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The Horus of Mediterraneanist Dilemma
The Horus of Mediterraneanist Dilemma
Michael Herzfeld
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the horns of the Mediterraneanist dilemma
M I C H A E L HERZFELD-Indiana University
Recent stud~eso f moral a n d symbolic systems have taken for granted the con-
cept o f a "Mediterranean culture area." Consequently, readings of the ethno-
graphic a n d ethnohistorical record have increasingly demonstrated a disturbing
tendency t o circularity, particularly i n stud~eso f the symbolism associated w ~ t h
sexuality a n d envy. This circularity has extended to the uses o f archaeological
evidence: s~milaritiesbetween ancient and modern symbols have virtually been
created i n support of the Mediterraneanist thesis. These generalizations, more-
over, often rely select~velyon materials from only a restricted part o f the circum-
Mediterranean region. As a result, Mediterranean a n d other stereotypes are re-
inforced, whereas they should instead b e critically exam~nedas part o f the sym-
bolic universe inhabited b y informants a n d anthropologists alike. [Med~terra-
nean, Greece, Italy, stereotypes, cultural homogene~ty,symbolism, evil eye,
moral concepts]
Puzzling over the symbolism found in several Mediterranean lands whereby manliness 1s
symbolized by the ram but cuckoldry by the billy goat, Blok (1981:427) has charged that
"anthropologists writlng on honour and shame in Medlterranean societies have fared no
better than earlier folklorists and modern students of semiotics," and that "their emphasis
has been on horns as such, on horns as a phallic symbol, and on horns as attributes of the
Devil" (e g., Pltt-Rivers 1961[1954]~116;1965:46, Campbell 1964.152). This, he remarks,
"leaves the question regarding the Implicit meaning of the cornute completely open" in the
quest for a better understanding of "the Mediterranean code of honour" (Blok 1981.427)
In the course of his attempt t o rectify the situation, Blok (1981:428-429) argues that the
key dlfference can be explained by reference t o the observed dlfference between the sex-
ual behavlor of rams and goats rams will not tolerate other rams' access t o thelr ewes
whereas billy goats seem generally cornplalsant A posslbly fatal objection t o h ~ sthesls 1s
posed by a dlscusslon of horn gestures In an early and slgnlflcantly lndlgenous literature
Thls conslsts of Byzantine wrltlngs that conslder the posslble relatlonshlp between the horn
gesture and anlmal complaisance In much the same way as Blok does but-a small b u t
radlcal difference-wlthout maklng any effectlve dlstlnctlon at all between the responses
Juxtaposition dramatizes the trope. the man who really counts in Clendi is the one who
despises resting o n his lineage's laurels, rather than hungrily seeklng t o add t o them. The
goat, not the ram, aptly epitomizes his lndomltable rebelliousness.
These examples show that a convincing case for Blok's pan-Mediterranean code would
have t o rest on an essentially neosurvivalist argument, namely, that i t is poorly represented
in certain Aegean villages today D a v ~ s(1977:255) sensibly warns that i t is "not necessary t o
posit an Ur-med~terraneansocial order, eroded here, pushed t o prominence by barely Iden-
tifiable pressures there." Rather, the evidence suggests that the symbols whlch Blok
analyzes are used with considerable internal variation and wlth richly inventive interpreta-
tlon at the local level, and that what we see instead of a single code is a highly complex
serles of overlapping and restlessly shifting bricolages. Both folklore and the semiotics of
gesture thus turn out, despite Blok's strictures, t o offer some very useful correctives t o the
essential rlgidity of his o w n argument.
