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Review

Developmental care: does it make a difference?


P C Bustani

Correspondence to: ABSTRACT to the patient. This is exemplified by the Neonatal


Dr P C Bustani, Jessop Wing, The term ‘‘Developmental Care’’ has been applied to a Individualised Developmental Care and
Sheffield Teaching Hospitals,
Sheffield S10 2SF, UK; Porus. wide range of interventions. These may be centred on the Assessment Program (NIDCAP).
bustani@sth.nhs.uk nursing management of the infant, their environment or
family-based interventions. The short-term targets of
Accepted 25 February 2008 reducing infant stress and promoting stability have led to BIOLOGICAL BASIS FOR IMPROVED LONG-TERM
Published Online First hopes that long-term neurodevelopmental outcomes may OUTCOMES
11 March 2008 be improved by some or all of these practices. Thus far With increasing survival of premature infants,
the paucity of large clinical trials consistently demon- greater emphasis is now being placed on improve-
strating positive outcomes has resulted in cynicism ment of neurodevelopmental outcomes. Even in
among many clinicians. However, the generally positive the absence of disability, there are high reported
experiences of those units which have adopted many of rates of difficulties in attention, behaviour and
these practices have contributed to the spread of these cognition.3 Between 30 weeks’ gestation and term,
interventions in neonatal units. The emergence of large there is a massive expansion of the cortical grey
well-conducted clinical trials may provide the evidence to matter and rapid formation of synapses, and this
support or refute the outcome-based assumptions of neuronal wiring can be influenced by external
developmental care. factors.4 5 Paucity of stimulation, on the one hand,
or excessive stimulation, on the other, may be
deleterious.6 Additionally, frequent episodes of
Developmental Care has generated both interest transient hypoxia can result in neuronal apoptosis
and controversy amongst neonatologists. In con- and thus influence brain development.7 It has been
sidering whether developmental care can make a estimated that 75% of hypoxic episodes in preterm
difference, we first need to define what we mean infants are associated with the provision of care
by it, and then consider which outcomes we deem giving.8 9
important.

WHAT IS DEVELOPMENTAL CARE? INTERVENTIONS AND EVIDENCE BASE


There is no single definition of ‘‘Developmental A recent Cochrane review analysed the range of
Care’’ and the phrase means different things to developmental care interventions available and
different people. Definitions may include value- concluded that ‘‘before a clear direction for practice
based statements, such as ‘‘a philosophy and a way can be supported, evidence demonstrating more
of thinking that incorporates the infant and the consistent effects of developmental care interven-
family’’; practice-based statements, such as ‘‘a tions on important short-term and long-term
range of strategies designed to reduce the stresses clinical outcomes is needed’’.1 The review covered
of the neonatal intensive care unit (NICU)’’1; or evidence both for specific interventions and care
outcome-based statements such as ‘‘in-hospital programmes.
care that aims to improve quality of life out-
comes’’.2 By stating an outcome-based definition,
however, there is an expectation that there should Positive interventions
be measurable evidence of success. Table 1 summarises the improved outcomes
For some, the strategies proposed involve a series achieved with the use of specific developmental
of active interventions such as swaddling, kan- care interventions.
garoo care, non-nutritive suckling or infant mas-
sage. Others place the emphasis on avoidance of
Positioning
interventions or potentially noxious environmental
Positioning, the practice of swaddling in preterm
factors, such as excessive noise, bright lighting,
infants, showed an improved Morgan Behavioural
frequent handling and pain. The emphasis on
Score at 34 weeks in the intervention group. No
parent–patient relationships is another theme that
other benefits were demonstrated.10
is often invoked as an example of good develop-
mental care. These individual factors can be
combined into a model of care, and a number of Massage
units have adopted these measures as a package Six small randomised controlled trials (RCTs) of
either as part of developmental care guidelines, or the effects of massage involving a total of 274
by investing in commercially available packages to patients of low birth weight demonstrated an
alter unit philosophy. Recently, the most common improved weight gain in the neonatal unit of 5 g/
interpretation of developmental care has been the kg/day. Length of stay was shortened by 4 days on
provision of all the above management strands average11; however, concerns were raised about the
within an overall framework that is individualised validity of the studies.

