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Jurnal Glaukoma 3 PDF
Jurnal Glaukoma 3 PDF
Glaucoma
The Barbados Eye Studies
M. Cristina Leske, MD, MPH,1,2 Suh-Yuh Wu, MA,1,2 Anselm Hennis, FRCP(UK), PhD,1,3,4
Robert Honkanen, MD,2 Barbara Nemesure, PhD,1,2 BESs Study Group
Purpose: To evaluate risk factors for definite open-angle glaucoma (OAG), based on African-descent
participants of the Barbados Eye Studies.
Design: Cohort study with 81% to 85% participation over 9 years’ follow-up.
Participants: We evaluated 3222 persons at risk, 40 to 84 years old, who did not have definite OAG at
baseline.
Methods: Participants had standardized study visits at baseline and after 4 and 9 years, with structured
interviews, blood pressure (BP), and other measurements. The ophthalmic protocol included automated perim-
etry, applanation tonometry, fundus photography, and comprehensive ophthalmologic examinations for those
referred. Central corneal thickness (CCT) was measured in a subset at the 9-year examination. Incidence was
estimated by the product-limit approach; relative risk ratios (RRs) with 95% confidence intervals (CIs) were based
on Cox regression models with discrete time.
Main Outcome Measure: Nine-year incidence of definite OAG.
Results: Over 9 years, 125 persons developed definite OAG (incidence, 4.4%; 95% CI, 3.7–5.2). Baseline
factors influencing risk were age (RR, 1.04; 95% CI, 1.02–1.05 per year); family history of glaucoma (RR, 2.4; 95%
CI, 1.3– 4.6); higher intraocular pressure (IOP) (RR, 1.12; 95% CI, 1.08 –1.16 per mmHg); lower systolic BP (RR,
0.91; 95% CI, 0.84 –1.00 per 10 mmHg); and lower ocular systolic, diastolic, and mean perfusion pressures (RR,
0.66; 95% CI, 0.54 – 0.80 per 10 mmHg higher mean perfusion pressure) (RR, 2.6; 95% CI, 1.4 – 4.6 for low mean
perfusion pressure [⬍40 mmHg]). Thinner CCT was also associated with OAG incidence (odds ratio, 1.41; 95%
CI, 1.01–1.96 per 40 m lower).
Conclusions: This is the first report of risk factors for long-term OAG incidence; it is also based on a sizable
number of new cases. Incidence was high in this African-descent population, where the established factors of
older age, higher IOP, and family history contributed to risk. Additional predictors were vascular factors, including
lower systolic BP, and particularly lower ocular perfusion pressures, which more than doubled risk. Thinner CCT
was also a factor. These findings indicate a multifactorial etiology of OAG and suggest that similar risk factors
apply across populations. Results are relevant for understanding OAG causation and identifying groups at high
risk. Ophthalmology 2008;115:85–93 © 2008 by the American Academy of Ophthalmology.
Despite extensive research over many years, the causal ancestry as risk factors, but data on other potential factors
events leading to open-angle glaucoma (OAG) are not well are inconsistent. Current information was derived mainly
understood. Epidemiologic studies have made considerable from cross-sectional data obtained by prevalence-based or
contributions, not only by determining OAG frequency in case-control studies, because very few prospective cohort
various populations, but also by identifying risk factors for studies of OAG incidence have been conducted to date.1–5
the disease. Available evidence has firmly established older Yet incidence studies are most valuable to determine risk
age, family history, intraocular pressure (IOP), and African factors. Their longitudinal design provides a direct measure
4
Originally received: October 19, 2006. Chronic Disease Research Centre, Tropical Medicine Research Institute,
Final revision: March 9, 2007. University of the West Indies, Bridgetown, Barbados.
Accepted: March 9, 2007. 5
Wilmer Institute, The Johns Hopkins University, Baltimore, Maryland.
Available online: July 16, 2007. Manuscript no. 2006-1195.
1
Supported by the National Eye Institute, Bethesda, Maryland (grant nos.
Department of Preventive Medicine, Stony Brook University School of EY07625, EY07617).
Medicine, Stony Brook, New York.
