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Simone Krais M.A., Miriam Klima M.Sc., Laura M. Huppertz B.Sc., Volker
Auwärter Ph.D., Markus J. Altenburger M.D. & Merja A. Neukamm Ph.D.
To cite this article: Simone Krais M.A., Miriam Klima M.Sc., Laura M. Huppertz B.Sc., Volker
Auwärter Ph.D., Markus J. Altenburger M.D. & Merja A. Neukamm Ph.D. (2016): Betel Nut
Chewing in Iron Age Vietnam? Detection of Areca catechu Alkaloids in Dental Enamel, Journal
of Psychoactive Drugs, DOI: 10.1080/02791072.2016.1264647
Article views: 2
Betel Nut Chewing in Iron Age Vietnam? Detection of Areca catechu Alkaloids in
Dental Enamel
Simone Krais, M.A.a, Miriam Klima, M.Sc.b, Laura M. Huppertz, B.Sc.c, Volker Auwärter, Ph.D.d,
Markus J. Altenburger, M.D.e, and Merja A. Neukamm, Ph.D.f
a
Doctoral Candidate, Physical Anthropology, Faculty of Medicine, University of Freiburg, Freiburg, Germany; bDoctoral Candidate, Institute
for Forensic Medicine, Medical Center–University of Freiburg, Faculty of Medicine, Hermann Staudinger Graduate School, University of
Freiburg, Freiburg, Germany; cResearch Associate, Institute for Forensic Medicine, Medical Center–University of Freiburg, Faculty of Medicine,
University of Freiburg, Freiburg, Germany; dProfessor, Institute for Forensic Medicine, Medical Center–University of Freiburg, Faculty of
Medicine, University of Freiburg, Freiburg, Germany; eProfessor, Department of Operative Dentistry and Periodontology, University Medical
Center, Freiburg, Germany; fAssistant Professor, Institute for Forensic Medicine, Medical Center–University of Freiburg, Faculty of Medicine,
University of Freiburg, Freiburg, Germany
Currently, approximately 600 million people practice the historical, linguistic, and ethnographic sources. In
habit of betel nut chewing (Gupta and Warnakulasuriya archaeology, artifacts of material culture, like specific
2002). Little known in the Western world, along with jars, remains of the areca plant, and reddish-brown
alcohol, tobacco, and coffee, it is globally one of the most stained teeth, are associated with the habit, and claims
commonly used drugs. Its geographical distribution is to the origin of the habit reach back even some millen-
centered in South and Southeast Asia and extends from nia ago (see Zumbroich 2008). Unfortunately, these
Madagascar to the Solomon Islands. The areca nut is the lines of evidence are indirect and depend on current
seed of the areca palm (Areca catechu L., Arecaceae) and archaeological interpretations. The issue can also be
is commonly referred to as betel nut. Usually, betel is approached by biochemical analysis, which is more
consumed as so-called betel quid; a small package con- direct and independent.
taining pieces of betel nut and slaked lime (calcium On a biochemical level, upon chewing a betel quid,
hydroxide) wrapped in a betel leaf (Piper betle L., the active tetrahydropyridine alkaloids of the betel nut
Piperaceae). Sometimes, spices are added. Typical visible (arecoline, arecaidine, guvacoline, and guvacine) are
indication of regular betel quid chewing is the overall released and can be detected in high concentrations in
reddish staining of the teeth surface. Due to its mild saliva (Franke et al. 2015). During mastication with
stimulating effects, it is most often used as a recreational slaked lime, the ester bonds of arecoline and guvacoline
drug, but it is also part of rituals and traditional medi- are cleaved, yielding arecaidine and guvacine, respec-
cine (Zumbroich 2008). In many traditional societies, tively (see Figure 1). Additionally, areca red, a tannin
drug use plays an important role in religious ceremonies formed during mastication, produces reddish-brown
and for healing purposes. saliva covering all surfaces of the teeth, resulting in
The origin of betel nut chewing in Southeast Asia red staining in the oral cavity. Habitual use can lead
can be traced back for more than 2000 years by to permanent staining of all enamel surfaces. These
CONTACT Merja A. Neukamm merja.neukamm@uniklinik-freiburg.de Institute for Forensic Medicine, Medical Center–University of Freiburg, Faculty
of Medicine, Albertstrasse 9, 79104 Freiburg, Germany.
