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REVIEW ARTICLE
Intragastric Balloon
Fateh Bazerbachi, MD1, Eric J. Vargas, MD1 and Barham K. Abu Dayyeh, MD, MPH, FASGE1
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Intragastric balloons (IGBs) are the most widely available endoscopic bariatric therapy for class I and II obesity in the
United States. Although simple in application and reversible by nature, these devices may help patients initiate the
important first steps in weight loss maintenance, provided that parallel efforts are in motion to prevent weight recidivism.
Too often, therapeutic nihilism stems from unrealistic expectations of a given therapy. In the case of IGBs, this sentiment
may occur when these interventions are applied in a vacuum and not within the purview of a multidisciplinary program
that actively involves dieticians, endocrinologists, gastroenterologists, and surgeons. There is a clear and present need to
apply different tactics in the remissive strategy to control the obesity pandemic, more so in a struggling landscape of an
ever-widening gap in bridging interventions. With such demand, the IGB is an available tool that could be helpful when
correctly implemented. In this exposition, we summarize the current state of IGBs available worldwide, discuss their
mechanism of action, relay evidence for their short- and long-term efficacy, address safety profile concerns, and suggest
procedural considerations in the real-world quotidian application.
Am J Gastroenterol 2019;114:1421–1431. https://doi.org/10.14309/ajg.0000000000000239
1
Division of Gastroenterology and Hepatology, Mayo Clinic, Rochester, Minnesota, USA. Correspondence: Barham K. Abu Dayyeh, MD, MPH, FASGE.
E-mail: AbuDayyeh.Barham@mayo.edu.
Received October 12, 2018; accepted March 7, 2019; published online May 9, 2019
Copyright © 2019 by The American College of Gastroenterology. Unauthorized reproduction of this article is prohibited.
REVIEW ARTICLE
1422
Copyright © 2019 by The American College of Gastroenterology. Unauthorized reproduction of this article is prohibited.
The American Journal of GASTROENTEROLOGY
Bazerbachi et al.
Table 1. Summary of all available IGBs in the world market
Conformité
Européenne FDA No. of
IGB type Image Material, shape, design Filling volume Dwelling time (CE) mark approval No. of users implantations Market share
Orbera (Apollo Endosurgery) Silicone; spherical; 450–700 mL 6 mo Yes Yes 1,200–1,700 277,000 since 90% of current
Orbera 360 (Apollo single, unadjustable of saline 1996 market share
Endosurgery) 12 mo Yes No
ReShape Duo Balloon Silicone; spherical; 450 mL of saline in 6 mo Yes Yes 200 .4,000 since
(ReShape Medical) double, unadjustable each balloon (900 the FDA
mL) approval in
2015
Obalon Gastric Balloon Up to 3 balloons are 250 mL of nitrogen 6 mo from the Yes Yes
VOLUME 114 | SEPTEMBER 2019 www.amjgastro.com
Table 1. (continued)
Copyright © 2019 by The American College of Gastroenterology. Unauthorized reproduction of this article is prohibited.
Conformité
Européenne FDA No. of
IGB type Image Material, shape, design Filling volume Dwelling time (CE) mark approval No. of users implantations Market share
Heliosphere BAG Polyurethane and silicone; 550 mL of air 6 mo Yes No 10% of current
(Helioscopie, France) spherical market share
1423
REVIEW ARTICLE
1424 Bazerbachi et al.
emptying, accommodation, and gastrointestinal neurohormonal stimulation of mechanoreceptors in the body and fundus could
release that alter satiety and satiation, all synergistically leading to be responsible for the lower ghrelin levels after IGB-induced
weight loss. These findings have mostly been elucidated from weight loss. More investigations with IGBs are needed to con-
studies using the single, fluid-filled IGB, the OIB (Apollo Endo- firm this vagal hypothesis.
REVIEW ARTICLE
Copyright © 2019 by The American College of Gastroenterology. Unauthorized reproduction of this article is prohibited.