2
Correspondence to M. Cristina Leske, MD, MPH, Department of Preven-
Department of Ophthalmology, Stony Brook University School of Med- tive Medicine, Stony Brook University School of Medicine, Health Sci-
icine, Stony Brook, New York. ences Center, L3 086, Stony Brook, NY 11794-8036. E-mail: cleske@
3
Ministry of Health, Bridgetown, Barbados. notes.cc.sunysb.edu.
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Ophthalmology Volume 115, Number 1, January 2008
of the true risk of developing new disease over a time photographs; and a comprehensive ophthalmologic examination
period; it also allows determining which preexisting factors, with dilatation, repeat tonometry, and perimetry (full-threshold
present at baseline, are related to the subsequent risk of new tests) for those referred and a 10% sample. All visual field tests
disease. were evaluated by the study’s ophthalmologists to provide a
clinical interpretation. Fundus photographs of the disc and
One issue limiting OAG incidence studies has been the macula were independently assessed at the study’s reading
low frequency of new cases per year in most populations, center (at the Wilmer Institute, The Johns Hopkins University,
with small sample sizes and insufficient statistical power to Baltimore, MD), with good reproducibility throughout the
identify some risk factors. Prospective studies in black study. Data completeness for the glaucoma detection protocols
populations can overcome this limitation, given the high was very high at all visits, with 89% successfully completing
frequency of OAG in persons of African descent. We have the visual field tests and 97% having photographic and/or
reported on the 4- and 9-year incidence of OAG in the clinical disc gradings at the 9-year visit.4 – 6
Barbados Eye Studies (BESs), which were designed to As described elsewhere,5 an algorithm was used for the
provide long-term data on all major eye diseases in a pop- glaucoma classification, with independent review by a glau-
ulation with the same ancestry as African Americans.4,5 coma specialist (RH) at the Coordinating Center. The classifi-
cation of definite OAG required the presence of glaucoma
During the 9-year follow-up period, 125 persons newly visual field defects and optic disc damage in at least 1 eye, after
developed definite OAG, which is the largest number of ophthalmologic exclusion of other possible causes, without
population-based incident cases reported to date. The cur- considering IOP. The criteria for definite glaucoma visual field
rent article aims to evaluate risk factors for OAG, based on defect specified ⱖ2 abnormal visual field tests by Humphrey
these 9-year incidence data. perimetry (based on hemimeridional analyses with glaucoma
hemifield tests) with ophthalmologic interpretation as definite
or suspect glaucomatous field loss, or ⬍2 abnormal tests with
Materials and Methods ophthalmologic interpretation as definite glaucomatous field
loss. The criteria for glaucomatous optic neuropathy specified
Background ⱖ2 signs of optic disc damage (horizontal and vertical cup-to-
disc ratio ⱖ0.7, narrowest remaining neuroretinal rim ⱕ0.1 disc
The major aims of the BESs were to determine prevalence, diameters, notching, asymmetry in cup-to-disc ratios between
incidence, progression, and risk factors for the main eye dis- eyes ⬎0.2, or disc hemorrhages) in the fundus photographs
eases in Barbados, West Indies, a country where most persons graded at the study’s reading center and/or the ophthalmologic
(⬎90%) are of African descent. The background and methods examination, or ⬍2 signs with an ophthalmologic assessment or
of this National Eye Institute-funded study have been reported clinical record documenting definite glaucomatous optic nerve
previously.4 –7 In summary, the BESs include a cohort of 4709 damage.4 – 6,10
persons, identified through a simple random sample of the
country’s population, 40 to 84 years of age, with 84% partici-
pation. By self-report, the ancestry of the 4631 persons exam-
Risk Factors
ined at the study site was 93% (n ⫽ 4314) African/black, 4% The factors evaluated were demographic (age, gender, education,
(n ⫽ 184) mixed (black and white), and 3% (n ⫽ 133) Euro- occupation), medical history (e.g., diabetes, hypertension, cardio-
