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Atmospheric aerosols scatter and absorb solar radiation leading to variable effects on Earth’s
radiative balance. Aerosols individually comprising mixtures of different components (‘‘internally
mixed’’) interact differently with light than mixtures of aerosols, each comprising a different single
component (‘‘externally mixed’’), even if the relative fractions of the different components are
equal. In climate models, the optical properties of internally mixed aerosols are generally
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calculated by using electromagnetic ‘‘mixing rules’’, which average the refractive indices of the
individual components in different proportions, or by using coated-sphere Mie scattering codes,
which solve the full light scattering problem assuming that the components are divided into two
distinct layers. Because these calculation approaches are in common use, it is important to
validate them experimentally. In this article, we present a broad perspective on the optical
properties of internally mixed aerosols based on a series of laboratory experiments and theoretical
calculations. The optical properties of homogenously mixed aerosols comprised of non-absorbing
and weakly absorbing compounds, and of coated aerosols comprised of strongly absorbing,
non-absorbing, and weakly absorbing compounds in different combinations are measured using
pulsed and continuous wave cavity ring down aerosol spectrometry (CRD-AS). The success of
electromagnetic mixing rules and Mie scattering codes in reproducing the measured aerosol
extinction values is discussed.
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(CCN), which control cloud reflectivity, extent, and lifetime The scattering and absorbing properties of aerosol consti-
(the indirect effect), and (3) by heating the atmosphere through tuents are characterized by various physical parameters, the
absorption of incoming solar radiation (the semi-direct most fundamental of which is the complex refractive index
effect).8–20 While the direct and indirect effects generally lead (RI = n + ik), where the real part (n) describes the ability of
to a negative radiative forcing of climate or cooling by the constituent to reflect or scatter radiation, and the imaginary
reducing the amount of solar radiation reaching the Earth’s part (k) describes the ability of the constituent to absorb
surface, the semi-direct effect can lead to either cooling or radiation. Both the real and the imaginary parts of the
warming, depending on whether the atmospheric absorption complex RI are functions of wavelength (l).38 Knowing the
dominates (cooling the surface) or whether the corresponding RI of aerosols enables the calculation of other radiative
reduction in low cloud cover and liquid water path dominates parameters relevant to the climate and is therefore extremely
(warming the surface).21 valuable for climate change modeling.13,39–43 These radiative
Atmospheric aerosols contain a mixture of organic and parameters include the scattering, absorption, and extinction
inorganic components.22 The chemical constituents that make (attenuation) coefficients (describing the e-folding of radiative
up atmospheric aerosols dictate their chemical and physical intensity with distance: asca, aabs, and aext = asca + aabs,
properties (chemical reactivity, interaction with radiation, respectively). Other optical parameters include the optical
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hygroscopicity, optical properties, etc.). Aerosols that consist depth (the extinction coefficient multiplied by the radiation
mostly of inorganic matter (such as sea salt, sulfate, propagation distance; text), the phase function (describing the
nitrate)23,24 and non-absorbing organic compounds angular pattern of scattered intensity for a single aerosol
(OC)25–27 tend to be scattering, affecting climate through the scattering event; P(ysca), where ysca is the scattering angle),
direct effect. Aerosols that consist of elemental carbon (EC; the asymmetry parameter (the extent of forward scattering
soot),10,28–31 mineral dust,32,33 and certain moderately absorbing relative to backward scattering; g), and the single scattering
organics (‘‘brown carbon’’)27,34–37 tend to be absorbing, affecting albedo (describing the amount of scattering relative to total
climate through the direct and semi-direct effects.18 extinction; $ = asca/(asca + aabs)).44
Fig. 2 Internally mixed aerosols divided into homogeneously mixed aerosol (a) and heterogeneously mixed aerosols (coated particles) (b), with two
types of coated aerosol, constant core diameter with increasing shell thickness (i), and increasing core diameter with constant shell thickness (ii).
