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4 MICHAEL LOUNSBURY AND MARC J. VENTRESCA
1 The arguments we make and that the chapters in this volume extend are
2 basic: U.S. sociologies of organization into the 1960s argued directly and
3 purposively for understanding how broader social structures, and typically, the
4 politics of resources and authority, shaped organizational actors and activity.
5 This work built on the foundations of mid-century sociological analyses of
6
power, conflict, and authority, itself the legacy of early 20th century “old”
7
8 institutionalisms in economics and sociology. By the early 1970s, sociologists
9 and, increasingly, colleagues in management and other professional schools had
10111 generated a distinctly different set of theoretical arguments and empirical
11 research traditions. This work grappled with and developed two themes that
12 characterize the modern synthesis in organizational sociology: (1) the shift to
13 “open systems” approaches (e.g. focused attention on organization-environment
14 relations), and (2) the burdens of the legacy of narrow readings of Weber on
15 bureaucracy, to the neglect of Weber on domination and other critical
16 traditions. The new theories were varied, but several general analytic features
17 became increasingly prominent as the work accumulated and as researchers
18
sought to develop a more “synthetic” organization theory.
19
20111 We suggest that social exchange approaches to power and aspirations for
21 more parsimonious quantitative models animated this new work, which in turn,
22 reinforced restricted conceptions of politics, resources, and the interplay among
23 these in societal context. The institutional and legal bases of organizations
24 became implicit, typically unexamined or assumed. Theory and empirical work
25 paid less attention to wider societal patterns and distributions of resources.
26 Concomitantly, midcentury attention to social structure became transformed into
27 conceptions of abstract, exogenous environments that constrained, and in
28 many ways, determined organizational structures and behavior (via functional
29 imperatives such as legitimacy or efficiency).
30111
This introduction provides context for a set of original empirical papers
31
32 and thematic commentaries. We review the heritage studies of organizational
33 sociology from the 1950s through the early 1970s and probe Stinchcombe’s
34 1965 essay to sound out analytic legacies and opportunities for contemporary
35 research. We then discuss developments in the organizational research agenda
36 in the 1970s and 1980s, highlighting how a focus on social exchange approaches
37 to power reconceptualized social structure and restricted the intellectual and
38 policy opportunities of organizational sociology. We close with the outlines of
39 an alternative agenda, comprising a set of research reports that highlight
40111 opportunities for a renewed social structural approach to organizational analysis
that both enriches the conceptions of politics and societal struggle central to
the vision of Stinchcombe 1965 and extends this tradition in light of
Social Structure and Organizations Revisited 5
5
6 MICHAEL LOUNSBURY AND MARC J. VENTRESCA
1 his essay. Stinchcombe’s scholarly corpus is remarkable for its breadth, volume,
2 and acuteness with regard to major sociological subfields as well as for its
3 empirical ambitions. Committed to the notion that good sociology involves
4 developing theoretical generalizations, Stinchcombe’s intellectual curiosity has
5 provided us with insights into a wide variety of empirical domains such as
6
construction (1959), police administrative practice (1963), a high school (1964),
7
8 love (with Heimer, 1980), Eighteenth century French stratification and revolu-
9 tion (1982), third party buying in insurance (1984), careers in computer software
10111 firms (with Heimer, 1988), the political economy of the Carribean (1995), and
11 the social structure of market liquidity (Carruthers & Stinchcombe, 1999).1
12 The 1965 essay was prominent in the Handbook of Organizations, one
13 of the first efforts to compile and overview research in the emerging field of
14 organization theory. The Handbook assembled an eclectic mix of articles that
15 provided overviews of research streams on different kinds of organizations,
16 of research methods employed, and of how the study of organizations is central
17 to extant disciplinary traditions in sociology, psychology and political science.
18
Stinchcombe makes three points in the first pages of his agenda-calling essay:
19
20111 (1) research and theory on the linkage between social structure and organization,
21 or “the external relations of organizations” is “underdeveloped” and of “little
22 beauty or power” (1965, p. 143); (2) social structure comprises “. . . groups,
23 institutions, laws, population characteristics, and sets of social relations that
24 form the environments of the organization . . . any variables which are stable
25 characteristics of the society outside the organization” (1965, p. 142); and
26 (3) methods can and should draw from eclectic and “strategic” empirical samples
27 to generate propositions about social structure and organization.
