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ARCHAEOLOGICAL THEORY: THE BIG PICTURE

by Dr. Bruce G. Trigger


James McGill Professor
McGill University, Montreal, Canada

Rival Approaches: Old and New

For two decades processual and postprocessual archaeologists have


monopolized theoretical debate in anthropological archaeology. Their two
positions seemed such perfect opposites of one another that most archaeologists
came to believe that, if either side did not exist, the other would have had
to invent it as a foil. Now, however, this battle appears to be winding down,
with the protagonists intellectually exhausted and neither side close to being a
winner. Key issues remain unresolved, while those involved try to ignore new
theoretical approaches that challenge their monopoly of ideas. Concepts that
both of these positions silently excluded now appear to be as important as those
that each of them embraced. It is now time for a postmortem and for examining
alternatives.
Processual and postprocessual archaeology are not each sharply defined
approaches: instead both are clusters of related positions. The two clusters
are, however, largely non-overlapping and occupy the materialist and idealist
ends of the theoretical spectrum. Processual archaeologists attempt to explain
human behavior in terms of ecological adaptation, emphasize cross-cultural
regularities, and embrace a cultural evolutionary view of social change. They
tend to epiphenomenalize culture and dismiss idiosyncratic cultural variability,
such as is found in art styles, as being of little interest. Postprocessualists
seek to account for human behavior in cultural terms. They adopt an idealist
epistemology, emphasize crosscultural variability, and, rejecting metanarratives,
embrace a contingent, historical view of cultural change (Hodder 2001a;
Preucel 1991; Preucel and Hodder 1996).
These positions have gained authority as the result of being grounded in
antithetical Western philosophical traditions that were defined as early as
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the eighteenth century. Processualism is closely aligned with modernism and archaeology tends to justify the American view that these approaches are
the ideas of the Enlightenment. Enlightenment thought, with its emphasis on complementary rather than antithetical.
rationalism and cultural progress, was preoccupied with the uniformities shared Both processual and postprocessual archaeology are being challenged
by peoples at the same level of development. Postprocessualism is deeply by other approaches. One of the most assertive of these is Darwinian or
influenced by the postmodernist movement. Postmodernism in turn is derived evolutionary archaeology (Barton and Clark 1997; Dunnell 1980; O’Brien
from romanticism, which developed as a reaction against Enlightenment thought 1996; O’Brien and Lyman 2000; Teltser 1995). This approach seeks to explain
and stressed the emotional aspects of human behavior and an idiosyncratic both human behavior and the material culture observable in the archaeological
cultural diversity rooted in attachments to home, family, community, region, record using the concepts of biological evolution. Its principal contributions
country, ethnic group, and religion. In the nineteenth century, evolutionists so far have been its freeing of evolutionary concepts in anthropology from the
studied regularities in human behavior, while romantics, inspired by the German assumptions of unilinearity and teleological development that were associated
philosopher Johann Herder, celebrated the cultural diversity of human groups with neoevolutionism. Yet Darwinian archaeology, no less than processual and
by emphasizing the idiosyncratic variations among cultures (Trigger 1998; postprocessual archaeology, has become a cluster of related positions. Purists
Zammito 2002). Yet, as Hegmon (2003: 232) has pointed out, postprocessualists argue that natural selection acting on individual humans is the main factor
have embraced modernist as well as postmodernist ideas. Among the modernist bringing about adaptive change (Dunnell 1978, 1980). More liberal Darwinian
approaches she includes Marxism, structuralism, critical theory, and Gidden’s archaeologists see selection as acting mainly on ideas or artifacts and allow
theory of agency and structuration. Nevertheless, postprocessual archaeologists that cognitive factors and decisions by individual humans play a significant
have given each of these positions a postmodern spin. role in this form of selection (Leonard 2001; Leonard and Jones 1987: 214;
Processual and postprocessual archaeology have been construed very O’Brien and Holland 1990). The latter position presupposes that innovation
differently in the United Kingdom and the United States. In Britain, the two and selection are not wholly separate processes, as mutation and selection are
approaches are generally viewed as mutually exclusive and their differences as construed to be in biological evolution (Boone and Smith 1998: S148-S149;
grounded in the nature of things; hence it is assumed that eventually the triumph Cowgill 2000: 52).
of one will result in the annihilation of the other. Most American archaeologists Convincing evidence has been presented that both natural and conscious
view these approaches as complementing one another. They assume, for selection affect human behavior, although human cognitive abilities appear to
example, that a processual approach is well suited for studying subsistence play a major role in making conscious selection by human agents a far more
patterns, but that a postprocessual one might be better adapted for investigating efficient, less wasteful, and more unilinear process than is natural selection.
religious beliefs. Until recently, however, this eclecticism remained pragmatic Many species of animals can learn to avoid life-threatening incidents as a
and naive, and little effort was made to specify the conditions under which the result of personal experience, but only human beings are capable of learning
two approaches might be synthesized to produce an articulated whole. such behavior solely by admonition and instruction (Boone and Smith 1998;
The more relaxed American approach seems to reflect the systematic training Boyd and Richerson 1985; Roscoe 2002: 111-113; Shennan 2002; Snow 2002;
that most American archaeologists have received in general anthropology. This Trigger 1998). Long ago Kroeber (1952) argued this point eloquently and in
training has made them aware of the longstanding tensions between ecological great detail, although his work is now generally forgotten.
and cultural approaches in the social sciences and, in particular, of the failure Another rapidly developing approach is cognitive archaeology. It reflects an
either of the neoevolutionism of the 1960s or of earlier and later cultural increasing interest in the findings of cognitive and evolutionary psychology and
approaches to dominate sociocultural anthropology. By contrast, the disciplinary neuroscience concerning how innate factors influence human behavior. Basic to
separation between archaeology and anthropology in Britain has meant that this development is the belief that human thought is not simply rational but has
British archaeologists tend to select and utilize particular anthropological various built-in goals that shape human behavior. For example, arguments are
theories, often with great sophistication, but with less general background advanced that human beings are naturally predisposed to be hierarchical as well
knowledge. The growing impasse between processual and postprocessual as sociable; that they are naturally inclined to try to maximize their reproductive
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capacity; and that they can more readily solve problems relating to social and and postprocessual archaeology are complementary rather than contradictory
practical matters than they can problems framed in terms of abstract principles. analytical approaches (Cunningham 2003; Preucel 1991; VanPool and VanPool
It has also been proposed that different types of intelligence developed at 1999, 2003; Wylie 1993, 2000). Behavioral archaeologists are actively seeking
various stages of biological evolution and that the relatively recent interlinking to ‘build bridges’ with other approaches (Schiffer 1996, 2000; Skibo and
of these intelligences explains unique features of human behavior, such as the Feinman 1999; Skibo, Walker, and Nielsen 1995). Hegmon (2003) documents
development of art and religious beliefs (Boyd and Richerson 1985; Boyer the various ideas that are being combined to constitute what she has designated
1994, 1996; Carrithers 1992; Donald 1991; Mithen 1996; Shennan 2002; Steele as ‘processual-plus’ archaeology. Pauketat (2003) expounds a theoretical
2002). Topics such as these represent the revival of the investigation of what amalgam that he calls historical-processual archaeology. The chief opposition
nineteenth-century evolutionary anthropologists called ‘psychic unity’ and to to such outreach comes from Darwinian archaeologists, who are intent on
which, instead of to technological and ecological factors, they attributed most establishing a hegemonic position for their own approach (Lyman and O’Brien
of the parallels in human behavior that they believed had occurred at specific 1998; O’Brien, Lyman, and Leonard 1998). Even they, however, seek to
stages in cultural development. In recent years, archaeologists also have been incorporate what they regard as the most enduring concepts of culture-historical
studying the effects on human behavior of writing and other forms of material archaeology into their own theoretical structure (Lyman, O’Brien, and Dunnell
culture that can serve as means of external symbolic storage (Renfrew and 1997; O’Brien and Lyman 2000).
