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386 the red section nature publishing group

Treatment of GERD and Proton Pump Inhibitor


Use in the Elderly: Practical Approaches and
Frequently Asked Questions
Shannon Scholl, MD, MPH1, Evan S. Dellon, MD, MPH1 and Nicholas J. Shaheen, MD, MPH1

Am J Gastroenterol 2011;106:386–392; doi:10.1038/ajg.2010.409

The care of acid-related diseases such as symptomatic GERD. But as patients age, and/or cancer are retrospective and weak
gastroesophageal reflux disease (GERD) in the severity of heartburn diminishes, while (8–10). Therefore, for most subjects suf-
the elderly patient presents challenges not its complications become more frequent fering from GERD, the medication is used
found in younger populations. Concurrent (1–3). In a study of 12,000 patients aged primarily to address symptoms. Although
comorbidities, medication interactions, 18–75 with endoscopically documented the decrement in quality of life associated
and the physiology of aging all conspire erosive esophagitis, severe heartburn was with GERD is substantial (11,12), the low
to change the presentation and natural seen in 30% of patients aged more than rate of morbidity and mortality means
history of these diseases in older patients. 70 years with erosive esophagitis (com- that medications used to address GERD
Clinicians caring for geriatric patients pared with 47% of patients aged 31–40), must have excellent safety profiles to jus-
must therefore be aware of these changes and severe esophagitis (defined as Los tify their use. Diarrhea, abdominal pain,
to provide optimal care for GERD and to Angeles grade C or D) was seen in 35% of constipation, and headache are the most
use acid-suppressive therapies to their best elderly patients vs. 25% of patients aged common side effects of PPIs but are limit-
advantage in the elderly population. 31–40 among those with severe heartburn ing in relatively few patients and typically
Below, we address several questions (Figures 1 and 2) (4). Thus, while elderly respond to dose reduction or discontinu-
that commonly occur in caring for acid- patients may have severe heartburn, severe ation in those subjects. The risk of fundic
related disease in the elderly population. esophagitis may be present without the gland polyps (lesions with negligible, if
Although the recommendations proposed hallmark accompanying symptoms. This is any, risk of dysplasia) may be increased
below do not represent the only, or neces- probably due to several factors, including (13). No data support the cessation of PPI
sarily the “best,” way to care for all elderly decreased perception of mucosal damage. use in subjects in whom they are other-
patients, they are solutions supported Elderly patients without the typical symp- wise indicated on account of the develop-
by evidence found in elderly cohorts to tom of heartburn may instead complain of ment of fundic gland polyps.
produce satisfactory results. The United more atypical symptoms, including respi- Serious complications of PPI use
Nations’ definition of “elderly” is those ratory symptoms and vomiting (5). This appear to be rare and may result from
aged 60 or older, but, given the average has important implications for patient profound acid suppression and secondary
life expectancy in the United States, the management. Aware clinicians should hypergastrinemia, hypochlorhydria, and
discussion below is focused primarily on have a low threshold for investigation and/ achlorhydria. The incidence of antibiotic-
those 70 years and older. or empirical therapy in this patient popu- associated Clostridium difficile colitis is
lation. Upper endoscopy in the elderly twice as high in PPI users. The putative
Does the clinical presentation of GERD with GERD will demonstrate a higher mechanism of this increased risk is that
change as patients age? yield of Los Angeles grade C or D erosive hypochlorhydria prevents sterilization
In the elderly population, as in the general esophagitis, Barrett’s esophagitis, and ade- of the upper gastrointestinal (GI) tract,
population, more than 40% have occasional nocarcinoma and, in most subjects, can be permitting colonization by pathogenic
symptoms of GERD and 20% have weekly done with a great degree of safety (6,7). species (14). By the same mechanism, the
risk of community-acquired pneumonia
1
Center for Esophageal Diseases and Swallowing, What are the most common side effects is increased approximately twofold (15).
University of North Carolina at Chapel Hill, Chapel
Hill, North Carolina, USA. Correspondence: of proton pump inhibitors? The same effect is seen, to a lesser degree,
Nicholas J. Shaheen, MD, MPH, Center for Most mortality in GERD results from in users of H2-receptor antagonists,
Esophageal Diseases and Swallowing, University esophageal adenocarcinoma. All data which supports the theory that reduc-
of North Carolina School of Medicine, CB#7080,
Chapel Hill, North Carolina 27599-7080, USA. suggesting that proton pump inhibitors tion of the gastric acid barrier may be to
E-mail: nshaheen@med.unc.edu (PPIs) retard the development of dysplasia blame. However, studies investigating the

