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Original Study

High ASMAþ Fibroblasts and Low Cytoplasmic


HMGB1þ Breast Cancer Cells Predict
Poor Prognosis
Kamolporn Amornsupak,1 Pranisa Jamjuntra,2 Malee Warnnissorn,3
Pornchai O-Charoenrat,4 Doonyapat Sa-nguanraksa,4 Peti Thuwajit,2
Suzanne A. Eccles,5 Chanitra Thuwajit2
Abstract
Breast cancer is a major health problem in Thailand as the first-ranked cancer in Thai women. Using the
prognostic markers in both cancer cells and tumor stroma are of benefit for providing an accurate prediction of
disease progression. We found that high ASMAD fibroblasts and low HMGB1 in cancer cells are the most
reliable predictors of metastatic relapse.
Introduction: The influence of cancer-associated fibroblasts (CAFs) and high mobility group box 1 (HMGB1) has been
recognized in several cancers, although their roles in breast cancer are unclear. The present study aimed to determine
the levels and prognostic significance of a-smooth muscle actin-positive (ASMAþ) CAFs, plus HMGB1 and receptor
for advanced glycation end products (RAGE) in cancer cells. Materials and Methods: A total of 127 breast samples,
including 96 malignant and 31 benign, were examined for ASMA, HMGB1, and RAGE by immunohistochemistry. The
c2 test and Fisher’s exact test were used to test the association of each protein with clinicopathologic parameters. The
Kaplan-Meier method or log-rank test and Cox regression were used for survival analysis. Results: ASMAþ fibroblast
infiltration was significantly increased in the tumor stroma compared with that in benign breast tissue. The levels of
cytoplasmic HMGB1 and RAGE were significantly greater in the breast cancer tissue than in the benign breast tissues.
High ASMA expression correlated significantly with large tumor size, clinical stage III-IV, and angiolymphatic and
perinodal invasion. In contrast, increased cytoplasmic HMGB1 correlated significantly with small tumor size, pT stage,
early clinical stage, luminal subtype (but not triple-negative subtype), and estrogen receptor and progesterone
receptor expression. The levels of ASMA (hazard ratio, 14.162; P ¼ .010) and tumor cytoplasmic HMGB1 (hazard ratio,
0.221; P ¼ .005) could serve as independent prognostic markers for metastatic relapse in breast cancer patients. The
ASMA-high/HMGB1-low profile provided the most reliable prediction of metastatic relapse. Conclusion: We present
for the first time, to the best of our knowledge, the potential clinical implications of the combined assessment of
ASMAþ fibroblasts and cytoplasmic HMGB1 in breast cancer.

Clinical Breast Cancer, Vol. 17, No. 6, 441-52 ª 2017 The Authors. Published by Elsevier Inc. This is an open access article
under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
Keywords: a-Smooth muscle actin, Breast cancer, High mobility group box 1, Metastasis-free survival, RAGE

Introduction proportion of cases remain resistant to treatment and patients develop


Breast cancer is the leading malignancy affecting women worldwide, disease relapse.3,4 Metastasis is still the major cause of treatment failure
including Thai women.1,2 Although early detection and innovative and death.3,5 Sensitive and specific prognostic markers that can predict
treatment regimens are leading to improved survival, a significant the risk of metastasis in patients with breast cancer are still needed.

1
Department of Immunology, Graduate Program in Immunology Submitted: Dec 28, 2016; Revised: Apr 4, 2017; Accepted: Apr 6, 2017; Epub: Apr
2
Department of Immunology 21, 2017
3
Department of Pathology
4
Division of Head, Neck and Breast Surgery, Department of Surgery, Faculty of Address for correspondence: Chanitra Thuwajit, PhD, Department of Immunology,
Medicine, Siriraj Hospital, Mahidol University, Bangkok, Thailand Faculty of Medicine, Siriraj Hospital, Mahidol University, 2 Wanglang Road, Bangkok
5
Cancer Research UK Cancer Therapeutics Unit, The Institute of Cancer Research, 10700, Thailand
Sutton, United Kingdom E-mail contact: cthuwajit@yahoo.com