Scarre 1998; Schiffer 1999). It is clear that sometimes what are alleged to be outreaches that seek to
Social archaeology continues to offer new perspectives that are intended to reconcile very different approaches are undertaken in the hope that by this
explain prehistoric human behavior. The most active tendency is behavioral means one theoretical orientation may absorb another (VanPool and VanPool
archaeology, which diverged from processual archaeology in the 1970s, and 2003:1). In Britain, many postprocessual archaeologists, while formally
in the course of doing so shed processual archaeology’s preoccupation with acknowledging the constraints of data, relentlessly seek to relativise the
ecological factors as prime movers. The goals of behavioral archaeology are arguments of archaeologists who are not postprocessualists and continue to
to relate human behavior to material culture and explain how human beings pursue interpretive programs that do little to rigorously test the claims they
created the archaeological record (Schiffer 1976, 1995, 1999). In Spain, a new make about beliefs in prehistoric cultures (Gosden 1999; Hodder 2001a;
generation of Marxist archaeologists seeks to use classical Marxist concepts Johnson 1999; A. Jones 2002; S. Jones 1997: 139-144). Other archaeologists
relating to relations of production, consumption, and power to understand the sincerely seek to derive mutual benefits by subjecting existing perspectives
archaeological record (Chapman 2003). Once it is accepted that the concept of to critical analysis and trying to harmonize them (Preucel 1991; VanPool and
function does not inevitably preclude an interest in change (Evans-Pritchard VanPool 1999, 2003; Schiffer 2000). Both predatory and altruistic dialogues,
1949, 1962), it becomes possible to perceive considerable overlap between by enhancing a detailed understanding of different points of view, increase
what social archaeologists study as function and what moderate Darwinian the possibility of developing more comprehensive and useful theoretical
archaeologists investigate as selection. Finally, Kehoe (1998) has attempted to formulations.
rehabilitate culture-historical archaeology. That existing bodies of theory are not only mutually comprehensible but
capable to some degree of selective integration is evidence that they should
Dialogue and Contestation not be regarded as paradigms. A crucial feature of Kuhn’s (1962, 1970, 1977,
1992; Bird 2000) delineation of paradigms was their incommensurability;
In the United States, an increasing number of attempts are currently Kuhn maintained that no paradigm could be clearly understood by a scientist
being made to promote dialogue between various theoretical approaches in who worked within the context of an alternative one. Treating theoretical
archaeology in order to determine to what extent they are complementary and orientations as paradigms therefore encourages exclusion and polemic rather
might become the basis of more comprehensive and useful hybrid formulations. than the systematic comparison, testing, and synthesis of ideas (Schiffer 1996:
For over a decade, many American archaeologists have argued that processual
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659; VanPool and VanPool 2003). Its discouraging of dialogue also encourages modern society as well as how archaeologists have been recruited and treated
much reinventing of the wheel by the adherents of rival paradigms. one another (Conkey and Spector 1984; Leone and Potter 1988; Silverberg
Theory can be defined as the guiding principles that help us to make sense 1968). It is far better to try to deal with presuppositions at a conscious level than
of specific cases and of the world around us (Hegmon 2003: 213). Scientific to become their unwitting victims. Although it can never guarantee objectivity,
theory consists of such principles as are testable or at least supportable explicit high-level theory is essential for a mature and self-critical discipline.
using sensory evidence. More specifically, guiding principles propose lawful The more accurately high-level theory can model human behavior and facilitate
mechanisms that claim to account in a generalizing manner for how things an understanding of how material culture and human behavior relate to each
operate and how they have come to be as we find them (Bunge 1997). Such other, the more it can encourage objectivity in the analysis of archaeological
an approach requires a realist epistemology, which admits that not only what data (Trigger 1989a, 1989b, 2003b; Wylie 2002).
can be perceived but also phenomena that are currently unobservable as well A separate issue is whether the processual-postprocessual debate has been
as hypothesized processes are appropriate objects for scientific study (Bhaskar necessary? Processual archaeology developed within the context of widespread
1978). Anyone who accepts a biological evolutionary origin for the human dissatisfaction with the limitations of culture-historical archaeology. Yet
species must also embrace a materialist explanation of human behavior. That it was already well-known in the 1960s that ecological adaptation did not
does not, however, entail a reductionist approach that denies the emergence account for many aspects of cultural variation, including numerous features
of qualitatively unique forms of human behavior requiring their own forms of subsistence patterns. Adaptations are rarely based on a perfect knowledge
of explanation (Trigger 2003b: 133-134). Good theories lead us to look for of the environment and, in all but the most extreme circumstances, various
evidence we might otherwise overlook or underrate (Terrell 2003: 74). adaptive strategies can sustain a group in a satisfactory fashion (Sahlins 1976a).
High-level theory consists of the abstract rules which interrelate the Optimal foraging theory and deductive site catchment analysis rarely can
theoretical principles that are required to understand a major category of predict the precise subsistence pattern that was followed in a specific location
phenomena (Bhaskar 1978; Clarke 1979: 25-30; Harris 1979: 26-27). In in prehistoric times. What I had learned as an undergraduate in the late 1950s
archaeology, high-level theory invariably deals with propositions concerning about geographical possibilism --the belief that, while the natural environment
human behavior. Yet, as a result of recent advances in the study of material imposes limitations on what human beings and their technology can do, it does
culture, high-level archaeological theory can now be defined more specifically not determine specific human responses -- made it impossible for me to take
as all social science theory that assists archaeologists to understand artifacts in seriously all-embracing claims made by early processual archaeologists that
terms of human behavior and human behavior in relation to artifacts. were based on the concept of ecological determinism (compare Meggers 1960;
Do archaeologists really need high-level theory or would it be preferable Sanders and Price 1968; Struever 1968a,b and Trigger 1971). Childe (1928)
to try to get along without it? Relatively few archaeologists are primarily had applied the possibilist approach to archaeology long before, when he
interested in archaeological theory either in the United States or in Britain; argued that postglacial desiccation in the Middle East had probably resulted in
instead they seek to learn more about specific sites, peoples, cultures, and some hunter-gatherer peoples dying out, while other groups relocated to wetter
forms of behavior. Traditional Baconian induction construes theoretical environments and still others invented agriculture. He also maintained that the
understanding as being the end point of archaeological research and general city-state system that developed in Mesopotamia and the divine monarchy
theories as something that should grow out of research. The problem with that had united ancient Egypt were merely alternative political strategies for
this position is that every aspect of archaeological research is influenced by controlling larger and more productive societies.