28 The chapter itself is organized as commentary with propositions on five
29 general research questions that develop opportunities at the intersection of social
30111
structure and organization, typically based in a few available research studies,
31
32 and illustrated with new or borrowed data to underscore the import of close
33 empirical work in his version of general theorizing. First, what is the effect of
34 social structure on the rate of foundation of new organizations, particularly orga-
35 nizations of a new kind or structure? Second, how can we explain, in social
36 structural terms, the correlation between the time in history that a particular
37 type of organization was invented and the social structure of organizations of
38 that type that exist at the present time? Third, what is the relation of organi-
39 zations to the use of violence in the larger society (e.g. revolution), particularly
40111 violence and unrestrained competition in the political arena (including
organizational stratification as outcome and mechanism)?
Fourth, how do organizational arrangements affect the relations between
social classes in the larger society (intraorganizational stratification as the case
Social Structure and Organizations Revisited 9
1 where classes meet and define broader working relationships)? Fifth, what is
2 the effect of organizations on social structure (more particularly the effect of
3 the mere presence or absence of organizations on the solidarity and feeling
4 of identity of “communal” groups)? Further, Stinchcombe identified common
5 features in this mix of topics: each has to do with some aspect of the relation
6 of organization to the environing social structure and each treats characteristics
7
of formal organizations as variables, rather than as components of ideal types
8
9 (a commitment challenged by the paucity of available empirical studies and
10111 data sources) (1965, pp. 143–145). While the essay is certainly wide-ranging
11 (perhaps sprawling), it is remarkable to note how distant much of contempo-
12 rary organizational theory seems to be from Stinchcombe’s concerns about
13 situated historical analysis, the dynamics of social identity and class, and societal
14 transformation.
15 The citation history of the 1965 paper provides an empirical indicator of its
16 popularity while also raising a provocative set of issues that inform the main
17 arguments of this essay and the empirical work in this volume. We identified
18 and coded over 750 citations to “Social structure and organizations”, from its
19
publication through 2000 in the Social Science Citation Index.2 These citations
20111
21 are predominantly in social science journals, with the largest proportions over
22 time in sociology and management journals. Substantial citations also occur in
23 journals in political science and international studies, in public health and educa-
24 tion, and in over 15 other disciplinary and research fields. Figure 1 reports the
25 annual count of citations disaggregated by academic area journals in sociology,
26 management, and other knowledge domains.
27 Overall, there is a secular trend of increases in annual citation counts,
28 providing evidence that the paper has increasingly become a key reference for
29 new scholarly work. The specific pattern, a succession of peaks, each followed
30111 by a few years of citation counts at that higher level, suggests that different
31
research communities and emerging theoretical traditions have found the paper
32
33 useful and relevant as a touchstone. When we disaggregate the overall counts
34 by academic area, two further compositional trends become visible. First, a
35 larger share of citations to this paper over the years has typically been in jour-
36 nals other than discipline-identified sociology journals. Second, the substantial
37 increases in citations to the paper since the early 1990s came primarily from
38 citations in articles published in management journals, relative to pre-1980
39 compositional patterns.
40111 These trends confirm the continued recognition of Stinchcombe (1965) as a
foundational contribution in the field of organizational theory. We also believe
that the citation patterns are suggestive of broader changes that have shaped
research on organizations. The sustained, but relatively lower levels of citations
9
10 MICHAEL LOUNSBURY AND MARC J. VENTRESCA
1
2
3
4
5
6
7
8
9
10111
11
12
13
14
15
16
17
18
19 Fig. 1. Annual Citation Counts of Stinchcombe 1965 Essay by Academic Area
20111 Journals, 1966–2000.
21
22
23 since the early 1980s in discipline-identified sociology journals may track the
24 fate of mid-century sociology research sensibilities in “modern” organization
25 theory. The increased number and proportion of citations to Stinchcombe
26 (1965) in management journals beginning around 1980 provides an indicator
27 of a shift in intellectual and professional venues for researchers concerned with
28 topics linked to the claims of the paper. We argue that as business school
29 faculty became more prominent in driving the growth of organization theory
30111
(particularly “macro” approaches and “synthetic” organization theory distinct
31
32 from the case-study based traditions of research on firms, agencies, or other
33 organizations located in substantive contexts like labor, social movements,
34 education, and the like), and as management journals became central arenas
35 for the construction of organizational knowledge, Stinchcombe (1965) was
36 narrowly appropriated. It has increasingly become a ceremonial progenitor
37 citation in a few lines of research, most vividly in organizational ecology
38 and corporate demography, and in some institutional theories of organization.
