Professional Documents
Culture Documents
To cite this article: Jennifer Bauwens & Carol Tosone (2010) Professional Posttraumatic Growth
After a Shared Traumatic Experience: Manhattan Clinicians' Perspectives on Post-9/11 Practice,
Journal of Loss and Trauma, 15:6, 498-517, DOI: 10.1080/15325024.2010.519267
498
Professional Posttraumatic Growth 499
Until the last few decades, the nocent effects of trauma have been interpreted
within the Diagnostic and Statistical Manual of Mental Disorders (DSM)
definition of posttraumatic stress disorder (PTSD). Although the DSM-III-R
(American Psychiatric Association, 1987) recognized that learning about an
extreme trauma, such as torture, could elicit posttraumatic stress, it wasn’t
until the DSM-IV (American Psychiatric Association, 1994) that the diagnostic
criteria (A1) identified a person with PTSD as one who could have witnessed
or been confronted with a traumatic event. This expanded definition includes
those who may just hear about a traumatic event or watch a traumatic event
on television. In fact, even a clinician empathetically engaged with a client’s
trauma narrative could experience posttraumatic stress, albeit vicariously. In
other words, later conceptualizations of trauma clearly identified PTSD as
pertinent to the person who was also a once-removed observer, including
500 J. Bauwens and C. Tosone
The negative symptoms typically associated with trauma may only be part of
the story. Collective traumas, such as the natural and man-made disasters
assessed by Norris and colleagues (2001), create a unique opportunity for
reorganizing and rebuilding individual and societal cognitive schemas. Ter-
rorist attacks, such as 9=11, are thought to be the most devastating traumas
(Norris et al., 2001) and create a greater opportunity or need for a new life
perspective, known as posttraumatic growth (PTG).
PTG has been defined as ‘‘positive psychological change experienced
as a result of the struggle with highly challenging circumstances’’
Professional Posttraumatic Growth 501
(Tedeschi & Calhoun, 2004, p. 1). Tedeschi and Calhoun (1996) identified
five areas that result in growth after a trauma: (a) new possibilities, (b) relat-
ing to others, (c) personal strength, (d) appreciation for life, and (e) spiritual
change.
First, new possibilities might be described as a new interest or a new
career. Second, relating to others is associated with greater intimacy or ‘‘an
increased sense of compassion for other persons who suffer’’ (Calhoun &
Tedeschi, 2006, p. 5). Third, in regard to personal strength, trauma serves
as a mirror that reflects back one’s strength that would otherwise remain
unseen. The fourth area, appreciation for life, is characterized by an
increased gratitude for life and a shift in priorities toward the most meaning-
ful aspects of life. Finally, spiritual change is characterized by a deepening of
spirituality, or a change in philosophical assumptions (Calhoun & Tedeschi,
2006).
The validity of PTG is not without controversy, as some question a sub-
stantial difference between PTG and resilience (e.g., Westphal & Bonanno,
2007). PTG proponents, however, hold that resilience relates to mental flexi-
bility, which in turn enables the traumatized person to return to homeostasis
(Lepore & Revenson, 2006; Tedeschi & Calhoun, 2004). Resilience is charac-
terized by a return to a pretrauma state, whereas PTG is identified by change
and is considered a different construct than resilience.
Exactly how PTG occurs is unknown, but theorists have proposed that
growth may be a function of cognitive processing or rumination (Tedeschi &
Calhoun, 1995, 2004). Some studies have found that participants who are
proactive at making meaning out of their trauma are more likely to have
higher levels of growth (Mann et al., 2004; Tennen & Affleck, 1998). How-
ever, participants who suffer with intrusive cognitions tend to score lower
on growth measures (Calhoun & Tedeschi, 2006). Not only is growth
associated with active attempts at making meaning, but more recently
Hobfall and colleagues (2007) found that proactive attempts at doing some-
thing meaningful are associated with higher levels of growth.
