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G.R. No.

164007 August 10, 2006 The National Bureau of Investigation (NBI) investigated the
incident and recommended that the military personnel involved
LT. (SG) EUGENE GONZALES, LT. (SG) ANDY TORRATO, be charged with coup d’etat defined and penalized under Article
LT. (SG) ANTONIO TRILLANES IV, CPT. GARY ALEJANO, 134-A of the Revised Penal Code, as amended. On July 31, 2003,
LT. (SG) JAMES LAYUG, CPT. GERARDO GAMBALA, CPT. the Chief State Prosecutor of the Department of Justice (DOJ)
NICANOR FAELDON, LT. (SG) MANUEL CABOCHAN, ENS. recommended the filing of the corresponding Information
ARMAND PONTEJOS, LT. (JG) ARTURO PASCUA, and 1LT. against them.
JONNEL SANGGALANG, Petitioners,
vs. Meanwhile, on August 2, 2003, pursuant to Article 70 of the
GEN. NARCISO ABAYA, in his capacity as Chief of Staff Articles of War, respondent General Narciso Abaya, then AFP
of the Armed Forces of the Philippines, and B. GEN. Chief of Staff, ordered the arrest and detention of the soldiers
MARIANO M. SARMIENTO, JR., in his capacity as the involved in the Oakwood incident and directed the AFP to
Judge Advocate General of the Judge Advocate conduct its own separate investigation.
General’s Office (JAGO), Respondents.
On August 5, 2003, the DOJ filed with the Regional Trial Court
For our resolution is the Petition for Prohibition (with prayer for (RTC), Makati City an Information for coup d’etat 2against those
a temporary restraining order) filed by the above-named soldiers, docketed as Criminal Case No. 03-2784 and eventually
members of the Armed Forces of the Philippines (AFP), herein raffled off to Branch 61, presided by Judge Romeo F.
petitioners, against the AFP Chief of Staff and the Judge Barza. 3 Subsequently, this case was consolidated with Criminal
Advocate General, respondents. Case No. 03-2678, involving the other accused, pending before
Branch 148 of the RTC, Makati City, presided by Judge Oscar B.
The facts are: Pimentel.

On July 26, 2003, President Gloria Macapagal Arroyo received On August 13, 2003, the RTC directed the DOJ to conduct a
intelligence reports that some members of the AFP, with reinvestigation of Criminal Case No. 03-2784.
high-powered weapons, had abandoned their designated places
of assignment. Their aim was to destabilize the government. On the same date, respondent Chief of Staff issued Letter Order
The President then directed the AFP and the Philippine National No. 625 creating a Pre-Trial Investigation Panel tasked to
Police (PNP) to track and arrest them. determine the propriety of filing with the military tribunal
charges for violations of the Articles of War under
On July 27, 2003 at around 1:00 a.m., more than 300 heavily Commonwealth Act No. 408, 4 as amended, against the same
armed junior officers and enlisted men of the AFP – mostly from military personnel. Specifically, the charges are: (a) violation of
the elite units of the Army’s Scout Rangers and the Navy’s Article 63 for disrespect toward the President, the Secretary of
Special Warfare Group – entered the premises of the Oakwood National Defense, etc., (b) violation of Article 64 for disrespect
Premier Luxury Apartments on Ayala Avenue, Makati City. They toward a superior officer, (c) violation of Article 67 for mutiny or
disarmed the security guards and planted explosive devices sedition, (d) violation of Article 96 for conduct unbecoming an
around the building. officer and a gentleman, and (e) violation of Article 97 for
conduct prejudicial to good order and military discipline.
Led by Navy Lt. (SG) Antonio Trillanes IV, the troops sported
red armbands emblazoned with the emblem of Of the original 321 accused in Criminal Case No. 03-2784, only
the "Magdalo" faction of the Katipunan. 1 The troops then, 243 (including petitioners herein) filed with the RTC, Branch
through broadcast media, announced their grievances against 148 an Omnibus Motion praying that the said trial court assume
the administration of President Gloria Macapagal Arroyo, such jurisdiction over all the charges filed with the military tribunal.
as the graft and corruption in the military, the illegal sale of They invoked Republic Act (R.A.) No. 7055. 5
arms and ammunition to the "enemies" of the State, and the
bombings in Davao City intended to acquire more military On September 15, 2003, petitioners filed with the Judge
assistance from the US government. They declared their Advocate General’s Office (JAGO) a motion praying for the
withdrawal of support from their Commander-in-Chief and suspension of its proceedings until after the RTC shall have
demanded that she resign as President of the Republic. They resolved their motion to assume jurisdiction.
also called for the resignation of her cabinet members and the
top brass of the AFP and PNP. On October 29, 2003, the Pre-Trial Investigation Panel
submitted its Initial Report to the AFP Chief of Staff
About noontime of the same day, President Arroyo issued recommending that the military personnel involved in the
Proclamation No. 427 declaring a state of rebellion, followed by Oakwood incident be charged before a general court martial
General Order No. 4 directing the AFP and PNP to take all with violations of Articles 63, 64, 67, 96, and 97 of the Articles
necessary measures to suppress the rebellion then taking place of War.
in Makati City. She then called the soldiers to surrender their
weapons at five o’clock in the afternoon of that same day. Meanwhile, on November 11, 2003, the DOJ, after conducting a
reinvestigation, found probable cause against only 31
In order to avoid a bloody confrontation, the government sent (petitioners included) of the 321 accused in Criminal Case No.
negotiators to dialogue with the soldiers. The aim was to 03-2784. Accordingly, the prosecution filed with the RTC an
persuade them to peacefully return to the fold of the law. After Amended Information. 6
several hours of negotiation, the government panel succeeded
in convincing them to lay down their arms and defuse the In an Order dated November 14, 2003, the RTC admitted the
explosives placed around the premises of the Oakwood Amended Information and dropped the charge of coup
Apartments. Eventually, they returned to their barracks. d’etat against the 290 accused.

A total of 321 soldiers, including petitioners herein, surrendered Subsequently, or on December 12, 2003, the Pre-Trial
to the authorities. Investigation Panel submitted its Final Pre-Trial Investigation
Report 7 to the JAGO, recommending that, following the
"doctrine of absorption," those charged with coup d’etatbefore
the RTCshould not be charged before the military tribunal for duly arraigned on July 13 and 18, 2005." 16 The "(r)ecords show
violation of the Articles of War. that in the hearing on July 13, 2005, all the 29 accused were
present" and, "(o)n that day, Military Prosecutor Captain Karen
For its part, the RTC, on February 11, 2004, issued an Ong Jags read the Charges and Specifications from the Charge
Order 8 stating that "all charges before the court martial against Sheet in open court (pp. 64, TSN, July 13, 2005)." 17
the accused…are hereby declared not service-connected, but
rather absorbed and in furtherance of the alleged crime of coup The sole question for our resolution is whether the petitioners
d’etat." The trial court then proceeded to hear petitioners’ are entitled to the writ of prohibition.
applications for bail.
There is no dispute that petitioners, being officers of the AFP,
In the meantime, Colonel Julius A. Magno, in his capacity as are subject to military law. Pursuant to Article 1 (a) of
officer-in-charge of the JAGO, reviewed the findings of the Commonwealth Act No. 408, as amended, otherwise known as
Pre-Trial Investigation Panel. He recommended that 29 of the the Articles of War, the term "officer" is "construed to refer to a
officers involved in the Oakwood incident, including petitioners, commissioned officer." Article 2 provides:
be prosecuted before a general court martial for violation of
Article 96 (conduct unbecoming an officer and a gentleman) of Art. 2. Persons Subject to Military Law. – The following persons
the Articles of War. are subject to these articles and shall be understood as included
in the term "any person subject to military law" or "persons
On June 17, 2004, Colonel Magno’s recommendation was subject to military law," whenever used in these articles:
approved by the AFP top brass. The AFP Judge Advocate
General then directed petitioners to submit their answer to the (a) All officers and soldiers in the active service of the
charge. Instead of complying, they filed with this Court the Armed Forces of the Philippines or of the Philippine
instant Petition for Prohibition praying that respondents be Constabulary, all members of the reserve force, from the dates
ordered to desist from charging them with violation of Article 96 of their call to active duty and while on such active duty; all
of the Articles of War in relation to the Oakwood incident. 9 trainees undergoing military instructions; and all other persons
lawfully called, drafted, or ordered into, or to duty or for training
Petitioners maintain that since the RTC has made a in the said service, from the dates they are required by the
determination in its Order of February 11, 2004 that the offense terms of the call, draft, or order to obey the same.
for violation of Article 96 (conduct unbecoming an officer and a
gentleman) of the Articles of War is not service-connected, but Upon the other hand, Section 1 of R.A. No. 7055 reads:
is absorbed in the crime of coup d’etat, the military tribunal
cannot compel them to submit to its jurisdiction.
SEC. 1. Members of the Armed Forces of the Philippines and
other persons subject to military law, including members of the
The Solicitor General, representing the respondents, counters Citizens Armed Forces Geographical Units, who commit crimes
that R.A. No. 7055 specifies which offenses covered by the or offenses penalized under the Revised Penal Code, other
Articles of War areservice-connected. These are violations of special penal laws, or local government ordinances, regardless
Articles 54 to 70, 72 to 92, and 95 to 97. The law provides that of whether or not civilians are co-accused, victims, or offended
violations of these Articles are properly cognizable by the court parties, which may be natural or juridical persons, shall be tried
martial. As the charge against petitioners is violation of Article by the proper civil court, except when the offense, as
96 which, under R.A. No. 7055 is a service-connected offense, determined before arraignment by the civil court, is
then it falls under the jurisdiction of the court martial. service-connected, in which case, the offense shall be tried by
court-martial, Provided, That the President of the Philippines
Subsequently, petitioners filed with this Court a Supplemental may, in the interest of justice, order or direct at any time before
Petition raising the additional issue that the offense charged arraignment that any such crimes or offenses be tried by the
before the General Court Martial has prescribed. Petitioners proper civil courts.
alleged therein that during the pendency of their original
petition, respondents proceeded with the Pre-Trial Investigation As used in this Section, service-connected crimes or offenses
for purposes of charging them with violation of Article 96 shall be limited to those defined in Articles 54 to 70, Articles 72
(conduct unbecoming an officer and a gentleman) of the to 92, and Articles 95 to 97 of Commonwealth Act No. 408, as
Articles of War; that the Pre-Trial Investigation Panel then amended.
referred the case to the General Court Martial; that "almost two
years since the Oakwood incident on July 27, 2003, only
In imposing the penalty for such crimes or offenses, the
petitioner Lt. (SG) Antonio Trillanes was arraigned, and this was
court-martial may take into consideration the penalty
done under questionable circumstances;" 10 that in the hearing
prescribed therefor in the Revised Penal Code, other special
of July 26, 2005, herein petitioners moved for the dismissal of
laws, or local government ordinances.
the case on the ground that they were not arraigned within the
prescribed period of two (2) years from the date of the
Section 1 of R.A. No. 7055, quoted above, is clear and
commission of the alleged offense, in violation of Article 38 of
unambiguous. First, it lays down the general rule that members
the Articles of War; 11 that "the offense charged prescribed on
of the AFP and other persons subject to military law, including
July 25, 2005;" 12 that the General Court Martial ruled, however,
members of the Citizens Armed Forces Geographical Units, who
that "the prescriptive period shall end only at 12:00 midnight of
commit crimes or offenses penalized under the Revised Penal
July 26, 2005;" 13 that "(a)s midnight of July 26, 2005 was
Code (like coup d’etat), other special penal laws, or local
approaching and it was becoming apparent that the accused
ordinances shall be tried by the proper civil court. Next, it
could not be arraigned, the prosecution suddenly changed its
provides the exception to the general rule, i.e., where the civil
position and asserted that 23 of the accused have already been
court, before arraignment, has determined the offense to be
arraigned;" 14 and that petitioners moved for a reconsideration
service-connected, then the offending soldier shall be tried by a
but it was denied by the general court martial in its Order dated
court martial. Lastly, the law states an exception to the
September 14, 2005. 15
exception, i.e., where the President of the Philippines, in the
interest of justice, directs before arraignment that any such
In his Comment, the Solicitor General prays that the
crimes or offenses be tried by the proper civil court.
Supplemental Petition be denied for lack of merit. He alleges
that "contrary to petitioners’ pretensions, all the accused were
The second paragraph of the same provision further identifies Obviously, there is no merit in petitioners’ argument that they
the "service-connected crimes or offenses" as "limited to can no longer be charged before the court martial for violation
those defined in Articles 54 to 70, Articles 72 to 92, and of Article 96 of the Articles of War because the same has been
Articles 95 to 97" of the Articles of War. Violations of these declared by the RTC in its Order of February 11, 2004 as "not
specified Articles are triable by court martial. This delineates service-connected, but rather absorbed and in furtherance of
the jurisdiction between the civil courts and the court martial the alleged crime of coup d’etat," hence, triable by said court
over crimes or offenses committed by military personnel. (RTC). The RTC, in making such declaration, practically
amended the law which expressly vests in the court martial the
Such delineation of jurisdiction by R.A. No. 7055 is necessary to jurisdiction over "service-connected crimes or offenses." What
preserve the peculiar nature of military justice system over the law has conferred the court should not take away. It is only
military personnel charged with service-connected offenses. the Constitution or the law that bestows jurisdiction on the
The military justice system is disciplinary in nature, aimed at court, tribunal, body or officer over the subject matter or nature
achieving the highest form of discipline in order to ensure the of an action which can do so. 22 And it is only through a
highest degree of military efficiency. 18 Military law is constitutional amendment or legislative enactment that such act
established not merely to enforce discipline in times of war, but can be done. The first and fundamental duty of the courts is
also to preserve the tranquility and security of the State in time merely to apply the law "as they find it, not as they like it to
of peace; for there is nothing more dangerous to the public be." 23 Evidently, such declaration by the RTC constitutes grave
peace and safety than a licentious and undisciplined military abuse of discretion tantamount to lack or excess of jurisdiction
body. 19 The administration of military justice has been and is, therefore, void.
universally practiced. Since time immemorial, all the armies in
24
almost all countries of the world look upon the power of military In Navales v. Abaya., this Court, through Mr. Justice Romeo J.
law and its administration as the most effective means of Callejo, Sr., held:
enforcing discipline. For this reason, the court martial has
become invariably an indispensable part of any organized We agree with the respondents that the sweeping declaration
armed forces, it being the most potent agency in enforcing made by the RTC (Branch 148) in the dispositive portion of its
discipline both in peace and in war. 20 Order dated February 11, 2004 that all charges before the
court-martial against the accused were not service-connected,
Here, petitioners are charged for violation of Article 96 (conduct but absorbed and in furtherance of the crime of coup d’etat,
unbecoming an officer and a gentleman) of the Articles of War cannot be given effect. x x x, such declaration was made
before the court martial, thus: without or in excess of jurisdiction; hence, a nullity.

All persons subject to military law, did on or about 27 July 2003 The second paragraph of the above provision (referring to
at Oakwood Hotel, Makati City, Metro Manila, willfully, Section 1 of R.A. No. 7055) explicitly specifies what are
unlawfully and feloniously violate their solemn oath as considered "service-connected crimes or offenses" under
officers to defend the Constitution, the law and the Commonwealth Act No. 408, as amended, also known as the
duly-constituted authorities and abused their Articles of War, to wit:
constitutional duty to protect the people and the
State by, among others, attempting to oust the incumbent Articles 54 to 70:
duly-elected and legitimate President by force and violence,
seriously disturbing the peace and tranquility of the people and
Art. 54. Fraudulent Enlistment.
the nation they are sworn to protect, thereby causing
dishonor and disrespect to the military profession,
Art. 55. Officer Making Unlawful Enlistment.
conduct unbecoming an officer and a gentleman, in
violation of AW 96 of the Articles of War.
Art. 56. False Muster.
CONTRARY TO LAW. (Underscoring ours)
Art. 57. False Returns.
Article 96 of the Articles of War 21 provides:
Art. 58. Certain Acts to Constitute Desertion.
ART. 96. Conduct Unbecoming an Officer and Gentleman. – Any
officer, member of the Nurse Corps, cadet, flying cadet, or Art. 59. Desertion.
probationary second lieutenant, who is convicted of conduct
unbecoming an officer and a gentleman shall be dismissed Art. 60. Advising or Aiding Another to Desert.
from the service. (Underscoring ours)
Art. 61. Entertaining a Deserter.
We hold that the offense for violation of Article 96 of the Articles
of War is service-connected. This is expressly provided in Art. 62. Absence Without Leave.
Section 1 (second paragraph) of R.A. No. 7055. It bears
stressing that the charge against the petitioners concerns the Art. 63. Disrespect Toward the President, Vice-President,
alleged violation of their solemn oath as officers to
defend the Constitution and the duly-constituted
Congress of the Philippines, or Secretary of National
authorities.Such violation allegedly caused dishonor and
disrespect to the military profession. In short, the charge
has a bearing on their professional conduct or behavior as Defense.
military officers. Equally indicative of the "service-connected"
nature of the offense is the penalty prescribed for the same Art. 64. Disrespect Toward Superior Officer.
– dismissal from the service – imposable only by the
military court.Such penalty is purely disciplinary in character, Art. 65. Assaulting or Willfully Disobeying Superior Officer.
evidently intended to cleanse the military profession of misfits
and to preserve the stringent standard of military discipline. Art. 66. Insubordinate Conduct Toward Non-Commissioned
Officer.
Art. 67. Mutiny or Sedition. Further, Section 1 of Rep. Act No. 7055 vests on the military
courts the jurisdiction over the foregoing offenses. x x x.
Art. 68. Failure to Suppress Mutiny or Sedition.
It is clear from the foregoing that Rep. Act No. 7055 did not
Art. 69. Quarrels; Frays; Disorders. divest the military courts of jurisdiction to try cases involving
violations of Articles 54 to 70, Articles 72 to 92, and Articles 95
to 97 of the Articles of War as these are considered
Art. 70. Arrest or Confinement.
"service-connected crimes or offenses." In fact, it mandates
that these shall be tried by the court-martial.
Articles 72 to 92:

Moreover, the observation made by Mr. Justice Antonio T.


Art. 72. Refusal to Receive and Keep Prisoners.
Carpio during the deliberation of this case is worth quoting,
thus:
Art. 73. Report of Prisoners Received.
The trial court aggravated its error when it justified its ruling by
Art. 74. Releasing Prisoner Without Authority. holding that the charge of Conduct Unbecoming an Officer and
a Gentleman is ‘absorbed and in furtherance to the alleged
Art. 75. Delivery of Offenders to Civil Authorities. crime of coup d’etat.’ Firstly, the doctrine of ‘absorption of
crimes’ is peculiar to criminal law and generally applies to
Art. 76. Misbehavior Before the Enemy. crimes punished by the same statute, 25unlike here where
different statutes are involved. Secondly, the doctrine applies
Art. 77. Subordinates Compelling Commander to Surrender. only if the trial court has jurisdiction over both offenses. Here,
Section 1 of R.A. 7055 deprives civil courts of jurisdiction over
service-connected offenses, including Article 96 of the Articles
Art. 78. Improper Use of Countersign.
of War. Thus, the doctrine of absorption of crimes is not
applicable to this case.
Art. 79. Forcing a Safeguard.
Military law is sui generis (Calley v. Callaway, 519 F.2d 184
Art. 80. Captured Property to be Secured for Public Service. [1975]), applicable only to military personnel because the
military constitutes an armed organization requiring a system of
Art. 81. Dealing in Captured or Abandoned Property. discipline separate from that of civilians (see Orloff v.
Willoughby, 345 U.S. 83 [1953]). Military personnel carry
Art. 82. Relieving, Corresponding With, or Aiding the Enemy. high-powered arms and other lethal weapons not allowed to
civilians. History, experience, and the nature of a military
Art. 83. Spies. organization dictate that military personnel must be subjected
to a separate disciplinary system not applicable to unarmed
civilians or unarmed government personnel.
Art. 84. Military Property.–Willful or Negligent Loss, Damage

A civilian government employee reassigned to another place by


or wrongful Disposition.
his superior may question his reassignment by asking a
temporary restraining order or injunction from a civil court.
Art. 85. Waste or Unlawful Disposition of Military Property However, a soldier cannot go to a civil court and ask for a
restraining or injunction if his military commander reassigns him
Issued to Soldiers. to another area of military operations. If this is allowed, military
discipline will collapse.
Art. 86. Drunk on Duty.
xxx
Art. 87. Misbehavior of Sentinel.
This Court has recognized that courts-martial are
Art. 88. Personal Interest in Sale of Provisions. instrumentalities of the Executive to enable the President, as
Commander-in-Chief, to effectively command, control, and
Art. 88-A. Unlawful Influencing Action of Court. discipline the armed forces (see Ruffy v. Chief of Staff, 75 Phil.
875 [1946], citing Winthrop’s Military Law and Precedents, 2nd
edition, p. 49). In short, courts-martial form part of the
Art. 89. Intimidation of Persons Bringing Provisions.
disciplinary system that ensures the President’s control, and
thus civilian supremacy, over the military. At the apex of this
Art. 90. Good Order to be Maintained and Wrongs Redressed. disciplinary system is the President who exercises review
powers over decisions of courts-martial (citing Article 50 of the
Art. 91. Provoking Speeches or Gestures. Articles of War; quoted provisions omitted).