- 441
1526-8209/ª 2017 The Authors. Published by Elsevier Inc. This is an open access article
under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
http://dx.doi.org/10.1016/j.clbc.2017.04.007 Clinical Breast Cancer October 2017
ASMA and HMGB1 in Breast Cancer
The tumor microenvironment encompasses cellular and noncel- cancer (TNBC) than in those with low expression.27 Recently, it has
lular components that significantly influence breast cancer cell been shown that HMGB1 expression in lung cancer cells can be
behavior through soluble and cell-mediated interactions.6 Fibro- induced by diffusible factors from surrounding activated
blasts constitute most stromal cells within breast carcinoma.7 The fibroblasts.28
effect of activated fibroblasts or cancer-associated fibroblasts (CAFs) RAGE has been accepted as a key receptor for HMGB1 on
in breast cancer progression and metastasis has been increasingly tumor cells.29 RAGE was upregulated in breast cancer tissues and
recognized.7,8 a-Smooth muscle actin-positive (ASMAþ) spindle- associated with poor prognostic parameters, including distant
shaped cells9 have been traditionally defined as CAFs.8 The metastasis.30 In support of these findings, RAGE expression was
increased ASMA expression in stromal cells in breast cancer patients associated with highly aggressive and metastatic breast cancer,
was shown to correlate with a poor overall survival rate, although the including the TNBC subtype.31 Using both HMGB1 and RAGE as
number of studied cases was low.10 Moreover, CAFs have been prognostic markers has been investigated in several malignancies
proposed to promote drug resistance in breast cancer cells.11,12 such as colorectal32 and prostate,33 but not in breast, cancer. In a
Soluble molecules in the tumor stroma have also been established study of 51 breast cancer cases, patients with high HMGB1 levels
as potential players in cancer progression and metastasis. High and low RAGE levels in the serum had no response to neoadjuvant
mobility group box 1 (HMGB1), an abundant non-histone nuclear chemotherapy.34 According to our review of the published data, no
protein produced by both tumor and stromal cells, has been studies have been reported concerning the relationship between the
implicated in various intracellular biologic processes, including expression levels of HMGB1 and RAGE in breast cancer or stromal
transcription and DNA repair.13 HMGB1 can also be liberated into tissues and their potential as prognostic markers.
the microenvironment by either active secretion from stressed cells The present study explored the clinical implications of ASMA
or passive release from damaged or dying cells.13 Secreted HMGB1 expression (as a marker of activated fibroblasts) and the expres-
is considered as a prototypic “damage-associated molecular pattern” sion of HMGB1 and RAGE and/or their combination in breast
molecule or as a danger signal eliciting immune responses.14 In tumor tissues. Thai breast cancer patients (n ¼ 96) were inves-
addition, HMGB1 has been increasingly recognized as an extra- tigated for these 3 protein markers to establish whether any
cellular component involved in several pathologic conditions individual protein or combination would correlate with the
(including inflammation and cancer) by way of the receptor for clinicopathologic parameters and predict the probability of
advanced glycation end products (RAGE).15,16 RAGEeHMGB1 metastatic relapse.
interactions reportedly promoted tumor proliferation, metastatic
ability, and regrowth after chemotherapy in glioma, gastric cancer, Materials and Methods
and colon cancer models.17-19 Patients and Specimens
Although overexpression of HMGB1 has been detected in breast A total of 96 cases of invasive ductal carcinoma, including 15
cancer,20,21 its function remains controversial owing to its apparent cases of inflammatory breast cancer (IBC) and others defined in the
conflicting tumor-promoting and tumor-suppressive roles.13 For present study as “non-IBC,” were included in the present study.
example, nuclear HMGB1 has been shown to modulate telomere The mean patient age was 50.2  11.3 years. All paraffin-embedded
homeostasis leading to a decrease in radiosensitivity.22 In contrast, it tissues were obtained from patients with a diagnosis of primary
has been reported that nuclear HMGB1 suppressed breast cancer invasive breast cancer undergoing surgery at Siriraj Hospital,
cell proliferation in vitro and reduced tumor growth in vivo in an Mahidol University Bangkok from 2006 to 2011. All patients were
RB-dependent fashion.23 Moreover, HMGB1 released by hypoxic preoperatively chemotherapy and radiotherapy naive. We used 31
stress induced tumor cell invasion by RAGE-induced nuclear factor- benign lesions, including tissue samples from 19 cases of breast
kB nuclear accumulation, matrix metallopeptidase-2 and matrix fibroadenoma and 12 cases of breast abscess, were used as negative
metallopeptidase-9 activation,24 and promoted doxorubicin resis- (nonmalignant) controls. The clinicopathologic data for each
tance by autophagy induction.11 Furthermore, extracellular patient were collected to analyze their correlation with HMGB1,
HMGB1 contributed to chemotherapy-induced antitumor immune RAGE, and ASMA expression (Table 1). The MFS was observed by
responses by binding to toll-like receptor 4 on dendritic cells,25 following up the patients for 5 years or until death. All tissue
which was explained by the induction of antigen presentation samples with their clinicohistopathologic records were obtained
leading to activation of tumor-specific T cells. from the pathology department (Faculty of Medicine, Siriraj
The prognostic significance of HMGB1 expression in breast Hospital, Mahidol University) under approval of the Siriraj insti-
cancer patients remains controversial. Sun et al20 showed that tutional review board (COA no. si274/2010).
increased nuclear HMGB1 expression in breast tissues correlated
significantly with differentiation grade, TNM stage, and lymphatic Sample Size Calculation
metastasis in 56 breast cancer cases. In contrast, in a different study, The minimal number of cases for immunohistochemical (IHC)
HMGB1þ breast cancer patients had a significantly better outcome staining of ASMA, HMGB1, and RAGE were calculated from the
after adjuvant anthracycline-based chemotherapy.26 The combined sample size calculation formula according to the prevalence of each
expression of nuclear HMGB1 and the autophagy marker LC3B protein in human breast cancer tissues previously reported
was significantly associated with prolonged metastasis-free survival (ie, 28.15%,10 75%,35 and 76%,30 respectively). A simplified for-
(MFS). The combination of high HMGB1 with other molecules mula was used: n ¼ Z2  P  (1  P)/d2. In the present study, a Z
such as the nuclear cell cycle-associated protein geminin was linked score of 1.96, P values of .2815, .75, and .76, and d of 0.1, which
to significantly shorter MFS in patients with triple-negative breast showed that 78, 72, and 71 samples were required for ASMA,