PTG research literature has primarily focused on traumas occurring in
the general population, including accidents (Davis, Wohl, & Verberg, 2007),
natural disasters (Cryder, Kilmer, Tedeschi, & Calhoun, 2006), terrorism
(Fischer & Ai, 2008; Linley, Joseph, Cooper, Harris, & Meyer, 2003), war
(Ai, Tice, Whitsett, Ishisaka, & Chim, 2007), illness (Weiss, 2004), and viol-
ence and abuse (Frazier, Conlon, & Glaser, 2001). A recent meta-analysis
conducted on 87 studies showed that significantly large effect sizes were
present when assessing both positive changes and negative symptoms. That
is, negative symptoms (characteristic of PTSD) are often present and highly
correlated with positive symptoms (characteristic of PTG) (Helgeson,
Reynolds, & Tomich, 2006).
More recently, the PTG literature has extended to indirect exposure to
trauma, including studies of clinicians vicariously exposed to trauma in
502 J. Bauwens and C. Tosone
clinical practice. The few studies available have assessed PTG in the context
of clinical practice (Arnold, Calhoun, Tedeschi, & Cann, 2005; Linley &
Joseph, 2007; Linley, Joseph, & Loumidis, 2005; Tehrani, 2007) and after
repeated viewing of a traumatic event on television (Linley et al., 2003). Part-
icipants in these studies reported growth from engaging in their work as
trauma clinicians (Arnold et al., 2005; Linley & Joseph, 2007; Linley et al.,
2005).
For example, in a qualitative study Arnold and colleagues (2005) found
that all of the clinicians in their sample experienced negative symptoms as
well as positive and mixed outcomes resulting from engagement in trauma
work. Similar findings were reported in a qualitative study of 10 caring pro-
fessions, including social workers, doctors, and teachers; approximately 60%
of these caring professionals reported negative changes as a result of their
work, while 92% reported some positive changes associated with their caring
role (Tehrani, 2007). Linley and Joseph (2007) surveyed 156 clinicians and
found growth to be positively associated with therapists who were female,
were currently in therapy and=or supervision, and reported historical trauma.
Clinicians in this study who spent more time in session per week experi-
enced more growth, and the best predictor of both positive changes and
compassion satisfaction was the therapeutic bond.
While there is a compelling body of literature supporting the adverse
effects of trauma work on the clinician, far less research has examined the
clinician working in the aftermath of disaster, especially when the clinician
lives or works in the affected area. Additionally, there is a substantial amount
of literature to support growth after trauma in the general population but less
addressing clinicians’ growth after engaging in trauma work. The focus of
this study was to examine, 6 years after the event, the impact of September
11 on the professional and personal lives of clinicians, whether positive or
negative.
METHODOLOGY
Procedures
The participants in this study were obtained through INFOCUS, a research
agency that compiles lists of participating mental health organizations,
including the National Association for Social Workers (NASW). The INFOCUS
list was used to mail 1,297 questionnaires over the course of two mailings.
Surveys were first mailed in early July 2007, and the cutoff date for accepting
returned surveys was August 31, 2007, to avoid a potential anniversary
response to the 9=11 disaster. First-class mailing and prepaid addressed
return envelopes were used to increase the response rate and minimize
response bias. First, a postcard was sent to inform potential study participants
that a survey regarding their experience with 9=11 would be following.
Professional Posttraumatic Growth 503
Within 2 weeks of the postcard mailing, the survey was sent with a letter of
invitation explaining the intent of the study. Participants were encouraged to
be candid and were assured that their responses were anonymous.
Within 4 weeks of the first mailing, a follow-up letter was sent with a
second survey and a stamped, self-addressed return envelope. Since the sur-
vey was completely anonymous, follow-up letters were sent to all potential
respondents. The follow-up letter made reference to the initial mailing and
requested completion of the survey, with a brief description of the study.
All information obtained via the questionnaire has been kept strictly confi-
dential in accordance with the requirements of the University Committee
on Activities Involving Human Subjects at New York University.
After the first two mailings were complete, 25 surveys (1.9%) were
returned by the postal service as undeliverable. There were 507 surveys
returned, representing an overall response rate of 39%; however, 26 were
excluded due to the social workers being retired. A total of 481 (38%) surveys
were available for review. The surveys included in the analysis were from
members of the NASW Manhattan Chapter who currently work in direct
practice and hold a minimum of a master’s degree in social work. From
the original study sample of 481 participants, 201 clinicians chose to answer
the open-ended questions and were included in this study.