Art. 92. Dueling. xxx

Articles 95 to 97: While the Court had intervened before in courts-martial or


similar proceedings, it did so sparingly and only to release a
Art. 95. Frauds Against the Government. military personnel illegally detained (Ognir v. Director of Prisons,
80 Phil. 401 [1948] or to correct objectionable procedures
Art. 96. Conduct Unbecoming an Officer and Gentleman. (Yamashita v. Styer, 75 Phil. 563 [1945]). The Court has never
suppressed court-martial proceedings on the ground that the
offense charged ‘is absorbed and in furtherance of’ another
Art. 97. General Article.
criminal charge pending with the civil courts. The Court may
now do so only if the offense charged is not one of the
service-connected offenses specified in Section 1 of RA 7055. whole overt act but on any part of it. (People vs. Adriano, 44 Off.
Such is not the situation in the present case. Gaz., 4300; Cramer vs. U. S., 65 S. Ct. 918.)

With respect to the issue of prescription raised by petitioners in The lower court believes that the accused is "guilty beyond
their Supplemental Petition, suffice it to say that we cannot reasonable doubt of the crime of treason complexed by murder
entertain the same. The contending parties are at loggerheads and physical injuries," with "the aggravating circumstances
as to (a) who among the petitioners were actually arraigned, mentioned above." Apparently, the court has regarded the
and (b) the dates of their arraignment. These are matters murders and physical injuries charged in the information, not
involving questions of fact, not within our power of review, as only as crimes distinct from treason but also as modifying
we are not a trier of facts. In a petition for prohibition, such as circumstances. The Solicitor General agrees with the decision
the one at bar, only legal issues affecting the jurisdiction of the except as to technical designation of the crime. In his opinion,
tribunal, board or officer involved may be resolved on the basis the offense committed by the appellant is a "complex crime of
of the undisputed facts. 26 treason with homicide."

Clearly, the instant petition for prohibition must fail. The office Counts 1, 2, 3 and 7 are as follows:
of prohibition is to prevent the unlawful and oppressive exercise
of authority and is directed against proceedings that are done 1. On or about October 15, 1944, in the municipality of
without or in excess of jurisdiction, or with grave abuse of Mandaue, Province of Cebu, Philippines, said accused being a
discretion, there being no appeal or other plain, speedy, and member of the Japanese Military Police and acting as
adequate remedy in the ordinary course of law. 27 Stated undercover man for the Japanese forces with the purpose of
differently, prohibition is the remedy to prevent inferior courts, giving and with the intent to give aid and comfort to the enemy
corporations, boards, or persons from usurping or exercising a did, then and there wilfully, unlawfully, feloniously and
jurisdiction or power with which they have not been vested by treasonably lead, guide and accompany a patrol of Japanese
law. 28 soldiers and Filipino undercovers to the barrio of Poknaon, for
the purpose of apprehending guerrillas and locating their
In fine, this Court holds that herein respondents have the hideouts; that said accused and his companions did
authority in convening a court martial and in charging apprehended Abraham Puno, tie his hands behind him and give
petitioners with violation of Article 96 of the Articles of War. him fist blows; thereafter said Abraham Puno was taken by the
accused and his Japanese companions to Yati, Liloan, Cebu,
WHEREFORE, the instant petition for prohibition is where he was severely tortured by placing red hot iron on his
DISMISSED. shoulders, legs and back and from there he was sent back to
the Japanese detention camp in Mandaue and detained for 7
days;
SO ORDERED.

G.R. No. L-399 January 29, 1948 2. On or about October 28, 1944, in the municipality of
Mandaue, Province of Cebu, Philippines, said accused acting as
an informer and agent for the Japanese Military Police, with the
THE PEOPLE OF THE PHILIPPINES, plaintiff-appellee,
purpose of giving and with the intent to give aid and comfort to
vs.
the enemy, did, the, and there willfully, unlawfully, feloniously
EDUARDO PRIETO (alias EDDIE
and treasonably lead, guide and accompany a group of Filipino
VALENCIA), defendant-appellant.
undercovers for the purpose of apprehending guerrillas and
guerrilla suspects; that the herein accused and his companions
The appellant was prosecuted in the People's Court for treason did in fact apprehend Guillermo Ponce and Macario Ponce from
on 7 counts. After pleading not guilty he entered a plea of guilty their house; that said accused and his companions did tie the
to counts 1, 2, 3 and 7, and maintained the original plea to hands of said Guillermo Ponce and Macario Ponce behind their
counts 4, 5, and 6. The special prosecutor introduced evidence backs, giving them first blows on the face and in other parts of
only on count 4, stating with reference to counts 5 and 6 that he the body and thereafter detained them at the Kempei Tai
did not have sufficient evidence to sustain them. The defendant Headquarters; that Guillermo Ponce was released the following
was found guilty on count 4 as well as counts 1, 2, 3, and 7 and day while his brother was detained and thereafter nothing more
was sentenced to death and to pay the fine of P20,000. was heard of him nor his whereabouts known;

Two witnesses gave evidence on count 4 but their statements 3. Sometime during the month of November, 1944, in the
do not coincide on any single detail. Juanito Albano, the first Municipality of Mandaue, Province of Cebu, Philippines, for the
witness, testified that in March, 1945, the accused with other purpose of giving and with the intent to give aid and comfort to
Filipino undercovers and Japanese soldiers caught an American the enemy and her military forces, said accused acting as an
aviator and had the witness carry the American to town on a enemy undercover did, then and there wilfully, unlawfully,
sled pulled by a carabao; that on the way, the accused walked feloniously, and treasonably lead, guide and accompany a
behind the sled and asked the prisoner if the sled was faster patrol of some 6 Filipinos and 2 Japanese soldiers to barrio
than the airplane; that the American was taken to the Kempetai Pakna-an, municipality of Mandaue for the purpose of
headquarters, after which he did not know what happened to apprehending guerrillas and guerrilla suspects, and said patrol
the flier. Valentin Cuison, the next witness, testified that one did in fact apprehend as guerrilla suspects Damian Alilin and
day in March, 1945, he saw the accused following an American Santiago Alilin who were forthwith tied with a rope, tortured and
and the accused were Japanese and other Filipinos. detained for 6 days; that on the 7th day said Damian Alilin and
Santiago Alilin were taken about 1/2 kilometer from their home
These witnesses evidently referred to two different occasions. and the accused did bayonet them to death;
The last witness stated that the American was walking as well
as his captors. And there was no sled, he said, nor did he see 7. In or about November 16, 1944, in Mandaue, in conspiracy
Juanito Albano, except at night when he and Albano had a drink with the enemy and other Filipinos undercovers, said accused
of tuba together. did cause the torture of Antonio Soco and the killing of Gil Soco
for guerrilla activities.
This evidence does not testify the two-witness principle. The
two witnesses failed to corroborate each other not only on the
The execution of some of the guerrilla suspects mentioned in counsel did not conduct the defense to the best of his ability. if
these counts and the infliction of physical injuries on others are Attorney Carin did his best as a sworn member of the bar, as
not offenses separate from treason. Under the Philippine the present attorney admits, that was enough; his sentiments
treason law and under the United States constitution defining did not cut any influence in the result of the case and did not
treason, after which the former was patterned, there must imperil the rights of the appellant.
concur both adherence to the enemy and giving him aid and
comfort. One without the other does not make treason. In conclusion, we find the defendant not guilty of count 4 and
guilty of treason as charged in counts 1,2,3 and 7. There being
In the nature of things, the giving of aid and comfort can only an aggravating circumstance, the penalty to be imposed
be accomplished by some kind of action. Its very nature is reclusion perpetua. The judgment of the lower court will be
partakes of a deed or physical activity as opposed to a mental modified in this respect accordingly. In all other particulars, the
operation. (Cramer vs. U.S., ante.) This deed or physical same will be affirmed. it is so ordered, with costs of this
activity may be, and often is, in itself a criminal offense under instance against the appellant.
another penal statute or provision. Even so, when the deed is
charged as an element of treason it becomes identified with the CRAMER v. UNITED STATES 325 U.S. 1 (1945)
latter crime and can not be the subject of a separate
punishment, or used in combination with treason to increase
the penalty as article 48 of the Revised Penal Code provides. On the night of June 12, 1942, several specially trained
Just as one can not be punished for possessing opium in a saboteurs were put ashore from a German submarine near
prosecution for smoking the identical drug, and a robber cannot
be held guilty of coercion or trespass to a dwelling in a Amagansett, New York, with orders to disperse throughout
prosecution for robbery, because possession of opium and force the United States and to sabotage the American war effort.
and trespass are inherent in smoking and in robbery
respectively, so may not a defendant be made liable for murder Anthony Cramer, a naturalized American citizen of German
as a separate crime or in conjunction with another offense background, befriended two of the saboteurs, met with them,
where, as in this case, it is averred as a constitutive ingredient
and was suspected of assisting them in their mission. However,
of treason. This rule would not, of course, preclude the
punishment of murder or physical injuries as such if the the only overt acts to which two witnesses could testify were
government should elect to prosecute the culprit specifically for
two meetings between Cramer and one of the saboteurs, who
those crimes instead on relying on them as an element of
treason. it is where murder or physical injuries are charged as was an old friend of Cramer's. The prosecution was unable to
overt acts of treason that they can not be regarded separately
produce the testimony of two witnesses concerning what took
under their general denomination.
place at the meetings or to establish that Cramer gave
However, the brutality with which the killing or physical injuries information, encouragement, shelter, or supplies to the
were carried out may be taken as an aggravating circumstance.
Thus, the use of torture and other atrocities on the victims saboteurs. Cramer was tried for and convicted of treason, and
instead of the usual and less painful method of execution will be he appealed his conviction to the Supreme Court.
taken into account to increase the penalty under the provision
of article 14, paragraph 21, of the Revised Penal Code, since
they, as in this case, augmented the sufferings of the offended The Cramer case marked the first time that the Supreme Court
parties unnecessarily to the attainment of the criminal passed on the meaning of the treason clause of Article III,
objective.
section 2, of the Constitution. Justice robert h. jackson, for a 5–

This aggravating circumstance is compensated by the 4 Court, held that the overt acts testified to by two witnesses
mitigating circumstance of plea of guilty. it is true that the must be sufficient, in their setting, to sustain a finding that
accused pleaded not guilty to counts 4, 5 and 6 but count 4 has
not be substantiated while counts 5 and 6 were abandoned. actual aid and comfort was given to an enemy of the United
States. Although there was other evidence of Cramer's Nazi
In this first assignment of error, counsel seeks reversal of the
sympathies and of his assistance to the saboteur, the overt
judgment because of the trial court's failure to appoint "another
attorney de oficio for the accused in spite of the manifestation acts—the meetings—were not in themselves treasonable, and
of the attorney de oficio (who defended the accused at the trial)
the conviction could not stand.
that he would like to be relieved for obvious reasons."

G.R. No. L-456 March 29, 1949


The appellate tribunal will indulge reasonable presumptions in
favor of the legality and regularity of all the proceedings of the
trial court, including the presumption that the accused was not THE PEOPLE OF THE PHILIPPINES, plaintiff-appellee,
denied the right to have counsel. (U.S. vs. Labial, 27 Phil., 82.) vs.
It is presumed that the procedure prescribed by law has been CUCUFATE ADLAWAN, defendant-appellant.
observed unless it is made to appear expressly to the contrary.
(U.S. vs. Escalante, 36 Phil., 743.) The fact that the attorney C. de la Victoria & Ramon Duterte and Sotto & Sotto for
appointed by the trial court to aid the defendant in his defense appellant.
expressed reluctance to accept the designation because, as the First Assistance Solicitor General Jose B.L. Reyes and Solicitor
present counsel assumes, he did not sympathize with the Jose B. Jimenez for appellee.
defendant's cause, is not sufficient to overcome this
presumption. The statement of the counsel in the court below REYES, J.:
did no necessarily imply that he did not perform his duty to
protect the interest of the accused. As a matter of fact, the We are called upon in this case to review the sentence of death
present counsel "sincerely believes that the said Attorney Carin and a fine of P20,000 imposed by the People's Court upon the
did his best, although it was not the best of a willing worker." appellants who was charged with treason but convicted of what
We do not discern in the record any indication that the former
the said court terms "complex crime of crime of treason with as he did acquire food supplies for the enemy in preparation
murder robbery and rape." against the expected landing of America forces.

The convicted is based on defendants plea of guilty to a 5. That on or about August 18, 1944 in the municipality of
complaint which as amended contains the following counts: Minglanilla province of Cebu Philippines the accused Cucufate
Adlawan adhering the enemy the Empire of Japan and the
1. That on or about and during the period comprised between Imperial Japanese Forces with treasonable intent to give as he
March 1943 and May 3, 1945 in the city of Cebu. Philippines and did aid and comfort to the said enemy in company with
within the Jurisdiction of this court the accused Cucufate Japanese Military soldier of the Japanese Military Police and
Adlawan adhering to the enemy the Empire of Japan and its other Filipino enemy spies did then and there wilfully unlawfully
Imperial Japanese forces with treasonable intent to give as he feloniously and treasonably arrest maltreat and otherwise
did give aid and comfort to said enemy did then and there torture Primitivo Cansancio in an effort to force the latter to
wilfully unlawfully feloniously and treasonably join and become disclose the whereabouts of Lt. Antonio Karedo a guerrilla
a member of the so-called Philippines Constabulary, an officer to cause said Primitivo Cansancio to confess his guerrilla
enemy-sponsored military organization knowing fully well that activities.
the aims and purposes of said organization are among other to
extend every aid and cooperation with said enemy in the 6. That on or about December 7, 1944 in the municipality of
prosecution of her war efforts against the United States of Minglanilla Province of Cebu Philippines and within the
America and the Commonwealth of the Philippines and during jurisdiction of this Court Empire of Japan and the Imperial
the period aforesaid as a member of said enemy-sponsored Japanese forces with treasonable intent to give as he did give
Philippines Constabulary the said accused further adhering to aid and comfort to said enemy in company with a patrol of
the enemy with treasonable intent to give as he did give aid and Japanese soldier s of the Japanese Military Police and other
comfort to them did go out on numerous patrol in company with enemy spices and informers did then and there willfully,
Japanese soldier in search of guerrilla and other elements and unlawfully, feloniously and treasonably apprehend and arrest
other elements resisting said enemy in the Philippines. Francisco Larrobia and did kick said Francisco Larrobia strike
him on the face and head with a pistol and subsequently
2. That on our about and during the period comprised between bayoneting and killing said Francisco Larrobia on the suspicion
December 1, 1943 and May 3, 1945, and the City of Cebu that he was a guerrilla.
Philippines and within the Jurisdiction of this court the accused
Cucufate Adlawan adhering to the enemy the Empire of Japan 7. That on or about September 6, 1944 in the municipality of
and the Imperial Forces with treasonable to give as he did give Talisay province of Cebu, Philippines and within the Jurisdiction
aid and comfort to said enemy in violation of his allegiance and of this court the accused Cucufate Adlawan adhering to the
fidelity to the United States of America and the Commonwealth enemy the Empire of Japan and its Imperial Japanese Forces
of the Philippines did then and there willfully unlawfully with treasonable intent to give as he did give aid and comfort to
feloniously and treasonably join the Japanese Military Police the said enemy in his capacity as chief undercover man for the
otherwise known as the Kempei-tai under the command of a T. Japanese Military Police Cebu District in company with Japanese
Yushida, performing the function and duties of an informer spy soldier and Santiago Bernaba another Japanese spy did then
and chief undercover man of the Cebu district of said military and there willfully unlawfully feloniously and treasonably arrest
police and did during the period aforesaid in various places in Numariano Bellesa on suspicion of being a guerrilla thereafter
the Province of Cebu Philippines and within the jurisdiction of taking said Numeriano Bellesa to Inayawan Cebu City and
this Court in furtherance of his adherence to said enemy with thereat herein accused did investigate said Numeriano Bellesa
treasonable intent to give as he did give and comfort aid and about the latter's firearms in order to help said enemy in
comfort to them did in company with other member of the gathering up arms in gathering up arms in furtherance of their
Japanese Military Police go out on patrols to apprehend guerrilla hostile design and did strike said Numeriano Bellesa on the face
as they did apprehend capture and torture guerrillas loot and body and otherwise maltreat him in the course of said
civilians and otherwise commit acts of atrocities in furtherance investigation.
of the hostile design of the enemy and to weaken the cause of
the United States of America in the Philippines. 8. That on or about August 18, 1944 in Sitio Tubod municipality
of Minglanilla Province of Cebu Philippines and within the
3. That sometime in June 1944 in various places in the Province jurisdiction of this court the accused Cucufate Adlawan adhering
of Bohol Philippines and within the jurisdiction of this Court the to the enemy the Empire of Japan and its imperial Forces with
accused Cucufate Adlawan adhering to the enemy the Empire of treasonable intent to give as he did give aid he did give aid and
Japan and the Imperial Japanese Forces with treasonable intent comfort to said enemy acting in his capacity as chief undercover
to give as he did give aid and comfort to said enemy in his man informer and spy of the Japanese Military Police Cebu
capacity as a member of the enemy-sponsored constabulary District and in company with Japanese soldier of the Japanese
attached to the Japanese Military Police and a guide of the Military Police did then and there wilfully, feloniously and
Japanese Army Jointly and in cooperation with soldier of the treasonably apprehend and arrest Cipriano Trazona and did
Japanese Imperial Army did then and there wilfully unlawfully investigate the latter as to the whereabouts of guerrillas
feloniously and treasonably conduct and carry out a so-called especially Nicolas Adlawan food procurement officer of the
mopping up operation for the purpose of suppressing guerrillas guerrilla and upon his denial of knowledge of said whereabouts
and other element engaged in resistance against said enemy herein accused did torture said Cipriano Trazona by hanging the
and as a result thereof ten guerrillas were killed. latter by the arms so that his body dangled down striking his
stomach and with an empty bottle inflicting wounds on his head
4. That on or about during the period comprised between and finally striking his mouth with a flashlight splitting said
September 1944 and November 1944 in the City of Cebu Cipriano Trazona's lower lips.
Philippines and within the Jurisdiction of this Court the accused
Cucufate Adlawan adhering to the enemy the Empire of Japan 9. That on or about October 2, 1944 in the municipality of
and the Imperial Japanese Forces with treasonable intent to Talisay Province of Cebu Philippines and within the Jurisdiction
give as he did give aid and comfort to said enemy did then and of this court the accused Cucufate Adlawan adhering to the
there wilfully unlawfully feloniously and treasonably help in the enemy the Imperial Japanese Government and her armed
a construction of air raid shelters for the protection of Japanese forces with treasonable intent to give as he did give aid and
soldier against allied air raids and did help in the acquisition of comfort to said enemy acting in his capacity as chief undercover
man informer and spy in the employ of the Japanese Military 14. That on or about August 10, 1944, at Sitio Gapas, Gaps
Police Cebu District in company with other informers said Island, in the Province of Cebu, Philippines and within the
Military Police, did then and there apprehend and arrest Albina jurisdiction of this Court the accused Cucufate Adlawan,
Alpez and accused herein did wilfully and treasonably adhering to the enemy, the Empire of Japan and its Imperial
investigate said Albina Alpez as to the whereabouts of her Japanese Forces, with treasonable to give as he did give aid
husband Ponciano Alpez, a guerrilla, attached to the 2nd comfort to, said enemy, acting in his capacity as chief
Division Cebu Area Command and when said Albina Alpez undercover man, informer and spy of the Japanese Military
denied knowledge of her aforesaid husband's whereabouts Police of Cebu District and in company with Japanese
herein accused did slap kick and throw her to the ground hang Kempei-Tai informers and spies, did then and there wilfully,
her by the arms strike her on the breast with his revolver feloniously and treasonably apprehend and arrest Pedro
threaten her with a dagger pointed at her throat and otherwise Cabanada and did question the latter as the whereabouts of
maltreat and torture said Albina Alpez. Alejandrino Ciriaco, a guerrilla Intelligence operative, and, in
the course of said investigation, the accused did hang said
10. That on or about December 25, 1944 in the municipality of Pedro Cabanada by his arms, strike him with clubs and an iron
Minglanilla province of Cebu Philippines and within the pipe thereby inflicting several wounds on his head for the
jurisdiction of this court the accused. Cucufate Adlawan latter's refusal to divulge said guerrilla whereabouts.
adhering to the enemy the Empire of Japan and its Imperial of
Japan its Imperial Japanese Forces with treasonable intent to 15. That on or about June 2, 1944, in sitio Basac, Mambaling, in
give as he did give aid and comfort said enemy in company with the City of Cebu Philippines and within the Jurisdiction of this
five Japanese soldier and fourteen agent of the Japanese court the accused, Cucufate Adlawan, adhering to the enemy,
Military Police otherwise known as the Kempei-Tai and his the Empire of Japan and its Imperial Japanese Forces, with
capacity Military Police for the Cebu District did then and there treasonable intent to give, as he did give aid comfort to said
wilfully, unlawfully, feloniously and treasonably apprehend and enemy, acting in his capacity as chief undercover man, informer
arrest Victoriano Primacio and one Juan Unadia on suspicion of and spy in the employ of the Japanese Military Police of the
being guerrillas and said accused did box, beat slap and strike Cebu District, in company with two Japanese soldiers and three
said Victoriano Primacio and Juan Unadia with his rifle several other Japanese informers and spies, did then and there wilfully,
times and did turn over said Victoriano Primacio and Juan unlawfully, feloniously and treasonably apprehend and arrest
Unadia to the Japanese Military Police on the ground that said Marciano Alejandro, Carlos Numera and Jose Rada, killing said
person were guerrilla and as a result of which said Victoriano Marciano Alejandro, and Carlos Numera, and wounding said
Primacio and Juan Unadia have not been heard of ever since Jose Rada on the charge that said person had contact with
then. guerrillas.