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Kamolporn Amornsupak et al
IHC Examination of ASMA, HMGB1, and RAGE
Table 1 Demographic Patient Data
Paraffin-embedded benign and malignant breast tissues were
Characteristic n (%) baked at 60 C overnight and then deparaffinized in xylene. The
IDC patients 96 (100) dewaxed tissues were rehydrated sequentially in decreasing concen-
Non-IBC 81 (84.4) trations of ethanol and rinsed in running tap water and distilled
IBC 15 (15.6) water according to a standard protocol. Heat-induced antigen
retrieval was performed in a 95 C water bath for 1 hour by incu-
Age (y)
bation with Tris/ethylenediaminetetraacetic acid buffer (pH 9.0) for
50 54 (56.3)
HMGB1 and RAGE staining and with citrate buffer (pH 6) for
>50 42 (43.8)
ASMA staining. Endogenous peroxidase was blocked by 1%
Tumor size (mm)
hydrogen peroxide in methanol for 30 minutes at room temperature
20 38 (39.6)
followed by blocking nonspecific-binding sites with 2% bovine
>20 58 (60.4) serum albumin for 30 minutes at room temperature. The sections
pT stage were subsequently incubated with 1:100 rabbit anti-HMGB1
T1-T2 88 (87.5) (Ab18256; Abcam, Cambridge, MA), 1:200 goat anti-RAGE anti-
T3-T4 12 (12.5) body (sc-8229; Santa Cruz Biotechnology, Santa Cruz, CA), or
pN stage 1:2000 mouse anti-ASMA (A5228; Sigma-Aldrich, St. Louis, MO)
N0 36 (37.5) overnight at 4 C. Secondary antibodies, including EnVisionþ
N1-N3 64 (62.5) System-horseradish peroxidase (HRP)-labeled polymer anti-rabbit
Histologic grade (K4003; Dako, Carpinteria, CA), EnVisionþ System HRP-labeled
WD/MD 57 (59.4) polymer anti-mouse (K4001; Dako), and HRP-conjugated rabbit
PD 39 (40.6) anti-goat IgG (HAF017; R&D Systems, Minneapolis, MN), were
Clinical stage used for HMGB1, RAGE, and ASMA, respectively. The immuno-
reactive signal was developed by Liquid DABþ Substrate Chromogen
I-II 52 (54.2)
System (K3467; Dako) and counterstained with hematoxylin. The
III-IV 44 (45.8)
tissue slides were dehydrated, mounted, and analyzed further using a
LN metastasis
Aperio ScanScope scanner (Leica Biosystems, Buffalo Grove, IL).
No 50 (52.1)
Yes 46 (47.9)
Evaluation of IHC Staining
Angiolymphatic invasion The sections were semiquantitatively evaluated and scored by 2
No 64 (66.7) investigators, 1 of whom was a board-certified pathologist; both
Yes 32 (33.3) were unaware of the clinical parameters. To grade the IHC results,
Perinodal invasion the staining intensity was recorded on a scale of 0 to 3 (0, negative;
No 79 (82.3) 1, weak; 2, moderate; and 3, strong). The proportion of positively
Yes 17 (17.7) stained cells in relation to the whole tumor-involved area was scored
Tumor subtype as 0, 1 (1%-25%), 2 (26%-50%), 3 (51%-75%), and 4 (> 75%).
TN 21 (21.9) The expression of ASMA was graded as the percentage of ASMA-
HER2þ 11 (11.5) positive fibroblasts in the stromal compartment of the lesion.
Luminal 64 (66.7) HMGB1 expression was scored as the intensity of cytoplasmic
ER
HMGB1 in cancer cells compared with that of mammary cells in
normal adjacent areas in breast cancer tissue or benign breast tissue.
Negative 33 (34.4)
RAGE expression in tumor cells was calculated as the sum of the
Positive 63 (65.6)
staining intensity and proportion of RAGEþ cancer cells compared
PR
with normal mammary cells in benign breast tissues. The total
Negative 39 (40.6)
RAGE expression score ranged from 0 to 7, and the total score for
Positive 57 (59.4)
ASMA and HMGB1 expression was 0 to 4 and 0 to 3, respectively.
HER2 Using these criteria, the final score was divided into low and high
Negative 53 (55.2) expression groups according to the cutoff of 5, 3, and 3 for RAGE,
Positive 33 (34.4) ASMA, and cytoplasmic HMGB1, respectively. These were the
Equivocal 10 (10.4) mid-values of the IHC score for each protein. The correlation of
each factor with the clinicopathologic parameters and the effect on
Abbreviations: ER ¼ estrogen receptor; IBC ¼ inflammatory breast cancer; IDC ¼ invasive
ductal carcinoma; LN ¼ lymph node; MD ¼ moderately differentiated; PD ¼ poorly differ- MFS of the patients was analyzed.
entiated; PR ¼ progesterone receptor; TN ¼ triple negative; WD ¼ well differentiated.
Statistical Analysis
HMGB1, and RAGE examination, respectively. Therefore, the The c2 test or Fisher’s exact test was used to analyze the clin-
sample size in the present study met the requirements and was icopathohistologic relevance of ASMA, RAGE, and cytoplasmic
powered to prove or disprove our hypothesis. HMGB1 in the breast cancer tissues. The effect of expression on

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ASMA and HMGB1 in Breast Cancer
MFS was plotted using the Kaplan-Meier method and log-rank test. were used, including the forced-entry method and the forward-
MFS was defined as the interval between the date of diagnosis and stepwise method. All the statistical analyses were performed using
the date of the first distant metastasis or death. Patients who were SPSS, version 17.0, statistical software. P < .05 was considered
alive and relapse free at the last contact with a follow-up period of  statistically significant.
5 years were censored at the last follow-up visit. Patients with a
follow-up period of < 5 years were excluded from the MFS analysis. Results
Univariate and multivariate Cox regression analyses of potential ASMA, Cytoplasmic HMGB1, and RAGE Expression in
factors were performed to identify the significant predictors for Benign and Malignant Breast Cancer Tissue
metastatic relapse. For multivariate Cox regression analysis, different In the present study, ASMAþ spindle-shaped cells were taken to
methods for predictor selection (independent variable selection) represent activated CAFs in the breast cancer tissues. As a smooth

Figure 1 Immunohistochemical Staining of a-Smooth Muscle Actin (ASMA), Cytoplasmic High Mobility Group Box 1 (HMGB1) and
Receptor for Advanced Glycation End Products (RAGE) in Breast Cancer Patient Samples and Control Tissues. (A) ASMA
Expression in Normal Myoepithelial Cells in Benign Tissue. (B) Low and (C) High ASMA Expression of Activated Fibroblasts in
Breast Cancer Tissue. (D) Cytoplasmic HMGB1 Expression in Normal Mammary Cells in Benign Tissue. (E) Low and (F) High
Cytoplasmic HMGB1 Expression of Tumor Cells in Breast Cancer Tissue. (G) RAGE Expression in Normal Mammary Cells. (H)
Low and (I) High RAGE Expression of Tumor Cells in Breast Cancer Tissue. Original Magnification 3200. Bars Represent 200
mm. Graphs Show Distribution of (J) ASMA, (K) HMGB1, and (L) RAGE in Several Groups of Tissues. P < .05 and P < .001
Compared With Expression in Benign Breast Disease Tissue