presuppositions which constitute implicit theory. The main difference between Likewise, what anthropologists knew about the ethnography of Africa and
a deductive and an inductive approach is the extent to which archaeologists are the indigenous societies of the Americas should have suggested that the models
aware of these presuppositions. The history of archaeology provides numerous of tribes and chiefdoms that were being constructed by Sahlins (1958, 1968)
examples of how in the past unconscious beliefs influenced practice and and Service (1962, 1975) reflected primarily the Melanesian and Polynesian
interpretation in ways that reinforced racial, class, and gender stereotypes in societies with which they were most familiar. These models did not take into
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account the distinctive features of societies at equivalent levels of complexity intellectually indefensible in a multicultural, postcolonial world (S. Diamond
elsewhere. Such extra data would have indicated that regional cultural 1974; Giddens 1984; Rowlands 1989). Cultures, if they are to be compared
traditions, as well as ecological and evolutionary factors, were sigificantly at all, must be compared as wholes (Geertz 1973; Knorr-Cetina 1981; Latour
associated with cultural variation. I find it puzzling that in the 1960s Boasian and Woolgar 1979; Rose 1991; Sahlins 1976a; Shepherd 1993). Within such an
and social anthropologists did not challenge neoevolutionists more directly on intellectual environment, there is no place for cross-cultural generalizations. Is
this point. Archaeologists were thereby deprived of critical guidance by their this return to the relativistic ideas of Boasian anthropology justified and is it
anthropological colleagues. true that ecologists and neoevolutionists have nothing to teach archaeologists?
Processual archaeology’s preoccupation with cross-cultural regularities was Donald Brown’s (1991) study of human universals suggests that this is not the
justified by appealing to Julian Steward’s (1955: 209) concept of a core culture. case. The wholesale replacement of one theoretical position by another, without
Steward maintained that only cross-cultural similarities were of scientific, and a careful, systematic consideration of their respective strengths and weaknesses,
hence anthropological, interest. From this point of view, all early civilizations encourages reinventing the wheel.
having kings would have been a phenomenon worthy of anthropological study, In terms of general theory, the dichotomy between processual and
but the culturally variable ways in which kingship was symbolized in various postprocessual archaeology was never justified. Most anthropologists have
cultures – by crowns, stools, scepters, or parasols – were not. Steward argued long agreed that all human behavior is conceptually, and hence culturally,
that anthropologists should investigate only cross-cultural regularities, which mediated, although they have disagreed concerning to what extent it is
he maintained were adaptively significant, while abandoning idiosyncratic culturally determined. In his later writings, Childe (1949: 6-8; 1956) embraced
traits to an inferior breed of culture historians. His ecological approach, what has become the key tenet of postprocessual archaeology: that the world
although taking account of environmental variation, tended to dismiss whatever humans adapt to is not the world as it really is but the world as people believe
was culturally specific as epiphenomenal and hence of no scientific interest. In it to be. Childe argued that the landscape of central Australia, as perceived by
this manner, Steward sought to discredit Boasian cultural anthropology. In his Aboriginal hunter-gatherers, was not the same as that perceived by Europeans
earliest theoretical writing, Binford (1962: 220; 1965: 206-207) drew a similar interested in mineral extraction. Nevertheless, Childe remained a materialist; he
distinction between style and function. viewed cultural understandings as providing the extrasomatic means by which
The rejection of the significance of cultural idiosyncracies was an human beings adapt, in a very flexible manner, to their natural environment.
exclusionary act of theory-building that archaeologists in the 1960s should Human beings can know only through their minds and brains, but minds and
have recognized for what it was. Kroeber’s (1952) studies had already made it brains exist within organisms that must survive in the natural world. Hence
clear that in anthropology, as in biology, the investigation of the processes of every view of the world must accord to a significant degree with the world as
evolution must be grounded on a detailed understanding of the specificities of it really is in order to endure (Childe 1956: 58-60). Childe argued that both
change. History and archaeology were to anthropology what palaeontology was the beliefs of hunter-gatherers and those of modern industrial nations must be
to biology. It also should not have come as a surprise to anyone when cross- judged effective according to the degree to which they achieved this goal in
cultural regularities almost invariably fell short of neoevolutionist expectations. their particular settings.
Binford (2001) soldiers on, but increasingly restricts his research to those Yet effective subsistence practices do not signify that a hunter-gatherer
aspects of human behavior that exhibit strong cross-cultural regularities. society’s understanding of the environment must be based on the same
On the other hand, cultural anthropologists, influenced by postmodernism, concepts as those used by Western cultural ecologists. Hunter-gatherers do not
have gone to the other extreme. Cultural variation is assumed to be even more calculate their subsistence behavior in terms of energy expenditures measured
idiosyncratic than Boas (1963: 154) thought it to be. Geertz (1965: 101) declared in calories. In many traditional societies, knowledge of the environment and of
all cross-cultural regularities to be meaningless intellectual constructions and the impact that human beings have on it is encoded in religious beliefs (Tanner
stressed the need to understand each culture individually and contextually. 1979). Yet such beliefs record a hunter-gatherer’s understanding of how the
Studies of cultural evolution have likewise been rejected as ethnocentric and environment works and how a living may be derived from it that is probably
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even more detailed and precise than is that of a cultural ecologist. Much wrest agenda setting by producing the next ‘heresy-aspiring-to-dogma.’ Given
wrangling between processual and postprocessual archaeologists might have the ‘nature of the game,’ we have all been pushed into stronger stances of
been avoided had processual archaeologists, in conformity with their claim to critique and argumentation than we might feel stylistically comfortable with.”
be behaviorists, accepted that what they were discussing using archaeological Kelly (2000: 78) has observed more trenchantly that archaeologists “reward
evidence was whether prehistoric societies had behaved rationally in terms of polemic, bombast, and showmanship rather than the serious testing of ideas.”