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the red section 387

50
40

35 Patients (%)
40

30

25 30

20
20
15

10 Patients (%)
10

0 0
<21 21−30 31−40 41−50 51−60 61−70 >70 <21 21−30 31−40 41−50 51−60 61−70 >70

Figure 1.  Prevalence of severe esophagitis by age-decade cohort. Figure 2.  Prevalence of severe heartburn by age-decade cohort.
(Adapted from ref. 4.) (Adapted from ref. 4.)

effect of PPIs on community-acquired reduced clearance (17,18) and increased Is there a significant interaction
pneumonia have been confounded by the bioavailability (17) of these PPIs in between PPIs and clopidogrel?
diagnosis of GERD, and it is unknown patients in the eighth and ninth decades Concerns about PPI use in the setting
whether GERD itself or the PPI use is the of life as compared with younger patients, of concurrent clopidogrel therapy were
predisposing factor. Concerns regard- but, because of considerable overlap in the heightened in 2009, when a study by Ho
ing hip fracture in the setting of PPI use pharmacokinetic profiles of the groups, et al. in JAMA showed a higher rate of
are addressed below. Additionally, recent dose adjustment is not recommended. acute coronary syndrome and/or mortal-
data suggest the potential for significant There is no difference in the metabolism ity in 8,205 veterans who used PPIs and
medication interactions, which have of esomeprazole in elderly and middle- clopidogrel (29.8%) vs. clopidogrel alone
raised concerns about increased cardiac aged patients with GERD (19). (20.8%) (23). This was a retrospective
events in subjects on PPIs. These issues PPI metabolism occurs via the cyto- cohort study and had several limitations
are also discussed below. chrome P450 system in the liver (20). inherent to that design. However, there
Given that both community-acquired Clinically significant abnormalities of PPI is a plausible biological mechanism sup-
pneumonia and C. difficile infection are metabolism are rare and do not increase porting the interaction: ex vivo platelet
more common and carry higher risks of in a healthy aged population. In elderly aggregation studies showed an interaction
morbidity and mortality as patients age subjects with normal hepatic function, between PPIs and clopidogrel due to inhi-
(16), the associations described above dose adjustment is not recommended. bition of the CYP enzyme subclass that
deserve special attention in the elderly Obesity is an independent risk factor for converts clopidogrel to its active metabo-
population. However, it should be noted GERD and erosive esophagitis, so these lite (24). Subsequent platelet aggregation
that the majority of data supporting these patients frequently require PPI therapy. assays supported an interaction but did
more significant risks of PPI therapy are There are many reasons to suspect that not evaluate the clinical results of such an
derived from retrospective studies of large an altered dose of PPI might be required interaction. Later in 2009, an analysis of
databases, and such research is subject to for obese patientsthey may have more 2,208 subjects enrolled in a French reg-
multiple forms of bias. Despite the weak- severe symptoms or a larger volume of istry following acute coronary syndrome
ness of the data supporting these risks, distribution of drug, and they often have failed to show a difference between clopi-
to minimize side effects, PPIs should be comorbid liver disease in the form of dogrel users taking PPIs and those taking
applied only when clinically indicated, at hepatic steatosis. However, to date, no clopidogrel alone (25).
the minimum effective dose. study has shown an altered pharmacoki- Two recent clinical studies and one in
netic profile in obese patients for either vitro aggregometry study evaluated the
Is it appropriate to change the PPI dose PPIs or H2-receptor antagonists. In fact, effect of pantoprazole, a weaker inhibi-
for elderly or obese patients? despite the increased severity of GERD tor of the CYP2C19 enzyme, on the effect
There are no data to support the use with increasing body mass index (21,22), of clopidogrel. All of them showed less
of reduced doses of PPIs on the basis there is no difference in the response to interaction with pantoprazole than with
of age alone. Pharmacokinetic studies comparable PPI doses in obese compared omeprazole (26,27) or esomeprazole (27)
of omeprazole and lansoprazole show with lean patients. or in comparison with all other PPIs (28),