Color versions of one or more of the figures in the article can be found online at www.tandfonline.com/ujpd.
© 2016 Taylor & Francis Group, LLC
2 S. KRAIS ET AL.
Figure 1. Chemical structures of the characteristic areca catechu alkaloids arecoline, arecaidine, guvacoline, and guvacine and their
reactions with lime.
discolorations range from red to black, depending on Hocart and Fankhauser detected arecaidine and guvacine
the frequency and duration of chewing and dental in stained enamel (Hocart and Fankhauser 1996). These
hygiene (Reichart et al. 1985; Rooney 1993). alkaloids are specific for Areca catechu L. To exclude
This unintentional staining has to be distinguished possible overlapping of tooth blackening and betel nut
from the staining resulting from tooth blackening, chewing (Zumbroich 2008), Hocart and Fankhauser addi-
which is the custom of intentional dental staining. It is tionally tested an unstained buccal surface of a tooth from
a common type of body decoration in parts of Asia, the same skeleton, but the alkaloids were only found on
Micronesia, and Melanesia. For social and aesthetic rea- the stained labial surface. However, Hocart and
sons, mainly the labial surface of the front teeth is Fankhauser demonstrated that betel nut was used as a
stained. Ethnobotanic studies show that, among many staining agent for prehistoric tooth blackening. Since
other plants, and organic or inorganic preparations, arecaidine and guvacine are cleavage products of areco-
areca nut can serve as a dying agent for deliberate line or guvacoline, respectively, it can also be concluded
tooth blackening. However, due to the “Western ideal that the staining paste used for the intentional blackening
of white teeth,” the importance of this custom is declin- might have been produced including mastication with
ing (Zumbroich 2009). While intentional tooth black- slaked lime, possibly in a similar way as a betel quid.
ening results in reddish-brown staining of mainly the The objective of this study was to analyze dental
labial surface of the front teeth, betel nut chewing results tissue from an Iron Age skeleton with irregular red-
in unintentional reddish-brown irregular staining of all dish-brown dental staining of all enamel surfaces com-
enamel surfaces. These staining patterns have to be dis- monly associated with betel nut chewing. In comparison
tinguished thoughtfully in the archaeological record, to more indirect approaches, the chemical proof of betel-
since they imply different customs (Zumbroich 2008). nut-specific substances in this kind of dental staining
The biochemical analysis of prehistoric tooth black- would be more straightforward. Moreover, it would sup-
ening is reported from the Bronze Age site Nui Nap in port the common association of the stains with the habit
northern Vietnam (Oxenham et al. 2002) and the Latte of betel nut chewing. In addition to the analysis of the
Phase (1100–1700 AD) of the Alaguan site on Rota, Iron Age tooth, chewing of a betel quid was simulated in
Mariana Islands (Hocart and Fankhauser 1996). an in-vitro experiment to shed more light on the ques-
Oxenham et al. (2002) detected a tannin in the labial tion of which betel alkaloids are actually incorporated in
staining of a skeleton dating to between 2400 to different types of dental tissue.
2000 years before the present and in a betel nut sample
(Areca catechu L.) by analysis with gas chromatography-
mass spectrometry (GC-MS), suggesting that betel nut
Materials
was used for prehistoric tooth blackening. However, the
detected tannin may not be specific for betel nut, since it The site of Gò Ô Chùa is situated in the Mekong Delta
may also occur in other plants. By GC-MS analysis, in Long An province in Southern Vietnam, close to the
JOURNAL OF PSYCHOACTIVE DRUGS 3
five consecutive days, followed by untreated incubation arecoline, arecaidine, guvacoline, and guvacine, respec-
at 37°C in a humidity chamber for two days. tively, were used for single-point calibration.