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Table 2 Correlations of ASMA Expression With Clinicopathologic Characteristics in Breast Cancer (c2 Test)

96 With BC 81 With Non-IBC 15 With IBC


Characteristic Low High P Value Low High P Value Low High P Value
Age (y) .825 .882 .580
50 23 31 18 30 5 1
>50 16 26 11 22 5 4
Tumor size (mm) .010a .007a .600
20 22 16 18 15 4 1
>20 17 41 11 37 6 4
pT stage .889 .087 1.000
T1-T2 27 39 27 39 0 0
T3-T4 12 18 2 13 10 5
pN stage .217 .063 .258
N0 18 18 17 18 0 0
N1-N3 39 21 12 34 9 5
Histologic grade .321 .275 1.000
WD/MD 26 31 20 28 10 5
PD 13 26 9 24 0 0
Clinical stage .159 .004a 1.000
I-II 25 27 25 27 0 0
III-IV 14 30 4 25 10 5
LN metastasis .525 .535 .524
No 21 29 19 29 2 0
Yes 18 28 10 23 8 5
Angiolymphatic invasion .270 .034a 1.000
No 29 35 26 34 3 1
Yes 10 22 3 18 7 4
a
Perinodal invasion .190 .048 1.000
No 35 44 28 41 7 3
Yes 4 13 1 11 3 2
Tumor subtype
TN 8 13 .987 6 11 .814 2 2 .560
þ
HER2 3 8 .516 2 7 .478 1 1 1.000
Luminal 28 36 .508 21 34 .688 7 2 .329
ER .692 .688 .608
Negative 12 21 8 18 4 3
Positive 27 36 21 34 6 2
PR .781 .848 1.000
Negative 17 22 12 19 5 3
Positive 22 35 17 33 5 2
HER2 1.000
Negative 23 30 .686 23 18 .853 5 3
Positive 13 20 .967 13 7 .642 5 2 1.000
Equivocal 3 7 .735 3 3 .688 0 0 1.000

Abbreviations: ASMA ¼ a-smooth muscle actin; BC ¼ breast cancer; ER ¼ estrogen receptor; IBC ¼ inflammatory breast cancer; LN ¼ lymph node; MD ¼ moderately differentiated; PD ¼ poorly
differentiated; PR ¼ progesterone receptor; TN ¼ triple negative; WD ¼ well differentiated.
a
P < .05.

muscle actin protein, the expression of ASMA was mainly observed tissues (52 of 81), 33.3% of IBC tissues (5 of 15), and 6.5% of
in endothelial and myoepithelial cells in benign tissues (Figure 1A). benign breast lesions (2 of 31; Figure 1J). Overexpression of
In contrast, ASMA was clearly present in fibroblasts in breast cancer ASMAþ fibroblasts was significantly increased in breast cancer
tissues with varying degrees of expression (Figure 1B, C). High tissues of both non-IBC and IBC subtypes compared with benign
levels of ASMAþ fibroblasts were detected in 64.2% of non-IBC breast tissues (P < .001 and P ¼ .029, respectively).

