Professional Documents
Culture Documents
HIV is a newly recognized microbe that was not discovered until the 1980s
[1]. This compares, for example, with centuries of concern for smallpox. HIV
infection is responsible for AIDS, a disease that crept quietly and unnoticed into
our nation’s health sometime in the late 1970s [2]. The first reported description,
in 1981 [3], went virtually unnoticed by most physicians but was, in fact, the
herald for the greatest health crisis of the late twentieth and early twenty-first
century. On a global basis, 40 million people (34 –46 million) were living with
HIV/AIDS by the end of 2003 with 5 million new cases that year (Fig. 1) [4,5].
Although 4.2 million (3.6 – 4.8 million) of the newly infected persons were
adults, as many as 810,000 were children under the age of 15. In sub-Saharan
Africa, the AIDS epidemic appears to rival the Bubonic plague, or ‘‘pestilence,’’
as it was referred to in England circa 1348 – 1349. This was later referred to as
the ‘‘Black Death’’ and it has been called the greatest biomedical disaster in
European history [2,6]. It is estimated that the pestilence caused the deaths of
20 million people, or 30% to 50% of the total population in many parts of
Europe. In some regions of Africa, the AIDS epidemic may be approaching the
magnitude of this historic catastrophe (Table 1). In the United States and Western
Europe, the epidemic, while tragically real, does not approach the sub-Saharan
experience. However, most anesthesiologists will care for HIV-positive patients
at some time, regardless of where they practice. They will need to learn about a
disease that ‘‘didn’t exist’’ when many of them were trained. Certainly, the last
6 to 10 years have seen great advancement in the understanding and successful
treatment and therapy of this disease. This has meant that patients are living much
longer and will need advanced medical and surgical care. It has been estimated
that 20% to 25% of HIV-positive patients will require surgery during their illness
* Department of Anesthesia, San Francisco General Hospital, Room 3C-38, 1001 Potrero Avenue,
San Francisco, CA 94110.
E-mail address: hughess@anesthesia.ucsf.edu
0889-8537/04/$ – see front matter D 2004 Elsevier Inc. All rights reserved.
doi:10.1016/j.atc.2004.06.001
380 S.C. Hughes / Anesthesiology Clin N Am 22 (2004) 379–404
Eastern Europe
Western Europe & Central Asia
North America
600 000 1.5 million
995 000 East Asia & Pacific
North Africa
Caribbean & Middle East South 1 million
470 000 & South-East Asia
600 000
6.4 million
Sub-Saharan
Latin America Africa Australia
1.6 million & New
26.6 Zealand
million 15 000
Total: 40 million
New Infections, Adults & Children, 2003: 5 million
Fig. 1. Regional incidence of adults and children estimated to be living with HIV/AIDS as of the end
of 2003. The data are from the Joint United Nations Program on HIV/AIDS (UNAIDS) and the World
Health Organization. Updated information can be obtained from http://www.unaids.org. (Reprinted
from Joint United Nation Program on HIV/AIDS (UNAIDS): AIDS Epidemic Update. Geneva
(Switzerland): World Health Organization; 2003; with permission.)
[7]. Many patients are unaware of their HIV infection, and because the disease is
increasingly being spread through heterosexual contact, it is the rare operating
suite that will not care for HIV-positive patients over time (Fig. 2) [8].
In the United States, there have been 886,575 cases of AIDS reported to the
Centers for Disease Control and Prevention (CDC) as of December 2002, with
501,669 deaths [9]. Although the true number of new HIV infections each year
is unknown, it was estimated that there were 42,136 new cases in 2002. The
estimates of persons living with HIV in the United States range anywhere
from 850,000 to 950,000 [4] to well over 1 million cases, with as many as
200,000 people or more being unaware of their infection.
