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Cross-Cultural Perspectives

on Identity 11
Peter B. Smith

Abstract
Substantial variations have been found in the ways in which individuals
within different cultural groups identify themselves. Typically, members of
individualistic national cultures perceive themselves as more independent of
others, while members of collectivistic national cultures perceive themselves
as more interdependent with others. In early studies, self-construal was most
frequently conceptualised as a relatively trait-like quality that could be mea-
sured by open-ended self-description or by self-report scales. To be validly
employed, data from such measures need to be analysed in ways that take
account of cultural differences in the tendency to acquiescent responding.
Independent and interdependent self-construals have been found to corre-
late with cross-national differences in a wide variety of social behaviours.
More recently, greater account has been taken of individuals’ capacity to
choose between a range of personal and social identities, dependent upon
the salience of alternative social contexts. The effect of context is much
greater among respondents from collectivistic cultures. The contrast between
independent and interdependent self-construal has proved oversimple, and a
range of alternatives has been proposed. A distinction between individual,
relational and collective identities may more validly capture the range of
cross-cultural variation. Given that self-construals are mutable, experimental
priming techniques can be used to determine the extent to which variations
in self-construal are able to cause effects that are equivalent to cultural differ-
ences in social cognition. Recent studies have focused primarily on bicultural
respondents, and the utility of priming studies to explain differences between
monocultural populations remains to be determined.

The development of research into cross-cultural


psychology over the past several decades has
P .B . Smith ( *) involved a search for the most appropriate way
School of P sychology, U niversity of Sussex, F almer, in which to describe and analyse cultural differ-
B righton, U K ences. Measurement of respondents’ identity has
e-mail: p.smith@ sussex.ac.uk

S.J . Schwartz et al. (eds.), Handbook of Identity Theory and Research,


249
D O I 10 .10 0 7 /9 7 8 -1-4 4 19 -7 9 8 8 -9 _ 11, © Springer Science+ B usiness Media, L L C 2 0 11
250 P.B. Smith

played an increasingly central role in that search. TST elicits open-ended responses, some theoret-
The early stages of cross-cultural research most ical framework is required in order to interpret
typically comprised simple comparisons of the responses obtained. Second, some considera-
empirical results between two or more cultures, tion is necessary of whether the manner in which
with cultures being arbitrarily defi ned as coexis- the TST itself is formatted can be considered as
tent with national boundaries. It quickly became culture-free.
apparent that nations differ on a multitude of
attributes, each of which might account for
any differences that had been identifi ed. B y Contex ts f or Identity: Individualism
the 19 7 0 s, calls were already being formulated and Collectivism
in favour of ‘unpackaging’ culture, in order to
determine which attributes of cultural difference The TST researchers were infl uenced by the
are most directly implicated in those variations in emerging conceptual framework adopted by
performance that are of interest to psychologists cross-cultural researchers, which seeks to delin-
(Rohner, 19 8 4 ; W hiting, 19 7 6 ). It was soon eate national differences in terms of a series
proposed that the way in which most individuals of dimensions. The analysis of individual-level
within a given culture characterise themselves is survey data aggregated to the national level by
a key element of this type. Subsequent attempts H ofstede (19 8 0 ) was particularly infl uential.
to understand cultural variations in identity have Among the dimensions fi rst identifi ed by him,
involved a continuing interplay between theo- the contrast between individualism and collec-
rising about identity and proposals for how to tivism proved particularly attractive, perhaps
measure identity in ways that are culturally valid. because it contrasted rich W estern nations with
This chapter follows the historical sequence less rich nations in other regions of the world.
that has ensued, moving from research that Individualist nations were said to be those in
has drawn on open-ended self-descriptions which one’s identity is defi ned by one’s individ-
to structured surveys and experimental ual attributes and goals. C ollectivist nations were
research. said to be those in which one’s identity is more
strongly defi ned in terms of long-lasting group
memberships. C onsistent with this distinction,
B eg inning s: T h e T w enty S tatem ents TST researchers devised schemes for content
T est analysis that distinguished self-descriptions in
terms of individual traits and abilities from
B ond and C heung (19 8 3 ) compared the sponta- self-descriptions in terms of one’s relationships
neous self-concept of students in H ong K ong, with others and membership of social entities.
J apan and the U S, using the Twenty Statements Initial results were encouraging. U S respondents
Test (TST) pioneered by K uhn and McP artland employed many more trait-like self-descriptions,
(19 5 4 ). This test asks respondents to complete 2 0 whereas E ast Asians referred more frequently
sentences that begin with the phrase ‘I am. . . ’. to social categories. H owever, as the range of
The responses of J apanese students included locations sampled increased, it has become clear
many fewer direct references to qualities of one- that there is no simple correspondence between
self (e.g., ‘I am friendly’) than the H ong K ong the predominance of different types of TST
and U S respondents. TST responses from a content and nations’ positioning on H ofstede’s
wide variety of nations were subsequently com- dimension of individualism– collectivism
pared (e.g., B ochner, 19 9 4 ; Triandis, McC usker, (D el P rado et al., 2 0 0 7 ; W atkins et al.,
& H ui, 19 9 0 ; W atkins et al., 19 9 8 ). Studies 19 9 8 ).
of this type posed two types of problem that O f course, this divergence may be partly
required resolution, if comparative studies of due to the unreliability of H ofstede’s measures,
identity were to become fruitful. F irst, as the but it seems important also to scrutinise the
11 C ro s s -C u ltu ra l Pers p ec tiv es o n Id en tity 251