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field averaged over the configuration of all of the other the aerosol matrix without inclusions determines the local
inclusions, which contributes to a local polarizability. The electromagnetic field that acts on the inclusions;45,70 (4) the
local polarizabilities are summed to compute the macroscopic Bruggeman rule, according to which the aerosol matrix and
polarization of the entire aerosol, and the macroscopic inclusions act symmetrically on one another;45,70 and (5)
polarization is related to the effective dielectric constant of extended effective medium approximations, according to
the composite aerosol. (See Chýlek et al.48,66 for more detail.) which terms of higher order than the electric dipole of the
The combination of any mixing rule and a Mie scattering inclusions are included.48,66,71,72
subroutine for homogeneous spheres implicitly assumes that For coated particles, two approaches for calculating the
either the constituents are truly homogeneously mixed or that radiative properties are common. For aerosols coated with
at least one constituent is randomly distributed throughout a water, a growth function—a parameterization describing the
matrix comprised of the other constituents. change in scattering coefficient as a function of relative
Examples of commonly used mixing rules include: (1) molar humidity—is often used.39,73 Alternatively, a Mie scattering
refraction and absorption, in which the effective molar subroutine for coated spheres can be used, which provides a
refraction and effective molar absorption of the aerosol are more explicit calculation, whether the coating consists of
calculated by linearly averaging the molar refractions and water or of other aerosol constituents. Like Mie scattering
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molar absorptions, respectively, of the RI of the aerosol matrix subroutines for homogeneous spheres, Mie scattering subroutines
and inclusions, weighted by their molar fractions38,67–69; (2) the for coated spheres give the scattering solution to Maxwell’s
‘‘linear mixing rule’’, in which the effective RI of the aerosol is equations as a function of particle size and wavelength, but
calculated by linearly averaging the real and imaginary parts, with extra boundary conditions at the interface between
respectively, of the aerosol matrix and inclusions, weighted the two layers.45,74,75 Since such subroutines are more
by their volume fractions;45 (3) the Maxwell–Garnett rule, computationally intensive than mixing rules or growth
according to which second-order effects due to neighboring functions, they are often applied off-line in a look-up table
inclusions are neglected, and the dielectric constant of fashion,76 but they can also be applied on-line.67
Fig. 3 Illustration of the setup for generating mixed (a) and coated (b) aerosols, coupled to the continuous wave (CW) cavity ring down (CRD)
system (c).
Only a few experimental studies of the optical properties of In a CRD aerosol spectrometer, scattering and absorption
complex aerosols have so far been conducted.53,66,77–89 Here, we by the aerosol particles in the cavity lead to a reduction in the
present new measurements of laboratory-generated aerosols exponential decay time of the light compared to that in the
and theoretical calculations of their optical properties, along empty cavity. From the reduction in decay time and the
with some of our previous studies of the optical properties particle number concentration, the extinction efficiency (Qext)
of internally mixed and coated aerosols. With respect to can be calculated for a specific wavelength and specific size
homogeneously internally mixed aerosols, we consider three parameter x (ratio between the particle diameter, D, and the
combinations: (1) a mixture of two non-absorbers, glutaric acid laser wavelength, l; x = pD/l).80,100,102
(an organic solid; Glu-A) and NaCl (an inorganic salt);80 (2) AS Several pulsed laser CRD systems covering several wave-
(a non-absorbing salt) mixed with Suwannee River fulvic acid length ranges were employed in this study.53,80 Although
(a weakly-absorbing organic compound with optical properties pulsed systems often have lower sensitivities than CW systems,
similar to those of HULIS; SRFA);27,90 and (3) AS mixed with they can achieve quite reliable measurements. Their biggest
Rhodamine-590 (a strong absorber in the visible range with an advantage is their simplicity, making them easy to handle and
absorption peak around 532 nm wavelength; Rh-590).80 Glu-A, operate.91
NaCl, and AS are common components of tropospheric aerosols, In addition to the pulsed laser systems, we use in this study a
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while SRFA is a commonly-used proxy for HULIS.27,90 With recently constructed CRD system employing a CW single
respect to coated aerosols, we consider three combinations: (1) mode laser operating at 532 nm (see Fig. 3(c)).91 In the
Nigrosin (a strong absorber) coated with Glu-A (a non-absorbing portable system, an acousto-optic modulator (AOM) diffracts
organic solid); (2) polystyrene latex spheres (a non-absorbing the 532 nm single mode laser beam, and the first order beam is
solid; PSL) coated with Glu-A; and (3) PSL coated with directed into the cavity. The mirror at the light entrance side of
b-carotene (a weakly absorbing organic compound; b-car). the cavity is mounted on a piezoelectric ring that moves back
In addition, we present some thoughts about the possible and forth. This modifies the cavity’s length and hence its
implications of our results to atmospheric radiation balance longitudinal modes. Once mode matching between the CW
and climate. laser and the cavity is achieved, the light intensity in the cavity
builds up. This triggers the AOM and the laser beam is
deflected, leading to a single exponential decay of the light in
2. Methodology
the cavity which is detected by a photomultiplier (PMT)
Aerosols were generated by the methods illustrated in Fig. 3, placed at one side of the cavity. The modulation frequency
described in detail in our previous publications.27,53,80,91,92 of the AOM is triggered by the light intensity in the PMT and
In short, an aqueous solution of the compound of interest is is around 200 Hz. This new system improves the stability and
nebulized with dry and pure nitrogen, dried in a silica gel sensitivity as compared to pulsed laser systems;80,102 the
diffusion dryer, and charged by a neutralizer. Size selection sensitivity of our CW-CRD system was 6.64 1010 cm1,91
of the resulting polydisperse aerosol is achieved with a compared to 3.77 109 cm1 in the pulsed CRD.80 We
differential mobility analyzer (DMA) (Fig. 3(a,b)), after which present here experimental measurements obtained using both
the nearly monodisperse aerosol flow is directed into a pulsed pulsed and CW laser systems.