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Review

Table 1 Improved outcomes associated with the use of specific developmental care interventions
Patients Effect size
Intervention Outcome References (n) WMD Confidence interval

Swaddling Morgan newborn 10 46 6.2 2.6 to 9.8


neurobehavioural examination

Massage Weight gain 11 274 5 g/day 3.5 to 6.7


Length of stay 11 176 4.5 days 2.4 to 6.5

Kangaroo care Severe illness at 6 months 12 283 RR = 0.3 0.14 to 0.67


Not breast feeding exclusively 12 279 RR = 0.44 0.25 to 0.68
at discharge
Daily weight gain 12 285 3.6 g/day 0.8 to 6.42

Non-nutritive sucking Length of stay 13 87 7 days 1.7 to 12


Results as weighted mean difference (WMD) unless specified relative risk (RR). (Statistics computed with Comprehensive Meta-
analysis software, Biostat.)

Kangaroo care Procedural pain


Kangaroo care is common in the developing world, where Numerous studies have been carried out demonstrating
access to incubators is scarce. Theoretical benefits are heat physiological stability associated with the use of local anaes-
conservation and improved breastfeeding rates. Reported thetic creams, use of spring loaded lances and administration of
benefits from studies include reduced infection rates by breast milk or sucrose orally at the time of painful proce-
41 weeks’ gestation and improved weight gain.12 This suggests dures.18 19 Pain relief is now considered best practice.20
that these benefits may be secondary to improved breastfeeding
rates in the intervention groups. It is not apparent whether Combined approaches
there is benefit in the developed world, although its use is A variety of developmental care approaches/interventions can
becoming more widespread in the belief that it facilitates the be combined and implemented on a neonatal unit. Although
establishment of successful breast feeding and assists parental little evidence is available from RCTs to support this, the
bonding. assumption is that if each individual component is beneficial,
then the sum of these parts may be greater than the whole.
Non-nutritive sucking Many North American units have adopted the ‘‘Wee-Care’’
Although the use of a pacifier during the establishment of oral programme where the company provides education on devel-
feeds is counterintuitive for some, the weight of evidence opmentally aware practices to every staff member on the unit,
supports this simple intervention. Length of hospital stay is including doctors, nurses, phlebotomists and cleaning staff.21
reduced by an average of 7 days, and there appears to be Some service evaluation has been published suggesting that
improved transition to bottle feeds.13 As a practice, this has implementation of the programme was temporally associated
gained widespread popularity among many UK units. with a reduced incidence of retinopathy of prematurity,
bronchopulmonary dysplasia and in-hospital costs, primarily
through reduced time to discharge home.22 23 These packages are
Avoidance of negative factors
relatively expensive when considered in the UK ‘‘market’’ and
For noxious events, it is much more difficult to prove an
have yet to make significant inroads into NHS trusts.
improved outcome in a group of infants than it is to
Parenting interventions have been studied with the premise
demonstrate physiological instability in response to the factor
that developmental care can be delivered by parents in the
of interest. There are, however, recommendations based on
NICU and continued through to home with the aim of
accepted best practice.
improving neurodevelopmental outcomes by promoting more
sensitive and responsive parenting. The Parent–Baby Interaction
Noise Program was studied within a multicentre randomised crossover
Loud noises are associated with desaturations in preterm trial, but failed to demonstrate any measurable effects on infant
infants,8 while reduction in background noise by the use of outcomes, parenting stress or mother–child interventions.24
ear muffs has been shown to increase periods of quiet
sleep time.14 The American Academy of Pediatrics re-
NIDCAP
commends avoidance of noise levels above 45 dB on an
For many, NIDCAP has become synonymous with ‘‘develop-
NICU.15 Our own experience is that background noise levels
mental care’’. Devised by Heideliese Als in 1986, the programme
of above 50 dB and intermittent loud noises of up to 70 dB are
was formulated around her observations of preterm infants’
not uncommon.
responses to environmental factors and medical procedures.25
Rather than prescribing a standard series of environmental and
Light nursing measures, these were adapted according to the
Guidelines on US NICU design recommend adjustable ambient responses of the infant to these interventions. The tool used
lighting, separate procedural lighting and at least one source of for these ‘‘prescriptions’’ is based on a prolonged period of
daylight.16 Some experts suggest exposing infants to 200 lux observation by a trained assessor watching for changes in status,
during the day and reducing to near zero at night to assist including physiology, motor patterns and state regulation. A
development of circadian rhythms.17 formal record of 91 related behavioural indicators are recorded in

