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PERSPECTIVE www.rsc.org/pccp | Physical Chemistry Chemical Physics

Interaction of internally mixed aerosols with light


Naama Lang-Yona,a Ali Abo-Riziq,*a Carynelisa Erlick,b Enrico Segre,c
Miri Trainica and Yinon Rudicha
Received 2nd July 2009, Accepted 14th September 2009
First published as an Advance Article on the web 12th October 2009
DOI: 10.1039/b913176k

Atmospheric aerosols scatter and absorb solar radiation leading to variable effects on Earth’s
radiative balance. Aerosols individually comprising mixtures of different components (‘‘internally
mixed’’) interact differently with light than mixtures of aerosols, each comprising a different single
component (‘‘externally mixed’’), even if the relative fractions of the different components are
equal. In climate models, the optical properties of internally mixed aerosols are generally
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calculated by using electromagnetic ‘‘mixing rules’’, which average the refractive indices of the
individual components in different proportions, or by using coated-sphere Mie scattering codes,
which solve the full light scattering problem assuming that the components are divided into two
distinct layers. Because these calculation approaches are in common use, it is important to
validate them experimentally. In this article, we present a broad perspective on the optical
properties of internally mixed aerosols based on a series of laboratory experiments and theoretical
calculations. The optical properties of homogenously mixed aerosols comprised of non-absorbing
and weakly absorbing compounds, and of coated aerosols comprised of strongly absorbing,
non-absorbing, and weakly absorbing compounds in different combinations are measured using
pulsed and continuous wave cavity ring down aerosol spectrometry (CRD-AS). The success of
electromagnetic mixing rules and Mie scattering codes in reproducing the measured aerosol
extinction values is discussed.

1. Introduction materials (e.g., pollen, bacteria, etc.).1,2 Secondary aerosols


form in the atmosphere by condensation of gas phase compounds
Atmospheric aerosols, small solid or liquid particles suspended onto pre-existing particles, homogeneous nucleation of
in the atmosphere, contain organic and inorganic compounds volatile or semi-volatile compounds to form nanometer-scale
from anthropogenic as well as natural sources. Aerosols can be particles, or by heterogeneous and multi-phase reactions.1,2
emitted directly into the atmosphere (primary aerosols) from The latter two processes occur on aerosol surfaces, in the bulk
various sources, such as fossil fuel combustion, biomass of the aerosol, as well as within cloud drops.1,3–6 The rate of
burning, soil and road dust, salt from sea spray, and biological secondary aerosol formation is controlled by temperature,
relative humidity (RH), and the concentration of the nucleating
a
Department of Environmental Sciences, Weizmann Institute, and condensing compounds.7
Rehovot, 76100, Israel In the visible range, aerosols affect atmospheric radiation
b
Department of Atmospheric Sciences, The Hebrew University of balance, and hence climate, through three main processes: (1)
Jerusalem, Jerusalem, 91904, Israel
c
Department of Physical Services, Weizmann Institute, Rehovot, direct scattering and absorption of incoming solar radiation
76100, Israel. E-mail: Ali.Abo-riziq@weizmann.ac.il (the direct effect), (2) by acting as cloud condensation nuclei

Naama Lang-Yona finished Ali Abo Riziq (PhD in


her MSc on optical properties Chemistry from University of
of aerosols in the Weizmann Santa Barbara California,
Institute of Science. She did UCSB, 2005) is a Staff
her BSc in Environmental Scientist at the Weizmann
Sciences at the Tel-Hai Institute of Science. He joined
College. Naama has just Prof. Yinon Rudich’s group at
started a PhD in atmospheric 2005 for postdoctoral work on
chemistry in the Weizmann developing different cavity
Institute of Science and will ring down aerosol spectro-
work on correlating fungi in meters. His main research
aerosols with allergies. interests are the optical
properties of aerosols.