their subsistence activities and not what specific concepts were guiding their Sometimes specific theoretical debates encourage fruitful inductive research
behavior. that conclusively resolves contentious issues. All too often, however, arguments
The diachronic expression of Childe’s position, and its origin, can be found tend to focus on one or a few inconclusive case studies. The primary goal of
in Karl Marx’s assertion that “human beings make their own history... not under the participants is to score points rather than to ascertain the truth. In particular,
circumstances chosen by themselves, but [under ones] directly encountered, this approach tempts analysts to select facts and otherwise to gloss over or
given, and transmitted from the past” (Marx 1852 in Marx and Engels 1962, disguise weaknesses in their arguments. Rhetoric and polemic are greatly
I:247). Thus Marx took cultural traditions seriously, although he believed admired. It is widely assumed that, as with legal trials, truth will emerge from
that they could be altered relatively easily by the pursuit of cross-culturally such partisan behavior. Yet, the track record of modern legal systems does not
meaningful economic interests. Over the years, this seminal formulation has make this analogy a particularly encouraging one. Most debates of this sort,
played an increasingly important role in stimulating debates about social rather than producing broad new agreements, sputter out inconclusively, with
science theory. Much discussion has focused on the degree of ease or difficulty the exhausted combatants still at loggerheads, as appears to be happening with
with which people can transcend and transform their cultural heritage as a processual and postprocessual archaeologists.
result of goal-seeking. Bourdieu (1977), by drawing attention to the role of There is, however, a reason why debates are essential: even if they do not
non-verbalized and often unconscious behavior (habitus), has emphasized the produce conclusive answers, they result in a more detailed understanding of
intractable nature of our cultural heritage. There is also debate concerning the the issues involved than could be achieved by a less adversarial approach
units in terms of which such changes are best studied. While Marx preferred (Kuhn 1977). Despite the extraordinary lucidity of Childe’s later theoretical
to consider interest groups, which may in some cases correspond with social writings, many aspects of his ideas remained undeveloped. This made his
classes, Giddens (1984) has stressed the role of the individual. basic concepts difficult for most archaeologists to understand. There was also
It is tempting to conclude from this that the development of archaeological much about them that we can recognize in retrospect Childe himself did not
theory would have occurred faster and more straightforwardly had more understand. Seemingly endless debates between processual and postprocessual
attention been paid to Childe’s later theoretical writings. In particular, a archaeologists have been needed to clarify the sorts of issues that Childe dealt
large number of tedious and unproductive debates between processual and with and make them widely understood.
postprocessual archaeologists might have been avoided. Yet I do not believe The more recent theoretical approaches in archaeology have their own
that in reality such fast-track development would have been possible. Closely problems that require discussion and clarification. Despite the claim that
argued, passionate, and dramatic debates are a vital part of the adversarial Darwinian archaeology provides a self-contained replacement for existing
approach that characterizes discourse in the social sciences. Young scholars high-level theories, the distinction that Darwinian archaeologists draw between
often initiate controversies in hopes of promoting their careers, while protracted traits that are subject to selection and those which are not perpetuates the
quarrels between established academics fascinate their colleagues. The debate differentiation between adaptive and non-adaptive features that limited the
between Lewis and Sally Binford (1966) and François Bordes (1972) as to explanatory power of processual archaeology and encouraged the development
whether different Mousterian industries represented tribal groups or specialized of postprocessualism. Nor is it universally accepted that culture-historical
tool-kits epitomized the rival claims of the culture-historical and processual archaeology has adequately accounted for the behavior of ‘non-selective’
approaches of the 1960s and 1970s. There is, however, a down side. Kus (2000: traits, as Darwinian archaeologists maintain (compare S. Jones 1997: 130-131
169) has observed that “Too often the way to attention in our discipline... is to and Lyman, O’Brien, and Dunnell 1997). Some studies call into question the
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belief that stylistic aspects of material culture are merely passive reflections of hominid evolution? Do individuals possess a variety of different forms of
of rule-governed behavior. They maintain that on the contrary all material intelligence and, if so, how do these forms of intelligence relate to one other?
culture is actively involved in processes of social production, reproduction, Many adaptive forms of behavior can be explained more economically in terms
and transformation (Hodder 1982; Miller 1985; Shennan 2002: 75-77). Such of the generic rationality invoked by processual archaeologists than by the
findings suggest that all traits are subject to selection, although some may special forms of human reason postulated by some Darwinian archaeologists
be selected to enhance cognitive coherence within a culture while others are (Shennan 2002). Experimental research on conditions that promote optimal
selected in terms of ecological adaptation. Boyd and Richerson (1985) have problem solving by humans has led to different conclusions (Steele 2002: 32-
demonstrated that repeated transmissions of knowledge result in selection in 37). Most archaeologists and anthropologists rightly fear that countenancing
favor of more useful variants of ideas as well as of ideas that better serve any biological interpretations will result in reseachers trying to embed
collective as well as individual interests. Cultural traditions also accumulate biologically whatever they wish to believe about human behavior (S. Jones
alternative behavioral strategies that provide individuals with ready-made 1997: 65-72). As a result, archaeologists have generally avoided contact with
guidance for coping with variable conditions, such as good and bad crop years these fields (Sahlins 1976b). Yet the failure by archaeologists to develop closer
or weak and strong leaders (Salzman 2000). Contrary to the belief that new relations with evolutionary psychologists and neuroscientists exposes their
is better, most forms of knowledge that endure over long periods may have own discipline no less than these other fields to the threats of quackery and
enhanced selective value, especially from a societal point of view. racism. This is a theoretical approach that is in need of much interdisciplinary
It is also questionable whether Darwinian archaeology’s idea of material development before its promise for archaeological interpretation is realized.
culture as an extrasomatic phenotype (Leonard 2001; Leonard and Jones 1987;
O’Brien and Holland 1995) has more to recommend it than has the conventional Comparative Evaluation
view of material culture as a humanly constructed environment. In general,
the reductionist tendencies of Darwinian archaeology seem to ignore the Human behavior is clearly complex and influenced by biological
complexity and emergent novelty of human behavior as well as the conscious predispositions, cultural programming, and a variety of ecological factors that
and constructive role played by individual humans in the selection process. express themselves in varied forms of selection and functional constraints.
Finally, there is considerable overlap between Darwinian archaeology’s concept No theoretical formulation invoking a narrow range of causal factors, such as
of selection and the concepts of function and adapation used by processual ecological or cultural determinism, is likely to account for the totality of human
archaeologists. Darwinian archaeology certainly has much to offer that is of behavior or its material expression. While each major approach currently used
value; yet it probably provides no more in the way of a complete theoretical by archaeologists provides useful explanatory insights, none of them excludes
perspective than do processual and postprocessual archaeology (Schiffer other theories. So what are archaeologists to do?
