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J Surfact Deterg (2018)

DOI 10.1002/jsde.12033

ORIGINAL ARTICLE

Physicochemical Characterization of Chrysin-Derivative-Loaded


Nanostructured Lipid Carriers with Special Reference to
Anticancer Activity
Gourab Karmakar1 · Prasant Nahak1 · Priyam Chettri2 · Biplab Roy1 · Pritam Guha1 · Koji Tsuchiya3 ·
Kanjiro Torigoe3 · Anoop Kumar2 · Ranendu K. Nath4 · Sukhen Bhowmik4 · Utpal C. De4 ·
Kaushik Nag5 · Amiya K. Panda6

Received: 25 April 2017 / Revised: 22 November 2017 / Accepted: 27 December 2017


© 2018 AOCS

Abstract Homologues long-chain chrysin derivatives and −12 to −18 mV, respectively. Encapsulation efficiency
(LCD, Cn: 8–18) were synthesized and incorporated into and release kinetics of CHR and LCD when loaded into
nanostructured lipid carriers (NLC) with the aim to treat NLC were also evaluated. LCD exhibited maximum incor-
human neuroblastoma. Mutual miscibility and attractive poration, drug-loading capacity, and sustained release
interactions among the NLC components, namely tripalmi- because of its enhanced hydrophobicity. Superior incorpo-
tin (TP), cetyl palmitate (CP), oleic acid (OA), and the ration efficiency and sustained-release profile of LCD were
chrysin (CHR) derivatives (LCD) at the air–water interface able to enhance their anticancer activity against human neu-
were assessed by the Langmuir monolayer approach. Opti- roblastoma cell lines, compared to CHR, making them
mum combination for the NLC formulations was found to promising agents in combating cancer.
be 2:2:1 (M/M/M) for TP/CP/OA, respectively. NLC for-
mulations, both in the absence and presence of LCD, were Keywords NLC  CHR  LCD  Drug loading  Drug
characterized by combined dynamic light scattering, elec- release  Neuroblastoma cell
tron microscopy, atomic force microscopy, and differential
scanning calorimetry. The size and zeta potential of the J Surfact Deterg (2018).
NLC formulations were found in the range 200–350 nm

Electronic supplementary material The online version of this article Introduction


(doi:10.1002/jsde.12033) contains supplementary material, which is
available to authorized users. Development of new drugs alone is not sufficient to
improve therapeutic efficacy (Das & Chaudhury, 2011;
* Amiya K. Panda Jenning & Gohla, 2000; Jenning, Thunemann, & Gohla,
akpanda@mail.vidyasagar.ac.in 2000; Yadav, Khatak, & Sara, 2013). One complicating
1
factor is insufficient bioavailability of certain drugs (Yadav
Department of Chemistry, University of North Bengal, Darjeeling
734013, West Bengal, India et al., 2013). In order to overcome those problems, nano-
2 structured lipid carriers (NLC) emerged in the beginning of
Department of Biotechnology, University of North Bengal,
Darjeeling 734013, West Bengal, India the 1990s (Müller, 2007; Müller, Radtke, & Wissing,
3 2002a, 2002b; Müller, Rűhl, & Runge, 1996). They are
Department of Pure and Applied Chemistry, Tokyo University of
Science, 2641 Yamazaki, Noda, Tokyo 278-8510, Japan also known as modified solid lipid nanoparticles (SLN).
4
Department of Chemistry, Tripura University, Suryamaninagar,
They are nanocolloidal suspensions in the size range
Agartala 799022, Tripura, India 10–1000 nm (Karmakar et al., 2016; Nahak et al., 2015;
5
Department of Biochemistry, Memorial University of Sapkota et al., 2015). The major difference between SLN
Newfoundland, St. John’s, Newfoundland and Labrador, Canada and NLC lies in the choice of the lipid blends. While sym-
6
Department of Chemistry and Chemical Technology, Vidyasagar metric hydrocarbon-chain-containing lipid components are
University, Midnapore 721102, West Bengal, India used for the preparation of SLN, two or more structurally

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3`
2`
8 1 Dry K2CO3, RBr
HO O RO O
1` 5` Dry acetone, reflux
7 6`
4 3
5 R = CH3(CH2)7 - (octyl)
CH3(CH2)9 - (decyl)
OH O OH O
CH3(CH2)15 - (hexadecyl)
CH3(CH2)17 - (octadecyl) LCDs of Chrysin
Chrysin (1)
2a: R = CH3(CH2)7 -
2b: CH3(CH2)9 -
2c: CH3(CH2)15 -
2d: CH3(CH2)17 -

