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We test the hypothesis inspired by Mead and Cooley, that one's self-perceptions are
an internalization of the perceptions of the views of others, usinga large set of network
data fram 56 naturally occurring communities. The results are compatible with an
internalization model, whereby self-conceptions are instilled thraugh interaction with
high-statusalters. Yetit does not seem that personalityis simply an impression made
in a malleable mind by theforce of social interaction - examination of longitudinal
data demonstrates that over time, it ispossible for individuals to bringothers around
to their self-conceptions, presumably because they are able to build up a reputation
thraugh consistentacts.
One of the most exciting and theoretically rich ideas of sociology and social
psychology is that the self is a social product (see Fine 1990:122), a claim
immortalized in Cooley's ([ 1902] 1983) notion of the "looking glass self." More
specifically, there is a common argument associated with symbolic
interactionism, but having more widespread influence (e.g., Giddens 1991;
Habermas 1987), that the self is a result of the social process whereby we learn
to see ourselves as others see us. Despite the illustrious parentage of this claim,
empirical support for this view has been mixed and somewhat disappointing,
in part because there have been few studies testing this perspective with
reasonably large data sets and rigorous methods (we discuss several important
* This work was supported by a grant from the National Science Foundation, SES-99-06452. An
earlier version was presented at the American Sociological Association meetings in August 2001;
we would like to thank the participants, especially Katherine Faust, for comments. We would
also like to thank Noah Friedkin, Benjamin Zablocki, and especially three anonymous reviewers
whose comments greatly improved this article. Direct correspondence to King- To Yeung,
Department ofSociology, Rutgers University, 54 loyce Kilmer Avenue, Piscataway N] 08854-8045.
E-mail: kingto@rci.rutgers.edu .
© The University of North Carolina Press Social Forces, March 2003, 81(3):843-879
844/ Social Forces 81:3, March 2003
THEORIES OF SELF-CONSTRUCTION
There are many ways of understanding the claim that the self is a social prod-
uct; for example, an orthodox behaviorist could argue that selective reinforce-
me nt from others helps shape our developing selves. Cooley ([1902] 1983:184),
however, argued that the social process shaping the self revolved around
intersubjectivity, seeing ourselves as we imagine others see us. (( [I]n imagina-
tion we perceive in another's mind some thought of our appearance, manners,
aims, deeds, characters, friends, and so on, and are variously affected by it"
At the simplest level - and the level that most empirical studies have
perforce examined - this implies that to the extent that we correctly
understand how we are seen by others, our own self-conceptions will be
internalizations of others' conceptions of us, For the purposes of exposition,
and like previous studies, we can abstract this portion of Cooley's understanding
as the "looking glass effect," and provisionally treat it as the impressing of a
"self" into a malleable person. This imagery of impression is simplistic, but
Looking Glass Self / 845
consistent with the direction of influence proposed by Cooley, and some of his
own metaphors.
First of all, we are, he argued, influenced by those whom we see as "ascen-
dant'' over us: "In the presence of one whom we feel to be of importance there
is a tendency to enter into and adopt, by sympathy, his judgment of ourself"
(Cooley [1902] 1983:206). Thus, influence is something that tends to flow from
above to below. Second, Cooley went on to stress that "Girls have, as a rule, a
more impressible social sensibility; they care more obviously for the social
image, study it, reflect upon it more," and hence even adult women are "as a
rule more dependent upon immediate personal support and corroboration
than are men" who have a "greater power of standing alone" (Cooley [1902]
1983:202f). Thus some persons are more "impressible" than others, and there
is agendering to impressibility.
agency with respect to "the persisting patterns of ties among actors," In sum,
an expansion of the Meadian perspective suggests that the social self is not
simply an impressible self: given time, people can create trajectories for
themselves that may shape how they are seen by others, which we can consider
a process of externalization.
