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THIS PAPER WAS PREPARED AS AN ESSENTIAL PART OF THE MEMORIAL FOR GRANTING THE TITLE OF
PROFESSOR TITULAR THAT WILL BE HELD IN JOAO PESSOA, PARAIBA STATE, BRAZIL, AT THE UFPB ON
NOVEMBER 30TH, 2018. AN ORAL PRESENTATION OF IT WAS PREPARED FOR THE ANNUAL MEETING OF THE
AMERICAN SOCIETY FOR LEGAL HISTORY IN HOUSTON, TEXAS, NOVEMBER 8TH TO 11TH, 2018.
Abstract: When the Republic was inaugurated in Brazil after the coup
against the monarchy in 1889, the United States of Brazil became the official
name of the country. Decrees established this form of government ratified
through the constitutional convention in 1891. This paper analyzes how
federalism, inspired by the United States of America, was adopted by the
newly proclaimed regime which replaced the unitarian state of the Empire.
For that, rulers and politicians must have taken into account the traditions of
administration and legal institutions even though they did not wish to do it
expressly. The Army was surveilling society, especially people considered to
be enemies of the new order. There was no independent press while the
values of notability were imposed as ways to achieve supposed optimal
institutions. The judiciary became stronger after the end of the Empire. If
judicial review became a powerful device during the Brazilian Republican
History, was the control of constitutionality invented along the period? To
what extent did American federalism truly inspire Brazil? Was the new rule
of law an advance for civil rights in the country? Can we compare the
economic results obtained under the Old Republic to the evolvement of civil
and political rights? In particular, it focuses on the political process of the
making of the Republic.
1. Introduction
The monarchical regime in Brazil fell precipitated by the revolutionary acts of
the military body. First off, we should acknowledge in the big picture that society had
been influenced by new ideas such as positivism and republicanism. A large social
sector shared them in upper classes. Strong changes in social mentality had come out in
the decades since the 1870s. The power of the Army, dictatorship, anti-clericalism, and
anti-slavery were core themes responsible for the lack of confidence in the kingship
insofar as both the emperor and the Council of State had been having difficulties to be
active protagonists of new policies that could expand governmental social support.
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adapting them to the values and administrative qualities of the Monarchy keeping
political and civil rights untouched.
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comparative view between the debates undertaken in the USA and Brazil considering
the making of federalism. He did not analyze how the USA was depicted in Brazil as
well as to what extent politicians were aware of the sharp differences in their political
institutions.
Two political groups of monarchists appeared in that context, the restorationists
and neo-republicans. Maria de Lourdes Jannotti (1991) approached those tendencies
featuring the turmoil that characterized the Republic’s making. The new regime was
based on violence as it was demonstrated by the article of Suely Reis Robles de Queiros
(1991), “Reflections on Brazilian Jacobinism of the First Decade of the Republic (1893-
1897)” at the same number of The Americas.
The use of weapons was spread across the country, but they had no connections
to citizen empowerment as was the case for the second amendment to the US
Constitution as commented by Jack Rakove: “That neglect, in turn, would make it easier
for the ‘standing army’ Congress would control to trample the reserved rights of citizens
and states.” (Rakove, 2009: 226) Brazil did not experience any constitutional value
similar to the people’s empowerment hence “We the people…” was not a constitutional
ground for the Brazilian state. For instance, the right to vote, or anything similar to the
second amendment in the U.S.A. was absent. Robert Levine also published an article in
that edition analyzing Canudos which was a vicious war on behalf of the Republic with
extreme violence against the poor at the arraial where Antonio Conselheiro gathered
thousands of people armed in defense of their communitarian rights. They were killed
by three campaigns undertaken by the Army under the argument of saving the Republic.
The public force and guns had been used only in favor of the elites supporting the same
legal structure of the imperial power established in 1822 and 1824.
The 1990s were a time to think about political democracy, public policies, and
disarmament. Such matters of discussion – just some years after 1984 when the Nova
República was inaugurated – led to questioning the role of the Brazilian Army, the
Statute of Disarmament in 2003, and the referendum of 2005. Nobody raised the
question about the monopoly on violence because those reflections were not on the
intellectual spectrum at the time of the publication, also for the problem did not exist as
a constitutional debate in the nineteenth century Brazil. This paper will not focus on it
either, except to the extent the subject is indirectly important considering the latter
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dimension. It would have required research project with another scope of approach that
goes beyond the purpose of this paper.
