Reading No.

7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
1
2
3
4
5
6
Level III 2019 Class Exam Questions Done
Reading Name
The Behavioral Finance Perspective
The Behavioral Biases of Individuals
Behavioral Finance and Investment Processes
Managing Individual Investor Portfolios
Taxes and Private Wealth Management in a Global Context
Estate Planning in a Global Context
Concentrated Single Asset Positions
Risk Management for Individuals
Managing Institutional Investor Portfolios
Capital Market Expectations
Equity Market Valuation
Introduction to Asset Allocation
Principles of Asset Allocation
Asset Allocation with Real-World Constraints
Currency Management: An Introduction
Fixed-Income Portfolio Management: Introduction
Liability-Driven and Index-Based Strategies
Yield Curve Strategies
Fixed-Income Active Management: Credit Strategies
Introduction to Equity Portfolio Management
Passive Equity Investing
Active Equity Investing: Strategies
Active Equity Investing: Portfolio Construction
Alternative Investments Portfolio Management
Risk Management
Risk Management Applications of Forward and Futures Strategies
Risk Management Applications of Option Strategies
Risk Management Applications of Swap Strategies
Execution of Portfolio Decisions
Evaluating Portfolio Performance
Overview of the Global Investment Performance Standards
Code of Ethics and Professional Standards
Guidance for Standards I–VII
Applications of the Codes and Standards
Asset Manager Code of Professional Conduct
Overview of the Asset Management Industry and Portfolio Management
Professionalism in Investment Management
ons Done 63

Q3 2013
Q11 2015 Q4 2018
Q11 2014 Q10 2016
Q1 2013 Q1 2014
Q1 2011 Q1 2012 Q7 2015 Q1E 2014
R12 PP Q4 Q1A 2011 Q2 2012 Q2A 2013 Q7A 2015
Q2 2014 Q7 2016
Q8 2015
Q1 2015 Q5 2014 Q4 2006 Q5 2006 Q7 2013 (not C)
Q4 2014 Q5 2009 Q5 2012
Q4 2011 Q5C-D 2012 Q5 2013
Q4 2007 Q10 2014
Q4 2008 Q4C 2007 Q5 2011 Q8 2014 Q4 2016

Q5E 2010 Q9B 2015

Q8 2013

Q7 2009
Q4C 2013 Q8 2007 Q7C 2009 Q3 2014
Q1 2018 Q3B 2016
Q4 2015 Q1 2017 Q8 2009 Q3D-E 2014
Q10 2013 Q10 2017 Q6 2015
Q8 2012
Q7 2010
Q6 2012 (not E) Q6 2013 Q6 2014 Q3 2011 Q3 2009

Q8 2017 Q10 2015