Scheme 1 Synthesis of C-7(O) modified derivatives (LCD) of CHR

different lipids (solid and/or liquid) are used for NLC. NLC Zhang et al., 2004). It is known to have anti-inflammatory,
have superiority over the other drug delivery systems such antioxidant, and anticancer activities. Some recent studies
as liposomes, nanoemulsions, microemulsions, nanocap- have proven that it can markedly decrease the malondialde-
sules, nanosponges, and polymeric nanoparticles hyde level and elevate antioxidant enzyme activity
(Karmakar et al., 2016; Nahak et al., 2015; Sapkota et al., (Aishwarya, Surekha, & Sumathi, 2015; Bilia, Isacchi,
2015; Yadav et al., 2013). Superior pharmaceutical loading Righeschi, Clizia, & Bergonzi, 2014; Fonseca et al., 2015;
capacity, possibility of specific targeting, and sustained- Sinha et al., 2014; Wang, Fan, Li, & Wang, 2015; Zhang
release characteristics over other drug delivery systems et al., 2004; Zheng, Cao, Meng, & Qing, 2003; Zheng,
make NLC superior. Additionally, NLC are capable of pro- Meng, Xu, Cao, & Qing, 2003). However, the low bio-
viding chemical stability and steadiness of the labile incor- availability of CHR limits its use as a potential drug.
porated pharmaceutical. In spite of the mentioned Because of its amphiphilic nature, CHR have unsatisfactory
advantages, NLC formulations suffer from serious limita- loading and the encapsulation efficiency (Aishwarya et al.,
tions (Das & Chaudhury, 2011; Müller, 2007; Müller et al., 2015; Bilia et al., 2014). In order to overcome the afore-
1996, 2002a, 2002b), such as aggregation during storage, mentioned limitations, efforts are being made to synthesize
which lead to stability problems (Karmakar et al., 2016; CHR derivatives with long hydrocarbon chains so that the
Nahak et al., 2015). Therefore, the formulation of stable lipid solubility and encapsulation efficacy of these deriva-
NLC by judiciously choosing lipidic components with suit- tives could be enhanced (Zheng, Meng, et al., 2003). In the
able compositions is a challenging task. present study, 7-O-modified four long-chain hydrocarbon
Usually, biocompatible solid lipids such as wax, phos- CHR derivatives, namely octyl (C8), decyl (C10), hexadecyl
pholipid, monoglyceride, diglyceride, and triglyceride in (C16), and octadecyl (C18), were synthesized (Scheme 1).
combination with fatty acid (FA) are used in preparing CHR and its derivatives were incorporated into NLC for-
NLC (Karmakar et al., 2016; Müller, 2007; Müller et al., mulation for evaluating the effectiveness of long-chain
1996, 2002a, 2002b; Nahak et al., 2015; Ranpise, Kor- chrysin derivatives (LCD) over the parent compound
abu, & Ghodake, 2014; Sapkota et al., 2015). However, (CHR) from the view point of drug incorporation, drug
NLC formulations comprising cetyl palmitate (CP), tripal- loading (DL), and the sustained-release behavior.
mitin (TP), and oleic acid (OA) have not yet been explored, In the present work, NLC formulations with CP, TP,
to the best of our knowledge. Use of a suitable lipid com- and OA in combination with CHR and its LCD were
position by exploring the nature of the interaction among assessed for mutual miscibility among the components
the lipid components and FA are also important in develop- by Langmuir monolayer studies with the aim to develop
ing stable NLC formulations. However, detailed investiga- such NLC formulations. The prepared NLC formula-
tions of lipid interactions in formulating stable NLC tion, in the absence and presence of CHR and LCD,
systems are lacking, or fragmented where available were then characterized for size, polydispersity index
(Karmakar et al., 2016). (PDI), and zeta potential (ZP) analysis by dynamic light
Chrysin (CHR) (5,7-dihydroxy flavone), as a natural fla- scattering (DLS). Differential scanning calorimetry
vonoid, is found in many wild and edible plants, honey, (DSC) was employed for the evaluation of the thermal
and propolis (Sinha, Joshi, Srivastava, & Govil, 2014; properties of the NLC formulations and determination

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of the thermodynamic parameters, namely the phase Characterization of the Derivatives


transition temperature (Tm), enthalpy change of the
phase transition (ΔH), and the heat capacity changes LCD, after purification through silica-gel column chroma-
(ΔCp), as well as the peak width of the chain melting tography, were characterized by physicochemical methods
at half-maximum (ΔT1/2). Morphology of the NLC was such as melting point and solubility as well as spectro-
studied by transmission electron microscopy (TEM), scopic studies such as Fourier transform infrared (FTIR),
1
freeze-fractured transmission electron microscopy (FF- H, and 13C NMR spectroscopy, the results of which are as
TEM), and atomic force microscopy (AFM). CHR and follows:
LCD were incorporated in the optimized NLC formula- 2a: Yield 98%, yellow solid, soluble in CHCl3, molecu-
tion, and the drug-loaded NLC formulations were sub- lar weight 366.18 corresponding to the molecular formula
jected to physicochemical characterization. CHR- and C23H26O4, mp. 105  C. IR (ν cm−1): 3457 (hydroxyl),
LCD-loaded formulations were also studied with respect 1662 (α,β-unsaturated carbonyl), 1620, 1590, 816 (aro-
to entrapment efficiency (EE), DL capacity, and release matic), 2961, 2927, 2856 (C H). 1H NMR (CDCl3,
kinetics. For the evaluation of their biological activity, 400 MHz): δ 12.70 (1H, s, 5-OH), 7.89 and 7.86 (2H, d,
CHR- and the LCD-loaded formulations were subjected J = 2.8 Hz, C-20 , C-60 ), 7.51 (3H, m, C-30 , C-40 , C-50 ), 6.65
to in vitro cytotoxicity studies through MTT-based (1H, s, H-3), 6.65 (1H, d, J = 2.8 Hz, H-6), 6.35 (1H, d,
assay against the human neuroblastoma cell line J = 2.8 Hz, H-8), 4.02 (2H, t, J = 8.8 Hz, OCH2),
SHSY5Y. We believe that such a combined set of stud- 1.30–1.87 (12H, m, 6 × CH2) and 0.89 (3H, t,
ies would eventually help in formulating a suitable drug J = 9.2 Hz, CH3); 13C NMR (CDCl3, 100 MHz): δ 182.4
delivery system in the treatment of cancer. (C-4), 165.2 (C-7), 163.9 (C-3), 162 (C-5), 157.8 (C-9),
131.8 (C-10 ), 131.3 (C-40 ), 129 (C-30 , C-50 ), 126.3 (C-20 , C-
60 ), 105.8 (C-3), 105.5 (C-10), 98.6 (C-6), 93.0 (C-8), 68.7
( OCH2), 22.6–31.8 (6 × CH2), and 14.05 ( CH3).
Experimental
2b: Yield 97%, yellow solid, soluble in CHCl3, molecu-
lar weight 394.21 corresponding to the molecular formula
Materials and Synthesis
C25H30O4, mp. 90  C. IR (ν cm−1): 3415 (hydroxyl), 1666
(α,β-unsaturated carbonyl), 1624, 1580, 829 (aromatic),
CP, TP, OA, and CHR were purchased from Sigma-Aldrich
2960, 2919, 2852 (C H). 1H NMR (CDCl3, 400 MHz): δ
Chemicals (St. Louis, MO,USA). AR-grade Tween® 60 was
12.80 (5-OH), 7.89 (2H, C-20 , C-60 ), 7.55 (3H, m, C-30 , C-
procured from Sisco Research Laboratory (Mumbai, India).
40 , C-50 ), 6.68 (1H, s, H-3), 6.47 (1H, brs, H-6), 6.31 (1H,
All the chemicals were obtained as received and stated to be
brs, H-8), 3.70 (2H, brs, OCH2), 0.86–1.56 (16H, m,
>99.5% pure. HPLC-grade solvents and double-distilled
8 × CH2) and 0.83 (3H,m, CH3); 13C NMR (CDCl3,
water with specific conductance of 2–4 μS (at 25  C) were
100 MHz): δ 182.4 (C-4), 165.2 (C-7), 163.9 (C-3),
used in preparing the solutions.
162 (C-5), 157.7 (C-9), 131.8 (C-10 ), 131.3 (C-40 ), 129 (C-
30 , C-50 ), 126.3 (C-20 , C-60 ), 105.7 (C-3), 105.5 (C-10),
General Method for the Synthesis of CHR 98.6 (C-6), 93.0 (C-8), 68.7 ( OCH2), 22.6–31.9
(1) Derivatives (2a–d) (8 × CH2), and 14.06 ( CH3).
2c: Yield 97%, yellow solid, soluble in CHCl3, molecu-
To a solution of 0.1 CHR in 10 mL of anhydrous acetone lar weight 478.30 corresponding to the molecular formula
(93 mM) was added alkyl bromide (0.076 g, 0.394 mM) C31H42O4, mp. 80  C. IR (ν cm−1): 3409 (hydroxyl), 1666
and anhydrous K2CO3 (0.0815 g, 59.1 mM). The mixture (α,β-unsaturated carbonyl), 1615, 1586, 825 (aromatic),
was refluxed for 24 h until the starting material disap- 2940, 2918, 2850 (C H). 1H NMR (CDCl3, 400 MHz): δ
peared, as shown by thin-layer chromatography (TLC). The 12.70 (5-OH), 7.90 (2H, C-20 , C-60 ), 7.55 (3H, m, C-30 , C-
reaction mixture was filtered, and the filtrate was dried 40 , C-50 ), 6.67 (1H, s, H-3), 6.50 (1H, brs, H-6), 6.36 (1H,
under reduced pressure in a rotary evaporator. The solid brs, H-8), 4.05 (2H, brs, OCH2), 0.88–1.82 (28H, m,
residue was then suspended in water and extracted three 14 × CH2) and 0.86 (3H, brs, CH3); 13C NMR (CDCl3,
times with ethyl acetate (3 × 10 mL). The ethyl acetate 100 MHz): δ 182.5 (C-4), 165.2 (C-7), 163.9 (C-3),
extracts were mixed together, dried over Na2SO4, and con- 162 (C-5), 157.7 (C-9), 131.8 (C-10 ), 131.3 (C-40 ), 129 (C-
centrated by distillation under reduced pressure. The resi- 30 , C-50 ), 126.3 (C-20 , C-60 ), 105.7 (C-3, C-10), 98.6 (C-6),
due thus obtained was subjected to silica gel column 93.0 (C-8), 68.7 ( OCH2), 22.6–31.9 (14 × CH2), and
chromatography and eluted with petroleum ether/ethyl ace- 14.06 ( CH3).
tate in the ratio 1:4 to obtain the desired product in 2d: Yield 96%, yellow solid, soluble in CHCl3, molecu-
pure form. lar weight 506.33 corresponding to the molecular formula