Measures
This study, the Post 9=11=01 Quality of Professional Practice Survey (PQPPS),
involved a single-occasion, cross-sectional design. The PQPPS survey con-
sists of several established self-report measures, as well as professional
demographics related to practice, supervision, training, and clinician 9=11-
related experience questions. Personal demographics included gender,
age, ethnicity, marital status, living arrangements, religious affiliation, and
annual income. Several yes or no questions were also asked regarding pro-
fessional experiences after September 11. Two open-ended questions were
also included in the instrument, one of which is the focus of this study. This
question invited participants to ‘‘add any additional comments you choose
related to your personal and professional September 11 experiences.’’
FINDINGS
First, bivariate logistic regressions were performed using SAS 9.2 statistical
software (SAS Institute, 2006) to determine if there were differences between
those who answered the open-ended questions and those who did not. The
results of the logistical regressions at the bivariate level showed no significant
differences in the demographic characteristics of those who chose to answer
the open-ended question and those who left the question blank, with the
504 J. Bauwens and C. Tosone
exception that older clinicians were more likely to answer (odds ratio
[OR] ¼ 1.02 per year, p ¼ .04) in this study’s sample.
These 201 clinicians were mostly White (95%) and female (80%), and
their mean age was 61 (SD ¼ 8.65). Although this sample seems overrepre-
sented by both race and gender, the sample characteristics were consistent
with two other study samples on clinicians in the New York City area who
are members of the NASW Manhattan Chapter (Boscarino et al., 2004; Bride,
Robinson, Yegidis, & Figley, 2004).
The majority of these participants received institute training (82%),
maintained a psychoanalytic theoretical orientation (63%), provided pro-
fessional services during 9=11 (63%), and on average had provided 27 years
of clinical services. Participants spent an average of 30.90 hours (SD ¼ 24.65)
a week treating trauma clients. The participants served diverse client popula-
tions represented by adult survivors of childhood sexual abuse (72%), clients
with multiple traumas (48%), rape survivors (39%), domestic and partner
violence (38%), child sexual abuse (19%), and Holocaust survivors (19%).
Participants also reported providing services for survivors of natural disasters
and mass violence; 54% of the sample worked with September 11 victims,
workers, family members, and=or witnesses to the attack, and 10% of the
sample was treating survivors of natural disaster at the time of the survey.
Although the subsample of clinicians who answered the open-ended
questions were not significantly different demographically than the rest of
the sample, differences were found between participants’ responses to the
narrative and their scores on both trauma and resilience scales and the two
additional questions regarding the effects of September 11, 2001. We ran
multiple logistic regressions on the following variables: compassion satisfac-
tion, ambivalence, avoidance, shared traumatic stress, life events, resiliency,
the likelihood of another terrorist attack on New York City within the next 2
years, how much 9=11 still affects them, if they experienced a life change
after 9=11, if they lived alone, and age.
The data showed four primary contributing variables accounting for the
differences. Participants with more traumatic symptoms were more likely to
answer (OR ¼ 1.04 per point, p ¼ .04), as were those with more resiliency
(OR ¼ 1.04 per point, p ¼ .01). A similar trend was found in responses to
the events of September 11. Participants who reported being currently affec-
ted by the events of September 11 were more likely to answer the
open-ended question (OR ¼ 1.30, p ¼ .01), as were those who experienced
life change due to the events of September 11 (OR ¼ 0.41, p ¼ .004).
Responses to the open-ended question were assessed through qualitat-
ive methods of analysis. This study does not meet the criteria, however, for a
traditional qualitative study as outlined by Creswell (2007). Further, the study
design and method do not allow for data to reach saturation, one of the hall-
marks of qualitative studies. However, this is not an inappropriate design
given the exploratory nature of the study, which may be used to inform
Professional Posttraumatic Growth 505
future inquiries into this relatively unexplored topic. Padgett (2008) notes
that data with only a few collections will not characterize depth. Data that
include a large sample, as in this case with 201 participants, contain breadth.
Breadth is useful when the study purpose is detecting heterogeneity among
participants. In this exploratory study, heterogeneity was of interest and com-
pulsory to obtain general, but diverse, thematic descriptions of clinicians’
post-9=11 experiences.