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ASMA and HMGB1 in Breast Cancer
As a nonhistone nuclear protein, the HMGB1 protein exhibited Increased RAGE expression in 96 breast cancer tissue specimens
nuclear localization in mammary epithelial, immune, and stromal showed no statistically significant association with any clinicopath-
cells in benign breast tissues (Figure 1D). The expression of ologic parameter (data not shown). In the subgroup analysis, similar
HMGB1 protein was observed in both nuclei and cytoplasm of results (no statistical significance with any clinicopathologic
breast cancer cells, with various staining intensities in the latter parameters) were found in the non-IBC and IBC cases. Therefore,
(Figure 1E, F). Cells with high cytoplasmic HMGB1 levels were only the larger non-IBC subgroup was used in further analysis to
detected in 56.8% of non-IBC cancers (46 of 81), 53.3% of IBC correlate with MFS of the patients.
cancers (8 of 15), and only 3.2% of benign breast lesions (1 of 31;
Figure 1K). Cytoplasmic HMGB1 levels were significantly Prognostic Significance of ASMA, Cytoplasmic HMGB1,
increased in breast cancer tissues in both non-IBC and IBC lesions and RAGE Expression With MFS
compared with benign breast tissues (P < .001 and P < .001, We used the Kaplan-Meier method and log-rank test to identify
respectively). any prognostic implications of ASMA, cytoplasmic HMGB1, and
IHC staining showed membranous and cytoplasmic staining RAGE expression on the MFS of the patients with breast cancer.
patterns for RAGE expression. The immunoreactivity of RAGE in The treatment regimens of the patients were analyzed and showed
benign breast samples was weak (Figure 1G). Only a few cells with no statistically significant differences between the patients with
strong staining were seen, such as those in breast abscesses in which low and high levels of each of these 3 proteins (Supplemental
inflammation was present. RAGE immunoreactivity in the cancer Tables 1 and 2; available in the online version). The MFS of
tissue sections was stronger than in that in the benign disease tissues patients with high ASMA expression was significantly lower than
(Figure 1H, I). High levels of RAGEþ cells were detected in 50.6% that of patients with low ASMA expression (P ¼ .001; Figure 2A).
of non-IBC (41 of 81), 53.3% of IBC (8 of 15), and 22.6% of In contrast, patients with high cytoplasmic HMGB1 expression
benign lesion samples (7 of 31; Figure 1L). Overexpression of had significantly better MFS than those with low HMGB1
RAGE was significantly greater in non-IBC tissues compared with expression (P ¼ .004; Figure 2B). However, no effect of RAGE
that in normal breast tissues (P ¼ .011). expression on MFS was detected in the present cohort study
(P ¼ .484; Figure 2C). We further assessed the potential utility of
Correlation of ASMA, Cytoplasmic HMGB1, and RAGE these markers in combination. The results showed that patients
Expression With Clinicohistopathologic Characteristics in who had either high ASMA expression (P ¼ 1.37  105) or
Breast Cancer RAGE expression (P ¼ .001) with low cytoplasmic HMGB1
The relationship of ASMA expression in fibroblasts with various expression had a significantly worse prognosis than those with only
clinical and histopathologic features was analyzed using c2 tests. In 1 positive marker (Figure 2D, E). Moreover, patients with high
96 breast cancer patients, no statistically significant correlation was ASMA and RAGE expression and low cytoplasmic HMGB1
found between ASMA expression and any clinicohistopathologic expression had a rather poor prognosis, with high statistical sig-
features, except for large tumor size (P ¼ .01; Table 2). In a sub- nificance (P ¼ 1.87  106; Figure 2F). Patients with high ASMA
group analysis of 81 non-IBC cases, overexpression of ASMA was and RAGE expression and low cytoplasmic HMGB1 expression
significantly associated with large tumor size (P ¼ .007), high had MFS (1159.67  291.57 days) that was significantly shorter
clinical stage (P ¼ .004), angiolymphatic involvement (P ¼ .034), than that of the groups with different patterns of these 3 markers
and perinodal invasion (P ¼ .048; Table 2). However, no signifi- (eg, high ASMA, RAGE, and cytoplasmic HMGB1 expression
cant association was found between ASMA expression and any with approximately 2403.65  94.48 days; P ¼ 1.87  106).
parameter in the 15 IBC cases. These results imply that ASMA Other significant clinicopathologic characteristics, including
protein levels (as a surrogate for CAF infiltration) might be an tumor size, pT stage, pN stage, clinical stage, perinodal invasion,
appropriate prognostic marker for predicting the metastatic poten- luminal subtype, ER expression, and PR expression, correlated
tial of breast cancer, but only in non-IBC cases. with MFS with statistical significance (Supplemental Figure 1;
The cytoplasmic HMGB1 expression levels in breast cancer tissues available in the online version).
were significantly associated with small tumor size (P ¼ .031), low On univariate analysis, higher ASMA expression in fibroblasts
clinical stage (P ¼ .01), luminal subtype (P < .001) but not the and an increased risk of metastasis was observed (hazard ratio [HR],
TNBC subtype (P < .001) in accordance with the presence of 13.048; 95% confidence interval [CI], 1.721-98.892; P ¼ .013;
estrogen receptor (ER; P < .001), progesterone receptor (PR; Table 4). In contrast, high cytoplasmic HMGB1 expression in
P ¼ .007), and HER2 expression (P ¼ .028; Table 3). In the tumor cells was associated with a significantly decreased risk of
subgroup analysis, a similar pattern was detected in patients with non- metastasis (HR, 0.243; 95% CI, 0.084-0.700; P ¼ .009; Table 4).
IBC. Increased cytoplasmic HMGB1 overexpression was significantly However, no association between RAGE expression and the risk of
associated with small tumor size (P ¼ .030), low pT stage (P ¼ .02), breast cancer metastasis was observed (HR, 1.421; 95% CI, 0.529-
low clinical stage (P ¼ .005), and the presence of ER (P < .001) and 3.816; P ¼ .486; Table 4). In addition, the risk of metastatic relapse
PR (P ¼ .018) in 81 non-IBC cases. Elevated cytoplasmic HMGB1 was significantly increased in patients with specific expression
expression in IBC tissues correlated significantly with TNBC patterns, including (1) ASMA-high/HMGB1-low (HR, 7.049; 95%
(P ¼ .026), luminal subtype (P ¼ .041), and the presence of ER CI, 2.540-19.592; P ¼ 1.77  104); (2) RAGE-high/HMGB1-
(P ¼ .041; Table 3). The significant correlation of tumor subtype low (HR, 4.662; 95% CI, 1.745-12.460; P ¼ .002); and (3)
(TNBC and luminal subtypes) with cytoplasmic HMGB1 expression ASMA-high/RAGE-high/HMGB1-low (HR, 7.885; 95%
was consistently found in both IBC and non-IBC cases. CI, 2.896-21.470; P ¼ 5.33  105; Table 4).

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Kamolporn Amornsupak et al
Table 3 Correlations of Cytoplasmic HMGB1 Expression With Clinicopathologic Characteristics (c2 Test)

96 With BC 81 With Non-IBC 15 With IBC


Characteristic Low High P Value Low High P Value Low High P Value
Age (y) .567 .422 1.000
50 25 29 23 25 2 4
>50 17 25 12 21 5 4
Tumor size (mm) .031a .030a 1.000
20 11 27 9 24 2 3
>20 31 27 26 22 5 5
pT stage .471 .020a 1.000
T1-T2 24 42 24 42 0 0
T3-T4 11 12 11 4 7 8
pN stage .071 .101 1.000
N0 11 25 11 24 0 1
N1-N3 31 29 24 22 7 7
Histologic grade .321 .306 .415
WD/MD 40 49 33 41 7 8
PD 2 5 2 5 2 5
Clinical stage .010a .005a 1.000
I-II 16 36 16 36 0 0
III-IV 26 18 19 10 7 8
LN metastasis .072 .139 1.000
No 17 33 17 31 0 2
Yes 25 21 18 15 1 6
Angiolymphatic invasion .827 .769 .569
No 28 36 27 33 1 3
Yes 14 18 8 13 6 5
Perinodal invasion .266 .406 .608
No 32 47 28 41 4 6
Yes 10 7 7 5 3 2
Tumor subtype
TN 19 2 <.001a 15 2 <.001a 4 0 .026a
HER2þ 5 6 1.000 4 5 1.000 1 1 1.000
Luminal 18 46 <.001a 16 39 <.001a 2 7 .041a
ER <.001 a
.041a
Negative 25 8 19 7 <.001 a
6 2
Positive 17 46 16 39 1 7
PR .007a .018a .315
Negative 24 15 19 12 5 3
Positive 18 39 16 34 2 5
HER2 .315
Negative 29 24 .028a 24 21 .067 5 3
Positive 10 23 .088 8 18 .189 2 5
Equivocal 3 7 .505 3 7 .502 0 0

Abbreviations: BC ¼ breast cancer; ER ¼ estrogen receptor; HMGB1 ¼ high mobility group box 1; IBC ¼ inflammatory breast cancer; LN ¼ lymph node; MD ¼ moderately differentiated;
PD ¼ poorly differentiated; PR ¼ progesterone receptor; TN ¼ triple negative; WD ¼ well differentiated.
a
P < .05.

