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ORIGINAL RESEARCH
Abstract
Objective: To assess whether variables from a postural control test relate to and predict falls efficacy in prosthesis users.
Design: Twelve-month within- and between-participants repeated measures design. Participants performed the limits of stability (LOS) test
protocol at study baseline and at 6-month follow-up. Participants also completed the Falls Efficacy Scale-International (FES-I) questionnaire,
reflecting the fear of falling, and reported the number of falls monthly between study baseline and 6-month follow-up, and additionally at 9- and
12-month follow-ups.
Setting: University biomechanics laboratories.
Participants: Participants (NZ24) included a group of active unilateral transtibial prosthesis users of primarily traumatic etiology (nZ12) with
at least 1 year of prosthetic experience and age- and sex-matched control participants (nZ12).
Interventions: Not applicable.
Main Outcome Measures: Postural control variables derived from center of pressure data obtained during the LOS test, which was performed on
and reported by the Neurocom Pro Balance Master, namely reaction time, movement velocity (MVL), endpoint excursion (EPE), maximum
excursion (MXE), and directional control (DCL). Number of falls and total FES-I scores.
Results: During the study period, the prosthesis users group had higher FES-I scores (UZ33.5, PZ.02), but experienced a similar number of
falls, compared to the control group. Increased FES-I scores were associated with decreased EPE (rZ 0.73, PZ.02), MXE (rZ 0.83, P<.01)
and MVL (rZ 0.7, PZ.03) in the prosthesis users group, and DCL (rZ 0.82, P<.01) in the control group, all in the backward direction.
Conclusions: Study baseline measures of postural control, in the backward direction only, are related to and potentially predictive of subsequent
6-month FES-I scores in relatively mobile and experienced prosthesis users.
Archives of Physical Medicine and Rehabilitation 2018;99:2271-8
Crown Copyright ª 2018 Published by Elsevier Inc. on behalf of the American Congress of Rehabilitation Medicine
Lower limb amputation has an adverse effect on aspects of To reduce falls and falls-related injury in older individuals,
physical function such as strength, walking ability, and balance.1 research has investigated whether quantitative measures of postural
Prosthesis users have an increased fear of falling and reduced control, such as the motion of the center of pressure (CoP) during
social participation because of this fear.2-4 Approximately 1 in 5 stable and unstable conditions, are related to a person’s risk of falling
lower limb prosthesis users fall during rehabilitation5,6 with in the future.8-11 In older individuals, variables related to increased
approximately 52% of community-living prosthesis users report- CoP movement in the mediolateral plane were strongly associated
ing a fall in the previous 12 months.2,3 The link between fear of with future falls.8-11 The observation that impaired balance is broadly
falling and falls risk has been demonstrated in the elderly able- associated with increased falls risk in older individuals12 may be of
bodied population,7 although no detailed exploration of this some relevance to prosthesis users, because even highly active pros-
relation has yet been undertaken in prosthesis users. thesis users have been shown to have reduced balance ability when
compared to able-bodied individuals.13,14 Therefore, investigation is
warranted into whether prosthesis users’ postural control is associated
Disclosures: none. or able to predict a future risk of falling and/or decreased falls efficacy.
0003-9993/18/$36 - see front matter Crown Copyright ª 2018 Published by Elsevier Inc. on behalf of the American Congress of Rehabilitation Medicine
https://doi.org/10.1016/j.apmr.2018.05.016
2272 C.T. Barnett et al
Thus far, only clinical outcome measures of functional ca- sampling. Inclusion criteria stipulated that participants were
pacity have been used to identify prosthesis users who fall.15 prosthesis users for more than 1 year, were able to use their
However, quantitative laboratory-based outcome measures may prosthesis without pain or discomfort, and were able to stand for at
enhance our mechanistic understanding of this relation. Previous least 2 minutes at a time without a walking aid to complete the
studies assessing volitional CoP movement in prosthesis users LOS test. Prosthesis users were excluded if they had current
have investigated the reorganization of postural control after concomitant health issues, had ongoing issues with the contra-
rehabilitation16 and the effects of a novel somatosensory input lateral or residual limb, or were taking medication known to affect
device.17 This has been achieved using test protocols such as the balance. All prosthetic foot-ankle complexes used by participants
limits of stability (LOS) test, which assesses participants’ ability were categorized as energy storing and returning.20 To provide an
to perform targeted volitional center of mass (CoM) movements amputation-independent reference for the prosthesis users group,
during upright posture. In addition, the LOS test has been vali- age- and sex-matched control group were recruited from the local
dated for expressing volitional postural movement in prosthesis community using the same inclusion and exclusion criteria as the
users.18 These test protocols are important because they assess prosthesis users group, excluding factors related to prosthesis use.