Numerous electronic sources are available what may give to the researcher
opportunities for new approaches considering all the facilities of investigation today.
The reprinted version of O Advento da Ditadura Militar no Brasil, written by the
Viscount of Ouro Preto (2017) and published in 1891, was used as well as the book
Estudos Práticos, written by the Viscount of Uruguay (1865).
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and more people had been gathered in hundreds up to two thousand to listen to his
words.
His primary interest was connected to the idea of secession of the province of
São Paulo from Brazil considering a possible uprising against the Empire. However, he
advocated in favor of either the shaping of the Patria Paulista or the Brazilian Republic.
This way, the United States of America appeared as hope for federalism in a country
with a similar dimension to Brazil. History was a word of political rhetoric, “According
to historical observation…” (Jardim, 1888: 706) Silva Jardim’s address did not mention
“democracy” or “checks and balances.” “Above all else, what am I? A Republican.
Above all what are we? Republicans, patriotic. Therefore above all what are we? At
present, we are adversaries, even enemies, of the Monarchy in our country.”1 (Jardim,
1888: 706) Republic meant patriotic feelings for him, not a system in which institutions
could work as a constitutional machine for the participation of the people. Self-
government and competition of powers were absent amongst the opinion of the
Republican Party.
That day on his speech, Antônio da Silva Jardim did not make a single quotation
on The Federalist Papers or other similar intellectual construction. Monarchy was
considered to be a social danger for reasons which derived from the fear of political
instability, accusing the next years of Isabel as the domain of the military tyranny of
count D’Eu. An old regime, new attitude: “tyranny to the fortune, tyranny to work, and
tyranny to freedom of speech: exorbitant tax, forced recruitment, and persecution to
opinions.” When the advent of the Republic came out, Silva Jardim was entirely
excluded from the setting process of the regime, dying in Italy two years later
swallowed by a Vesuvio’s gap.
There is no record that Antonio Jardim would have studied English, but French.
His positivism was apparent. It might have been a surprise if Antonio Jardim had
supported self-government in case of participation in new government. With his
enthusiasm for Auguste Comte in 1881, the abolitionist was in favor of dictatorship, and
people should perform a revolutionary act but without outcomes regarding a deep
change towards democracy. The people’s role doesn’t seem to go beyond. The problems
of the Empire were described as revolutionaries did on the eve of the French Revolution
1
In the original: “Mas, o que acima de tudo sou, é republicano; o que acima de tudo nós somos, é
republicanos, é patriotas; o que portanto, acima de tudo nós somos, é adversarios, actualmente inimigos
mesmo, da Monarchia em nosso Paíz.”
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trying to regain the splendor of the Kingdom of France with a constitution, Jardim
wanted the order to make whether Brazil or São Paulo a powerful nation:
Antonio Jardim wished everything but the Monarchy. The activist had been
engaged in a struggle for the abolition of slavery and even helped people fleeing out of
master’s domains. Although his commitments to anti-slavery politics, he did not hesitate
to call the agrarian sector to be in favor of the Republic with conservative arguments
about the end of slavery: “the monarchy did the good, but betrayed the farm work.”
(Jardim, 1888: 714) For him, landlords had been hurt by monarchy since the regime did
not prepare an adequate way for the abolition. Another reasoning was about a fervent
Catholic woman as the queen, an idea that was not accepted in the Republican opinion
for two reasons. On the one hand, because of the opposition to the traditionalism of a
dynasty, but on the other hand a question of gender. Antonio Jardim asked: “Is right or
not that the dynasty of Bragança does not present a man to take the crown?” (Jardim,
1888: 712.)