Blok's (1981:430) principal goal is t o elucidate a Mediterranean code of honor the ex-
lstence of which he takes for granted, and t o which he "take[s] as specific" a set of fixed,
concurrent symbolic oppositions. In this way he is able t o treat Clendiot notions of
eghoismos (self-regard) as a basls for presumptive generalizations about Mediterranean
concepts of "honor"-a term that in fact very inadequately glosses eghoismos (Herzfeld
1980, Blok 1981:434). For a start, the Creek term hardly fits the requirements of Blok's o w n
definition. i t is Clendiot eghoismos that the "dishonorable" billy goat's impudence sym-
bollzes in the verse cited above The analytical level represented by this totalizing "trans-
lation" corresponds t o the equally absolute sense of "Mediterranean" at the descriptive
level More seriously, perhaps, all of these single-stranded reductions of complex symbols
What is more, the chart is demonstrably untrue. The "honor : shame - : men : women" for-
mula, t o take the most glaring "equivalence," has been severely criticized (for Greece
alone, see Dubisch 1974; Hirschon 1978; Herzfeld 1980) and seems not t o have been intend-
e d in so simplistic a sense by the first ethnographers t o study moral systems in the area
(e.g , Friedl 1962; Campbell 1964; Perlstlany 1965; Pitt-Rivers 1961) As for the "male :
female .: good . evll" formulation. Campbell's (1964.278) orlginal study shows clearly that
the symbollc associations are far more complex; and in both Greece (e.g., Campbell
1964:324, 354) and Italy (Ciovannini 1981) the image of the Virgin Mary is at least as impor-
tant a deflnlens of woman's social essence as that of the Devil Indeed, Ciovannini
(1981:424) shows clearly that the manliness of men 1s explicitly linked t o the Madonna-like
conceptualization of women: a man becomes cornuto only through his betrayal by women
of the other sort.
The rigidity of the two-column diagram also makes i t hard t o analyze such common b u t
elusive uses of symbolism as irony, self-mockery, or simply creative reworking. Pefkiot
men, for example, share the wldely reported Creek stereotype of women as foolish and
credulous; b u t as I was told, when women are intelligent at all they are diabolical in their
cleverness (Here, perhaps, the credulous/~ntelligentopposition reproduces that of Madon-
na/Devil -the villagers certainly d o not regard simple goodness as a good trait for a man t o
have.) A Pefkiot illustrated the theme In a hlghly instructive way. First, as an example of the
wiles of the female brain, he related how the Devll had wagered with a woman that she
could not run a race with him and stay dry. She agreed and they set o f f , when a downpour
induced by the conniving Satan began, she took o f f her clothes (itself a symbol of sin) and
only p u t them on again upon finishing the race M y informant then proceeded t o describe
an incident in which, walking from Pefko t o another village, he was caught in a sudden
squall. He immediately remembered the story, stripped, and continued on h ~ way,
s ducking
into a roadside dltch whenever people appeared Arriving at the outskirts of the other
village, he p u t his clothes back on and paraded his dry condition before the astonished eyes
of the inhabitants. Note that this was a man uslng the stereotype of female cunning t o
model his o w n actions; and note, too, that he was proud of h ~ cleverness
s in putting the o l d
folktale t o good use. Where does his behavior f i t on the two-column diagram? And how are
we t o explain his evident lack of embarrassment-indeed, his equally evident glee-at hav-
ing been able t o imitate a legendary woman?
The point is that such images, llke those of the ltallans described by Ciovannini, are dlf-
ferentially activated according t o circumstances. Any attempt t o reify the symbolic at-
tributes of elther gender in a given community-let alone the entire Mediterranean-can-
not be other than ethnographically misleading. Here, then, are the horns of the Mediterra-
neanist dllemma exemplified: whether t o risk caricature by insisting on a geographically
determinate framework of investigation, or t o risk the disintegration of that framework by
giving priority t o the particulars of ethnograph~cdescription. If the latter strategy delays
the elegant formulation of the framework in question, then surely i t is the framework,
rather than the ethnographic studies i t supposedly organizes, that should be rethought and
perhaps even jettisoned in favor of something more productive.