© 2011 by the American College of Gastroenterology The American Journal of Gastroenterology


388 the red section

raising hopes that pantoprazole could Table 1.  Risk categories for endoscopic procedures
be safely used in these patients. How-
ever, a more recent retrospective study of High risk Low risk
1,033 patients readmitted to the hospital Polypectomy Diagnostic: EGD ± biopsy
for acute myocardial infarction or stent Biliary sphincterotomy Diagnostic: flexible sigmoidoscopy ± biopsy
placement showed similar rates of rehos-
Pneumatic or bougie dilation Diagnostic: colonoscopy ± biopsy
pitalization for users of pantoprazole vs.
other PPIs (29). PEG placement ERCP without sphincterotomy
Results of an industry-sponsored study EUS with FNA Biliary/pancreatic stent without sphincterotomy
evaluating the clinical significance of an Laser ablation and coagulation EUS without FNA
interaction between PPIs and clopidogrel
Treatment of varices Enteroscopy
have recently been released in abstract
form. The COGENT (Clopidogrel and the EGD, esophagogastroduodenoscopy; ERCP, endoscopic retrograde cholangiopancreatography; EUS, endo-
scopic ultrasound; FNA, fine-needle aspiration; PEG, percutaneous endoscopic gastrostomy.
Optimization of Gastrointestinal Events) Adapted from ref. 43.
study randomized subjects in need of
clopidogrel because of either recent acute
coronary syndrome or stent placement
into a clopidogrel and an omeprazole at risk for heart attacks or strokes who use larly metabolized drugs, such as warfarin,
plus clopidogrel group. All patients were clopidogrel to prevent blood clots will not diazepam, and phenytoin, but these occur
maintained on dual antiplatelet therapy get the full effect of this medicine if they so rarely (less than one adverse event per
with aspirin. Deaths from cardiovascular are also taking omeprazole” (31). Given million prescriptions) that they are not
events were then assessed in both groups the divided nature of the data on this issue, considered clinically significant (32–34).
over a median of 4 months. The resulting the need for the warning is unclear. An PPIs are metabolized via the CYP2C19
survival curves for myocardial infarc- alternative approach being used by some subclass, a minor pathway for metabolism
tion, revascularization, and composite physicians—dosing one medication in the of the weaker R-warfarin enantiomer of
cardiovascular events for the treatment morning and the other at night—may be warfarin, raising the levels of this minor
and placebo groups are superimposable, ineffective. The most recent package insert metabolite by up to 12% (35). Omeprazole
providing striking evidence for a lack for clopidogrel reports an unreferenced may be the most active in this regard (36).
of interaction between omeprazole and study of 72 patients that showed that split Although not formally recommended, in
clopidogrel. However, the survival curves dosing did not reduce the interaction. For subjects who have had marked lability of
for composite GI events do show a pro- now, physicians should warn patients of drug levels or in those with severe clini-
tective effect of omeprazole (P = 0.007), a potential interaction. When possible, cal syndromes, the clinician may wish
suggesting that PPI use can ameliorate the avoidance of coadministration of omepra- to check for stability of the international
GI effects of aspirin in this patient popula- zole and clopidogrel may be warranted normalized ratio or phenytoin level after
tion. These results from a large, random- until the potential interaction is better a new PPI prescription is initiated.
ized, well-controlled prospective trial understood. In cases of patients who are
provide evidence that omeprazole is safe considered to be at high risk for GI bleed- Should PPIs be used to protect against
when used with dual antiplatelet therapy ing, the risk of reduced activity of clopi- GI complications of low-dose aspirin?
and provides important protection from dogrel must be weighed against the risk of Given the high prevalence of coronary
GI complications. However, the validity GI bleeding, and decisions about treatment artery disease in the elderly, the use of
of the trial was challenged because of its must be made on a case-by-case basis. cardioprotective aspirin is frequent in
premature terminationthe sponsor of this population (37). Since the risk of
the trial declared bankruptcy, and all trial What other medication interactions do gastroduodenal ulceration also increases
proceedings immediately halted before I need to consider when prescribing with age, prophylaxis against the GI
completion of the study (30). PPIs? complications of aspirin in the setting
Because of the unclear nature of the data Polypharmacy is common in elderly of cardioprotection is a commonly faced
surrounding an interaction between PPIs populations, and therefore medication clinical issue in the elderly population.
and clopidogrel, on 17 November 2009, the interactions take on special importance Aspirin exerts its gastropathic effects by
US Food and Drug Administration (FDA) in older patient populations. Fortunately, direct epithelial damage and by inhibi-
issued a warning regarding the concomi- there have been very few significant med- tion of mucosal prostaglandin produc-
tant use of clopidogrel and PPIs, stating, ication interactions associated with PPI tion, which reduces mucosal defenses
“New data show that when clopidogrel and use. As noted above, metabolism by the including mucus and bicarbonate secre-
omeprazole are taken together, the effec- CYP450 superfamily of enzymes may lead tion, reducing blood flow, and reducing
tiveness of clopidogrel is reduced. Patients to rare inhibition or potentiation of simi- epithelial-cell turnover and repair (38).