Endoscopic Bariatric Therapy 1425
adaptions, or behavioral intervention fatigue. This plateau ob- One of the strategies to combat this weight recidivism is se-
servation has been key in the conceptualization and innovation of quential therapy with another balloon. This strategy has been
adjustable IGBs (Spatz3 Adjustable Balloon; Spatz FGIA), which highlighted in the study by Dumenceau et al., where further
is currently being studied in an FDA-approved trial where the weight loss was achieved with a second balloon insertion se-
REVIEW ARTICLE
IGB volume can be increased to ameliorate weight loss when quentially after the first balloon was removed (37). Other strat-
a plateau occurs. Recent literature suggests that this volume- egies to mitigate weight regain may also include the addition of
altering has important clinical and physiologic significance to adjuvant pharmacotherapy after IGB removal, and this has been
augment weight loss and break through plateaus (17,33). suggested for other bariatric interventions as well (43). Ulti-
Whether changes in the accommodation are responsible for this mately, it is unreasonable to expect that a reversible and tempo-
observed plateau remain to be investigated. rary intervention, be it lifestyle interventions, endoscopic devices,
or antiobesity medications will result in a sustained weight loss
benefit if not supplanted by continuous management from
Weight recidivism after therapy
a multidisciplinary team, including nutritionists, primary care
Although IGBs are safe and effective in managing obesity for
providers, behavioral therapists, and gastroenterologists. Obesity
a short term, they are temporary measures, and weight regain is
is best viewed as a treatable but not a curable condition, akin to
an expected result after their removal. This aftermath can be
approaching other chronic health conditions such as diabetes or
observed from a number of studies that evaluated patient course
hypertension. Phenotype-driven individualized personalization
after balloon removal for variable periods. In a study of 500 obese
of treatment will likely become the norm in the future so that
patients who underwent 6 months of treatment with IGB, only
weight loss responses are easily achieved and readily maintained.
half of the patients maintained .20% excess weight loss at 1 year
after IGB removal and a quarter of patients kept this weight loss at
5 years (34). In a Brazilian study of 224 patients, weight regain SAFETY OF IGBS
after IGB removal was observed in 66% of patients (35), and the Despite the recent reports, IGBs remain one of the safest tem-
authors found that the lack of psychological counseling and nu- porary endoscopic bariatric treatments available. A recent sys-
trition support, in addition to a sedentary lifestyle, contributed to tematic review (31) of 15 RCTs including 886 IGB implantations
the long-term weight regain after IGB removal. Similarly, a Leb- showed 0% mortality and low rates of severe serious adverse
anese group suggested that up to 79% of patients will regain events (SAEs) (24,26–28,40,44–54) (Table 2). The rates of non-
weight in the long term and more than a third will resort to other SAEs associated with IGBs in RCTs are also summarized in
bariatric interventions after IGB treatment is concluded (36). Table 3, with most being accommodative symptoms, such as ab-
However, patients remain at a lower weight than their pre- dominal pain and nausea, which are usually self-limited and
implantation levels (37–42). expected (55). Early removal rates are the major predictor of
Table 2. Rates of SAEs associated with intragastric balloons in randomized clinical trials that included at least 30 patients in each arm
% Pulmonary
% % % % % Obstruction % Pancreatitis complications %
Author and year N Balloon SAE Perforation Bleeding Migration events events (aspiration) Mortality
Genco et al., 50 Orbera 0 0 0 0 0 0 0 0
2010 (48)
Giardiello et al., 30 Orbera 0 0 0 0 0 0 0 0
(2012) (49)
Fuller et al., 31 Orbera 22 0 0 0 0 0 0 0
2013 (25)
Genco et al., 50 Orbera 0 0 0 0 0 0 0 0
2013 (52)
Mohammed 84 Orbera 3.5 0 1.2 0 0 0 0 0
et al.,
2014 (53)
Ponce et al., 187 ReShape 16.5 0.5 0.5 0 0 0 0.53 0
2015 (26) Duo
Dargent et al., 34 Orbera 8.8 0 0 0 0 0 0 0
2015 (54)
Courcoulas 125 Orbera 9.6 0.8 0 0 0.8 0 0.8 0
et al.,
2017 (27)
FDA data Obalon 198 Obalon 0.5 0 0 0 0 0 0 0
FDA, Food and Drug Administration; SAE, serious adverse event.