or continuous wave (CW) cavity ring down (CRD) system for The complex RI of aerosols can be obtained using CRD
optical measurements. These systems are described in the next measurements of the extinction efficiency as a function of
section. particle size for a homogeneous spherical aerosol with the
Homogenously mixed particles are created by nebulizing same composition throughout the size distribution. The retrieval
aqueous mixtures, as shown in Fig. 3(a). Coated particles are algorithm compares the measured extinction efficiency as a
created by using size-selected aerosols as seeds. The seeds are function of the size parameter, with the extinction efficiency
directed through a coating system, described in ref. 53 and calculated using a Mie scattering subroutine for homogeneous
illustrated in Fig. 3(b). In short, the coating material is placed spheres, while simultaneously varying the real and imaginary
in an oven in which the temperature and the flow rate control parts of the RI of the aerosols. The algorithm finds the
the coating thickness. After exiting the coating oven and complex RI of the aerosol particles by minimizing the ‘‘merit
cooling, the coated particles are size-selected in an additional function’’, w2/N2, where w2 is
DMA before entering the CRD system. The second size
selection dictates the coating thickness that will be used. X
N 2
ðQext measured Qext calculated Þi
Aerosol sphericity was checked using atomic force microscopy w2 ¼ ; ð1Þ
e2i
in several cases.53 i¼1
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with the Mie scattering subroutine for homogeneous spheres the other mixing rules, when all particle sizes are included.80
being replaced by some other appropriate theoretical calculation. We surmise that the high solubility of both compounds in the
For homogeneously internally mixed aerosols, a mixing rule aqueous solution ensured thorough mixing. This, combined
computation can be inserted before the Mie scattering subroutine with the fact that the two constituents exhibit very little
calculation, while for coated particles, a Mie scattering subroutine absorption, allows such good agreement with the simple linear
for coated spheres (‘‘core/shell’’) can be put in place of that for mixing rule.
homogeneous spheres. Again, the complex RI of one or more In a new set of mixing experiment, the Qext of aerosols
of the aerosol constituents can be retrieved, or the merit comprised of internal mixtures of AS (non-absorbing) and
function can be used simply to ascertain which theoretical SRFA (weakly absorbing material) with molar ratio 1 : 1 was
approach best matches the measurements for a given set of measured using an optical parametric oscillator (OPO) pulsed
(known) RI.80 laser system at 390 nm wavelength. These homogeneously
internally mixed aerosols again mimic aerosols comprised of
3. Laboratory measurements of complex aerosols inorganic and organic mixtures often detected in urban and
polluted areas.22 The wavelength 390 nm was chosen for
Homogeneously internally mixed aerosols several reasons. First, SRFA absorbs better at shorter
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Fig. 4 Extinction efficiency of mixed particles of NaCl and Glutaric Fig. 5 Extinction efficiency of mixed ammonium sulfate (AS) and
acid (Glu-A) in mass ratios 1 : 1 and 1 : 2, respectively, along with Suwannee River fulvic acid (SRFA) particles with a 1 : 1 mass ratio,
the Mie curves corresponding to the effective refractive indices along with the Mie curves corresponding to the effective refractive
calculated with the volume-weighted ‘‘linear mixing’’ rule at 532 nm indices calculated with the volume–weighted ‘‘linear mixing’’ rule at
wavelength. 390 nm wavelength.
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Table 1 Percentage error between the measured and calculated Qext for PSL coated with glutaric-acid (Glu-A) and with b-carotene (b-car) in both
models (constant core diameter with increasing shell thickness and increasing core diameter with constant shell thickness)
Coated diameter/nm Size parameter (x) Qext calculated Qext measured Error/%
PSL–Glu-A: const. core diameter (350 nm)
350 2.067 2.510 2.506 0.143
370 2.185 2.532 2.511 0.821
390 2.303 2.616 2.672 2.170
410 2.421 2.768 2.949 6.510
430 2.539 2.992 3.050 1.916
450 2.657 3.239 3.288 1.531
470 2.775 3.421 3.463 1.223
490 2.894 3.495 3.679 5.253
510 3.012 3.494 3.605 3.197
PSL–Glu-A: const. shell thickness (40 nm)
280 1.653 1.279 1.165 8.860
340 2.008 2.250 1.989 11.593
390 2.303 2.616 2.601 0.573
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The CRD resonator was built using the integrating sphere by 20 H. Moosmuller, R. K. Chakrabarty and W. P. Arnott,
mounting the CRD mirrors on opposite sides of the sphere. J. Quant.Spectrosc. Radiat. Transfer, 2009, 110, 844–878.
21 C. Erlick, V. Ramaswamy and L. M. Russell, J. Geophys. Res.,
The light scattered by the aerosols inside the sphere is collected 2006, 111, D06204.
by the inner side of the sphere to a separate PMT from the 22 Q. Zhang, J. L. Jimenez, M. R. Canagaratna, J. D. Allan, H. Coe,
CRD PMT. The main advantage of this method is the I. Ulbrich, M. R. Alfarra, A. Takami, A. M. Middlebrook,
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