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C33H46O4, mp. 97  C. IR (ν cm−1): 3453 (hydroxyl), 1662 speed of 5 mm min−1. The surface pressure versus area iso-
(α,β-unsaturated carbonyl), 1615, 1586, 820 (aromatic), therms were constructed with a 2 mM aqueous Tween®
2919, 2856 (C H); 1H NMR (CDCl3, 400 MHz): δ 12.70 60 solution as the subphase. The hydrodynamic diameter
(5-OH), 7.90 (2H, C-20 , C-60 ), 7.54 (3H, m, C-30 , C-40 , C- (dh), PDI, and the ZP of the NLC formulations were deter-
50 ), 6.67 (1H, s, H-3), 6.50 (1H, d, J = 2.8 Hz, H-6), 6.36 mined by a DLS spectrophotometer (Nano ZS 90, Malvern,
(1H, d, J = 2.8 Hz, H-8), 4.05 (2H, t, J = 8.8 Hz, OCH2), UK). Conventional TEM and FF-TEM studies were made
1.26–1.82 (32H, m, 16 × CH2) and 0.85 (3H, t, by H-600 and H-7650 (Hitachi Science Systems Ltd.,
J = 8.8 Hz, CH3); 13C NMR (CDCl3, 100 MHz): δ 182.4 Tokyo, Japan), respectively. Surface topology and three-
(C-4), 165.2 (C-7), 163.9 (C-3), 162 (C-5), 157.7 (C-9), dimensional analyses were performed by an AFM instru-
131.8 (C-10 ), 131.3 (C-40 ), 129 (C-30 , C-50 ), 126.3 (C-20 , C- ment (Bruker Nanoscope V Multimode SPM, Santa Bar-
60 ), 105.7 (C-3), 105.5 (C-10), 98.6 (C-6), 93.0 (C-8), 68.7 bara, CA, USA). DSC studies of the base and drug-loaded
( OCH2), 22.6–31.9 (16 × CH2), and 14.06 ( CH3). NLC were carried out using a DSC apparatus (Mettler
Toledo, Switzerland) with a scan rate of 2  C min−1. A 40-
Solubility of CHR and LCD in the Physical Mixture of μL aluminum pan was used for the study. An identical pan
Lipids containing the dispersion medium (2 mM aqueous Tween®
60) was used as the reference.
Ten milligrams each of CHR and LCD was taken sepa-
rately in different test tubes. The physical mixture of the
lipids CP, TP, and OA in the molar ratio 2:2:1 was heated EE and DL Capacity Studies
above their melting points to obtain a lipid melt, which was
then gradually added to the test tubes containing CHR and The centrifugation method was adopted for the evaluation
LCD with constant stirring using a cyclomixer. The of the EE and the corresponding loading capacity. CHR-
amounts of molten lipid required to solubilize the CHR and and LCD-loaded NLC formulations were subjected to cen-
LCD were noted. The observed ratios of lipid/CHR and trifugation for 25 min at 20,000 rpm at 4  C to separate the
lipid/LCD were found to be approximately 100:1 and 50:1, lipid phase containing the drug from the dispersion
respectively. medium. The supernatant was collected and analyzed color-
imetrically for the estimation of the free drug. EE and DL
Preparation of NLC were calculated as (Karmakar et al., 2016; Nahak et al.,
2015; Sapkota et al., 2015) follows:
NLC were prepared using hot homogenization followed by Wtotal CHR − Wfree CHR
ultrasonication according to our previous works (Karmakar EE% = × 100% ð1Þ
Wtotal CHR
et al., 2016; Nahak et al., 2015; Sapkota et al., 2015). In
the NLC formulation, CP and TP were used in equimolar
Wtotal CHR − Wfree CHR
ratio, whereas the quantity of OA was varied from 10 to DL% = × 100% ð2Þ
Wtotal CHR − Wfree CHR + Wtotal lipid
30 mol% in steps of 10 mol%. The overall concentration of
NLC formulations was fixed at 1 mM, while 2 mM aque- where Wtotal CHR, Wfree CHR, and Wtotal lipid represent the
ous Tween® 60 solution was used as the dispersion total amount of drug, free drug present in the dispersion
medium for testing the NLC formulation. OA formulations medium, and the total amount of lipid in the NLC formula-
comprising 20 mol% of OA were used for the incorpora- tion, respectively.
tion of CHR and LCD.