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Review

2-minute epochs before, during and after nursing care or remove the study performed by Fleisher et al and placed it into
procedures. These cues are used to put together reports every the category of ‘‘other individualised interventions’’; however,
1–2 weeks providing a summary of each infant’s strengths and the methods were based on NIDCAP.31 The results demon-
weaknesses with recommendations detailing how to provide strated fewer ventilation days and reduction in moderate to
maximum support to each infant without placing undue stress severe CLD. Neurodevelopment was improved as shown by
on them. The underlying philosophy is that avoidance of APIB scores (scoring system based on assessment at term
stresses in the environment provides physiological stability and corrected),5 36 mental and psychomotor Bayley scores at
minimises interference with normal brain development while 9 months corrected age and mental scores at 12 months of
providing adequate stimulation, thereby providing a basis for age. The reporting of APIB as an outcome was in contrast to the
improved long-term neurodevelopmental outcome. review by Jacob et al,2 which questioned the use of this measure
Short-term physiological studies are the easiest to perform as as an outcome proxy as correlation with long-term outcome had
they enable infants to be used as their own controls in crossover not been sufficiently validated. Indeed, beyond 12 months of
trials. Evidence has been provided in studies to demonstrate that age, few studies have had sufficient patient numbers or used the
developmental care conditions result in improved sleep same outcome measures as each other to be able to make valid
patterns.26 Provision of developmental care by NIDCAP-trained inferences. A three-centre RCT study by Als et al was excluded
nurses during nursing procedures, such as weighing, reduced owing to site differences; however, the results of each of the
neonatal discomfort or pain and heart rate variation while sites were reported individually and, if included in the meta-
maintaining cerebral oxygenation.27 There were fewer hypoxic analysis, could contribute to the overall results.37
episodes associated with handling and mean saturations were Recent abstract data from Edmonton in the largest RCTs to
higher.28 date have shown significant improvements in short-term
Studies of NIDCAP throughout the course of a neonatal outcomes (length of stay, IPPV days, CLD).38 Re-analysis
admission have generally been of two types: the RCT that is combining all appropriate studies together with some of the
considered the ‘‘gold standard’’ for most doctors, and phase-lag Edmonton short-term data provides a summary of the positive
studies where two comparable cohorts are compared before and effects of NIDCAP-based interventions—namely, shorter dura-
after the introduction of a new practice to the neonatal unit. A tion of IPPV, earlier discharge, reduced incidence of moderate or
number of such studies looking at the effect of NIDCAP have severe CLD and improved neurodevelopmental outcomes at 9–
been performed, each with relatively small numbers of patients. 12 months of age (table 2). Data from Edmonton suggesting
Two meta-analyses have been performed to look at these significant improvement in 18-month neurodevelopmental
outcomes. As these have been used by doctors primarily to help outcome is eagerly awaited in a final publication.39
decide whether to support the use of NIDCAP or not, it is Both meta-analyses observed that studies were limited by the
worth looking at these in some detail. small numbers of patients in each, the methods of recruitment
The meta-analysis by Jacobs et al in 20022 examined the two (RCT vs phase lag), the lack of blinding and concerns about spill
types of outcome-based studies used for NIDCAP, the RCT29–33 over of care from one group to the other. Some of these
and phase-lag study.25 34 35 Meta-analysis of both types of study problems will remain difficult to deal with in the future. For
showed fewer days of supplemental oxygen required, earlier units that adopt the RCT approach to research in this area, a
establishment of oral feeds and improved neurodevelopmental subgroup of nurses will have been trained in developmental care
outcome at 9 months of age using Bayley scores. The RCTs and are likely to have a significant effect on the practices of their
demonstrated improved outcomes in the incidence of severe colleagues. Additionally, the nature of the group of nurses who
intraventricular haemorrhage and in weight gain, head growth undergo training for NIDCAP provision may in itself provide
and number of days requiring intermittent positive pressure another source of bias to studies. It is interesting to note that
ventilation (IPPV); however, these were not replicated in phase- one study was terminated in part because nursing staff became
lag studies. Conversely, phase-lag studies suggested that convinced of the benefits of NIDCAP and subsequent difficul-
NIDCAP resulted in reduced incidence of chronic lung disease ties in continuing with provision of control practices.33 The
(CLD) at 28 days, increased rate of retinopathy of prematurity spillover effect was further potentiated as much of the
and poorer weight gain. Jacobs stated, based on these results, intervention was not directly applied to the baby, but to the
that ‘‘there is insufficient evidence to support NIDCAP to general environment, thus leading to progressive adoption of
improve medical and neurodevelopmental outcomes of preterm practices during the course of studies such as reduced lighting,
infants’’. noise and the clustering of medical interventions. This concept
The Cochrane meta-analysis published in 2006 included the of increasing spillover may explain why some of the medical
earliest Als phase-lag study and recent RCT.25 36 They chose to outcome differences noted in the earlier studies were reduced in