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the red section 389

other NSAIDs do not increase the risk of


Table 2.  Summary of recommendations for anticoagulation cessation
significant bleeding with polypectomy and
Avoid cessation of antiplatelet therapies after PCI with stent placement when possible sphincterotomy (43,53–55), aspirin should
Avoid cessation of clopidogrel (even when aspirin is continued) within the first 30 days after PCI and be discontinued for colonoscopy or endo-
either DES or BMS when possible scopic retrograde cholangiopancreatog-
Defer elective endoscopic procedures—possibly for up to 12 months, if clinically acceptable, from the
raphy only if there is an additional strong
time of PCI and DES placement clinical indication to do so. Cessation of
clopidogrel alone beyond 30 days from
Perform high-risk endoscopic procedures 5–7 days after clopidogrel therapy and 3–5 days after
cilostazol cessation. Aspirin should be continued when possible bare-metal stent placement is common and
does not confer increased risk of thrombo-
Resume antiplatelet therapy after the procedure, once hemostasis has been achieved
sis over a short period of time. Similarly,
Continue clopidogrel and aspirin in patients undergoing elective low-risk endoscopic procedures short-term cessation of clopidogrel alone
BMS, bare-metal stent; DES, drug-eluting stent; PCI, percutaneous coronary intervention. beyond 6 months from drug-eluting stent
Adapted from ref. 45. placement does not confer significant
risk if aspirin is continued (46). But as a
general principle, for elective procedures
The risk of GI bleeding in patients using atography (without sphincterotomy), and that would require interruption of anti-
low-dose aspirin is approximately twice colonoscopy (without polypectomy) do not platelet therapy (such as routine screening
the rate with placebo and carries a 5% require cessation of anticoagulants. Biopsy colonoscopy with polypectomy), deferral
case-fatality rate when severe enough with forceps is considered a low-risk proce- until 12 months after percutaneous coro-
to require admission (39). The risk of dure. High-risk procedures (polypectomy, nary intervention with drug-eluting stent
bleeding is increased in those who have percutaneous endoscopic gastrostomy placement is preferable.
a history of prior GI events, are older, placement, fine-needle aspiration, sphinc- There is no evidence that bridging with
or use anticoagulants, corticosteroids, terotomy, and dilatation) do warrant cessa- heparin reduces the risk of thrombotic
or high-dose or multiple nonsteroidal tion of anticoagulation, which is typically events when antiplatelet therapy is dis-
anti-inflammatory drugs (NSAIDs). discontinued 3–5 days (cilostazol) or 5–7 continued (56,57). Table 2 summarizes
Cyclooxygenase-2-selective NSAIDs are days (aspirin, clopidogrel) before the pro- the recommendations for anticoagulation
less gastropathic, but use of low-dose cedure (Table 1) (43). cessation.
aspirin largely obviates their gastropro- Clopidogrel–aspirin dual therapy is
tective effects. PPIs have been found to used to prevent stent thrombosis following When is it appropriate to do screening
be superior to full-dose ranitidine and percutaneous coronary intervention, as upper endoscopy on the elderly patient
placebo for the healing of NSAID-asso- primary prevention of myocardial infarc- with chronic GERD?
ciated ulcers irrespective of Helicobacter tion in patients with unstable angina or Weekly heartburn symptoms are present
pylori status, in a dose-dependent man- nonintervenable coronary artery disease, in 20% of elderly patients and, as noted
ner (40–42). The lowest effective dose of and as secondary prevention of myocar- above, often portend more severe endo-
aspirin (and other NSAIDs) should be dial infarction and cerebrovascular acci- scopic disease than comparable symptoms
used, and risk factors for bleeding should dents and in those with a prior history of in younger patients. Increasing age is a risk
be assessed, with application of PPIs in the same (44,45). If clopidogrel alone must factor for Barrett’s esophagus and esopha-
high-risk groups, as noted above. be stopped within the first 30 days follow- geal adenocarcinoma. But the presence of
ing bare-metal stent or drug-eluting stent heartburn is not a reliable predictor for the
How should we manage patients placement, the risk of restenosis is low, presence of Barrett’s esophagus in this age
receiving antiplatelet therapy who need estimated at 1–4%, the highest risk being in group, because conversion to columnar
endoscopy? patients with longer stent lengths (suggest- epithelium may be associated with loss of
In considering an endoscopic procedure on ing more severe disease) and lower ejection symptomatic heartburn (58). Even when
an anticoagulated patient, the risk of ongo- fraction (46–51). Cessation of both aspirin present, symptomatic heartburn is not
ing or procedure-related bleeding must be and clopidogrel is associated with a higher a reliable risk factor for Barrett-related
weighed against the risk of thromboembo- risk of acute coronary syndrome and ST- cancer because 40% of those with a new
lic events such as cerebrovascular accident elevation myocardial infarction and also diagnosis of esophageal adenocarcinoma
or myocardial infarction following dis- confers a shorter time to stent thrombosis report an absence of prior weekly heart-
continuation of anticoagulation. Low-risk (7 days for those on no antiplatelet therapy burn. Clearly, any elderly patient with
procedures such as diagnostic esophago- vs. 122 days for patients still on aspirin) heartburn that is unresponsive to PPI and/
gastroduodenoscopy, endoscopic ultra- (52). As the current American Society for or with dysphagia should be considered for
sound (without fine-needle aspiration), Gastrointestinal Endoscopy guidelines endoscopy. But screening of patients with
endoscopic retrograde cholangiopancre- indicate that standard doses of aspirin and uncomplicated chronic heartburn of any

