Professional Documents
Culture Documents
2, 2018
Copyright © 2018 Baldwin Wallace University, Berea, OH
175
Vasili Byros
I
t is the evening of 18 June 2017. I sit in the Thomaskirche,
listening to the great Mass in B Minor, sorely disappointed.
Bachfest Leipzig 2017 was my first, and though a profoundly
moving experience on the whole, for this Bach lover it regrettably
ended on a sour note. I came in with high expectations of an affecting,
rhetorically expressive, and historically informed performance (HIP) on
original instruments.1 Bach performance in Europe is, after all, nearly
coextensive with HIP, and Bachfest Leipzig itself is at the forefront.
Just two nights earlier, I experienced a sublime performance of the St.
John Passion in the Thomaskirche, by the Freiburg Barockorchester and
the Thomanerchor. That same group performed the Mass in B Minor
at Bachfest 2013.2 But in 2017, the organizers decided to hand the
festival’s grand finale to the modern instruments and performance
practices of the Gewandhausorchester.3 The Gewandhaus itself, fittingly,
is a brutalist East German building that now houses this renowned
Leipzig institution. Meanwhile, Bach’s musical home for over a quarter
century (for some, now a seat of HIP) is a metaphor for the larger
musical home in which the Thomaskantor worked: the customs and
conventions of an earlier time and place—a past musical culture. If the
Freiburg Barockorchester, the Netherlands Bach Society, or the English
Baroque Soloists (under the direction of the president of the Bach-
1
On the importance of rhetoric in baroque expression, see Bruce Haynes, The End
of Early Music: A Period Performer’s History of Music for the Twenty-First Century (Oxford:
Oxford University Press, 2007), and Bruce Haynes and Geoffrey Burgess, The Pathetick
Musician: Moving an Audience in the Age of Eloquence (Oxford: Oxford University Press,
2016).
2
J. S. Bach, Mass in B Minor, with the Leipzig Thomanerchor and the Freiburg
Barockorchester, conducted by Georg Christoph Biller, recorded 12 June 2013, Accentus
ACC 10281, blu-ray disc.
3
J. S. Bach, Mass in B Minor, with the Dresden Chamber Choir and the Leipzig
Gewandhausorchester, conducted by Herbert Blomstedt, recorded June 2017, Accentus
ACC 10415, blu-ray disc.
176 Bach
Archiv himself ) is how you like your Bach, that is, if you like your Bach
to be HIP, the Gewandhaus will not be your cup of tea.
And so I lay my cards on this roundtable. To my mind, teaching
“Bach in the music theory classroom” comes with the same implications
as performing Bach in the Thomas- or Nikolaikirche. I understand it
as representative of a broader “HI” initiative analogous to HIP. In
my attempts to hear past the Gewandhausorchester that evening, I
entered a kind of analytic listening mind-set, to let Bach himself speak
not through but over the performance, as it were—to hear what he
was doing compositionally, with the customs and conventions of his
time. At least my listening could be HI. Allowing the past to speak
over a modern performance in this way is a metaphor for the kind of
musical transformation I try to create for my undergraduates each
year: how to hear, analyze, interpret, and ultimately make historical
music according to historical means and methods, through historically
informed theory (HIT), by allowing musical cultures of the past to
speak for themselves, amid or through all the communicative “noise”
and “distortion” that has accumulated in the intervening centuries.4
And the “static” in matters of listening, analysis, and creative activity
is often the result of the much stronger signal broadcast from the
Tower of Modern Music Theory and its university curricula.
It was in the context of that early summer evening’s focused
listening in Leipzig, still fresh from the academic year, that the idea
first came to me, to bring the Sanctus of the Mass in B Minor into the
classroom, as a way of addressing this ongoing pedagogical challenge:
namely, how to do HIT in today’s university and conservatory settings
for and through period composition. Never mind just changing the
station. Doing so requires the adoption of a different technology
altogether: the technê (craft or practice) of making or doing, not (just)
4
See my “Meyer’s Anvil: Revisiting the Schema Concept,” Music Analysis 31 (2012):
273–346; “Unearthing the Past: Theory and Archaeology in Robert Gjerdingen’s Music in
the Galant Style,” Music Analysis 31 (2012): 112–24; and “Trazom’s Wit: Communicative
Strategies in a ‘Popular’ Yet ‘Difficult’ Sonata,” Eighteenth-Century Music 10 (2013):
213–52. See also Leonard B. Meyer, Music, The Arts, and Ideas: Patterns and Predictions in
Twentieth-Century Culture, reprinted edition, with a new postlude (Chicago: University
of Chicago Press, 1994); George Kubler, The Shape of Time: Remarks on the History of
Things (New Haven, CT: Yale University Press, 1962); and Paul Cobley, “Communication
and Verisimilitude in the Eighteenth Century,” in Communication in Eighteenth-Century
Music, ed. Danuta Mirka and Kofi Agawu (Cambridge: Cambridge University Press,
2008), 13–33.
Byros 177
5
The Notenbüchlein and Clavierbüchlein that Bach prepared for Anna Magdalena
and Wilhelm Friedemann are part of a time-honored tradition of compiling excerpts from
works by masters for a pedagogical end. The Italians called such notebooks zibaldoni.
Florilegium was the original term for such a pedagogical anthology in medieval Europe.
6
Music Theory Online 21, no. 3 (2015).
7
Partimento notation can vary significantly, but the common thread is the
incomplete notation of a composition on a single staff. This can range from simple
figured and unfigured basses, to complex partimenti containing many clef changes, with
or without figures. See Giorgio Sanguinetti, The Art of Partimento: History, Theory, and
Practice (New York: Oxford University Press, 2012), 10–14.