Given the nature of the data, a content analysis (Lincoln & Guba, 1985)
was conducted on the open-ended question. A constant comparison method
(Glaser & Strauss, 1967) was used to develop codes by reading and rereading
responses. To ensure trustworthiness (Padgett, 2008) of the data analysis, the
primary coder was blinded to the quantitative results of the study until cod-
ing was complete. Codes and themes were developed independently to
reduce researcher bias by subjecting the data to another coder’s analysis.
Themes were discussed between the primary and secondary coder until
agreement could be reached. Following the line-by-line coding, the data
were chunked into 61 codes, which were later collapsed into 17 themes.
The initial codes were used to develop six primary themes consisting of 11
subthemes (see Table 2).
According to Padgett (2008), triangulating interviews (or, in this case,
written narratives) with the quantitative data from the survey material is a
positive strategy that reduces researcher and respondent bias. In this study,
self-report measures were used to triangulate the accuracy of developed
themes with participants’ answers on quantitative measures, including scales
(as previously mentioned) and dichotomous variables.
Responses to six dichotomized (yes or no) variables were also tabulated
(see Table 1). The first question asked how many people witnessed Septem-
ber 11 firsthand. Roughly 38% of the participants who responded to the
open-ended question reported witnessing the attack on the World Trade
Center. Regarding their clinical and supervisory experience, approximately
79% of the sample reported discussing their reactions to 9=11 with their cli-
ents, and 49% discussed the events with a supervisee. Another 42% stated
they discussed the events with their own supervisor. In answer to questions
Question Percentage
Theme 1
The first theme, collective and personal vulnerability, represented a negative
change in clinicians’ experiences after September 11. Some participants
expressed a heightened sense of vulnerability and a loss of innocence, which
cannot be regained.
There is a before 9=11 & after 9=11 outlook from all of us that informs
both positively and negatively everything we think and do.
I think for all of us who live in NYC there are reminders of 9=11. Every
time the subway is shut down as it was two weeks ago, or a steam pipe
explodes, people wonder is there something more going on?
Themes Subthemes
Theme 2
The second theme was past traumas. For some, the experience of trauma was
a guide through the events of September 11, while for others the events of
September 11 were navigated through reminders of historical traumas. Exam-
ples of past traumas viewed as preparation for dealing September 11 are as
follows.
9=11=01 was 2 years to the day (09=11=99) that my house burned down.
The process of coping with that disaster helped me relate to those suffer-
ing from the 9=11=01 disaster, as well as other disasters.
Theme 3
Theme 3 was trauma responses. Some participants reported current traumatic
symptoms or responses that were trauma based.
In the 9=11 attack I was unable to provide services to others as I was too
distraught to be of help to those who also lost loved ones. I’d still find it
difficult to work with a survivor who lost someone close to them.
Theme 4
Participants described blurred roles (Theme 4) in their practice that were
forced by 9=11, but did not indicate that these role changes existed in their
508 J. Bauwens and C. Tosone
current work. These participants talked about blurred roles and a sense of
sharing the traumatic experience.
Something odd & unusual things happened—I spent almost a whole ses-
sion reversing roles with a phone patient describing the scene from 5th
Avenue to 12th Street. Right at the time of the event she counseled me
to get off the phone and tend to my child after [the] school called me
in the middle of the session to make arrangements.
Theme 5
The fifth theme was professional and clinical growth. This general theme
represents a rubric of growth in which participants generally experienced
positive change related to, or involvement with, their practice. This theme
is elucidated by five subthemes in which participants experienced change
in their professional practice post-9=11: boundary changes, connectedness,
skill development, self-care, and political activism.
Boundary changes that occurred during September 11 were reported as
desirable changes to practice. Some reported maintaining the boundaries fash-
ioned in the shared traumatic experience as part of their post-9=11 practice.
At the time of [9=11] I was more open to talking about my feelings with
patients. This has continued to this time.
9=11 inspired me to educate myself in depth about trauma. This has dee-
pened my work with patients in profound ways!
I still look back on September 11 and the weeks after as being a night-
mare. I suppose that there were times around the incident that I was in
a dissociative fugue. However, I have become healthier since September
11. I frequently exercise, I never skimp on my sleep, and I eat very
healthily. I am probably more healthy now than I have ever been. I am
much more clear about my priorities and actively pursue things that
are meaningful to me.