11. That on or about January 27, 1944 at sitio Tacba, Cebu City, 16. That on or about October 8, 1943, in the municipality of Tisa,
Philippines and within the jurisdiction of this court the accused Province of Cebu, Philippines, and within the jurisdiction of this
Cucufate Adlawan adhering to the enemy the Empire of Japan court, the accused Cucufate Adlawan, adhering to the enemy,
and its Imperial Japanese Forces with treasonable intent to give the Empire of Japan and its Imperial Japanese Forces, with
as he did give aid and comfort to said enemy acting in his treasonable intent to give, as he did give aid and comfort to said
capacity as chief undercover man informer and spy of the enemy, acting in his capacity as an informer and spy of said
Japanese Military Police Cebu District, did, then and there, enemy, did, then and there wilfully, unlawfully, feloniously and
wilfully, unlawfully, feloniously and treasonably shoot and kill Lt. treasonably shoot and kill Bernardo Laborte, a guerrilla soldier
Miguel Dacallos, a USAFFE officer, in furtherance of the hostile for the latter's guerrilla activities and resistance to said enemy.
designs of said enemy.
17. That sometime in the month of April, 1944, in different
12. That on or about September 6, 1944, at sitio San Isidro, place in the Province of Cebu, Philippines, particularly in the
municipality of Talisay, Province of Cebu, Philippines, and within area comprised between Tubano and Minglanilla, and within the
furtherance of his adherence to the enemy, the Empire of Japan jurisdiction of this Court, the accused, Cucufate Adlawan,
and its Imperial Japanese Forces, with treasonable intent to adhering to the enemy, thee Empire of Japan and its Imperial
give, as he did give aid and comfort to said enemy, acting in his Japanese Forces, with treasonable intent to give, as he did give
capacity as chief undercover man, informer and spy of the aid and comfort to said enemy, as member of the
Japanese Military Police, Cebu District, and inn company with enemy-sponsored constabulary and as informer and spy of the
Japanese soldier, did, then and there wilfully, unlawfully, Japanese Army, did then and there, willfully, unlawfully,
feloniously and treasonably arrest one Jose Murillo on suspicion feloniously and treasonable join and take part in the general
that the latter was a guerrilla. mopping up operation conducted by the Japanese Army under
the command of Sergeant T. Yushida, particularly in the area of
13. That on or about November 13, 1944 in the City of Cebu, Tubonok to Minglanilla for the Purpose of apprehending
Philippines, and within the jurisdiction of this Court, the accused, guerrillas and other elements engaged in resisting said enemy.
Cucufate Adlawan, adhering to the enemy, the Empire of Japan
and its Imperial Japanese Forces, with treasonable intent to 18. That on or about August 19, 1944, in the municipality of
give, as he did and comfort to said enemy, did then and there, Cordoba, Province of Cebu, Philippines and within the
wilfully, feloniously and treasonably apprehend and arrest jurisdiction of this Court, the accused, Cucufate Adlawan,
Basilia Arong and did take the latter to headquarters of the adhering to the enemy, Empire of Japan and its Imperial
Japanese Military Police and thereat herein accused did Japanese Forces, with treasonable intent to give, as he did give
question and investigate said Basilia Arong as to the aid and comfort to said enemy, acting in his capacity as chief
whereabouts by the enemy of guerrilla activities, and when said informer and spy under the employ of the Japanese Military
Basilia Arong denied knowledge of their whereabouts, herein Police, Cebu District, in company with the member of said
accused did said Basilia Arong by her arms, strip her of her Japanese Military Police under the command of Sergeant T.
clothing, severely beat her and otherwise torture her, finally Yushida of the Japanese Army, did, then and there wilfully,
forcing said Basilia Arong to sign a letter addressed to her unlawfully, feloniously and treasonably arrest, maltreat and
aforesaid husband, Pedro Arong asking the latter to report top torture Martin Francisco and did expose the latter's wife and
the Japanese Kempei-Tai headquarters and when said Pedro C. some Filipino girls naked, raping them, and, did steal and carry
Arong did report to said headquarters in compliance of said away the following articles belonging to said Martin Francisco:
letter, he not been seen ever since.
2 diamond rings, a ring and one wrist watch and there, wilfully, unlawfully, feloniously and treasonably kill
P500 in Cebu Emergency and Currency Notes Dionisio Abatol, a guerrilla, for his activities and resistance to
P1,858 in Japanese Military Notes the said enemy.
3 pairs white pants
2 out shirts By his plea of guilty appellant admit having committed the
2 pairs shoes treasonous acts alleged in the information. But he now pleads
1 buntal hat for modification of the sentence, contending that the lower
1 wedding ring court erred:

on suspicion that said Martin Francisco was a guerrilla. 1. In not taking into consideration, as mitigating circumstances,
the following facts:(1) voluntary surrender; (2) the facts that
19. That sometime in 1944, at sitio Cabadiangan, Province of the accused has been and is being utilized as witness by the CIC
Cebu, Philippines, and within the Jurisdiction of this Court, the in cases against Japanese soldiers under trial by the military
accused, Cucufate Adlawan, adhering to the enemy, the Empire commission; on and (3) the facts that the accused helped and
of Japan and its Imperial Japanese forces, with treasonable saved the lives of many civilian and from death in the hands of
intent to give, as he did give aid and comfort to said enemy, the Japanese;
acting as an informer to the enemy and in company with
soldiers of the Japanese Army, did then and there wilfully, 2. In making as a matter of set-off the plea of guilty entered by
unlawfully, feloniously and treasonably conduct and carry out a the defendant-appellant on the strength of the assurance that
raid for the purpose of apprehending guerrillas and as a result no death penalty would be imposed upon him;
of which, Governor Hilario Abellana of Cebu then in hiding from
said enemy, was captured. 3. In considering, as aggravating circumstances, treachery,
abuse of superiority and unnecessary cruelty;
20. That on or about February 12, 1944, in the City of Cebu,
Philippines and within the Jurisdiction of this Court, the accused,
4. In holding that the crime committed by then accused is a
Cucufate Adlawan, adhering to the enemy, the Empire of Japan
complex crime of treason with murder, rape and robbery;
and its Imperial Japanese Forces, with treasonable intent give,
as he did give aid and comfort to said enemy, acting in his
5. In sentencing the accused to death and to pay a fine of
capacity as chief undercover man, informer and spy of the
P20,000.
Japanese Military Police, Cebu District, did then and there,
wilfully, unlawfully, feloniously and treasonably beat and strike
Vicente Padilla with a baseball bat, hang said Vicente Padilla by Taking up first the fourth alleged error, we find merit in the
the arms, and otherwise torture him in an effort to extract contention that appellant should not have been convicted of the
confession of the latter's connection with guerrillas. so-called "complex crime of treason with murder, robbery, and
rape." The killings, robbery, and raping mentioned in the
information are therein alleged not as specific offenses but as
21. That on or about July 19, 1944 at Cebu, City Philippines and
mere elements of the crime of treason for which the accused is
within the Jurisdiction of this Court, the accused, Cucufate
being prosecuted. Being merged in and identified with the
Adlawan, adhering to the Empire of Japan and its Imperial
general charge, they can not be used in combination with
Japanese Forces, with treasonable intent to give, as he did give
treason to increase the penalty under article 48 of the Revised
aid and comfort to said enemy, acting as chief informer and spy
Penal Code. (People vs. Prieto,1 L-399, January 29, 1948.)
of the Japanese Military Police of the Cebu District, in company
Appellant should, therefore, be held guilty of treason only.
with Japanese soldier and other agent of the Japanese Military
Police otherwise known as the Kempei-tai, did then and there,
wilfully, unlawfully, feloniously and treasonably arrest Appellant's claim of voluntary surrender has not been
Bartolome Rosal, Antonio de la Serna, and Braulio Padilla and satisfactorily proved. On the other hand, his admission that he
did tie up the hands of said persons, severely inflicting wounds was "taken" from the house of his mother by an agent of the
on them, on suspicion of being guerrillas and as consequence of CIC, is proof that he was in fact arrested. Where there has been
said maltreatment and torture, Braulio Padilla died a few days actual arrest the mitigating circumstance of voluntary surrender
thereafter. cannot be invoked (People vs. Conwi,2 40 Off. Gaz. [14th
Supp.], No. 23, p. 166; People vs. Siojo, 61 Phil., 307.)
22. That on or about December 20, 1944, in the city of Cebu,
Philippines and within the Jurisdiction of this Court, the accused, The meritorious acts which appellant claims to have performed
Cucufate Adlawan, adhering to the enemy, Empire of Japan and in aid of the CIC and his countrymen have not been established
its Imperial Japanese Forces, with treasonable intent to give, as by satisfactory proof and may not in any event be considered as
did give and comfort to said enemy, acting in his capacity as mitigating circumstances under the Revised Penal Code.
chief informer, spy and undercover man of the Japanese
Military Police of the Cebu District, did and there wilfully There is nothing to the claim that appellant entered a plea guilty
unlawfully, feloniously arrest at the point of his gun, Paulita on the assurance that he would not be sentenced to death. The
Delgado and "John Doe" her husband, on suspicion that said claim is not supported by proof. On the other hand, it is denied
persons were cooperating and helping the guerrillas and did by both the prosecution and the trial court, the latter stating in
thereafter bring said Paulita Delgado and her husband to the its order denying appellant' motions for reconsideration that
Kempei-Tai headquarters and once thereat herein accused did "No responsible judge can or would advance his opinion in
torture them by hanging them by their arms did otherwise connection with the decision to be rendered in any case before
maltreat them. he has properly deliberated on the merit of the same."

23. That sometime in September, 1944, at Pasil Market, Cebu There is, however, merit in the contention that the aggravating
City, Philippines and within the jurisdiction of this Court the circumstances of treachery and abuse of superior strength
accused Cucufate Adlawan, adhering to the enemy, the Empire should not have been considered. These circumstances are "by
of Japan and Imperial Japanese Army, with treasonable intent their nature, inherent in the offense of treason and may not be
to give, as he did give aid and comfort to said enemy, acting in taken to aggravate the penalty." (People vs. Racaza, 82 Phil.,
his capacity as member of the enemy-sponsored Philippines 623) But the facts alleged in the information show that
Constabulary attached to the Japanese Military Police, did then appellant in committing the crime of treason, deliberately
augmented the wrong by being unnecessarily cruel to captured Criminal Case No. 24986, dated July 5, 2001,1 as well as its
guerrilla suspects, subjecting them to barbarous forms of Resolutions dated September 28, 2001 and July 10, 2002.
torture and finally putting them to death, and as appears in
count No. 18, he also chose to add ignominy to his treasonous On October 28, 1998, the Office of the Ombudsman filed the
act in arresting and maltreating a guerrilla suspect by stripping following Information against Benito Astorga, Mayor of Daram,
his wife of her clothes and then abusing her together with other Samar, as well as a number of his men for Arbitrary Detention:
Filipino girls. Clearly shown as they are by the allegations of the
complaint and deemed admitted by appellant's plea of guilty,
That on or about the 1st day of September, 1997, and for
these two aggravating circumstances of unnecessary cruelty
sometime subsequent thereto, at the Municipality of Daram,
and ignominy may be appreciated against him. As this said in
Province of Samar, Philippines, and within the jurisdiction of this
the case of People vs. Racaza, supra.
Honorable Court, the above-named accused, a public officer,
being the Municipal Mayor of Daram, Samar, in such capacity
But the law does abhor inhumanity and the abuse of strength to and committing the offense in relation to office, conniving,
commit acts unnecessary to the commission of treason. There is confederating and mutually helping with unidentified persons,
no incompatibility between treason and decent, human who are herein referred to under fictitious names JOHN DOES,
treatment of prisoners. Rapes, wanton robbery for personal who were armed with firearms of different calibers, with
grain and other forms of cruelties are condemned and their deliberate intent, did then and there willfully, unlawfully and
perpetration will be regarded as aggravating circumstances of feloniously detain Elpidio Simon, Moises dela Cruz, Wenifredo
ignominy will be regarded as aggravating circumstances of Maniscan, Renato Militante and Crisanto Pelias, DENR
ignominy and of deliberately augmenting unnecessary wrong to Employees, at the Municipality of Daram, by not allowing them
the main criminal objective under paragraphs 17 and 21 of to leave the place, without any legal and valid grounds thereby
article 14 of the Revised Penal Code. The atrocities above restraining and depriving them of their personal liberty for nine
mentioned of which the appellant is beyond doubt guilty, fall (9) hours, but without exceeding three (3) days.
within the term of the above paragraphs.
CONTRARY TO LAW.2cräläwvirtualibräry
For the very reason that premeditation treachery and use of
superior strength are adsorbed in treason characterized by
On September 1, 1997, Regional Special Operations Group
killings, the killings themselves and other and other
(RSOG) of the Department of Environment and Natural
accompanying crimes should be taken in to consideration for
Resources (DENR) Office No. 8, Tacloban City sent a team to
measuring the degree and gravity of criminal responsibility
the island of Daram, Western Samar to conduct intelligence
irrespective of the manner in which they were committed. Were
gathering and forest protection operations in line with the
not this the rule treason, the highest crime known to law, would
governments campaign against illegal logging. The team was
confer on its perpetrators advantages that are denied simple
composed of Forester II Moises dela Cruz, Scaler Wenifredo
murderers. To avoid such incongruity and injustice, the penalty
Maniscan, Forest Ranger Renato Militante, and Tree Marker
in treason will be adapted, within the range provided in the
Crisanto Pelias, with Elpidio E. Simon, Chief of the Forest
Revised Penal Code, to the danger and harm to which the
Protection and Law Enforcement Section, as team leader. The
culprit has exposed his exposed his country and his people and
team was escorted by SPO3 Andres B. Cinco, Jr. and SPO1 Rufo
to the wrongs and injuries that resulted from his deed. The
Capoquian.3cräläwvirtualibräry
letter and pervading spirit of the Revised Penal Code just
penalties to the perversity of the mind that conceived and
The team stopped at Brgy. Bagacay, Daram, Western Samar at
carried the crime into execution. Where the system of
2:00 p.m., where they saw two yacht-like boats being
graduating penalties by the prescribed standards is inapplicable,
constructed. After consulting with the local barangay officials,
as in the case of homicides connected with treason, the method
the team learned that the boats belonged to a certain Michael
of analogies to fit the punishment with the enormity of the
Figueroa. However, since Figueroa was not around at the time,
offense may be summoned to the service of justice and
the team left Brgy. Bagacay.4cräläwvirtualibräry
consistency and in furtherance of the law's aims.

En route to Brgy. Manungca, Sta. Rita, Samar, the team spotted


The penalty prescribed for the crime of treason is reclusion
two more boats being constructed in the vicinity of Brgy.
temporal to death and a fine of not to exceed P20,00 Giving the
Lucob-Lucob, Daram, Samar, between 4:30-5:00 p.m.,
appellant the benefit of the mitigating circumstances of
prompting them to stop and investigate. Thus, Maniscan and
voluntary confession of guilty, but appreciating against him the
Militante disembarked from the DENRs service pump boat and
aggravating circumstances of ignominy and unnecessary cruel,
proceeded to the site of the boat construction. There, they met
the said penalty should be imposed in its maximum. But since
Mayor Astorga. After conversing with the mayor, Militante
five member of this court are opposed to the imposition of the
returned to their boat for the purpose of fetching Simon, at the
death penalty in this case, the appellant can only be sentenced
request of Mayor Astorga.5cräläwvirtualibräry
to reclusion perpetua and a fine of P20,000.

When Simon, accompanied by dela Cruz, SPO3 Cinco, and SPO1


Wherefore, the judgment below is modified in the sense that
Capoquian, approached Mayor Astorga to try and explain the
the appellant is declared guilty of treason and sentenced to
purpose of their mission, Simon was suddenly slapped hard
reclusion perpetua and to pay a fine of P20,000, with costs in
twice on the shoulder by Mayor Astorga, who exclaimed,
this instance de oficio.
"Puwede ko kamo papaglanguyon pag-uli ha Tacloban. Ano, di
ka maaram nga natupa ako? Natupa baya ako. Diri kamo
Moran, C.J., Paras, Feria, Pablo, Perfecto, Bengzon, Briones, makauli yana kay puwede kame e charge ha misencounter." (I
Tuason and Montemayor, JJ., concur. can make you swim back to Tacloban. Dont you know that I can
box? I can box. Dont you know that I can declare this a
G. R. No. 154130 - October 1, 2003 misencounter?)6 Mayor Astorga then ordered someone to fetch
"reinforcements," and forty-five (45) minutes later, or between
BENITO ASTORGA, Petitioner, vs. PEOPLE OF THE 5:00-6:00 p.m., a banca arrived bearing ten (10) men, some of
PHILIPPINES, Respondent. them dressed in fatigue uniforms. The men were armed with
M-16 and M14 rifles, and they promptly surrounded the team,
This is a petition for review under Rule 45 of the Rules of Court, guns pointed at the team members.7 At this, Simon tried to
seeking the reversal of a Decision of the Sandiganbayan in explain to Astorga the purpose of his teams mission.8 He then
took out his handheld ICOM radio, saying that he was going to Hence, the present petition, wherein the petitioner assigns a
contact his people at the DENR in Catbalogan to inform them of sole error for review:
the teams whereabouts. Suddenly, Mayor Astorga forcibly
grabbed Simons radio, saying, "Maupay nga waray kamo radio 5.1. The trial court grievously erred in finding the accused guilty
bis diri somabut an iyo opisina kon hain kamo, bis diri kamo of Arbitrary Detention as defined and penalized under Article
maka aro hin bulig." (Its better if you have no radio so that your 124 of the Revised Penal Code, based on mere speculations,
office would not know your whereabouts and so that you cannot surmises and conjectures and, worse, notwithstanding the
ask for help).9 Mayor Astorga again slapped the right shoulder Affidavit of Desistance executed by the five (5) complaining
of Simon, adding, "Kong siga kamo ha Leyte ayaw pagdad-a witnesses wherein the latter categorically declared petitioners
dinhi ha Samar kay diri kamo puwede ha akon." (If you are innocence of the crime charged.25cräläwvirtualibräry
tough guys in Leyte, do not bring it to Samar because I will not
tolerate it here.)10 Simon then asked Mayor Astorga to allow the
Petitioner contends that the prosecution failed to establish the
team to go home, at which Mayor Astorga retorted that they
required quantum of evidence to prove the guilt of the
would not be allowed to go home and that they would instead
accused,26 especially in light of the fact that the private
be brought to Daram.11 Mayor Astorga then addressed the team,
complainants executed a Joint Affidavit of
saying, "Kon magdakop man la kamo, unahon an mga dagko.
Desistance.27 Petitioner asserts that nowhere in the records of
Kon madakop niyo an mga dagko, an kan Figueroa dida ha
the case is there any competent evidence that could sufficiently
Bagacay puwede ko liwat ipadakop an akon." (If you really want
establish the fact that restraint was employed upon the persons
to confiscate anything, you start with the big-time. If you of the team members.28Furthermore, he claims that the mere
confiscate the boats of Figueroa at Brgy. Bagacay, I will
presence of armed men at the scene does not qualify as
surrender mine.)12 Simon then tried to reiterate his request for
competent evidence to prove that fear was in fact instilled in the
permission to leave, which just succeeded in irking Mayor
minds of the team members, to the extent that they would feel
Astorga, who angrily said, "Diri kamo maka uli yana kay dad on
compelled to stay in Brgy. Lucob-Lucob.29cräläwvirtualibräry
ko kamo ha Daram, para didto kita mag uro istorya." (You
cannot go home now because I will bring you to Daram. We will
Arbitrary Detention is committed by any public officer or
have many things to discuss there.)13cräläwvirtualibräry
employee who, without legal grounds, detains a person. 30 The
elements of the crime are:
The team was brought to a house where they were told that
they would be served dinner. The team had dinner with Mayor
1. That the offender is a public officer or
Astorga and several others at a long table, and the meal lasted
employee.
between 7:00-8:00 p.m.14 After dinner, Militante, Maniscan and
SPO1 Capoquian were allowed to go down from the house, but
not to leave the barangay.15 On the other hand, SPO3 Cinco and 2. That he detains a person.
the rest just sat in the house until 2:00 a.m. when the team was
finally allowed to leave.16cräläwvirtualibräry 3. That the detention is without legal
grounds.31
Complainants filed a criminal complaint for arbitrary detention
against Mayor Astorga and his men, which led to the filing of the That petitioner, at the time he committed the acts assailed
above-quoted Information. herein, was then Mayor of Daram, Samar is not disputed. Hence,
the first element of Arbitrary Detention, that the offender is a
Mayor Astorga was subsequently arraigned on July 3, 2000, public officer or employee, is undeniably present.
wherein he pleaded not guilty to the offenses charged.17 At the
trial, the prosecution presented the testimonies of SPO1 Also, the records are bereft of any allegation on the part of
Capoquian and SPO3 Cinco, as well as their Joint petitioner that his acts were spurred by some legal purpose. On
Affidavit.18 However, the presentation of Simons testimony was the contrary, he admitted that his acts were motivated by his
not completed, and none of his fellow team members came "instinct for self-preservation" and the feeling that he was being
forward to testify. Instead, the members of the team sent by "singled out."32 The detention was thus without legal grounds,
the DENR RSOG executed a Joint Affidavit of thereby satisfying the third element enumerated above.
Desistance.19cräläwvirtualibräry
What remains is the determination of whether or not the team
On July 5, 2001, the Sandiganbayan promulgated its Decision, was actually detained.
disposing of the case as follows:
In the case of People v. Acosta,33 which involved the illegal
WHEREFORE, premises considered, judgment is hereby detention of a child, we found the accused-appellant therein
rendered finding accused BENITO ASTORGA Y BOCATCAT guilty of kidnapping despite the lack of evidence to show that
guilty of Arbitrary Detention, and in the absence of any any physical restraint was employed upon the victim. However,
mitigating or aggravating circumstances, applying the because the victim was a boy of tender age and he was warned
Indeterminate Sentence Law, he is hereby sentenced to suffer not to leave until his godmother, the accused-appellant, had
imprisonment of four (4) months of arresto mayor as minimum returned, he was practically a captive in the sense that he could
to one (1) year and eight (8) months of prision correctional as not leave because of his fear to violate such
maximum. instruction.34cräläwvirtualibräry