Instrumentation In Vitro Release Kinetics Studies

Surface pressure versus area (π–A) isotherms of the lipids The standard dialysis bag (MWCO 12 kDa) method was
in combination with CHR/LCD were measured on a Lang- adopted for the evaluation of the release kinetics of the
muir surface balance (Micro Trough X, Kibron, Finland). incorporated drugs (Karmakar et al., 2016; Koirala et al.,
Monolayers were generated by spreading quantitative vol- 2016; Nahak et al., 2015; Sapkota et al., 2015). Aqueous
umes of 1 mM solution of the lipid mixture dissolved in a Tween® 60 (2 mmol) solution was used as the release
chloroform/methanol mixed solvent system (3:1, v/v) at the medium. Ten milliliters of the NLC formulation was sus-
air–liquid interface with a Hamilton (Sigma-Aldrich) pended inside the dialysis bag surrounded by 20 mL of the
microsyringe. The solvent was allowed to evaporate for release medium. The released CHR and the LCD were
20 min, after which the film was compressed at a barrier quantified colorimetrically.

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In Vitro Cell Viability Test

Cytotoxicity of CHR and LCD loaded in the NLC formula-


tions on the human neuroblastoma cancer cell line
(SHSY5Y, obtained from National Center for Cell Science,
Pune, India) was determined by the MTT assay (Koirala
et al., 2016). The cells (5 × 103 well−1) were plated in
200 μL Ham’s F 12 medium (Thermo Fisher Scientific,
Waltham, MA, US) per well in a 96-well plate and incu-
bated in an incubator containing 5% CO2 for 24 h. After
incubation, 10 μL of the studied NLC formulations were Fig. 1 (a) Surface pressure (π) versus area (A) isotherm of CHR
added. The experiments were performed with three differ- 10 (blue) and CHR 16 (red) using water (dotted line) and 2 mM aque-
ent drug concentrations and repeated three times. After ous Tween® 60 solution (solid line) as subphase. (b) π versus A iso-
therms of the mixed lipidic system (CP + TP + OA, 2:2:1, M/M/M) in
treatment, the medium was replaced with the MTT solution the absence (black) and presence of 50 mol% CHR 10 (blue) and
(10 μL of 5 mg mL−1 per well) prepared in PBS and incu- CHR 16 (red) using 2 mM aqueous Tween® 60 as subphase. Temper-
bated further for 3 h at 37  C in a humidified incubator ature 25  C
with 5% CO2. Then, 50 μL of isopropanol was added to
each well, the plates were gently shaken for 1 min, and
absorbance was measured at 595 nm by a microtiter plate. TP, and OA were found to be 0.4, 0.63, and 0.5 nm2 per
The effect of CHR- and LCD-loaded NLC formulations on molecule, respectively, in water. These values were found
the studied cell lines was quantified by calculating the per- in good to be agreement with the literature values (Mao
centage of cytotoxicity (Koirala et al., 2016), as et al., 2013; Zdravkova & Eerden, 2007). In aqueous
%cytotoxicity Tween® 60 as the subphase, the A0 values were upshifted
to 0.42, 0.76, and 0.6 nm2 per molecule for CP, TP, and
Abs: for the control cell − Abs: for the treated cell
= × 100% OA, respectively. The surface activity of Tween® 60 was
Abs: for the control cell
mainly responsible for the increase in A0 values (Karmakar
ð3Þ
et al., 2016).
The minimum concentration of the drug required for In the case of the mixed lipidic system (CP + TP + OA),
50% inhibition of the treated cell is called the inhibitory an equimolar mixture of CP and TP was considered as
concentration (IC50) of the drug. The IC50 values of CHR component 1 and OA as component 2. For component
and LCD in the NLC formulation were also determined 1, the A0 value appeared at 0.6 nm2 per molecule. The addi-
separately. tion of OA caused a downshift in the A0 values but it was
not systematic (Karmakar et al., 2016), suggesting attrac-
tive interaction. In order to understand the impact of CHR
Results and Discussion and LCD on the lipid mixture (CP + TP + OA, 2:2:1, M/M/
M), π–A isotherms were constructed by considering the
Langmuir Monolayer Studies lipid mixtures as component 1 and CHR/LCD as the com-
ponent 2, as shown in Fig. 1b, representatively. For both
Mutual miscibility and interaction between the lipid mix- CHR and LCD, the isotherms did not change significantly.
tures with CHR/LCD were assessed by Langmuir surface In order to evaluate extent of association and miscibility
pressure versus area measurements. Representative surface among the components, the excess area (Aex) and changes
pressure versus area isotherms of LCD in water and in in the excess free energy of mixing (ΔG0ex ) were calculated.
2 mM Tween® 60 solution are shown in Fig. 1a. The lift- The mean molecular area (Aid) for a mixed monolayer can
off area (A0) for CHR and its derivatives C8 (CHR 8), C10 be calculated as (Guha et al., 2015; Karmakar et al., 2016;
(CHR 10), C16 (CHR 16), and C18 (CHR 18) appeared at Panda, Nag, Harbottle, Possmayer, & Petersen, 2004,
0.64, 0.66, 0.61, 0.66, and 0.63 nm2 per molecule, respec- Panda, 2007):
tively, in water. In the case of Tween® 60 as the subphase,
the observed lift-off area for CHR, CHR 8, CHR 10, CHR Aid = x1 A1 + x2 A2 ð4Þ
16, and CHR 18 appeared at 0.68, 0.73, 0.71, 0.75, and
0.74 nm2 per molecule, respectively. The surface pressure where x and A represent the mole fraction and area of the
versus area isotherms for CP, TP, and OA using water and pure component, respectively. Aex was calculated as (Guha
aqueous (2 mM) Tween® 60 as subphase are shown in et al., 2015; Karmakar et al., 2016; Panda et al.,
Fig. S1 (Supporting Information). The A0 values for CP, 2004, 2007):