implicit assumptions inherent in the TST proce- C hen (2 0 0 7 ) compared self-descriptions of Asian
dure. The TST protocol typically asks the respon- American and E uropean American students. As
dent repeatedly to complete the stem ‘I am. . .’. expected, the Asian Americans showed greater
The principal diffi culty with this format is that variability in how they described themselves in
it provides no context within which respon- differing relationship contexts. C rucially, the self-
dents can locate their response. F or members descriptions by each group showed no differ-
of individualistic cultures, this is not especially ence in test– retest consistency 2 5 weeks later.
problematic. H owever, collectivistic cultures are Thus, Asian Americans show greater situational
conceptualised in terms of individuals’ adherence variability, not greater measurement instability.
to the norms and conventions of the groups within E nglish and C hen interpreted this result in terms
which they are located. A more collectivist per- of an ‘if-then’ model for Asian Americans (‘If I
son would therefore be expected to have diffi culty am in situation X , then I am like this’).
in defi ning themselves in the absence of a speci- The greater responsiveness of identities to
fi ed context. C ousins (19 8 9 ) tested this expecta- context in collectivist cultures is also refl ected
tion in a study contrasting U S and J apanese stu- in language structures and language usage. Some
dents. W hen he used the normal format, he found languages (e.g., Arabic) do not employ the per-
that U S students again used more trait-like self- sonal pronoun ‘I’. F urthermore, many of the
descriptions. H owever, when he adapted the TST languages spoken in collectivist nations permit
format to specify context (e.g., ‘W hen with my pronoun drop (for instance, omission of ‘I’)
friends, I am. . . . ’, ‘W hen at home, I am. . . . ’), from sentences (Y . K ashima & K ashima, 19 9 8 ).
the results were quite different. J apanese now C onsequently, if TST type tests are used to study
used more trait-like descriptions, whereas the U S identity, their format must be modifi ed to accom-
respondents more often qualifi ed their responses modate locally prevailing linguistic conventions.
in a way that suggested that although they acted F or instance, it would be better to ask respon-
in a certain way in this setting, this was not an dents to list ways of describing themselves that
indication of their overall self. are important to them.
This fi nding poses the question of how These considerations indicate that if identity
the decontextualised identities often elicited is to be studied validly across cultures, it needs
by the traditional TST procedure relate to to be addressed in ways that take full account
the situated identities elicited by C ousins. of variations in respondents’ context. Researchers
Tafarodi, L o, Y amaguchi, L ee, and K atsura have addressed this issue in three different ways,
(2 0 0 4 ) addressed this question to respondents which are considered in turn in the succeeding
themselves. Respondents were asked whether the sections of this chapter. C onstrual of oneself in
beliefs that they held about themselves remained terms of concepts explicitly derived from indi-
the same in different situations. A total of 6 5 % vidualism is considered fi rst. Alternative bases
of C anadians said yes, but only 4 6 % of J apanese of self-construal such as hierarchical position
and only 2 8 % of H ong K ong C hinese did so. and relatedness are then examined, followed by
In a similar way, Suh (2 0 0 2 ) found that the studies in which self-construal is manipulated
way that K oreans characterised themselves across experimentally.
fi ve different situations was much less consis-
tent than U S responses. Thus, while all persons’
identities will change over long time periods Independent V ersus Interdependent
(e.g., K roger & Marcia, C hapter 2 , this vol- S elf -Construal
ume), persons within collectivist cultures report
more short-term variation in their experienced The concepts of independence and interde-
identities as they move between different social pendence were fi rst popularised by Markus
contexts. H owever, variation between contexts is and K itayama (19 9 1). These authors proposed
not the same as instability over time. E nglish and that Americans typically construe themselves
252 P.B. Smith

as relatively autonomous individuals, while to me’. These scales have been used frequently
J apanese typically construe themselves as inter- by cross-cultural researchers, and Singelis (19 9 4 )
dependent with the membership groups within has been cited nearly 5 0 0 times. H owever, per-
which they are embedded. As used by Markus haps because of the heterogeneity of the scale
and K itayama, these terms are conceptually items, they do not always achieve adequate lev-
parallel to individualism and collectivism, and els of internal consistency. C ritics have identi-
some authors have used them interchangeably. fi ed multifactorial solutions (H ardin, L eong, &
H owever, it is preferable to use individualism B hagwat, 2 0 0 4 ; L evine et al., 2 0 0 3 ). Studies
and collectivism to describe the culture of large- that have compared TST responses with the
scale entities such as nations, and independence– Singelis scales have found only weak correlations
interdependence to describe individuals’ self- between them (B resnahan et al., 2 0 0 5 ; D el P rado
construals. C ultures are characterised by the et al., 2 0 0 7 ). Thus, the question of which pro-
interrelatedness of their various components and cedure is preferable must rest on their ability to
are consequently more than the simple aggre- show meaningful associations with other indices.
gate of the individuals within them. Measures at
the two levels of analysis will therefore some-
times have differing structures (H ofstede, 19 8 0 ; S elf -Construals as Predictors
Schwartz , 19 9 4 ; Smith, B ond, & K ağıtç ıbaşı,
2 0 0 6 ). Scores on the Singelis self-construal scales have
Markus and K itayama used their literature been shown to relate in plausible ways to other
review as the basis for a series of propositions measures of how persons think about themselves.
as to the consequences of independent versus At the level most directly relevant to the focus of
interdependent self-construal for processes such this chapter, there is evidence that self-construal
as cognition, emotion and motivation. Although is linked with identifi cation with one’s national-
they did not publish measures of self-construal, ity. U sing a measure similar to the Singelis scales,
their infl uential formulation has provoked others J etten, P ostmes, and McAuliffe (2 0 0 2 ) found
to develop such measures. The most widespread that among American students those who iden-
procedures have entailed the creation of self- tifi ed more with being American scored higher
report measures using L ikert scales. Singelis on independence, whereas among Indonesian
(19 9 4 ) created a 3 0 -item survey, comprising sep- students those who identifi ed more with being
arate measures of independent and interdepen- Indonesian scored higher on interdependence. In
dent self-construal. The Singelis scales provide further studies, these authors showed that when
some advance on measures based on the TST, respondents were encouraged to identify with a
because the items tapping interdependence refer group that had an individualistic or a collectivistic
explicitly to the respondent’s relatedness to oth- culture, their self-construals became more inde-
ers. F or instance, one interdependence item reads: pendent and interdependent, respectively. Thus,
‘It is important to me to maintain harmony within self-construal can be a function of the groups that
my group’. Another reads: ‘I will stay in a group one associates with, rather than a stable trait-like
if they need me, even when I am not happy with quality. It is perhaps paradoxical that identify-
the group’. H owever, it is notable that one of ing strongly with an individualistic group leads
these items describes a value, while the other to construing oneself as more independent.
describes a behaviour. F ew of the items refer Self-construals also signifi cantly predict
explicitly to the respondent’s identity, but some whether respondents believe that personality
do touch closely on issues exposed by the studies traits or social context are the best predic-
discussed above. F or instance, one of the inde- tors of behaviour. C hurch et al. (2 0 0 6 ) found
pendence items reads: ‘I am the same person at that American respondents scored signifi -
home as I am at school’. Another reads: ‘My per- cantly higher on belief in traits as causal and
sonal identity independent of others is important signifi cantly lower on contextual beliefs than
11 C ro s s -C u ltu ra l Pers p ec tiv es o n Id en tity 253