SO ORDERED.20cräläwvirtualibräry In the case of People v. Cortez,35 we held that, in establishing


the intent to deprive the victim of his liberty, it is not necessary
The accused filed a Motion for Reconsideration dated July 11, that the offended party be kept within an enclosure to restrict
200121 which was denied by the Sandiganabayan in a her freedom of locomotion. At the time of her rescue, the
Resolution dated September 28, 2001.22 A Second Motion for offended party in said case was found outside talking to the
Reconsideration dated October 24, 200123 was also filed, and owner of the house where she had been taken. She explained
this was similarly denied in a Resolution dated July 10, that she did not attempt to leave the premises for fear that the
2002.24cräläwvirtualibräry kidnappers would make good their threats to kill her should she
do so. We ruled therein that her fear was not baseless as the
kidnappers knew where she resided and they had earlier
announced that their intention in looking for her cousin was to Lucob-Lucob in the early morning of 2 September
kill him on sight. Thus, we concluded that fear has been known 1997."44cräläwvirtualibräry
to render people immobile and that appeals to the fears of an
individual, such as by threats to kill or similar threats, are It is a time-honored doctrine that the trial courts factual findings
equivalent to the use of actual force or are conclusive and binding upon appellate courts unless some
violence.36cräläwvirtualibräry facts or circumstances of weight and substance have been
overlooked, misapprehended or misinterpreted.45 Nothing in
The prevailing jurisprudence on kidnapping and illegal detention the case at bar prompts us to deviate from this doctrine. Indeed,
is that the curtailment of the victims liberty need not involve any the fact that SPO1 Capoquian is not one of the private
physical restraint upon the victims person. If the acts and complainants is completely irrelevant. Neither penal law nor the
actuations of the accused can produce such fear in the mind of rules of evidence requires damning testimony to be exclusively
the victim sufficient to paralyze the latter, to the extent that the supplied by the private complainants in cases of Arbitrary
victim is compelled to limit his own actions and movements in Detention. Furthermore, Mayor Astorgas claim that SPO1
accordance with the wishes of the accused, then the victim is, Capoquian was "not exactly privy" to what transpired between
for all intents and purposes, detained against his will. Simon and himself is belied by the evidence. SPO1 Capoquian
testified that he accompanied Simon when the latter went to
In the case at bar, the restraint resulting from fear is evident. talk to petitioner.46 He heard all of Mayor Astorgas threatening
Inspite of their pleas, the witnesses and the complainants were remarks.47 He was with Simon when they were encircled by the
not allowed by petitioner to go home.37 This refusal was quickly men dressed in fatigues and wielding M-16 and M-14 rifles.48 In
followed by the call for and arrival of almost a dozen sum, SPO1 Capoquian witnessed all the circumstances which
"reinforcements," all armed with military-issue rifles, who led to the Arbitrary Detention of the team at the hands of Mayor
proceeded to encircle the team, weapons pointed at the Astorga.
complainants and the witnesses.38 Given such circumstances,
we give credence to SPO1 Capoquians statement that it was not Petitioner submits that it is unclear whether the team was in
"safe" to refuse Mayor Astorgas orders.39 It was not just the fact prevented from leaving Brgy. Lucob-Lucob or whether they
presence of the armed men, but also the evident effect these had simply decided to "while away the time" and take
gunmen had on the actions of the team which proves that fear advantage of the purported hospitality of the accused.49 On the
was indeed instilled in the minds of the team members, to the contrary, SPO3 Cinco clearly and categorically denied that they
extent that they felt compelled to stay in Brgy. Lucob-Lucob. were simply "whiling away the time" between their dinner with
The intent to prevent the departure of the complainants and Mayor Astorga and their departure early the following
witnesses against their will is thus clear. morning.50SPO1 Capoquian gave similar testimony, saying that
they did not use the time between their dinner with Mayor
Regarding the Joint Affidavit of Desistance executed by the Astorga and their departure early the following morning to
private complainants, suffice it to say that the principles "enjoy the place" and that, given a choice, they would have
governing the use of such instruments in the adjudication of gone home.51cräläwvirtualibräry
other crimes can be applied here. Thus, in People v. Ballabare, it
was held that an affidavit of desistance is merely an additional Petitioner argues that he was denied the "cold neutrality of an
ground to buttress the defenses of the accused, not the sole impartial judge", because the ponente of the assailed decision
consideration that can result in acquittal. There must be other acted both as magistrate and advocate when he propounded
circumstances which, when coupled with the retraction or "very extensive clarificatory questions" on the witnesses. Surely,
desistance, create doubts as to the truth of the testimony given the Sandiganbayan, as a trial court, is not an idle arbiter during
by the witnesses at the trial and accepted by the judge. Here, a trial. It can propound clarificatory questions to witnesses in
there are no such circumstances.40 Indeed, the belated claims order to ferret out the truth. The impartiality of the court cannot
made in the Joint Affidavit of Desistance, such as the allegations be assailed on the ground that clarificatory questions were
that the incident was the result of a misunderstanding and that asked during the trial.52cräläwvirtualibräry
the team acceded to Mayor Astorgas orders "out of respect,"
are belied by petitioners own admissions to the contrary.41 The Thus, we affirm the judgment of the Sandiganbayan finding
Joint Affidavit of Desistance of the private complainants is petitioner guilty beyond reasonable doubt of Arbitrary Detention.
evidently not a clear repudiation of the material points alleged Article 124 (1) of the Revised Penal Code provides that, where
in the information and proven at the trial, but a mere expression the detention has not exceeded three days, the penalty shall be
of the lack of interest of private complainants to pursue the case. arresto mayor in its maximum period to prision correccional in
This conclusion is supported by one of its latter paragraphs, its minimum period, which has a range of four (4) months and
which reads: one (1) day to two (2) years and four (4) months. Applying the
Indeterminate Sentence Law, petitioner is entitled to a
11. That this affidavit was executed by us if only to prove our minimum term to be taken from the penalty next lower in
sincerity and improving DENR relations with the local Chiefs degree, or arresto mayor in its minimum and medium periods,
Executive and other official of Daram, Islands so that DENR which has a range of one (1) month and one (1) day to four (4)
programs and project can be effectively implemented through months. Hence, the Sandiganbayan was correct in imposing the
the support of the local officials for the betterment of the indeterminate penalty of four (4) months of arresto mayor, as
residence living conditions who are facing difficulties and are minimum, to one (1) year and eight (8) months of prision
much dependent on government support.42cräläwvirtualibräry correccional, as maximum.

Petitioner also assails the weight given by the trial court to the Before closing, it may not be amiss to quote the words of
evidence, pointing out that the Sandiganbayans reliance on the Justice Perfecto in his concurring opinion in Lino v. Fugoso,
testimony of SPO1 Capoquian is misplaced, for the reason that wherein he decried the impunity enjoyed by public officials in
SPO1 Capoquian is not one of the private complainants in the committing arbitrary or illegal detention, and called for the
case.43 He also makes much of the fact that prosecution witness intensification of efforts towards bringing them to justice:
SPO1 Capoquian was allegedly "not exactly privy to, and
knowledgeable of, what exactly transpired between herein The provisions of law punishing arbitrary or illegal detention
accused and the DENR team leader Mr. Elpidio E. Simon, from committed by government officers form part of our statute
their alleged confrontation, until they left Barangay books even before the advent of American sovereignty in our
country. Those provisions were already in effect during the
Spanish regime; they remained in effect under American rule; DIDM, the DEPARTMENT OF JUSTICE (DOJ), and the
continued in effect under the Commonwealth. Even under the PHILIPPINE NATIONAL POLICE (PNP), Respondents.
Japanese regime they were not repealed. The same provisions
continue in the statute books of the free and sovereign Republic x- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -x
of the Philippines. This notwithstanding, and the complaints
often heard of violations of said provisions, it is very seldom that
G.R. No. 175013 June 1, 2007
prosecutions under them have been instituted due to the fact
that the erring individuals happened to belong to the same
CRISPIN B. BELTRAN, Petitioner,
government to which the prosecuting officers belong. It is high
vs.
time that every one must do his duty, without fear or favor, and
PEOPLE OF THE PHILIPPINES, SECRETARY RAUL M.
that prosecuting officers should not answer with cold shrugging
GONZALEZ, in his capacity as the Secretary of Justice
of the shoulders the complaints of the victims of arbitrary or
and overall superior of the Public Prosecutors,
illegal detention.
HONORABLE ENCARNACION JAJA G. MOYA, in her
capacity as Presiding Judge of Regional Trial Court of
Only by an earnest enforcement of the provisions of articles 124
Makati City, Branch 146, and HONORABLE ELMO M.
and 125 of the Revised Penal Code will it be possible to reduce
ALAMEDA, in his capacity as Presiding Judge of
to its minimum such wanton trampling of personal freedom as
Regional Trial Court of Makati City, Branch
depicted in this case. The responsible officials should be
150,Respondents.
prosecuted, without prejudice to the detainees right to the
indemnity to which they may be entitled for the unjustified
The Case
violation of their fundamental rights.53cräläwvirtualibräry

These are consolidated petitions for the writs of prohibition and


WHEREFORE, in view of the foregoing, the petition is hereby
certiorari to enjoin petitioners’ prosecution for Rebellion and to
DENIED. The Decision of the Sandiganbayan in Criminal Case
set aside the rulings of the Department of Justice (DOJ) and the
No. 24986, dated July 5, 2001 finding petitioner BENITO
Regional Trial Court of Makati City (RTC Makati) on the
ASTORGA guilty beyond reasonable doubt of the crime of
investigation and prosecution of petitioners’ cases.
Arbitrary Detention and sentencing him to suffer the
indeterminate penalty of four (4) months of arresto mayor, as
minimum, to one (1) year and eight (8) months of prision The Facts
correccional, as maximum, is AFFIRMED in toto.
Petitioner in G.R. No. 175013, Crispin B. Beltran (Beltran), and
Costs de oficio. petitioners in G.R. Nos. 172074-76, Liza L. Maza (Maza), Joel G.
Virador (Virador), Saturnino C. Ocampo (Ocampo), Teodoro A.
Casiño (Casiño), and Rafael V. Mariano (Mariano),1 are
SO ORDERED.
members of the House of Representatives representing various
party-list groups.2Petitioners in G.R. Nos. 172070-72 are private
G.R. Nos. 172070-72 June 1, 2007
individuals. Petitioners all face charges for Rebellion under
Article 134 in relation to Article 135 of the Revised Penal Code in
VICENTE P. LADLAD, NATHANAEL S. SANTIAGO, two criminal cases pending with the RTC Makati.
RANDALL B. ECHANIS, and REY CLARO C.
CASAMBRE,Petitioners,
G.R. No. 175013 (The Beltran Petition)
vs.
SENIOR STATE PROSECUTOR EMMANUEL Y. VELASCO,
Following the issuance by President Gloria Macapagal-Arroyo of
SENIOR STATE PROSECUTOR JOSELITA C. MENDOZA,
Presidential Proclamation No. 1017 on 24 February 2006
SENIOR STATE PROSECUTOR AILEEN MARIE S.
declaring a "State of National Emergency," police
GUTIERREZ, STATE PROSECUTOR IRWIN A. MARAYA,
officers3 arrested Beltran on 25 February 2006, while he was en
and STATE PROSECUTOR MERBA A. WAGA, in their
route to Marilao, Bulacan, and detained him in Camp Crame,
capacity as members of the Department of Justice
Quezon City. Beltran was arrested without a warrant and the
panel of prosecutors investigating I.S. Nos. 2006-225,
arresting officers did not inform Beltran of the crime for which
2006-226 and 2006-234, JUSTICE SECRETARY RAUL M.
he was arrested. On that evening, Beltran was subjected to an
GONZALEZ, DIRECTOR GENERAL ARTURO C. LOMIBAO,
inquest at the Quezon City Hall of Justice for Inciting to Sedition
in his capacity as Chief, Philippine National Police,
under Article 142 of the Revised Penal Code based on a speech
P/CSUPT. RODOLFO B. MENDOZA, JR., and P/SUPT.
Beltran allegedly gave during a rally in Quezon City on 24
YOLANDA G. TANIGUE, Respondents.
February 2006, on the occasion of the 20th anniversary of the
EDSA Revolution. The inquest was based on the joint affidavit of
x- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -x
Beltran’s arresting officers who claimed to have been present at
the rally. The inquest prosecutor4indicted Beltran and filed the
G.R. Nos. 172074-76 June 1, 2007 corresponding Information with the Metropolitan Trial Court of
Quezon City (MeTC).5
LIZA L. MAZA, JOEL G. VIRADOR, SATURNINO C.
OCAMPO, TEODORO A. CASIÑO, CRISPIN B. BELTRAN, The authorities brought back Beltran to Camp Crame where, on
and RAFAEL V. MARIANO, Petitioners, 27 February 2006, he was subjected to a second inquest, with
vs. 1st Lt. Lawrence San Juan (San Juan), this time for Rebellion. A
RAUL M. GONZALEZ, in his capacity as Secretary of the panel of State prosecutors6 from the DOJ conducted this second
Department of Justice, JOVENCITO R. ZUÑO, in his inquest. The inquest was based on two letters, both dated 27
capacity as Chief State Prosecutor, the Panel of February 2006, of Yolanda Tanigue (Tanigue) and of Rodolfo
Investigating Prosecutors composed of EMMANUEL Y. Mendoza (Mendoza). Tanigue is the Acting Executive Officer of
VELASCO, JOSELITA C. MENDOZA, AILEEN MARIE S. the Criminal Investigation and Detection Group (CIDG),
GUTIERREZ, IRWIN A. MARAYA and MERBA A. WAGA Philippine National Police (PNP), while Mendoza is the Acting
(Panel), RODOLFO B. MENDOZA, in his capacity as Deputy Director of the CIDG. The letters referred to the DOJ for
Acting Deputy Director, Directorate for Investigation appropriate action the results of the CIDG’s investigation
and Detective Management (DIDM), YOLANDA G. implicating Beltran, the petitioners in G.R. Nos. 172074-76, San
TANIGUE, in her capacity as Acting Executive Officer of
Juan, and several others as "leaders and promoters" of an case,11 and the manner in which the prosecution panel
alleged foiled plot to overthrow the Arroyo government. The conducted the preliminary investigation. The DOJ panel of
plot was supposed to be carried out jointly by members of the prosecutors denied petitioners’ motion on 22 March 2006.
Communist Party of the Philippines (CPP) and the Makabayang Petitioners sought reconsideration and additionally prayed for
Kawal ng Pilipinas (MKP), which have formed a "tactical the dismissal of the cases. However, the panel of prosecutors
alliance." denied petitioners’ motions on 4 April 2006.

On 27 February 2006, the DOJ panel of prosecutors issued a Petitioners now seek the nullification of the DOJ Orders of 22
Resolution finding probable cause to indict Beltran and San Juan March 2006 and 4 April 2006.
as "leaders/promoters" of Rebellion. The panel then filed an
Information with the RTC Makati. The Information alleged that Acting on petitioners’ prayer for the issuance of an injunctive
Beltran, San Juan, and other individuals "conspiring and writ, the Court issued a status quo order on 5 June 2006. Prior
confederating with each other, x x x, did then and there willfully, to this, however, the panel of prosecutors, on 21 April 2006,
unlawfully, and feloniously form a tactical alliance between the issued a Resolution finding probable cause to charge petitioners
CPP/NPA, renamed as Partidong Komunista ng Pilipinas (PKP) and 46 others with Rebellion. The prosecutors filed the
and its armed regular members as Katipunan ng Anak ng Bayan corresponding Information with Branch 57 of the RTC Makati,
(KAB) with the Makabayang Kawal ng Pilipinas (MKP) and docketed as Criminal Case No. 06-944 (later consolidated with
thereby rise publicly and take up arms against the duly Criminal Case No. 06-452 in Branch 146), charging petitioners
constituted government, x x x."7 The Information, docketed as and their co-accused as "principals, masterminds, [or] heads" of
Criminal Case No. 06-452, was raffled to Branch 137 under a Rebellion.12Consequently, the petitioners in G.R. Nos.
Presiding Judge Jenny Lind R. Aldecoa-Delorino (Judge 172070-72 filed a supplemental petition to enjoin the
Delorino). prosecution of Criminal Case No. 06-944.

Beltran moved that Branch 137 make a judicial determination of In his separate Comment to the Maza petition, the Solicitor
probable cause against him.8 Before the motion could be General submits that the preliminary investigation of petitioners
resolved, Judge Delorino recused herself from the case which was not tainted with irregularities. The Solicitor General also
was re-raffled to Branch 146 under Judge Encarnacion claims that the filing of Criminal Case No. 06-944 has mooted
Jaja-Moya (Judge Moya). the Maza petition.

In its Order dated 31 May 2006, Branch 146 sustained the The Issues
finding of probable cause against Beltran.9 Beltran sought
reconsideration but Judge Moya also inhibited herself from the
The petitions raise the following issues:
case without resolving Beltran’s motion. Judge Elmo M.
Alameda of Branch 150, to whom the case was re-raffled,
1. In G.R. No. 175013, (a) whether the inquest proceeding
issued an Order on 29 August 2006 denying Beltran’s motion.
against Beltran for Rebellion was valid and (b) whether there is
probable cause to indict Beltran for Rebellion; and
Hence, the petition in G.R. No. 175013 to set aside the Orders
dated 31 May 2006 and 29 August 2006 and to enjoin Beltran’s
2. In G.R. Nos. 172070-72 and 172074-76, whether respondent
prosecution.
prosecutors should be enjoined from continuing with the
prosecution of Criminal Case No. 06-944.13
In his Comment to the petition, the Solicitor General claims that
Beltran’s inquest for Rebellion was valid and that the RTC
The Ruling of the Court
Makati correctly found probable cause to try Beltran for such
felony.
We find the petitions meritorious. On the Beltran Petition
G.R. Nos. 172070-72 and 172074-76 (The Maza and Ladlad
Petitions) The Inquest Proceeding against Beltran for Rebellion is Void.