pean/white or other.6 After an initial baseline prevalence phase, vascular disease), anthropometric and BP-related measurements
the Barbados Eye Study (1987–1992), the surviving cohort (body mass index, systolic BP [SBP] and diastolic BP [DBP],
members were reexamined 4 and 9 years later in the Barbados hypertension [SBP ⱖ 140 mmHg, DBP ⱖ 90 mmHg, or antihy-
Incidence Study of Eye Diseases I (1992–1997; 85% participa- pertensive treatment], ocular systolic perfusion pressures [SPP],
tion),4 and II (1997–2002; 81% participation).7 As compared diastolic perfusion pressure [DPP], and mean perfusion pressure
with participants, nonparticipants in the 9-year examination [MPP; SPP ⫽ SBP ⫺ IOP, DPP ⫽ DBP ⫺ IOP, MPP ⫽ 2/3 mean
were older and more likely to have hypertension and higher IOP arterial pressure ⫺ IOP], arterial pressure [DBP ⫹ 1/3 (SBP ⫺
at baseline; the deceased group contained more men and had DBP)], and pulse pressure [SBP ⫺ DBP]), family history (glau-
more frequently reported a history of diabetes at baseline.7,8 coma family history in parents or siblings), and ocular factors (IOP
The study was reviewed and approved by the institutional [average of 3 applanation measurements] and CCT [average of 5
review boards of collaborating institutions and informed con- ultrasound measurements], based on the affected eye for unilateral
sent was obtained from all study participants. incident cases and the worse eye for bilateral incident cases).
86
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Leske et al 䡠 Risk Factors for Incident Open-angle Glaucoma: The Barbados Eye Studies
Table 1. Baseline Characteristics of Persons at Risk (n ⫽ 3222) also analyzed as categorical variables using quartile and quintile
cutoff values based on the distribution of the study population. The
Age (yrs), mean ⫾ SD (median) 56.9⫾11.3 (56.0) latter categories were further grouped into low, medium, and high,
Male 41.0% with values above the upper quintile as high, those below the lower
Family history of glaucoma 6.7% quintile as low, and others as medium.
Diabetes history 16.7%
Hypertension 52.4%
BP (mmHg)
Systolic, mean ⫾ SD (median) 135.3⫾22.6 (132.0) Results
Diastolic, mean ⫾ SD (median) 81.2⫾12.0 (80.0)
PP (mmHg)
Systolic, mean ⫾ SD (median) 117.3⫾22.2 (114.7) As shown in Table 1, the 3222 persons at risk of developing
Diastolic, mean ⫾ SD (median) 63.3⫾12.2 (62.7) definite OAG at baseline had a median age of 56.9 years, 41%
Mean, mean ⫾ SD (median) 48.2⫾9.5 (47.7) were male, and 7% had a family history of glaucoma. Diabetes and
IOP (mmHg), mean ⫾ SD (median) 18.0⫾4.1 (17.7) hypertension were common, at 17% and 52%, respectively. The
IOP-lowering treatment 1.6% median IOP was 17.7 mmHg and the median CCT (among the
Corneal thickness (m), mean ⫾ SD (median)* 538.4⫾37.5 (537.0) subset with pachymetry) was 537 m. Table 1 also provides
descriptive data on the BP and ocular perfusion pressure values in
BP ⫽ blood pressure; IOP ⫽ intraocular pressure; PP ⫽ perfusion pressure; this population.
SD ⫽ standard deviation. Over the 9-year follow-up, 125 persons developed definite
*n ⫽ 1023, measured at the 9-yr visit. glaucoma, for an incidence of 4.4% (95% CI, 3.7–5.2), as previ-
ously reported; of these, 67 cases had developed by the 4-year
follow-up.5 Table 2 presents the RR for demographic, familial, and
cohort approach, which compared CCT measurements of incident other risk factors. Increasing age was strongly related to OAG risk,
cases with the remaining participants. These analyses were based with a 4% increase in the RR per year of age (RR, 1.04 per year).
on logistic regression models for CCT and presented as odds ratios As compared with persons 40 to 49 years of age, the RR was
(OR) with 95% CI. Age- and gender- adjusted RRs and ORs were ⬎2-fold for those 60 to 69 years and 2.6-fold for those ⱖ70 years
first evaluated and significant variables (Pⱕ0.05) were subse- and older (RR, 2.3 and 2.6, respectively). Although men had a
quently retained in multivariable models adjusting for age, gender, higher incidence than women, the RR was not statistically signif-
IOP, and IOP- and BP-lowering treatments. Continuous data were icant; educational status was unrelated to risk.