We will go on to speak of the looking glass hypothesis as the general idea
that self-perception is an internalization of how we are seen by others; this
hypothesis is largely drawn from Cooley, though we are unable to test Cooley's
entire scheme. We begin, like other tests of the looking glass hypothesis, with a
simplified and unidirectional internalization model that one-sidedly stresses
the impressibility of persons. We will also be testing some "agentic" hypotheses
that are loosely inspired by Mead, though we confess that with these data we
are unable to formulate more than a crude approximation to the processes he
PREVIOUS RESEARCH
Empirical tests of the looking glass approach to self construction have largely
focused on the congruence between how any person (ego) views herself and
how others (alter) view ego. Researchers have generally assumed that any con-
gruence found, which we shall term the looking glass eifect, is the result of a
process of internalization (Gecas 1982). Since such congruence could also arise
as a result of the externalization process, or even simply because ego is "objec-
tively" of such and such a character, is known by others to be such, and knows
herself to be such, this may be seen as a relatively weak test of the looking glass
self. Yet there have been only a few studies providing empirical support (e.g.,
Ausubel, Schiff & Gasser 1952; Miyamoto & Dornbusch 1956; for a review of
early studies, see Shrauger & Schoeneman 1979).
One group of studies follows Kinch (1963) in elaborating the looking glass
hypothesis as a two step process: first, the actual views of other persons are
distilled (by ego) into a subjective understanding of the views of others
regarding ego, and second, ego constructs her sense of self in response to this
conception.! But empirical studies of this process (Felson 1981, 1985; Gecas
1982; Quarantelli & Cooper 1966), termed reflected appraisal, have generally
found strong evidence only of the second portion of this chain. Evidence of a
correspondence between how we see ourselves and how others actually see us
has been far rarer (McNulty & Swann 1994:1012; Shrauger & Schoeneman
1979; though see Ichiyama 1993), Ieading some to conclude that adults are not
susceptible to the Iooking glass effect (e.g., Kenny & DePauIo 1993:157).
Of course, it has to be conceded that rather than ego's subjective
understanding of the Iooking glass image affecting her self-conceptions, seIf-
Looking Glass Self / 847
conceptions may affect this "reflected appraisal" (a process usually termed
projection) (Felson 1981:116). Simultaneous equation models (which Felson
[1993:18] calls the "poor man's substitute" for longitudinal analysis) have been
used to disentangle these effects, but these tend not to be robust in the face of
changes in specification and require assumptions about instrumental variables
that are difficult to defend (Felson 1985:71). Even more worrisome, they have
produced the curious result that the effect of reflected appraisal on self-
construction is greater than the reciprocal projection effect, yet these reflected
appraisals are only weakly tied to actual appraisals. Paradoxically, then, there
is a strong relation between reflected appraisal and self-conceptions which is
denied to be the result either of projection, or of actual appraisals. The crucial
connection between what others think of ego, and what ego thinks of herself,
has not, then, appeared in these studies, and so Felson (1985:76) concluded
equivocal results. Although there are various methodological reasons that have
been discussed for the disappointing nature of the few investigations that have
been undertaken (see Felson 1985; Shibutani 1961:435; Quarantelli & Cooper
1966),3 it seems that some of the limitations are in the nature of the data (see
the interesting reasons for the disagreement between self and others discussed
in Felson 1981). The kinds of experimental manipulations that could be used
to change ego's understanding of how she appears to others may be too artificial
to reproduce the looking glass effect (Felson 1981:116; Kemper 1966), but the
kind of c1ear statements of evaluation that would allow a researcher to confirm
that ego internalizes the views of the group seem rare in other settings (Felson
1985:73).
