of test procedures (creep load etc)
13 ©
Partial factors in
anchor design
14 ©
Partial factors in anchor design
15 ©
EUROCODES EN1997-1: Anchorages and Retaining structures
Background and Applications
EN 1997-1 Eurocode 7
Section 8 – Anchorages
Section 9 – Retaining structures
Brian Simpson
Arup Geotechnics
EUROCODES EN1997-1: Anchorages and Retaining structures
Background and Applications
EN 1997-1 Eurocode 7
Examples:
Comparisons with previous (UK) practice
Comparison between Design Approaches
EN 1997-1 Eurocode 7
Examples:
Comparisons with previous (UK) practice
Comparison between Design Approaches
19 ©
Genting Highlands BP87.60 BP106.31 BP111.23 BP112.44 BP119.44 BP124-F3.10 BP130.34 BP145a.9
FOS > 1 for characteristic soil strengths
BP87.61 BP106.32 BP111.24 BP112.45
21 ©
The slope and retaining wall are all part of the same
problem. BP87.62 BP106.33 BP111.25 BP112.46
22 ©
ISGSR2007 - First International Symposium on
Geotechnical Safety and Risk
23 ©
EUROCODES EN1997-1: Anchorages and Retaining structures
Background and Applications
EN 1997-1 Eurocode 7
Examples:
Comparisons with previous (UK) practice
Comparison between Design Approaches
1 General
2 Basis of geotechnical design
3 Geotechnical data
4 Supervision of construction, monitoring and maintenance
5 Fill, dewatering, ground improvement and reinforcement
6 Spread foundations
7 Pile foundations
8 Anchorages
9 Retaining structures
10 Hydraulic failure
11 Overall stability
12 Embankments
Appendices A to J
25 ©
9 Retaining structures
9.1 General
9.2 Limit states
9.3 Actions, geometrical data and design situations
9.4 Design and construction considerations
9.5 Determination of earth pressures
9.6 Water pressures
9.7 Ultimate limit state design
9.8 Serviceability limit state design
26 ©
9.2 Limit states
27 ©
9.2 Limit states
28 ©
9.3.2 Geometrical data
29 ©
9.3.2 Geometrical data
100%
100%
10%
10%
30 ©
9.4 Design and construction considerations
31 ©
9.4 Design and construction considerations
32 ©
9.4.2 Drainage systems
33 ©
9.5 Determination of earth pressures
34 ©
9.5 Determination of earth pressures
35 ©
9.5.3 Limiting values of earth pressure
36 ©
Annex C Sample procedures to determine limit values
of earth pressures on vertical walls
37 ©
Wall friction
38 ©
C.2 Numerical procedure for obtaining passive pressures
• Also provides Ka
• Programmable formulae (though not simple)
• Incorporated in some software (eg Oasys FREW, STAWAL)
• Precise source not known (to me), but same values as
Lancellotta, R (2002) Analytical solution of passive earth
pressure. Géotechnique 52, 8 617-619.
• Covers range of adverse wall friction.
• Slightly more conservative than Caquot & Kerisel when φ and
δ/φ large – but more correct?
39 ©
Ka, Kp charts in Simpson & Driscoll
40 ©
Comparison with Caquot & Kerisel
Ka(C&K) / Kp(C&K) /
Ka(EC7) % Kp(EC7) %
41 ©
9.7 Ultimate limit state design
42 ©
9.7.2 Overall stability
43 ©
9.7.3 Foundation failure of gravity walls
44 ©
9.7.4 Rotational failure of embedded walls
45 ©
9.7.5 Vertical failure of embedded walls
46 ©
9.7.6 Structural design of retaining structures
47 ©
9.7.6 Structural design of retaining structures
48 ©
9.7.7 Failure by pull-out of anchorages
49 ©
9.8 Serviceability limit state design
50 ©
9.8.2 Displacements
51 ©
EUROCODES EN1997-1: Anchorages and Retaining structures
Background and Applications
EN 1997-1 Eurocode 7
Examples:
Comparisons with previous (UK) practice
Comparison between Design Approaches
53 ©
8m propped wall - data
BP112.50 BP119.50 BP124-F3.15
BP78.26 BP111.34
* Computed ** Assumed
Redistribution of earth pressure
BP119.52 BP124-F3.17
BP87.75 BP111.36 BP112.52
Compare CIRIA 104 BP87.2 BP111.54 BP112.54 BP119.53 BP124-F3.18
57 ©
10kPa (13kPa)
0
-8m (-8.5m)
φ′ = 24° (19.6°)
58 ©
59
630kN/m
200.0
.0
-200.0
-400.0
-600.0
Bending moment [kNm/m]
-800.0
-1000.