There was no other goal but make a more effective government with no
inspirations on the Founding Fathers who seemed to be ignored by that radical Brazilian
positivists. Antonio Silva Jardim denounced three points against the monarchy in its
new step with count D’Eu: the domain of militarism, of rich people (called
“argentarismo”), and of clericalism. The Republic carried out a similar project in spite
of such an alert. It made real the world of the tyranny in a continental country replacing
an aristocracy by an oligarchy. Antonio Silva was a radical, considered by historians as
the most favorable to people’s engagement.
Democracy or Tyranny? On the 15th of November 1889, came out the decree.
The foundations of the Republic in hard times; making of federalism in just one day?
First off, a decree during a day of an ongoing uprising against the monarchy had a
precise meaning. In spite of being a well-known document, the text is plenty of
significance. Therein the provisory administration ordained and established the country
shall be a federative republic by proclamation and decree without a constitution as it is
read in the articles first and second. In this context without the rule of law, without a
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legal framework, the decree meant an ordainment, made by the Marshal. It was issued
to be obeyed by everyone under the threat of the Army. Miguel Lemos and Teixeira
Mendes wrote in a letter to Benjamin Constant that was necessary to avoid democratic
republicanism. They added that was necessary to establish the republican dictatorship.
(Caldeira, 2017: 305.) Everything was planned before by the high circles of the new
regime. Hence the consensus on themes like power, State and the rule of law – known
that time in Brazil as “império da lei.” After the abolition of slavery, activists
understood that the Republic would be a reality soon as a natural outcome.
Everything could be called into question but nothing in favor of plurality and
freedom of speech. In such an ambiance a publication like The Federalist Papers would
be impossible. There was no chance for anti-federalism, anti-America, anti-Republic,
partisans against the institution of the maintenance of the Senate were suffocated during
the convention, no anti was possible. The Army took the bridles of state power
producing an absolute power in which the word democracy meant just a state’s
concession. The dissolute as well as discredited political structure, supposed to be weak
because of the institution of the monarchy, was replaced by an apparent more
democratic regime for some. However, the administration became in short time a
tyranny in which self-government was almost entirely ignored. The Republic kept alive
essential values of the Empire. The president could pick the secretaries and high staff up
as he wished with no checks from the Senate. It was a “no checks, no balances” system?
It remains somehow until today. The president is a kind of king at the office.
A note written by Ruy Barbosa published in the newspaper Século, on the 19th of
December of 1889, was copied by Afonso Celso, the Viscount of Ouro Preto (2017). In
it, Barbosa celebrated the end the parties and freedom of speech as progressive aspects
of the new order saying that a spontaneous will motivated the unanimous decision
among opponents who quickly became collaborators:
(…)
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Rui Barbosa, Finance Minister
The political elite was constantly afraid of factions, and they avoided any move
towards such a direction threatening the country’s fragmentation. The most critical
point for the political society of the time – Rui Barbosa said at the Parliament ten years
before the advent of the Republic – was to keep the unity of the territory as a heritage
from the imperial past. Those words were in favor of the Liberal Party of which he took
part. “If at the first setbacks, inevitable in all situations, this solid harmony of ours had
been wandered off to break into dissenting parties (…) there would be no applause to
our independence, but derision; a deserved derision.” (Barbosa, 1999: 77) Rui Barbosa
is an illustrious character for his scholarly skills, especially in English.
The parliamentary majority was substance and political support of the power, an
argument found in the Stuart Mill’s famous book translated into Portuguese at the time,
Governo Representativo, or Considerations on Representative Government. Making
comments about England based on Bagehot, he criticized the constitution of 1824
observing that it recognizes the Lower Chamber and the cabinet but expressly does not
foresee that this former will be an elective delegation of the latter. The constitution did
not establish that the cabinet will necessarily come out, as it must, from the
parliamentary majority. The bad design of the parliamentary power was the key to solve
the problem. In England, the Executive Branch was strictly the work of the popular
chamber with no similar provision in the monarchical Brazilian constitution. The
monarch has eclipsed himself – thought Rui Barbosa about the common law in England
– under the chairman of the council, personification of the Commons, who is the arbiter
in politics and administration. (Barbosa, 1999: 35)
The essential message of 1879 was for the “sincere foundation of the
parliamentary monarchy through radically new electoral institutions.” (Barbosa, 1999:
76) Rui Barbosa’s project was forgotten with the proclamation of the Republic, in spite
of a considerable augmentation of his reputation taking part in the committee of five in
the provisory government before the making of the constitutional convention. The
empire did not reform the electoral system towards a broader democracy combined with
a more evolved constitutional parliamentary system, when in fact the Empire did get
worse in the matter.