Furthermore, the multivariate Cox proportional hazard regression considered an independent prognostic factor of metastatic relapse in
model with significant covariates from univariate analysis was used to patients with breast cancer (HR, 9.891; 95% CI, 1.094-89.432;
more accurately estimate the independent prognostic factors for MFS. P ¼ .041; Table 5). Moreover, the forward-stepwise method, in
The results from the forced-entry method, in which all variables were which the variables were entered in a stepwise fashion, beginning with
entered in a single step, showed that ASMA expression could be the variable most strongly associated with the outcome variable, was

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ASMA and HMGB1 in Breast Cancer
Figure 2 Correlation of a-Smooth Muscle Actin (ASMA), Cytoplasmic High Mobility Group Box 1 (HMGB1) and Receptor for Advanced
Glycation End Products (RAGE) Expression on Metastasis-free Survival (MFS) of Patients With Breast Cancer. (A-C) Kaplan-
Meier Analysis (Log-rank Test) Showed an Association Between MFS and (A) ASMA Expression in Stromal Fibroblasts, (B)
Cytoplasmic HMGB1 Expression, and (C) RAGE Expression in Tumor Cells. The Following Combinations of ASMA,
Cytoplasmic HMGB1, and RAGE Receptor Staining Pattern Predicted for an Unfavorable Prognosis: (D) ASMA-high/
Cytoplasmic HMGB1-low, (E) RAGE-high/Cytoplasmic HMGB1-low, and (F) ASMA-high/RAGE-high/Cytoplasmic HMGB1-low

used to achieve the best set of predictors. The results indicated that advanced treatments and understanding of the molecular biology of
ASMA expression in activated fibroblasts and cytoplasmic HMGB1 breast cancer have helped to improve patient survival, complete
expression in tumor cells constituted independent predictive factors of tumor regression and cure are still limited.4,5 Therefore, markers to
metastasis in breast cancer (Table 5). The relative hazard of metastasis predict a high possibility of metastatic relapse are required to tailor
in the high ASMA group was approximately 14.2-fold compared with treatment to those patients at greatest risk.
that of the low ASMA group (P ¼ .01; Table 5). The relative hazard In the present study, we investigated the expression of activated
of metastasis in patients with high cytoplasmic HMGB1 expression fibroblasts defined by ASMAþ spindle-shaped cells and the
was approximately 0.2-fold compared with that for those with low expression of cytoplasmic HMGB1 and its receptor, RAGE, in 96
cytoplasmic HMGB1 expression (P ¼ .005; Table 5). The multi- paraffin-embedded invasive ductal carcinoma specimens. The
variate analysis further confirmed the results from the Kaplan-Meier translocation of nuclear HMGB1 to the cytoplasm and its secretion
analysis and identified the truly significant effect of ASMA and were initially identified in colon and liver cancers.36 In addition,
cytoplasmic HMGB1 (but not RAGE) expression as a predictive positive correlations of nuclear and cytoplasmic HMGB1 expression
marker of MFS in breast cancer (Figure 2). Therefore, the combined levels have been observed in breast cancer tissues.21 It has been
expression of ASMA and HMGB1 could be the best set with which assumed that the level of HMGB1 in the cytoplasm of cancer cells
to improve effectiveness of the prediction (Figure 2D). Moreover, this might represent the level of HMGB1 released to the extracellular
finding indicates that ASMA expression could be considered a risk milieu. Thus, the grade of cytoplasmic HMGB1 intensity was
factor for increasing the chance of metastatic relapse in breast cancer selected in the present study.
patients, and cytoplasmic HMGB1 could be considered a protective Our results revealed that ASMAþ fibroblast (CAF) infiltration
factor, decreasing the chance of metastasis. and the expression of cytoplasmic HMGB1 and RAGE were clearly
greater in breast tumor stroma in both non-IBC and IBC tissues
Discussion compared with noncancerous tissues, including fibroadenoma and
Metastasis remains the major cause of treatment failure and breast abscess. However, the prognostic significance of these 3
cancer-related mortality in breast cancer patients.6 Although proteins was demonstrated only in non-IBC samples. This might be