39 From this reading, the citation history of this paper tracks important shifts in
40111 the field of organization theory as a subfield and its central concerns and
commitments (Ventresca & Mohr, 2002).
We next offer an account of how the development of organizational theory as a
subfield redirected and fragmented the wider agenda for which Stinchcombe
Social Structure and Organizations Revisited 11
1 published works more distinctly in the social structural tradition. Over the next
2 10–15 years, however, research in organization theory tended to focus on
3 internal organization structure and process and the relationship between
4 organizations and their resource environments, to the relative neglect of studying
5 how organizations are related to broader social structures (Stern & Barley,
6
1996). One of the main factors driving this shift in research sensibilities
7
8 towards resources and away from social structure had to do with the efforts
9 of organizational scholars to professionalize around issues of management
10111 and organizational effectiveness. This professionalization mainly occurred
11 through the Academy of Management, the leading professional association for
12 management researchers
13 The Academy of Management was founded in 1936, but operated very
14 informally up until the 1970s (Wrege, 1988). The first issue of the Academy of
15 Management Journal was published in 1957, and during the 1960s, the Academy
16 grew in membership as management schools began to focus on research and
17 as the number of management faculty overall increased. As a result, the
18
Academy of Management changed from an organization built on close personal
19
20111 friendships to one that was more formalized, differentiated, and professionally
21 run (Wrege, 1988, p. 28). In 1969, seven professional interest subgroups were
22 created: Corporate Strategy, Management History, Operations Analysis,
23 Organizational Studies, Personal and Industrial Relations, Philosophy, Values
24 and Styles, and Social and Public Issues. In 1971, ten professional divisions
25 were put in place including the Division of Organizational Behavior and the
26 Division of Organization and Management Theory.
27 The creation of the Organizational and Management Theory Division marked
28 the formation of a formal subfield for organizational theorists with all the
29 self-conscious professional apparatus involved in managing and maintaining a
30111
jurisdictional boundary – professional prizes, organizations, informal colleges
31
32 etc. This boundary-making, however, reduced the cross-border trade with
33 subfields in sociology that focused on stratification and culture (with a few
34 notable exceptions among researchers whose work directly engaged both
35 organization theory and other sociological subfields (e.g. Aldrich, Bacharach,
36 DiMaggio, Kanter, Hirsch, Peterson, Zald). The formalization of the Academy
37 and changes in the research aspirations of leading management schools (as well
38 as other professional schools, many of which began to hire social science
39 disciplinary-trained faculty beginning in the 1970s) changed the terms and stakes
40111 of research on organizations. In addition, the presence of Academy-affiliated
infrastructures supporting research laid the groundwork for the growth of
managerially-oriented organizational researchers whose work emphasized
instrumental notions of organization and social exchange processes.
Social Structure and Organizations Revisited 13
1 notions of organization (e.g. Burt, 1992; Lin, Cook & Burt, 2001), there is great
2 potential for this line of work to generate increased attention towards problems
3 of how organizations are interpenetrated with broader societal concerns (e.g.
4 Breiger, this volume; DiMaggio, 1986; Nelson, 2001; Padgett & Ansell, 1993).
5 For example, Padgett and Ansell advance a multi-network conception of social
6
structure and contingent social action, to underscore how the distinctive patterns
7
8 of 15th century Florentine social, commercial and political life enabled a style
9 of governance. Powell and colleagues (e.g. Powell, Koput & Smith-Doerr, 1996;
10111 Powell & Owen-Smith, 1998) depict the evolution of university-industry rela-
11 tions around the emerging field of biotechnology in analogous terms: a focus
12 on multiplex ties that comprise less obdurate, but still consequential, social
13 structures that shape organizational forms and careers.