©
-1200.
CASE: CIRIA CIRIA BS DA1 DA1 EC7 DA1 DA1 DA1 DA1
Fs Fs 8002 -1 -2 SLS -1 -2 -2 -2
Unplanned overdig (m) 0 0 0.5 0.5 0.5 0 0.5 0.5 0.5 0.5
Design φ' 16.5 24 20.4 24 19.6 24 24 19.6 19.6 19.6
Design Ka 0.49 0.36 0.41 0.34 0.42 0.34 0.34 0.42 0.42
Design Kp Excd. side 2.1 3.4 2.8 4.0 2.9 4.0 4.0 2.9 2.9
Retd. side 1.0 1.0 1.0
γQ 1 1 1 1 1.3 1 1 1.3 1.3 1.3
Computer program STW STW STW STW STW FREW FREW FREW FREW SAFE
PROP4 PROP5 PR1B-03 PROP11 PROP1 BCAP3A BCAPBA BCAP1A BCAP4A XBCAP5
Data file
Wall length (m) 20.4 14.1 17.9 15.1 17.9 17.8 17.8 17.8 17.8 17.8
** ** * * * ** ** ** ** **
Max bending moment 1870 776 1488 1097 1519 -236 -241 1359 -308 -229
(kNm/m) ## +682 838 1158 1131
Factor on bending moment 1.5 1.0? 1.35 1 1 1.35 1 1 1
ULS design bending 1164 1488? 1481 1519 -236 -325 1359 -308 -229
moment (kNm/m) +682 1131 1158 1131
35
30
25
Length (m)
20
BM/50
15
Prop F/50
10
0
EC7-STW
FREW
SAFE
BS8002
CIRIA 104
EC7-
EC7-
Redistribution of earth pressure
BP119.56 BP124-F3.21
BP87.75 BP111.36 BP112.52
German practice for sheet pile design - EAB (1996)
BP119.57 BP124-F3.22
BP87.39 BP111.37 BP112.53
63 ©
Weissenbach, A, Hettler, A and
Simpson, B (2003). Stability of
excavations.
In Geotechnical Engineering
Handbook,
Vol 3: Elements and Structures
(Ed U Smoltczyk). Ernst & Sohn
/ Wiley.
64 ©
2m
SAFE Grundbau2 BP116.24 BP119.58 BP124-F3.24
q=80kPa
3.32m
φk′=35° 22.4
γ= 17 kN/m3 8m
δ/φ = 2/3 (active)
Ka = 0.224
30.5
15.3
γ = 20 kN/m3
?
Weissenbach, A, Hettler, A and Simpson, B (2003) Stability of excavations. In Geotechnical Engineering
Handbook, Vol 3: Elements and Structures (Ed U Smoltczyk). Ernst & Sohn / Wiley.
65 ©
Grundbau in STAWAL BP119.59 BP124-F3.25
Be n d in g Mo m e n t [kN m /m ]
-60 0 .0 -4 0 0 .0 -2 0 0 .0 .0 2 00 .0 4 00 .0 6 0 0 .0
2 .0 0 0
.0 199.3kN/m
.0
[1]
-2 .0 0 0
-4 .0 0 0
Reduced Level [m]
-6 .0 0 0
.0 .0 -8.000
-8 .0 0 0
[2] [2]
-1 0 .0 0 T oe
-10 .59m
-1 2 .0 0
Sh ear
-1 4 .0 0 Mom ent
W a ter Pres sure
Ac tual Press ures
-24 0 .0 -1 6 0 .0 -8 0 .0 0 .0 8 0.0 0 1 60 .0 2 4 0 .0
-24 0 .0 -1 6 0 .0 -8 0 .0 0 .0 8 0.0 0 1 60 .0 2 4 0 .0
Sca le x 1 :1 2 8 y 1 :1 2 8
Pre s s u re [kPa ]
Sh e a r Fo rce [kN /m ]
66 ©
Grundbau: DA1 and DA2 XBP119.60 BP124-F3.26
400
350
300
L=10.7
L=10.6
250
Penetration cm
200 BM kNm/m
Strut force kN/m
150
100
50
0
Char DA1-1 DA1-2 DA2
C:\bx\Grundbau\Prague\[grundbau.xls]
67 ©
EUROCODES EN1997-1: Anchorages and Retaining structures
Background and Applications
EN 1997-1 Eurocode 7
Examples:
Comparisons with previous (UK) practice
Comparison between Design Approaches
Organised by
European Technical Committee 10
Technical Committee 23 of ISSMGE
GeoTechNet Working Party 2
69 ©
Example 5 – Cantilever Gravity Retaining Wall BP130.2
Surcharge 15kPa
• Design situation
- 6m high cantilever gravity retaining wall,
20o - Wall and base thicknesses 0.40m.