448 - Clinical Breast Cancer October 2017


Kamolporn Amornsupak et al
Table 4 Univariate Analysis (Cox Regression) of Factors Table 4 Continued
Associated With MFS
Univariate Analysis (Cox Regression)
Univariate Analysis (Cox Regression)
Characteristic n/Event HR 95% CI P Value
Characteristic n/Event HR 95% CI P Value Cytoplasmic .243 0.084-0.700 .009a
Age (y) 1.352 0.503-3.632 .550 HMGB1
50 41/9 Low 25/11
>50 25/7 High 41/5
Tumor size (mm) 4.138 1.177-14.540 .027a RAGE 1.421 0.529-3.816 .486
20 29/3 Low 34/7
>20 37/13 High 32/9
pT stage 3.35 1.159-9.684 .026 a
ASMA-high/ 7.049 2.540-19.592 1.77  104a
HMGB1-low
T1-T2 56/11
No 50/6
T3-T4 10/5
Yes 16/10
pN stage 7.491 1.700-33.007 .008a
RAGE-high/ 4.662 1.745-12.460 .002a
N0 31/2
HMGB1-low
N1-N3 35/14
No 52/8
Histologic grade 2.093 0.778-5.632 .144
Yes 14/8
WD/MD 39/7
ASMA-high/RAGE- 7.885 2.896-21.470 5.33  105a
PD 27/9 high/HMGB1-low
Clinical stage 3.638 1.361-9.723 .010a No 57/9
I-II 49/8 Yes 9/7
III-IV 17/8
Abbreviations: ASMA ¼ a-smooth muscle actin; CI ¼ confidence interval; ER ¼ estrogen
LN metastasis 1.509 0.566-4.023 .411 receptor; HMGB1 ¼ high mobility group box 1; HR ¼ hazard ratio; LN ¼ lymph node;
No 39/8 MD ¼ moderately differentiated; MFS ¼ metastasis-free survival; PD ¼ poorly differentiated;
PR ¼ progesterone receptor; RAGE ¼ receptor for advanced glycation end products;
Yes 27/8 TN ¼ triple negative; WD ¼ well differentiated.
a
P < .05.
Angiolymphatic 1.387 0.481-3.94 .545
invasion
No 49/11 explained by the inflammatory mediators and proteases found in the
Yes 17/5 microenvironment of IBC, which induce and facilitate tumor
Perinodal invasion 3.668 1.270-10.596 .016a
invasion and host immunosuppression.37 Thus, many factors might
be involved in determining the prognosis of IBC patients, far
No 57/11
beyond the 3 proteins evaluated in the present study.
Yes 9/5
Several studies have revealed the influence of CAFs on prolifer-
Luminal 0.260 0.094-0.718 .009a
ation, invasion, and drug resistance in breast cancer.11,38-40 More-
No 23/10
over, the potential use of some CAF molecular markers in clinical
Yes 43/6 diagnosis and prognosis of breast cancer have already been consid-
HER2þ 1.850 0.527-6.494 .337 ered.9 Recently, ASMA expression in tumor stromal cells was
No 58/13 quantified in 60 breast cancer patients using image analysis, and
Yes 8/3 increased ASMA expression was detected in patients with metastasis
Basal 3.279 1.215-8.849 .019a compared with the metastasis-free group and correlated with poorer
No 51/9 overall survival.10 In agreement with our findings from a larger
Yes 15/7 number of breast cancer cases, a significant correlation of increased
ER .260 0.094-0.718 .009a ASMAþ fibroblast infiltration with shorter MFS and greater disease
Negative 23/10 aggressiveness (eg, large tumor size, high clinical stage, and angio-
Positive 43/6 lymphatic or perinodal invasion) were demonstrated. We have
PR 0.356 0.129-0.980 .046a previously shown that substances secreted by primary cultures of
Negative 27/10
CAFs (but not normal fibroblasts) can induce breast cancer cell drug
resistance.11 Such findings support a correlation between the pres-
Positive 39/6
ence of ASMAþ fibroblasts and breast cancer progression. These
ASMA 13.048 1.721-98.892 .013a
data, taken together, suggest the feasibility of using ASMAþ fibro-
Low 27/1
blasts as a prognostic marker to aid in prediction of breast cancer
High 39/15
aggressiveness.

Clinical Breast Cancer October 2017 - 449


ASMA and HMGB1 in Breast Cancer
Table 5 Multivariate Analysis (Cox Regression) for MFS Predictor

Multivariate Analysis (Forced-entry Method) Multivariate Analysis (Forward-stepwise Method)


Characteristic HR 95% CI P Value HR 95% CI P Value
Tumor size (mm)
20 1.976 0.464-8.417 .357
>20
pT stage
T1-T2 0.771 0.162-3.674 .744
T3-T4
pN stage
N0 3.122 0.519-18.792 .214
N1-N3
Clinical stage
I-II 0.575 0.133-2.486 .459
III-IV
Luminal type
No 0.653 0.104-4.114 .650
Yes
Basal type
No 2.283 0.439-11.877 .327
Yes
ASMA
Low 9.891 1.094-89.432 .041a 14.162 1.863-107.652 .010a
High
Cytoplasmic HMGB1
Low 0.430 0.096-1.930 .270 0.221 0.076-0.641 .005a
High
RAGE
Low 1.357 0.410-4.489 .617
High

Abbreviations: ASMA ¼ a-smooth muscle actin; CI ¼ confidence interval; ER ¼ estrogen receptor; HMGB1 ¼ high mobility group box 1; HR ¼ hazard ratio; LN ¼ lymph node; MD ¼ moderately
differentiated; MFS ¼ metastasis-free survival; PD ¼ poorly differentiated; PR ¼ progesterone receptor; RAGE ¼ receptor for advanced glycation end products; TN ¼ triple negative; WD ¼ well
differentiated.
a
P < .05.

Overexpression of HMGB1 is associated with several hallmarks consider that HMGB1 released after cell death induced by
of cancer, including metastasis.16 However, the paradoxical roles of chemotherapy might have a role, which could stimulate immune-
HMGB1 as an anti- or pro-tumor protein in tumor development mediated eradication of breast tumor cells. Hence, the level of
and cancer therapy have been noted.13 In breast cancer, increased cytoplasmic HMGB1 in cancer cells might be considered a prog-
nuclear or cytoplasmic HMGB1 expression has been correlated with nostic marker to select the appropriate regimen of chemotherapeutic
either a good or poor prognosis.20,21 Nuclear HMGB1 expression in agents. Breast cancer patients with low HMGB1 (intrinsic levels and
breast cancer tissues correlated negatively with the dense infiltration before chemotherapy) might need a more aggressive treatment
of immunosuppressive cell types, in particular FOXP3þ regulatory regimen than those with high HMGB1 expression.
T cells.41 Cytoplasmic HMGB1 (which correlates directly with Although both RAGE and toll-like receptor 4 (the 2 known
levels in the nucleus) was shown to be significantly associated with receptors for HMGB1) have been reported, interactions between
high levels of CD8þ effector cells.21 Hence, our findings that high HMGB1 and RAGE have only been found in tumor cells and not
cytoplasmic HMGB1 was significantly associated with features in normal tissue.29 In breast cancer, RAGE expression was upre-
associated with a good prognosis (eg, small tumor size and low gulated and associated with lymph node metastasis and poor
clinical stage) and prolonged MFS in breast cancer patients might be prognosis.30,31 Similar to our findings, RAGE overexpression was
linked to high CD8þ cell and low regulatory T cell expression, detected in breast cancer tissues significantly more often than in
which could be tested in future studies. benign breast disease tissues. However, we found that RAGE levels
Our present results also agree with the finding that over- did not correlate with any clinical parameters or survival time. This
expression of HMGB1 might be a good prognostic marker, such as apparent controversial lack of an association between RAGE
was shown for patients with gastric cancer.42,43 It is interesting to expression and patient outcome has also been observed in prostate