Naama Lang-Yona Ali Abo-Riziq

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(CCN), which control cloud reflectivity, extent, and lifetime The scattering and absorbing properties of aerosol consti-
(the indirect effect), and (3) by heating the atmosphere through tuents are characterized by various physical parameters, the
absorption of incoming solar radiation (the semi-direct most fundamental of which is the complex refractive index
effect).8–20 While the direct and indirect effects generally lead (RI = n + ik), where the real part (n) describes the ability of
to a negative radiative forcing of climate or cooling by the constituent to reflect or scatter radiation, and the imaginary
reducing the amount of solar radiation reaching the Earth’s part (k) describes the ability of the constituent to absorb
surface, the semi-direct effect can lead to either cooling or radiation. Both the real and the imaginary parts of the
warming, depending on whether the atmospheric absorption complex RI are functions of wavelength (l).38 Knowing the
dominates (cooling the surface) or whether the corresponding RI of aerosols enables the calculation of other radiative
reduction in low cloud cover and liquid water path dominates parameters relevant to the climate and is therefore extremely
(warming the surface).21 valuable for climate change modeling.13,39–43 These radiative
Atmospheric aerosols contain a mixture of organic and parameters include the scattering, absorption, and extinction
inorganic components.22 The chemical constituents that make (attenuation) coefficients (describing the e-folding of radiative
up atmospheric aerosols dictate their chemical and physical intensity with distance: asca, aabs, and aext = asca + aabs,
properties (chemical reactivity, interaction with radiation, respectively). Other optical parameters include the optical
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hygroscopicity, optical properties, etc.). Aerosols that consist depth (the extinction coefficient multiplied by the radiation
mostly of inorganic matter (such as sea salt, sulfate, propagation distance; text), the phase function (describing the
nitrate)23,24 and non-absorbing organic compounds angular pattern of scattered intensity for a single aerosol
(OC)25–27 tend to be scattering, affecting climate through the scattering event; P(ysca), where ysca is the scattering angle),
direct effect. Aerosols that consist of elemental carbon (EC; the asymmetry parameter (the extent of forward scattering
soot),10,28–31 mineral dust,32,33 and certain moderately absorbing relative to backward scattering; g), and the single scattering
organics (‘‘brown carbon’’)27,34–37 tend to be absorbing, affecting albedo (describing the amount of scattering relative to total
climate through the direct and semi-direct effects.18 extinction; $ = asca/(asca + aabs)).44

Carynelisa Erlick (PhD Enrico Segre (PhD in Physics


in Atmospheric Sciences, from the University of Turin,
University of Chicago) is a Italy, 1994), is currently
senior lecturer at the Hebrew a Staff Scientist at the
University of Jerusalem, Weizmann Institute of Science
Department of Atmospheric and was an assistant professor
Sciences. Her main research at the Polytechnic of Turin
interests are radiative transfer between 1995 and 2000. His
in the Earth’s atmosphere and main scientific interests are in
climate forcing. Her recent non-linear aspects of fluid
research involves accounting dynamics and in microfluidics.
for the effect of mixed compo-
sition and nonsphericity of
aerosol particles on their
Carynelisa Erlick radiative properties. Enrico Segre

Miri Trainic is a PhD student Yinon Rudich received his BSc


in atmospheric chemistry in from Ben Gurion University
the Weizmann Institute of (1987) and MSc and PhD
Science. She did her BSc in degrees (honors) from the
Chemistry and Environmental Weizmann Institute (1994).
Sciences in the Hebrew Following postdoctoral work
University of Jerusalem and at the National Oceanic and
her MSc in Environmental Atmospheric Administration
Diagnosis, at the Imperial in Boulder, he joined the
College in London. Her Weizmann Institute of Science
current PhD work focuses on where he is currently a
the optical properties of Professor in the Department
organic aerosols. of Environmental Sciences
and Energy Research. His
Miri Trainic Yinon Rudich research interests include the
chemistry and physics of
organic aerosols and of mineral dust, optical properties of
aerosols, aerosol–climate interactions and characterization
of ambient atmospheric aerosols.

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mixed with weakly absorbing components (e.g., humic-like


substances (HULIS)); and (3) internal mixtures of non-absorbing
components mixed with strongly absorbing components, such
as mineral elements, metals, or brown carbon.3,62–64
Coated particles can form by processes such as condensation
of semi-volatile species on pre-existing particles, evaporation
of droplets containing both soluble and insoluble components,
dehydration of droplets containing two species with substantially
different solubilities, and heterogeneous chemical reactions
(e.g., oxidation, radical reactions, photochemistry, etc.) on
aerosol surfaces, creating a shell with a different character.
Fig. 1 Complex atmospheric aerosols (the combination of 1 and 2 in Like homogeneously internally mixed aerosols, coated particles
the same environment represents externally mixed aerosols, 3–5 can be found in a variety of combinations, including: (1)
represent different types of coated particles, and 6 and 7 represent a non-absorbing core (e.g., NaCl) coated with another
different types of homogeneously mixed aerosols). non-absorbing species (e.g., non-absorbing organics); (2) a
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non-absorbing core coated with a weakly absorbing species