178 Bach
8
See George B. Stauffer, Bach: The Mass in B Minor (New Haven, CT: Yale University
Press, 2003), 147–50.
9
Robert Gjerdingen, Music in the Galant Style (New York: Oxford University Press),
25–43. Bach uses what Gjerdingen has called a “piquant” variant of the Romanesca (41–
43). On the typology of eighteenth-century cadences and clausulae and their historical
sources, see Byros, “Prelude on a Partimento,” [2.4]–[2.5] and its Appendix; Gjerdingen,
Music in the Galant Style, Chapter 11, 139–76; Sanguinetti, The Art of Partimento, 105–
11; and Heinrich Deppert, Kadenz und Klausel in der Musik von J. S. Bach: Studien zu
Harmonie und Tonart (Tutzing: H. Schneider, 1993).
10
This 7–6 variant of a diminuted tenor cadence is in dialogue with what William
Caplin has called a “Prinner cadence.” See “Harmony and Cadence in Gjerdingen’s
‘Prinner,’” in What Is A Cadence? Theoretical and Analytical Perspectives on Cadences in the
Classical Repertoire (Leuven: Leuven University Press, 2015), 17–58.
11
This large-scale Romanesca is a variant of a pattern that I have called the “Fonte-
Romanesca” in “Mozart’s Vintage Corelli: The Microstory of a Fonte-Romanesca,”
Intégral 31 (2017): 63–89.
Example 1. J. S. Bach, Mass in B Minor, Sanctus, mm. 1–47: continuo part, figured by the author
œ œ œ6r œ 6 œ7T 6 œ œ œ
? ## c œÓ œÓ
D: 1 1
œ Ó ∑ œ œ 7 œ! œ œ Ó œ œ Ó œ6r œ Ó
A: 4 3 2 5 1
ROMANESCA
10 œ œ œ6r œ
œ œ™ œ6sr œ # œy 6t
? # # ∑ œ 6 œ7 6 7 œ3 œ œ ™ œ œ Ó œÓ œÓ ∑ œ
D: 5 6 7 5 1 1 7 6
œ œ œ œ #œ
A: 1 b: 1 7
Byros 179
Example 1 (con.)
ROMANESCA
180 Bach
19
6Rd uG h
y t 6 7
œ œy 6t`I œ œ6sr j A œ œ
? # # œ n œ6sr œ œ nœ
b: 1 7 6
œœ œ œ Ó œÓ
b: 4 3 2 5 1 4
œ nœ œ œ œ œ œ #œ œ
G: 1 7 1 7 6
#œ œ nœ
e: 1 7 1 7 D: 2 5
27
*`7 Ó
? ## œ œ 6 œ7 6 œ7 3 œ œ9u 8y`~t œ9u 8y`~t œ9u 8y`~t œ9u 8y`~t œ9u 8y`~t œ9u 8y`~t œ9 8y œ9uA 8y œ(u 8y # œ7t 6e
D: 4 3 2 5 1 2 3 4 5 6 7 1
œ œ œ œ œ œ œ œ œ œ œ œ œ œ #œ
G: 5 1 A: 4 5 6 7
Example 1 (con.)
ROMANESCA (⇓4)
35
6 t6 y 6t 7Q
œ œ6sr œ # œ œ œ
? # # œ # œ6sr œ # œyA 6t œ n œ6sr œ œ œ œ Ó œ Ó *`7 Ó
A: 1 7 6 A: 2 5 D: 5
œ #œ œ # œ œ n œ œ œ #œ œ œ œ
f: 1 7 1 7 6 b: 1 7 1
œ
D: 1 7 1 7 6
CANTIZANS
44
^Rd A6t %r 7Q
? # # œ œ œ 7 œ7Q # œ # œ œ7 œ œ 7 7Q œ œ œ œ Q 7 œ n œ
D: 1 A: 2 5 1 4 7
#œ œ œ œ œ œ œ œ # œ œ7 œ # œ7 œ œ # œ # œ œ œ œ œ # œ œ œ
f: 6 2 5 1 4 f: 2 5 1 4 7 1 5 5
œ œ
Byros 181
182 Bach
12
Byros, “Prelude on a Partimento,” [2.3]–[2.14], examples 6–9.
13
Byros, “Prelude on a Partimento,” [4.2]–[4.3], examples 26–29.
14
On the authorship problem, see Maxim Serebrennikov, “Once Again on the
Authorship of BWV 907 and BWV 908,” BACH: Journal of the Riemenschneider Bach
Institute 44, no. 2 (2013): 52–66. The issue is readdressed here below.
15
See my discussion of the D-major Prelude from the WTC Book I: “Prelude on a
Partimento,” [2.13], example 8.
16
See Stauffer, Bach: The Mass in B Minor, 216–20. The only exception is the
autograph for the 1724 version (D-B Mus.ms. Bach P 13, Faszikel 1), which contains
Bach’s figures for mm. 44–45. These figures are reproduced in example 1.
Example 2. J. S. Bach, Fantasia in D Major from BWV 908
LAUFF
œ
# c ≈ œ œ œ œ œ œ œ œ œ œ œ œ œ œ œ œ œ ?œ œ œ œ œ œ œ œ œ œ œ œ œ
B# œ œ œ œ œ œ œ œ j‰
CADENZA LUNGA
œ
9/7⇒8/6-5 CANTIZANS
3
8y y 9u 8y y 9u t o e
6t
2 7 1
≈œœœœ
2 3 4 6
? # # ≈ œ œ œ œ9u
D: 1 4
≈ œ œ œ œ œ œ œ œ œ œ œ œ6t œ œ œ œ œ œ œ
1
œ œ œ œ œ œ œ5 œ œ œ œ
CADENZA LUNGA
9/7⇒8/6-5 CANTIZANS
1
≈8y œ œy œ œ
b: 4 5 6 7 6
? # # ≈ œ œ œ œ9u
4 5 1
≈ œ œy œ œ7 œ6 % ≈6 œ œ7rs œ 6t œ # œ o n œu œ œ6t œ œ œ œ œ œ œ œ
D: 1 2
Byros 183
œ œ
Example 2 (con.)