voluntary postural control and demand use of the range of motion All participants gave written informed consent to participate in the
of the prosthetic ankle/foot componentry, reflecting the daily study, which was approved by ethical review boards.
challenges faced by prosthesis users. However, to date, no studies
have established whether measurements of postural control ob-
tained during volitional displacements of the CoP, such as those
Experimental design
required in the LOS protocol, are sensitive enough to predict those Data collection for all participants extended over a period of 1
prosthesis users who have reduced falls efficacy, defined as the year and included 3 forms of assessment: (1) measuring postural
perceived self-efficacy of avoiding falls during activities of daily control; (2) recording number of falls experienced; and (3)
living.19 Understanding of the relation between postural control recording falls efficacy. The study employed a repeated measures
and falls efficacy could allow for the prescreening of prosthesis experimental design that consisted of study baseline and 6-month
users, to identify those at risk of developing decreased falls effi- follow-up assessments of postural control using the LOS test. The
cacy, to target further rehabilitation or prosthetic intervention. number of falls, assessed using a custom self-report questionnaire,
Therefore, the primary aim of the current study was to pro- and falls efficacy, assessed using the Falls Efficacy Scale-
spectively assess the extent to which the LOS test variables relate International (FES-I) scale,21,22 were assessed monthly from
to and are able to prospectively predict unilateral transtibial study baseline up to a 6-month follow-up and then at 9- and 12-
prosthesis users’ falls efficacy. Analysis of a control group of able- month follow-ups.
bodied participants was also conducted to identify amputation
specific effects. Specific objectives included the following: (1) to
assess whether indices of postural control at study baseline pro- Experimental protocol
spectively predicted falls efficacy at 6-month follow-up in both
unilateral transtibial prosthesis users and able-bodied controls; (2) Postural control
to record falls efficacy and the number of falls over a 1-year period Data collection was conducted in a University biomechanics
in both prosthesis users and controls; and (3) to report postural laboratory. Participants’ height (m) and mass (kg) were recorded
control at study baseline and 6-month follow-up assessment. It using a free-standing stadiometer and scales, respectively,a and
was hypothesized (1) that better postural control in prosthesis entered, along with age, into the NeuroCom software.b Postural
users would relate to and predict increased falls efficacy; and (2) control was evaluated by conducting the LOS test using a Neu-
that prosthesis users would report more falls and decreased falls roCom Pro Balance Master.b This test protocol, which has been
efficacy compared to matched controls. explained elsewhere,17,23,24 evaluates a participant’s ability to
volitionally move their CoM, after a visual cue, from a central
starting point to a maximum distance and maintain this position
Methods for approximately 10 seconds, without falling.17,23,24 The LOS test
measures a participant’s ability to complete this test in 8 directions
(anterior, posterior, left, right, and the 4 ordinal directions
Participants bisecting these directions).
A convenience sample of unilateral transtibial prosthesis users was Participants wore their own, same comfortable flat footwear at
recruited from a local prosthetic clinic using consecutive each visit. During the LOS test, they were fitted with a safety
harness to prevent injury in the case of a loss of balance and were
informed not to move their feet unless necessary to avoid falling.