Copyright © 2019 by The American College of Gastroenterology. Unauthorized reproduction of this article is prohibited.
1426 Bazerbachi et al.
decreased efficacy with IGBs, with a recent meta-analysis of 68 most of them typically occur in patients with previous gastroin-
studies of the OIB (32) revealing a pooled 7.5% early removal rate testinal surgery, underscoring the importance of a proper eval-
for intolerance. Similar intolerance data are not completely avail- uation before the placement, in addition to baseline endoscopic
able for the other IGBs, but severe SAEs in this meta-analysis were assessment. Third, and more importantly, inadequate peri-
REVIEW ARTICLE
rare, with an incidence of migration, gastric perforation, and procedural management of retching, nausea, and vomiting leads
mortality of 1.4%, 0.1%, 0.08%, respectively. Fifty percent of gastric to gastric perforation, re-enforcing the need for close follow-up
perforations (4 of 8) occurred in patients who had undergone after IGB placement. A recent Canadian study (59) suggested that
previous gastric or esophageal surgeries. Similarly, among 41,863 IGBs offer lower safety profile than invasive bariatric procedures,
implantations of different IGBs in Brazil, only 3 balloon-related demonstrated by a propensity-matched analysis showing higher
mortalities were reported (gastric perforation, pulmonary aspira- nonoperative reintervention rate and a higher overall adverse
tion, and pulmonary embolism) (56). As a result, previous gastric events profile (5% in IGB group vs 2.6% in bariatric surgery
or esophageal surgery is a contraindication for IGB placement in group; P 5 0.2). However, nonoperative reinterventions, sec-
the United States. ondary to accommodative symptoms (e.g., nausea, vomiting,
Through medical device reporting, the FDA has recently abdominal pain), contributed to this adverse events profile. In this
issued 3 alerts between February 2017 and June 2018 to educate limited experience, the occurrence of any of these expected
providers on the potential risks of acute pancreatitis and spon- symptoms was deemed an SAE, although cumulative knowledge
taneous balloon hyperinflation and 12 reports of unanticipated about periprocedural management of IGB implantation mitigates
deaths worldwide that occurred in patients with the OIB System many, if not most, of these events (26,60).
and the ReShape Integrated Dual Balloon System (57,58). Seven More recently, 2 large post–FDA approval US studies in-
of these 12 deaths occurred in the United States (4 with the Orbera volving 523 patients with IGB showed no incidence of death, with
system and 3 with the ReShape system), with mortality rate, per a favorable safety profile comparable with routine diagnostic
the manufacturer, of 0.036% (,4 deaths per 10,000 patients) for endoscopy, highlighting both the safety and efficacy of these
the Orbera system and 0.06% (3 deaths per 5,000 patients) for the interventions when administered as part of a multidisciplinary
ReShape system. As relayed previously in recent systematic and comprehensive program (61,62). The Canadian study also
reviews and meta-analyses, the incidence of these SAEs was ex- reviewed 781 IGB placements in 2016, and none were associated
ceedingly rare, and thus highlighting a few important points. with death, myocardial infarction, cerebrovascular event, or ve-
First, when patients are appropriately selected and followed in nous thromboembolism. Only 2.8% of these cases required an
a multidisciplinary program, IGBs are safe interventions. Second, early removal of the balloon due to adverse events/intolerance
most of these reports were related to gastric perforations, in which (59). This is in contrast to 6.4%–16.6% early removal rates in the
US postregulatory approval studies (61,62). Thus, overall, IGBs
remain one of the safest bariatric interventions available in the
market in the appropriate clinical settings, with the inherent risks
Table 3. Common nonserious adverse events associated with similar to any routine endoscopy (Table 4).
intragastric balloons in RCTs
Copyright © 2019 by The American College of Gastroenterology. Unauthorized reproduction of this article is prohibited.