CANTIZANS
CANTIZANS (ASC. 7–6) SEMPLICE (9/7–8/6) TENOR. (9/7–8/6)
184 Bach
9
6I
œ œ œy œ œ9u`* 8y œ œ œ # œ7t
8y œ œt œ œu
4
? # # ≈y œ œ œ œ7t œ ≈y œ œy œ o œ ≈y œ œy œ œ9u ≈ ≈ #œ
D: 6 7 1 3 G: 2 3 D: 6 7
œ ≈
5
œ œ
CADENZA DOPPIA
12
6t o y 6t œ5r Q
D: 7 1 1 7 1
? # # ≈6t œ œ œ œo ≈i œ œ œ # œ7t`* ≈6t œ œ œ œo ≈i œ n œ œ œ6t œ œ œ œ œ œ œ
e: 7 D: 2 A: 7 1 4 5
œ #œ œ #œ œ œ œ œ œ œ œ œ œ œ œ œ
LAUFF
16 œ#œ œ œ œ œ œ œ œ œ œ œ
œ œ œ œ œ œ œ œ#œ œ#œ
1
? ## r
œ B œ œ œ œ œ œ œ œ œ œ ? œ œ œ œ œ œ œj ‰
Example 2 (con.)
9/7⇒8/6-5 CANTIZANS
SEMPL.-FINTA (⇓2) CADENZA DOPPIA
TENORIZANS SEMPLICE-FINTA
CANTIZANS
22
1 4 5
≈
1
œ œ œ œ9uK ≈8yK œ œh œ *`œu9A ≈8yA œ œh œ n œu n œ ≈y œ œ œ
7 6 6
? # # u œ œ œ œI7 œ œ œ œ6t`I œ œ œ œo œ œe œ n œ6t œ œ œ œ œ œ
2 e: 4 5
œ œ œœ œ
D: 2 G: 2
CADENZA DOPPIA 9/7⇒8/6-5 CANTIZANS CANTIZANS
25
i y t 6t
!
# œ œo n œ n œe œ œ œ œ œ œ œ œ n œ œ œu œ œ œ œo
6t œ œœ œ œ œo
1 5 1 7
≈ œ n œ œ œ9u ≈7t # œ œ
6 4 7 1
? # # # œ6t œ # œ
7 A: 6 D: 5
œ ≈
Byros 185
1 6
œ œ œ ≈
Example 2 (con.)
QUIESCENZA
186 Bach
28
6t
7 1
I`u œ ≈y # œ y œ œo i œ n œ œ œ9u
≈ ≈8y œ œ œ
3 e: 7 3
œ
A: 7 1
? # # ≈i œ I`œy œ œ œ œ œ œ œ œ œ œ6t œ œ œo œ œw œ
œ œ
G: 7 1 D: 2
œ
D: 6 D: 5 1
1 œ
#œ œ œ œ nœ œ œ œ
G: 5
DOPPIA
LAUFF
LUN. CANTIZANS ALTIZANS
32 œ œ œ 6rs
? # # œ7t ≈6t # œ œ œ œo i U ≈i œ œ # œ œ œœœœœœ
œ #œ œ œ œ œ œ œ Jœ ?nœ œ6 œ œ
D: 4 A: 7 D: 4 3
œ œœœ œ B œœ
1
œ
DOPPIA
COMPOSTA LAUFF
35
7e œœœœœœœ œœœœœ œ ? œœ œœ œœœœœœ œ
5
? # # œ5r 6 ‰Œ Ó
1
œ œR B œœœœ œœ œ œœœœœœ
œ œ œj
Byros 187
17
Byros, “Prelude on a Partimento,” [5.7].
18
Giorgio Sanguinetti compares modern performers of Classical music to a recitation
of an Italian poem, L’infinito, by Dustin Hoffman, in a video for the Italian Department
of Tourism: www.youtube.com/watch?v=F6PNvmZs1gE. The actor, like modern
performers, does not speak the language he is performing. “Editorial,” Eighteenth-Century
Music 11 (2014): 4.
188 Bach
paradigm allowed for, in the case of one of Bach’s pupils, as many as six
hours of instruction per day, university curricula and degree requirements
make such dedicated study nearly impossible.19 A square-peg-round-hole
situation, something akin to the 10,000-hour rule versus diminishing
university course credits, greeted me in the fall of 2013, when I first
implemented a historical music theory track at the Bienen School of
Music of Northwestern University, teaching the sophomore unit to
the same group of, on average, fifteen students throughout each year,
meeting twice a week for eighty minutes.20 The yearlong sequence is both
a practicum and a seminar: composition, analysis, and some research
are oriented to listening, creativity, aesthetics, and meaning, while
covering Bach to Beethoven (with some Brahms) in one year, divided
into three quarters, all under my tutelage. When I first started teaching
the curriculum, my ambition got the better of me: I planned a substantial
composition project for the end of each quarter. But today, the only fully
independent creative work is a fantasia in a late eighteenth-century style,
which takes place two-thirds of the way through the sequence, at the end
of the winter quarter.