Most importantly, researchers have lamented the lack of longitudinal data
from naturally occurring groups (e.g., McNulty & Swann 1994:1013; Shrauger
We analyze data from the first and second wave of Benjamin Zablocki's Urban
Commune Project. This data set contains a wealth of information about the
members of 60 different intentional communities. Ten communes (defined as
having 5 or more adult members, either not all of the same sex or with at least
one child, and with a collective identity known to others) were selected from
the largest SMSAs in six of the census bureau's eight major areas in 1974 (for
more information, see Zablocki 1980; we describe the data set only in so far as
it is relevant for our purposes); 56 had valid data for our analyses. The groups
were not picked randomly, but rather to fill certain distributions for key
DATA USED
All the data we use come from a relationship questionnaire that each member
was asked to fill out. (For purposes of consistency, we will always consider the
person whose self-conception is in question "ego," and we shall refer to any
other group member as «alter.") In the first section, respondents were asked to
come up with names of fellow commune members whom they considered to
Analyses
where Q. is some normalized sum of the number of alters who believe that
ego has ~~aracteristic k. The raw sum is probably not a very good measure of
the strength of the view of the looking glass image, if only because it is likely
to confound group size with group perception. Hence it seems reasonable to
propose
(2)
852/ Social Forces 81:3, March 2003
However, it also may be the case that the density of attributions of characteristic
k is far higher in some groups than in others. In some cases, this may be due to
a lower threshold at which person i decides to consider person j to have
characteristic k, perhaps because the group ideology requires that all persons
strive to possess this characteristic. In such a case, we would want to control
for the "inflation" of this characteristic. A person who gets all four attributions
of characteristic k in one group should then be seen as receiving a stronger
message to the effect that "you are k" than a person who gets six attributions
of characteristic k in an identically sized group in which there are 40 such
attributions. Hence we propose as a reasonable measure.
Q *jgk -- i*j
(3)
This measure also would compensate for more a general correlation of errors
within groups. For example, it may well be the case that there is a tendency
for members in some groups to give "false negatives" and under-report
characteristics, whether their own or those of others, while in other groups,
there is a tendency to give "false positives" and report attributions of
characteristics where there actually are none. Such group-level consistencies
would lead to strong associations at the dyadic level given the Q measure
proposed as equation 2, but not the Q* measure given as equation 3. We will
refer to Q as the "absolute" measure of the perspective of the looking glass image,
and refer to Q* as the "relative" measure, since it judges the strength of the
attribution of some characteristic to ego by the other members by comparing
how ego is seen relative to how the other group members are seen. Other
versions were tried (such as dividing the density by the number of dyads) and
found to make no difference to the results.
Our first set of tests then, involves testing the significance of the logistic
regression coefficients bk in 2K models, one using Q and the other Q* as the
measure of the view of the looking glass image. Given the fact that we have K
separate tests of the same underlying hypotheses, we may properly use a meta-
analytic procedure to determine the statistical significance of the results. While
there are a number of well known procedures for combining test results
(e.g., Glass, McGaw & Smith 1981; Rosenthai 1978), it is sufficient for our
purposes simply to examine the sign of the resulting coefficient for each case,
to determine whether the tendency towards coefficients being in the right
direction is compatible with sampling from a population in which the actual
Looking Glass Self / 853
effect is not positive. (This method was basically used to examine the looking
glass effect by Miyamoto & Dornbusch [1956].) Fortunately, the results are so
clear that the choice of method to assess statistical significance makes no
difference.
Our first tests are of the null hypothesis, Ho as follows:
Hypothesis 0: Self-perception is independent of the state of the
"looking glass image."
Even if we are able to reject this null hypothesis, however, there are three
different hypotheses that are all equally consistent with the data (cf. Felson
1993:3), although only one is compatible with the looking glass account.
Hypothesis 1 ("Internalization"): self-perception results from an internalization
of the perspective of the looking glass image.