- Groundwater level is at depth below the base of the wall.
- The wall is embedded 0.75m below ground level in front of the wall.
o
- The ground behind the wall slopes upwards at 20
6m Fill • Soil conditions
Sand beneath wall: c'k = 0, φ'k = 34 , γ = 19kN/m 3
0.4m - o
0.75m
• Actions
- Characteristic surcharge behind wall 15kPa
Sand B=? • Require
- Width of wall foundation, B
- Design shear force, S and bending moment, M in the wall
70 ©
Example 5 BP130.3
Surcharge 15kPa
20o
6m
Fill 20o
0.4m
Kaγz
0.75m
Sand B=?
71 ©
Example 5 BP130.4
Surcharge 15kPa
20o
6m
Fill 20o
0.4m
Kaγz
0.75m
Sand B=?
72 ©
Example 5 – Cantilever Gravity Retaining Wall BP130.5
6.0
1 N
5.0 1 b 1=3
N N 1 3
BASE WIDTH m
2 N N
4.0 3 N N
1 1 2 2=N 2
b b
2
3.0
N
2.0
1 , 2 or 3 – EC7 DA1, DA2 or DA3
1.0 b – EC7 DA1 Comb 1 only
N – national method
0.0
0 0 1 1 1 2 2 2 2 2 3 3 3 5 5 5 8 8 16 16 17 G C C C C C C C
C:\BX\BX-C\EC7\Dublin\[Dublin-results.xls]
Contributor
73 ©
Example 5 – Cantilever Gravity Retaining Wall BP130.2 BP124.A6.11
Surcharge 15kPa
• Design situation
- 6m high cantilever gravity retaining wall,
- Wall and base thicknesses 0.40m.
20o - Groundwater level is at depth below the base of the wall.
- The wall is embedded 0.75m below ground level in front of the wall.
o
- The ground behind the wall slopes upwards at 20
• Soil conditions
Sand beneath wall: c'k = 0, φ'k = 34 , γ = 19kN/m 3
6m - o
Fill
Fill behind wall: c'k = 0, φ'k = 38 , γ = 20kN/m 3
o
0.4m -
• Actions
- Characteristic surcharge behind wall 15kPa
0.75m
• Require
Sand B=? - Width of wall foundation, B
- Design shear force, S and bending moment, M in the wall
74 ©
Example 5 – Cantilever Gravity Retaining Wall BP124.A6.12
6.0
1 N
5.0 1 b 1=3
N N 1 3
BASE WIDTH m
2 N N
4.0 3 N N
1 1 2 2=N 2
b b
3.0 2
N
2.0
1.0
0.0
0 0 1 1 1 2 2 2 2 2 3 3 3 5 5 5 8 8 16 16 17 E C C C C C C C
75 ©
Example 5 – Cantilever Gravity Retaining Wall BP130.5
76 ©
Example 5 – Cantilever Gravity Retaining Wall BP130.5
Column no. 1 2 3 4 5
Base width 3.75 3.75 3.75 3.75 3.75 Characteristic values of all parameters.
Column no. 1
Effective width B' (m) 2.61 2.61 2.61 2.17 2.17 Characteristic eccentricity; unfavourable
(horizontal) force and resistance
factored. Favourable (vertical) force not
Column no. 3
factored in deriving inclination or for
comparison with resistance.
Vertical force kN/m 690 941 690 941 690
Horizontal force kN/m 207 285 285 285 285 Unfavourable (horizontal) force and
resistance factored. Favourable
See (vertical) force not factored in deriving
Column no. 4
Inclination H/V 0.30 0.30 0.41 note 0.41 inclination or eccentricity, but factored
for comparison with resistance.