For today’s university and conservatory students—many of whom
only associate Bach or Beethoven with their instrument, not their ears, at
least in North America—the act of composition (or improvisation, for that
matter) is only as pedagogically useful as it is a reflection of their thinking
in the language. The first quarter in the sequence, then, is something of
a self-standing mini-curriculum that aims to get students out of music-
theory-as-translation and into this linguistic mind-set, before they write
their own musical short story, a keyboard fantasia, in the winter quarter.21
Musical schemata, the everyday patterns or “musical commonplaces” in
19
Byros, “Prelude on a Partimento,” [5.7].
20
On the 10,000-hour rule, see Malcolm Gladwell, Outliers: The Story of Success
(New York: Little, Brown and Company, 2008), which is based on K. Anders Ericsson,
Ralf Krampe, and Clemens Tesch-Romer, “The Role of Deliberate Practice in the
Acquisition of Expert Performance,” Psychological Review 100 (1993): 363–406.
21
Though compositional assignments continue in the spring quarter, largely
through work on partimento fugue, the emphasis shifts to analysis, criticism, aesthetics,
historiography, and philosophy, with Bach’s Die Kunst der Fuge and Beethoven’s Symphony
No. 9 leading the way. The shift is my response to a related challenge in teaching historical
music today: students’ lack of a meaningful relationship with history in general. Spring
quarter is more of a seminar in this regard, which focuses on the cultural contexts and
the agents by and for whom music is created and received, with a particular focus on
the present-day relevance and meanings of canonic works from the Western art music
tradition.
Byros 189
Bach and his contemporaries’ world, are the means for thinking in the
language, which Felix Diergarten, following Wittgenstein’s lead, has aptly
characterized as an “ancient city”: “a maze of little streets and squares, of
old and new houses, and of houses with additions from various periods;
and this surrounded by a multitude of new boroughs with straight regular
streets and uniform houses.”22 The mechanism for learning schemata in
the curriculum is not a passive one: nearly always they are discovered
and applied in some capacity through creative problem-solving activities,
which govern the curriculum’s philosophy and structure. When a
substantial individual composition eventually does become a new task,
it is but an extension of these activities, one that differs in degree, not in
kind.
My attempts to build a curriculum of problem-solving activities that
teach the language, or impart knowledge of schemata, particularly as they
are used in Bach’s hands, is the context in which “Prelude on a Partimento”
began in the classroom. Much in that article already represents the fall
quarter curriculum of sophomore year. If Bach’s Sanctus and the Fantasia
from BWV 908 are the omega of the fall curriculum, his “Principles
for Playing in Four Parts” (Grundsätze zum Enquatre spielen), from the
Vorschriften und Grundsätze zum vierstimmigen spielen des General-Bass
(1738), are the alpha. In essence, each of these fourteen figured basses
puts a particular pattern on display in three transpositions: C major,
G major, and A minor, followed by a da capo to C major. Together,
they exercise pattern-learning (sequences and cadences), the simple
combination of patterning or schema syntax, the scale-harmonization
principle, stock voice-leading (both within schema variants and across
different patterns), as well as invertible counterpoint in upper parts
(the upper three voices are intended to swap with each transposition, as
seen in example 3). Through a combination of class workshops, group
22
Ludwig Wittgenstein, Philosophical Investigations (Oxford: Blackwell, 1953), §18.
Diergarten writes: “Wittgenstein’s point is that human language is not a coherent system
based on a single principle, but a set of conventions that has proliferated continuously
over centuries. And the same is true for musical language. In the late eighteenth-century
musical language of Haydn and Mozart, for example, we see elements as old as three
centuries (parallel ⁶₃ chords, series of 7–6 suspensions and the old ‘Romanesca’) next to
elements of two centuries’ age (most cadences and the ascending-fifths sequence, for
example) and those only several decades old (such as ‘galant’ dissonance treatment).
One of the lessons we have learned is that a rich florilegium or zibaldone of musical
commonplaces was (and is) a better resource for an aspiring composer-improviser in
this language than a set of abstract principles.” “Editorial,” Eighteenth-Century Music 14
(2017): 5.
190 Bach
Example 3. J. S. Bach, Grundsatz No. 13, from Vorschriften und Grundsätze zum
vierstimmigen spielen des General-Bass (1738); author’s realization
CANTIZANS QUINTFALL (4/2–6) TENOR. COMPOSTA CANTIZANS QUINTFALL (4/2–6)
° ˙ œœ œœ œœ œœ œ
& c ˙˙ œ̇œ œœ œ̇œ œœ œ̇œ œœ œ̇ œœ œ̇ œ ˙˙˙ œ̇ œ œœ̇ œ # œœ̇ œ œœ̇ œ
œ œ œœ œ̇œ œ œœœ œœ œœœœ
œ
˙ œ œ œ ˙ œ œ ˙ #œ œ ˙
?c ˙ œ œ œ œ ‰œ œ œ ‰ œ œ œ
¢ J œ # œJ œ
4w 6 4w 6 4w 6 4w 6 4w 6 4w 6 6r 5e 4w 6 4w 6 4W Q6 4w 6
6
TENOR. (4/2–6) TENOR.