Relative Measure Q*
Absolute Measure Q (TotalAttribution by Altersl
(Total Attribution byaltersIN-l) Group TotalAttribution)
(4)
For person j in group g we can come up with an average "looking glass effect"
measure W.jg by taking the mean of the absolute values of all K such residuals,
that is,
1
Wjg = - K fI S}kg I (5)
There are two things to note about this measure. First of all, it can be counter-
intuitive in that persons for whom both Q and Y are zero (or one) will still have
a nonzero residual. Second, since the residual is a measure of "badness" of fit,
we take the negative of the average residual so that the larger the W, the greater
the strength of the looking glass effect. Finally, we also make aversion of
Looking Glass Se1f / 857
TABLE 2: Individual Looking Glass Effect Regressions
We have seen that lower status people are, as Cooley might have predicted,
more impressible than others. However, this negative corre1ation between
overall status and strength of the looking glass effect could also be due to a
process whereby, say, higher status persons deviated from the consensus of the
looking glass image because they systematically overreport their good qualities
or underreport their bad qualities (the "conceit" hypothesis) or because they
systematically underreport their good qualities or overreport their bad
qualities (the "rnodesty" hypothesis). Both of these hypotheses see the relation
between status and the looking glass effect as an individual level phenomenon.
In contrast, Cooley understood the relation between status and the looking glass
effect not to be about individuals per se, but about dyadic relations: ego will
Looking Glass Self / 859
be more likely to agree with those alters whom ego sees as ascendant. According
to this understanding, an alter of middling status will affect the self-
conceptions of an ego of low status, but not that of an ego of high status. More
specifically, we derive the following:
Hypothesis 6.1: Ego will be more likely to internalize the conceptions of
some alter that ego sees as significant in her life (see Rosenberg 1973:831);
Hypothesis 6.2: Ego will be more likely to internalize the conceptions of some
alter that ego sees as influential;
Hypothesis 6.3: Ego will be more likely to internalize the conceptions of some
alter that ego sees as more powerful than herself (this is also suggested, but
not tested, by Ichiyama 1993:95).
Luckily, we have data tapping all of these items, and we can (as described above)
In other words, A should be more likely to accept the views of some B who is
significant to A or whom A considers influential, whether those are views about
B or about A. Both the understanding of the externalization and that of the
internalization hypotheses, then, assurne that influence flows from the higher
status to the lower status member, and not vice versa; this assumption has been
confirmed in arecent study of the looking glass effect among married couples
(Cast, Stets & Burke 1999). We note that it is possible for both the
externalization and the internalization hypothesis to be supported by the data.
Finally, the "objective" hypothesis may be understood to imply the absence of
any relation between the strength of the looking glass effect and the ascendance
of alter over ego (or vice versa).
For each dyad, we can measure the strength of the looking glass effect in
terms of the agreement between ego and alter as to ego's qualities; this is best
expressed as an odds-ratio, measuring the odds that ego and alter will agree
on any characteristic k chosen at random. We can call this odds-ratio V... If
again we denote person i's report as to whether person j in group IJ~ is
860 / Social Forces 81:3, March 2003
characteristic k as x ijk ' and person j's self-report regarding this same
characteristic as Y.k
J g
' the~ this odds-ratio is:
(t t (1- 1-
XljkgYJkg )( Xijkg)( Y/kg))
This measure seems the best summary of the strength of the agreement
between i and j, given that the distribution of both variables may be highly
skewed towards zero. 11 We eliminate the suspect relations "interested in kids"
and "interested in fixing up the house," though this does not affect our
conc1usions.
Ego says 1.371 * 1.439* 1.546t .864 1.042t .824 -1.106+ -1.210+
that alter [p = .038] [p = .046] [p = .063] [p = .127] [p = .078] [p = .129] [p = .072] [p = .066]
is
Alter says -.021 -.252 .968 -.004 -.893 -.345 .597 .203
thatego [p = .408 a] [p = .350a] [p = .234] [p = .474"] [p = .115a] [p = .259a] [p = .172 a] [p = .271 a]
is
Mutual 1.463
Attribution [p = .390 a]
Constant 6.572 6.867 6.625 6.486 5.596 6.486 6.103 7.121 6.520 6.798 6.648 7.025
Multiple R .049 .001 .051 .055 .034 .062 .047 .036 .040 .052 .025 .056
N 2,033 2,032 1,955 3,256 3,275 3,256 2,420 2,415 1,862 2,420 2,445 1,862
a Coefficient is in wrang direction from predicted by externalization hypothesis; while p-value is reported as if this were not so in keeping with t"'""
convention, a more theoretically consistent usage would be to transform the p-value to I - p. o
o
b "Ego is influential" eliminated from measure of dyadic agreement on ego's characteristics. ~
:::
()Cl
t p < .10 ,.. P < .05 (one-tailed tests) CJ
~
'"
'Jj
'"
(1)
::;::
-CiO
0\
.....