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Aex = A12 − Aid ð5Þ


where A12 is the experimentally obtained mean molecular
area. Changes in the excess free energy of mixing were cal-
culated using the following expression (Guha et al., 2015;
Karmakar et al., 2016; Panda et al., 2004, 2007):
ðπ
ΔG0ex = ½A− ðx1 A1 + x2 A2 Þdπ ð6Þ
0
Fig. 3 Variation of the excess molecular area (Aex) and changes in the
The obtained Aex and ΔG0ex values, as shown in Fig. 2, excess free energy (ΔG0ex ) of mixing with the mol% CHR and LCD
were found to be dependent on the composition of the (a and b, respectively). Component 1: CP + TP + OA (2:2:1, M/M/
M), component 2: CHR and LCD. Surface pressure for (a) and
mixture.
(b) (mN m−1): ○, CHR; Δ, CHR 8; □, CHR 10; r, CHR 16; ◊,
Interactions among the lipidic components were found to CHR 18. Temperature: 25  C
be associative in nature. The observed minima in the Aex
and ΔG0ex versus mol% of OA profiles at 20 mol% OA length of the LCD, which could be rationalized on the basis
indicated maximum association and the stability of that of increased hydrophobicity of the derivatives (Karmakar
lipid composition, respectively (Figs. 2a, b) (Karmakar et al., 2016). The observed results give a clear indication of
et al., 2016). Further increase in the mol% of OA reduced the enhanced miscibility of the LCD than pure CHR itself
the extent of association and ultimately showed a repulsive with the lipids.
type of interaction at 80 mol%. Hence systems with The elastic moduli (Cs− 1 ) of the studied monolayers were
20 mol% OA were considered to impart maximum stabil- calculated as (Guha et al., 2015; Karmakar et al., 2016;
ity, and therefore NLC formulations were made using Panda et al., 2004, 2007):
20 mol% OA in combination with an equimolar ratio of the  
other two components, TP and CP. To get a quantitative −1 dπ
Cs = − A ð7Þ
idea of the nature of the interaction and the extent of misci- dA T
bility of CHR and LCD with the lipid system, Aex and
Representative Cs− 1 versus the percentage of the com-
ΔG0ex values were calculated and plotted against the mol%
pressed area (%A) profiles are shown in Fig. S2. The Cs− 1
of CHR and the LCD (Figs. 3a, b). The Aex and ΔG0ex data values passed through a maximum (in the range
at 30 mN m−1 pressure are presented as representative. 41–67 mN m−1) (Guha et al., 2015; Karmakar et al., 2016).
Positive Aex and ΔGex values for CHR and lipid mixture
In the case of 20 mol% OA, the Cs− 1 value was found to be
indicated a repulsive interaction. The presence of the
the maximum (67 mN m−1). The Cs− 1 value was compara-
hydroxyl group at the 5- and 7-positions of CHR makes the
tively low for CHR than its derivatives. The hydrocarbon
molecule amphiphilic and restricts the interaction with the
chain present in the LCD provided higher hydrophobic
hydrophobic part of the lipidic system, which causes the
attraction and assisted in the formation of a condensed
repulsive interaction between CHR and lipid mixtures. On
monolayer (Guha et al., 2015). In the present set of studies,
the contrary, negative Aex and ΔG0ex values in case of LCD
CP and TP were used as solid lipids and OA as the liquid
indicate the association among the components. The extent
FA. The rationale behind the use of CP, TP, and OA with
of association increased with increasing hydrocarbon chain
structural dissimilarity was to create multicrystallinity in
the NLC formulation. The ratio of the lipids and the
amount of added FA were decided through comprehensive
investigation of their mutual interaction in the Langmuir
monolayer experiment. The optimized ratio of CP, TP, and
OA was found to be 2:2:1. To ensure the mutual miscibility
of the lipid components and the LCD, lipids were taken
after considering the similarity in the length of the hydro-
carbon chain with that of synthesized LCD.

Fig. 2 Variation of the excess molecular area (Aex) and changes in the DLS Studies
excess free energy (ΔG0ex ) of mixing with the mol% OA (a and b,
respectively). Component 1: CP + TP (1:1, M/M), component 2:
OA. Surface pressure for (a) and (b) (mN m−1): ○, 5; Δ, 10; □, 15; The hydrodynamic diameter (dh), PDI, and ZP are the rep-
r, 20; ◊, 25; , 30. Temperature: 25  C resentative markers of NLC formulations (Karmakar et al.,

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interaction in the Langmuir monolayer studies of the LCD