To show what deep roots the Mediterranean stereotype appears t o have put down In an-
thropologlcal thought, I turn t o another cornute defense of Mediterraneanism. In a recent
study of evil eye beliefs and practices on Pantelleria, C a l t (1982:668) argues that in the
Mediterranean area "the evll eye IS observed t o have sufficiently consistent qualities t o
make ~t an 'ethnographic fact' across cultural and even historical boundaries " This IS in-
tended as a counterargument t o m y o w n proposal t o "dissolve" the evil eye category as In-
adequate for the purposes of cross-cultural comparison (Herzfeld 1981). To make his point,
C a l t has produced a thoroughly documented plece of particularistic analysls As he
observes In conclus~on,the evil eye concept can be used as a starting point for the exam-
ination of conceptual clusters, our respectwe analyses, which end by focuslng on quite
disparate themes, share this heuristic orlentation
To dlssolve the evil eye category, however, is n o t t o argue that "there IS no such thingJ'-
a nominalistic contention which falls into the same logical error as its opposlte The prob-
lem lles in the next stage of the argument, when the relfled culture area is used t o generate
evldence In support of itself In both Blok's analysls of the honor-shame complex and Calt's
of the evil eye, a slngle cultural trait is matched t o this unrefracted geographical entity As
with Blok's treatment of varvatos, moreover, Calt's (1982:668) analysis relles t o a disturbing
extent on purely speculative ethnography: "A Creek and a Slcilian sailor d o not share exact-
ly the same ranges of meanlng about the evll eye, b u t each grasps familiar things about the
other's concept and there are ample grounds for a llvely comparison of notes " Has such a
conversation ever been recorded) I certainly concur that ~t would constitute a priceless
ethnographic document; b u t until we have something of that sort in hand, i t is decidedly
premature t o justify clalms of cultural homogeneity on the strength of imaginative recon-
structions
The other difficulties arise from these basic premises. I n the first place, farn~llarltycan be
deceptive, as the archaeological arguments below show in detail. Then again, for every sug-
gestlon that there are elements that people from different Mediterranean cultures will find
familiar, one can raise an example of complete divergence. Di Stas1 (1981 271, a popularizer
of the Med~terraneanistvlew of evil eye beliefs, recounts that his Jewlsh mother could not
abide his father's amuletic practices. Johnson (1982. personal communication) recounts
that South Italian officials stationed in Somalia used the tusks of w i l d boar t o ward off the
evll eye, m u c h t o the disgust of the Moslem Somalis, whose o w n view of malignant ocular
powers was also slgnlficantly different at the conceptual level. "The irony was that though
the Somalis apparently d o not share the 'first glance' fear, their reaction t o the 'pig-tooth'
(considered harun or "unclean") was exactly what the Italians wantedJ'-it always diverted
the irritated first glance of any Somali who walked Into an Italian's room. O f course, Calt's
argument does not, strictly speaking, depend upon the tracing of absolute commonality
throughout the area. Nevertheless, his imaginary sallors' conversation does not seem t o ac-
commodate such divergent accounts as these. Moreover, h ~ semphasis o n the importance
of the curing process as a diagnostic feature of the evil eye complex hardly favors his
thesis. In Pefko, oil-drop techniques much like those C a l t (1982:672-673) describes are
employed, b u t nothing of the sort is found in Clendl, where, instead, counting the orifices
of the body and the use of spells involving bodily and abstract measurement are used
Again, we should bear in mind that category "dissolution" does not mean that the evil eye
"does not exlst," b u t simply that little analytical insight is t o be gained merely from the
regionally based definition of a polythetlc cluster of t r a ~ t s .
I t IS safe to assume t h a t the evll eye synthetic Image has been part o f the culture o f the Island slnce
remote antlqulty at least slnce the t l m e when ~t was a P u n ~ ccolony and thus helr t o lore
f r o m the anclent Near East the r e p u t e d o r ~ g i n ,according t o the weight o f opinion, of the e v ~eyel All
subsequent ethnlc groups t h a t o c c u p ~ e dthe Island are well k n o w n t o have Included evll eye In some
way w ~ t h ~t hne ~ rbellef systems D l f f u s l o n o f the Image t o the Island therefore happened very
early and reoccurred as populations o f d ~ f f e r l n ge t h n l c ~ t ymlgrated t o ~ t sshores brlnglng w l t h them
variants o f elements o f circum-Mediterranean culture [emphases added]
While there may be a substantial degree of truth In this statement, ~t is again largely based
on speculative h ~ s t o r ~ c a l
reconstruction, and the emphas~zedwords show how much ~t
depends on special pleading Although Calt does argue aga~nstthe r e i f i c a t ~ o nof culture
area constructs, his mode of argumentation does more t o reinforce than t o undermine the
impression of some historically rooted Mediterranean homogene~tyMore specifically, his
argument IS keyed t o some general assumptions about the archaeolog~calev~dencefor a
pan-Mediterranean belief system that he shares with numerous other commentators. This
evidence brings horn and eye symbolism into close juxtaposition, and thereby generates a
veritable cornucopia of interpretat~ons,most of which are safely beyond verification. They
do, however, throw some interesting light on the processes whereby the Mediterraneanist
thesis has been created and maintained.