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It is read in the constitution of 1824, article 101, line forth, that the emperor, as
Reserve Power, had the authority in appointing and dismissing the secretaries of the
administration. The U.S. Constitution, Article II, Section 2, Clause 2, requires the
confirmation of the Senate for main officers, including the Cabinet of presidential
secretaries. The Constitution of the United States of Brazil, albeit inspired by the U.S.
Constitution, entirely forgot the Appointments Clause. The text kept intact the
constitution of 1824 vesting the presidential office with the powers of the old emperor
in the article 48, line 2: “The President of the Republic shall be exclusively responsible:
(…) to freely appoint and dismiss the Ministers of State.” The House of the people had
no power before the president for that matter.
At the end of his address of 1879, Rui Barbosa had said quoting one of the
founders of Italy2: “Do not fear to diminish the strength of the constitutional throne.”
(Barbosa, 1999: 77) And added: “In all this, the Liberal Party will not forget its
commitments, will not forget that its voluntary omission would be an inevitable
suicide.” (Barbosa, 1999: 77) The death of the Liberal Party came out with the
Republic. Rui Barbosa himself expressed it meant a democratic decision taken by the
old parties after the coup of the 15th of November 1889. The president had more
powers than the old king, and quickly the Republic evolved from a dictatorship to a
tyranny, first under the hands of Marshal Deodoro da Fonseca and later, under Floriano
Peixoto’s hands.
2
It is probably a quotation from Giuseppe Mazzini.
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The fiat of the proclamation solved everything for everyone in collaboration
with the Republic. The friendship with the dictator, Marshal Deodoro da Fonseca, was
crucial for having a decree accepted and enacted (Caldeira, 2017: 301-317). In the
article second of the Constitution, provinces became federal states; presidents became
governors in the article fourth, the Município Neutro replaced the monarchical Court in
the article tenth. Beyond concerns about economic growth and the transportation of
goods, the provisory government had no innovative ideas. They just wanted to imitate
what was considered to be good in the most advanced nations, the United States
particularly. In the new times, they were inclined to replace Portugal, France, England
as models for America.
It is important to add that not necessarily the model of America came to Brazil
without a political climate in Latin America, as well-argued by Christian E. C. Lynch:
“It was in the oligarchic mirror of the platinum republic that the Brazilian aristocracy
could see the possibility of a Yankee democracy.” (Lynch, 2012: 153) Since Argentina
had adjusted its constitution to the US Constitution between 1853 and 1860, the model
became more attractive to the Brazilian reality in certain ways. Juan Bautista Alberdi
wiped off the core values of the US Constitution to impose stability favorable to
economic growth drawn upon authoritarian measures like the State of Siege.
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regarding Legal History but as a means of interpretation in courts. Scholars have given
too much attention the Republican period what leads us not to understand the rich
learning offered by the monarchical times. The Brazilian constitutional control of laws
has been viewed as a Republican creation with the Decree 848 of the 11th of October
1890, the provisory constitution through the Decree 510 of the 22 nd of June 1890, and
constitution established by the convention of 1890, which ended in February of the
following year. However, it takes a long history going back to monarchical legal
tradition.
Core principals of the Republic were based on the existence of living dimensions
in culture, politics, society, and legal framework which could not have been erased
overnight with the military coup, in spite of the agency of its protagonists for that
purpose of historical forgetting. Decisions made about legal institutions and rules
whether remained or suppressed were strongly connected to legal practices used during
the Empire. They can be understood ignoring the previous history in an ambiance so
distant from the Brazilian-Portuguese tradition of making law. The Empire was the
space in which the Republic emerged as an effective reality.