1996). Hodder (2001b) has noted that it is increasingly necessary for archaeologists to
Cognitive archaeology remains in an embryonic state. Archaeologists combine different bodies of theory to answer specific problems. Yet he questions
generally believe that behavioral patterns are likely to become biologically the wisdom of efforts to create a unifying framework for archaeological theory
embedded only if they have been selected for over very long periods; and suggests that instead archaeologists should view specific combinations
hence, like other anthropologists, they reject the more extreme claims of of theoretical propositions as collections of discourses that are often, like
sociobiologists (Wilson 1975). For their part, cognitive psychologists and paradigms, mutually incomprehensible. This proposal accords with a relativist,
neuroscientists know little for certain about the biological basis of human cultural perspective of the Boasian sort, which seeks to deny that there are other
behavior, although progess has been made in determining the genetic basis of than contingent explanations of human behavior or sociocultural processes.
some features of grammar (Gopnik 1997). Are human beings naturally driven Hodder’s intervention is the equivalent of asking whether there really was an
to try to maximize the number of their biological descendants or has such elephant for the proverbial blind folk to examine, or whether they were feeling
behavior, if it ever existed among other primates, been overridden in the course
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something else – perhaps each other. His viewpoint constitutes a transparent civilization was sufficiently well-documented, archaeologically or textually, to
and uncompromising attempt to establish the supremacy of postprocessualism. be included (Trigger 2003a: 15-39).
The alternative possibility is that different types of explanations can be To minimize biasing my data and construing them ethnocentrically, as
integrated within a larger theoretical framework and that, by working together, postmodernists regularly accuse comparativists of doing, I spent considerable
archaeologists (and sociocultural anthropologists) who hold varied theoretical time trying to understand each early civilization from an internalist (emic)
positions can begin to determine the nature of this framework (Kelly 2000: perspective. For example, each early civilization I studied had a head of state
78). This option supposes that the proverbial elephant exists and that the blind who was normally male and whose office was hereditary in theory, practice,
people studying it can eventually determine what it looks like. or both. Most comparative anthropologists would refer to such an individual
To investigate this possibility, I decided in the late 1980s to undertake a as a ‘king’ and treat these office-holders as equivalent. Yet, it becomes clear
detailed study of similarities and differences in culture and behavior in early as a result of my textual research that the powers and responsibilities of these
civilizations in order to determine whether patterns could be discovered that rulers varied considerably from one early civilization to another and that their
would shed light on this problem (Trigger 1993, 2003a). This decision was office was never conceptualized in precisely the same way in any two early
premised on my belief that a thorough comparison required the examination of civilizations. The Egyptian nswt was terminologically marked as a universal
idiosyncracies as well as of what is cross-culturally similar, keeping in mind ruler: only one person in the world could legitimately bear this title and he
that the latter can be the result either of historical connections or of convergent had to be an Egyptian. By contrast, each city state in the Valley of Mexico was
development. I chose to study early civilizations because it is currently headed by a tlatoani, or ‘great speaker,’ one of whose main duties was to be
impossible to distinguish whether many shared features among hunter-gatherer a military leader. The Yoruba term oba was restricted to rulers who claimed
societies are homologies resulting from historical connections going far back descent from the earth-creating god Oduduwa, and hence could be applied
into human history or analogies that result from independent convergent only to kings who were Yoruba or could claim Yoruba ancestry. Obas were
development. While early civilizations share various historical connections, ritually secluded, which meant that, while they were held ritually responsible
especially among the geographically more remote ones these connections are for the outcomes of wars, they normally did not lead armies (Smith 1969: 120).
tenuous and can be distinguished from convergent development by examining Any valid comparison of kingship in early civilizations must take account of
closely the archaeological record of the rise of each civilization. these and other cultural differences (Trigger 2003a: 71-91). Only by using
To make the detailed comparisons my study required, I needed early textual data to determine the meaning of offices, institutions, and religious
civilizations that were thoroughly documented both archaeologically and and legal concepts was it possible to accord something approaching equivalent
textually. Detailed information about sociopolitical organization, economy, importance to cultural and behavioral data. And only by doing this was it
beliefs, and values is available for only a few of these societies. I therefore possible to critique in a realistic and relatively unbiased manner the materialist
decided to compare the seven best documented early civilizations around the and idealist theories that have prioritized behavioral and cultural explanations
world: Old and Middle Kingdom Egypt, early Mesopotamia, Shang China, respectively.
the Valley of Mexico in the early seventeenth century AD, the Classic Maya, My attempts to achieve a rounded understanding of each early civilization
Inka Peru, and the Yoruba-Benin culture of West Africa in the eighteenth and tangentially produced some interesting insights into the history of behaviorist
nineteenth centuries AD. Overall, these civilizations were sufficiently widely and cultural approaches in archaeology and anthropology. Works published in
distributed to minimize historical connections and provide sound evidence the 1960s, when behaviorism and neoevolutionism were dominant, yielded
concerning convergent development. In addition, the early civilizations that detailed and very useful information about ecological, economic, social, and
were in close geographical proximity and for which there was considerable political behavior in early civilizations, but few insights into how people
evidence of historical connections displayed unexpectedly high degrees of living in these societies had viewed these activities, themselves, or the cosmos.
structural variation. A major area where early civilizations had developed that Only beginning in the 1980s did archaeologists and anthropologists attempt
could not be included was South Asia: neither the Indus nor the early Gangetic to understand the religious beliefs, values, and worldviews of people living in
16 BRUCE G. TRIGGER ARCHAEOLOGICAL THEORY: THE BIG PICTURE 17

specific early civilizations. Prior to the 1990s, studies of Inka religion were little these factors increased the need for privileged groups to ensure protection
more than recitals of superficial, ethnocentric observations made by Spanish of their property, which in turn made effective, long-term coercion by rulers
writers in the sixteenth century. Only recently have scholars begun to examine possible (Trigger 2003a: 279-337).
more detailed colonial records and to carry out ethnographic research in order By contrast, only two basic types of political organization were evident
to gain deeper insights into Andean religious beliefs (Gose 1995; MacCormack among the well-documented early civilizations I examined: city states and
1991; Salomon 1991). Likewise, while in the 1960s social scientists of both territorial states. City-state civilizations consisted of clusters of small states,
Yoruba and Western origin produced excellent studies of traditional Yoruba each of which had a relatively compact urban center inhabited by a considerable
agriculture, economic and political organization, and warfare, detailed studies portion of the total population, including many farmers. The rulers of these
of Yoruba beliefs, values, and worldview did not appear before the 1990s states exerted varying degrees of power over their neighbors and sometimes
(Apter 1992; Barber 1991). Thus a rounded understanding of each early forced rulers of weaker nearby states to pay them tribute; yet little effort was
civilization could be achieved only by combining the findings of materialists made to micromanage the governing of subordinate polities. Territorial states
and new cultural anthropologists. These observations supported my initial were much larger and were governed by state officials who were located
impression that, although processual and postprocessual archaeology are based in a nested hierarchy of relatively small and often less compactly arranged
on antithetical theoretical positions, they are fundamentally complementary. administrative centers inhabited only by rulers, civil servants, elite artisans,
The environmental settings, subsistence patterns, and production and and their servants (Maisels 1990; Trigger 2003a: 92-141).