Related to aext, the extinction efficiency (Qext) is defined as (e.g., HULIS); or (3) an absorbing core (e.g., soot or dust)
sext/pr2, where sext is the aerosol extinction cross section coated with a non- or weakly absorbing species (e.g.,
(integrating the extinction cross section over the aerosol size condensed organics).49,51–61,65 These different aerosol micro-
distribution gives aext).45,46 One way to obtain the complex RI structures are visualized in Fig. 1.
of an aerosol constituent is by measuring Qext as a function of The ratio of the coating to core diameter in coated particles
particle size for a homogeneous (spherical) aerosol comprised can also be an important factor. As shown in Fig. 2(b), two
of the same constituent. The complex RI can then be obtained coated particles with the same external diameter but different
by fitting the measured Qext values to a Mie scattering curve, core/coating diameter ratios will have different absorption and
computed with readily available numerical subroutines that scattering characteristics. Thus, we conducted each experiment
give the scattering solution to Maxwell’s equations as a on coated particles twice, once with a constant core diameter
function of particle size and wavelength, following Gustav and increasing shell thickness (see Fig. 2(b),i), and again with
Mie’s original derivation (see section 2).45,47 increasing core diameter whilst maintaining a constant shell
In addition to the RI values of the chemical constituents thickness (see Fig. 2(b),ii).
that make up atmospheric aerosols, aerosol radiative parameter It is of great interest to understand how these micro-
values are strongly influenced by the physical configuration of structures affect aerosol optical properties and how well
these constituents within the aerosol, i.e., by the aerosol theoretical calculations reproduce these characteristics in
microstructure.45,48 As shown in Fig. 1, aerosols can appear order to achieve more reliable climate model simulations.
as externally mixed (particles 1 and 2), heterogeneously There are a number of approaches currently employed to
internally mixed (i.e., coated particles; particles 3, 4, and 5), calculate the radiative properties of internally mixed aerosols
or homogeneously internally mixed (particles 6 and 7).49–61 in climate models. For homogeneously internally mixed
Homogeneous internally mixed aerosols form by processes aerosols, effective medium approximations or ‘‘mixing rules’’
such as evaporation of droplets containing several species with are often used to calculate the particles’ effective RI, and then
similar solubility and by simultaneous condensation of a Mie scattering subroutine (for homogeneous spheres;
semi-volatile species. They can be found in a variety of described above) is applied to calculate the aerosol optical
combinations, including: (1) internal mixtures of several parameters. Mixing rules are derived assuming that pockets
non-absorbing components (e.g., sodium chloride (NaCl) (‘‘inclusions’’) of an aerosol constituent(s) exist within a
mixed with non-absorbing organics); (2) internal mixtures of surrounding matrix comprised of another constituent(s). Each
non-absorbing components (e.g., ammonium sulfate (AS)) inclusion is subjected to a local quasi-steady electromagnetic

Fig. 2 Internally mixed aerosols divided into homogeneously mixed aerosol (a) and heterogeneously mixed aerosols (coated particles) (b), with two
types of coated aerosol, constant core diameter with increasing shell thickness (i), and increasing core diameter with constant shell thickness (ii).

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field averaged over the configuration of all of the other the aerosol matrix without inclusions determines the local
inclusions, which contributes to a local polarizability. The electromagnetic field that acts on the inclusions;45,70 (4) the
local polarizabilities are summed to compute the macroscopic Bruggeman rule, according to which the aerosol matrix and
polarization of the entire aerosol, and the macroscopic inclusions act symmetrically on one another;45,70 and (5)
polarization is related to the effective dielectric constant of extended effective medium approximations, according to
the composite aerosol. (See Chýlek et al.48,66 for more detail.) which terms of higher order than the electric dipole of the
The combination of any mixing rule and a Mie scattering inclusions are included.48,66,71,72
subroutine for homogeneous spheres implicitly assumes that For coated particles, two approaches for calculating the
either the constituents are truly homogeneously mixed or that radiative properties are common. For aerosols coated with
at least one constituent is randomly distributed throughout a water, a growth function—a parameterization describing the
matrix comprised of the other constituents. change in scattering coefficient as a function of relative
Examples of commonly used mixing rules include: (1) molar humidity—is often used.39,73 Alternatively, a Mie scattering
refraction and absorption, in which the effective molar subroutine for coated spheres can be used, which provides a
refraction and effective molar absorption of the aerosol are more explicit calculation, whether the coating consists of
calculated by linearly averaging the molar refractions and water or of other aerosol constituents. Like Mie scattering
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molar absorptions, respectively, of the RI of the aerosol matrix subroutines for homogeneous spheres, Mie scattering subroutines
and inclusions, weighted by their molar fractions38,67–69; (2) the for coated spheres give the scattering solution to Maxwell’s
‘‘linear mixing rule’’, in which the effective RI of the aerosol is equations as a function of particle size and wavelength, but
calculated by linearly averaging the real and imaginary parts, with extra boundary conditions at the interface between
respectively, of the aerosol matrix and inclusions, weighted the two layers.45,74,75 Since such subroutines are more
by their volume fractions;45 (3) the Maxwell–Garnett rule, computationally intensive than mixing rules or growth
according to which second-order effects due to neighboring functions, they are often applied off-line in a look-up table
inclusions are neglected, and the dielectric constant of fashion,76 but they can also be applied on-line.67

Fig. 3 Illustration of the setup for generating mixed (a) and coated (b) aerosols, coupled to the continuous wave (CW) cavity ring down (CRD)
system (c).