Federalism, for instance, is a fact barely connected to the United States of
America, a distant and strange country for Brazilians that time. The autonomy of São
Paulo and Minas with its economic forces could be strongly developed considering the
necessity to solve problems pragmatically. The experience of autonomy has roots in the
Additional Act of 1834. Brazil experienced a complex mechanism of laws review
during the Empire. It was formally inserted in the legal framework. This way, it is not
right to speak about a work of genius in the Constitution of 1891 for such a legal matter.
The provincial governor could veto a law or resolution established by the
Provincial Assembly based on the Additional Act of 1834, article 15 3. The argument
was simply the authority of the governor’s power, i.e., the president of the province, to
refuse the law for its inconvenience. However, it is not an act of self-government
because provincial president ruled as an icon of the emperor in the local ruling hence
appointed by the monarch. Nonetheless, the proceedings established the self-
government seeing that the final word was given to the Assembly, which could overturn
the veto for 2/3 vote. The Act also provided a veto on provincial laws based on the
3
See Casseb, 2015, chapter 6 and conclusion.
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failure to abide the constitution, articles 16 and 24. In this kind of control, the General
Assembly of the Empire, i.e., the lower house, was competent to judge the matter.
The imperial administration could review acts in case of delay from the General
Assembly in fulfilling its legal role. Whenever it happened, there was an immense
discomfort because of the absence of constitutional provision. What to do on the
assumption that an act has failed to comply with the constitution? As is well known, the
Brazilian Empire had lengthy legal wrangles about alien rules verifying to which extent
new norms from western countries were good for the country. The political staff was
not disconnected from what was happening in the USA. In the 1860s, some cogitated of
implementing the judicial review, but the Viscount of Uruguay refused what he called
as the American remedy – corretivo Americano if translated into Portuguese. His book,
Estudos Práticos sobre a Administração das Províncias, was published in 1865.
The making of the Brazilian State came from a confluence between medieval
Christian political values and modernization in the Western. The Catholic and Imperial
Constitution of 1824 provided the organization of the judiciary branch shaped according
to the values of that time, breaking the colonial heritage. The Brazilian Constitution
featured an influence predominantly from France, but the Anglo-Saxon world was not
wholly ignored. It meant undertaking a system of justice that should be set-up over the
following years.
The verification of the legality of legislation was enforced imperfectly by an
additional superior court independent of the first and second instance, the so-called
Supreme Court of Justice. This systemic structure should not be confused with the
organization of the contemporary judiciary in Brazil since the Supremo Tribunal de
Justiça was neither at the last level of decision nor was there any jurisdiction on control
of constitutionality as it is the case for the Federal Supreme Court today.
The Supreme Court of Justice performed the advisory control of legality and was
subordinate to the power of the emperor. Although the constitution foresaw the review
of the decisions of the Court of Relação, the competence as a third level of the decision
was absent. Once the Supreme Court of Justice had carried out a review, it returned the
process to the Court of Relação: "This one was not obliged to follow the understanding
of the Supreme" (Lopes, 2010: 93-94).
Amongst the activities of the Third Council of State (1841-1889) of the Empire
the control of constitutionality and jurisprudence was included. He informed the
Moderating Power about his supreme decisions. Divided into committees called
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"sections", it had general assemblies called "plenary." The Council thus acted: "It was in
legal matters, that is to say, questions whose answers depended on the immediate
application of a pre-existing legal rule." (Lopes, 2010: 116) In this way, the Moderating
Power maintained the constitutional limits of the laws and even conferred on the
Council of State the binding power of jurisprudence, although it was denied at that time
that the activity of the councilors was interpretive.
6. References
Christian Edward Cyril Lynch, O caminho para Washington passa por Buenos
Aires. A recepção do conceito argentino do estado de sítio e seu papel na
construção da República brasileira (1890-1898), Revista Brasileira de Ciências
Sociais, February (2012).
Elisabete Leal, Floriano Peixoto and his Devotees: A Study of Republican Civic
Culture (1891-1894), Revista Estudos Políticos 5, 1 (2014).
Joan Meznar, The Brazilian Republic: an overview, The Americas. XLVIII (2),
October (1991).
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Jorge Caldeira, História da Riqueza no Brasil, Rio de Janeiro, Sextante (2017).
Jose Murilo de Carvalho, The Unfinished Republic, The Americas. XLVIII (2),
October (1991).
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