Endoscopic Bariatric Therapy 1427
were observed when increasing the balloon volume beyond 500 mL injury from retching. Therefore, antiemetics are to be scheduled
(Figure 2) (15). On the other hand, literature from adjustable IGBs and not prescribed on as needed basis, at least during the first 3
suggests that the ability to volume-alter balloons improves toler- days. An anxiolytic at bedtime as needed is helpful to avoid an-
ance and overall weight loss outcomes, although these adjustable ticipatory symptoms of cramping, which are vigorous and pro-
REVIEW ARTICLE
IGBs are only currently available in clinical trials (63). Finally, nounced in the first couple of days. Aggressive management with
although the weight loss with IGBs is most steep within the first 3 antispasmodics (such as hyoscyamine) is also important during
months, balloons with longer dwelling times (12 months) are as- this acclimating period. Patients should be followed within 1 week
sociated with better long-term weight maintenance (64). after IGB placement to monitor for complications and manage
accommodative symptoms. Monthly contact with the patient while
OPERATIVE AND PERIOPERATIVE MANAGEMENT the IGB is in the stomach is recommended. Persistent vomiting
Balloon placement beyond 10–14 days after IGB placement is uncommon and war-
The largest body of data comes from the Brazilian Intragastric rants a clinical investigation for electrolyte imbalance, dehydration,
Balloon Consensus Statement and clarifies important manage- gastric outlet obstruction, dietary indiscretion, or balloon in-
ment details (56). For endoscopically placed IGBs, it is recom- tolerance with consideration for initiating prokinetic pharmaco-
mended that the procedure be performed in at least an outpatient therapy or early balloon removal. In addition, constipation is
endoscopy center with advanced life support and the ability to a common culprit when GI symptoms, such as nausea or bloating,
administer conscious sedation. Deeper forms of sedation for occur .10–14 days after placement, and a rigorous bowel regimen
balloon placement can be used but will require anesthesia sup- with scheduled osmotic laxative and a rescue suppository should
port. In our experience, IGB placement can be safely provided also be discussed with the patient.
without airway protection, which is not the case for IGB removal.
The adult-size gastroscope with high-definition, white light ex- Balloon removal
amination is the preferred instrument to evaluate the esophagus, For balloon removal, it is recommended that patients be on at
stomach, and duodenum before balloon placement and monitor least 2 days of liquid diet, followed by a 12-hour fasting period due
the location of the balloon with inflation and after release. A good to the expected IGB-induced gastric-emptying delay, and that the
quality preplacement EGD is mandatory and may alter thera- procedure is performed in an outpatient endoscopy center with
peutic plans. In the postregulatory US study (61), 1% of proce- advanced life support and the ability to administer monitored
dures were aborted because of pathology on endoscopy or anesthesia care. Aspiration precautions during IGB removal
previous undisclosed GI surgery. Prophylactic use of antifungal should be observed (left decubitus positioning of the patient with
or antimicrobial drugs is not recommended. Triple antiemetic elevation of the head of the bed). Anesthesia support for IGB
therapy that includes the use of corticosteroids (intraoperatively) removal with endotracheal intubation to prevent aspiration
is recommended. It is not clear at this point whether the use of should be used in select patients with clinical suspicion of dietary
more potent and expensive antiemetic agents such as aprepitant noncompliance, with continued symptoms of delayed gastric
(Emend) is associated with an incremental benefit over lower- emptying or gastric outlet obstruction, or when moderate to large
cost alternatives to justify its routine use. Proton pump inhibitor amount of food is found in the stomach during the removal
therapy and the avoidance of nonsteroidal anti-inflammatory procedure. Administration of antibiotics or prokinetic agents
drugs are recommended during IGB therapy. before IGB removal is not recommended. For patients who were
not on proton pump inhibitor therapy before balloon placement,
Postoperative management these medications should be titrated off over 4 weeks after balloon
After IGB placement, patients should be consuming a transitional removal to mitigate any possible rebound acid hypersecretion
diet that includes an initial period of full liquids to prevent de- (65). The specific endoscopic tools and techniques for IGBs re-
hydration. Aggressive management of accommodative symptoms moval vary with the specific device, and we recommend that
(nausea, vomiting, abdominal cramps) during the first week after operators carefully follow the instructions for use provided with
IGB placement is critical to prevent dehydration or esophageal each device.