Temporal Change
EVIDENCE OF INTERNALIZATION
Our analyses thus far have been consistent with a causal model which posits
that individuals internalize the looking glass image: indeed, the results seem
to confirm an understanding of self construction in which people can have
their seIf concept "pressed in" by those above them in status. We saw no
evidence that people were able to externalize their self-conceptions, a finding
which might be thought to fly in the face of the agentie understandings of the
self with which we began. It is worth pointing out, however, that these
understandings of agency an turned on one analytic element that we have so
far excluded, namely time. If such agentie self-creation exists, we may need to
study change over time.
864 / Social Forces 81:3, March 2003
A second wave of data does exist, though due to turnover, the N is much
lower. Because the attrition of dyads is proportionally even greater (if one
retains some proportion q of the members at time 1, one retains only q2 dyads
at time 2, which must be less than q since q < 1), our ability to use the second
wave to model the temporal processes is limited. In addition to the attrition
of dyads, there is some attrition of items, as changes in the wording between
waves force us to drop the "intuitive" and "influential" items from further
analysis. In addition, the time lag of one year between time 1 (1974) and time 2
(1975) is extremely long both in comparison to theoretical understandings of
the process and in comparison to lags used by other researchers. But it is
possible to use these data to shed further light on the relation between self-
conceptions and the views of others. In particular, we can (like McNulty &
Swann 1994) model the effect of self-image and looking glass image at time 1
Unstandardized T-Test
Coefficients Significance"
2=-3.677
(N = 136 individuals)
Note: Standard errors are in parentheses.
t p < .10 * P < .05 ** P < .01 *** P <.001 (one-tailed tests)
The slope (b) and intercept (c) coefficients are subscripted by Yikl' that is, person
i's self report as to characteristic k at time 1, leading to two different equations,
one for those who presumed to have characteristic k at time 1, and another
for those who did not. If we assume that the b coefficients are equal in
magnitude (an assumption that turns out to be justified by the data), we may
make a single equation
In [
p r [ Yik2 =
[
1]]] = bkcikl + aYikl + C (8)
Pr Yik2 = 1
which has an additional coefficient a that takes into account the fact that the
two intercepts are not necessarily equal. In this case, a becomes the increased
866 / Social Forces 81:3, March 2003
likelihood that a person who saw hirnself as characteristic k at time 1 will see
hirnself as characteristic k at time 2. Hence we may derive the following:
Hypothesis 8: the residuals from the equation linking self-perception and the
looking glass image at time 1 will be negatively associated with a positive self
attribution at time 2.
Table 4 presents the results from 12 logistic regressions of this form, one for
each of the characteristics that was asked in both waves. We present only the
b coefficients - the a coefficients were not surprisingly always large and
positive, indicating that there was a tendency towards continuity in self-
perception. (We use the absolute as opposed to the relative measure of the
looking glass effect: this does not affect the results.) 14 In contrast to most of
our other analyses, here the results are not so obvious that their meta-analytic
(9)
where all terms are as defined in equations 7 and 9 with two exceptions
pertaining to the error which we decompose into one portion related to the
kth characteristic (ck ) and is treated as fixed, and another related to the ith
person at time 2 t e i2) and is treated as random. Since the set of terms ck
provides a different intercept for each characteristic, it is equivalent to a fixed
effect model for correlated errors arising from the kth characteristic; we allow
for the error terms & i2 to be correlated across any individual i. We can
demonstrate that we can in fact treat these as nonindependent replications of
a single underlying process by testing the constraints bk = band ak = a for all k
(statistical tests of such constraints demonstrated that there was no significant
loss of fit; analyses available upon request)."