exchange systems of the seven early civilizations I examined displayed far more Those who seek to privilege idiosyncratic variation suggest that many more
variation than neoevolutionists, such as Julian Steward (1949), had imagined. types of political organization existed in early civilizations (Cowgill 1997;
General ecological constraints are obviously important: for example, no hunter- Kenoyer 1997; Maisels 1999: 186-259; Possehl 1998). Yet the documentation
gatherer society has ever developed a monarchical form of government and supporting these alternatives is invariably weak and delineations based on it
anthropologists seem agreed that no society combining these two features will highly speculative; hence some or all of these variations may prove as illusory
ever be found. The different agricultural systems of the seven early civilizations as did Eric Thompson’s (1954) Classic Maya theocracies.
represented the intensification of distinctive, separately-evolved, and locally- Some of the variation in the economic organization of early civilizations
adapted practices that had been in place in particular regions long before the correlates with the distinction between territorial and city states. In city-state
earliest state or civilization developed there (J. Diamond 1997). Farmers had systems, public markets generally flourished, foreign trade was often carried
long possessed detailed ecological knowledge that allowed them to adjust their on by merchants who were relatively free of government control, and full-
production techniques as population density increased and ecological conditions time craft workers produced goods for a broad clientele. In territorial states,
changed. Much of the variation in subsistence patterns among early civilizations elite artisans worked for the government and the upper classes, while farmers
therefore can be explained as adaptations to different environmental settings. generally manufactured and exchanged goods made from inexpensive, local
Early civilizations developed in many different kinds of environments: river raw materials for their own use. Foreign trade was a government monopoly in
valleys in arid climates (Egypt, Mesopotamia), tropical forests and savannas territorial states (Trigger 2003a: 338-374).
(Maya, Yoruba), highland valleys (Mexico, Peru), and temperate rainfall zones Despite claims to the contrary (Claessen and Skalnik 1978; Feinman 1998;
(Shang China). The radically different natural configurations of the Nile and Marcus 1998; Renfrew 1997), these two types of early civilizations did not form
Tigris-Euphrates floodplains meant that very different hydraulic regimes had a developmental sequence nor do they correlate with different environmental
to be developed in these two regions (Adams 1981; Butzer 1976). The main settings. Contrary to Michael Mann’s (1986) argument that small states were
factors facilitating the development of the state were not the development the norm, city-state systems and territorial states appear to represent alternative
of particular agricultural regimes or forms of craft production but sedentary patterns that were functionally viable at the level of organizational complexity
life, investment in land to maintain and increase its productivity, and growing and productivity achieved by early civilizations.
numbers of possessions. Ralph Linton (1933, 1939) recognized long ago that
18 BRUCE G. TRIGGER ARCHAEOLOGICAL THEORY: THE BIG PICTURE 19

The significant economic variation that correlates with these two political Darwinian archaeologists maintain that elite art styles are selectively neutral
types demonstrates the utility of functionalist approaches and also reinforces the (Dunnell 1978). The alternative formal possibilities are sufficiently numerous
integrity of these two varieties of early civilizations. Whatever factors shaped that no two styles ever independently duplicate one another. Yet the social
the development of early civilizations, only a few basic patterns of political functions of such art were so important that no early civilization failed to
and economic organization appear to have had sufficient coherence to survive develop its own elite style. Elite art therefore has stylistic features that are
over long periods (Flannery 1972). These findings suggest the utility of social quintessentially culturally idiosyncratic, but also social and psychological
anthropological and materialist Marxist approaches, which both view society as features that must be understood cross-culturally. The stylistic unity of the elite
a point of departure for explaining many aspects of human behavior. art produced within each early civilization also exemplifies Gellner’s (1982)
Contrariwise, elite styles of art in early civilizations provide striking proposition that, in those aspects of cultures where the chief constraints on
examples of cross-cultural idiosyncracy. One does not have to be a specialist what people do are not imposed by limited natural resources, it is necessary to
to be able to distinguish ancient Egyptian, Mesopotamian, Shang Chinese, and impose a symbolic order in order to render culture meaningful. With elite art,
Aztec art in modern collections. This accords with the generally-held belief that this symbolic ordering takes the form of elaborate stylistic patterning.
specific art styles are purely cultural phenomena, unlike the capacity to produce One of my most surprising and potentially most controversial discoveries
art, which is a ubiquitous, species-specific feature of human behavior that can was that three basic concepts underlay the highly varied religious beliefs of
be documented as having evolved at least as early as the Upper Palaeolithic all seven early civilizations. It was believed in each early civilization not
period and is related to the human ability to symbolize (Mithen 1996). Elite art only that gods, who were, or who animated, the universe, nourished and
styles tended to emerge quickly in the early stages of the development of each sustained humans, but also that, if humans did not in turn nourish deities with
civilization. Thereafter, while these styles slowly changed, their basic patterns sacrifices, the gods would weaken or die and the universe fall into chaos.
remained intact for long periods (Kemp 1989: 19-63; Townsend 1979). While Thirdly, while farmers produced most of the food that fed the gods, the upper
each civilization evolved a distinctive art style, there is no way to account for classes, and especially kings, claimed an essential role in ritually channelling
its specific features, except by tracing its historical origins and development. this nourishment back into the supernatural realm. These views seem to have
These styles were employed to symbolize and reinforce the political represented a metaphorical projection of tributary relations that existed on the
coherence of states and state systems, while at the same time they affirmed human plane into the cosmic realm. By grounding the survival of the cosmic
the political and economic dominance of the upper classes, who directly or order on both the productivity of farmers and the administrative and ritual
indirectly controlled the production and use of high-status goods. Carrying skills of the upper classes, this view also appears to have enlisted supernatural
out these functions required elite art styles to be internally homogeneous and concepts to help maintain a political balance between rulers and ruled that was
recognizably different from those of any neighboring culture. Within city-state necessary for early civilizations, with their relatively rudimentary mechanisms
systems, individual states sometimes developed local variants of the elite art of political control, to survive (Trigger 2003a: 472-494; also Houston et al.
style of the civilization of which they were a part in order to signal their own 2003).
identity within a broader context of shared values and upper-class alliances. These religious beliefs constitute evidence of cross-cultural regularity
Elite styles tended to be more unified and refined in territorial states than in that can only tendentiously be construed as being ecologically-grounded.
city-state civilizations, because the single rulers of territorial states controlled Neoevolutionists generally have maintained that religious beliefs are less
much more wealth and monopolized the services of the most skilled artisans, determined by ecological constraints than is economic or political behavior, and
as well as the procurement of the exotic materials that these artisans utilized. therefore that religious beliefs are more likely to take the form of selectively-
In city-state civilizations, where full-time craft workers produced goods for a neutral cultural traditions and be cross-culturally idiosyncratic (Friedman
broader social spectrum, the best quality works of art were manufactured for and Rowlands 1978: 203-205). My findings demonstrate that significant
hegemonic rulers, who controlled more wealth than did tributary kings (Trigger cross-cultural regularities underlie the more specific religious beliefs of early
2003a: 541-583). civilizations. These particular general regularities, which are not present in less
20 BRUCE G. TRIGGER ARCHAEOLOGICAL THEORY: THE BIG PICTURE 21

complex societies, must have been invented at least several times to occur in all politican sustained armed retainers who intimated rivals and commoners
seven early civilizations I have studied. alike, enabling him to pursue a political career. The alternative was to become
Such cross-cultural uniformities provide striking evidence that human a sage-priest of the Ifa cult. These priests were noted for their learning and
beings who lived in historically-unrelated early civilizations analysed social ability to resolve disputes. Both warrior-politicians and sage-priests competed
problems in the same general fashion. Such thinking appears to have been among themselves for influence and public recognition (R. Thompson 1976).