Malays, Mexicans, Asian Australians, F ilipinos K wan, B ond, and Singelis (19 9 7 ) reported
and J apanese. Among U S respondents, inde- that the effect of relationship harmony on life
pendent self-construal was correlated with trait satisfaction was explained by scores on inter-
beliefs whereas interdependent self-construal dependent self-construal, both in H ong K ong
was correlated with contextual beliefs. H owever, and in the U S. Across K orea, J apan, H awaii
the results from other nations were confusing. and mainland U S, K im et al. (19 9 6 ) compared
F or instance, in J apan, independence predicted favoured forms of communication style, which
contextual beliefs and interdependence predicted they referred to as constraints. D ifferences in
trait beliefs. Some of this confusion may be endorsement of a task constraint (in other words,
due to the fact that the Singelis scales do not a belief that one should focus on the task)
control for cultural differences in acquiescent by respondents from K orea, J apan, H awaii and
responding, in other words, the tendency of mainland U S were accounted for by indepen-
some respondents to agree with all the items in a dent self-construal, whereas sample differences
survey. in endorsement of a relationship harmony con-
The next several paragraphs briefl y describe straint (preference for focusing on good rela-
the broad range of cross-cultural studies of social tionships) were accounted for by interdependent
emotions and behaviours in which the Singelis self-construal.
measures have been used to explain national dif- O ne of the most striking sets of this type of
ferences. In these studies, differences between results has been provided by E arley (19 9 3 ), who
samples are fi rst identifi ed in mean self-construal compared social loafi ng in simulated work groups
scores and in means on the variable of interest. in C hina, Israel and the U S. The C hinese and
The effect of self-construal on the variable being Israelis worked harder when they believed that
studied is then discounted statistically. If the dif- they were working in a team with whom they had
ference between the nations in adjusted means affi nity. P erformance in a team with whom they
is reduced or entirely eliminated, self-construal had no affi nity did not differ from performance
is said to partially or wholly account for cross- when working individually. Americans worked
national differences of interest. F or instance, harder when they believed that they were working
Singelis, B ond, Sharkey, and L ai (19 9 9 ) com- alone. The type of team in which they were work-
pared respondents’ ratings of how embarrassed ing had no differential effect on performance.
they would be in each of a set of scenarios with The differences in work levels between the sam-
which they were presented. Samples were from ples from different nations were fully explained
H ong K ong, H awaii and mainland U S. Mainland by measures of independent and interdependent
U S respondents scored signifi cantly higher on self-construal.1
independence and signifi cantly lower on inter- These results indicate that an increasing range
dependence than members of the other samples. of authors have found that self-construal mea-
These measures partially accounted for group dif- sures can explain cross-national differences of
ferences in ratings of one’s embarrassability, both interest. H owever, not all studies have found
at the level of differences between the differ- such effects and mean national differences in
ent national samples, and also between ethnic self-construal scores are sometimes absent or
groups within each sample separately. In a sim- in non-predicted directions (Matsumoto, 19 9 9 ).
ilar way, O etz el et al. (2 0 0 1) compared two types C onsequently, there is continuing confusion as to
of concerns about loss of face in Germany, C hina, the circumstances in which self-construal mea-
J apan and the U S. Independent self-construal sures may be validly employed. In an infl uen-
was found to explain differences in the level of tial review, O yserman, C oon, and K emmelmeier
concern about one’s own loss of face, while dif- (2 0 0 2 ) compared scores across nations on the
ferences in concerns about loss of face by others Singelis scale, as well as on eight other scales
with whom one is interacting were explained by that had been defi ned by their authors as
interdependent self-construal. measuring independence– interdependence or the
254 P.B. Smith

related concepts of individualism– collectivism, this group have shown that differing mod-
as applied to individuals. O yserman et al. con- els of parenting are associated with observed
cluded that the means of the various mea- differences, such as frequency of body con-
sures included in their meta-analysis indicated tact, object stimulation, holding and smiling,
that E uropean Americans are more individual- in parental behaviours towards infants (K eller,
istic than persons from other nations, and less B orke, Y ovsi, L ohaus, & J ensen, 2 0 0 7 ; K eller
collectivistic than C hinese, but not less than et al., 2 0 0 3 ).
J apanese or K oreans. These conclusions have The development of measures of indepen-
been challenged on methodological grounds. dent and interdependent self-construal has ben-
N one of the scales included in this meta-analysis efi ted the fi eld, because it has enabled some
included balanced sets of positively and nega- fruitful attempts at the unpackaging of key ele-
tively worded items. C onsequently, they are vul- ments within very broad and very complex con-
nerable to the risk of acquiescent response bias. cepts such as that of national culture. N o one
Acquiescence is known to differ consistently would propose that independence and interde-
across nations (Smith, 2 0 0 4 ). O yserman et al.’s pendence make up the sum total of ways in
comparison of means is therefore as likely to have which individuals defi ne their identity, but this
detected the incidence of acquiescence as the specifi c contrast has been particularly helpful to
incidence of independence or interdependence. cross-cultural psychologists, because it parallels
Schimmack, O ishi, and D iener (2 0 0 5 ) reanalysed the dimension of cultural variation that has so
a sub-sample of O yserman et al.’s data, com- far been most fully investigated: individualism–
prising those scores for which it was possible collectivism. These concepts are also valuable
also to include a control for acquiescence. Their precisely because they can be measured at the
analysis now showed that the data confi rmed individual level. N ation-level contrasts are likely
the contrasts between nations that had been fi rst to prove adequately interpretable only in studies
identifi ed by H ofstede (19 8 0 ). Respondents in that have sampled 2 0 or 3 0 nations. P ractical con-
individualistic nations do predominantly construe straints determine that most cross-cultural studies
themselves in independent ways, whereas respon- can span no more than a handful of nations.
dents in more collectivistic nations predomi- Moreover, the populations of nations are by no
nantly construe themselves in interdependent means homogeneous. Thus, although it is the
ways. case that the majority of persons within a nation
The differential prevalence of these two types such as C hina will be found to exemplify inter-
of self-construal across cultures has also been dependent self-construal, even within a sample
addressed by developmental researchers. P arental drawn from a more individualistic nation, some
models of infant care in Germany, Greece, C hina, persons will be identifi ed who also exemplify
Mexico, India, C osta Rica, the U S and C ameroon interdependent self-construal. This is illustrated,
show wide variations (K eller et al., 2 0 0 6 ). These for example, by the way Singelis et al. (19 9 9 )
authors have shown that a measure of fam- found that interdependence could explain differ-
ily allocentrism (equivalent to interdependence) ences not only between samples but also between
accounted for national differences in mothers’ ethnic groups within each sample in their study
models of parenting. Middle-class mothers in of embarrassment. B ecause this level of diver-
the U S, Germany and Greece favour parent- sity exists in most nations, studies sampling only
ing that emphasises the development of inde- a few nations can still contribute to the current
pendence. Mothers from rural areas in India progress of cross-cultural investigation. A greater
and C ameroon favour parenting that empha- problem at the present time is that it has tended to
sises the development of relatedness. U rban be the same few nations that have been repeatedly
women in the remaining samples favour an inter- sampled. W e need to be sure that the full range
mediate form of parenting that was described of ways in which persons construe themselves is
as autonomous– relational. E arlier studies by being sampled.
11 C ro s s -C u ltu ra l Pers p ec tiv es o n Id en tity 255