Deaths from AIDS are now declining in the United States [10] with a clear
link to antiretroviral therapy (Fig. 3) [11]. However, between 1982 and 1994 HIV
infections went from not being mentioned to being the leading cause of death
among persons 25 to 44 years of age. Although HIV infection is no longer the
leading cause of death in this age group, the CDC has estimated that half of the
new infections occur in people under 25 years of age, with 70% of AIDS cases
being diagnosed in persons aged 25 to 44 years of age. The infection among
heterosexual men and women has obvious implications for labor and delivery
suites as well as operating rooms throughout the United States.
Populations at risk
The transmission of HIV varies greatly in different populations. In the
developing world and in the United States, treatment of sexually transmitted
Table 1
Regional HIV/AIDS statistics and features, end of 2003
Percentage of Main modes of
Adults and children Adult HIV-positive transmission for Adult and child
Start of Adults and children newly infected prevalence adults who are persons living deaths due to
epidemic living with HIV/AIDS with HIV ratea women with HIV/AIDS AIDS
381
epidemic update. Geneva (Switzerland): World Health Organization; 2003.)
382 S.C. Hughes / Anesthesiology Clin N Am 22 (2004) 379–404
Fig. 2. Estimated rates for adults and adolescents living with HIV infection or AIDS (per 100,000
population) in the United States in 2002. Rates have been adjusted for reporting delays. Rates of HIV
infection include only persons living with HIV infection that has not progressed to AIDS. Rates are
calculated for the following areas that have laws or regulations requiring confidential name-based
HIV infection reporting since 1998: Alabama, Arizona, Arkansas, Colorado, Florida, Idaho, Indiana,
Iowa, Louisiana, Michigan, Minnesota, Mississippi, Missouri, Nebraska, Nevada, New Jersey, New
Mexico, North Carolina, North Dakota, Ohio, Oklahoma, South Carolina, South Dakota, Tennessee,
Utah, Virginia, West Virginia, Wisconsin, Wyoming, and the US Virgin Islands. (Reprinted from
Centers for Disease Control and Prevention. Cases of HIV infections and AIDS in the United States,
2002. HIV AIDS Surveill Rep 2002;14:1 – 40.)
70,000
60,000
50,000
40,000
30,000
20,000
10,000
0
1986 1988 1990 1992 1994 1996 1998 2000 2002
Year
Fig. 3. AIDS cases and deaths and persons living with AIDS in the United States by year (1985 –
2002). This figure demonstrates the significant decline in newly diagnosed cases of AIDS in the United
States, as well as the dramatic decline in deaths from HIV/AIDS. This has lead to a greatly increased
number of people living with AIDS. Data have been adjusted for reporting delays. (Reprinted from
Centers for Disease Control and Prevention. Cases of HIV infections and AIDS in the United States,
2002. HIV AIDS Surveill Rep 2002;14:1 – 40.)
tion were infected. This rate is three to five times higher than the rate in the
United States and it occurred in only a very few years. Thailand’s 100% condom
use program has reined in the epidemic recently with the prevalence of infection
hovering around 2% in 2002. Among 21-year-old military conscripts, the
prevalence has dropped from a high of 4% to less than 1% in 2002. India and
China, however, have significant problems that are only now unfolding, and the
extent of the spread of HIV infection remains to be seen. Some estimates suggest
that there are 10 million infections in India presently, and if left unchecked, they
could have 25 million cases of HIV infection by 2010. It is believed that 80% of
the infections are transmitted through heterosexual contact. Sadly, despite the
distribution of free drugs in some areas, relatively few patients will be treated
(Kaiser Family Foundation, Sabin Russell, April 2004).
Anesthesiologists are now faced with a complex disease that only appeared in
the literature in 1981 and couldn’t be definitively diagnosed until 1985 [3].
Although the death rates are declining because of a better understanding of the
disease and because of aggressive drug therapy, the clinician needs to understand
the disease, numerous new drug therapies and drug interactions, opportunistic
and associated infections, and infection control techniques. With this knowledge,
the anesthesiologist can plan for anesthetic intervention for surgery, as well as
labor and delivery and other areas of our practice. The ever-increasing therapeutic
pharmacologic interventions must be taken into particular consideration. Oppor-
384 S.C. Hughes / Anesthesiology Clin N Am 22 (2004) 379–404
40
35
30
HIV prevalence (%)
25
20
15
10
0
1986 1988 1990 1992 1994 1996 1998 2000 2002
Fig. 4. Stable HIV prevalence among pregnant women in selected urban areas in Africa (1985 – 2002).