One of the enabling conditions for the emergence of the Mediterraneanist thesis In
ethnology has been a broad agreement about methods and f o c ~Archaeological
. research in
the circum-Mediterranean, by contrast, has suffered "an unparalleled degree of compart-
r n e n t a l ~ z a t ~ o tno, the point that, for example, students of the Classical world feel l ~ t t l eaf-
f i n ~ t ywith their colleagues working in the Maghreb or the Levant" (Fotiadis 1982:608). As a
result, much of the archaeological comparat~vismof e x p l ~ c i t l yMediterraneanist perspec-
t ~ v eis the product of a more or less antiquar~antradition (cf. Trump 1980) and heavily em-
phasizes such phenomena as the cultural d i f f u s ~ o nof religious symbolism Essentially dif-
fus~oniststudies of eye and horn symbolism fed a growing popular occultist literature (e.g ,
D I Stasi's 1981:103-110 use of Crawford 1957), and the extens~vediscoveries at Catal
Huyuk and elsewhere generated a more sophisticated form of the same argument In
scholarly writings. I cite both genres here t o suggest, quite deliberately, that the line be-
tween them may not always be as clear as scholars would prefer t o believe
The e v ~ eye
l complex in Greece, for example, has been "traced" t o eye designs at Catal
Huyiik (Blum and Blum 1970:309) Calt (1982:670) s ~ m i l a r l yargues that the cornute gesture,
prophylactically used by Sicilians against the evil eye,
has an anclent hlstory as a prlmary factor t h a t flrst shows ltself In the upralsed hand o f the upper
paleollthlc Venus of Laussel ~n the Dordogne and continues t o crop u p ~n the anclent w o r l d
especially at Catal H u y u k In Turkey where ~t 1s a key rltual theme
Maher (1982:776) connects the Irish sheela-na-gig withC'the ithyphallic herms of the Hall-
statt Celts and contemporary classical Greece" as signs of the "evil eye" of a potent male
lord. Such arguments are n o t so much p l a u s ~ b l eas intrinsically interesting-that is, for an
ethnography of the s y m b o l ~ ccategory of anthropological discourse which "/the Mediter-
ranean/" has become
These arguments are characterized by a form of literalism-the implicit suggestion that
the relationship between a particular symbol and its referent is unproblemat~cal,invariant,
culturally homogenous; therefore, the sets of symbols are essentially "the same" through-
o u t the area and time perlod in questlon. But what is the common symbolic set?
Both Blok (1981) and C a l t (1982) are clearly sensitive t o the imperfect closure of the
Mediterranean culture area construct. Rlok explores the ramificat~onsof the "honor code"
beyond the lands immediately adjacent t o the Mediterranean Sea, whlle Calt imaginatively
suggests the significance of the evil eye concept as a symbol capable of mediating the
Pantescans' Inexorable absorption by the world economy. By contrast, their shared in-
sistence on a Mediterranean focus, subtly modulated though it is, leads them into in-
ferences which, if unchecked, could damage future comparative research. Essentially, the
weakness of both arguments lies in the way in which assumptions of homogeneity turn the
arguments i n on themselves
O f the two, C a l t shows a greater willingness t o confront the polythetlc character of the
phenomenon under discussion. This is done by the a p p l ~ c a t i o nof Needham's "synthetic Im-
(1977 255) maintains that the Mediterranean "is In no sense a homogeneous culture area."