450 - Clinical Breast Cancer October 2017


Kamolporn Amornsupak et al
and colorectal cancers, in which only HMGB1, but not RAGE, Thailand Research Fund (grant PHD/0051/2552). We thank Ms
expression levels were associated with MFS.33,44 Co-expression of Kanittar Srisook, Department of Pathology, Faculty of Medicine
HMGB1 and RAGE has been shown to have better potential than Siriraj Hospital, for helpful advice on immunohistochemistry
either marker alone to predict patient outcomes in prostate cancer,33 staining, and Dr Carol Box and Ms Somaieh Hedayat (The Institute
which corresponds the findings from our study. We suggest that of Cancer Research [ICR]) for critical reading and thoughtful
using low HMGB1 and high RAGE levels might better predict for suggestions.
short survival time than using either low HMGB1 or high RAGE
levels alone.
The expression of ASMAþ fibroblasts and cytoplasmic HMGB1
Disclosure
expression did not correlate with each other (data not shown), despite
The authors declare that they have no competing interests.
previous observations that CAFs could induce HMGB1 expression in
cancer cells.11,28 This could be because in addition to the soluble
Supplemental Data
factors released from CAFs, HMGB1 induction could be stimulated
Supplemental figure accompanying this article can be found in
by several factors, including growth factors, cytokines, and cellular
the online version at http://dx.doi.org/10.1016/j.clbc.2017.04.007.
stresses.45-47 Thus, HMGB1 is expressed intrinsically differently in
each patient owing to both genetic and epigenetic controls.14 In the
present study, the possible clinical value of ASMA expression and References
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452 - Clinical Breast Cancer October 2017


Kamolporn Amornsupak et al
Supplemental Figure 1 Kaplan-Meier Analysis (Log-rank Test) of Metastasis-free Survival (MFS) and Clinicopathologic Parameters:
(A) Tumor Size, (B) pT Stage, (C) pT Stage, (D) Clinical Stage, (E) Perinodal Invasion, (F) Luminal Subtype,
(G) Basal Subtype, (H) Estrogen Receptor (ER) Expression, and (I) Progesterone (PR) Expression

Clinical Breast Cancer October 2017 - 452.e1


ASMA and HMGB1 in Breast Cancer
Supplemental Table 1 Treatment Regimens Stratified Into 2 Groups

Treatment Regimena
Marker Expression Level A B P Value
ASMA Low (n ¼ 27) 27 (100.0) 0 (0.0) .260
High (n ¼ 39)b 35 (89.7) 3 (7.7)
HMGB1 Low (n ¼ 25) 22 (88.0) 3 (12.0) .053
High (n ¼ 41)b 40 (97.0) 0 (0.0)
RAGE Low (n ¼ 34)b 32 (94.1) 1 (2.9) .613
High (n ¼ 32) 30 (93.8) 2 (6.2)

Data presented as n (%).


Abbreviations: ASMA ¼ a-smooth muscle actin; HMGB1 ¼ high mobility group box 1; RAGE ¼ receptor for advanced glycation end products.
a
Regimen A: surgery plus adjuvant chemotherapy and/or radiation and/or hormonal therapy; regimen B: neoadjuvant chemotherapy plus surgery plus radiation, and/or adjuvant chemotherapy and/or
hormonal therapy.
b
One patient did not undergo surgery because of lung metastasis found after completion of neoadjuvant chemotherapy.

Supplemental Table 2 Treatment Regimen Stratified Into 5 Groups

Treatment Regimena
Marker Expression Level I II III IV V P Value
ASMA Low (n ¼ 27) 23 (85.2) 0 (0.0) 0 (0.0) 4 (14.8) 0 (0.0) .429
High (n ¼ 39) 28 (71.8) 3 (7.7) 1 (2.6) 6 (15.4) 1 (2.6)
HMGB1 Low (n ¼ 25) 15 (60.0) 3 (12.0) 0 (0.0) 7 (28.0) 0 (0.0) .017b
High (n ¼ 41) 36 (87.8) 0 (0.0) 1 (2.4) 3 (7.3) 1 (2.4)
RAGE Low (n ¼ 34) 27 (79.4) 1 (2.9) 0 (0.0) 5 (14.7) 1 (2.9) .653
High (n ¼ 32) 24 (75.0) 2 (6.3) 1 (3.1) 5 (15.6) 0 (0.0)

Data presented as n (%).


Abbreviations: ASMA ¼ a-smooth muscle actin; HMGB1 ¼ high mobility group box 1; RAGE ¼ receptor for advanced glycation end products.
a
Regimen I: surgery plus chemotherapy plus radiotherapy; regimen II: neoadjuvant plus surgery plus chemotherapy plus radiotherapy; regimen III: surgery plus radiotherapy; regimen IV: surgery plus
chemotherapy; regimen V: chemotherapy plus radiotherapy.
b
P < .05.

452.e2 - Clinical Breast Cancer October 2017

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