The high infection rate in some urban African centers is shown. Not shown is KwaZula-Natal, South
Africa, where the HIV prevalence among antenatal clinic attendees is 37%. This contrasts with success
in Uganda, where the rate is now 8% versus the 30% figure in two urban clinics a decade ago.
(Reprinted from Joint United Nation Program on HIV/AIDS (UNAIDS): AIDS epidemic update.
Geneva (Switzerland): World Health Organization; 2003; with permission.)
HIV infection
HIV-1 is a retrovirus and a single-strand RNA virus. After entering the cell,
the virus is copied by a reverse transcriptase; this enables the virus to produce
double-strand DNA, which then integrates into the host’s cells. HIV-2 is a similar
virus that produces AIDS as well. This virus is common in western Africa but is
rarely seen in the United States (in this article, HIV refers to HIV-1). The most
common mode of infection is sexual transmission through the genital mucosa
[19]. Within 2 days the virus can be detected in the internal iliac lymph nodes,
and within 5 days (4 –11 days) the virus can be cultured from the plasma. There is
a rapid rise in plasma viremia at this point that spreads to lymphoid organs and
the brain [20]. The CD4+ T lymphocytes (CD4+ cells) are infected early in the
course of the disease, and the remaining cell count per cubic millimeter helps
define the disease progression. The decline of the CD4+ cell count marks HIV
progression from the initial infection. Plasma viral load (which can be quanti-
tated) is initially extremely high, then declines in the clinical latency period. As
S.C. Hughes / Anesthesiology Clin N Am 22 (2004) 379–404 385
Neurologic involvement
Neurologic involvement begins within days of the initial infection [20] and
when HIV has been isolated from the cerebrospinal fluid (CSF) during primary
infection [25]. There are indications of the cellular immune system activation in
the central nervous system (CNS), even in the absence of obvious neurologic
symptoms or signs. Acute encephalitis has been reported with primary infection
but seems uncommon. However, conditions reported with acute infection include:
myelopathy, peripheral neuropathy, brachial neuritis, cauda equina syndrome,
and Guillain-Barré syndrome [26]. It is not known what determines the extent of
neurologic involvement. However, it is speculated that particular strains of the
virus are neurotropic or monocytotropic and thus more likely to cause unique
neurologic involvement. The latent phase of the disease appears marked by an
386 S.C. Hughes / Anesthesiology Clin N Am 22 (2004) 379–404
Respiratory
Pneumocystis carinii
Bacterial pneumonia
Tuberculosis
Aspergillosis
Cytomegalovirus
Oral/pharyngeal candidiasis, herpetic infections
Hematologic
Leukopenia, lymphopenia
Thrombocytopenia
Anemia
Drug toxicity, bone marrow suppression
Cardiac
Pericarditis effusion
Pericarditis
Myocarditis (late stages of infection)
Dilated cardiomyopathy
Endocarditis (intravenous drug abuse)
Pulmonary hypertension
Drug-related cardiotoxicity
Thromboembolitic events
Myocardial infarction
Gastrointestinal
Infectious diarrhea, proctitis
Gastrointestinal bleeding
Acalculous cholecystitis
Vomiting, loss of appetite, cachexia
Dysphagia (Candida albicans, cytomegalovirus), esophagitis
Liver disease, hepatitis B and C, other infections
gitis are possible. The infectious nature of CSF in the HIV-infected patient must
always be considered. Early in the epidemic, brain biopsies were frequently
performed to diagnosis possible tuberculosis lesions versus toxoplasmosis or
CNS lymphomas. Currently, these are most often diagnosed without surgery but
demonstrate the extent of potential neurologic involvement of the CNS, particu-
larly in the late stages of the disease.