List of abbreviations: Foot positioning (ie, width of base of support) was determined
CoM center of mass using the manufacturer’s guidelines whereby the prosthetic ankle
CoP center of pressure joint on the affected limb and the malleoli of the intact limbs were
DCL directional control aligned with the axis of rotation of the support platform. Where no
EPE endpoint excursion discernible prosthetic ankle joint was present, foot position (ie, toe
FDR false discovery rate position) was matched to that of the intact limb, which was
FES-I Falls Efficacy Scale-International aligned as described. The support platform consisted of 2 force
LOS limits of stability plates, connected by a central pin joint that sampled vertical and
MVL movement velocity
shear forces at 100 Hz. To ameliorate any learning effects, and to
MXE maximum excursion
improve the reliability of measures, participants completed 3 tests
RT reaction time
of the LOS at both study baseline and 6-month visits; the first 2
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Amputee postural control and fear of falling 2273
being practice tests, with scores from the third test used in sub- (MVL)daverage angular velocity of the movement; and (5)
sequent analyses.25 directional control (DCL)dtotal angular distance traveled by the
center of gravity toward the intended target compared to extra-
Falling and falls efficacy neous movement away from the intended target, expressed as a
The number of falls and falls efficacy were evaluated using 2 percentage. In the current study, reduced RT and increased MXE,
questionnaires. First, a custom falls self-report questionnaire asked EPE, MVL, and DCL were assumed to be indicative of better
how many times the participant had fallen in the previous 30 days. postural control.25 These variables were recorded and analyzed in
Participants were asked to report all falls and to provide detail the forward, backward, intact (left in control group), and pros-
about the circumstance of the fall(s). The total number of falls that thetic (right in control group) directions.
satisfied the definition of “an unexpected event in which the All falls were scored as a single sum for each participant at
participant comes to rest on the ground, floor or lower level” was each time point. The FES-I yielded a total falls efficacy score
included for each individual in statistical analyses.26(p.1619) Second, which was the arithmetic mean of each item score. FES-I scores
participants completed the FES-I, which is an assessment of falls were adjusted for time of year; thus, study baseline scores related
efficacy under different circumstances,21,22 designed and validated falls efficacy reported in January, with the exceptions of prosthesis
for use in older adults, but has been used with unilateral transtibial user participants 11 and 12, whose FES-I scores started
prosthesis users previously in the form of the modified FES.23 The in February.
FES-I is validated in English and Swedish languages, as used in the
current study.22,27 The FES-I asks the participant to rank on a scale
of 1-4 (1Zno fear whatsoever, 4Zvery fearful) how fearful they
Statistical analysis
were of falling during 16 various activities of daily living. Pros- Initially, normality of data was assessed quantitatively, using a
thesis users were instructed to respond to the FES-I questions Shapiro-Wilk test, and visually, using normal Q-Q plots, which
assuming the use of their prosthesis, and this was confirmed with informed of the choice of the following statistical analyses. The
each participant upon completion of the questionnaire. After study alpha level for all statistical analyses was set at 0.05. All statistical
baseline data collection, participants posted both completed analyses were conducted in SPSS v.23.c
questionnaires to the investigators monthly, from months 1-6 and at
9 and 12 months, resulting in a total of 9 occasions. Group demographics
An independent sample t test was used to compare demographics
Outcome measures (age, height, mass).
The LOS test protocol yielded a number of dependent variables, Relation between falls efficacy and postural control
defined in detail elsewhere,16,17 which characterize a participant’s To address hypothesis (1) and investigate the relation between and
postural control: (1) reaction time (RT)dtime for a participant to ability of indices of postural control at study baseline to predict
voluntarily shift their center of gravity in an intended direction FES-I scores at 6-month follow-up, data from the LOS test at
after a visual cue; (2) maximum excursion (MXE)dangular study baseline and FES-I scores at 6-month follow-up were
displacement between the angular position at trial initiation and assessed. Data were initially plotted on XY scatter graphs to
the maximum angle during the trial; (3) endpoint excursion visually identify outliers, which were removed if they exceeded 3
(EPE)dangular displacement between the angle of inclination at standard deviations of the remaining group mean. Although in-
trial initiation and the maximum angle during the first dividual Likert scale items of the FES-I are ordinal, previous
movement toward the target; (4) movement angular velocity research outlining the development and validation of the FES-I
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2274 C.T. Barnett et al
does not state the requirement for ordinal assumptions for the total
FES-I scores.22 Therefore, Pearson product-moment correlation
Indicates falls that satisfied the definition adopted in the current study and which were included in statistical analyses. No falls were reported by the remaining participants.
Mdsports and physical activity
All sports and physical activity
Falling and falls efficacy
All occupational (forestry)
5-Md‘slip/trip/stumble’
ferences in mean FES-I scores and the total number of falls re-
All slip/trip/stumble
All slip/trip/stumble
All slip/trip/stumble
All slip/trip/stumble
ported between groups (prosthesis users and control) across the
12-month study period (study baseline to 12 months). The cir-
cumstances around falls were also summarized.