Table 2. Demographic, Familial and Medical History Factors, Intraocular Pressure (IOP), and Risk of
Definite Open-angle Glaucoma
RR ⫽ relative risk.
*Based on Cox regression models adjusting for age, gender, IOP, and IOP and blood pressure treatment; education,
cataract history, and diabetes history were adjusted for age and gender.
87
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Ophthalmology Volume 115, Number 1, January 2008
Table 3. Blood Pressure (BP)–Related Factors and Risk of Definite Open-angle Glaucoma
DPP ⫽ diastolic perfusion pressure; MPP ⫽ mean perfusion pressure; SPP ⫽ systolic perfusion pressure.
Relative risks (95% confidence intervals) based on Cox regression models adjusting for age, gender, intraocular pressure (IOP), and IOP-lowering and
BP-lowering treatment.
*P ⫽ 0.05.
†
P ⫽ 0.08.
‡
Systolic BP (mmHg): low, ⱕ116; high, ⬎153; Q1, ⱕ119; Q2, 119 –132; Q3, 132–148; Q4, ⬎148. Diastolic BP (mmHg): low, ⱕ71; high, ⬎90; Q1, ⱕ73;
Q2, 73– 80; Q3, 80 – 88; Q4, ⬎88. Pulse pressure (mmHg): low, ⱕ40; high, ⬎67; Q1, ⱕ41; Q2, 41–51; Q3, 51– 64; Q4, ⬎64. Arterial pressure (mmHg):
low, ⱕ87; high, ⬎110; Q1, ⱕ89; Q2, 89 –98; Q3, 98 –107; Q4, ⬎107.
§
SPP (mmHg): low, ⱕ98; high, ⬎134; Q1, ⱕ101; Q2, 101–115; Q3, 115–130; Q4, ⬎130. DPP (mmHg): low, ⱕ53; high, ⬎73; Q1, ⱕ55; Q2, 55– 63; Q3,
63–70; Q4, ⬎70. MPP (mmHg): low, ⱕ40; high, ⬎55; Q1, ⱕ42; Q2, 42– 48; Q3, 48 –54; Q4, ⬎54.
Glaucoma family history increased risk almost 2.5 times (RR, risk with thinner CCT was also observed in all the categorical anal-
2.4). The age- and gender-adjusted RR for hypertension was 0.8, yses. The OR was significantly associated with a 3-fold likelihood of
suggesting a reduced risk, but was not statistically significant. No OAG (OR, 3.1) in participants with CCTⱕ505 m.
associations were found with antihypertensive treatment or cata- Figure 1 provides a summary of the significant risk factors for
ract history. The IOP was an additional major factor, with a 12% incidence of definite OAG, based on the final multivariable
increase in RR per mmHg higher of IOP (RR, 1.12 per mmHg). As models presented in Tables 2 through 4. The figure shows
reported previously,13 there was a considerable increase in inci- decreased RR for SBP (RR, 0.91 per 10-mmHg higher) and
dence with higher levels of baseline IOP. increased RR for older age (RR, 1.04 per year), glaucoma
Table 3 provides data on BP-related factors and OAG. As BP family history (RR, 2.4), IOP (RR, 1.12 per mmHg higher), low
increased, the risk of OAG tended to decrease. A 10-mmHg
ocular MPP ⬍ 40 mmHg; RR, 2.6), and thinner CCT (OR, 1.41
increase in SBP was associated with a 9% decrease in risk (RR,
per 40-m thinner CCT).