P erhaps the most striking aspect of the in this measure referred also to independence and
self-construal measures thus far discussed is interdependence (termed individualism and col-
that they treat persons’ identity simply as a lectivism by Singelis et al.). Thus, the measure
stable quality acquired through socialisation, has four scales: vertical individualism, horiz on-
which can subsequently guide our understand- tal individualism, vertical collectivism and hor-
ing of their emotions and behaviours on partic- iz ontal collectivism. These measures have also
ular occasions. Self-construal is taken as con- been shown to explain cross-national differences
sciously accessible and as capable of sum- found in some studies. F or instance, Thomas and
mary through a single, contrasting pair of Au (2 0 0 2 ) found that horiz ontal individualism
concepts. The following sections discuss stud- explained the stronger effects of job dissatisfac-
ies that have sought to broaden the scope of tion and the availability of alternatives on inten-
these measures and to allow for their temporal tion to leave one’s job that they found in N ew
variability. Z ealand compared to H ong K ong. H igh power
distance and collectivism are strongly correlated,
at least at the nation level (H ofstede, 2 0 0 1).
A dditional D im ensions In other words, collectivistic nations or cul-
of S elf -Construal tures are frequently the more hierarchical ones.
C onsequently, it is possible that the creation of
The studies outlined in the preceding section four dimensions of self-construal over Singelis’
focused on the extent to which respondents (19 9 4 ) previous two scales has not enhanced pre-
defi ned their identity in terms that are associated dictive validity. N o study has yet made a direct
with H ofstede’s contrast between individualism comparison.
versus collectivism and Markus and K itayama’s
parallel distinction between independence and
interdependence. F ocus on R elatedness

H ofstede’s concept of collectivism has been


F ocus on H ierarch y interpreted in a variety of divergent ways,
ranging from cultures characterised by life-long
In addition to his focus on individualism– identifi cation with a single group to cultures
collectivism, H ofstede (19 8 0 ) identifi ed three characterised by a generalised affi nity for work-
further dimensions of cultural variation. In prin- ing in groups. Much less attention has been given
ciple, each of these could also provide a basis to the dimension of cultural variation that he
for identifying variations in how persons con- named as masculinity versus femininity. Most
strue themselves. H is dimension of power dis- probably, this is because his labelling of this
tance concerns the extent to which a culture dimension has been interpreted as sexist. H e
is organised on the basis of hierarchy. It can defi ned masculine cultures as those in which
be expected to differentiate those who construe persons strive for achievement and recognition,
themselves as equal to others (low power dis- and feminine cultures as those in which greater
tance) from those who see themselves in terms priority is given to enhancing the quality of
of either submission or dominance (high power interpersonal relationships. Thus, H ofstede’s
distance). An individual-level self-construal mea- defi nition of individualism– collectivism rests
sure addressing these types of distinctiveness on variations in attachment to groups, while
was devised by Singelis, Triandis, B hawuk, and his defi nition of masculinity– femininity
Gelfand (19 9 5 ), comprising items describing the rests on variations in relatedness to specifi c
extent to which one’s relations with others were others.
based on equality (‘horiz ontal relationships’) or These two bases for defi ning cultural vari-
on hierarchy (‘vertical relationships’). The items ation are both important in considering the
256 P.B. Smith