Table 2 Improved outcomes derived from meta-analysis of NIDCAP-based RCTs


Patients Effect size
Outcome References (n) WMD Confidence interval

IPPV days 26, 30, 32, 34, 38, 39 322 28.2 days 24 to 212
Length of stay 26, 30, 32, 37–39 331 29.7 days 23.9 to 215.5
9 Months–1 year Bayley PDI 30, 33, 34, 37 102 +13.7 7 to 20
9 Months–1 year Bayley MDI 30, 33, 34, 37 102 +15.6 10.6 to 20.6
Moderate/severe CLD 30, 34, 37 89 RR = 0.42 0.19 to 0.93
Results as weighted mean difference (WMD) unless specified relative risk (RR). (Statistics computed with Comprehensive Meta-
analysis software, Biostat.)
CLD, chronic lung disease; IPPV, intermittent positive pressure ventilation; MDI, mental development index; NIDCAP, Neonatal
Individualised Developmental Care and Assessment Program; PDI, psychomotor development index; RCT, randomised controlled
trial.

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Review

more recent studies conducted in the same centres (Als 1986- intervention. Certainly the quality of studies either in design,
2004).25 29 36 With time, the control group receives care that is patient numbers or consistency of outcome is less than would
more in keeping with the ethos of developmental care and only be expected for contrasting medical interventions such as use of
differs from the NIDCAP group in that formal individualised prophylactic indometacin, high-frequency oscillation or post-
behavioural reports are not produced. The only way to truly natal steroids. However, a counter to this argument is that
avoid this effect is by the use of phase-lag studies; however, while these are active interventions that expose an infant to
there is then potential effect from other changes in practice that potentially toxic products or injurious modalities, developmen-
may occur longitudinally. Glazebrook et al employed a multi- tal care practice is considered less invasive than normal nursing
centre crossover RCT approach to minimise longitudinal effects, practices and therefore should only need to demonstrate that
although it is again difficult to guarantee against certain nursing infants are more stable with its use with no demonstrable long-
practices being maintained in centres where the intervention term consequences. One may consider that this argument has
precedes the control arm.24 been reasonably satisfied by the data thus far amassed.
It is unclear how much of the benefit from NIDCAP results What has not been demonstrated in whether this represents
from the formalised observations and resulting individual care value for money? Implementation of developmental care
plans as opposed to the general practices of developmental care practices such as installation of dimmer lighting, covers for
encouraged by the programme. Certainly, repeated observations incubators, training staff in positioning techniques and reducing
have an additional role in that they encourage direct observation noise on the unit are relatively low cost. However, costs in
by the NIDCAP specialist of the care giving itself, with close excess of £3000 are required to prepare a NIDCAP trainer to
involvement of the parents. This provides a powerful method perform the formalised observations and provide teaching to the
for ensuring sustained adherence to developmental care unit staff in implementation of practices. As performance of
practices. In support of this, Westrup et al reported an observations is time-consuming, it is estimated that two full-
‘‘impression that there is a clear decrease in the quality of time positions are required to effectively support an NICU of
developmentally supportive care during periods without obser- 40–50 beds. These costs may potentially be recouped from
vations and care plans’’.40 This provides an alternative approach reduction in days on the neonatal unit, although while this may
to conducting an RCT whereby infants can be randomised to provide savings for American hospital finance models, in the UK
development care practices as part of a multicentre cluster it would be primary care trusts who would reap the benefits
crossover trial, similar to that carried out by Glazebrook et al.24 rather than the hospitals that would probably have to make the
By specifically removing the direct observations involved in outlay.
NIDCAP, one can quantify how important these and the Developmental care, judged by reviewing published reports,
associated reports are in contrast to the more general develop- may have suffered by the emphasis on reducing long-term