Based on Tanigue and Mendoza’s letters, the DOJ sent Inquest proceedings are proper only when the accused has
subpoenas to petitioners on 6 March 2006 requiring them to been lawfully arrested without warrant.14 Section 5, Rule 113 of
appear at the DOJ Office on 13 March 2006 "to get copies of the the Revised Rules of Criminal Procedure provides the instances
complaint and its attachment." Prior to their receipt of the when such warrantless arrest may be effected, thus:
subpoenas, petitioners had quartered themselves inside the
House of Representatives building for fear of being subjected to Arrest without warrant; when lawful.— A peace officer or a
warrantless arrest. private person may, without a warrant, arrest a person:

During the preliminary investigation on 13 March 2006, the (a) When, in his presence, the person to be arrested has
counsel for the CIDG presented a masked man, later identified committed, is actually committing, or is attempting to commit
as Jaime Fuentes (Fuentes), who claimed to be an eyewitness an offense;
against petitioners. Fuentes subscribed to his affidavit before
respondent prosecutor Emmanuel Velasco who then gave (b) When an offense has just been committed and he has
copies of the affidavit to media members present during the probable cause to believe based on personal knowledge of facts
proceedings. The panel of prosecutors10 gave petitioners 10 or circumstances that the person to be arrested has committed
days within which to file their counter-affidavits. Petitioners it; and
were furnished the complete copies of documents supporting
the CIDG’s letters only on 17 March 2006. xxxx

Petitioners moved for the inhibition of the members of the In cases falling under paragraphs (a) and (b) above, the person
prosecution panel for lack of impartiality and independence, arrested without a warrant shall be forthwith delivered to the
considering the political milieu under which petitioners were nearest police station or jail and shall be proceeded against in
investigated, the statements that the President and the accordance with section 7 of Rule 112.
Secretary of Justice made to the media regarding petitioners’
The joint affidavit of Beltran’s arresting officers15 states that the insufficiency of evidence to support a finding of probable cause,
officers arrested Beltran, without a warrant,16 for Inciting to thus denying the accused his right to substantive and
Sedition, and not for Rebellion. Thus, the inquest prosecutor procedural due process, we have not hesitated to intervene and
could only have conducted – as he did conduct – an inquest for exercise our review power under Rule 65 to overturn the
Inciting to Sedition and no other. Consequently, when another prosecutor’s findings.22 This exception holds true here.
group of prosecutors subjected Beltran to a second inquest
proceeding for Rebellion, they overstepped their authority Rebellion under Article 134 of the Revised Penal Code is
rendering the second inquest void. None of Beltran’s arresting committed –
officers saw Beltran commit, in their presence, the crime of
Rebellion. Nor did they have personal knowledge of facts and
[B]y rising publicly and taking arms against the Government for
circumstances that Beltran had just committed Rebellion,
the purpose of removing from the allegiance to said
sufficient to form probable cause to believe that he had
Government or its laws, the territory of the Republic of the
committed Rebellion. What these arresting officers alleged in
Philippines or any part thereof, or any body of land, naval, or
their affidavit is that they saw and heard Beltran make an
other armed forces or depriving the Chief Executive or the
allegedly seditious speech on 24 February 2006.17
Legislature, wholly or partially, of any of their powers or
prerogatives.
Indeed, under DOJ Circular No. 61, dated 21 September 1993,
the initial duty of the inquest officer is to determine if the arrest
The elements of the offense are:
of the detained person was made "in accordance with the
provisions of paragraphs (a) and (b) of Section 5, Rule 113."18 If
1. That there be a (a) public uprising and (b) taking arms
the arrest was not properly effected, the inquest officer should
against the Government; and
proceed under Section 9 of Circular No. 61 which provides:

2. That the purpose of the uprising or movement is either –


Where Arrest Not Properly Effected.— Should the Inquest
Officer find that the arrest was not made in accordance with the
Rules, he shall: (a) to remove from the allegiance to said Government or its
laws:
a) recommend the release of the person arrested or detained;
(1) the territory of the Philippines or any part thereof; or
b) note down the disposition on the referral document;
(2) any body of land, naval, or other armed forces; or
c) prepare a brief memorandum indicating the reasons for the
action taken; and (b) to deprive the Chief Executive or Congress, wholly or
partially, of any of their powers and prerogatives.23
d) forward the same, together with the record of the case, to
the City or Provincial Prosecutor for appropriate action. Thus, by its nature, rebellion is a crime of the masses or
multitudes involving crowd action done in furtherance of a
political end.24
Where the recommendation for the release of the detained
person is approved by the City or Provincial Prosecutor but the
evidence on hand warrant the conduct of a regular preliminary The evidence before the panel of prosecutors who conducted
investigation, the order of release shall be served on the officer the inquest of Beltran for Rebellion consisted of the affidavits
having custody of said detainee and shall direct the said officer and other documents25 attached to the CIDG letters. We have
to serve upon the detainee the subpoena or notice of gone over these documents and find merit in Beltran’s
preliminary investigation, together with the copies of the charge contention that the same are insufficient to show probable
sheet or complaint, affidavit or sworn statements of the cause to indict him for Rebellion. The bulk of the documents
complainant and his witnesses and other supporting evidence. consists of affidavits, some of which were sworn before a notary
(Emphasis supplied) public, executed by members of the military and some civilians.
Except for two affidavits, executed by a certain Ruel Escala
(Escala), dated 20 Febuary 2006,26 and Raul Cachuela
For the failure of Beltran’s panel of inquest prosecutors to
(Cachuela), dated 23 February 2006,27 none of the affidavits
comply with Section 7, Rule 112 in relation to Section 5, Rule
mentions Beltran.28 In his affidavit, Escala recounted that in the
113 and DOJ Circular No. 61, we declare Beltran’s inquest
afternoon of 20 February 2006, he saw Beltran, Ocampo,
void.19 Beltran would have been entitled to a preliminary
Casiño, Maza, Mariano, Virador, and other individuals on board
investigation had he not asked the trial court to make a judicial
a vehicle which entered a chicken farm in Bucal, Padre Garcia,
determination of probable cause, which effectively took the
Batangas and that after the passengers alighted, they were met
place of such proceeding.
by another individual who looked like San Juan. For his part,
Cachuela stated that he was a former member of the CPP and
There is No Probable Cause to Indict
that (1) he attended the CPP’s "10thPlenum" in 1992 where he
saw Beltran; (2) he took part in criminal activities; and (3) the
Beltran for Rebellion. arms he and the other CPP members used were purchased
partly from contributions by Congressional members, like
Probable cause is the "existence of such facts and Beltran, who represent party-list groups affiliated with the CPP.
circumstances as would excite the belief in a reasonable mind,
acting on the facts within the knowledge of the prosecutor, that The allegations in these affidavits are far from the proof needed
the person charged was guilty of the crime for which he was to indict Beltran for taking part in an armed public uprising
prosecuted."20 To accord respect to the discretion granted to against the government. What these documents prove, at best,
the prosecutor and for reasons of practicality, this Court, as a is that Beltran was in Bucal, Padre Garcia, Batangas on 20
rule, does not interfere with the prosecutor’s determination of February 2006 and that 14 years earlier, he was present during
probable cause for otherwise, courts would be swamped with the 1992 CPP Plenum. None of the affidavits stated that Beltran
petitions to review the prosecutor’s findings in such committed specific acts of promoting, maintaining, or heading a
investigations.21 However, in the few exceptional cases where rebellion as found in the DOJ Resolution of 27 February 2006.
the prosecutor abused his discretion by ignoring a clear None of the affidavits alleged that Beltran is a leader of a
rebellion. Beltran’s alleged presence during the 1992 CPP the Information that he is a leader or promoter of the
Plenum does not automatically make him a leader of a rebellion. Rebellion.33 However, the Information in fact merely charges
Beltran for "conspiring and confederating" with others in
In fact, Cachuela’s affidavit stated that Beltran attended the forming a "tactical alliance" to commit rebellion. As worded, the
1992 CPP Plenum as "Chairman, Kilusang Mayo Uno (KMU)." Information does not charge Beltran with Rebellion but with
Assuming that Beltran is a member of the CPP, which Beltran Conspiracy to Commit Rebellion, a bailable offense.34
does not acknowledge, mere membership in the CPP does not
constitute rebellion.29 As for the alleged funding of the CPP’s On the Ladlad and Maza Petitions
military equipment from Beltran’s congressional funds,
Cachuela’s affidavit merely contained a general conclusion The Preliminary Investigation was Tainted
without any specific act showing such funding. Cachuela merely
alleged that "ang mga ibang mga pondo namin ay galing sa
With Irregularities.
mga party list na naihalal sa Kongreso tulad ng BAYAN MUNA –
pimumunuan nila SATUR OCAMPO at CRISPIN BELTRAN, x x
As in the determination of probable cause, this Court is similarly
x."30Such a general conclusion does not establish probable
loath to enjoin the prosecution of offenses, a practice rooted on
cause.
public interest as the speedy closure of criminal investigations
fosters public safety.35 However, such relief in equity may be
In his Comment to Beltran’s petition, the Solicitor General points
granted if, among others, the same is necessary (a) to prevent
to Fuentes’ affidavit, dated 25 February 2006,31 as basis for the
the use of the strong arm of the law in an oppressive and
finding of probable cause against Beltran as Fuentes provided
vindictive manner36 or (b) to afford adequate protection to
details in his statement regarding meetings Beltran and the
constitutional rights.37The case of the petitioners in G.R. Nos.
other petitioners attended in 2005 and 2006 in which plans to 172070-72 and 172074-76 falls under these exceptions.
overthrow violently the Arroyo government were allegedly
discussed, among others.
The procedure for preliminary investigation of offenses
punishable by at least four years, two months and one day is
The claim is untenable. Fuentes’ affidavit was not part of the
outlined in Section 3, Rule 112 of the Revised Rules of Criminal
attachments the CIDG referred to the DOJ on 27 February 2006.
Procedure, thus:
Thus, the panel of inquest prosecutors did not have Fuentes’
affidavit in their possession when they conducted the Rebellion
Procedure.—The preliminary investigation shall be conducted
inquest against Beltran on that day. Indeed, although this
in the following manner:
affidavit is dated 25 February 2006, the CIDG first presented it
only during the preliminary investigation of the other petitioners
on 13 March 2006 during which Fuentes subscribed to his (a) The complaint shall state the address of the respondent and
statement before respondent prosecutor Velasco. shall be accompanied by the affidavits of the complainant and
his witnesses, as well as other supporting documents to
establish probable cause. They shall be in such number of
Respondent prosecutors later tried to remedy this fatal defect
copies as there are respondents, plus two (2) copies for the
by motu proprio submitting to Branch 137 of the RTC Makati
official file. The affidavits shall be subscribed and sworn to
Fuentes’ affidavit as part of their Comment to Beltran’s motion
before any prosecutor or government official authorized to
for judicial determination of probable cause. Such belated
administer oath, or, in their absence or unavailability, before a
submission, a tacit admission of the dearth of evidence against
notary public, each of whom must certify that he personally
Beltran during the inquest, does not improve the prosecution’s
examined the affiants and that he is satisfied that they
case. Assuming them to be true, what the allegations in
voluntarily executed and understood their affidavits.
Fuentes’ affidavit make out is a case for Conspiracy to Commit
Rebellion, punishable under Article 136 of the Revised Penal
Code, not Rebellion under Article 134. Attendance in meetings (b) Within ten (10) days after the filing of the complaint, the
to discuss, among others, plans to bring down a government is investigating officer shall either dismiss it if he finds no ground
a mere preparatory step to commit the acts constituting to continue with the investigation, or issue a subpoena to the
Rebellion under Article 134. Even the prosecution respondent attaching to it a copy of the complaint and its
acknowledged this, since the felony charged in the Information supporting affidavits and documents.
against Beltran and San Juan in Criminal Case No. 06-452 is
Conspiracy to Commit Rebellion and not Rebellion. The The respondent shall have the right to examine the evidence
Information merely alleged that Beltran, San Juan, and others submitted by the complainant which he may not have been
conspired to form a "tactical alliance" to commit Rebellion. Thus, furnished and to copy them at his expense. If the evidence is
the RTC Makati erred when it nevertheless found probable voluminous, the complainant may be required to specify those
cause to try Beltran for Rebellion based on the evidence before which he intends to present against the respondent, and these
it. shall be made available for examination or copying by the
respondent at his expense.
The minutes32 of the 20 February 2006 alleged meeting in
Batangas between members of MKP and CPP, including Beltran, Objects as evidence need not be furnished a party but shall be
also do not detract from our finding.1a\^/phi1.net Nowhere in made available for examination, copying, or photographing at
the minutes was Beltran implicated. While the minutes state the expense of the requesting party.
that a certain "Cris" attended the alleged meeting, there is no
other evidence on record indicating that "Cris" is Beltran. San (c) Within ten (10) days from receipt of the subpoena with the
Juan, from whom the "flash drive" containing the so-called complaint and supporting affidavits and documents, the
minutes was allegedly taken, denies knowing Beltran. respondent shall submit his counter-affidavit and that of his
witnesses and other supporting documents relied upon for his
To repeat, none of the affidavits alleges that Beltran is defense. The counter-affidavits shall be subscribed and sworn
promoting, maintaining, or heading a Rebellion. The to and certified as provided in paragraph (a) of this section, with
Information in Criminal Case No. 06-452 itself does not make copies thereof furnished by him to the complainant. The
such allegation. Thus, even assuming that the Information respondent shall not be allowed to file a motion to dismiss in
validly charges Beltran for taking part in a Rebellion, he is lieu of a counter-affidavit.
entitled to bail as a matter of right since there is no allegation in
(d) If the respondent cannot be subpoenaed, or if subpoenaed, A preliminary investigation is the crucial sieve in the criminal
does not submit counter-affidavits within the ten (10) day justice system which spells for an individual the difference
period, the investigating officer shall resolve the complaint between months if not years of agonizing trial and possibly jail
based on the evidence presented by the complainant. term, on the one hand, and peace of mind and liberty, on the
other hand. Thus, we have characterized the right to a
(e) The investigating officer may set a hearing if there are facts preliminary investigation as not "a mere formal or technical
and issues to be clarified from a party or a witness. The parties right" but a "substantive" one, forming part of due process in
can be present at the hearing but without the right to examine criminal justice.41 This especially holds true here where the
or cross-examine. They may, however, submit to the offense charged is punishable by reclusion perpetua and may
investigating officer questions which may be asked to the party be non-bailable for those accused as principals.
or witness concerned.
Contrary to the submission of the Solicitor General, respondent
The hearing shall be held within ten (10) days from submission prosecutors’ filing of the Information against petitioners on 21
of the counter-affidavits and other documents or from the April 2006 with Branch 57 of the RTC Makati does not moot the
expiration of the period for their submission. It shall be petitions in G.R. Nos. 172070-72 and 172074-76. Our power to
terminated within five (5) days. enjoin prosecutions cannot be frustrated by the simple filing of
the Information with the trial court.1a\^/phi1.net
(f) Within ten (10) days after the investigation, the investigating
officer shall determine whether or not there is sufficient ground On Respondent Prosecutors’ Lack of Impartiality
to hold the respondent for trial. (Emphasis supplied)
We find merit in petitioners’ doubt on respondent prosecutors’
Instead of following this procedure scrupulously, as what this impartiality. Respondent Secretary of Justice, who exercises
Court had mandated in an earlier ruling, "so that the supervision and control over the panel of prosecutors, stated in
constitutional right to liberty of a potential accused can be an interview on 13 March 2006, the day of the preliminary
protected from any material damage,"38 respondent investigation, that, "We [the DOJ] will just declare probable
prosecutors nonchalantly disregarded it. Respondent cause, then it’s up to the [C]ourt to decide x x x."42 Petitioners
prosecutors failed to comply with Section 3(a) of Rule 112 raised this issue in their petition,43 but respondents never
which provides that the complaint (which, with its attachment, disputed the veracity of this statement. This clearly shows
must be of such number as there are respondents) be pre-judgment, a determination to file the Information even in
accompanied by the affidavits of the complainant and his the absence of probable cause.
witnesses, subscribed and sworn to before any prosecutor or
government official authorized to administer oath, or, in their A Final Word
absence or unavailability, before a notary public. Respondent
prosecutors treated the unsubscribed letters of Tanigue and The obvious involvement of political considerations in the
Mendoza of the CIDG, PNP as complaints39 and accepted the actuations of respondent Secretary of Justice and respondent
affidavits attached to the letters even though some of them prosecutors brings to mind an observation we made in another
were notarized by a notary public without any showing that a equally politically charged case. We reiterate what we stated
prosecutor or qualified government official was unavailable as then, if only to emphasize the importance of maintaining the
required by Section 3(a) of Rule 112. integrity of criminal prosecutions in general and preliminary
investigations in particular, thus:
Further, Section 3(b) of Rule 112 mandates that the prosecutor,
after receiving the complaint, must determine if there are [W]e cannot emphasize too strongly that prosecutors should
grounds to continue with the investigation. If there is none, he not allow, and should avoid, giving the impression that their
shall dismiss the case, otherwise he shall "issue a subpoena to noble office is being used or prostituted, wittingly or unwittingly,
the respondents." Here, after receiving the CIDG letters, for political ends, or other purposes alien to, or subversive of,
respondent prosecutors peremptorily issued subpoenas to the basic and fundamental objective of observing the interest of
petitioners requiring them to appear at the DOJ office on 13 justice evenhandedly, without fear or favor to any and all
March 2006 "to secure copies of the complaints and its litigants alike, whether rich or poor, weak or strong, powerless
attachments." During the investigation, respondent prosecutors or mighty. Only by strict adherence to the established
allowed the CIDG to present a masked Fuentes who subscribed procedure may be public’s perception of the impartiality of the
to an affidavit before respondent prosecutor Velasco. Velasco prosecutor be enhanced.44 1a\^/phi1.net
proceeded to distribute copies of Fuentes’ affidavit not to
petitioners or their counsels but to members of the media who
WHEREFORE, we GRANT the petitions. In G.R. No. 175013, we
covered the proceedings. Respondent prosecutors then
SET ASIDE the Order dated 31 May 2006 of the Regional Trial
required petitioners to submit their counter-affidavits in 10 days.
Court, Makati City, Branch 146 and the Order dated 29 August
It was only four days later, on 17 March 2006, that petitioners
2006 of the Regional Trial Court, Makati City, Branch 150. In
received the complete copy of the attachments to the CIDG
G.R. Nos. 172070-72 and 172074-76, we SET ASIDE the Orders
letters.1a\^/phi1.net
dated 22 March 2006 and 4 April 2006 issued by respondent
prosecutors. We ORDER the Regional Trial Court, Makati City,
These uncontroverted facts belie respondent prosecutors’ Branch 150 to DISMISS Criminal Case Nos. 06-452 and 06-944.
statement in the Order of 22 March 2006 that the preliminary
investigation "was done in accordance with the Revised Rules
SO ORDERED.
o[f] Criminal Procedure."40 Indeed, by peremptorily issuing the
subpoenas to petitioners, tolerating the complainant’s antics
G.R. No. 159085 February 3, 2004
during the investigation, and distributing copies of a witness’
affidavit to members of the media knowing that petitioners have
not had the opportunity to examine the charges against them, SANLAKAS, represented by REP. J.V. Bautista, and
respondent prosecutors not only trivialized the investigation but PARTIDO NG MANGGAGAWA, represented by REP.
also lent credence to petitioners’ claim that the entire RENATO MAGTUBO petitioners,
proceeding was a sham. vs
EXECUTIVE SECRETARY SECRETARY ANGELO REYES,
GENERAL NARCISO ABAYA, DIR. GEN. HERMOGENES withdrawal of support for, and took arms
EBDANE, respondents. against the duly constituted Government,
and continue to rise publicly and show open
x------------------------x hostility, for the purpose of removing
allegiance to the Government certain bodies
of the Armed Forces of the Philippines and
G.R. No. 159103 February 3, 2004
the Philippine National Police, and depriving
the President of the Republic of the
SOCIAL JUSTICE SOCIETY (SJS) OFFICERS/MEMBERS
Philippines, wholly or partially, of her powers
namely, SAMSON S. ALCANTARA, ED VINCENT S.
and prerogatives which constitute the crime
ALBANO, RENE B. GOROSPE, EDWIN R. SANDOVAL and
of rebellion punishable under Article 134 of
RODOLFO D. MAPILE, petitioners,
the Revised Penal Code, as amended;
vs
HON. EXECUTIVE SECRETARY ALBERTO G. ROMULO,
WHEREAS, these misguided elements of the
HON. SECRETARY OF JUSTICE SIMEON DATUMANONG,
Armed Forces of the Philippines are being
HON. SECRETARY OF NATIONAL DEFENSE ANGELO
supported, abetted and aided by known and
REYES, and HON. SECRETARY JOSE LINA,
unknown leaders, conspirators and plotters in
JR., respondents.
the government service and outside the
government;
x------------------------x

WHEREAS, under Section 18, Article VII of


G.R. No. 159185 February 3, 2004
the present Constitution, whenever it
becomes necessary, the President, as the
REP. ROLEX T. SUPLICO, REP. CARLOS M. PADILLA, REP. Commander-in-Chief of the Armed Forces of
CELSO L. LOBREGAT, REP. HUSSIN U. AMIN, REP. the Philippines, may call out such Armed
ABRAHAM KAHLIL B. MITRA, REP. EMMYLOU J. Forces to suppress the rebellion;
TALINO-SANTOS, and REP. GEORGILU R.
YUMUL-HERMIDA, petitioners,
NOW, THEREFORE, I, GLORIA
vs
MACAPAGAL-ARROYO, by virtue of the
PRESIDENT GLORIA MACAPAGAL-ARROYO; and
powers vested in me by law, hereby confirm
EXECUTIVE SECRETARY ALBERTO G.
the existence of an actual and on-going
ROMULO, respondents.
rebellion, compelling me to declare a state of
rebellion.
x------------------------x
In view of the foregoing, I am issuing General
G.R. No. 159196 February 3, 2004 Order No. 4 in accordance with Section 18,
Article VII of the Constitution, calling out the
AQUILINO Q. PIMENTEL, JR. as a Member of the Armed Forces of the Philippines and the
Senate, petitioner, Philippine National Police to immediately
vs carry out the necessary actions and measures
SECRETARY ALBERTO ROMULO, AS EXECUTIVE to suppress and quell the rebellion with due
SECRETARY; SECRETARY ANGELO REYES, AS regard to constitutional rights.
SECRETARY OF NATIONAL DEFENSE; GENERAL
NARCISO ABAYA, AS CHIEF OF STAFF OF THE ARMED General Order No. 4 is similarly worded:
FORCES; SECRETARY JOSE LINA, et al., respondents.
GENERAL ORDER NO. 4
They came in the middle of the night. Armed with high-powered
ammunitions and explosives, some three hundred junior
DIRECTING THE ARMED FORCES OF THE
officers and enlisted men of the Armed Forces of the Philippines
PHILIPPINES AND THE PHILIPPINE
(AFP) stormed into the Oakwood Premiere apartments in Makati
NATIONAL POLICE TO SUPPRESS
City in the wee hours of July 27, 2003. Bewailing the corruption
REBELLION
in the AFP, the soldiers demanded, among other things, the
resignation of the President, the Secretary of Defense and the
WHEREAS, certain elements of the Armed
Chief of the Philippine National Police (PNP).1
Forces of the Philippines, armed with
high-powered firearms and explosives, acting
In the wake of the Oakwood occupation, the President issued
upon the instigation and command and
later in the day Proclamation No. 427 and General Order No. 4,
direction of known and unknown leaders,
both declaring "a state of rebellion" and calling out the Armed
have seized a building in Makati City, put
Forces to suppress the rebellion. Proclamation No. 427 reads in
bombs in the area, publicly declared
full:
withdrawal of support for, and took arms
against the duly constituted Government,
PROCLAMATION NO. 427 and continue to rise publicly and show open
hostility, for the purpose of removing
DECLARING A STATE OF REBELLION allegiance to the Government certain bodies
of the Armed Forces of the Philippines and
WHEREAS, certain elements of the Armed the Philippine National Police, and depriving
Forces of the Philippines, armed with the President of the Republic of the
high-powered firearms and explosives, acting Philippines, wholly or partially, of her powers
upon the instigation and command and and prerogatives which constitute the crime
direction of known and unknown leaders, of rebellion punishable under Article 134 et
have seized a building in Makati City, put seq. of the Revised Penal Code, as amended;
bombs in the area, publicly declared
WHEREAS, these misguided elements of the In the interim, several petitions were filed
Armed Forces of the Philippines are being before this Court challenging the validity of
supported, abetted and aided by known and Proclamation No. 427 and General Order No.
unknown leaders, conspirators and plotters in 4.
the government service and outside the
government; In G.R. No. 159085 (Sanlakas and PM v. Executive Secretary, et
al.),2 party-list organizations Sanlakas and Partido ng
WHEREAS, under Section 18, Article VII of Manggagawa (PM), contend that Section 18, Article VII of the
the present Constitution, whenever it Constitution does not require the declaration of a state of
becomes necessary, the President, as the rebellion to call out the armed forces.3 They further submit that,
Commander-in-Chief of all Armed Forces of because of the cessation of the Oakwood occupation, there
the Philippines, may call out such Armed exists no sufficient factual basis for the proclamation by the
Forces to suppress the rebellion; President of a state of rebellion for an indefinite period.4