77 ©
Example 5 – Cantilever Gravity Retaining Wall BP124.A6.12
1200
kNm/m .
1
1000
800
BENDING MOMENT
600
N N
1=3 2=N b b 1 2
1 2 3
400 b 1 N N
N
200
0 2
0 0 1 1 1 2 2 2 2 2 3 3 3 5 5 5 8 8 16 16 17 G C C C C C C C
78 ©
Example 5 – Cantilever Gravity Retaining Wall BP124.A6.14
300
2=N
kN/m .
250 1 N
200 b b
1 1 2 3
b
SHEAR FORCE
1 N N
N
150 N
100
50
0 2
0 0 1 1 1 2 2 2 2 2 3 3 3 5 5 5 8 8 16 16 17 E C C C C C C C
79 ©
Example 5 – Cantilever Gravity Retaining Wall BP130.8
• Serviceability:
– No criteria in the instructions
– Mainly ignored
– ½(Ka + K0) ?
– Middle third ?
• Very large range of results
• Importance of sequence of calculation and factoring
– this is the main difference between the design approaches for
this problem
• Factors of safety must allow for errors and
misunderstanding
80 ©
Example 6 – Embedded sheet pile retaining wall BP130.9
81 ©
Example 6 – Embedded sheet pile retaining wall BP130.9
10kPa
• Design situation
- Embedded sheet pile retaining wall for a
3m deep excavation with a 10kPa
surcharge on the surface behind the wall
• Soil conditions
-
Sand: c'k = 0, φ'k = 37 o, γ = 20kN/m 3
1.5m • Actions
3.0m - Characteristic surcharge behind wall
10kPa
- Groundwater level at depth of 1.5m
below ground surface behind wall and at
the ground surface in front of wall
• Require
- Depth of wall embedment, D
Sand - Design bending moment in the wall, M
D= ?
82 ©
Example 6 – Embedded sheet pile retaining wall BP130.14
Kp(C&K) /
• Huge range of results Kp(EC7) %
• Values of Kp ?
• C&K / EC7 / Coulomb ??
83 ©
Example 7 – Anchored sheet pile quay wall BP130.16
1.5m
• Soil conditions
- Gravelly sand - φ'k = 35 , γ = 18kN/m3
o
84 ©
Example 7 – Anchored sheet pile quay wall BP130.16
10kPa
• Design situation
- Anchored sheet pile retaining wall for an 8m
high quay using a horizontal tie bar anchor.
• Soil conditions
- Gravelly sand - φ'k = 35 , γ = 18kN/m3
o
85 ©
Example 7 – Anchored sheet pile quay wall BP130.23
500
2
3
1 3
400 2 b
3 3 1 3
1 1 3 2
b b
N
300 b N b
1 1 N
1* N N N
b N N
200 b
b
b N
N 2 N N N
N N c 1
b
100
0
0 0 0 0 0 0 0 A A 2 2 2 2 2 2 3 3 3 3 5 5 5 7 7 7 7 8 9 D 12121213141616 B C C C C C 1515151515
86 ©
Eurocode 3, Part 5
BP87.78 BP130.26
87 ©
The significance of yield in structural elements BP114.32 BP116.50 BP130.27
88 ©
Example 7 – Anchored sheet pile quay wall BP130.28
89 ©
The wall must be 12m long.
What tie force is required? BP87.114
BP99.90 BP130.37
90 ©
As a cantilever, length would be about 14m. BP87.115 BP99. 91
BP130.38
91 ©
DA1 Comb 2 gives a tie force of 75kN
BP99.92 BP130.39
BP87.116
92 ©
But characteristic calculation gives zero tie force, for 12m length. BP87.117
BP99. 93 BP130.40
93 ©
EUROCODES EN1997-1: Anchorages and Retaining structures
Background and Applications
EN 1997-1 Eurocode 7
Section 9 – Retaining structures
Fundamentals – Design Approaches
Slopes and walls all one problem
Design Approaches matter!
Examples:
Results broadly similar to existing practice
DAs: big effect on gravity walls; small effect on embedded
EN 1997-1 Eurocode 7
Section 8 – Anchorages
Section 9 – Retaining structures
Brian Simpson
Arup Geotechnics