The t w o authors whose recent work is the object of the present analysls similarly show thelr
awareness of the traps; on the evldence presented above, however, they clearly fail t o
avoid them. Instead, they are caught, with startling and instructive literality, on the horns
of a dilemma: how t o turn a descriptive category Into theoretical capital. As a result, their
otherwise appealing ethnographic analyses acquire some poorly argued and unconvinc~ng
appendages, especially the "ethnoarchaeology" of horns and eyes and the "archaeology of
knowledge" implied by the putatively uniform Medlterranean code of honor. It would be
unfortunate Indeed if these essentially circular demonstrations, rather than the sound
descrlptlon and analysis t o which they are attached, were t o become the underpinning of
future research.
notes
Acknowledgments. A version of thls paper was delivered at the 82nd Annual Meeting of the Amerl-
can Anthropolog~calAssoc~atlon,in Chicago. I am grateful for the c r i t ~ c a commentary
l of John D ~ V I C
and D a v ~ dD. Cilmore on that occasion; for the useful comments provided by Loring M . Danforth,
Maureen I . Ciovannini, Thomas W Jacobsen. John H . McDowell, Jerome R. Mintz, and Michael D.
Murphy; and for the incisive readings provlded by the A € editor and reviewers
' Pefko is a small agricultural village on Rhodes. Clendi, a community of mixed economy with a
traditional preponderance of pastoralism In the foothills of M t Ida, Western Crete (for a more deta~led
comparison see Herzfeld 1980) Both names are pseudonyms
"European" is a term variously used by Creeks to Include themselves (i.e., as heirs to the class~cal
template 1s "not construed as havlng relevance across cultural boundar~es"clearly Indicates; pace
C a l t , moreover, it is "further and more e x p l ~ c ~ t developed"
ly elsewhere, notably In Ardener (1975,
19781, though under a d ~ f f e r e n t e r m ~ n o l o g y These later epiphan~esof the concept make ~tq u l t e clear
that ~t I S n o t culture-bound In any sense, a p o s i t ~ o nthat accords logically w ~ t hArdener's refusal t o
treat any cultural entity as ~ m m u t a b l yd e f ~ n e d
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S u b m ~ t t e d1 6 September 1983
Accepted 8 November 1983
Rev~sedversion r e c e ~ v e d5 January 1984
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1
Honour and Shame: Problems in the Comparative Analysis of Moral Systems
Michael Herzfeld
Man, New Series, Vol. 15, No. 2. (Jun., 1980), pp. 339-351.
Stable URL:
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7
The Evil Eye as Synthetic Image and Its Meanings on the Island of Pantelleria, Italy
Anthony H. Galt
American Ethnologist, Vol. 9, No. 4, Symbolism and Cognition II. (Nov., 1982), pp. 664-681.
Stable URL:
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7
The Evil Eye as Synthetic Image and Its Meanings on the Island of Pantelleria, Italy
Anthony H. Galt
American Ethnologist, Vol. 9, No. 4, Symbolism and Cognition II. (Nov., 1982), pp. 664-681.
Stable URL:
http://links.jstor.org/sici?sici=0094-0496%28198211%299%3A4%3C664%3ATEEASI%3E2.0.CO%3B2-E
References Cited
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- Page 2 of 4 -
Review: [Untitled]
Reviewed Work(s):
Journal of Mediterranean Anthropology and Archaeology, 1,1 by Nikolaos Xirotiris; Barbara
Ottaway
Michael Fotiadis
American Journal of Archaeology, Vol. 86, No. 4. (Oct., 1982), pp. 607-609.
Stable URL:
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The Evil Eye as Synthetic Image and Its Meanings on the Island of Pantelleria, Italy
Anthony H. Galt
American Ethnologist, Vol. 9, No. 4, Symbolism and Cognition II. (Nov., 1982), pp. 664-681.
Stable URL:
http://links.jstor.org/sici?sici=0094-0496%28198211%299%3A4%3C664%3ATEEASI%3E2.0.CO%3B2-E
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Meaning and Morality: A Semiotic Approach to Evil Eye Accusations in a Greek Village
Michael Herzfeld
American Ethnologist, Vol. 8, No. 3, Symbolism and Cognition. (Aug., 1981), pp. 560-574.
Stable URL:
http://links.jstor.org/sici?sici=0094-0496%28198108%298%3A3%3C560%3AMAMASA%3E2.0.CO%3B2-G
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