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Only a few experimental studies of the optical properties of In a CRD aerosol spectrometer, scattering and absorption
complex aerosols have so far been conducted.53,66,77–89 Here, we by the aerosol particles in the cavity lead to a reduction in the
present new measurements of laboratory-generated aerosols exponential decay time of the light compared to that in the
and theoretical calculations of their optical properties, along empty cavity. From the reduction in decay time and the
with some of our previous studies of the optical properties particle number concentration, the extinction efficiency (Qext)
of internally mixed and coated aerosols. With respect to can be calculated for a specific wavelength and specific size
homogeneously internally mixed aerosols, we consider three parameter x (ratio between the particle diameter, D, and the
combinations: (1) a mixture of two non-absorbers, glutaric acid laser wavelength, l; x = pD/l).80,100,102
(an organic solid; Glu-A) and NaCl (an inorganic salt);80 (2) AS Several pulsed laser CRD systems covering several wave-
(a non-absorbing salt) mixed with Suwannee River fulvic acid length ranges were employed in this study.53,80 Although
(a weakly-absorbing organic compound with optical properties pulsed systems often have lower sensitivities than CW systems,
similar to those of HULIS; SRFA);27,90 and (3) AS mixed with they can achieve quite reliable measurements. Their biggest
Rhodamine-590 (a strong absorber in the visible range with an advantage is their simplicity, making them easy to handle and
absorption peak around 532 nm wavelength; Rh-590).80 Glu-A, operate.91
NaCl, and AS are common components of tropospheric aerosols, In addition to the pulsed laser systems, we use in this study a
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while SRFA is a commonly-used proxy for HULIS.27,90 With recently constructed CRD system employing a CW single
respect to coated aerosols, we consider three combinations: (1) mode laser operating at 532 nm (see Fig. 3(c)).91 In the
Nigrosin (a strong absorber) coated with Glu-A (a non-absorbing portable system, an acousto-optic modulator (AOM) diffracts
organic solid); (2) polystyrene latex spheres (a non-absorbing the 532 nm single mode laser beam, and the first order beam is
solid; PSL) coated with Glu-A; and (3) PSL coated with directed into the cavity. The mirror at the light entrance side of
b-carotene (a weakly absorbing organic compound; b-car). the cavity is mounted on a piezoelectric ring that moves back
In addition, we present some thoughts about the possible and forth. This modifies the cavity’s length and hence its
implications of our results to atmospheric radiation balance longitudinal modes. Once mode matching between the CW
and climate. laser and the cavity is achieved, the light intensity in the cavity
builds up. This triggers the AOM and the laser beam is
deflected, leading to a single exponential decay of the light in
2. Methodology
the cavity which is detected by a photomultiplier (PMT)
Aerosols were generated by the methods illustrated in Fig. 3, placed at one side of the cavity. The modulation frequency
described in detail in our previous publications.27,53,80,91,92 of the AOM is triggered by the light intensity in the PMT and
In short, an aqueous solution of the compound of interest is is around 200 Hz. This new system improves the stability and
nebulized with dry and pure nitrogen, dried in a silica gel sensitivity as compared to pulsed laser systems;80,102 the
diffusion dryer, and charged by a neutralizer. Size selection sensitivity of our CW-CRD system was 6.64  1010 cm1,91
of the resulting polydisperse aerosol is achieved with a compared to 3.77  109 cm1 in the pulsed CRD.80 We
differential mobility analyzer (DMA) (Fig. 3(a,b)), after which present here experimental measurements obtained using both
the nearly monodisperse aerosol flow is directed into a pulsed pulsed and CW laser systems.
or continuous wave (CW) cavity ring down (CRD) system for The complex RI of aerosols can be obtained using CRD
optical measurements. These systems are described in the next measurements of the extinction efficiency as a function of
section. particle size for a homogeneous spherical aerosol with the
Homogenously mixed particles are created by nebulizing same composition throughout the size distribution. The retrieval
aqueous mixtures, as shown in Fig. 3(a). Coated particles are algorithm compares the measured extinction efficiency as a
created by using size-selected aerosols as seeds. The seeds are function of the size parameter, with the extinction efficiency
directed through a coating system, described in ref. 53 and calculated using a Mie scattering subroutine for homogeneous
illustrated in Fig. 3(b). In short, the coating material is placed spheres, while simultaneously varying the real and imaginary
in an oven in which the temperature and the flow rate control parts of the RI of the aerosols. The algorithm finds the
the coating thickness. After exiting the coating oven and complex RI of the aerosol particles by minimizing the ‘‘merit
cooling, the coated particles are size-selected in an additional function’’, w2/N2, where w2 is
DMA before entering the CRD system. The second size
selection dictates the coating thickness that will be used. X
N 2
ðQext measured  Qext calculated Þi
Aerosol sphericity was checked using atomic force microscopy w2 ¼ ; ð1Þ
e2i
in several cases.53 i¼1