All dressing
Limits of stability
All falls reported by participants who fell, from both the control and prosthesis users groups across the 12-month study period
1y
0
0
0
0
0
0
3
0
1
0
0
3y
6
0
0
0
0
2
0
3y
5
0
0
0
4
0
0
0
0
Month
Results
0
4
0
0
0
0
0
0
0
0
0
* The participant estimated number of falls that occurred due to high frequency.
Demographics
3 (1y)
0
0
0
1y
0
0
0
2
5
0
0
2
1y
0
0
0
0
0
0
0
0
users and control groups. Mean FES-I scores across the study
150*
1
0
0
Control
Group
Limits of stability
Table 2
10
11
y
ID
1
4
5
3
4
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Amputee postural control and fear of falling 2275
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2276 C.T. Barnett et al
Fig 2 Group mean LOS test scores for both the prosthesis users and control groups at study baseline and 6-month follow-up. Directional
abbreviations are as follows: forward (F), forward prosthetic (PF), prosthetic (P), backward prosthetic (PB), backward (B), backward intact (IB),
intact (I), forward intact (IF). For the control group, the right limb was compared to the prosthetic side and left limb to the intact side of the
prosthesis users group.
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Amputee postural control and fear of falling 2277
Table 3 Pearson product-moment correlation coefficient (r), linear regression (R2), P value, F statistic, and Benjamini-Hochberg adjusted P
value (B-H P) for LoS scores separated by group (prosthesis users, control) and presented by independent variable (MXE, EPE, MVL, RT, DCL)
and direction (forward, back, right/prosthetic, left/intact) predicting FES-I scores (dependent variable)
Prosthesis
Users Variable r R2 P F Statistic B-H P Control Variable r R2 P F Statistic B-H P
MXE_Back e0.83* 0.69* <.01* F1,8Z17.74* .06* DCL_Back e0.82* 0.67* <.01* F1,10Z19.80* .02*
EPE_Back e0.73* 0.53* .02* F1,8Z9.15* .16* RT_Right 0.47 0.22 .13 F1,10Z2.80 .57
MVL_Back e0.70* 0.49* .03* F1,8Z7.52* .17* EPE_Forward e0.45 0.20 .15 F1,10Z2.49 .57
RT_Pros e0.53 0.28 .12 F1,8Z3.10 .47 RT_Back 0.44 0.20 .15 F1,10Z2.44 .57
MVL_Intact e0.53 0.28 .12 F1,8Z3.10 .47 DCL_Forward e0.40 0.16 .20 F1,10Z1.93 .57
RT_Intact 0.48 0.23 .17 F1,8Z0.07 .54 EPE_Left e0.38 0.15 .22 F1,10Z1.73 .57
MXE_Intact e0.45 0.21 .19 F1,8Z2.06 .54 RT_Forward 0.38 0.14 .22 F1,10Z1.68 .57
EPE_Forward 0.36 0.13 .30 F1,8Z1.20 .76 EPE_Right e0.38 0.14 .23 F1,10Z1.65 .57
EPE_Pros e0.33 0.11 .36 F1,8Z0.94 .80 MVL_Left e0.35 0.12 .27 F1,10Z1.37 .60
MXE_Pros e0.30 0.09 .41 F1,8Z0.78 .81 MVL_Back 0.30 0.09 .34 F1,10Z1.01 .63
DCL_Back e0.19 0.04 .61 F1,8Z0.29 .88 EPE_Back e0.26 0.07 .42 F1,10Z0.71 .63
RT_Back 0.16 0.03 .66 F1,8Z0.21 .88 MVL_Forward e0.25 0.06 .44 F1,10Z0.64 .63
MVL_Forward e0.09 <0.01 .80 F1,8Z0.07 .88 MXE_Left e0.24 0.06 .45 F1,10Z0.62 .63
EPE_Intact e0.09 <0.01 .80 F1,8Z0.07 .88 MVL_Right e0.22 0.05 .49 F1,10Z0.52 .63
DCL_Pros 0.09 <0.01 .80 F1,8Z0.07 .88 RT_Left 0.20 0.04 .54 F1,10Z0.41 .63
MXE_Forward 0.09 <0.01 .82 F1,8Z0.06 .88 MXE_Forward e0.21 0.04 .52 F1,10Z0.45 .63
RT_Forward 0.08 <0.01 .83 F1,8Z0.05 .88 MXE_Right e0.20 0.04 .53 F1,10Z0.42 .63
DCL_Intact e0.08 <0.01 .82 F1,8Z0.06 .88 DCL_Left e0.13 0.02 .68 F1,10Z0.18 .76
MVL_Pros 0.07 <0.01 .84 F1,8Z0.04 .88 MXE_Back 0.07 <0.01 .83 F1,10Z0.05 .87
DCL_Forward 0.02 <0.01 .96 F1,8<0.01 .96 DCL_Right 0.04 <0.01 .90 F1,10Z0.02 .90
* Statistically significant results.