°
COMPOSTA CANTIZANS QUINTFALL COMPOSTA
œ
& # œœ̇ œ œœ̇ # œ œœ œœœ œœœ # œœœ œœ̇ œ ˙˙˙ n œœ̇ œ œœ̇ œ̇ œ̇ œ œ œ̇ # œ̇ œ # œ # œ œœ œœ œœ # œœ ˙
8
œ œ œ œ̇ œ œ œ ˙˙
œ œ œ̇ œ œ
? œœ œ ˙ œ œ˙ œ œ ˙ ‰ œj œ
œ œ ‰ œj œ œ ‰ # œ œ
Da Capo
¢ œ œ œ œ
œ J œ ˙
£
$w 6 4w ^ 6r 6r 5Q 4w 6 4w 6 4w 6 4w 6 $w 6 $w ^
5e 6
Joel Lester first identified the commonalities among these in “J. S. Bach Teaches
24
QUINTFALL (4/3–7)
CANTIZANS CADENZA DOPPIA
192 Bach
CANTIZANS TENORIZANS
QUINTFALL (4/2–6/5)
4w 6r 7Q
7 7
w ˙6t ˙ ˙4e ˙ ˙4e ˙ ˙4e ˙
? ˙4w # ˙6t ˙4w ˙6t œ4w b œ ˙7Q ˙5r
C: 1 7 1 7 6
˙
G: 2 1 7 6 5 1
10
4w
$w 4w 6t
9 6t 9 6t 9 6t
œ œ
? w # œy ˙u ˙y # ˙u n ˙y # ˙u n w6t
G: 1 7 6 C: 1 7
œ6t b ˙4w w6t #˙ ˙
e: 1 7 6 a: 1 7 1 6 +4 C: 2 7
˙ #˙ ˙ #˙ ˙ ˙
G: 4 F: 4 3 e: -2 7 1
d: 2 7 1
Example 4 (con.)
21
˙7Q ˙u ˙y ˙u ˙y ˙u ˙y ˙u 4e u ˙4e ˙ 6r ˙5r 7e ˙
1
? ˙ ^t ˙8Q 7 ˙Q 6r ˙5r Q œ4E œ b ˙u
˙ ˙ ˙ ˙
C: 4 3 2 B : 2 1 C: 6 5 6
e: 6 4 5 1
F: 6 5 4 3
a: 5 1 5 6
CADENZA LUNGA
32 3i,g 4oh, gm 3i fn 9u db 8y lv 7t
7 #`6r #`7td
? Ó ˙6t w w 4w y 4w 4e 7 6r 5r 7e
4 5
w w w
+4 4 3 2 1 5 1
˙ ™ #œ n˙ ˙ ˙ œ œ w w
Byros 193
194 Bach
2. To build this project in, all that I needed to add by way of analysis and
new schemata was the Pièce d’orgue in G Major BWV 572, and segments
of Bach’s six-part Ricercar from the Musical Offering, both of which make
extensive use of the ₇⁹ –
– ₆⁸–₅ sequence I mentioned above, which figures
prominently in BWV 908 and the Sanctus prelude, and bears the stamp
of Bach. The Ricercar presents it three times, as part of a master pattern
of six voices that combines an ascending 5–6 sequence with an ascending
9–8 and 7–6 (example 5a).29 The left hand, from Bach’s two-stave
autograph, is a complete ascending 5–6 sequence in three voices, with
ascending parallel thirds and passing chromaticism in the 5–6 motion.
The soprano in the right hand adds a 7–6 but does not proceed according
to the typical voice-leading for this sequence, where the sixth moves up
to the octave to prepare the next seventh (examples 5c–d). Instead, the
sixth moves down to a fifth. The ninth is prepared by a doubled third,
which is no mere textural doubling. There are six structural voices at play.
While the left hand has a full three-voice ascending 5–6 sequence, the
upper three voices are in a perpetual canon at the second/seventh. What
allows this canon to emerge is Bach’s addition of the passing fifth after
the sixth, which also produces continuous descending stepwise motion
against the rising bass.30 Examples of the simpler ₇⁹ – – ₆⁸, without the
passing fifth, from treatises by Johann Joseph Fux and Giacomo Tritto,
to cite a few, have a basic realization whose upper voice must always leap
up at some point to prepare a suspension, preventing both the canon
and the continuous descent (examples 5c–d).31 Bach’s solution seamlessly
integrates the suspension preparations into the descending lines of the
three-voice canon. In the Ricercar, the continuously descending canon
is placed against not one but three ascending lines. Three voices move
29
In the BWV 908 Fantasia, the latter two subset patterns are syntactically combined
with their “parent” schema, for example in mm. 10–14 and mm. 29–32.
30
The passing fifth is at times accompanied by a passing seventh in Bach’s
realizations of the sequence, particularly in textures with more than four voices (it
appears in the Sanctus, discussed below). If continued systematically, this passing
seventh will create a different ascending sequence, with its own three-voice canon at the
second/seventh: the ⁹₅ –– ⁸₅– ⁷
₃ –₃ .
31
The Fux example comes from his Gründlicher Unterricht des General Basses (fol.
39v), recently transcribed in Christoph Prendl, “Eine neue Quelle zur Generalbasslehre
von Johann Joseph Fux,” Zeitschrift der Gesellschaft für Musiktheorie 12 (2015), 179–221.
The Tritto example, from his Partimenti e Regole generali (1816), is cited and realized
in Sanguinetti, The Art of Partimento, 139. Bach uses this version in mm. 33–34 of the
Sanctus prelude.
196 Bach
up stepwise, while three voices move down stepwise. Removing the two
upper parts (tenors) of the left hand in the Ricercar leaves a standard
four-voice setting of Bach’s ₇⁹ –
– ₆⁸–₅. At the opening of the Gravement
from the Pièce d’orgue BWV 572, this standard four-voice setting is seen
between the right hand and pedal (example 5b). As in BWV 908, BWV
572 treats it thematically, employing it throughout its durezza section.