individual-level concept of interdependent self- J apanese more relational. In comparing J apan and
construal (Smith & L ong, 2 0 0 6 ). Some of the the U S, Y amagishi and Y amagishi (19 9 8 ) have
items in Singelis’ (19 9 4 ) scales refer to ‘my proposed that J apanese are more often preoccu-
group’, while others refer to relations with spe- pied with the assurance provided by the state of
cifi c persons such as one’s professor and one’s relationships within their in-group, whereas the
parents, and yet others specify generalised atti- more fl uid nature of U S culture encourages a
tudes towards other persons. Responses to these stronger focus on the status of relations between
varied items may go well together in some cul- one’s own group and other groups. E mpirical
tural contexts, as they did in Singelis’ original evidence supports this formulation (Takemura,
study. In other contexts, it is likely that the Y uki & O htsubo, 2 0 10 ; Y uki, 2 0 0 3 ). W hether this
priority given to relations with a long-term in- particular reasoning is correct or not, it is impor-
group and relations with persons from other tant to explore more fully the utility of scales
groups will not be closely associated. These that distinguish relational interdependence from
variations may contribute to the low reliability collective interdependence.
that has been found for the Singelis scales in E . S. K ashima and H ardie (2 0 0 0 ) developed
many subsequent studies. Georgas, B erry, van de three 10 -item scales in Australia tapping per-
V ijver, K ağıtç ıbaşı, and P oortinga (2 0 0 5 ) used sonal, relational and collective orientations. All
the Singelis items in a study spanning 3 0 nations, items were positively worded, and the three
and found that the reliabilities varied so greatly scales were found to correlate positively with
that the data from this scale could not be used in one another. W hen each of the other scale
their main analyses. scores was partialled out, the personal and col-
B rewer and Gardner (19 9 6 ) proposed that lective scales were shown to link in predictable
the concept of interdependence, as formulated ways with the self-construal measures discussed
by Markus and K itayama (19 9 1), is primarily in the preceding sections. After partialling out
focused on relatedness with other individuals. In the other two scales, the relational scale cor-
their view, it was preferable to distinguish this related only with a measure of attachment
concept from collectivism, which has more to do closeness.
with one’s relation to specifi c groups or other D el P rado et al. (2 0 0 7 ) included in their six-
social entities. P ersonal, relational and collec- nation survey an Aspects of Identity question-
tive identities should therefore be distinguished. naire, which was devised in the U S by C heek and
F ollowing this initiative, B rewer and C hen (2 0 0 7 ) Tropp (19 9 7 ; see also C heek, Smith, & Tropp,
made a content analysis of the items comprising 2 0 0 2 ). This survey distinguishes between per-
all available scales that have been infl uenced by sonal (‘my personal values and moral standards’),
the concepts of individualism and collectivism. relational (‘My relations with people I feel close
They conclude that it is desirable to make a dis- to’), social (‘My reputation’) and collective (‘My
tinction between items that refer to what they race or ethnic background’) forms of identity.
call relational collectivism and those that refer to Respondents were asked to rate items concerning
group collectivism (Sedikides & B rewer, 2 0 0 1; the importance to them of each of these identities.
C hen, B oucher, & K raus, C hapter 7 , this vol- D el P rado et al. tested the ability of the Singelis
ume; Spears, C hapter 9 , this volume). This dis- measures of independence and interdependence
tinction holds great promise, since it may help to predict each type of identity in each of four
to clarify the meaning of some of the more nations. In the two individualistic nations, the U S
puz z ling results in the existing literature. F or and Australia, independence predicted personal
instance, some researchers have reported the fi nd- and relational identities and interdependence pre-
ing that their U S respondents endorsed inter- dicted social and collective identities. In Mexico,
dependence more strongly than their J apanese independence predicted personal and relational
respondents (Matsumoto, 19 9 9 ). This could be identities and interdependence predicted collec-
because U S respondents are more collective and tive and relational identities. H owever, in the
11 C ro s s -C u ltu ra l Pers p ec tiv es o n Id en tity 257

P hilippines, independence predicted the impor- identifi cation with friends, inclusion of friends
tance of all four forms of identity. in one’s self and endorsement of benevolence,
The results obtained by E . S. K ashima and stimulation and hedonism values. The sample
H ardie and by D el P rado et al. both underline was drawn from the U K and three Arab nations.
the need to control for acquiescent respond- U K students scored signifi cantly higher on per-
ing, particularly in collectivist cultures such as sonal and on relational-horiz ontal self-construal.
the P hilippines, where it is more prevalent. Syrian students scored signifi cantly higher on
U ntil this has been achieved, it is diffi cult to collective-horiz ontal, collective-vertical and
interpret the variations in the results that have relational-vertical self-construal. Students in
been obtained. A clear separation between mea- J ordan and L ebanon had intermediate scores.
sures of personal identity and relational identity This procedure does succeed in providing a more
in differing cultural contexts has not yet been clearly differentiated set of self-construals, but
achieved. its validity rests on selection of adequately dis-
tinctive exemplars for each of the relational and
collective categories. An alternative possibility is
F ocus on Categ ory Inclusiveness that persons might be able to construe the same
exemplar in different ways, in which case a mea-
An alternative approach to this problem was sure would be required that differentiates styles
attempted by H arb and Smith (2 0 0 8 ). An of construal rather than targets of construal.
instrument was constructed that asks about
the respondent’s degree of involvement at four
different levels of social inclusiveness, labelled F ocus on A g ency
as personal, relational, collective and humanity-
as-a-whole. Relational categories are defi ned E ach of the projects discussed in the preced-
as those that involve dyadic relations, or an ing section has sought to achieve separation
interconnected set of dyadic relationships (e.g., between relatedness and other dimensions of self-
‘friends’). C ollective categories are defi ned as construal. K ağıtç ıbaşı (2 0 0 5 ) has argued that
those in which the individual is an interchange- the reason why this has proved diffi cult is that
able exemplar of a larger scale social category the concept of independence– interdependence,
(e.g., ‘students at my university’). F ollowing as usually defi ned, includes two quite sepa-
the inclusion by Singelis et al. (19 9 5 ) of items rate dimensions of self-construal. She identifi es
referring to hierarchical relations, a distinction these as a dimension of interpersonal distance,
is also made between vertical and horiz ontal named as separation versus relatedness, and a
relationships within the relational and collective dimension of agency, named as autonomy ver-
levels, making six dimensions in total. H arb sus heteronomy. D rawing on her earlier studies of
and Smith selected entities which best represent parenting (K ağıtç ıbaşı, 19 9 6 ), she defi nes auton-
each of these categories and asked students omy as ‘a state of being a self-governing agent’
from four nations to complete fi ve L ikert scales (K ağıtç ıbaşı, 2 0 0 5 , p. 4 0 4 ), which places her
describing their involvement in each of the six view close to that of self-determination theo-
social categories. C onfi rmatory factor analyses rists (see Soenens & V ansteenkiste, C hapter 17 ,
supported the retention of the six separate self- this volume). H eteronomy is defi ned as reliance
construal indices. E ach type of self-construal on others as a source of guidance. In terms
was found to be signifi cantly related to measures of these dimensions, independent self-construal
of identifi cation with the equivalent social is characteristic of persons who construe him-
category, and inclusion of others in oneself, self or herself as high on separation from others
and with endorsement of a distinctive profi le and high on agency. Interdependent self-construal
derived from Schwartz ’s (19 9 2 ) values survey. would be characteristic of a person who con-
F or instance, horiz ontal relatedness predicted strues themselves as high on relatedness and
258 P.B. Smith