This model leads to an estimate of the effect of the key theoretical term,
the effect of the residual at time 1 on ego's self report at time 2, as being -1.914
(S.E. = .521), with P < .001. Since our results are unchanged when we use the
residual based on the "relative" measure of the perspective of the looking glass
image, and they are not changed by looking separately at those egos who saw
themselves as possessing the characteristic at time 1 and those who did not,
we conc1ude that the evidence is strongly consistent with the internalization
hypothesis: those who held self-perceptions that were at odds with the
perceptions others held of them in 1974 were more likely to have changed their
self-perception by 1975.
Looking Glass Self / 867
ANOTHER LOOK AT EXTERNALIZATION
Despite this consistent evidence in favor of the internalization theory, and the
lack of cross-sectional evidence supporting the externalization theory, it is not
necessary to wholly dismiss the possibility of ego's self-conceptions changing
the looking glass image. As Kant ([ 1787] 1950:227) pointed out, there are some
sorts of causality that we can imagine as involving temporal succession, and
others that for all practical purposes must be treated as instantaneous. It is quite
possible to conceive of internalization as being practically instantaneous - a
person immersed in a social environment will feel the pressure exerted by that
environment as it defines her as possessing certain characteristics and not
others. We saw evidence in favor of this proposition; we did not see evidence
that such a person could, by sheer force of personality, persuade others to share
(N = 546 dyads)
t p < .10 * P < .05 ** P < .01 H* P < .001 (one-tailed tests)
of tests as a way of testing the null hypothesis that the observed results have
nothing to do with the structure of the data. Doing this, we find consistently
strong associations between what ego thinks of himself at time 1 and what alter
thinks of ego at time 2 (these preliminary results are not shown). This effect
persists even when we control for what alter thought of ego at time 1. Of course,
it could be that alter is being convinced not by ego, but by the other group
members (which also might be a rough indicator of ego's "objective" status on
some characteristic). If we denote the probability that person i sees person j
in group g as characteristic k at time 2 be Pr[x j'kg2 = 1], and the probability
that person i does not see j thusly at time 2 as Pr[\jk 2 = 0] = 1 - Pr[Xj'k 2 = 1],
we can link person i's report about person j at tim~ 1 to person i's ie~ort at
time 1 (X"k
1) g
1)' person j's self-report at time 1 (Y.k
) g1) and the looking glass image
at time 2 pertaining to person j coming from aIl persons except i (Q*jjkg2) using
the following model:
Looking Glass Se1f / 869
where if again xijk denotes person i attributing characteristic k to person j in
group g, and e an~ f stand for generic group members,
N~
f
LX jjkg
Q *ijgk2 - f*i,j
-
LX
eJ
ef kg (11 )
That is, we propose a modified version of the looking glass image vis-ä-vis ego
Unstandardized Coefficients
(N= 136)
Note: All results from OLS regressions with change in looking glass image as the dependent vari-
able and ego's residual from equation 8 using absolute Q measure of the looking glass image as
independent variable. Standard errors are in parentheses.