Figure 2. Association between fluid-filled intragastric balloons filling volumes and %TBWL in clinical trials of the single, fluid-filled intragastric balloon.
TBWL, total body weight loss (Adapted from ref. 15).
Copyright © 2019 by The American College of Gastroenterology. Unauthorized reproduction of this article is prohibited.
1428 Bazerbachi et al.
PATIENT SELECTION AND FOLLOW-UP practice, early observational data suggest that electronic off-site
Patient selection
contracted services that offer these services to patients are ac-
In general, IGBs should be considered in patients with class I and II ceptable alternatives for highly motivated patients (78).
REVIEW ARTICLE
obesity (body mass index [BMI] between 30 and 40 kg/m2), who are
unsuccessful in losing or maintaining weight loss with lifestyle
IMPACT OF IGBs ON OBESITY COMORBIDITIES AND
interventions alone. Clinicians should initially screen all potential
QUALITY OF LIFE
candidates with a comprehensive evaluation for medical con-
After removal, IGBs improve obesity-related comorbidities and
ditions, comorbidities, and psychosocial or behavioral patterns that
markers of metabolic health in association with their weight loss,
contribute to their obesity before enrolling patients in a weight loss
although long-term amelioration in metabolic health cannot yet
program that includes IGBs. Thus, an evaluation by an obesity
be judged from the current body of literature.
medicine physician is recommended. Contraindications to place-
Furthermore, the unique and sole application of the IGB
ment are multiple, including large hiatal hernias (.5 cm), active
is unlikely, by itself, to result in meaningful and sustained
peptic ulcer disease in the stomach, previous gastric or esoph-
improvements in comorbidities and maintenance of weight
ageal surgery, upper gastrointestinal inflammatory bowel dis-
loss. It is important to note that a clinically significant and
ease, gastric neoplasms, esophageal dysphagia, dysmotility, and
durable improvement in metabolic parameters will generally
eosinophilic esophagitis. Other contraindications include known
be translated in long-term follow-up. To date, such dedicated,
gastroparesis, coagulation disorders, variceal disease, substance
robust studies are lacking; however, the absence of evidence
abuse, uncontrolled psychiatric disease, pregnancy, chronic use
should not be construed as evidence of absence. Ten RCTs and
of nonsteroidal anti-inflammatory drugs, and prohibitive medi-
30 observational studies including more than 5,600 subjects
cal comorbidities that increase the risk of endoscopy or anesthesia
were analyzed in a recent meta-analysis to investigate the impact
(for endoscopically managed IGBs) (66).
of IGBs on obesity comorbidities. Most studies evaluated the
Outside the above-mentioned parameters, IGBs can be used in
impact on comorbidities in the short term with a paucity of long-
select patients with class III obesity (BMI . 40 kg/m2) as a bridge
term data. There was moderate-quality evidence for improve-
to traditional bariatric surgery or to facilitate nonbariatric inter-
ment in most metabolic parameters in patients assigned to IGB
ventions that could not be performed safely due to weight limits
therapy compared with those receiving lifestyle interventions
(i.e., orthopedic surgery, organ transplantation) (32,60,67–72).