Additionally, the enamel and dentin samples of the
prehistoric tooth were analyzed by liquid chromatogra-
Preparation and analysis of specimens
phy-high-resolution time-of-flight mass spectrometry (LC-
For analysis of the Iron Age tooth, the stained dental HR-ToF-MS). For LC-HR-ToF-MS, a Dionex UltiMate
enamel and preserved dentin material of one molar 3000 RSLC HPLC system (HPG–3400RS binary pump
(35) of individual 08GOC HI M6 were used. All of with solvent selection valve, WPS–3000TRS autosampler,
the stained enamel was removed from the whole sur- TCC–3000RS column compartment, and SRD–3600 sol-
face of the tooth with a fine dental drill to gain enamel vent rack degasser; Thermo Fisher Scientific, Dreireich,
powder, and the inside of the tooth was hollowed out to Germany) coupled to a maXis impact Q–ToF instrument
gain pulp-oriented dentin powder. (Bruker Daltonik, Bremen, Germany) was used.
All specimens were powdered using a ball mill. The Data acquisition and evaluation was performed with
extraction procedure of the prehistorical material, the HyStar and Data Analysis software (Bruker Daltonik).
pellets, and the betel nut was according to Spinner et al. LC conditions were as follows: mobile phase A deio-
(2014). Briefly, 50 mg of powder was ultrasonicated nized water/MeOH 90:10 (v/v) with 5 mM ammonium
with 500 µl of methanol three times for 60 minutes. formate and 0.01% HCOOH, mobile phase B MeOH
The combined extracts were evaporated to dryness, with 5 mM ammonium formate and 0.01% HCOOH.
resuspended in liquid chromatography mobile phase, For chromatographic separation, a Dionex Acclaim
and analyzed by liquid chromatography-tandem mass RSLC 120 C18 column (100 × 2.1 mm, 2.2 μm) was
spectrometry (LC-MS/MS). used. Gradient elution was applied starting at 1%
All samples were semi-quantitatively analyzed by a mobile phase B for 1 min with a flow rate of 0.2 ml/
liquid chromatography-tandem mass spectrometry (LC- min, increased to 39% mobile phase B in 2 min, and
MS/MS) method (Spinner et al. 2014). The LC-MS/MS increased to 99.9% mobile phase B at a flow rate of
system comprised a Dionex Ultimate 3000 HPLC 0.4 ml/min in 9 min followed by a 2 min hold at a flow
(Thermo Scientific, Dreieich, Germany) coupled to a rate of 0.48 ml/min. Starting conditions were restored
SCIEX API 5000 (SCIEX, Darmstadt, Germany). Separa- within 0.1 min with a flow rate reduction to 0.2 ml/min
tion was performed at 40°C on a Luna PFP column after 3 min; these conditions were held for 0.9 min
(150 × 2 mm, 5 μm) with a guard column with the same prior to the injection of the next sample. The autosam-
stationary phase (4 × 2 mm) (Phenomenex, Aschaffenburg, pler and column oven temperatures were set to 5 and
Germany), and with mobile phases consisting of aqueous 30°C, respectively. The ToF was operated in positive
formate buffer (mobile phase A, 0.1% formic acid and ESI mode acquiring full-scan and broadband collision-
1.0 mmol/l ammonium formate, pH 2.7) and methanol induced dissociation (bbCID) specta. For bbCID colli-
with 0.1% formic acid (mobile phase B). The following sion energy stepping from 24 to 36 eV was applied.