0.91), with very similar results observed for DBP, pulse pressure,
and arterial pressure, all with RR⬍1. A parallel but nonsignificant
trend was observed when pressure values were grouped into cat-
egories, with most RRs increasing in magnitude as the SBP, DBP, Table 4. Association of Corneal Thickness (CCT) and
and pulse and arterial pressures decreased. Incident Open-angle Glaucoma
Consistent with these results, lower ocular perfusion pressures
were associated with risk. All the RRs for lower SPP, DPP, and CCT n OR (95% CI)*
MPP were statistically significant, whether derived from analyses
that used continuous or categorical variables. For example, there Per 40 m thinner 1023 1.41 (1.01–1.96)†
was a 34% average decrease in the RR per 10 mmHg increase in High (⬎562 m) 204 1.0
Medium (501–562 m) 613 2.4 (0.9–6.7)
MPP (RR, 0.66), with consistent results for SPP and DPP (RR,
Low (ⱕ501 m) 206 2.8 (0.9–9.1)
0.87 and 0.79, respectively). A similar pattern was observed for
Q4 (⬎555 m) 255 1.0
analyses of perfusion pressure categories, as the RR increased with Q3 (530–555 m) 255 2.6 (0.9–7.4)
low pressure values; for example, the RR for participants with low Q2 (505–530 m) 256 3.0 (1.1–8.7)†
DPP (⬍53 mmHg) was 2.2 and it was 2.6 for participants with low Q1 (ⱕ505 m) 257 3.1 (1.1–8.8)†
MPP (⬍40 mmHg).
Table 4 displays the results of analyses for associations with
CCT, which are presented as OR based on logistic regression, CI ⫽ confidence interval; OR ⫽ odds ratio.
using a similar format as Table 3. As CCT decreased, OAG risk *Based on logistic regression models adjusting for age, gender, intraocular
pressure (IOP), and IOP-lowering and blood pressure-lowering treatment.
significantly increased, with an approximately 40% higher likelihood †
P⬍0.05.
of OAG per 40-m-thinner CCT (OR, 1.41). A trend toward a higher
88
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Leske et al 䡠 Risk Factors for Incident Open-angle Glaucoma: The Barbados Eye Studies
Figure 1. Risk factors for definite open-angle glaucoma (OAG; n ⫽ 3222). hx ⫽ history; PP ⫽ perfusion pressure; RR ⫽ risk ratio; SBP ⫽ systolic blood
pressure. *Based on Cox regression models, adjusting for age, gender, intraocular pressure (IOP), and IOP- and blood pressure–lowering treatment; central
corneal thickness (CCT) is presented as an odds ratio, based on logistic regression model in a subsample (n ⫽ 1023).
89
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Ophthalmology Volume 115, Number 1, January 2008
90
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Leske et al 䡠 Risk Factors for Incident Open-angle Glaucoma: The Barbados Eye Studies
BP.10,15,23–27 As summarized in various reviews,38 – 40 lower Thin central corneas could increase OAG risk through this
perfusion pressures at the optic disc would compromise mechanism.
ocular blood flow and thus lead to glaucoma damage.
Although the associations with lower perfusion pressures
are biologically plausible and are in concert with the hy- Strengths, Limitations, and Generalizability
pothesized mechanism, their interpretation is not clear-cut.