The results (see Table 6) suggest that people do indeed have the ability to
influence how others see them, at least given sufficient time. All the coefficients
are positive, and six of 12 are significant at p < .05 or less. However, there are
Looking Glass Self / 871
TABLE 7: Replication of Table 6 Dividing Sampie by Self-Report History
Stayers Switchers
Ego Consistently Ego Consistently Ego Switches from Ego Switches from
Refuses Claims Not Claiming Claimingto
Attribution Attribution to Claiming Not Claiming
Supportive 1.494*** 1.092* -1.151 .235
(.372) (.317) (.671) (.624)
N=44 N=40 N= 16 N=35
Decisive .215 .363* -.262 .325
(.175) (.116) (.223) (.371)
N=58 N=30 N=26 N=21
Loving 1.503* .934* 1.921* 1.585*
(.493) (.306) (.676) (.722)
N=47 N= 51 N= 18 N= 19
Note: All results from OLS regressions with change in looking glass image as the dependent
variable (only counting those alters in 1975 who were present in 1974) and ego's residual fram equa-
tion 8 using the relative Q* measure of the looking glass image as independent variable.
t p < .l0 * P < .05 ** P < .01 *** P < .001 (two-tailed tests)
872/ Social Forces 81:3, March 2003
three reasons that these results might be examined more closely. First of all, it
might be that the relative measure of the looking glass image should be
preferred to the absolute measure, to rule out the possibility that changes in
norms associated with some tendency to attribute certain characteristics
(e.g., a new understanding that it was important to consider all other members
as "loving") could affect the result. Second, it might be that these results are
due not to ego changing the mind of any alter in the group, but to differing
perspectives held by new alters who enter the group at time 2. Third, if the
logic we have laid out is correct, the effect should be much stronger for those
egos who maintained their self-attributions at time 2 than among those who
changed. In essence, we postulate two alternative paths of tension reduction
for the ego whose self-conception is not in accord with that of the looking glass
image. Either change your self-conceptions, or work hard to change your
The results are impressively clear: only those egos who are willing to stay the
course have a chance of affecting the looking glass image. Whether they
consistently claim to be some characteristic, or consistently claim not to be
some characteristic, they are able to sway other persons closer to their point
of view. This effect is positive for every one of the 24 characteristics studied in
the two subgroups; even more, it is statistically significant in 16 of these cases,
a highly unlikely result if there was no real relation. But among those egos who
switched their self understanding, only around half the time (14 out of 24) is
the relation positive - pretty much what would be expected by chance if there
was in actuality no relation.!"
Furthcrmorc, even the seeming exceptions are theoretically interpretable.
There are two characteristics for which a "staying" ego can only change the
mind of the other members when ego refuses this attribution, as opposed to
when ego consistently claims this: these are the very similar "dependent" and
Looking Glass SeIf / 873
"passive." Evidently, it is impossible for an ego to actively persuade others that
she is passive, or to assert her dependence independent of the group's
perspective! 19 For these relations, we see large positive coefficients for the
switchers who give up their claim to be dependent or passive: the group is more
likely to agree that ego is "dependent" and "passive" if this ego acts dependent
and passive by meekly adopting the views of the looking glass image that she is
not dependent or passive. Thus the most dependent person is the one who says,
"I am independent ... if you say so." These are, of course, post hoc
interpretations and must be treated with skepticism, but the pattern is certainly
intriguing.
What a difference a year makes. Those who dissent from the perspective of
the group do in fact seem to be able to change the way they are seen by others.
But not all do. Many instead change their self-perceptions. Of course, there
Conclusions
Data from a unique set of 56 different groups were examined to test the
hypothesis that self-understanding is, at least to some extent, an internalization
of the views others have of one. The data are clearly consistent with the
hypothesis that self-understanding and the looking glass image are not
independent of one another. Furthermore, the data do not seem to be
compatible with the hypothesis that persons are simply able to externalize their
own self-conceptions. If we assurne that intluence is more likely to tlow from
those who are esteemed to those who esteem them, it is far more likely that
self-conception involves the internalization of the perspectives of others - at
least those whom we see as ascendant over us - precisely as Cooley claimed.
While the magnitude of the effects we found tended to be small, the results
consistently pointed in the same direction.
Our results support those of Cast, Stets, and Burke (1999); status seems to
affect the process of internalization, and while gender has an effect, this is not
874/ Social Forces 81:3, March 2003
independent of the status difference within the relation. Given that Cast et al.
studied married couples, and we have examined commune members in many
different groups, this convergence is impressive. There was only one divergence:
Whereas Cast et al. found that high status spouses could externalize their self-
conceptions, we found no evidence of such status-linked externalization.