© 2011 by the American College of Gastroenterology The American Journal of Gastroenterology


390 the red section

age is controversial, because of the lack of cer death may be averted and life extended mineral density in a Manitoba registry of
direct evidence demonstrating a mortality in otherwise healthy subjects without life- 21,933 patients (76). These investigators
benefit. As a result, the value of endoscopic limiting comorbidity even late in life with found no relationship between PPI use and
screening of subjects with chronic GERD well-timed endoscopic intervention. osteoporosis or PPI use and loss of bone
symptoms of any age for Barrett’s esopha- mineral density over 5 years. These data
gus is highly contested. Economic model- Does PPI use affect vitamin B12 cast doubt on the hypothesis that PPIs pro-
ing suggests that screening of white men absorption? mote bone loss. Regardless of the divided
aged more than 50 years with heartburn Vitamin B12 is liberated from protein nature of these data, on 25 May 2010, the
symptoms for at least 5 years is probably sources with the help of gastric acid. There FDA issued a warning regarding the pos-
cost-effective (59). Moreover, regardless has been concern that PPI use would inter- sible link between hip, wrist, and spine
of age, any patient with alarm symptoms fere with this process, leading to B12 malab- fractures and PPI use. The FDA mandated
such as weight loss, anemia, dysphagia, sorption and deficiency. Studies comparing changes in the labels of all prescription
or GI bleeding should undergo screening healthy controls with PPI users have had and over-the-counter PPI preparations
endoscopy. conflicting results (67–69). There may be on the basis of these data and advised that
a decline in B12 levels in long-term (>3- “healthcare professionals and users of pro-
When is it appropriate to stop year) users of PPI, but this has not been ton pump inhibitors should be aware of the
performing surveillance endoscopy shown to result in clinical disease (70). possible increased risk of fractures of the
for elderly patients with Barrett’s The elderly are at risk for development of hip, wrist, and spine with the use of pro-
esophagus? pernicious anemia and should be screened ton pump inhibitors, and weigh the known
When Barrett’s esophagus is diagnosed, for B12 deficiency if macroblastic anemia is benefits against the potential risks when
surveillance for dysplasia and adenocarci- detected. Otherwise, routine monitoring deciding to use them” (77).
noma is often performed. Approximately of vitamin B12 or other vitamins in chronic In summary, studies evaluating PPIs
5% of patients diagnosed with Barrett’s PPI users is not necessary. and fracture risk are methodologically
will develop adenocarcinoma, and the risk limited, and divided in their conclu-
is greatest in patients aged 65–74 years Does PPI use increase the risk of hip sions. There is some suggestion of a small
(60–62). However, the risk of cancer in any fracture in the elderly? increase in fracture risk with an odds
given patient in a calendar year is small, A 2006 article by Yang et al. (71) in JAMA ratio less than 2. The mechanism of any
estimated at 0.5% per year. For this reason, gained media attention by suggesting that increase in fracture risk is unclear but may
frequent surveillance of all patients with PPI use conferred an increased risk of hip not occur through reduction of bone den-
nondysplastic Barrett’s is not cost-effec- fracture in patients 50 years of age or older. sity. PPIs should be used only for appro-