CRD spectroscopy is a sensitive method for spectroscopy of


gas phase species and for measuring optical properties of N is the number of particle sizes, and ei is the standard
aerosols.80,93–108 A pulsed or continuous laser beam enters a deviation of the measurements of particle size
high finesse cavity, performing multiple reflections between i.27,48,53,80,91,102 The minimization is performed using the
two or three plano-concave mirrors.106 The exponential decay simplex search method109 and can be performed to any desired
time of the light exiting the cavity is measured, and differences in resolution in RI values.
this time are related to the internal losses. The particles exiting In addition to applying the retrieval algorithm to CRD
the cavity are directed into a condensation optical counter measurements of single component spherical aerosols, the
(CPC) in order to measure the particle number concentration. algorithm can essentially be applied to any aerosol configuration,

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with the Mie scattering subroutine for homogeneous spheres the other mixing rules, when all particle sizes are included.80
being replaced by some other appropriate theoretical calculation. We surmise that the high solubility of both compounds in the
For homogeneously internally mixed aerosols, a mixing rule aqueous solution ensured thorough mixing. This, combined
computation can be inserted before the Mie scattering subroutine with the fact that the two constituents exhibit very little
calculation, while for coated particles, a Mie scattering subroutine absorption, allows such good agreement with the simple linear
for coated spheres (‘‘core/shell’’) can be put in place of that for mixing rule.
homogeneous spheres. Again, the complex RI of one or more In a new set of mixing experiment, the Qext of aerosols
of the aerosol constituents can be retrieved, or the merit comprised of internal mixtures of AS (non-absorbing) and
function can be used simply to ascertain which theoretical SRFA (weakly absorbing material) with molar ratio 1 : 1 was
approach best matches the measurements for a given set of measured using an optical parametric oscillator (OPO) pulsed
(known) RI.80 laser system at 390 nm wavelength. These homogeneously
internally mixed aerosols again mimic aerosols comprised of
3. Laboratory measurements of complex aerosols inorganic and organic mixtures often detected in urban and
polluted areas.22 The wavelength 390 nm was chosen for
Homogeneously internally mixed aerosols several reasons. First, SRFA absorbs better at shorter
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wavelengths than at 532 nm, as implicit in the imaginary


The Qext of laboratory-generated aerosols comprised of
part of its RI (RI = 1.602 + i0.098 at 390 nm, while
internal mixtures of NaCl and Glu-A with molar ratios 1 : 1
RI = 1.634 + i0.004 at 532 nm).27 Second, near ultraviolet
and 1 : 2 was measured in ref. 80 with a pulsed CRD aerosol
wavelengths are often employed in satellite measurements of
spectrometer employing a 532 nm Nd : YAG laser. These
aerosol absorption.110
homogeneously internally mixed aerosols mimic aerosols
The mixed aerosol RI retrieval algorithm was then used
comprised of inorganic and organic mixtures often detected
above urban and polluted areas.22 The aerosol RI retrieval to test which mixing rule provides the best match to
algorithm was then used to test which mixing rule provides the the measurements, given values of the RI of the pure
best match to the measurements, given values of the RI of the constituents that make up the mixture, which were previously
pure constituents that make up the mixture as retrieved using retrieved using the same system (RI = 1.525 + i0.0008 for
the same system (RI = 1.546 + i0.003 for pure NaCl and pure AS and RI = 1.602 + i0.098 for pure SRFA). The results
RI = 1.41 + i0.00 for pure Glu-A). The level of agreement are shown in Fig. 5. The linear mixing rule provides the
between the mixing rules and the experimental data was best match to the experimental Qext values, but all of the
determined using the merit function (eqn (1)); the smaller the mixing rules tested provide reasonable results; for a 1 : 1
merit function, the better the agreement. The results are shown mixture of AS and SRFA, the merit function value for the
in Fig. 4. The linear mixing rule provides the best match to the linear mixing rule is 0.11 as compared to 0.11–0.18 for
experimental Qext values; for a 1 : 1 mixture of Glu-A and the other mixing rules. We conclude that for homogeneous
NaCl, the merit function value for the linear mixing rule is 0.14 internal mixtures of non-absorbing and weakly absorbing
as compared to 0.15–2.65 for the other mixing rules, and for a constituents, Qext is not overly sensitive to how the interaction
1 : 2 mixture of of Glu-A and NaCl, the merit function value between the electromagnetic fields of the constituents is
for the linear mixing rule is 0.14 as compared to 0.14–2.80 for described.

Fig. 4 Extinction efficiency of mixed particles of NaCl and Glutaric Fig. 5 Extinction efficiency of mixed ammonium sulfate (AS) and
acid (Glu-A) in mass ratios 1 : 1 and 1 : 2, respectively, along with Suwannee River fulvic acid (SRFA) particles with a 1 : 1 mass ratio,
the Mie curves corresponding to the effective refractive indices along with the Mie curves corresponding to the effective refractive
calculated with the volume-weighted ‘‘linear mixing’’ rule at 532 nm indices calculated with the volume–weighted ‘‘linear mixing’’ rule at
wavelength. 390 nm wavelength.