and the mixed lipidic system also corroborated this proposi-
tion. However, the presence of two hydroxyl groups at the
5- and 7-positions of CHR (1) makes the molecule amphi-
philic in nature and restricts its penetration inside, but a
shell-enriched NLC system was formed, resulting in size
enhancement of CHR-loaded NCL formulations. The larger
size of the CHR-loaded systems was due to repulsive inter-
action observed in the Langmuir monolayer studies. This
observation indicated the preferential surface accumulation
of CHR on the NCL, which was responsible for the size
enhancement. The formation of the shell-enriched structure
was also justified from the repulsive interaction of the pure
CHR and the mixed lipid system in the monolayer studies.
PDI is another marker in estimating the homogeneity of
colloidal dispersions. The PDI values of the studied NLC for-
mulations were found to in the range 0.2–0.3. The observed
Fig. 4 Variation of dh, PDI, and ZP with time for 1 mM NLC formu-
PDI indicated the homogeneous dispersion of the lipid phase
lation (CP + TP + OA, 2:2:1, M/M/M) stabilized by 2 mM aqueous
Tween® 60 solution in the absence and presence of CHR and LCD at in the dispersion medium during NLC preparation. The for-
25  C. Individual systems are mentioned in the figure. [CHR] and mation of the homogeneous dispersion also signifies the
[LCD]: 10 μM higher stability of the solution phase of the studied NLC sys-
tems (Das & Chaudhury, 2011; Müller, 2007; Müller et al.,
2016; Müller, 2007; Müller et al., 2002a; Nahak et al., 2002a, 2002b). The insignificant change in the PDI value
2015; Sapkota et al., 2015). The size of the NLC formula- upon drug incorporation indicates that the drug molecules
tion was in the range 200–350 nm, which is comparable did not change the surface homogeneity of NLC. Variation
with the previously published values (Karmakar et al., in the PDI value with respect to the storage time is shown in
2016; Nahak et al., 2015; Sapkota et al., 2015). The dh ver- the middle panel of Fig. 4 (Sapkota et al., 2015).
sus time profiles of some representative NLC formulations ZP is another parameter for assessing the stability of col-
are shown in Fig. 4. NLC were found to be stable for loids (Sapkota et al., 2015). The ZP values were found to lie
90 days with no significant change in the dh value during in the range −12 to −18 mV, which is not sufficiently high to
storage. OA (mol%) was varied from 10 to 30 mol% to impart stability to the colloidal particles. However, the
tune the rigidity and fluidity of the lipid matrix. NLC for- enhanced stability of the NLC formulations, even with low
mulation (without CHR or its derivatives) passed through a ZP values, could be rationalized on the basis of steric stabili-
minimum for systems comprising 20 mol% OA (data not zation assisted by the oxyethylene groups of Tween®
shown). The reduced dh value indicated the saturation limit 60 (Karmakar et al., 2016; Nahak et al., 2015; Sapkota et al.,
of OA in the NLC matrix, as also evidenced in case of the 2015). The decrease in ZP with time (upper panel, Fig. 4)
mixed monolayer studies described earlier. Condensed was due to the desorption of FA from the NLC matrix, which
molecular packing at this composition was the main reason subsequently formed mixed micelles with Tween® 60. In
for the observed size constriction (Karmakar et al., 2016). case of 20 mol% OA, no significant change in the magnitude
For this reason, further formulations with CHR and its of ZP was found, indicating less desorption of FA. CHR
derivatives were made using 20 mol% OA. The size of the reduced the ZP, suggesting its accumulation onto the NLC
drug-loaded NLC formulations was in the range surface, which eventually masked the ZP.
300–350 nm, which was higher than that of the blank In the case of LCD, further reduction in ZP values was
NLC, indicating the incorporation of the drug into the due to the increased lipophilicity of the LCD in the pres-
NLC. The stabilities of CHR- and LCD-loaded NLC were ence of the long hydrocarbon chain, which also suppressed
also studied, which are shown in Fig. 4. The size of the the dissociation of OA. The addition of the hydrocarbon
LCD-loaded NLC was found to decrease with increasing chain changes the pH of CHR because it is related to the
hydrocarbon chain length of the LCD, which indicated an dissociation of the hydroxyl groups present in the LCD.
important role of the hydrocarbon chains of the LCD in the The presence of a long hydrocarbon chain enhances the
NLC matrix (Nahak et al., 2015; Sapkota et al., 2015). This lipophilicity and consequently suppresses the dissociation
kind of size reduction might be due to the higher hydropho- of the hydroxyl groups. Hence, the surface accumulation of
bicity of the LCD, which resulted in better organization of LCD was found to reduce the surface charge as well as ZP
the lipid systems inside the NLC. The observed associative of the LCD-loaded NLC formulations. CHR 18, having the

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Fig. 6 AFM image of NLC (CP + TP + OA, 2:2:1, M/M/M) formula-


tion where (a) and (b) represent two- and three-dimensional view,
respectively. (c) Roughness profile of the NLC formulation. Height
scale is given inside the figure. Scan area: 1 × 1 μm2

DSC Studies

Fig. 5 TEM (a and b) and FF-TEM (c and d) images for NLC To evaluate the extent of polymorphism and assess the
(CP + TP + OA, 2:2:1, M/M/M) formulations in the absence (a and c) extent of crystallinity of the NLC formulation, DSC studies
and presence (b and d) of CHR 16 were performed. The obtained results were correlated with
the encapsulation efficiency, release profile, and stability of
longest hydrocarbon chain among the synthesized deriva- the NLC (Guha et al., 2015; Karmakar et al., 2016; Koirala
tives, was found to reduce the ZP value of the NLC formu- et al., 2016; Nahak et al., 2015; Sapkota et al., 2015;
lation to a considerable extent. The ZP versus time profiles Zdravkova & Eerden, 2007). DSC thermograms of the indi-
for the CHR/LCD loaded formulations were similar to that vidual lipids (CP, TP, and OA), CHR, and the synthesized
of the base NLC formulations. LCD were also recorded separately. The phase transition
temperatures (Tm) of the pure lipidic components were in
good agreement with the literature values (MacNaughtan,
Morphology of the NLC Formulations Farhat, Himawan, Starov, & Stapley, 2006; Ruktanonchai
et al., 2008; Shaikh et al., 2004). The Tm value of CHR
Morphological investigations on the NLC formulations was obtained as 286.07 and 282.8  C during heating and
were carried out by combined TEM (both conventional and cooling, respectively. The phase transition temperature of
freeze-fractured) and AFM. A spherical morphology of the CHR 8, CHR 10, CHR 16, and CHR 18 were 100.8, 91.80,
NLC systems with a smooth surface was observed, as 88.50, and 93.83  C, respectively, during the heating pro-
revealed from these studies (Fig. 5). cess. The Tm values during cooling always were 2–3  C
The observed size of the NLC formulations was in good lower temperature compared to those during heating, sug-
agreement with the DLS data. Insignificant change in the gesting their liquid-crystalline nature (Spicer, 2003, 2005a,
surface morphology upon the incorporation of CHR and its 2005b). The Tm values of the NLC formulations were sub-
derivatives suggests their incorporation into the core of the stantially lower than those of their physical mixtures, which
lipid matrices. Results of the AFM studies, shown in Fig. 5, was mainly due to the enhanced polycrystallinity and
further established the spherical morphology with a smooth reduction in size with simultaneous increase in the surface
surface. Figs. 6a, b present the two-dimensional and the area (Karmakar et al., 2016; Nahak et al., 2015; Sapkota
three-dimensional overview of the NLC, respectively. The et al., 2015). The cooling thermograms were found to be
observed bright spots represent the NLC. The height of the more prominent than the heating thermograms, as shown in
bright region in AFM analysis was in the range 40–45 nm Fig. S3. For this reason, the cooling thermograms were
(Fig. 6c), which is in agreement with the reported values considered for further calculation of the thermodynamic
(Hu et al., 2005; Muhlen, Muhlen, Niehus, & Mehnert, parameters such as the full width at half-maximum (ΔT1/2),
1996; Shahgaldian, Quattrocchi, Gualbert, Coleman, & change in enthalpy (ΔH), and specific heat capacity (ΔCp)
Goreloff, 2003). No significant change in either the surface of the phase transition (Karmakar et al., 2016; Spicer,
morphology or topology was observed with the incorpora- 2003, 2005a, 2005b). Fig. 7a shows the thermodynamic
tion of CHR and LCD in the AFM studies. parameters of the NLC formulation having 10, 20, and