NOW, THEREFORE, I, GLORIA Petitioners in G.R. No. 159103 (SJS Officers/Members v. Hon.
MACAPAGAL-ARROYO, by virtue of the Executive Secretary, et al.) are officers/members of the Social
powers vested in me by the Constitution as Justice Society (SJS), "Filipino citizens, taxpayers, law
President of the Republic of the Philippines professors and bar reviewers."5 Like Sanlakas and PM, they
and Commander-in-Chief of all the armed claim that Section 18, Article VII of the Constitution does not
forces of the Philippines and pursuant to authorize the declaration of a state of rebellion.6 They contend
Proclamation No. 427 dated July 27, 2003, do that the declaration is a "constitutional anomaly" that "confuses,
hereby call upon the Armed Forces of the confounds and misleads" because "[o]verzealous public officers,
Philippines and the Philippine National Police acting pursuant to such proclamation or general order, are
to suppress and quell the rebellion. liable to violate the constitutional right of private
citizens."7 Petitioners also submit that the proclamation is a
I hereby direct the Chief of the Armed Forces circumvention of the report requirement under the same
of the Philippines and the Chief of the Section 18, Article VII, commanding the President to submit a
Philippine National Police and the officers and report to Congress within 48 hours from the proclamation of
men of the Armed Forces of the Philippines martial law.8 Finally, they contend that the presidential
and the Philippine National Police to issuances cannot be construed as an exercise of emergency
immediately carry out the necessary and powers as Congress has not delegated any such power to the
appropriate actions and measures to President.9
suppress and quell the rebellion with due
regard to constitutional rights. In G.R. No. 159185 (Rep. Suplico et al. v. President
Macapagal-Arroyo and Executive Secretary Romulo), petitioners
By the evening of July 27, 2003, the brought suit as citizens and as Members of the House of
Oakwood occupation had ended. After Representatives whose rights, powers and functions were
hours-long negotiations, the soldiers agreed allegedly affected by the declaration of a state of
to return to barracks. The President, however, rebellion.10 Petitioners do not challenge the power of the
did not immediately lift the declaration of a President to call out the Armed Forces.11 They argue, however,
state of rebellion and did so only on August 1, that the declaration of a state of rebellion is a "superfluity," and
2003, through Proclamation No. 435: is actually an exercise of emergency powers.12 Such exercise, it
is contended, amounts to a usurpation of the power of Congress
granted by Section 23 (2), Article VI of the Constitution.13
DECLARING THAT THE STATE OF
REBELLION HAS CEASED TO EXIST
In G.R. No. 159196 (Pimentel v. Romulo, et al.), petitioner
Senator assails the subject presidential issuances as "an
WHEREAS, by virtue of Proclamation No. 427
dated July 27, 2003, a state of rebellion was unwarranted, illegal and abusive exercise of a martial law power
that has no basis under the Constitution."14 In the main,
declared;
petitioner fears that the declaration of a state of rebellion
"opens the door to the unconstitutional implementation of
WHEREAS, by virtue of General Order No. 4
warrantless arrests" for the crime of rebellion.15
dated July 27, 2003, which was issued on the
basis of Proclamation No. 427 dated July 27,
Required to comment, the Solicitor General argues that the
2003, and pursuant to Article VII, Section 18
petitions have been rendered moot by the lifting of the
of the Constitution, the Armed Forces of the
declaration.16 In addition, the Solicitor General questions the
Philippines and the Philippine National Police
standing of the petitioners to bring suit.17
were directed to suppress and quell the
rebellion;
The Court agrees with the Solicitor General that the issuance of
Proclamation No. 435, declaring that the state of rebellion has
WHEREAS, the Armed Forces of the
Philippines and the Philippine National Police ceased to exist, has rendered the case moot. As a rule, courts
do not adjudicate moot cases, judicial power being limited to
have effectively suppressed and quelled the
the determination of "actual controversies."18 Nevertheless,
rebellion.
courts will decide a question, otherwise moot, if it is "capable of
repetition yet evading review."19 The case at bar is one such
NOW, THEREFORE, I, GLORIA
case.
MACAPAGAL-ARROYO, President of the
Philippines, by virtue of the powers vested in
Once before, the President on May 1, 2001 declared a state of
me by law, hereby declare that the state of
rebellion and called upon the AFP and the PNP to suppress the
rebellion has ceased to exist.
rebellion through Proclamation No. 38 and General Order No. 1.
On that occasion, "'an angry and violent mob armed with
explosives, firearms, bladed weapons, clubs, stones and other
deadly weapons' assaulted and attempted to break into leaders, members, and supporters are being threatened with
Malacañang."20 Petitions were filed before this Court assailing warrantless arrest and detention for the crime of rebellion.
the validity of the President's declaration. Five days after such Every action must be brought in the name of the party whose
declaration, however, the President lifted the same. The legal rights has been invaded or infringed, or whose legal right
mootness of the petitions in Lacson v. Perez and accompanying is under imminent threat of invasion or infringement.
cases21 precluded this Court from addressing the
constitutionality of the declaration. At best, the instant petition may be considered as an action for
declaratory relief, petitioner claiming that it[']s right to freedom
To prevent similar questions from reemerging, we seize this of expression and freedom of assembly is affected by the
opportunity to finally lay to rest the validity of the declaration of declaration of a "state of rebellion" and that said proclamation is
a state of rebellion in the exercise of the President's calling out invalid for being contrary to the Constitution.
power, the mootness of the petitions notwithstanding.
However, to consider the petition as one for declaratory relief
Only petitioners Rep. Suplico et al. and Sen. Pimentel, as affords little comfort to petitioner, this Court not having
Members of Congress, have standing to challenge the subject jurisdiction in the first instance over such a petition. Section 5
issuances. In Philippine Constitution Association v. [1], Article VIII of the Constitution limits the original jurisdiction
Enriquez,22 this Court recognized that: of the court to cases affecting ambassadors, other public
ministers and consuls, and over petitions for certiorari,
To the extent the powers of Congress are impaired, so is the prohibition, mandamus, quo warranto, and habeas corpus.25
power of each member thereof, since his office confers a right
to participate in the exercise of the powers of that institution. Even assuming that petitioners are "people's organizations,"
this status would not vest them with the requisite personality to
An act of the Executive which injures the institution of Congress question the validity of the presidential issuances, as this Court
causes a derivative but nonetheless substantial injury, which made clear in Kilosbayan v. Morato:26
can be questioned by a member of Congress. In such a case,
any member of Congress can have a resort to the courts. The Constitution provides that "the State shall respect the role
of independent people's organizations to enable the people to
Petitioner Members of Congress claim that the declaration of a pursue and protect, within the democratic framework, their
state of rebellion by the President is tantamount to an exercise legitimate and collective interests and aspirations through
of Congress' emergency powers, thus impairing the lawmakers' peaceful and lawful means," that their right to "effective and
legislative powers. Petitioners also maintain that the declaration reasonable participation at all levels of social, political, and
is a subterfuge to avoid congressional scrutiny into the economic decision-making shall not be abridged." (Art. XIII,
President's exercise of martial law powers. §§15-16)

Petitioners Sanlakas and PM, and SJS Officers/Members, have These provisions have not changed the traditional rule that
no legal standing or locus standi to bring suit. "Legal standing" only real parties in interest or those with standing, as the case
or locus standi has been defined as a personal and substantial may be, may invoke the judicial power. The jurisdiction of this
interest in the case such that the party has sustained or will Court, even in cases involving constitutional questions, is limited
sustain direct injury as a result of the governmental act that is by the "case and controversy" requirement of Art. VIII, §5. This
being challenged…. The gist of the question of standing is requirement lies at the very heart of the judicial function. It is
whether a party alleges "such personal stake in the outcome of what differentiates decisionmaking in the courts from
the controversy as to assure that concrete adverseness which decisionmaking in the political departments of the government
sharpens the presentation of issues upon which the court and bars the bringing of suits by just any party.27
depends for illumination of difficult constitutional questions."23
That petitioner SJS officers/members are taxpayers and citizens
Petitioners Sanlakas and PM assert that: does not necessarily endow them with standing. A taxpayer
may bring suit where the act complained of directly involves the
illegal disbursement of public funds derived from taxation.28 No
2. As a basic principle of the organizations and as an important
such illegal disbursement is alleged.
plank in their programs, petitioners are committed to assert,
defend, protect, uphold, and promote the rights, interests, and
welfare of the people, especially the poor and marginalized On the other hand, a citizen will be allowed to raise a
classes and sectors of Philippine society. Petitioners are constitutional question only when he can show that he has
committed to defend and assert human rights, including personally suffered some actual or threatened injury as a result
political and civil rights, of the citizens. of the allegedly illegal conduct of the government; the injury is
fairly traceable to the challenged action; and the injury is likely
to be redressed by a favorable action.29Again, no such injury is
3. Members of the petitioner organizations resort to mass
alleged in this case.
actions and mobilizations in the exercise of their Constitutional
rights to peaceably assemble and their freedom of speech and
of expression under Section 4, Article III of the 1987 Even granting these petitioners have standing on the ground
Constitution, as a vehicle to publicly ventilate their grievances that the issues they raise are of transcendental importance, the
and legitimate demands and to mobilize public opinion to petitions must fail.
support the same.24 [Emphasis in the original.]
It is true that for the purpose of exercising the calling out power
Petitioner party-list organizations claim no better right than the the Constitution does not require the President to make a
Laban ng Demokratikong Pilipino, whose standing this Court declaration of a state of rebellion. Section 18, Article VII
rejected in Lacson v. Perez: provides:

… petitioner has not demonstrated any injury to itself which Sec. 18. The President shall be the Commander-in-Chief of all
would justify the resort to the Court. Petitioner is a juridical armed forces of the Philippines and whenever it becomes
person not subject to arrest. Thus, it cannot claim to be necessary, he may call out such armed forces to prevent
threatened by a warrantless arrest. Nor is it alleged that its or suppress lawless violence, invasion or rebellion. In
case of invasion or rebellion, when the public safety requires it, Section 1. 1. The Executive Power shall be vested in a President
he may, for a period not exceeding sixty days, suspend the of the United States of America . . . .
privilege of the writ of habeas corpus or place the Philippines or
any part thereof under martial law. Within forty-eight hours ....
from the proclamation of martial law or the suspension of the
writ of habeas corpus, the President shall submit a report in
Section 2. 1. The President shall be Commander in Chief of the
person or in writing to the Congress. The Congress, voting
Army and Navy of the United States. . . .
jointly, by a vote of at least a majority of all its Members in
regular or special session, may revoke such proclamation or
....
suspension, which revocation shall not be set aside by the
President. Upon the initiative of the President, the Congress
may, in the same manner, extend such proclamation or Section 3. … he shall take care that the laws be faithfully
suspension for a period to be determined by the Congress, if the executed…. [Article II – Executive Power]
invasion or rebellion shall persist and public safety requires it.
Recalling in historical vignettes the use by the U.S. President of
The Congress, if not in session, shall, within twenty-four hours the above-quoted provisions, as juxtaposed against the
following such proclamation or suspension, convene in corresponding action of the U.S. Supreme Court, is instructive.
accordance with its rules without need of a call. Clad with the prerogatives of the office and endowed with
sovereign powers, which are drawn chiefly from the Executive
Power and Commander-in-Chief provisions, as well as the
The Supreme Court may review, in an appropriate proceeding
presidential oath of office, the President serves as Chief of State
filed by any citizen, the sufficiency of the factual basis for the
or Chief of Government, Commander-in-Chief, Chief of Foreign
proclamation of martial law or the suspension of the privilege of
Relations and Chief of Public Opinion.33
the writ of habeas corpus or the extension thereof, and must
promulgate its decision thereon within thirty days from its filing.
First to find definitive new piers for the authority of the Chief of
State, as the protector of the people, was President Andrew
A state of martial law does not suspend the operation of the
Jackson. Coming to office by virtue of a political revolution,
Constitution, nor supplant the functioning of the civil courts or
Jackson, as President not only kept faith with the people by
legislative assemblies, nor authorize the conferment of the
driving the patricians from power. Old Hickory, as he was fondly
jurisdiction on military courts and agencies over civilians where
called, was the first President to champion the indissolubility of
civil courts are able to function, nor automatically suspend the
the Union by defeating South Carolina's nullification effort.34
privilege of the writ.

The Federal Tariff Acts of 1828 and 1832 that Congress enacted
The suspension of the privilege of the writ shall apply only to
did not pacify the hotspurs from South Carolina. Its State
persons judicially charged for rebellion or offenses inherent in
Legislature ordered an election for a convention, whose
or directly connected with invasion.
members quickly passed an Ordinance of Nullification. The
Ordinance declared the Tariff Acts unconstitutional, prohibited
During the suspension of the privilege of the writ, any person
South Carolina citizens from obeying them after a certain date
thus arrested or detained shall be judicially charged within three
in 1833, and threatened secession if the Federal Government
days, otherwise he shall be released. [Emphasis supplied.]
sought to oppose the tariff laws. The Legislature then
implemented the Ordinance with bristling punitive laws aimed
The above provision grants the President, as at any who sought to pay or collect customs duties.35
Commander-in-Chief, a "sequence" of "graduated
power[s]."30 From the most to the least benign, these are: the
Jackson bided his time. His task of enforcement would not be
calling out power, the power to suspend the privilege of the writ
easy. Technically, the President might send troops into a State
of habeas corpus, and the power to declare martial law. In the
only if the Governor called for help to suppress an insurrection,
exercise of the latter two powers, the Constitution requires the
which would not occur in the instance. The President could also
concurrence of two conditions, namely, an actual invasion or
send troops to see to it that the laws enacted by Congress were
rebellion, and that public safety requires the exercise of such
faithfully executed. But these laws were aimed at individual
power.31 However, as we observed in Integrated Bar of the
citizens, and provided no enforcement machinery against
Philippines v. Zamora,32 "[t]hese conditions are not required in violation by a State. Jackson prepared to ask Congress for a
the exercise of the calling out power. The only criterion is that
force bill.36
'whenever it becomes necessary,' the President may call the
armed forces 'to prevent or suppress lawless violence, invasion
In a letter to a friend, the President gave the essence of his
or rebellion.'"
position. He wrote: ". . . when a faction in a State attempts to
nullify a constitutional law of Congress, or to destroy the Union,
Nevertheless, it is equally true that Section 18, Article VII
the balance of the people composing this Union have a perfect
does not expressly prohibit the President from declaring a state
right to coerce them to obedience." Then in a Proclamation he
of rebellion. Note that the Constitution vests the President not
issued on December 10, 1832, he called upon South Carolinians
only with Commander-in-Chief powers but, first and foremost,
to realize that there could be no peaceable interference with the
with Executive powers.
execution of the laws, and dared them, "disunion by armed
force is treason. Are you ready to incur its guilt?"37
Section 1, Article VII of the 1987 Philippine Constitution states:
"The executive power shall be vested in the President…." As if
The Proclamation frightened nullifiers, non-nullifiers and
by exposition, Section 17 of the same Article provides: "He shall tight-rope walkers. Soon, State Legislatures began to adopt
ensure that the laws be faithfully executed." The provisions
resolutions of agreement, and the President announced that the
trace their history to the Constitution of the United States.
national voice from Maine on the north to Louisiana on the
south had declared nullification and accession "confined to
The specific provisions of the U.S. Constitution granting the U.S. contempt and infamy."38
President executive and commander-in-chief powers have
remained in their original simple form since the Philadelphia
Constitution of 1776, Article II of which states in part:
No other President entered office faced with problems so province to mix in merely individual present controversies. Still,
formidable, and enfeebled by personal and political handicaps so it went on, "whenever wrongs complained of are such as
so daunting, as Abraham Lincoln. affect the public at large, and are in respect of matters which by
the Constitution are entrusted to the care of the Nation and
Lincoln believed the President's power broad and that of concerning which the Nation owes the duty to all citizens of
Congress explicit and restricted, and sought some source of securing to them their common rights, then the mere fact that
executive power not failed by misuse or wrecked by sabotage. the Government has no pecuniary interest in the controversy is
He seized upon the President's designation by the Constitution not sufficient to exclude it from the Courts, or prevent it from
as Commander-in-Chief, coupled it to the executive power taking measures therein to fully discharge those constitutional
provision — and joined them as "the war power" which duties."49 Thus, Cleveland's course had the Court's attest.
authorized him to do many things beyond the competence of
Congress.39 Taking off from President Cleveland, President Theodore
Roosevelt launched what political scientists dub the
Lincoln embraced the Jackson concept of the President's "stewardship theory." Calling himself "the steward of the
independent power and duty under his oath directly to people," he felt that the executive power "was limited only by
represent and protect the people. In his Message of July 4, 1861, the specific restrictions and prohibitions appearing in the
Lincoln declared that "the Executive found the duty of Constitution, or impleaded by Congress under its constitutional
employing the war power in defense of the government forced powers."50
upon him. He could not but perform the duty or surrender the
existence of the Government . . . ." This concept began as a The most far-reaching extension of presidential power "T.R."
transition device, to be validated by Congress when it ever undertook to employ was his plan to occupy and operate
assembled. In less than two-years, it grew into an independent Pennsylvania's coal mines under his authority as
power under which he felt authorized to suspend the privilege Commander-in-Chief. In the issue, he found means other than
of the writ of habeas corpus, issue the Emancipation force to end the 1902 hard-coal strike, but he had made
Proclamation, and restore reoccupied States.40 detailed plans to use his power as Commander-in-Chief to wrest
the mines from the stubborn operators, so that coal production
Lincoln's Proclamation of April 15, 1861, called for 75,000 would begin again.51
troops. Their first service, according to the proclamation, would
be to recapture forts, places and property, taking care "to avoid Eventually, the power of the State to intervene in and even take
any devastation, any destruction of or interference with over the operation of vital utilities in the public interest was
property, or any disturbance of peaceful citizens."41 accepted. In the Philippines, this led to the incorporation of
Section 6,52 Article XIII of the 1935 Constitution, which was
Early in 1863, the U.S. Supreme Court approved President later carried over with modifications in Section 7,53 Article XIV of
Lincoln's report to use the war powers without the benefit of the 1973 Constitution, and thereafter in Section 18,54 Article XII
Congress. The decision was handed in the celebrated Prize of the 1987 Constitution.
Cases42 which involved suits attacking the President's right to
legally institute a blockade. Although his Proclamation was The lesson to be learned from the U.S. constitutional history is
subsequently validated by Congress, the claimants contended that the Commander-in-Chief powers are broad enough as it is
that under international law, a blockade could be instituted only and become more so when taken together with the provision on
as a measure of war under the sovereign power of the State. executive power and the presidential oath of office. Thus, the
Since under the Constitution only Congress is exclusively plenitude of the powers of the presidency equips the occupant
empowered to declare war, it is only that body that could with the means to address exigencies or threats which
impose a blockade and all prizes seized before the legislative undermine the very existence of government or the integrity of
declaration were illegal. By a 5 to 4 vote, the Supreme Court the State.
upheld Lincoln's right to act as he had.43
In The Philippine Presidency A Study of Executive Power, the
In the course of time, the U.S. President's power to call out late Mme. Justice Irene R. Cortes, proposed that the Philippine
armed forces and suspend the privilege of the writ of habeas President was vested with residual power and that this is even
corpus without prior legislative approval, in case of invasion, greater than that of the U.S. President. She attributed this
insurrection, or rebellion came to be recognized and accepted. distinction to the "unitary and highly centralized" nature of the
The United States introduced the expanded presidential powers Philippine government. She noted that, "There is no counterpart
in the Philippines through the Philippine Bill of 1902.44 The use of the several states of the American union which have reserved
of the power was put to judicial test and this Court held that the powers under the United States constitution." Elaborating on
case raised a political question and said that it is beyond its the constitutional basis for her argument, she wrote:
province to inquire into the exercise of the power.45 Later, the
grant of the power was incorporated in the 1935 Constitution.46 …. The [1935] Philippine [C]onstitution establishes the three
departments of the government in this manner: "The legislative
Elected in 1884, Grover Cleveland took his ascent to the power shall be vested in a Congress of the Philippines which
presidency to mean that it made him the trustee of all the shall consist of a Senate and a House of Representatives." "The
people. Guided by the maxim that "Public office is a public executive power shall be vested in a President of the
trust," which he practiced during his incumbency, Cleveland Philippines." The judicial powers shall be vested in one Supreme
sent federal troops to Illinois to quell striking railway workers Court and in such inferior courts as may be provided by law."
who defied a court injunction. The injunction banned all These provisions not only establish a separation of powers by
picketing and distribution of handbills. For leading the strikes actual division but also confer plenary legislative, executive, and
and violating the injunction, Debs, who was the union president, judicial powers. For as the Supreme Court of the Philippines
was convicted of contempt of court. Brought to the Supreme pointed out in Ocampo v. Cabangis, "a grant of legislative
Court, the principal issue was by what authority of the power means a grant of all the legislative power; and a grant of
Constitution or statute had the President to send troops without the judicial power means a grant of all the judicial power which
the request of the Governor of the State.47 may be exercised under the government." If this is true of the
legislative power which is exercised by two chambers with a
In In Re: Eugene Debs, et al,48 the Supreme Court upheld the combined membership [at that time] of more than 120 and of
contempt conviction. It ruled that it is not the government's the judicial power which is vested in a hierarchy of courts, it can
equally if not more appropriately apply to the executive power corpus,61 then it is with more reason that a simple declaration of
which is vested in one official – the president. He personifies the a state of rebellion could not bring about these conditions. 62 At
executive branch. There is a unity in the executive branch any rate, the presidential issuances themselves call for the
absent from the two other branches of government. The suppression of the rebellion "with due regard to constitutional
president is not the chief of many executives. He is the rights."
executive. His direction of the executive branch can be more
immediate and direct than the United States president because For the same reasons, apprehensions that the military and
he is given by express provision of the constitution control over police authorities may resort to warrantless arrests are likewise
all executive departments, bureaus and offices.55 unfounded. In Lacson vs. Perez, supra, majority of the Court
held that "[i]n quelling or suppressing the rebellion, the
The esteemed Justice conducted her study against the authorities may only resort to warrantless arrests of persons
backdrop of the 1935 Constitution, the framers of which, early suspected of rebellion, as provided under Section 5, Rule 113 of
on, arrived at a general opinion in favor of a strong Executive in the Rules of Court,63 if the circumstances so warrant. The
the Philippines."56 Since then, reeling from the aftermath of warrantless arrest feared by petitioners is, thus, not based on
martial law, our most recent Charter has restricted the the declaration of a 'state of rebellion.'"64 In other words, a
President's powers as Commander-in-Chief. The same, however, person may be subjected to a warrantless arrest for the crime of
cannot be said of the President's powers as Chief Executive. rebellion whether or not the President has declared a state of
rebellion, so long as the requisites for a valid warrantless arrest
In her ponencia in Marcos v. Manglapus, Justice Cortes put her are present.
thesis into jurisprudence. There, the Court, by a slim 8-7 margin,
upheld the President's power to forbid the return of her exiled It is not disputed that the President has full discretionary power
predecessor. The rationale for the majority's ruling rested on to call out the armed forces and to determine the necessity for
the President's the exercise of such power. While the Court may examine
whether the power was exercised within constitutional limits or
… unstated residual powers which are implied from the grant of in a manner constituting grave abuse of discretion, none of the
executive power and which are necessary for her to comply with petitioners here have, by way of proof, supported their
her duties under the Constitution. The powers of the President assertion that the President acted without factual basis.65
are not limited to what are expressly enumerated in the article
on the Executive Department and in scattered provisions of the The argument that the declaration of a state of rebellion
Constitution. This is so, notwithstanding the avowed intent of amounts to a declaration of martial law and, therefore, is a
the members of the Constitutional Commission of 1986 to limit circumvention of the report requirement, is a leap of logic.
the powers of the President as a reaction to the abuses under There is no indication that military tribunals have replaced civil
the regime of Mr. Marcos, for the result was a limitation of courts in the "theater of war" or that military authorities have
specific powers of the President, particularly those relating to taken over the functions of civil government. There is no
the commander-in-chief clause, but not a diminution of the allegation of curtailment of civil or political rights. There is no
general grant of executive power.57 [Underscoring supplied. indication that the President has exercised judicial and
Italics in the original.] legislative powers. In short, there is no illustration that the
President has attempted to exercise or has exercised martial
Thus, the President's authority to declare a state of rebellion law powers.
springs in the main from her powers as chief executive and, at
the same time, draws strength from her Commander-in-Chief Nor by any stretch of the imagination can the declaration
powers. Indeed, as the Solicitor General accurately points out, constitute an indirect exercise of emergency powers, which
statutory authority for such a declaration may be found in exercise depends upon a grant of Congress pursuant to Section
Section 4, Chapter 2 (Ordinance Power), Book III (Office of the 23 (2), Article VI of the Constitution:
President) of the Revised Administrative Code of 1987, which
states: Sec. 23. (1) ….