14 Given the intellectual connections and affinities between the “new” and “old”
15 institutionalisms (Hirsch & Lounsbury, 1997), it is no surprise that institutional
16 scholars have more directly tried to build on and extend research mandates laid
17 out by Stinchcombe and others. One important strand of institutional analysis
18
developed research strategies grounded in diffusion processes, but others
19
20111 engaged the broader comparative-historical tradition to examine state-society
21 relations and their effects on organizations (Djelic, 1998; Schneiberg &
22 Clemens, forthcoming; Schofer & Fourcade-Gourinchas, 2001). For instance,
23 Dobbin’s (1994) study of the development trajectories of railroads in the U.S.,
24 Britain and France linked differences in the governance, funding, and overall
25 industry strategies among these three cases to characteristic and chronic polity
26 differences and their expression in policy styles. Moving up a level of analysis,
27 Meyer and colleagues (e.g. Meyer, Boli & Thomas, 1987; Frank, Hironaka
28 & Shofer, 2000; Strang, 1990; Ventresca, 1995) have focused a good deal of
29 attention on how cognitive models and beliefs emerge at the world system as
30111
a result of actions by transnational NGOs, international political arenas such
31
32 as the United Nations, and other policy experts who are authoritatively
33 credentialed. Moving to lower levels of analysis, many contemporary institu-
34 tional scholars have also begun to focus on problems of institutional
35 transformation and practice variation in an effort to redress the earlier analytical
36 focus on organizational homogeneity (e.g. Lounsbury, 2001; Ruef & Scott,
37 1998; Thornton & Ocasio, 1999).
38 In addition to these shifts toward a richer conceptualizations of social structure
39 and organizational process, there have been important discipline-wide method-
40111 ological advances in the analysis of social structure that may help to expand
organizational sociology while also reuniting it with other sociological subfields
such as those that focus on politics and culture. Of course, at mid-century, there
were few subfield boundaries that segregated the analysis of organizations from
Social Structure and Organizations Revisited 17
1 with social, financial and reputational capital to make judgments about financing
2 prospective ventures.
3 The papers in this section extend our understanding of organizational creation
4 and entrepreneurship by specifying how societal forces embed and shape those
5 processes. These papers, therefore, not only provide fresh insights but new
6 directions that help forge a deeper synthesis between the sociological study of
7
organizations, societal stratification, and institutions (Stinchcombe, 1986).
8
9 Pioneering work in the study of stratification and organizations (e.g. Baron &
10111 Bielby, 1980) identified the research potential here. In recent years, studies
11 of market transitions and organizational mechanisms of stratification in
12 post-socialist societies further highlighted the institutionally-contingent features
13 of stratification (Guthrie, 1999; Keister, 2000; Li & Walder, 2001; Nee, 1996).
14 We believe, and as these papers differentially highlight, that a focus on the
15 intersection of labor market processes and organizations that accounts for
16 the role of professionalization processes, occupational expertise and personnel
17 flows is particularly promising. This line of work will also help to further reunite
18 the study of organizations with that of work and occupations and other important
19
ethnographic traditions linked to subfields such as science and technology
20111
21 studies (e.g. Barley & Kunda, 2001; Hargadon & Douglas, 2001; Lounsbury
22 & Kaghan, 2001; Owen-Smith, 2001) as well as culturally-oriented approaches
23 to stratification (Bourdieu, 1984; Breiger, 1995; Tilly, 1998).
24
25 Culture and Organizations
26
27 For mid-century sociologists, norms and values provided key components for
28 explanations of social structural stability and change (see DiMaggio & Powell,
29 1991). Stinchcombe, for instance, discussed norms as an element that helps to
30111 maintain institutional stability and the reproduction of stratification systems
31
through socialization. Conversely, it is uncertainty about societal norms or weak
32
33 commitment to institutional norms that provides the condition for social trans-
34 formation and revolution. Values and beliefs, however, did not provide a focal
35 point for analysis (but see Stinchcombe, 1968, pp. 107–118). Instead, they were
36 often conceptualized as a glue that holds together other, more material, social
37 structural elements. As institutional analysis has developed over the past three
38 decades, however, attention to broader belief systems has come to center stage
39 (e.g. Clemens, 1997; Dobbin, 1994; Powell & DiMaggio, 1991; Scott, 2001).