But we did see evidence that one can change how others see one, only this
process was distinctly time bound. In contrast to the practically simultaneous
cross-sectional relations, in which people's sense of self seems to correspond
to how esteemed alters see them, we see over time a chance for the obstinate
to change the perceptions of others. We hypothesize that this requires a pattern
of action compatible with the attribution, as opposed to mere force of
personality, but have of course been unable to examine this. But our results
are consistent with the agentic understanding of self-construction as a dialectic
Notes
1. Kinch (1963:482) then had self-concept affect behavior, a portion of the argument
which we ignore.
2. Similarly, McNulty and Swann (1994: 1017) found relations (on the one hand) between
ego's self-image and wh at alter actually thinks of ego and (on the other) between ego's
self-image and what ego thinks alter thinks about ego (the reflected appraisal), but the
latter did not mediate the former - instead, where one relationship was significant, the
other was not, quite at odds with the reflected appraisal theory.
5. Three people were in two groups during the first wave and gave valid data für both
groups, hence our N may be as high as 425. (Eliminating these respondents' data does
not affect any results.) Data from some groups were missing due to members' principled
opposition to answering questions relating to their judgment of others, fearing that certain
attributions would be counter to the group's ideology (e.g., calling someone "sexy" in a
group dedicated to celibacy), or that the mere process of making distinctions would be
destructive of group unity. While this refusal suggests the possibility of an uncontrolled
self-selection bias, there is no reason to think that the fundamental social-psychological
processes are less likely to occur in such groups. Further, it seems unquestionable that
the strengths of this da ta set for the question at hand outweigh the problems stemming
from respondent refusal.
6. Two other characteristics were listed, namely whether ego "has a clear vision of the
commune's futurc," and "rnotivates me to do more," but as these were not asked of all
members and seem unlikely to tap basic personality characteristics, we do not analyze
them here.
7. In cont rast to tests of the reflected appraisal process, we make no claims regarding
how ego translates the looking glass image into a self-concept,
8. Further, in both of the cases in which the switch to the Q* measure led a significant
result to become insignificant, this is due to a subset of groups that are saturated with
the relation in question. These characteristics were holy and dependent - note also that
the values für charismatic, sexy, and narcissistic also decline sharply from the Q column
to the Q* column, though they still significant at p < .05. This suggests that there are
some groups which are relatively saturated with holiness and charisma, and some groups
- they turn out not to be the same - that are saturated with sexiness, narcissism, and
dependence. This might lead to an inflation of our estimates based on the absolute Q
measure. We checked this by removing the tail of the distribution containing the 10-
20% most saturated groups for each of these characteristics, and fitting models
corresponding to equation 1 for both the relative and absolute measures of the looking
876/ Social Forces 81:3, March 2003
glass image. In all cases, the coefficients were significantly different from zero, even using
the relative (Q*) measure. In other words, such saturated groups do contribute to the
apparent strength of the looking glass effect using the absolute measure for these
characteristics, but the results do not depend on the presence of such saturated groups.
9. This null finding remains even when we make W (or W*) a quadratic function of
time.
10. The measure of status we used normalizes the range of status parameters across
groups. Models that did not make this normalization tend to give groups with very high
spreads of status parameters too much weight, since these parameters can go towards
infinity in certain cases, and thus makes any one estimate of a correlation type coefficient
somewhat arbitrary. But examination of a set of models for such unnormalized data
confirmed that the effect for gender did not appear independent of that of status.
References
Ausubel, David P., Herbert M. Schiff, and Edward B. Gasser. 1952. "A Preliminary Study of
Developmental Trends in Socioempathy: Accuracy of Perception of Own and Others'
Sociometric Status." ChildDevelopment 23:110-28.