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However, when one of the constituents in the homogeneous


internal mixture is strongly absorbing, the situation changes.
In ref. 80 the Qext of laboratory-generated aerosols comprised
of internal mixtures of AS and Rh-590 was also measured
with the Nd : YAG pulsed CRD aerosol spectrometer
running at 532 nm wavelength. Due to the low solubility of
Rh-590 in water, the aqueous solution of the mixture was
diluted with 10% ethanol. The aerosol RI retrieval algorithm
was then used to test which mixing rule provides the best
match to the measurements. We found that for low volume
fractions of Rh-590, the Mie scattering subroutine for
coated spheres, rather than one of the mixing rules, provides
the best agreement with measurements; for a 1 : 500 mixture
of Rh-590 and AS, the merit function value for the Mie
scattering subroutine for coated spheres, including particle
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sizes starting from 350 nm, is 3.29 as compared to 3.90–4.26


Fig. 6 Extinction efficiency of Nigrosin coated with glutaric acid
for the mixing rules. The lack of success of the mixing rules
(Glu-A), along with the Mie curves for coated spheres at 532 nm
for low volume fractions of the strong absorber could be
wavelength. Blue curve and symbols: constant core diameter with
attributed to residue of ethanol, which, unlike water, may increasing shell thickness; green curve and symbols: increasing core
not have completely evaporated in the diffusion drier. diameter with constant shell thickness.
Additionally, AS has a different solubility in water than
Rh-590, which might have caused the final molar ratios of
the two constituents to differ from their original molar ratios the radiative balance in the atmosphere and to the climate in
in the solution or might have led to the formation of a more polluted environments.
heterogeneous internal mixture akin to a coated particle.
Alternatively, the coated sphere model might better represent Heterogeneously mixed (coated) aerosols
the interaction between the electromagnetic fields of the
constituents in the case of a strong absorber with low volume In ref. 53, measurements of the Qext of laboratory-generated
fraction even if they are truly homogeneously mixed. For aerosols comprised of Nigrosin coated with Glu-A performed
higher volume fractions of Rh-590 in the mixture, we found with the Nd : YAG pulsed CRD at 532 nm wavelength were
that the extended effective medium approximation provides reported. The aerosol retrieval algorithm was then used to test
the best agreement with measurements; for a 1 : 10 mixture of the accuracy of the Mie scattering subroutine for coated
Rh-590 and AS, the merit function value for the extended spheres, and the results are shown in Fig. 6. As can be seen,
effective medium approximation, including particle sizes from the Mie scattering subroutine is successful at predicting the
350 nm and inclusion size 10 nm, is 2.95 as compared to aerosol Qext for thin coatings (constant shell thickness of
5.85–9.57 for the other mixing rules and as compared to 31.72 20 nm; compare the green curve to the green dots). However,
for the Mie scattering subroutine for coated spheres. The it is less successful at predicting the aerosol Qext for thicker
success of the extended effective medium approximation for coatings (increasing shell thickness; compare the blue curve to
high volume fractions of the strong absorber is likely connected the blue dots), with the Mie calculation over-predicting the
to the fact that, among all of the mixing rules, the extended extinction by a greater extent as the shell thickness increases.
effective medium approximation retains the highest order The same discrepancy occurred when the coating was switched
representation of the electromagnetic fields, allowing the highest to diethyl-hexyl-sebacate (a non-absorbing organic liquid;
order description of the interaction between internal scattering DEHS53), which is liquid at room temperature rather
and absorption. than solid like Glu-A. In ref. 53, we suggested that these
In addition to testing the theoretical calculation approaches discrepancies result from either a lack of perfect sphericity in
against extinction measurements, we also performed calculations the generated aerosols or from changes in the dielectric
of the single scattering albedo (see section 1; $) and the direct constant of the coating near the interface between the core
radiative forcing efficiency (RFE; the difference in radiative and coating. However, no theoretical representations of
flux at the top of the atmosphere with and without aerosols per such physical effects that we tested completely resolved the
unit optical depth) for a pollution-type aerosol containing discrepancy. Since then, we have conducted further sensitivity
ammonium sulfate, absorbing organic carbon (HULIS), tests, systematically reducing the RI of the coating in the
and soot.27 Our calculations suggest that accounting for theoretical calculations. A reduction in RI corresponding to
absorption by HULIS leads to a significant decrease in $ a mixture of air with Glu-A with mass ratio 1 : 5 (representing,
(more atmospheric absorption) and to a significant increase in for example, pockets of air in the coating) calculated with the
aerosol RFE (heating) as compared to pollution-type aerosols linear mixing rule does bring the calculations more in line
containing only non-absorbing organic aerosol constituents. with the measured extinction. Although Guenther (1984)111
Therefore, an additional conclusion is that HULIS and similarly did suggest that small distortions can occur at the interface
absorbing organic constituents are important contributors to between the surface of the core and coating when physical