40111 New institutionalists in organizational sociology, for instance, make claims
about how social structures of resources and meanings, anchored in particular
cultural rules and patterns of relationships affect organization and field-level
structures and behavior. They use a definition of institutions as “cultural rules”
23
24 MICHAEL LOUNSBURY AND MARC J. VENTRESCA
1 (Meyer, Boli & Thomas, 1987) that identify categories of social actors and their
2 appropriate activities or relationships (Barley & Tolbert, 1997). This perspective
3 points to a conception of institutions as generative of interests, identities
4 and appropriate practice models that take shape at the interface of wider
5 sociocultural contexts and particular social systems (Meyer & Rowan, 1977;
6
DiMaggio & Powell, 1983; Dobbin, 1994; Scott & Meyer, 1994).
7
8 The chapters in the Culture and Organizations section of the volume extend
9 the institutionalism of Stinchcombe and other mid-century organizational
10111 sociologists by highlighting how processes of organizational creation and
11 building are importantly informed by and contribute to broader scale cultural
12 dynamics. Focusing on the rise of a radical group of scientists in the 1960s,
13 Science for the People, Moore and Hala (this volume) shed light on the symbolic
14 processes by which organizational actors are constituted. They highlight how a
15 group of “radical” scientists who dissented from the mainstream scientific
16 community constructed a social movement organization with precarious
17 boundaries that spanned the fields of professional science and the New Left.
18
Sympathetic to the constructivist strands of mid-century social structural
19
20111 analysis, updated with contemporary social-theoretic insights, Moore and
21 Hala provide a content-full social structural analysis that is attentive to the
22 micro-relational processes that comprise organizations.
23 Stevens (this volume) reports on how ideas and broader field social structures
24 support the vitality of U.S. conservative Protestant organizations. Extending
25 Stinchcombe’s (1965) discussion of the organizational production of solidarity,
26 he argues that the robustness of conservative Protestantism has to do with the
27 successful embedding of the faithful in dense and nested organizational relations
28 and the ability of that movement to spawn new organizations that reinforce the
29 faith through practices and routine everyday interactions. Contributing to both
30111
organizational theory and the sociology of religion, Stevens provocatively
31
32 expands the purview of organizational analysis and provides a grounded,
33 relational perspective on how ideas are organizationally sustained.
34 Investigating the emergence of gay and lesbian identity organizations in the
35 San Francisco area, Elizabeth Armstrong (this volume) highlights the processes
36 by which societal transformation related to the rise of the New Left fostered
37 an “identity logic of political organizing,” which in turn enabled new kinds of
38 lesbian/gay organizations to emerge. Like Schneiberg and Stevens, she sees the
39 cultural templates available to actors as limiting the ways they can organize.
40111 Before the emergence of the New Left, homosexual activists lacked a model
of organizing that could successfully produce widespread organizational growth.
The New Left, by providing a context of collective creativity, made possible
the creation of a new organizational model. She theorizes that contexts of
Social Structure and Organizations Revisited 25
1 Alford, 1991; Stryker, 2000; Weber, 1978), how actors manipulate symbol
2 systems to gain or reproduce social status (Bowker & Star, 1999; Breiger, 1995;
3 Hirsch, 1986; Lounsbury & Glynn, 2001; Tilly, 1998), and how organizations
4 come to define their interests in the first place (Clemens, this volume). These
5 kinds of problematics can help to restore broader societal sensibilities to the
6 study of organizations and renew the social structural tradition in light of
7
contemporary developments in social theory.
8
9 More concretely, we believe that organizational sociology can make headway
10111 in these directions by focusing on the study of variation. While the new
11 institutionalism in organizational analysis became prominent through the study
12 of isomorphism and the winnowing of variation (Powell & DiMaggio, 1991),
13 much could be gained by systematically investigating how variation is created
14 (Stinchcombe, 1997). This means that instead of looking for broad patterns
15 across many cases, we must dig deeper into our empirical research sites by
16 disaggregating populations into types and identifying dimensions of variation
17 (Ragin, 2000). A focus on variation leads us away from aspirations of grand
18 theory (Parsons, 1949; Kiser & Hechter, 1998) and towards a more middle
19
range focus on mechanisms and boundary conditions (Granovetter, 1985;
20111
21 Hedström & Swedberg, 1998; Merton, 1957; Somers, 1998; Stinchcombe,
22 1983).