guided by tendencies to create similar metaphors (Lakoff 1987; Lakoff and The nobility of Shang China regarded military prowess, and closely related
Johnson 1980; Tilley 1999). It was also shaped by the recognition at some level hunting skills, as important factors defining their social status. Such activities
of consciousness of a need in early civilizations to curb the personal material also provided wild game and human victims that as sacrifices empowered the
and social self-indulgence of the upper classes in the long-term interest of spirits of noblemen’s ancestors and ensured their supernatural support (Lewis
maintaining a collectivity on which rulers and subjects alike depended for 1990).
their survival. This sort of adaptive behavior was focused not on controlling Each of these ideals was elaborated until it became a design for living that
the natural environment but on constraining proclivities of human nature substantially influenced the lives of everyone in a particular early civilization.
that appear to be products of millions of years of biological evolution. Such Those who lived in the Valley of Mexico equated women who died in childbirth
cross-cultural uniformity appears to be a manifestation of what has been called with men who perished in battle, thereby symbolically identifying childbirth
‘psychic unity.’ Understanding better this aspect of human behavior requires with military combat (Soustelle 1961: 190). The preoccupation with warfare
archaeologists to establish closer relations with evolutionary psychologists and also created a cosmovision in which armed conflict was represented as an
neuroscientists. altruistic activity that sustained the universe. Honor, social mobility, and public
The most behaviorally consequential idiosyncratic beliefs of early office all depended on a man’s ability to serve the gods as a warrior (Carrasco
civilizations were about what constituted a good life. These beliefs were pre- 1999). The Mesopotamian preoccupation with property led in that civilization
eminently associated with upper-class males, but influenced how everyone to an unparalleled elaboration of techniques for accounting, payment, and
in these societies evaluated human conduct (Trigger 2003a: 626-637). Such extending credit (Nissen, Damerow, and Englund 1993).
views, like styles of elite art, developed at an early stage in the evolution of These ideals also imposed limitations on cultures. The Mexican desire to
civilizations and persisted for long periods. They made each early civilization capture prisoners for sacrifice did not equip them to defeat Spanish invaders
a unique cultural experience in the Geertzian and the traditional humanistic intent on military conquest. The Egyptian bureaucratic ideal may have created
sense. good quartermasters, but it did not make for outstanding military commanders.
In ancient Egypt, the ideal man was an administrator who sought to please The bureaucratic ideal developed at a time when the relatively isolated Egyptian
his superiors. Such men strove to appear modest, personally unacquisitive, and state had no rivals. Yet it did not vanish when Egypt later had to contend with
good team players. In this way, they climbed the administrative ladder (Morenz aggressive military powers based in the Sudan, Southwest Asia, and Europe.
1973: 117-123). The Mesopotamians’ principal ideal, like that of their gods, Despite Egypt’s wealth and substantial population, it came to be controlled by
was to acquire land and other forms of property and derive income from them. a succession of foreign rulers. We thus find an important aspect of Egyptian
Men who were successful at doing this did not have to work with their hands culture that, in spite of its seemingly negative selective implications, persisted
but could serve on community councils, judge legal cases, and perform other under changed conditions. It is clear that values and ideals sometimes have the
empowering community duties (Van De Mieroop 1999: 212-213). The ideal in power to shape human behavior, even if that power is negative in the sense
the Valley of Mexico was to be a successful warrior, which meant capturing that it sustains, rather than transforms in seemingly desirable ways, existing
enemy soldiers for sacrifice. No hereditary noble could qualify for public office behavior patterns.
without performing such feats, while commoners who excelled as warriors were There is also no reason why the distinctive personal values held in the Valley
granted noble status (Soustelle 1961: 217-224). The Yoruba valued individual of Mexico, among the Yoruba, and in Mesopotamia should have been specific
competitiveness, but such behavior took two different forms. The warrior- to each of those cultures, all of which evolved in the context of rivalrous city
22 BRUCE G. TRIGGER ARCHAEOLOGICAL THEORY: THE BIG PICTURE 23

states. Each of these city-state systems would have been significantly different social environments but also by their own bodies and minds. For example, the
had its people embraced social values different from the ones they adopted. hierarchical behavior that was pervasive in all the early civilizations I examined
The development of social values, like that of elite art styles, seems to have went far beyond what was functionally required to process information and for
been influenced by historical accidents that occurred at a formative stage in the authorities to enforce the decisions that were needed to administer complex
development of each early civilization. Yet values are not like art styles; they societies. This behavior may reflect competitive tendencies that are common
influence societies in ways that are clearly not selectively neutral, as Darwinian to all higher primates (Conroy 1990). While overtly hierarchical behavior was
archaeologists understand this concept. We must therefore conclude that aspects largely suppressed by gossip, ridicule, and fear of witchcraft in small-scale
of ideational culture that affect societies at the same level of development in hunter-gatherer societies, where generalized reciprocity made ecological sense,
functionally significant ways can display idiosyncratic cross-cultural variation these cultural mechanisms for controlling a natural tendency ceased to be
and that at least some features that significantly reduce the competitive ability effective as societies grew larger and more complex (Lee 1990; Trigger 1990).
of specific early civilizations can persist for long periods (Hall 1986: 27-110; No substitute has ever been evolved that effectively curbs such behavior in
Hallpike 1986: 288-371). This requires rethinking the range of strategies that larger societies (Trigger 2003c).
characterize cultural, ethnic, and political interaction. Finally, individual human beings and groups rarely, if ever, act on the basis of
perfect knowledge and hence cannot foresee many of the consequences of their
Towards a Unified Theoretical Framework behavior. These outcomes are influenced not only by environmental factors but
by functional constraints and selective processes, including natural selection,
The aspects of early civilizations examined above illustrate how systematic of which human beings rarely are aware. Yet archaeologists must strive to
comparative analysis can be used to evaluate archaeological theory as a basis understand such processes in order to account for the forces that have shaped
for trying to construct larger and more comprehensive theoretical frameworks. the archaeological record.