tive (59). Current guidelines recommend In this study, higher dose and duration of priate clinical indications at the lowest
repeating endoscopy with four-quadrant PPI use conferred an odds ratio (OR) of effective dose, and the possible increased
biopsies within one year after the initial 1.59 (95% confidence interval 1.39–1.80) risk of hip fracture should be disclosed
diagnosis of Barrett’s to detect any preva- for use for more than 3 years. Two other to patients. In those who require high-
lent dysplasia. Following that, decision- studies found similar results, with the larg- dose, long-term PPIs, osteoporosis and
analysis studies suggest that endoscopic est odds ratio being 1.92 (1.16–3.18) after fall risk should be assessed and modified
surveillance of persistent nondysplastic 7 years of PPI use (72,73). All of the studies as appropriate through the use of calcium
Barrett’s could be performed every 5 years were retrospective case-control designs (a supplements and/or bisphosphonates.
(63). Surveillance should be ended when design that is subject to multiple forms of
the life expectancy is less than 1 year or the bias), and none of the studies controlled for Conclusion
patient could not be expected to tolerate vitamin D levels or fall risk. Importantly, a In summary, elderly patients represent
endoscopic or surgical therapy in the event recent study was unable to show an asso- a special population with respect to PPI
of a cancer diagnosis (64). Given the rise ciation of PPIs with increased fracture in therapy and acid-peptic disease. They have
of endoscopic therapy for dysplastic Bar- those without risk factors (74). more severe esophagitis and are at the
rett’s esophagus (65,66), and the increasing Reduced calcium absorption in the highest risk for complications of GERD,
life expectancy of the elderly in the United hypochlorhydric stomach is a proposed including Barrett’s esophagus and esopha-
States, thinking about when to stop surveil- mechanism of increased fracture risk. geal adenocarcinoma. They often have
lance is evolving. Given that most patients This concern originates from studies of comorbidities that require NSAIDs or
who can tolerate surveillance endoscopy human subjects whose plasma calcium antiplatelet therapy, which put them at risk
can also tolerate some form of endoscopic and 24-hour urinary calcium levels were for GI bleeding and represent challenges
therapy, and that the onset of adenocarci- reduced following concomitant calcium for management during endoscopic inter-
noma of the esophagus is late in life, cli- carbonate and PPI administration (75). vention. And they are often on multiple
nicians should not use chronological age A recent case–control study evaluated the medications, raising concern regarding
alone as a reason to stop surveillance. Can- effect of PPIs on osteoporosis and bone medication interactions.

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the red section 391

Fortunately, PPI use has a favorable side- Potential competing interests: 16. Slotwiner-Nie PK, Brandt LJ. Infectious diar-
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actions. Adverse effects of PPI therapy may Takeda Pharmaceuticals, AstraZeneca, 17. Landahl S, Andersson T, Larsson M et al.
include an increased risk of C. difficile coli- Procter & Gamble, BÂRRX Medical, CSA Pharmacokinetic study of omeprazole in
elderly healthy volunteers. Clin Pharmacokinet
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