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Incorporation of CHR and/or its derivatives did not sig-


nificantly alter the thermograms of the NLC; also, no sepa-
rate peak for CHR and LCD appeared. This suggests
complete adsolubilization of CHR and LCD into the core
of the NLC. However, an overall reduction in the Tm values
was observed upon the incorporation of CHR or LCD,
which indicates the enhancement in the microcrystallinity.
The Tm value for CHR was 21.32  C, whereas those for
CHR 8-, CHR 10-, CHR 16-, and CHR 18-loaded NLC
formulations were found to be 21.11, 22.07, 22.46, and
22.5  C, respectively. The progressive increase in the Tm
value with increasing hydrocarbon chain length of the LCD
suggests its enhanced association among the lipidic compo-
nents. The maximum value for the CHR 18-loaded NLC
formulation is attributed to the maximum association. The
similarity in the hydrocarbon chain of CHR 18 and OA also
influences the compact molecular arrangement (Karmakar
Fig. 7 (a) Change in the thermodynamic parameters for NLC formu- et al., 2016). Repulsive-type interaction between pure CHR
lations in the presence of different mol% of OA. (b) Change in the
thermodynamic parameters for the NLC (CP + TP + OA, 2:2:1, M/M/ and the lipid made the system less organized, resulting in a
M) formulation with the incorporation of CHR and LCD. The systems decrease in the ΔH values for CHR-loaded NLC. The pro-
are mentioned in the figure gressive increase of ΔH and ΔCp with increasing hydrocar-
bon chain length of the CHR derivatives resulted in the
30 mol% of OA. The Tm values associated with cooling of formation of compact molecular aggregates. The enhanced
the NLC formulations appeared at 22.3, 23.62, and 21.4  C hydrophobic interaction and the van der Waals attraction
for NLC formulations containing 10, 20, and 30 mol% OA, with the increasing hydrocarbon chain length of the deriva-
respectively. The Tm value for the formulation with tive assisted in the formation of a well-organized liquid-
20 mol% OA was higher than those with 10 and 30 mol%, crystalline system (Karmakar et al., 2016; Nahak et al.,
suggesting formation of the compact molecular aggregates. 2015; Sapkota et al., 2015).The CI% values for NLC
The ΔH and ΔCp values show a maximum at 20 mol% loaded with CHR and its derivatives are graphically shown
OA. For 30 mol% OA, reduction in ΔH and ΔCp, indicates in Fig. S4b. A greater increase in the CI% was noted for
enhanced polycrystallinity of the NLC. The observed LCD-loaded NLC than CHR. Progressive enhancement in
reduction in the ΔT1/2 value with increasing amount of OA CI% was also noted with increasing hydrocarbon chain
up to 20 mol% was indicative of the compact molecular length of the incorporated LCD. The enhanced molecular
arrangement. Beyond 20 mol%, broadening of the thermo- association led to systematic molecular organization in the
grams indicates the reduction in the crystallinity of the lipid aggregated systems.
NLC formulation. The result further supports the conclu-
sion that 20 mol% OA was the optimum in formulating the
NLC, as was also observed from the Langmuir monolayer Drug Incorporation Efficiency and the DL Capacity
and DLS studies. Studies
In order to obtain a quantitative idea on the crystallinity
of the NLC, the percentage crystallinity index (CI%) was Drug incorporation (EE) efficiency and DL capacity are
calculated as (Nahak et al., 2015; Sapkota et al., 2015) important parameters for the development of a successful
ΔHNLC drug-delivery system (Karmakar et al., 2016; Müller, 2007;
CI% = × 100% ð8Þ Müller et al., 2002a; Nahak et al., 2015; Ranpise et al.,
ΔHlipid mixture
2014; Sapkota et al., 2015). In the present study, the incor-
where ΔHNLC and ΔHlipid mixture are the enthalpy of phase poration efficiency and the loading capacity of CHR- and
transition of NLC and the corresponding lipid physical LCD-loaded NLC were evaluated, as shown in Fig. 8a. EE
mixture, respectively. The CI% versus OA mol% profile is and DL capacity (Fig. 8a) for pure CHR were found to be
presented in Fig. S4a. The highest CI% was observed for 59 and 0.52%, respectively. The EE values for CHR 8-,
the system comprised of 20 mol% OA, which is in CHR 10-, CHR 16-, and CHR 18-loaded NLC were
good agreement with the calculated thermodynamic param- 75, 75.6, 89.2, and 92.5%, respectively. The corresponding
eter for the NLC formulations comprising different DL values were 1.15, 1.23, 1.70, and 1.85%, respectively.
mol% of OA. The enhanced lipophilicity of the CHR derivatives led to