high on heteronomy. The distinction between do not know what comparators the respondent
these two dimensions permits the formulation of will have employed. J udgement could be made
two further types of self-construal. Autonomous- relative to one’s own internal aspirations, or rel-
relational self-construal would characterise per- ative to those within one’s immediate context,
sons high on both autonomy and relatedness. or relative to some salient reference group. It is
Such a person would be an active initiator unlikely that the judgements would be made rela-
of actions, while retaining membership with tive to one’s image of persons from other nations.
a cohesive network of relatedness. K ağıtç ıbaşı C onsequently, identity measures collected from
(2 0 0 5 ) does not discuss the fourth possible type, different nations or different cultural groups may
which would entail heteronomy and separateness. be biased. A member of a collectivist culture
H owever, she cites evidence supporting her con- may rate himself or herself as highly indepen-
tention that autonomous-relational self-construal dent relative to those around him or her, but still
is characteristic of urban populations within col- be much more interdependent than most mem-
lectivist cultures, in contrast to rural populations bers of an individualistic culture. E ffects of this
in collectivist cultures, who would be more likely kind could explain failures to fi nd predicted dif-
to show heteronomous-relational self-construal. ferences in mean self-construals between people
K ağıtç ıbaşı has yet to publish results of mea- from different cultures.
sures employing her concepts, but it could be This line of reasoning was investigated by
predicted that measures of autonomous-relational H eine, L ehman, P eng, and Greenholz (2 0 0 2 ).
self-construal would be correlated with H arb U sing the Singelis scales, they showed that direct
and Smith’s measure of horiz ontal collectivism, comparisons of mean responses from C anada
while her measure of heteronomous-relational and J apan did not differ. H owever, when respon-
self-construal would link with their measure of dents familiar with both cultures were each
vertical collectivism. asked to complete two modifi ed versions of
the Singelis items reading ‘C ompared to most
N orth Americans, I am. . . ’ and ‘C ompared to
B asic Prob lem s: T h eory and M eth od most J apanese, I am. . . ’, the predicted effects
were found. This procedure brings into play the
The measures proposed as alternatives to a simple stereotypes that members hold about their fellow-
contrast between independence and interdepen- nationals and about the other cultural group, but
dence enrich our understanding of self-construal, it does not ensure that the resulting data are
by identifying a fuller range of ways in which necessarily more valid, because a frame of ref-
persons in differing cultural contexts can choose erence has been imposed which may not be the
to identify themselves. Some of this diversity respondent’s preferred frame of reference.
was already apparent from factor analyses of data An implication of H eine et al.’s critique is that
using the original Singelis (19 9 4 ) items (H ardin measures of self-construal must either contain
et al., 2 0 0 4 ; L evine et al., 2 0 0 3 ). H owever, explicit scale anchors, or else that they should be
the more recently devised measures entail more used in ways that involve intra-cultural, or better
explicit theorising about the range of ways in still intrapersonal, data analyses rather than com-
which self-construals may vary. paring mean levels across cultures. F or instance,
D espite this, the recent approaches share studies cited earlier such as K wan et al.’s (19 9 7 )
with the Singelis scales the weaknesses that study of life satisfaction and E arley’s (19 9 3 ) anal-
are present in any measure that asks respon- ysis of social loafi ng utilised a series of parallel
dents to characterise themselves on a series of within-subject hypothesis tests for each cultural
L ikert scales. The principal weakness is that group that was sampled. Another instance of
the way that they position themselves on these this type is provided by the work of V ignoles
scales is implicitly comparative. H owever, we (C hapter 18 , this volume), whose cross-cultural
11 C ro s s -C u ltu ra l Pers p ec tiv es o n Id en tity 259

analyses of identity motives focus on within- self-critical. Several types of priming may be
participant variance across multiple elements of involved.
identity.
A much more radical way of addressing the
problem stems from the original position adopted L ang uag e as a Prim e
by Markus and K itayama (19 9 1). They did not
seek to measure self-construals directly at all, Spoken language is an instance of a constantly
choosing instead to test hypotheses predicting recurring cultural prime. As noted earlier, lan-
how participants would respond to a variety guages that can drop the fi rst person pronoun are
of tasks, based upon the premise that inde- more prevalent in collectivist nations (Y . K ashima
pendence and interdependence pervade partic- & K ashima, 19 9 8 ). Repeatedly speaking in a way
ular cultural groups. This position has been that does not require the personal pronoun can
explored fruitfully in recent years (K itayama, be expected at the least to predispose against
Ishii, Imada, Takemura, & Ramaswamy, 2 0 0 6 ; thinking of oneself as agentic. In bilingual con-
K itayama, P ark, Sevincer, K arasawa, & U skul, texts, the choice between spoken languages is
2 0 0 9 ), but does not advance our understanding frequently an important marker of cultural iden-
of the nature of self-construal itself. A fi nal way tity in a given setting (N oels, C lé ment, & Gaudet,
to address the need for within-subject analyses 2 0 0 4 ) and of consequent actions that accord with
is provided by studies that employ experimental that setting. C omparative studies have shown that
priming. These are considered in the next section. among bilinguals, the language in which a sur-
vey is completed affects responses. Across 2 4
nations, respondents who completed a survey
E x perim ental A pproach es in E nglish answered in ways that were closer
to the answers by C aucasian respondents than
The approaches to the cross-cultural study of were those of respondents answering in their fi rst
identity that have been discussed in preced- language (H arz ing, 2 0 0 5 ). Sanchez B urks, L ee,
ing sections treat identity as a relatively sta- C hoi, N isbett, Z hao, and K oo (2 0 0 3 ) explored
ble attribute. P ersons are seen as having been the cross-cultural implications of the fi nding that
socialised to think of themselves in ways that are N orth Americans feel that work and personal
to a substantial degree compatible with the cul- relations should be kept separate, whereas those
tural milieu in which they are located. H owever, from other parts of the world see work and non-
we have abundant evidence from research in work as more closely interwoven. They showed
social psychology that persons are typically that when Thai– E nglish bilinguals responded to
aware of a range of identities, any of which scenarios concerning work diffi culties in E nglish,
may be elicited by momentary events (e.g., they took no account of personal aspects of the
Tajfel & Turner, 19 7 9 ; Turner, H ogg, O akes, situation, whereas when they responded to the
Reicher, & W etherell, 19 8 7 ; for a review, see same scenarios in Thai they did take account
Spears, C hapter 9 , this volume). F rom this per- of personal relationship issues. Thus, the lan-
spective, cultural differences in identity must be guage that was used primed a particular cultural
thought of as the predominance of that partic- orientation.
ular set of identities that are frequently elicited
by life within the settings that make up a
given culture. F or instance, K itayama, Markus, Prim ing Independence/
Matsumoto, and N orasakkunkit (19 9 7 ) show that Interdependence
U S cultural settings include many that encour-
age individuals to feel proud and self-enhancing, L anguage of response provides an implicit cul-
whereas J apanese cultural settings include many tural prime, but researchers have increasingly
that encourage individuals to feel modest and also employed a range of other primes related to
260 P.B. Smith