study may explain the relatively low number of falls. Moreover, to such a group, or indeed a more homogenous group, regardless
there were a similar number of fallers and nonfallers between of group characteristics. Finally, similar instruments for the
groups, with most fallers being recurrent fallers. The faller/nonfaller FES-I and a modified version of the FES-I have been used
split is similar to previous reports from prosthesis users.4 This is of previously to assess falls efficacy and/or confidence in prosthesis
clinical significance, given that prosthesis users who fall more than users.23 However, the FES-I specifically has not been fully
once a year may be at increased risk of fall-related injury, exacer- validated in this population and it is not conclusive whether total
bating associated socioeconomic costs. This also suggests that being FES-I scores should be treated as ordinal data or not. Addressing
able to predict falls efficacy and subsequent falls in potential these issues should be a future goal for researchers interested in
recurrent fallers is imperative for timely intervention. Although not falls efficacy in prosthesis users.
within the scope of the current study, future research should attempt
to ascertain whether differences in falls efficacy and postural control
exist between prosthesis users who do not fall and those who fall Conclusions
more often. This would further refine understanding of the relations
between postural control and falls efficacy established by the cur- Results from the current study suggest that the ability for mea-
rent study. sures of postural control to predict falls efficacy in prosthesis users
is greatest using postural control in the backward direction.
Decreased falls efficacy is related to reduced magnitude, speed,
Study limitations and accuracy of postural movements. In a group of mobile and
In the current study, the 2 groups were well matched, meaning experienced prosthesis users of traumatic etiology, falls efficacy is
the effects of lower limb amputation may have been more easily decreased but the number of falls remains the same when
isolated. Although this benefits the comparisons made in the compared to age- and sex-matched able-bodied controls.
current study, the prosthesis users had a wide range of ages and
levels of prosthetic experience, were relatively mobile, physi-
cally active and generally of traumatic etiology. Less mobile Suppliers
prosthesis users of vascular etiology, with reduced and less
varied levels of prosthetic experience, may exhibit different a. Hultafors AB; Hultaforsvägen 21, Hultafors, Sweden.
balance issues compared to individuals from the current b. NeuroCom software, NeuroCom Pro Balance Master; Neuro-
cohort.30 It is yet to be ascertained whether the relations com International Inc.
explored in the current study could be generalized more broadly c. SPSS, version 23; IBM.
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2278 C.T. Barnett et al
Keywords 13. Buckley JG, O’Driscoll D, Bennett SJ. Postural sway and active bal-
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Med Rehabil 2002;81:13-20.
Balance; Efficacy; Falling; Falls; Limits of stability; Postural
14. Vrieling A, Van Keeken H, Schoppen T, et al. Balance control on a
control; Prosthesis; Transtibial; Unilateral
moving platform in unilateral lower limb amputees. Gait Posture
2008;28:222-8.
15. Dite W, Connor HJ, Curtis HC. Clinical identification of multiple fall
Corresponding author risk early after unilateral transtibial amputation. Arch Phys Med
Rehabil 2007;88:109-14.
Cleveland T. Barnett, PhD, School of Science and Technology, 16. Barnett CT, Vanicek N, Polman RC. Postural responses during voli-
Nottingham Trent University, Nottingham NG11 8NS, United tional and perturbed dynamic balance tasks in new lower limb am-
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Kingdom. E-mail address: cleveland.barnett@ntu.ac.uk.
17. Rusaw D, Hagberg K, Nolan L, Ramstrand N. Can vibratory feedback
be used to improve postural stability in persons with transtibial limb
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