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system at 532 nm wavelength, and the aerosol RI retrieval


algorithm was used to retrieve the RI of b-car, given the
previously retrieved/known RI for PSL (RI = 1.590 + i0.000).
The retrieved value for b-car is RI = 1.455 + i0.090, with a
merit value of 2.38. To the best of our knowledge, the RI of
b-car at 532 nm has not previously been reported in the
literature. The real part of the retrieved RI is in good
agreement with values for typical organic compounds
(B1.4), while the imaginary part was validated by measuring
the absorption of b-car dissolved in dichloromethane (CH2Cl2)
with a spectrophotometer (CARY 100 Bio UV-Visible spectro-
photometer, Varian). The imaginary part of the RI of b-car
derived from the spectrophotometer measurements according
to the formulation in Jacobson et al.112 is 0.075  0.001, a
difference of 0.025 from our retrieved value. This difference,
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though not very large, may be inherent in the different


Fig. 7 Extinction efficiency of PSL coated with glutaric acid (Glu-A), methods of measurement or could be caused by interactions
along with the Mie curves for coated spheres at 532 nm wavelength.
of dissolved b-car with the solvent. Either way, we take the
Blue curve and symbols: constant core diameter with increasing shell
thickness; green curve and symbols: increasing core diameter with
retrieved value of 0.090 to be reliable.
constant shell thickness. The red and black lines are Mie fits for The results of the measurements for PSL coated with b-car
measured points using the same system. The green and blue lines are are shown in Fig. 8. As can be seen, there are differences
the results of the coated sphere Mie calculation, using the retrieved RIs between the measurements and the calculated extinction
as input parameters. (calculated using the retrieved RI for b-carotene and the Mie
scattering subroutine for coated spheres) that increase with
vapor deposition is used to generate the coating, and that increasing particle size. However, the differences are not
these distortions can develop into narrow air pockets, we systematic; at times, the theoretical calculations over-predict
have no evidence that such pockets exist in our coatings. The the extinction, and at other times they under-predict the
mechanism by which Glu-A vapors condense onto the core extinction. This is true for the experiment with constant shell
particle in the coating oven needs to be examined more thickness of 40 nm (compare the green curve to the green dots
thoroughly. and see Table 1; the differences are up to 10%) and for the
To investigate whether coated particles presenting different experiment with increasing shell thickness (compare the blue
optical properties exhibit the same discrepancy, we present curve to the blue dots). The differences between the measurements
new measurements of Qext of laboratory-generated aerosols and the calculated extinction in the case of PSL coated with
comprised of PSL coated with Glu-A recently measured with b-car as compared to PSL coated with Glu-A may result from
the new CW-CRD system at 532 nm wavelength. The results the more rigid molecular structure of b-car, leading to a less
are compared with calculations using the same Mie scattering organized shell around the core PSL.
subroutine for coated spheres, as shown in Fig. 7. As can be
seen, the Mie scattering subroutine is successful at predicting
the aerosol extinction for both thin coatings (constant shell
thickness of 40 nm; compare the green curve to the green dots)
and thicker coatings (increasing shell thickness; compare the
blue curve to the blue dots). Although surface (interface)
effects should be more stable in the case of Nigrosin coated
by Glu-A (due to hydrogen bonds, compared to mostly
van der Waals in the case of PSL coated by Glu-A), we found
that PSL coated by Glu-A can be well described by the core
plus shell model. A possible explanation for these results might
be the existence of a mixed layer in the interface between the
Nigrosin core and the Glu-A shell. In this case, a different
model needs to be applied, and again, a more thorough
investigation on the mechanism by which Glu-A vapors
condense onto the core particle in the coating oven is needed.
In the next experiment, non-absorbing particles with a
weakly absorbing coating were examined. b-Carotene was Fig. 8 Extinction efficiency of PSL coated with b-carotene (b-car),
chosen as the coating material because it is more stable at along with the Mie curves for coated spheres at 532 nm wavelength.
high temperatures than other absorbers such as Nigrosin. The Blue curve and symbols: constant core diameter with increasing shell
Qext of laboratory-generated aerosols comprised of PSL thickness; green curve and symbols: increasing core diameter with
coated with b-car was measured with the new CW-CRD constant shell thickness.