the concepts of individualism and collectivism, in the direction of differences that were found
some explicit and some implicit (O yserman & between separate control groups of monocultural
L ee, 2 0 0 7 , 2 0 0 8 ). O f the 6 7 cultural prim- Greek and monocultural D utch children. Thus,
ing studies identifi ed by O yserman and L ee, the primes elicited separate sets of schemata
only eight were conducted in more than one relating to both self-description and description
nation. P riming has been found to show mod- of events whose difference in magnitude was
est effects on various measures of values and almost as great as the differences found between
self-concept and larger effects on measures of the two separate monocultural groups. This sug-
cognition. An early instance related to prim- gests that cultural priming studies have consider-
ing of self-concept is provided by the work able potential for explaining cultural differences,
of Trafi mow, Triandis and Goto (19 9 1). These at least among biculturals. H owever, if we are
authors asked students to spend 2 min think- to be clear that the effects obtained through
ing either about all the things that made them priming are attributable to elicitation of specifi c
different from others, or about all the things cultural identities, then direct measurement of
that they had in common with close others. identities is preferable. The capacity of identity
They were then asked to complete the TST. measures to mediate the effects of cultural prim-
Those who had spent time thinking about dif- ing manipulations could then be tested, just as
ferences scored more highly on statements about has been the case in studies using self-construal
their personal self, while those who had thought measures.
about similarities scored higher on collective self- N ational identity is but one of many identi-
representations. ties available to an individual, and is one that
is much less likely to be elicited in everyday
interactions than are those identities that are
Prim ing of B iculturals more proximate. Thus, if priming of identities
is to assist our understanding of cultural dif-
P riming studies have frequently involved samples ferences, it is necessary to establish the degree
of bicultural respondents (see H uynh, N guyen, of association between the cultural icons used
& B enet-Martinez , C hapter 3 5 , this volume). F or in priming studies and the cognitive structures
instance, respondents may be asked to evalu- thought to be characteristic of members of a
ate cultural icons such as the Statue of L iberty, given culture. W an et al. (2 0 0 7 ) have provided
the E iffel Tower or a C hinese dragon, or to some initial indications of links between cultural
rate culturally distinctive advertisements, prior to identifi cation and preferred ways of characteris-
completing an experimental task (H ong, Morris, ing cultures. In three studies, they showed that
C hiu, & B enet-Martinez , 2 0 0 0 ). In studies of identifi cation with one’s nation was signifi cantly
this type, no direct measures of cultural iden- associated with personal endorsement of values
tity are typically collected. Identity is treated as that were perceived by the sample as a whole
the hypothesised causal variable accounting for to be more characteristic of one’s nation (see
the culturally distinctive effects that are obtained. also J etten et al., 2 0 0 2 ; Schildkraut, C hapter 3 6 ,
F or instance, V erkuyten and P ouliasi (2 0 0 2 ) this volume). These effects were replicated when
primed Greek children living in the N etherlands assessing also identifi cation with subsidiary lev-
to respond to a survey either in Greek or in els of grouping such as identifi cation with
D utch. They were also shown icons such as the one’s university (W an, C hiu, P eng, & Tam,
national fl ag and asked for their reactions. Those 2 0 0 7 ). Thus, as social identity theorists would
responding to the Greek primes reported signif- predict, cultural identifi cation involves internal-
icantly stronger identifi cation with their friends, isation of a prototype that characterises one’s
a more positive social identity, a less positive culture collectively, rather than a simple match-
personal identity and more external attributions ing of one’s personal values with those around
for events. These differences are all strongly oneself.
11 C ro s s -C u ltu ra l Pers p ec tiv es o n Id en tity 261

H ow D o Prim ing S tudies A dvance self-schemata than it is to knowledge of different


th e F ield? cultures.
N g and H an (2 0 0 9 ) used a similar procedure to
It is likely that the cultural differences that have that of Sui et al., but also made fMRI brain scans
mostly been categorised in terms of simple con- of 15 mainland C hinese and H ong K ong students.
trasts between individualism and collectivism The scans of those receiving the W estern prime
entail a whole range of ways of thinking about were subtracted electronically from the scans of
oneself and others that are differentially acces- those receiving the C hinese prime, in order to
sible to members of differing cultural groups. reveal the areas of brain activity that differenti-
Some of these may be associated with ways ated the two experimental conditions. The results
of processing information relevant to one’s cul- were interpreted as showing that, for those with
tural identity, whereas others are likely to be a C hinese prime, the memory tasks involving self
associated with ways of processing information and mother activated the same area in the ven-
relevant to one’s participation in the varying tral medial prefrontal frontal cortex. H owever, for
groups and activities that make up one’s day-to- those receiving the W estern prime, each of the
day life. It remains to be determined whether we two tasks elicited activation in a separate area
gain greater benefi t from retaining more global of the brain. Thus, there is preliminary evidence
concepts such as individualism– collectivism or that priming effects are interpretable in terms of
from differentiating a more semiotic perspec- differing patterns of brain activation that are con-
tive that addresses the whole range of identi- sistent with the contrast between independence
ties espoused by members of a given culture and interdependence.
(Y . K ashima, 2 0 0 9 ; V ignoles, C hapter 18 , this These studies leave open whether priming
volume). effects of these types would always elicit iden-
To choose between these alternatives, we need tifi cation with the cultural group that is primed.
more evidence of the relationships between dif- U sing cultural icons as primes could elicit a
ferent types of priming effects, self-construal wide range of reactions, not just independence
and identity. Sui, Z hu and C hiu (2 0 0 7 ) made versus interdependence. N ot all C hinese are pro-
content analyses of self-descriptions by main- American, nor are all Americans pro-C hinese.
land C hinese students in B eijing who had E ven among biculturals, Z ou, Morris, and B enet-
been exposed to a prime comprising either Martinez (2 0 0 8 ) question whether culture primes
C hinese cultural icons or U S cultural icons. The necessarily elicit identifi cation. B iculturals may
C hinese prime elicited more interdependent self- be ambivalent or indifferent towards one or the
descriptions, whereas the U S prime elicited more other of their available cultural identities, leading
independent self-descriptions. This effect could to varying levels of identity integration (H uynh,
equally be due to the elicitation of self-schemata et al., C hapter 3 5 , this volume). C onsequently,
or the elicitation of knowledge about C hina and in some circumstances, priming could lead to
the U S. In a subsequent study using the same effects associated with disidentifi cation. Z ou
primes, students undertook a memory test. Those et al. showed that, among C hinese and U S stu-
receiving the C hinese prime (and those receiv- dents, measures of identifi cation and disidentifi -
ing no prime) were better at remembering words cation with one’s nation were distinct from one
related to their mother than were those receiv- another. Among U S respondents, a U S prime
ing the U S prime. Thus, the U S prime hindered interacted with high U S identifi cation leading
C hinese students’ memory performance in a way to enhancement of the typically American ten-
that is consistent with thinking of oneself as inde- dency to attribute causes to individuals. H owever,
pendent. This result clearly implies that priming among C hinese respondents, a C hinese prime
achieves its effect through the elicitation of self- interacted with high C hinese disidentifi cation,
schemata, rather than the elicitation of cultural leading to a reduction in the typically C hinese
knowledge. Motherhood is much more relevant to tendency to attribute causes to groups. Thus,
262 P.B. Smith