mental care practices. morbidity rather than as a process that promotes a better way
The effects of NIDCAP are not restricted to the neonate. of providing nursing care to infants. Very few interventions
Parents are encouraged to participate actively with care, are have been able to conclusively demonstrate improved neurode-
present during the scheduled observations and are given a report velopmental outcome, and whether NIDCAP or any other
with the details of their infant’s strengths, weaknesses and with developmental care model can achieve this with the constraints
the specific care plans to be provided thereafter. Methods used in study design or recruitment is difficult to predict. The results
to promote parental involvement vary between units. In one of the Edmonton study with reported improved 18-month
example, each intensive care infant is in their own room with outcomes may prove sufficiently compelling. Benchmarking
their parents cohabiting for most of the day, nurses enter for exercises have recognised the role of developmental care as best
care giving only or in response to alarms, which are monitored practice despite the level of evidence and many units are turning
from a central monitoring system elsewhere on the unit. to NIDCAP or Wee-Care as a favoured approach. It may be that
Parents’ perceptions of NIDCAP has been shown to be positive these are the most effective ways of implementing develop-
when compared with traditional nursing models41 with an mental-centred nursing techniques, or simply because first-hand
increase in closeness reported by parents, although there is also witnessing of care provision in units that use these methods can
a suggestion that anxiety levels may be increased.42 The authors be quite compelling.
suggest this anxiety may reflect increased bonding by the
parents. CONCLUSIONS
The greatest challenges with implementation of NIDCAP Developmental care practices range from individual interven-
may be with nursing attitudes. As described earlier, the tions, to manipulations of the environment, to standardised
traditional role of nurse as one-to-one care giver during most packages of care provision and, finally, to individualised care
interventions is replaced by care being provided either together programmes. These are designed to reduce the stresses of the
with another nurse, or with a parent. These should be provided neonatal environment and promote infant stability, and
in accordance with a care-giving report of which the parent is evidence has amassed to support this claim. It is proposed that
aware, and intermittently will be directly observed by a this stability and the provision of non-stressful stimulation as
NIDCAP assessor. In addition, what might have taken a few provided by individualised programmes such as NIDCAP can
minutes with traditional nursing provision may now take 20– lead to improvements in longer-term outcome. Reasonable
30 minutes to carry out. Although surveys of neonatal units evidence has been produced to suggest a benefit in reducing
have suggested that nurse staff perceptions may provide the duration of respiratory support and potentially CLD. There is
greatest obstacle to implementation,43 studies of staff opinion supportive evidence of improved outcome at 12 months of age;
where NIDCAP has been adopted show that nurses felt working however, longer-term improvements have not yet been suffi-
conditions, job satisfaction and delivery of care had ciently proved. Although it has not yet been conclusively shown
improved.40 44 that formal and expensive programmes such as NIDCAP or
The contrasting results from NIDCAP based studies provide Wee-Care are sufficiently better than simply combining baby
ammunition for both protagonists and antagonists of this friendly practices to justify widespread adoption, they may

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Review

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to Inga Warren for demonstrating the techniques of NIDCAP, Jacques Sizun for development of the premature infant and his parents in the environment of the
permitting me to see NIDCAP in action in his NICU and Juzer Tyebkhan for providing neonatal intensive care unit. In: Sweeney JK, ed. The high risk neonate:
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Arch Dis Child Fetal Neonatal Ed 2008;93:F317–F321. doi:10.1136/adc.2006.113407 F321

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