SEC. 4. Proclamations. – Acts of the President fixing a date or (2) In times of war or other national emergency, the Congress
declaring a status or condition of public moment or may, by law, authorize the President, for a limited period and
interest, upon the existence of which the operation of a subject to such restrictions as it may prescribe, to exercise
specific law or regulation is made to depend, shall be powers necessary and proper to carry out a declared national
promulgated in proclamations which shall have the force of an policy. Unless sooner withdrawn by resolution of the Congress,
executive order. [Emphasis supplied.] such powers shall cease upon the next adjournment thereof.

The foregoing discussion notwithstanding, in calling out the The petitions do not cite a specific instance where the President
armed forces, a declaration of a state of rebellion is an utter has attempted to or has exercised powers beyond her powers
superfluity.58 At most, it only gives notice to the nation that as Chief Executive or as Commander-in-Chief. The President, in
such a state exists and that the armed forces may be called to declaring a state of rebellion and in calling out the armed forces,
prevent or suppress it.59 Perhaps the declaration may wreak was merely exercising a wedding of her Chief Executive and
emotional effects upon the perceived enemies of the State, Commander-in-Chief powers. These are purely
even on the entire nation. But this Court's mandate is to probe executive powers, vested on the President by Sections 1 and
only into the legal consequences of the declaration. This Court 18, Article VII, as opposed to the delegated
finds that such a declaration is devoid of any legal significance. legislative powers contemplated by Section 23 (2), Article VI.
For all legal intents, the declaration is deemed not written.
WHEREFORE, the petitions are hereby DISMISSED.
Should there be any "confusion" generated by the issuance of
Proclamation No. 427 and General Order No. 4, we clarify that,
SO ORDERED.
as the dissenters in Lacson correctly pointed out, the mere
declaration of a state of rebellion cannot diminish or violate
Carpio, Corona, and Carpio-Morales, JJ., concur.
constitutionally protected rights.60 Indeed, if a state of martial
Davide, Jr., C.J., in the result.
law does not suspend the operation of the Constitution or
Puno, J., in the result.
automatically suspend the privilege of the writ of habeas
Vitug, J., see separate opinion. question may indeed still be resolved even after the lifting of the
Panganiban, J., see separate opinion. Proclamation and Order, provided the party raising it in a
Quisumbing, J., joins J. Panganiban's Opinion. proper case has been and/or continue to be prejudiced
Ynares-Santiago, J., see separate opinion. or damaged as a direct result of their issuance.
Sandoval-Gutierrez, J., please see dissenting opinion.
Austria-Martinez, J., concur in the result. In the present case, petitioners have not shown that they have
Callejo, Sr., J., concurs in the separate opinion of J. Panganiban. been or continue to be directly and pecuniarily prejudiced or
Azcuna, J., on official leave. damaged by the Proclamation and Order. Neither have they
shown that this Court has original jurisdiction over petitions for
Petitioners challenge the constitutionality of the "state of declaratory relief. I would venture to say that, perhaps, if this
rebellion" declared by the President through Proclamation No. controversy had emanated from an appealed judgment from a
427 and General Order No. 4 in the wake of the so-called lower tribunal, then this Court may still pass upon the issue on
"Oakwood Incident." The questioned issuances, however, were the theory that it is "capable of repetition yet evading review,"
subsequently lifted by her on August 1, 2003, when she issued and the case would not be an original action for declaratory
Proclamation No. 435. Hence, as of today, there is no more relief.
extant proclamation or order that can be declared valid or void.
In short, the theory of "capable of repetition yet evading
For this reason, I believe that the Petitions should be dismissed review" may be invoked only when this Court has jurisdiction
on the ground of mootness. over the subject matter. It cannot be used in the present
controversy for declaratory relief, over which the Court has
The judicial power to declare a law or an executive order no original jurisdiction.
unconstitutional, according to Justice Jose P. Laurel, is "limited
to actual cases and controversies to be exercised after full The Resolution of the Case on Other Grounds
opportunity of argument by the parties, and limited further to
the constitutional question raised or the very lis The fourth requisite, which relates to the absolute necessity of
mota presented."1 Following this long-held principle, the Court deciding the constitutional issue, means that the Court has no
has thus always been guided by these fourfold requisites in other way of resolving the case except by tackling an
deciding constitutional law issues: 1) there must be an actual unavoidable constitutional question. It is a well-settled doctrine
case or controversy involving a conflict of rights susceptible of that courts will not pass upon a constitutional question unless it
judicial determination; 2) the constitutional question must be is the lis mota of the case, or if the case can be disposed on
raised by a proper party; 3) the constitutional question must be some other grounds.12
raised at the earliest opportunity; and 4) adjudication of the
constitutional question must be indispensable to the resolution
With due respect, I submit that the mootness of the Petitions
of the case.2
has swept aside the necessity of ruling on the validity of
Proclamation No. 427 and General order No. 4. In the wake of
Unquestionably, the first and the forth requirements are absent its mootness, the constitutionality issue has ceased to be the lis
in the present case. mota of the case or to be an unavoidable question in the
resolution thereof. Hence, the dismissal of the Petitions for
Absence of Case and Controversy mootness is justified.13

The first requirement, the existence of a live case or WHEREFORE, I vote to DISMISS the Petitions. On the
controversy, means that an existing litigation is ripe for constitutionality of a "state of rebellion," I reserve my judgment
resolution and susceptible of judicial determination; as opposed at the proper time and in the proper case.
to one that is conjectural or anticipatory,3hypothetical or
feigned.4 A justiciable controversy involves a definite and YNARES-SANTIAGO, J.:
concrete dispute touching on the legal relations of parties
having adverse legal interests.5 Hence, it admits of specific
The fundamental issue in the petitions is the legality of
relief through a decree that is conclusive in character, in
Proclamation No. 427 issued by the President on July 27, 2003
contrast to an opinion which only advises what the law would be
declaring a "state of rebellion".
upon a hypothetical state of facts.6

The majority affirmed the declaration is legal because the


As a rule, courts have no authority to pass upon issues through
President was only exercising a wedding of the "Chief
advisory opinions or friendly suits between parties without real
Executive" and "Commander-in-Chief" powers. U.S.
adverse interests.7 Neither do courts sit to adjudicate academic
jurisprudence and commentators are cited discussing the
questions –– no matter how intellectually challenging8 ––
awesome powers exercised by the U.S. President during
because without a justiciable controversy, an adjudication
moments of crisis1 and that these powers are also available to
would be of no practical use or value.9
the Philippine President.2 Although the limits cannot be
precisely defined, the majority concluded that there are enough
While the Petitions herein have previously embodied a live case "residual powers" to serve as the basis to support the
or controversy, they now have been rendered extinct by the Presidential declaration of a "state of rebellion".3 The majority,
lifting of the questioned issuances. Thus, nothing is gained by however, emphasized that the declaration cannot diminish or
breathing life into a dead issue. violate constitutionally protected rights.4 They affirmed the
legality of warrantless arrests of persons who participated in the
Moreover, without a justiciable controversy, the Petitions10 have rebellion, if circumstances so warrant5 with this clarification:
become pleas for declaratory relief, over which the Supreme "[i]n other words, a person may be subjected to a warrantless
Court has no original jurisdiction. Be it remembered that they arrests for the crime of rebellion whether or not the President
were filed directly with this Court and thus invoked its original has declared a state of rebellion, so long as the requisites for a
jurisdiction.11 valid warrantless arrest are present."6

On the theory that the "state of rebellion" issue is "capable of If the requisites for a warrantless arrests must still be present
repetition yet evading review," I respectfully submit that the for an arrest to be made, then the declaration is a superfluity. I
therefore shudder when a blanket affirmation is given to the These two cases were decided prior to the 1987 Constitution,
President to issue declarations of a "state of rebellion" which in which requires this Court not only to settle actualcontroversies
fact may not be the truth or which may be in affect even after involving rights which are legally demandable and enforceable,
the rebellion has ended. but also to determine whether or not there has been a grave
abuse of discretion amounting to lack or excess of jurisdiction
Proclamation No. 427 was issued at 1:00 p.m. on July 27, 2003, on the part of any branch or instrumentality of
at the height of the occupation of the Oakwood Premier government.19 This provision in the 1987 Constitution was
Apartments in Ayala Center, Makati City, by 323 junior officers precisely meant to check abuses of executive power. Martial
and enlisted men (Oakwood Incident),7which began in the early Law was still fresh in the minds of the delegates in
morning of July 27, 2003.8 Shortly after, the President issued 1987!lawphi1.nêt
General Order No. 4, ordering the Armed Forces of the
Philippines and the Philippine National Police to use reasonable The majority ignored the fact that the "state of rebellion"
force, and pay due regard to constitutional rights, in putting declared by the President was in effect five days after the
down the rebellion.9 The Oakwood incident ended peacefully peaceful surrender of the militant group.
that same evening when the militant soldiers surrendered after
negotiations. The President's proclamation cites Section 18, Article VII of the
Constitution as the basis for the declaration of the "state of
From July 27 to August 1, 2003, "search and recovery" rebellion.".
operations were conducted. Throughout the Oakwood Incident,
searches were conducted in the non-occupied areas,10 and, Section 18 authorizes the President, as Commander-in-Chief, to
with the recovery of evidence, staging points for the Oakwood call out the Armed Forces, in order to suppress one of three
Incident were found in Cavite, Makati and Mandaluyong.11 After conditions: (1) lawless violence, (2) rebellion or (3)
the soldiers left at around 11:00 in the evening of July 27, a invasion.20 In the latter two cases, i.e., rebellion or invasion, the
search was conducted around the Oakwood premises.12 These President may, when public safety requires, also (1) suspend
searches expanded in scope on the basis of recovered the privilege of the writ of habeas corpus, or (2) place the
evidence.13 Philippines or any part thereof under martial law.

Ramon Cardenas, Assistant Executive Secretary in the previous The majority made it clear that exercise of the President's
administration, was arrested, presented to the media in Commander-in-Chief powers does not require the declaration of
handcuffs and brought for inquest proceedings before the a "state of rebellion" or a declaration of a "state of lawless
Department of Justice ("DOJ") in the morning of July 28.14 He violence" or a "state of invasion". When any of these conditions
was initially detained at the Office of the Anti-Organized Crime exist, the President may call out the armed forces to suppress
Division of the Criminal Investigation and Detection Group the danger.
("CIDG"), and brought to the DOJ in the afternoon of July
28.15 Cardenas was later charged with the crime of Thus, the declaration of a "state of rebellion" does not have any
rebellion,16 but as of this writing has been allowed bail.
legal meaning or consequence. This declaration does not give
the President any extra powers. It does not have any good
On July 31, 2003, 4 days after the militant group had purpose.
surrendered peacefully, an official spokesperson from the DOJ
declared that the President's "indefinite" imposition of the "state
If the declaration is used to justify warrantless arrests even
of rebellion" would make "warrantless arrests" a valid exercise
after the rebellion has ended, as in the case of Cardenas, such
of executive power.
declaration or, at the least, the warrantless arrests, must be
struck down.
The Court can take judicial notice that the police authorities
were releasing to media "evidence found" purporting to link
Clearly defined in Article 134 of the Revised Penal Code is
personalities in the political opposition, the most prominent of
the crime of rebellion or insurrection, to wit:
whom was Senator Gringo Honasan. Even Senator Loi Ejercito
and Mayor JV Ejercito's names were being linked to the
ART. 134. Rebellion or insurrection – How committed. – The
attempted uprising.
crime of rebellion or insurrection is committed by rising publicly
and taking up arms against the Government for the purpose of
On August 1, 2003, the President issued Proclamation No. 435,
removing from the allegiance to said Government or its laws,
declaring that the Armed Forces of the Philippines and the
the territory of the Republic of the Philippines or any part
Philippine National Police had effectively suppressed and
thereof, of any body of land, naval or other armed forces, or
quelled the rebellion, and, accordingly, that the "state of
depriving the Chief Executive or the legislature, wholly or
rebellion" had ceased on that date.
partially, of any of their powers or prerogatives.

The majority discussed only the abstract nature of the powers


On the other hand, a coup d' etat is defined as follows:
exercised by the Chief Executive, without considering if there
was sufficient factual basis for the President's declaration of a
ART. 134-A. Coup d' etat. – How committed. – The crime of
"state of rebellion" and when it ended. In taking this position,
coup d' etat is a swift attack accompanied by violence,
the majority is returning, if not expanding, the doctrine
intimidation, threat, strategy or stealth, directed against the
enunciated in Garcia-Padilla v. Enrile,17which overturned the
duly constituted authorities of the Republic of the Philippines, or
landmark doctrine in Lansang v. Garcia.18 In Lansang, the
any military camp or installation, communications networks,
Supreme Court upheld its authority to inquire into the factual
public utilities or other facilities needed for the exercise and
bases for the suspension of the privilege of the writ of habeas
continued possession of power, singly or simultaneously carried
corpus, and held that this inquiry raises a judicial rather than a
out anywhere in the Philippines by any person or persons,
political question. In Garcia-Padilla, on the other hand, the
belonging to the military or police or holding any public office or
ponencia held that Lansang was no longer authoritative, and
employment, with or without civilian support or participation,
that the President's decision to suspend the privilege is final and
for the purpose of seizing or diminishing state power.
conclusive upon the courts and all other persons.
Under these provisions, the crime of rebellion or insurrection is Our history had shown the dangers when too much power is
committed only by "rising publicly or taking up arms against the concentrated in the hands of one person. Unless specifically
Government". A coup d' etat, on the other hand, takes defined, it is risky to concede and acknowledge the "residual
place only when there is a "swift attack accompanied by powers" to justify the validity of the presidential issuances. This
violence." Once the act of "rising publicly and taking up arms can serve as a blank check for other issuances and open the
against the Government" ceases, the commission of the crime door to abuses. The majority cite the exercise of strong
of rebellion ceases. Similarly, when the "swift attack" ceases, executive powers by U.S. President Andrew Jackson. Was it not
the crime of coup d' etat is no longer being committed. President Jackson who is said to have cynically defied the U.S.
Supreme Court's ruling (under Chief Justice Marshall) against
Rebellion has been held to be a continuing crime,21 and the the forcible removal of the American Indians from the tribal
authorities may resort to warrantless arrests of persons lands by saying: "The Chief Justice has issued his Decision, now
suspected of rebellion, as provided under Section 5, Rule 113 of let him try to enforce it?" Others quote Madison as having gone
the Rules of Court.22 However, this doctrine should be applied further with: "With what army will the Chief Justice enforce his
to its proper context – i.e., relating to subversive armed Decision?"
organizations, such as the New People's Army, the avowed
purpose of which is the armed overthrow of the organized and WHEREFORE, I vote for Proclamation No. 427 and General
established government. Only in such instance should rebellion Order No. 4, issued on July 27, 2003 by Respondent President
be considered a continuing crime. Gloria Macapagal-Arroyo, to be declared NULL and VOID for
having been issued with grave abuse of discretion amounting to
When the soldiers surrendered peacefully in the evening of July lack of jurisdiction. All other orders issued and action taken
27, the rebellion or the coup d' etat ended. The President, based on those issuances, especially after the Oakwood incident
however, did not lift the declaration of the "state of rebellion" ended in the evening of July 27, 2003, e.g., warrantless arrests,
until 5 days later, on August 1, 2003. should also be declared null and void.

After the peaceful surrender, no person suspected of having G.R. No. 138553 June 30, 2005
conspired with the soldiers or participated in the Oakwood
incident could be arrested without a warrant of arrest. Section 5, ENRIQUE "TOTOY" RIVERA Y DE GUZMAN, petitioner,
Rule 113 of the Revised Rules of Court, which governs arrest vs.
without warrant, provides as follows: PEOPLE OF THE PHILIPPINES, respondent.

SEC. 5. Arrest without warrant; when lawful. – A peace officer Assailed and sought to be set aside in this petition for review
or a private person may, without a warrant, arrest a person: on certiorari are the October 16, 1998 decision1 and April 5,
1999 resolution2 of the Court of Appeals in CA-G.R. CR No.
(a) When, in his presence, the person to be arrested has 17284, which respectively affirmed in toto an earlier decision
committed, is actually committing, or is attempting to commit of the Regional Trial Court of La Trinidad, Benguet convicting
an offense; herein petitioner Enrique "Totoy" Rivera of the crime of direct
assault, and denied petitioner’s motion for reconsideration.
(b) When an offense has just been committed and he has
probable cause to believe based on personal knowledge of facts On May 6, 1993, in the Regional Trial Court at La Trinidad,
or circumstances that the person to be arrested has committed Benguet an information3 for direct assault was filed against
it; and petitioner, allegedly committed, as follows:

xxxxxxxxx That on or about the 20th day of March, 1993, at Tomay, Shilan,
Municipality of La Trinidad, Province of Benguet, Philippines,
and within the jurisdiction of this Honorable Court, the
In cases falling under paragraphs (a) and (b) above, the person
above-named accused, did then and there wilfully, unlawfully
arrested without a warrant shall be forthwith delivered to the
and feloniously attack, employ force and seriously resist one Lt.
nearest police station or jail and shall be proceeded against in
EDWARD M. LEYGO, knowing him to be a policeman, by then
accordance with section 7 of Rule 112.
and there challenging the latter to a fistfight and thereafter
grappling and hitting the said policeman on his face, thus
Rule 113, Section 5, pars. (a) and (b) of the Rules of Court
injuring him in the process while the latter was actually engaged
are exceptions to the due process clause in the Constitution.
in the performance of his official duties.
Section 5, par. (a) relates to a situation where a crime is
committed or attempted in the presence of the arresting officer.
Contrary to law.