° b ˙ ˙Ó̇ œ̇ œ
œ̇ œ Ó̇ ˙˙w ˙˙ ˙™
œ˙ b œ
57
57 b b ˙ ˙œ œ ˙w œ̇ b œ n œœ œœ
°& b ˙ ˙Ó̇ nœ̇ œ œ̇ n œ
œw˙ b œ ˙ œ̇
a) & b b
œ̇˙ œ Ó̇ n ˙ ˙˙w œ̇ n œ ˙œ œ ˙w œ̇ b œ ˙˙ ˙™ n œœ œœ
˙ w ˙ ˙ œw˙ ™n œ œ̇œ œ
a) ? b œ œ ˙ ˙ œww # œ ˙ œww œ ˙ œww n œ
¢ b b œ œw n œ œw˙ ™n œ œœ
? bb œẇ œ Œ˙ nœw n œ ˙ œww # œ ˙ œww œ ˙ œww n œ ˙ œ
¢ b ẇ Œ œ n ww œ
8dn 7lb B 6ekn 5 3ojb B ihn g 9udb #`9 8yn t 7elb B 6kn 5 3ojb B ihn
c c c c c c
8dn 7lb B 6ekn 5 3ojb B ihn g 9udb #`9 8yn t 7elb B 6kn 5 3ojb B ihn
c c c c c c
° #
b)29J. S. Bach, Gravement, Pièce d’orgue in G Major BWV 572, mm. 29–34
Ó ˙ œ œ
& C Ó ˙˙ œw œ œ̇ œ œœw œœ œ̇ œ œœ œœ ˙œ œ œ œ ˙˙ œw œ ˙
° # Ó ˙˙ œw œ œ̇ œ œw œ œw œ ˙ œẇ œ w
29
& C Ó ˙
Ó
œ œ œ œ œ̇ œ wœ œ œ œ ˙
ẇœ œ œ˙ œ œ˙ww™ œ ˙
œ ˙ œ
?# C Ó œ œ ˙ œ ˙ ˙ ˙
˙™
b) ¢? #
b)
œ œ ˙ œ œ ˙ ˙ ˙ ˙ œ œœ œ œ
¢?#
C Ó
C w w w w w w
?# C w w w w
w w
8td 7el 6k 5 3oj ih g 9ud 8y t 7e 6r 5r e 7
8td 7el 6k 5 3oj ih g 9ud 8y t 7e 6r 5r e 7
c) Johann Joseph Fux, Gründlicher Unterricht des General Basses (n.d.), fol. 39v
°
b c ˙ œ̇ œ œ̇ œ œ œ̇ œ œ
œ œ̇
œ œ œœ œ̇œ œœ œœ œ̇œ œœ œœ œ̇œ œœ œœ
& ˙ œ œœ œ œ œ œ œ œ œ
˙
c)
?b c ˙ ˙ ˙ ˙
¢ ˙ ˙ ˙ ˙
g3i 9ud 8y` 1`0 9ud 8y` 1`0 9ud 8y` 1`0 9ud 8y` 1`0 9ud 8y` 1`0 9ud 8y` 1`0 9ud 8y` 1`0
° w œœ œœ ˙˙ œœ œœ ˙˙ œœ œœ ˙˙ œœ œœ ˙˙ œœ œœ ˙˙ œœw œœ ˙˙ ww
& c ww w w w w w w
d)
? w w w w w
w
° œ œ̇ œ œ̇ œ œœ œ̇œ œœ œœ
& b c ˙˙ œ̇œ œœ œœ œ̇œ œœ œœ œ̇œ œœ œœ œ̇œ œœ œ œ œœ œ œ œ
˙
c)
? c ˙ ˙ ˙ ˙
¢ b ˙ ˙ ˙
yros 197
˙
B
Example 5 (con.)
g3i 9ud 8y` 1`0 9ud 8y` 1`0 9ud 8y` 1`0 9ud 8y` 1`0 9ud 8y` 1`0 9ud 8y` 1`0 9ud 8y` 1`0
d) Giacomo Tritto, Partimenti e Regole generali (1816), 3
œœ œœ ˙˙ œœ œœ ˙˙ œœ œœ ˙˙ œœ œœ ˙˙ w
° w œœ œœ ˙˙ œœ œœ ˙˙ w ww
& c ww w w w w w
d)
? c w w w w w w
w w
¢
3i 9u 8y 3i 9u 8y 3i 9u 8y 3i 9u 8y 3i 9u 8y 3i 9u 8y 3i 5
In the Sanctus, the lines of the three-voice canon are divided up and
distributed among the six voices and the oboe and string choirs (with
occasional doubling): alto 1/oboe 1 (m. 29.4), tenor/oboe 3 (m. 30.2),
soprano 2/violin 1 (m. 30.4), alto 2/violin 2 (m. 31.2), bass/viola (m.
31.4), soprano 1/2 (m. 32.2). It is the job of the continuo to play them in
their schematic form.32 For BWV 908, where the ₇⁹ – – ₆⁸–₅ is thematicized
as a generative model, knowledge of the pattern and its canons is a signal
to pair the continuously ascending line in the bass with a continuously
descending stepwise line in the soprano throughout. Among the
pedagogical goals of BWV 908 is to observe the application of the SC-SH
principle not with one or two descending lines in the soprano, the bass,
or both (as in the WTC), but with a continuously descending stepwise
soprano against a bass that predominantly ascends by step.33 Pairing this
simple realization with a Sanctus continuo realization allows students to
engage creatively with schemata in the context of real and rich musical
textures without being directly responsible for their creation. They
experience composition from opposite extremes of the creative process:
compose a thoroughbass realization by “generating” from schemata; and
compose a continuo realization by “reducing” to the schemata.34
Both are supported by the glimpses into Bach’s compositional process
afforded by sketch and autograph study. As Robert Marshall put it:
Several continuation sketches reveal that Bach at times first drafted
the harmonic progression represented by the continuo part. In such
32
This can be seen in the full realization of example 1 at vasilibyros.com/pedagogy.
html, under “J. S. Bach.”