gradient was used: initially, 5% of solvent B at a flow rate
of 0.4 ml/min was kept for 1 min. During 14 min, solvent B
Results
increased up to 98% at a flow rate of 0.6 ml/min, which was
kept for 2 min. Initial conditions were restored and held for In the reddish-brown stained enamel of the prehistoric
3 min to re-equilibrate the system. Injection volume was tooth, arecoline, one of the characteristic alkaloids of
20 µl. The mass spectrometer was operated in positive ESI- Areca catechu L., was identified by LC-HR-ToF-MS
mode. Ion-spray voltage was set to +1,500 V. The gas (acquired m/z 156.1018, calculated m/z 156.1019, deviation
settings were as follows: curtain gas 20 psi, collision gas 9 0.06 ppm) and LC-MS/MS. Arecolidine, another character-
psi, ion source gas (1) 60 psi, ion gas (2) 70 psi, source istic alkaloid ingredient of Areca catechu L., could be tenta-
temperature 500°C. The following transitions in multiple tively identified by LC-HR-ToF-MS (acquired m/z
reaction monitoring mode (MRM) were recorded: areco- 156.1021, calculated m/z 156.1019, deviation −1.2 ppm;
line: 156 > 81, 156 > 53, 156 > 156 (pseudo-transition); no reference standard to compare retention time or possible
arecaidine: 142 > 81, 142 > 53; guvacoline: 142 > 113, fragmentation was available). However, no alkaloids at all
142 > 59; guvacine: 128 > 81, 128 > 53. Deuterated methy- were detected in the dentin of the prehistoric tooth. In the
lenedioxymethamphetamine (d5-MDMA) was used as bovine enamel and dentin samples treated with betel nut
internal standard (MRM: 199 > 165). For all MRMs, declus- paste in-vitro, arecoline and guvacoline were detected in the
tering potential (DP) was 70 V, entrance potential was 10 V, enamel pellets. In the dentin pellets, in contrast, arecaidine
collision energy was 20 V, and cell exit potential was 13 V. was the main finding along with smaller amounts of guva-
Extracts of dentin powder previously spiked with 0.1 ng/mg cine (see Table 1 and Figure 3).
JOURNAL OF PSYCHOACTIVE DRUGS 5
Table 1. Findings of the betel alkaloids in different tooth structures of the characteristic dental staining with betel nut
with LC-MS/MS. chewing and the assumption that this prehistoric per-
Arecoline Arecaidine Guvacoline Guvacine son chewed betel nut, and strengthens the theory that
Prehistoric enamel + – – –
Prehistoric dentin – – – –
areca nut was already used as a psychoactive stimulant
Enamel in-vitro + – + – in prehistory.
Dentin in-vitro – ++ – +
However, this interpretation is disturbed by one impor-
tant fact. The in-vitro experiment showed that next to the
incorporation of arecoline and guvacoline into dental
Discussion
enamel, the incorporation of betel alkaloids arecaidine
The detection of arecoline in the dental enamel of and guvacine into dentin is possible. But in the prehistoric
individual 08GOC HI M6 from Gò Ô Chùa proves dentin, no alkaloids were found. This absence of arecaidine
that this individual used betel nut orally. This bio- and guvacine in the prehistoric dentin could be explained
chemical evidence supports the common association by different reasons.
Figure 3. MRM-chromatograms of arecoline, arecaidine, guvacoline, and guvacine in the different materials.
6 S. KRAIS ET AL.
Firstly, we cannot exclude that the alkaloids were dental enamel and dentin contributes to the assessment
absent in dentin because they never came in touch of betel nut use by biomarkers in modern contexts.
with it. This might be the case if the staining was
applied by a procedure similar to tooth blackening
where betel nut is not chewed and alkaloids do not Acknowledgments
enter the blood stream in larger amounts. In the in-
The authors wish to thank the following persons and institu-
vitro experiment, dentin was directly exposed to the tions for their support: Andreas Reinecke for archaeological
betel preparation and so to the alkaloids in very high background information; Bùi Phát Diệm, director of the
concentrations. But, in contrast, while chewing the Long An province museum, vice-director Vương Thu
betel quid, the betel alkaloids are absorbed by the Hồng, and staff member Đỗ Thị Lan for access to the mate-
mucosa of the oral cavity or swallowed and subse- rial and the friendly cooperation.
quently distributed in the blood stream. Successively,
via the blood vessels in the dental pulp, the alkaloids
Funding
could theoretically diffuse into dentin—but, secondly, it
is not known if they are incorporated in a relevant and The authors wish to thank the Deutsche Forschungsgemeinschaft
for funding the project “Determination of Drugs in Dental
measurable concentration via the pulp. As alkaloid
Material” (NE 1879/2-1, AL 1665/3-1).
concentrations in saliva (Franke et al. 2015) are
approximately three orders of magnitude higher than
in blood plasma (Wang et al. 2014), diffusion into References
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