alone: fasting glucose improved by 12.7 mg/dL (95% CI: 221.5,
If IGBs are applied before a surgical procedure that involves
24), triglycerides by 19 mg/dL (95% CI: 242, 23.5), waist
gastric manipulation or resection, a waiting period of at least
circumference by 4.1 cm (95% CI: 26.9, 21.4), and diastolic
30 days is recommended before undertaking the operative in-
blood pressure by 2.9 mm Hg (95% CI: 24.1, 21.8) over lifestyle
tervention and at least 6 months before endoscopic suturing. This
intervention alone. The odds ratio for diabetes resolution after
recommendation stems from the fact that IGBs (at least those that
IGB therapy was 1.4 (95% CI: 1.3, 1.6) (79,80).
are fluid filled) have been shown to transiently increase gastric
In patients with nonalcoholic fatty liver disease, the impact of
wall thickness (73). In the literature, IGBs have been shown to
IGB on nonalcoholic steatohepatitis activity and liver fibrosis
produce significant weight loss in patients with wide range of
was evaluated prospectively in 20 patients who underwent
BMIs (32,60). The use of IGBs in overweight individuals (BMI 5
paired EUS-guided biopsies and MR elastography/spectroscopy
27–29 kg/m2) (52), adolescents (74), sequential balloon therapy
at the time of placement and removal after 6 months. In this
(75), and in combination with obesity pharmacotherapy (76) is
cohort, fibrosis resolution was seen in 10% of patients after 6
encouraging, and further investigation is warranted.
months of IGB therapy, with 80% achieving at least 2-point
NASH activity score (NAS) improvement on liver biopsies, and
Patient follow-up 65% had complete resolution of steatohepatitis (80). Our group
Once placed, IGBs should be accompanied by moderate- to high- described, in a prospective trial, improvement in NAS score
intensity lifestyle interventions, which include dietary inter- which was not correlated with the degree of weight loss but
ventions, exercise therapy, and behavior modification. Active rather with improvement in mesenteric fat thickness (data not
patient participation in these structured weight loss programs published). This is consistent with other recent studies that
during both initial weight loss phase and long-term maintenance demonstrate improvement in liver stiffness after bariatric sur-
phase is highly recommended if not required. All patients should gery, independent of the degree of weight loss (81). One expla-
be followed prospectively to capture changes in weight and nation is that not all phenotypes of weight loss are equal, and it
weight-related comorbidities, and also all related adverse out- may be the case that visceral fat loss is the actual predictive
comes. Poor responders, such as those who fail to achieve at least measure of metabolic health rather than %TBWL.
5% TBWL by 3 months, should be identified and offered a de- Reimão et al. (82) showed that IGBs also produce favorable
tailed evaluation and alternative therapy that includes an in- changes in body composition through the reduction of body fat
tensified behavioral and lifestyle program and pharmacotherapy mass and fat area. In 2 pivotal RCTs, where the quality of life was
(9). Acknowledging the limited data, it is recommended that assessed, IGBs improved weight-related quality of life signifi-
patients are initiated on obesity pharmacotherapy with contin- cantly more than lifestyle interventions alone (26,27). Last, in
uation of the behavioral and lifestyle program after IGB removal a recent study, Guedes et al. (83) demonstrated that IGB treat-
by a team experienced in administering these therapies to max- ment in obese patients not only decreased central and total body
imize weight maintenance (76,77). A minimum of 6 (12 recom- fat but also improved the quality of life and physical activity.
mended) visits or contacts with patients is recommended within Thus, IGBs lead to favorable changes in metabolic markers of
the 12 months after IGB implantation. However, if clinicians do cardiovascular and liver health, and also the appearance and
not have access to psychology or nutrition support within their overall quality of life in association with the induced weight loss.
Copyright © 2019 by The American College of Gastroenterology. Unauthorized reproduction of this article is prohibited.
Endoscopic Bariatric Therapy 1429
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