Section 5, par. (b), on the other hand, presents the requirement


On arraignment, petitioner entered a plea of "Not Guilty."
of "personal knowledge", on the part of the arresting officer, of
Thereafter, trial ensued.
facts indicating that an offense had "just been committed", and
that the person to be arrested had committed that offense.
To prove its case, the prosecution presented in evidence the
testimonies of the victim himself, Lt. Edward Leygo, and the two
After the peaceful surrender of the soldiers on July 27, 2003,
alleged eyewitnesses to the incident, SPO1 Jose Bangcado and
there was no crime that was being "attempted", "being
Brenda Dup-et. For its part, the defense presented the
committed", or "had just been committed." There should,
petitioner himself and one Alfredo Castro.
therefore, be no occasion to effect a valid warrantless arrest in
connection with the Oakwood Incident.
As summarized by the trial court and adopted by the Court of
Appeals in the decision herein assailed, the People’s version4 is,
The purpose of the declaration and its duration as far as the
as follows:
overeager authorities were concerned was only to give legal
cover to effect warrantless arrests even if the "state of
rebellion" or the instances stated in Rule 113, Section 5 of the On March 20, 1993 at around 8:00 o’clock in the evening, Police
Rules are absent or no longer exist. Inspector Edward M. Leygo, Deputy Chief of Police for
Operation and Patrol of the La Trinidad Police Station, La
Trinidad, Benguet and SPO1 Joseph Basquial were conducting dung dealers in the area, boarded the police car to accompany
routinary patrol on board a police car somewhere in Shilan, La him.
Trinidad, Benguet when they came upon a truck unloading
sacks of chicken dung at the stall of accused Enrique "Totoy" The accused was brought to the police headquarters where
Rivera which was located along the Halsema Highway at Shilan, Inspector Leygo immediately called Mayor Tabanda who arrived
La Trinidad, Benguet. Inspector Leygo advised the driver to at about 10:00 o’clock that same evening. She confronted the
stop unloading the manure as it violates La Trinidad Municipal two protagonists and at the same time admonished the accused
Ordinance No. I-91 (Exhibit "C") which prohibits, among others, for violating Ordinance No. I-91. Mayor Tabanda then
the loading and unloading of chicken manure along the accompanied the accused and Inspector Leygo to the Benguet
sidewalks or road shoulders or within 15 meters from the center General Hospital where both were examined by Dr. Antonio T.
of the Halsema Highway located at La Trinidad, Benguet. The Carino. In the medico-legal certificate (Exhibit "A") of Inspector
driver complied with the police directive. The policemen then Leygo, his injury described as "contusion with 0.5 laceration,
escorted the truck back to Poblacion, La Trinidad, Benguet and upper lip, left side" with healing period from 5 to 7 days.
proceeded to the police headquarters. Subsequently, this present case was filed against the accused.

Not long after, SPOI Jose Bangcado and SPOI Rivera Dayap, Reproduced from the same decision of the appellate court, the
members of the La Trinidad Police under Inspector Leygo were defense’s version5 runs:
conducting patrol aboard a police car somewhere at Km. 6, La
Trinidad, Benguet when they observed a truck loaded with
At about 8:00 o’clock in the evening of March 20, 1993, while
chicken dung proceeding towards Shilan, La Trinidad, Benguet.
the accused was at the Trading Post at Km. 5, La Trinidad,
Having in mind the instructions of La Trinidad Mayor Edna C.
Benguet, the driver reported to him that he was prevented by
Tabanda and their Commanding Officer Inspector Leygo to
the police from unloading chicken manure at Shilan, La Trinidad,
Implement Ordinance No. I-91, the two policemen followed and
Benguet. The accused reminded the driver that he should have
stopped the truck at Cruz, La Trinidad, Benguet. Immediately
brought the chicken manure to Acop, Tublay, Benguet where
they called Inspector Leygo on the radio and informed him that
dealers sell it when prevented from unloading within the
they stopped a truck carrying chicken dung. Inspector Leygo
municipality of La Trinidad, Benguet. As it would be more
ordered them to restrain the truck, as he would be proceeding
expensive to return the chicken dung to Batangas where it
to the area.
came from, the accused told the driver to bring the chicken
dung to Acop, Tublay, Benguet. The driver expressed his fear
Knowing that the truck being restrained by the two policemen that the police might stop him along the way and so the
was the same truck which they had escorted earlier from Shilan, accused ordered the driver to proceed and gave him the
La Trinidad, Benguet, Inspector Leygo felt ignored and insulted. assurance that he (accused) would follow later.
He immediately called SPO4 Justino Tiwtiwa, SPO1 Baldwin
Ngolab and SPO1 Joseph Basquial and the group sped to Cruz,
The truck then proceeded as instructed and the accused
La Trinidad, Benguet.
following after a short while. Arriving at Cruz, La Trinidad,
Benguet, the accused noticed that the truck was stopped at the
Meanwhile, back at Cruz, La Trinidad, Benguet, the accused side of the road while a police vehicle and three policemen were
arrived before the group of Inspector Leygo did and ordered the across the road. Thinking that the policemen were there trying
driver not to obey the policemen but instead obey him, as he to extort money from the driver, the accused told the truck
(accused) was the boss. The truck driver followed the accused’s driver to proceed. The truck driver complied and the accused
order and drove the truck towards Shilan, La Trinidad, Benguet tailed along.
with the accused following closely behind in his vehicle.
When the truck and the accused reached Dengsi, Tomay, La
Inspector Leygo and his group arrived in time to see the truck Trinidad, Benguet, he heard a police siren from behind.
pulling away and so they gave chase. The police were able to Immediately, a police vehicle overtook the truck, another police
overtake and stop the truck at Dengsi, Tomay, La Trinidad, vehicle was running along side the accused’s vehicle and a third
Benguet. Inspector Leygo confronted the truck driver and asked police vehicle was right behind them. Thus, the truck and the
him why he still insisted on proceeding to Shilan to unload accused had no recourse but to stop.
chicken manure despite the fact that he was ordered to go back
earlier in the evening. The truck driver stated that he was just
Inspector Leygo alighted from one of the police vehicles and
following the orders of the accused. Immediately, Inspector
angrily uttered so many words at the accused. The policeman
Leygo turned around to see the accused who had at that time
then held the collar of accused’s jacket and forced the latter to
alighted from his vehicle behind the truck. Inspector Leygo
get out of his vehicle while shouting "Ang tigas ng ulo mo. Sige,
asked the accused why he insisted on defying the ban on the
bumunot ka." (You are very stubborn. Go ahead, draw your
unloading and loading of chicken manure. Instead of answering
gun.) The accused explained that he had no gun to draw while
however, the accused pointed a finger on the policeman and
removing his jacket and raising his hands to show that there
uttered words like "Babalian kita ng buto" (I’ll break your bones).
was no gun on his body. Inspector Leygo then held the left
"Ilalampaso kita" (I’ll scrub you). "Pulis lang kayo" (you are only
hand of the accused and tried to put handcuffs on him. The
policemen) and other unsavory and insulting words. Inspector
accused tried to resist, pleading that he had no fault and at the
Leygo who was a little bit angry warned the accused to stop
same time asking what infraction of law he committed.
uttering further insulting words and cautioned him to take it
Inspector Leygo answered by uttering insulting words and
easy and then informed him that he was being arrested for
pointing his left forefinger on the accused’s face while his right
violation of the chicken dung ordinance. The accused removed
hand was poking a gun on the accused. The accused noticed
his jacket, placed it inside the vehicle, assumed a fighting
that the policeman smelled of liquor.
stance and challenged the policeman. Inspector Leygo then
approached the accused and warned him anew that he was
A crowd started to gather around the scene. Sensing that the
being arrested. The accused responded by punching Inspector
onlookers were on his side, the accused stated that he was
Leygo on his face, particularly on his lip. The two then grappled
going to get his camera inside his vehicle. As he was opening
as Inspector Leygo tried to hold the accused. Finally, with the
the door, Inspector Leygo suddenly slapped and boxed him in
help of Policemen Dayap and Bongcado, the accused was
the stomach causing the accused to feel dizzy. This assault
subdued. The accused was then pushed into one of the police
weakened him and so he did not resist when the police pushed
cars but he resisted until Alfredo Castro, one of the chicken
him inside the police vehicle. Inspector Leygo then ordered his
men to bring the accused to the police headquarters. The the offender is a public officer or employee; or (c) when the
accused recognized Alfredo Castro among the onlookers and offender lays hand upon a person in authority.10
because he (accused) knew him to be one of the chicken dung
dealers, asked him (Castro) to accompany him to the police In this recourse, petitioner argues that the appellate court, like
headquarters for fear that something might happen. the trial court, erred in finding the testimony of complainant Lt.
Leygo as clear and convincing. In an attempt to impugn the
At the police station, the accused suggested that Inspector latter’s credibility, petitioner contends that Lt. Leygo was
Leygo should undergo medical examination to determine if the mumbling while giving his testimony, adding that the latter
policeman was positive of alcoholic breath. The accused, failed to identify which of his (petitioner) hands was used and
however, was examined ahead and was issued a medical the precise distance between them when he punched the police
certificate (Exhibit "4") which described his injury as "erythema, lieutenant.
lip left side face" and "contusion-midepigastric area". The
healing period is from 3 to 5 days. With him sustaining this Admittedly, the record shows that the trial judge had to call Lt.
injury, the accused now wonders why this charge was filed Leygo’s attention for testifying in such a low voice while on the
against him. witness box. Evidently, however, this did not prevent the trial
court into believing his testimony and from according it full faith
After weighing the parties’ respective versions of the incident, and credit. As it is, the witness was able to narrate and
the trial court found that of the People more credible. communicate the events that transpired. Both the trial court
Accordingly, in its decision of April 22, 1994,6 it convicted and the Court of Appeals found the witness to have clearly and
petitioner of the crime of direct assault and sentenced him, adequately recounted how the incident happened, and we find
thus: no valid reason to discredit the truth and veracity of his
narration. We quote:
WHEREFORE, the guilt of the accused having been proven
beyond reasonable doubt, the Court hereby renders judgment Q Now, you said that Mr. Rivera faced you, when he faced you
finding the accused Enrique "Totoy" Rivera GUILTY and after he removed his jacket what did you do?
sentences him to suffer an indeterminate penalty of Four (4)
Months and One (1) Day of arresto mayor as MINIMUM to One A He positioned himself in a fighting stance, sir.
(1) Year, One (1) Month and Eleven (11) Days of prision
correccional as MAXIMUM. He is likewise ordered to pay a fine
Q What do you mean "in the fighting stance"?
of FIVE HUNDRED PESOS (P500.00) and to pay the costs.

A He raised his fist. (Witness raised his hands with his clenched
SO ORDERED.
fist in front of him).

With his motion for reconsideration having been denied by the


Q How about you, what did you do when Mr. Rivera did that?
trial court, petitioner then went on appeal to the Court of
Appeals whereat his recourse was docketed as CA-G.R. CR No.
A I informed him that I am arresting him.
17284.

Q How far were you when he faced you at first?


As stated at the outset hereof, the appellate court, in its
decision7 of October 16, 1998, affirmed in toto that of the trial
court, to wit: A At first before I went near him is about 6 feet, sir.

WHEREFORE, premises considered the decision appealed from Q Now, you said you approached him, is that correct?
is hereby affirmed in toto.
A Yes, sir.
SO ORDERED,
Q What did you do when you approached him?
and denied petitioner’s motion for reconsideration in its
resolution of April 5, 1999.8 A I told him that I am arresting him, sir.

Hence, this petition for review on certiorari, submitting for our Q And what was his response?
consideration the principal issue of whether or not the Court of
Appeals erred in affirming the judgment of conviction rendered A He punched me at my face, sir.
by the trial court.
Q You said he punched you, with what hand did Mr. Rivera
We AFFIRM. punch you?

Direct assault, a crime against public order, may be committed A I think it is his left hand, sir.11
in two ways: first, by any person or persons who, without a
public uprising, shall employ force or intimidation for the Nor is Lt. Leygo’s credibility any less diminished by the
attainment of any of the purposes enumerated in defining the circumstance that he failed to categorically identify which of
crimes of rebellion and sedition; and second, by any person or petitioner’s hands was used in punching him, and the exact
persons who, without a public uprising, shall attack, employ distance between them at that time. In all likelihood, this police
force, or seriously intimidate or resist any person in authority or officer was not expecting a physical attack by the petitioner as
any of his agents, while engaged in the performance of official he was just confronting the latter about the prohibited
duties, or on occasion of such performance.9 unloading of chicken dung when petitioner laid hand on him.
Under this scenario, any person, like Lt. Leygo, cannot be
Unquestionably, petitioner’s case falls under the second mode, expected to remember every single detail of the incident with
which is the more common form of assault and is aggravated perfect recall.12 For sure, far from adversely affecting Lt.
when: (a) the assault is committed with a weapon; or (b) when Leygo’s credibility, his failure to recall every minute detail of
what transpired even fortifies it. We have thus held that the
failure of a witness to recall each and every detail of an A He was pointing to the face of Lt. Leygo and they are
occurrence may even serve to strengthen rather than weaken becoming closer and closer with each other, sir.
his credibility because it erases any suspicion of a coached or
rehearsed testimony.13 What is vital in Lt. Leygo’s testimony is Q At that time, what was Lt. Leygo doing?
the fact that petitioner punched him on his face, about which he
was steadfast and unflinching.
A What I saw was they were pushing to one another and after
that Totoy Rivera boxed Lt. Leygo, sir.
In any event, this Court has said time and again that the
assessment of the credibility of witnesses and their testimonies Q You said they were pushing one another, what part of their
is best undertaken by the trial court, what with reality that it has
body were they holding?
the opportunity to observe the witnesses first-hand and to note
their demeanor, conduct, and attitude while testifying. Its
A At the breast, sir.
findings on such matters, absent, as here, of any arbitrariness
or oversight of facts or circumstances of weight and substance,
are final and conclusive upon this Court and will not to be Q So each one was holding each other’s breast, is that what you
disturbed on appeal.14 mean?

Petitioner also asserts that the testimonies of prosecution A Yes, sir.


witnesses SPO1 Jose Bangcado and Brenda Dup-et did not
corroborate Lt. Leygo’s testimony. For, while SPO1 Bangcado Q How long did they push each other?
merely testified during direct examination that petitioner
punched Lt. Leygo, this witness failed to reiterate said A Seven to ten seconds, sir.
testimony during cross-examination. As regards prosecution
witness Brenda Dup-et, petitioner alleged that this witness Q And was Lt. Leygo saying anything?
never testified that petitioner boxed Lt. Leygo.

A He was trying to arrest Totoy Rivera, sir.


The imputed shortcomings in the testimonies of said two (2)
prosecution witnesses are not of their own making. A witness is
Q You said that he was trying to arrest Totoy Rivera, did you
supposed to confine his answers only to questions propounded
hear him if he says anything?
of him. Here, the defense counsel focused his line of
questioning on what the two protagonists were doing
immediately prior to the punching incident, and the answer A He was convincing Totoy Rivera to go to the Municipal Hall,
correctly received by counsel was that both petitioner and sir.
Leygo were pushing each other. There is no showing that
counsel asked the witness as to what happened after the Q You said Totoy Rivera boxed Lt. Leygo, what part of the body
pushing incident, as what the public prosecutor did of SPO1 of Lt. Leygo was hit?
Bangcado during the latter’s direct examination, to wit:
A His face, sir.
PROS. BOTENGAN:
Q What part of his face?
Q And what happened when they faced each other?
A Here, sir. (Witness referring to his lower lip. Witness is holding
A Totoy Rivera was shouting at Lt. Leygo, sir. his lower lip).

Q What was he shouting? Q What happened when Lt. Leygo was hit?

A "Bakit ninyo ako tinutugis, hindi ako criminal. Magbabayad A He ordered us to arrest Totoy Rivera, so were able to subdue
kayo rito. Hindi ninyo ako kaya, pulis lang kayo." And some Totoy Rivera and placed him in the car, sir.15
other words but I cannot remember them all, sir.
But even assuming, in gratia argumente, that Lt. Leygo’s
Q What else, if any, did he say? testimony was not corroborated by the two (2) other
prosecution witnesses during their cross-examinations, still the
COURT: day cannot be saved for the petitioner. Well-settled is the rule in
this jurisdiction that the testimony of a single witness, if
straightforward and categorical, is sufficient to convict. After all,
He said he cannot remember the other words.
witnesses are weighed, not numbered, and evidence are
assessed in terms of quality, not quantity. It is not uncommon,
WITNESS: then, to reach a conclusion of guilt on the basis of the testimony
of a lone witness. Corroborative evidence is deemed necessary
There is one thing more, sir. "Ilalampaso kita. Babalian kita ng only when there are reasons to warrant the suspicion that the
buto." And others, sir. witness falsified the truth or that his observations had been
inaccurate.16 Unfortunately for the petitioner, the trial court
PROS. BOTENGAN: found nothing to indicate that Lt. Leygo falsified the truth or
that his observations had been inaccurate.
Q To whom was Mr. Rivera saying this?
Petitioner theorizes that he could not have hit Lt. Leygo, what
A To Lt. Leygo, sir. with the circumstance that his co-policemen were present at the
scene of the incident, and he finds it unusual that none of them
retaliated if he really hit Lt. Leygo.
Q What was Mr. Rivera doing when he said these?
We are not persuaded. The evidence on record clearly bears out That Dr. Antonio T. Carino did not testify on the medical
that it was Lt. Leygo who was attacked by petitioner, not the certificate he issued is of no moment. If ever, the medical
other way around, as petitioner would want us to believe. Both certificate is only corroborative in character and is not an
the witnesses for the prosecution and the defense are one in indispensable element of the crime of direct assault filed against
saying that it was only petitioner who was in confrontation with petitioner. The unequivocal piece of evidence against petitioner
Lt. Leygo. Evidently, petitioner’s anger started to burst when is no less Lt. Leygo’s credible and consistent testimony that he
the truck driver reported to him that Lt. Leygo prohibited the was punched on his face by the petitioner.
unloading of the chicken dung and ordered him to return, such
that when the same delivery truck was again intercepted by Lt. Lastly, petitioner puts the Court of Appeals to task for sustaining
Leygo’s group, petitioner’s anger was too much for him to the trial court’s observation that he exuded an aura of
contain. We quote with approval what the trial court has said in arrogance and defiance of authorities.
its decision:
We have consistently ruled that the trial court judge is in the
The accused, however, denies that he ever laid hands on the best of position to see and observe the demeanor, actuation
cop. But the bigger question is, how then did the policeman and countenance of a witness, matters which are not normally
sustain his injuries? It is highly improbable, if not absurd, for the expressed in the transcripts of his testimony. We see no reason,
policeman to inflict it on himself. It is also very unlikely that his therefore, to disturb the following observations of the trial court
co-policemen would punch him just to make it appear that the in its decision:
accused did it. The accused admits of being at the place. He
admits having been confronted by the policeman but he denies
The demeanor of the accused on the witness stand also shows
that he ever lifted a finger against the policeman. Yet all the
that he is the kind who is impatient with authority. His manner
witnesses both for the prosecution and the defense are in
of answering questions bespeaks of one who has trouble
accord in saying that it was only the accused who was in
abiding with authority. He portrayed a very aggressive manner
confrontation with the policeman. The only logical conclusion
and his answers were always on the defensive as if he had
that can be derived from this is that it is indeed the accused
every right in this world to do and say whatever he wanted to.
who punched the policeman. Evidence to be believed must not
Over all, he exuded an aura of arrogance and defiance of
only proceed from the mouth of the credible witness but it must
authority.
be credible in itself. No better test has yet been found to
measure the value of the testimony of a witness than its
In closing, let it be noted that the attention of this Court has not
conformity to the knowledge and common experience of
been called to of any ulterior or improper motive on the part of
mankind (People vs. Maspil, Jr., 186 SCRA 751).1awphi1.zw+
the prosecution witnesses to falsely testify against petitioner.
Absence such a motive, the presumption is that they were not
That the other police officers did not retaliate is no basis for us
so moved, and their testimonies are entitled to full faith and
to share petitioner’s submission that Lt. Leygo was the
credit.17
aggressor. In the nature of things, they naturally reacted the
way they should, i.e. placed petitioner under arrest when
WHEREFORE, the petition is hereby DENIED, and the assailed
ordered by Lt. Leygo.
decision and resolution of the Court of Appeals AFFIRMED in
toto.
Petitioner next contends that Lt. Leygo was not in the
performance of his official duties as a police officer and as
Deputy Chief of Police for Operation and Patrol at the time he
was attacked.

Again, We disagree.

It is a matter of record that at the time of the assault, Lt. Leygo


was engaged in the actual performance of his official duties. He
was wearing the designated police uniform and was on board a
police car conducting a routinary patrol when he first came
upon the truck unloading chicken manure. Because the
unloading of chicken dung was a violation of La Trinidad
Municipal Ordinance No. 1-91, the lieutenant ordered the truck
driver to return from where he came, but petitioner, in defiance
of such lawful order, commanded the truck driver to return to
Shilan, the place where the truck was first intercepted, and on
being informed that the same truck had returned, the lieutenant
had every reason to assume it did return for the purpose of
unloading its cargo of chicken dung, thus stopped it from doing
so.

Under the circumstances, it simply defies reason to argue that


Lt. Leygo was not in the performance of his lawful duties as a
police officer when the assault upon him was perpetrated by the
petitioner.

Nor are we impressed by petitioner’s submission that the


prosecution’s failure to present the doctor, who examined Lt.
Leygo, proved disastrous to the People’s case, arguing that the
alleged injury of Lt. Leygo cannot be proved without the
testimony of the attending physician.

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