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2010; Karmakar et al., 2016; Nahak et al., 2015; Sapkota


et al., 2015; Zhang et al., 2010). The obtained release
kinetic data are presented in Table S1. All the systems fol-
lowed the Korsemeyer–Peppas release formalism (based on
the observed maximum R2 value). The calculated release
rate according to the Korsemeyer–Peppas formalism for
CHR was found to be 15.88 h−1. The rate constants were
found to be 10.28, 8.73, 4.52, and 2.07 h−1 for CHR
8, CHR 10, CHR 16, and CHR 18, respectively. The
release exponents (n) were in the range 0.4–0.5, suggesting
Fig. 8 EE%, DL% capacity (a), and release profile (b) of CHR and the classical Fick’s release formalism for CHR and
different LCD form NLC formulation at 25  C. : ○, CHR; Δ, CHR 8; the LCD.
□, CHR 10; r, CHR 16; ◊, CHR 18
Anticancer Activity of the CHR- and LCD-Loaded
EE and DL capacity, which also restrict the drug expulsion NLC Formulations
during the preparation and storage (Sapkota et al., 2015).
In order to assess the anticancer efficacy of CHR- and
In Vitro Release Kinetics Studies LCD-loaded NLC, cytotoxicity studies were carried out by
measuring the percentage cell inhibition using the MTT
The release profiles of CHR and individual LCD (CHR assay. Human neuroblastoma cell lines (SHSY5Y) were
8, CHR 10, CHR 16, and CHR 18) from NLC formulations used for the evaluation of the anticancer efficacy of the
were studied using 2 mM aqueous Tween® 60 solution as studied formulations (Koirala et al., 2016). In the present
the release medium. The release profiles of CHR and the study, NLC without any active pharmaceutical component
LCD that have been studied are shown in Fig. 8b. Simple was taken as control for the relative evaluation of the cyto-
diffusion of CHR and LCD through the dialysis membrane toxicity of CHR- and LCD-loaded NLC formulations. The
in the Tween® 60 solution was also carried out as control cytotoxicity of the blank NLC formulation was separately
(data not shown). The release of CHR and LCD from the determined considering the dispersion medium as control,
NLC formulation was compared with the simple diffusion and it was found to be 15% at the higher concentration.
of CHR and LCD through the dialysis membrane to elimi- Hence, the studied NLC was found to be almost nontoxic
nate the effect of the dialysis membrane on the release in comparison to CHR- and LCD-loaded NLC toward the
kinetics. The formulated NLC were found to sustain the human neuroblastoma cell line. The percentage of cell inhi-
release processes. CHR and LCD followed almost similar bition was determined with three different concentrations
release profiles up to the time of 100 h. Faster release was (5, 7.5, and 10 μM) of CHR and LCD. Although the work
recorded for CHR, and relatively sustained release was is preliminary in nature regarding the anticancer activity of
observed for the synthesized LCD. With increasing chain the studied formulations, indications of cytotoxicity suggest
length of the LCD, the release rate decreased. The lesser potential treatment systems. The percentages of cell inhibi-
miscibility and lipophilicity of CHR led to its faster release tion (% cytotoxicity) obtained for different formulations at
from the NLC formulation. However, for the LCD, three studied concentrations are presented graphically in
enhanced lipophilicity and thus miscibility with the lipidic Fig. 9. The free drug was not separated from the NLC. In
aggregates took control and sustained the release process. the present work, a comparative evaluation of cytotoxicity
CHR 18, having the longest hydrocarbon chain, exhibited of CHR and LCD in the free form as well as NLC loaded
the lowest release rate. With increasing hydrophobicity of with CHR and LCD was performed. All the studied formu-
the LCD, the hydrophobic interaction with the lipid compo- lations were found to be more cytotoxic than CHR and
nents was augmented, resulting in the accumulation of the LCD used alone against the studied cell line (data not
loaded LCD into the NLC core. Thus, the release of the shown). Among the studied formulations, cytotoxicity was
LCD reduced with the progressive increase in the hydro- higher for LCD. With increasing concentration of CHR and
phobicity of the LCD with the increase of the hydrocarbon LCD in the NLC formulation, an increase of the cell inhibi-
chain. tion percentage was recorded. The calculated IC50 values
The obtained release profiles were analyzed with five dif- for CHR-, CHR 8-, CHR 10-, CHR 16-, and CHR 18-
ferent release models, namely the first-order, zero-order, loaded NLC were found to be 7.78, 6.51, 6.19, 5.83, and
Korsemeyer–Peppas, Higuchi, and Weibull, with the help 5.58 μM, respectively. Hence, the presence of a long
of add-in software (DD Solver 0.1, Yong Zhang el. al., hydrocarbon chain in the CHR enhanced the cytotoxicity
Nanjing, China) (Dash, Murthy, Nath, & Chowdhury, when loaded into NLC. The presence of the long

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hydrocarbon chain in the LCD helped them to undergo Experimental results also confirmed the penetration of
compact packing among the lipidic constituents inside the LCD into the NLC and surface accumulation of CHR on
NLC. Thus, LCD-loaded NLC formulations with smaller NLC. The incorporation efficacy of the LCD was found to
size and higher effective surface area were achieved. be higher than that of CHR. CHR 18 showed the maximum
Because of the higher DL capacity, sustained release of the EE and DL ability. In vitro release showed that LCD exhib-
loaded drug, and the reduced size of LCD-loaded NLC, ited more sustained release than CHR from NLC. The
cytotoxicity was effectively enhanced. The reduced size of higher lipophilicity and the greater association of the LCD
the formulation enhanced the cell penetration of the LCD- with NLC led to the sustained release profile. A progressive
loaded NLC and the enhanced hydrophobicity of the LCD enhancement of the hydrocarbon chain length in LCD led
effectively, increasing the cellular uptake (Nahak et al., to a progressive reduction in the observed release rate.
2016). Further studies with different cancer cell lines and CHR- and the LCD-loaded formulations were found to be
in vivo evaluation of the anticancer efficacy of CHR and capable of showing cytotoxicity against a cancer cell line.
LCD-loaded NLC formulations are warranted. It could, therefore, be concluded that LCD-loaded NLC for-
mulations have advantages over the alternate CHR-loaded
NLC formulations for the development of promising anti-
Conclusions cancer drug delivery agents.

Acknowledgements This work was supported by the Department of


With an aim to formulate NLC using CP, TP, and OA in
Science and Technology, Government of India, New Delhi, in the
combination with CHR and LCD, the interfacial miscibility form of a research grant SR/S1/PC-32/2011. SB gratefully acknowl-
of the components was assessed through surface pressure edges the Department of Biotechnology, Government of India, for the
versus area measurements. The amphiphilic nature of CHR award of a fellowship (under twining project) BT/526/NE/TBP/2013.
lead to a repulsive-type interaction with the lipid system,
whereas the LCD showed as associative type of interaction
with the extent of association increasing with hydrophobic- References
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J Surfact Deterg (2018)

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