In addition to reflecting low BP, such associations could be This longitudinal study has the major strengths of determin-
influenced by high IOP alone or by treatment to reduce the ing risk factors for incidence, as opposed to prevalence, and
IOP or the BP. These variables were controlled for in our of being population based. In addition, results are based on
analyses, based on IOP and medication data obtained at incident definite OAG, using a rigorous definition, and did
study visits, but residual confounding is always possible. not include any probable or suspect cases. When we re-
However, we also found decreased RR for BP variables, and peated the analyses based on incident cases that included
no associations with treatment, supporting the conclusion persons with suspect/probable OAG, similar results were
that lower perfusion pressures are the key risk factor. Ocular found. As noted, male gender became a significant factor in
perfusion pressures, which also depend on IOP, may be these analyses, but we opted for presenting the more con-
more pertinent to OAG risk than BP alone. In our popula- servative findings. Study data were collected according to
tion, which has high average IOP and high average BP carefully designed protocols, which were standardized and
(Table 1), it may be necessary to maintain those BP levels aimed at high data quality (e.g., use of random zero sphyg-
to protect the disc. Therefore, even moderately low BPs momanometer) and completeness. Although we were able
could be deleterious by causing low ocular perfusion pres- to achieve good follow-up over an extended time period,
sures and potentially increasing OAG risk. The BP–IOP attrition owing to mortality or other causes is always an
interrelationships may be different across populations and issue, as in all cohort studies. Losses to follow-up could lead
result in different associations. Focusing on BP alone as a to biases, for example, because of the higher likelihood of
risk factor has limitations, as brachial pressure does hypertension among nonparticipants. One limitation in in-
not reflect the pressure status at the optic disc, which is most terpreting the CCT results, as mentioned, is that pachymetry
relevant. Perfusion pressure thus seems a more pertinent was performed in a sample at the 9-year examination. As
factor. such, our results are based on a cross-sectional analysis;
assumptions must be made regarding the stability of CCT
over time and its value as a predictor. Regarding general-
Central Corneal Thickness izability of results, one issue to consider is that the study is
based on a black population, which has the same ancestral
Thinner CCT was related to incident OAG (Table 4). To our origin as African Americans.44 This population has free
knowledge, this is the first report of such finding in a access to health care with a high life expectancy of
population-based cohort study. These results agree with about 76 years45 and, despite differences in environmen-
those of the Ocular Hypertension Study,41 which found a tal and admixture factors, has similar morbidity and
strong association between CCT and OAG development in mortality patterns as African Americans, particularly re-
a clinical trial of ocular hypertension. As in the Ocular garding hypertension.46,47
Hypertension Study, the CCT measurements in our study In conclusion, after 9 years of follow-up, a high inci-
were not obtained at baseline, which is a limitation to dence of OAG was found in this population of African
consider when interpreting the results. Furthermore, these origin. Although ancestral genetic factors are likely to un-
measurements were available only for a subset of our par- derlie the high risk, glaucoma development appears to be a
ticipants, thus lowering the power of the risk factor analy- multifactorial process. In fact, our analyses confirmed the
ses. The CCT varies according to ancestry and has been important contribution of several factors. The results sug-
shown to be thinner in African-derived populations.9,42 In gest that etiologic factors are generally similar across pop-
previous cross-sectional analyses, we also found low CCT ulations, because the same factors increased risk in studies
values in our participants; there was a marginally significant from other geographic areas and very different settings. As
relationship (P ⫽ 0.07) between CCT and OAG,9 now such, the magnitude of OAG risk in a given population, for
confirmed by the current incidence data. The thinner central example, European, Asian, or African derived, may depend
corneas of black populations may be an ancestrally related on the frequency of the pertinent factors in that population.
factor that additionally contributes to the increased OAG As in other studies, age, family history of glaucoma, and
risk in these populations. IOP were strongly related to OAG risk. Our data also
As recently reviewed,43 the mechanisms for a CCT– suggest a role for vascular factors. We conclude that hyper-
OAG association have yet to be determined. A thin central tension or high BP, which were common in our black
cornea may lead to an underestimation of true IOP, causing participants, do not explain their high glaucoma risk. In-
errors in measured IOP values. Possibly, CCT could be an stead, results suggest a trend for associations with lower BP.
indicator of the biomechanical and structural characteristics Consistent with this finding, lower ocular perfusion pres-
of ocular tissues, which may have a strong influence on sures were related to OAG development, and may be more
OAG risk. Eyes with thinner CCT thus could have increased relevant risk factors than BP per se. These results highlight
elasticity or a particular property that renders the optic the importance of maintaining an adequate ocular perfusion
nerve tissue more susceptible to damage than other eyes. pressure in this population, which has high overall levels of
91
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Ophthalmology Volume 115, Number 1, January 2008
IOP. Thinner CCT was a new risk factor that may also play 21. Nemesure B, He Q, Mendell N, et al. Inheritance of open-
a part in the high risk of African-descent participants. angle glaucoma in the Barbados Family Study. Am J Med
Genet 2001;103:36 – 43.
22. Nemesure B, Jiao X, He Q, et al. A genome-wide scan for
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