in this case, priming and identifi cation achieved mostly continued to treat nations as distin-
their impact interactively, not as main effects. guishable cultures. In analysing cultures con-
L echuga and W iebe (2 0 0 9 ) found that a ceptualised at this macroscopic level, there is
Spanish language prime increased the reported a compelling need for explanatory organis-
interdependence of bicultural H ispanics, but also ing concepts that can identify key elements
increased their identifi cation with U S culture. in such overcomplex entities. Survey mea-
Thus, in this case, priming affected self-construal sures of self-construal and experimental cul-
and identifi cation in apparently opposing direc- tural priming are two of the stronger cur-
tions. This could be because the complexity of rent candidates for this task. E ach has its
elements comprised within a language prime elic- strengths and weaknesses. There have been
its multiple effects. If primes are to illuminate continuing problems in creating valid ways
the causal processes relating to self-construals, of measuring self-construal, partly on account
they may need to be structured in more pre- of cultural differences in response style, and
cisely theory-driven ways than are provided by partly because of diffi culty in defi ning the
language or cultural icons. comparison group to which a respondent’s rat-
The results of priming studies raise a fur- ings might relate. The range of respondents’
ther issue that has not yet been addressed. Most available identities also means that rating
such studies have employed bicultural respon- scales may themselves prime respondents in
dents. B iculturals are by defi nition likely to have unpredictable ways. N onetheless, the studies
accessible a range of cultural identities, whether showing mediation of cultural differences by
these be integrated with one another or not. These self-construal measures have successfully nar-
are readily available to experimenters, but what rowed the range of available explanations for a
implications do the results of such studies have wide variety of identifi ed cultural differences.
for the broader fi eld of cross-cultural compar- The experimental basis of priming stud-
isons? O ne could argue that we are all bicul- ies offers the prospect of more fi rmly estab-
turals, indeed multiculturals, in consideration of lished causal explanations. H owever, global
the range of multiple identities that social iden- ‘W estern’ and ‘E astern’ primes are not likely
tity theorists have identifi ed. Studies employing to capture the fi ner detail of existing cultural
monoculturals have certainly yielded signifi cant differences, and are most readily applicable
effects on measures of self-construal that relate among bicultural populations that have well-
to cultural difference (e.g., N g & H an, 2 0 0 9 ; Sui developed alternative systems of construing
et al., 2 0 0 7 ; Trafi mow et al., 19 9 1), but we do the world. In order to understand better the
not know whether these signifi cant effects are of impact of priming, it will still be necessary
similar magnitude to that which is found between to measure more fully the impact of potential
the self-construals of equivalent monocultural intervening variables such as identifi cation,
populations. N either do we know whether the which raises again the diffi culties of mea-
ingenuity of experimenters can devise primes that surement associated with the assessment of
will elicit the more fi ne-tuned variations in self- self-construal.
construal that survey researchers have begun to C ultural identity becomes most salient
identify. among biculturals, and among the increasing
number of persons who are tourists, sojourn-
Conclusion ers, expatriates and immigrants within the
There is a paradox that is central to the contemporary world (see also J ensen, Arnett,
study of culture and identity. In cultural & Mackenz ie, C hapter 13 , this volume).
groups that are relatively homogeneous, mem- Acculturation psychology has become a major
bers may only rarely think of themselves in fi eld of investigation (B erry, P hinney, Sam,
terms of their national or cultural identity. & V edder, 2 0 0 6 ; Sam & B erry, 2 0 0 6 ). These
H owever, cross-cultural psychologists have areas of study provide valuable information
11 C ro s s -C u ltu ra l Pers p ec tiv es o n Id en tity 263

concerning the impact of numerous variables B rewer, M. B ., & Gardner, W . (19 9 6 ). W ho is this ‘we’?
related to successful acculturation. They also L evels of collective identity and self-representations.
J ou rnal of P ersonality and S ocial P sycholog y, 7 1 , 8 3 –
underline the value of treating identifi cation 93.
with one’s new culture and identifi cation with C heek, J . M., Smith, S., & Tropp, L . R. (2 0 0 2 ). Relational
one’s culture of origin as separate from one identity orientation: A fou rth scale for the A IQ . P aper
another. H owever, with the exception of some presented at the annual convention of the Society
for P ersonality and Social P sychology, Savannah,
approaches discussed within the present vol-
Georgia.
ume (H uynh, et al., C hapter 3 5 , this vol- C heek, J . M., & Tropp, L . R. (19 9 7 ). The asp ects of iden-
ume), this literature does not suggest ways tity q u estionnaire: History and bibliography (2 nd ed.).
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2 0 P ages/identity.htm
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