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Table 1 Percentage error between the measured and calculated Qext for PSL coated with glutaric-acid (Glu-A) and with b-carotene (b-car) in both
models (constant core diameter with increasing shell thickness and increasing core diameter with constant shell thickness)

Coated diameter/nm Size parameter (x) Qext calculated Qext measured Error/%
PSL–Glu-A: const. core diameter (350 nm)
350 2.067 2.510 2.506 0.143
370 2.185 2.532 2.511 0.821
390 2.303 2.616 2.672 2.170
410 2.421 2.768 2.949 6.510
430 2.539 2.992 3.050 1.916
450 2.657 3.239 3.288 1.531
470 2.775 3.421 3.463 1.223
490 2.894 3.495 3.679 5.253
510 3.012 3.494 3.605 3.197
PSL–Glu-A: const. shell thickness (40 nm)
280 1.653 1.279 1.165 8.860
340 2.008 2.250 1.989 11.593
390 2.303 2.616 2.601 0.573
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440 2.598 3.475 3.371 2.971


490 2.894 3.794 3.689 2.767
540 3.189 3.916 3.821 2.426
PSL–b-car: const. core diameter (350 nm)
390 2.303 2.681 2.523 5.875
410 2.421 2.843 2.747 3.359
440 2.598 3.100 3.102 0.048
470 2.775 3.255 3.510 7.837
500 2.953 3.296 3.539 7.376
PSL–b-car: const. shell thickness (40 nm)
340 2.008 2.270 2.094 7.775
390 2.303 2.681 2.445 8.807
440 2.598 3.430 3.492 1.796
490 2.894 3.750 3.917 4.440
540 3.189 3.914 3.587 8.335
600 3.543 4.309 4.258 1.167

4. Conclusions fraction of the absorber. For low absorber mass fractions,


surprisingly, the coated sphere Mie calculation provides the
We have summarized and reviewed experiments and theoretical best estimate, while for high absorber mass fractions, the
calculations of optical properties of complex aerosols. extended effective medium approximation provides the best
Specifically, we focused on the impact of aerosol microstructure estimate. Given the above, we conclude that the microstructure is
on the effective refractive index of aerosols composed of actually dissimilar for high and low mass fractions of the
internal mixtures of components with different optical properties. absorbing compound. In order to generalize this statement for
In the atmosphere, most aerosols are multi-component, and other absorbers, we first need to eliminate the influence of the
therefore detailed understanding and modeling of their solubility difference on the results.
complex refractive index will reduce the uncertainty related Regarding coated particles, we find that the coated sphere
to energy balance and climate change modeling. Mie subroutine gives an accurate calculation of Qext for
By controlling the aerosol microstructure and the mass aerosols comprised of a non-absorber coated by another
ratios of the components and knowing the RI of one or more non-absorber. However, for aerosols comprised of a strong
of the separate components that make up the aerosols at the absorber coated by a non-absorber or of a non-absorber
wavelength of interest, through our experiments we were able coated by a weak absorber, discrepancies of up to 10%
to validate different theoretical approaches used for evaluating between the measurements and theoretical calculations were
the optical properties of complex aerosols. Our approach also documented. These discrepancies await further investigation
allowed us to retrieve the aerosol’s Qext and/or the RI of one with more advanced instrumentation in order to understand
or more of the components. their origin. Several such tools can be considered. Multiwave-
We conclude that the effective RI of homogeneously mixed length CRD could provide a comprehensive view of the
aerosols comprised of two non-absorbing materials with wavelength dependence of the refractive index for the internally
similar water solubilities can be accurately calculated with mixed particles. Measuring the absorption coefficient with a
the simple mass or concentration based ‘‘linear mixing’’ rule. photo-acoustic spectrophotometer (PAS) coupled to the CRD
In the case of a non-absorbing material homogeneously mixed system could provide direct and independent measurements of
with weakly absorbing compounds, we conclude that all the extinction and absorption of aerosols and hence direct
mixing rules provide a reasonable estimate, but the coated measurement of the single scattering albedo of the aerosol and
sphere Mie calculation does not always perform as well. In the more accurate values of the imaginary part of the complex
case of a strong absorber ‘‘homogeneously’’ mixed with a index of refraction. A new approach, that was recently developed
non-absorber (with different solubilities in water), the success by Thompson et al., is the albedometer.113 This instrument
of the different theoretical approaches varies with the mass combines CRD within an integrating sphere nephelometer.

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c the Owner Societies 2010 Phys. Chem. Chem. Phys., 2010, 12, 21–31 | 29
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The CRD resonator was built using the integrating sphere by 20 H. Moosmuller, R. K. Chakrabarty and W. P. Arnott,
mounting the CRD mirrors on opposite sides of the sphere. J. Quant.Spectrosc. Radiat. Transfer, 2009, 110, 844–878.
21 C. Erlick, V. Ramaswamy and L. M. Russell, J. Geophys. Res.,
The light scattered by the aerosols inside the sphere is collected 2006, 111, D06204.
by the inner side of the sphere to a separate PMT from the 22 Q. Zhang, J. L. Jimenez, M. R. Canagaratna, J. D. Allan, H. Coe,
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