33
A model realization is available at vasilibyros.com/pedagogy.html.
34
Other pedagogical paths are certainly possible. For example, as a class workshop,
one might (re)compose the continuo part in example 1 as if it were a partimento, without
revealing the source to students.
198 Bach
37
Musikalisches Lexicon (Leipzig, 1732), s.v. cadence evitée [sic], table V, figure 3:
“2.] wenn zwar die Grund-Stimme den Quint- oder Quart-Sprung machet; die Ober-
Stimmen aber nicht das ihrige, und bei einer rechten Cadenz nöthige beobachten,
sondern, an statt der scharffen Terz, die weiche, und in tenorisirenden Cadenzen, an statt
der scharffen Sext, die weiche hören lassen.”
200 Bach
evidence for such analysis, but the scores of other music, manuscript
traditions, evidence about performance practice, the writings of
theorists and pedagogues, read in understanding of the nature of their
tasks, their readerships, and the style of their reasoning, critical writing,
chronicles, and more.38
R. G. Collingwood, one of Treitler’s influences, framed the problem in
terms of an “outside” and “inside” that belongs to every historical event:
essentially, the difference between the what and its why, the thing and its
thinking.39 Partimenti and the like, even musical scores for that matter, are
merely facts. They are not yet historical as Treitler might understand the
term. They are not yet artifacts. They are the directly observable “outside,”
in Collingwood’s terms. Teaching an HI curriculum is not about these
“outsides” but the “inside” to be unearthed from them, what Collingwood
deemed the “re-creating” and “re-enactment of past thought” and “past
experience.” For the “outside,” the directly observable, may remain
unchanged and subsist across the centuries, while the “inside” withers away.
Consider how much of Bach’s language may already have been lost
by the nineteenth century: Carl Czerny produced not only an edition of
BWV 907 and 908, but also his own realizations with a texture suitable
for fortepiano.40 Differences of media aside, his realization of the Fantasia
from BWV 908 (ex. 6a) betrays an unfamiliarity with Bach’s ₇⁹ –– ₆⁸–₅. Not
only is the canon absent, but Czerny completely ignores the passing fifth
in the pattern, notated as a sixth in the partimento, for example on the
weak parts of beats 2 and 4 in m. 4, because of the neighbor motion in the
bass. The fortepiano is not the issue here. Example 6b displays a fortepiano
realization (also suitable for clavichord or harpsichord) modeled on Bach’s
canonic treatment of the pattern. Czerny’s, on the other hand, is based on
the default voice-leading of the non-canonic variant (exs. 5c–d). While
the “outside” essentially remains unaltered in his edition of BWV 908,
which seems to be based on copies by C. G. Gerlach (B-Br Fétis 7327 C
Mus, Faszikel 6) and J. P. Kellner (D-B Mus. ms. Bach P 804, Faszikel 26),
elements of the “inside” are absent from Czerny’s realization.41 Similarly,
38
Music and the Historical Imagination (Cambridge, MA: Harvard University Press,
1989), 47–48.
39
The Idea of History, revised edition (New York: Oxford University Press, 1994).
40
Compositions pour le piano-forte: sans et avec accompagnement par Jean Sebastien
Bach, Oeuvres complets Liv. 4 (Leipzig: au Bureau de Musique de C. F. Peters, [1839]),
58–61, 14–21 (Anhang), http://bcul.lib.uni.lodz.pl/dlibra/doccontent?id=826#.
41
On the sources for BWV 907 and 908, see https://www.bach-digital.de/content/
index.xed.
Byros 201
a) Czerny (1839)
°3 # #
3
œœ œ œ œœ œ œ œ œ œœ œ œ œ œ œœ œœ œœœ ™ œ œ œ œœ™ j r œœ
° & # # œ. œœ œ™ œ œ œJ ™œ œ œœœ œœ œœœ ™ œ œ Jœ
œ œ rœ œ
a) & œ. œœ œœ œJ ™œ œ œœœcresc.œ œ J œ œ œœ œ œœ™ j œ œœ
œ™ œ œ™ œ œ™ œ J œ œ œ œœ œ r
a) ? # # ≈ œ œ œ œ J œœœœJ ≈œœœ œ œJ œ œ œ œ œ œdim. œ œ œ
dim.
≈ œ œ
¢? # œ œ œœ œœ œ œ œœ œœ œœ œ œœ œœ œœr
≈ œ œ œ œ. ≈ œ œ œ œ . ≈ œ œ œ œœœœœœœ œ œœœ
cresc.
œ
¢ # œ œ. œ. œ œœ
o e
œœ œœœœœœœ œœ
9u t 6t
9u 8y y 9u 8y y o e
6t 9u t 6t
9u 8y y 9u 8y y
œ œ œ œ œ œ œ M œ6t
b)3 author (2018)
° # # œœ œ œ œœ œ œ œ œŸ™ œ ≈ œ œ œ
œ fij œœ œ œ œ œœœ œ œœœ œ œ œ œœœ œ œœœ œ œ œ œœœ œ œ œ œœœ œ œ œ œ M
œfij
3&
° # # œœ œœ œ œ œ œœ œ œ œ œ œ œ œ œJ Rœ œ œ œ œ œ œ œRœœ œ œŸ™ œ ≈ œ œ œ
& œ œ œ œœ œœ œœ œ œ œ œœ œ œ
Rœ
œ
œ
b) J R
b) ? # # ≈ œ œ œ œ ≈œœœœ ≈œœœ œœœœœœœ œ œœœ
¢ œ œ œ œœ
œœœœœœœ œ œœœ
œœ œœœœœœœœ œ
?# ≈ œ œ œ œ ≈œœœœ ≈œœœ
¢ # œ œ œ œœ œœ œœœœœœœœ œ
9u 8y y 9u 8y y 9u t 6t o e 6t
9u 8y y 9u 8y y 9u t 6t o e 6t
42
J. S. Bach, Messe, H-Moll: Bach-Gesellschaft Ausgabe Band 6, ed. Julius Rietz
(Leipzig: Breitkopf and Härtel, 1856). Reprinted by Edwin F. Kalmus (KM A2486).