[We need] more training around crisis=disaster given terrorism. Also think
social work should include more political activism.
510 J. Bauwens and C. Tosone
Theme 6
The final theme was professional pain. Some participants expressed mixed
and even painful feelings when thinking back on September 11.
DISCUSSION
The intent of this study was to understand the long-term professional and
personal impact of September 11 on clinicians living and working in the
affected area, and the qualities that enabled them to cope with extreme trau-
matic stressors while assisting others through the same event. Our findings
suggest that some clinicians experienced sustained change 6 years after the
shared traumatic experience of September 11, and that the collective trau-
matic event served as an impetus for making changes in their practices. While
some clinicians reported feeling more vulnerable, having continued hypervi-
gilance and traumatic memories, feeling unsupported by professional organi-
zations, and feeling ill-equipped to provide services post-9=11, others
reported making a conscious decision to improve their work situation after
the shared traumatic experience of September 11.
The themes, however, did not collaborate with our dichotomous vari-
ables. On the surface, it appeared that a large percentage of participants
answering the open-ended question were making changes to their lives
and practices that were affirmed by the narrative accounts. A chi-square
analysis did not support this idea. One reason for this finding may be due
to the fact that our dichotomous variables did not specify the type of changes
clinicians made, nor did it account for how the changes were viewed (i.e.,
helpful or not).
Professional Posttraumatic Growth 511
Limitations
This study, like all qualitative studies, is limited to the confines of the sample
and cannot be generalized to the broader population. Participants in the
study were self-selected and solicited from a professional list. Since clinicians
in this sample were surveyed 6 years after the events of September 11, 2001,
time may be an important consideration in our findings (e.g., Helgeson et al.,
2006; Park & Lechner, 2006). The point at which data are collected after a
traumatic event may be indicative of the types of themes that emerge. Rumi-
nation or cognitive processing could have influenced the amount of growth
reported in this study (e.g., Tedeschi & Calhoun, 1995, 2004).
There may be other variables unaccounted for that contributed to the
changes these clinicians reported. Our sample primarily consisted of sea-
soned trauma clinicians with relatively stable approaches to practice. These
participants were highly experienced and working with large caseloads.
Higher levels of growth have been found with greater involvement in trauma
work (Linley & Joseph, 2007). We were also unable to determine if these clin-
icians were more resilient and therefore more apt to experience growth. Less
experienced clinicians may not experience the same amount of growth.
Despite these limitations, our findings have potential significance for
understanding the long-term impact of trauma on clinicians living and work-
ing in environments characterized by exposure to natural disasters and acts
of terrorism. Beyond potential vicarious trauma exposure in the clinical
setting, the clinicians in our study have also been directly exposed to the
same collective traumas as their clients. Their brief narrative accounts of
Professional Posttraumatic Growth 513
Conclusion
This was a preliminary study investigating clinicians’ responses to providing
trauma therapy after the collective trauma of September 11, 2001. The initial
findings indicate that clinicians experienced both positive and negative
changes 6 years post-9=11. The sheer magnitude of 9=11, according to
respondents, created the need for better trauma techniques and an approach
other than prescriptive practice. Some participants expressed professional
growth related to 9=11 that changed the course of their trauma work. Others
expressed a mixture of both experiences.
As natural and man-made traumas become more frequent, clinicians will
increasingly be called to practice in the aftermath of disasters. Our findings
merit further investigation into both the positive and negative sequelae of
clinicians working in disaster-affected regions. Further research is needed
to develop training and education to prepare for and mitigate the deleterious
effects of shared trauma and to facilitate well-being in the professional men-
tal health community.
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Professional Posttraumatic Growth 517
Jennifer Bauwens received her degree from the George Warren Brown School of
Social Work at Washington University in 1998, and is currently a doctoral student in
the Silver School of Social Work at New York University. She is an experienced clinician
working with children and adult abuse survivors. She has also developed violence pre-
vention and intervention programs and has taught both nationally and internationally.
Carol Tosone is an associate professor at the New York University Silver School of
Social Work, a recipient of the NYU Distinguished Teaching Award, and a Distinguished
Scholar in Social Work in the National Academies of Practice in Washington, D.C. She is
editor-in-chief of the Clinical Social Work Journal and serves on the editorial boards of
several other professional journals.