Comparative studies offer an empirically-based strategy for systematically While parsimony is often stated to be a desirable goal when constructing
assessing the appropriateness of specific types of explanations, the utility of scientific theories, theoretical economy is self-defeating if it distorts or ignores
which in the past has tended to be determined on the basis of limited case the complexity of what is being explained. If archaeologists are to construct
studies or ad hoc explanations supported by anecdotal evidence. a comprehensive theoretical framework, they must take account of the cross-
My research empirically supports rejection of claims that either a purely cultural regularities and idiosyncracies that relate not only to the ecological
ecological or a purely cultural approach can account for most of human and sociopolitical spheres but also to belief systems. A general explanatory
behavior or the archaeological record. Human behavior is both cognitively framework that applies to the archaeological record must also address the
mediated and the means by which human groups and individuals adapt to biological proclivities of human beings, the emergent properties of cultural
the material world. Some aspects of human behavior must be accounted for systems, what is needed to survive in a world that exists independently of
contingently, while other aspects are susceptible to more general explanations. human volition, and the complex ways in which all these factors interact. This
Contingent aspects often tend to be framed by more general ones; for example, clearly constitutes an emergentist, rather than a reductionist, view of social
idiosyncratic art styles presuppose a pan-human capacity to produce art. Yet, science explanation.
even when combined, processual and postprocessual approaches do not suffice Cooperating to construct a comprehensive theory of human behavior
to explain all archaeological data. that relates to the archaeological record may result in a common theoretical
Over millions of years, humans have evolved capacities for complex forms framework within which archaeologists can recognize, negotiate, and attempt
of cognition and symbolically-mediated analysis, as well as hormonally-based to resolve their theoretical disagreements. While it is highly unlikely that such
drives and various organic needs that constitute an internal environment to an endeavor will ever result in unanimous agreement, trying to construct such
which individuals must adapt both behaviorally and conceptually. Human a framework ought to provide stronger and more efficacious incentives to
beings must cope with constraints imposed not only by their natural and achieve a reasoned reconciliation of divergent viewpoints than does direct
24 BRUCE G. TRIGGER ARCHAEOLOGICAL THEORY: THE BIG PICTURE 25

theoretical confrontation. Hence these two approaches, the confrontational and to test specific theoretical propositions in the belief that, as with laboratory
the systems-building, would complement one another. Even partial success in experiments, each test contributes to establishing the validity of a particular
creating a broadly-accepted corpus of theory would facilitate more informed generalization. Once archaeologists acknowledge the complexity of factors
selection of ‘frames of reference’ to guide research on specific problems that shape specific aspects of human behavior, they must also accept that
(Binford 2001). It would also reduce the need for archaeologists to renegotiate a more accurate and informed understanding of how each individual factor
positions as if nothing had previously been accomplished. They could stop shapes behavior cross-culturally requires understanding how it interacts with
reinventing the wheel. other factors in numerous specific instances. A detailed understanding of the
Assessing the relative value of different propositions and articulating them as archaeology of a region, culture, or cultural tradition permits archaeologists
parts of a larger theoretical structure is not something that can be accomplished to evaluate contextually the various explanations that have been proposed to
by logic or by seeking consensus. It must be done empirically, by determining account for specific aspects of the archaeological record. Absolute uniformity
how well specific theoretical propositions correspond with archaeological of burials in an archaeological site cannot be interpreted as signifying an
evidence. Constructing a general theoretical framework requires paying egalitarian social order if it is accompanied by vast disparities in the size and
attention not only to ecological and cultural approaches but also to the findings quality of dwellings (Parker Pearson 1999).
of biological anthropology, psychology, and neuroscience (Boyd and Richerson The intensive, contextualized study by archaeologists of a single people,
1985; Butterworth 1999; Cowgill 1993; Dennett 2003; Donald 1991; Gazzaniga culture, or cultural tradition using as many different sets of data as possible not
1992, 1998; Low 2000; Mithen 1996; Pinker 2002; Renfrew and Scarre 1998). only results in an enriched understanding of that group but also provides the
More specifically, it requires ascertaining in what contexts particular sorts of basis for more informed comparative research and theoretical generalizations
explanations are useful and integrating these approaches. Archaeologists must (Chapman 2003). Generalizations about major processes, such as the
strive to establish under what conditions and to what extent learned behavior development of complex societies, must be based on the detailed understanding
is likely to predominate over individual innovation and how innovations do of all available specific instances of such development. In retrospect, Julian
or do not become established in society. What combinations of factors are Steward’s “Cultural Causality and Law: A Trial Formulation of the Development
functionally likely, possible, or impossible? Under what circumstances does of Early Civilizations” (1949), which examined only in a cursory fashion even
natural selection favor certain behavioral traits or types of sociocultural the limited data that were available at the time, epitomizes not only the promise
systems over others and what effect does that have on general patterns of but also some of the worst pitfalls of general theory construction.
cultural development? What sorts of behavior reflect drives or thought patterns Instead of being antithetical, idiographic (or historical) and generalizing
that are innate to humans and to what extent can such drives and patterns be approaches constitute complementary modes for understanding human
manipulated by cultural and social factors? To what extent must long-term behavior. While comparative studies are necessary for theory building, sound
processes be understood separately from short-term ones, as historians such studies of this sort must be based on well-understood case studies. Hence the
as Braudel (1972) suggest, or are such trajectories, as evolutionary biologists long-term, intensive research on particular cultures, peoples, or regions that
believe, outcomes of the same processes that produce short-term change? While most archaeologists enjoy carrying out provides the most valuable data for
these are examples of the general types of problems that must be investigated, understanding the forces that have shaped the archaeological record.
significant progress can only be made by formulating such problems in ways
that permit their efficacy to be tested against specific bodies of evidence.
Acknowledging the complex networks of factors that influence human
behavior has important implications for conducting archaeological research.
The positivist approach, combined with assumptions of sharply-focused
causality and high-levels of cross-cultural uniformity, encouraged processual
archaeologists to investigate isolated problems out of context. Data were used
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Cambridge University Press. BRUCE G. TRIGGER is James McGill Professor in the Department of
Anthropology, McGill University. Born in Preston, Canada, in 1937, he
2000 Questions of evidence, legitimacy, and the (dis)unity of science. was educated at the University of Toronto (B.A. 1959) and Yale University
American Antiquity 65: 227-238. (Ph.D. 1964), where he wrote his doctoral dissertation, on the relative
2002 Thinking from things: Essays in the philosophy of archaeology. importance of factors bringing about changes in settlement patterns in
Berkeley: University of California Press. Lower Nubia from the beginnings of agriculture to the Moslem conquest
of the region, under the co-supervision of Michael D. Coe and William K.
Zammito, John H. Simpson. He has taught at McGill University since 1964. His publications
2002 Kant, Herder, and the birth of anthropology. Chicago: University of include History and Settlement in Lower Nubia (1965), Beyond History:
Chicago Press. The Methods of Prehistory (1968), The Huron: Farmers of the North
(1969), The Children of Aataentsic: A History of the Huron People to
1660 (1976), Time and Traditions (1978), A History of Archaeological
Thought (1989), Sociocultural Evolution (1998), and Understanding Early
Civilizations (2003).

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