23 Already fruitful empirical avenues include the study of how variation in prac-
24 tices becomes instantiated (DiMaggio & Mullen, 2000; Lounsbury, 2001;
25 Schneiberg & Bartley, 2001), how the actual practices of organizations deviate
26 from their symbolic claims (Brunsson & Jacobsson, 2000; Meyer & Rowan,
27 1977), how organizational forms and practices shift or get transformed over
28 time (Leblebici et al., 1991; Scott et al., 2000; Thornton & Ocasio, 1999), how
29 new kinds of organizational forms emerge (Haveman & Rao, 1997; Rao, 1998;
30111 Ruef, 2000), and how comparable kinds of practices diffuse differently (Davis
31
& Greve, 1997; Strang & Soule, 1998). Per the arguments of this chapter and
32
33 the articles in this volume that contribute to these research directions, future
34 research must continue to focus on the interplay of action and structure, but in
35 ways that take both the political and cultural components of structure seriously
36 (Brieger, this volume; Mohr, 2000; Stryker, this volume) while also attending
37 to the role of invention, innovation and the origins of change (Clemens, this
38 volume; Moore & Hala, this volume). While it is unlikely that simple rational
39 choice approaches to organizational action will contribute to our further under-
40111 standing of these kinds of questions, more direct attention to the role of actors
is needed. For instance, it would be particularly fruitful to continue developing
linkages between structural approaches to organizations and Carnegie school
insights that emphasize how choice is shaped by time-inflected flows of people,
27
28 MICHAEL LOUNSBURY AND MARC J. VENTRESCA
1 solutions, problems and decision situations that occur in more or less ambiguous
2 environments (Heimer, 1985; Heimer & Stinchcombe, 1999; March & Olsen,
3 1976; Ocasio, 1997; Powell & DiMaggio, 1991). These theoretical efforts should
4 be facilitated by methodological advances such as those involving the modeling
5 of structure (Breiger, 2000, this volume).
6
Stinchcombe 1965 charted out terrain in organizational analysis of sociological
7
8 concern. Among other tasks, his essay was an exercise in “specifying ignorance,”
9 that is, in identifying research opportunities neglected or ignored because there was
10111 little intellectual infrastructure to guide the questions or because empirical sources
11 were uncongenial. In short, being the good pragmatist that he is, he worked with
12 the resources and tools at hand to chart a set of questions that gave voice to the
13 institutionalisms of early 20th century U.S. social science (Stinchcombe, 1997;
14 Scott, 2001: chapter 1). The papers in this volume make headway in this project –
15 creating new analytic and methodological language, exploring novel data sources,
16 and speculating about new directions in the sociological study of organizations.
17 The social structural tradition of organizational analysis has proven to be a robust,
18
progressive tradition and is alive and well.
19
20111
21
22 NOTES
23
24 1. While obviously leaving a lot of major works out of that abbreviated list, this is
25 neither the place nor the purpose for a full celebration of Stinchcombe’s body of research.
Instead, we concentrate our attention on and revisit the well-cited 1965 paper, “Social
26
structure and organizations” in an effort to uncover and highlight aspects of the social
27 structural tradition that could usefully extend and invigorate contemporary sociological
28 approaches to the study of organizations.
29 2. We used SSCI to identify all citations of this paper between 1964 and 2000, using
30111 both computerized indexes and a handcheck to capture citations to the paper using variant
31 versions of the title and author name.
32
33
34 ACKNOWLEDGMENTS
35
36 Jenny Omundson provided expert research assistance in the citation analysis
37 tracking Stinchcombe (1965). We would like to thank Howard Aldrich, Lis
38 Clemens, Paul Hirsch, Chick Perrow, Dick Scott, Art Stinchcombe, Mayer Zald,
39 participants at the Social Organization Seminar (SOS) at the University
40111 of Arizona, participants at the Workshop on Organizations, Institutions, and
Change (WOIC) at Northwestern University, as well as all volume contributors
for all their comments, suggestions, enthusiastic support, and encouragement.
We would like to especially thank Elizabeth Armstrong for her very detailed
Social Structure and Organizations Revisited 29
29
30 MICHAEL LOUNSBURY AND MARC J. VENTRESCA
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4
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