There are other errors and stylistic inconsistencies: for example, m. 12.1 has a ⁶₅ incorrectly
realized over C#. Not only do the parts have a prominent seventh (B)—whose resolution
is transferred to the subsequent bass A—but that seventh is also part of the ascending
7–6 sequence.
202 Bach
and listening: the issue of whether the dotted rhythms in the Sanctus
are to be played straight or swung as notes inégales. Swinging them to
align with the surrounding triplets is certainly a default historical
interpretation. The dotted-eighth-plus-sixteenth was the standard way to
notate a quarter-plus-eighth rhythm in a triplet subdivision. A different
solution was given in the first HIP recording of the Mass in B Minor
by Nikolaus Harnoncourt in 1968: overdotting.43 Not only is this not a
default solution, but also, as Harnoncourt admits, precluded by Bach’s
slurs—and yet, it is a historically informed one nonetheless.44 To overdot
is to hear something of the stately and regal associations of the French
Overture style in the number, which is already suggested by the written-
out “overdotting” in Bach’s own timpani part—that 32nd note is already
prominently heard in the texture. In terms of topic theory, one might
say that the French Overture is troped, as Robert Hatten might put it,
₁₂
with a contredanse renotated from ₈ to common time.45 Swinging and
overdotting are competing interpretations, but both are HI—both
are historically available options. Philippe Herreweghe’s Collegium
Vocale Ghent swings, while Georg Christoph Biller chose overdotting
for the Freiburg Barockorchester performance at Bachfest 2013.46 Too
many proponents as well as critics of the HIP movement have labored
under a misapprehension, that the goal is to recover “the” way it was
done. In all matters HI, above any one single interpretation is the idea
of reconstructing a context for interpretation, through the customs,
conventions, and “musical commonplaces” of the past as a whole. Where
“Bach in the music theory classroom” is concerned, it’s about guiding
students through the streets of this “ancient city” in the Thomaskantor’s
shoes.
43
J. S. Bach, Mass in B Minor, with Vienna Concentus Musicus, Chorus Viennensis,
and Vienna Boys’ Choir, conducted by Nikolaus Harnoncourt, recorded 1968, Teldec Das
Alte Werk, 433468, 2008, compact disc.
44
Liner notes, cited in John Butt, Bach: Mass in B Minor (Cambridge: Cambridge
University Press, 1991), 40.
45
Musical Meaning in Beethoven: Markedness, Correlation, and Interpretation
(Bloomington: Indiana University Press, 1994), 170–71 and Interpreting Musical Gestures,
Topics, and Tropes: Mozart, Beethoven, Schubert (Bloomington: Indiana University Press,
2004), 68–71.
46
J. S. Bach, Mass in B Minor, with Collegium Vocale Ghent, conducted by Philippe
Herreweghe, recorded 14-17 May 2011, Phi LPH004, 2011, compact disc and J. S. Bach,
Mass in B Minor, with the Leipzig Thomanerchor and the Freiburg Barockorchester,
conducted by Georg Christoph Biller, recorded 12 June 2013, Accentus ACC 10281,
blu-ray disc.
Byros 203
Abstract
Over the past decade or so, historically informed theory, pedagogy,
and (more recently) composition have emerged fully as outgrowths of the
historically informed performance (HIP) movement, for which Bach’s
music has been instrumental. In this light, “Bach in the music theory
classroom” is a metaphor for a broader HI initiative, one where, in my
own teaching, historically informed theory (HIT) becomes the basis for
structuring a curriculum centered on period composition. In this article,
I discuss the materials, process, rationale, and philosophical implications
for a mini-curriculum that constitutes the first of a three-course HIT
sequence. My aim with this first leg is to change students’ thinking from
the “know-what” types of knowledge characteristic of present-day music
theory curricula to a “know-how” mind-set consistent with eighteenth-
century pedagogy.
The goals of music theory today approximate the reading knowledge
of a language acquired in graduate school. Enough about its syntax,
grammar, and vocabulary is learned to supply a translation, but without
ever acquiring the knowledge and experience to speak, think, or write in
the language itself. Score annotations and analyses, as ends in themselves,
are like metalinguistic translations. In Bach’s day, on the other hand,
music theory was the business of training musicians to speak the language,
on the performance-improvisation-composition continuum that defined
their daily activities. To implement a “know-how” curriculum in an
environment designed for “know-what,” however, is not without its
challenges, not least because of limited time and often resources.
I narrate how Bach himself offered me a solution through his own
music and pedagogical materials. Rather than throwing students into
the proverbial deep end, my mini-curriculum engages them actively and
continuously in creative work. The goal is not to compose a self-standing
composition, but to get students thinking in Bach’s language in terms of
musical schemata, the everyday patterns and conventions of Bach’s day.
I do so through a series of creative problem-solving activities that impart
knowledge of schemata, particularly as they are used in Bach’s hands.
Students are placed in Bach’s shoes as both a teacher and composer,
by exploring the connections and differences among Bach’s figured
basses from the Vorschriften und Grundsätze zum vierstimmigen spielen
des General-Bass, the partimento-preludes of the Langloz manuscript,
and certain preludes from the Well-Tempered Clavier as well as selected
fantasias. Through realization, analysis, and (class) composition exercises,
204 Bach