Pulmonary complications
Pulmonary complications are largely related to infectious agents. The epi-
demic began with an obscure report of four homosexual men who had Pneumo-
cystis carinii, which seemed like only a medical curiosity at the time [3]. In 1992,
P carinii pneumonia was the cause of death in 14% of patients, while another
18% died of an unspecified pneumonia [28]. However, deaths from P carinii
have declined from the 33% reported in 1987 and continue to decrease with drug
prophylaxis to prevent infection and with advances in the management of HIV.
However, tuberculosis, aspergillosis, and numerous bacterial organisms are
frequently causes of pulmonary complications. Outbreaks of tuberculosis have
occurred in the United States that were related to HIV disease [29], and HIV
disease and tuberculosis will remain significantly linked epidemics well into the
future, particularly in the developing world [18,30]. This is also a significant
problem in the homeless population in the United States.
Cardiovascular system
Patients who have HIV infections are living longer, and the extent of
involvement of the cardiovascular system is increasingly apparent [31 – 33]. This
involvement is multifactorial in origin and includes chronic viral infection,
coinfection, drug therapy, and immunosuppression, all of which affect the heart.
AIDS is an increasingly recognized cause of—or is strongly associated with—
cardiomyopathy, pulmonary hypertension, right ventricular dysfunction, myocar-
ditis, pericardial effusion, and many coronary artery diseases [34,35]. In clinical-
S.C. Hughes / Anesthesiology Clin N Am 22 (2004) 379–404 389
393
394 S.C. Hughes / Anesthesiology Clin N Am 22 (2004) 379–404
Fig. 5. Plasma concentrations of fentanyl after an intravenous dose of 5 mg/kg fentanyl following
pretreatment with oral placebo (left) or ritonavir (right) in 11 healthy volunteers. (Reprinted from
Olkkola KT, Palkama VJ, Neuvonen PJ. Ritonavir’s role in reducing fentanyl clearance and
prolonging its half-life. Anesthesiology 1999;91:681 – 5; with permission.)
All of the drugs listed may have considerable side effects and the potential of
unique drug interactions. A careful review of the drugs currently in use by the
patient, updated laboratory analysis (Hct, liver enzymes, CD4+ cell count), direct
questioning of the patient for drug side effects, and consultation with the primary
care physician or HIV specialist will be extremely useful, when possible, given
the lack of experience with these drugs.
Anesthetic considerations
When planning an anesthetic for a patient who has HIV/AIDS, as in any patient
with a major illness, a careful review of the disease process and the current status
of the patient’s disease and management is vital. HIV infection is a multiorgan
disease (see Box 2), and therapies continue to evolve. Complex drug interactions,
as noted by the examples of ritonavir (Norvir), are only now emerging as more
experience is gained. Patients with more advanced disease progression (CD4
T lymphocyte count of fewer than 200 cells/mg) need particularly close evaluation,
because opportunistic infections and malignancies are increasingly likely in this
group. Pulmonary complications may put them at greater risk for postoperative
complications. As patients survive longer, more disease processes of aging (heart
disease, hypertension, chronic obstructive pulmonary disease, and so forth) may
complicate care. In the 1980s, HIV/AIDS was a disease of the young, but the
increasing life expectancy with the infection, as well as new HIV infections
occurring in older patients, is challenging this distinction.
Preoperative assessment must begin with a careful history. Reviewing the
medications and basic laboratory evaluations to include a CD4 count will be
highly informative. Patients who have high CD4 counts (>500 –700 mm3 CD4+)
are likely not to present unusual or unique concerns. Many patients in this stage
of the disease are not treated with antiretrovirals, so the issue of potential drug
interactions will not be a concern. However, at the opposite end of the spectrum
S.C. Hughes / Anesthesiology Clin N Am 22 (2004) 379–404 395
are patients who have a very low CD4 count (<200 mm3) on multiple HIV
medications with numerous other drugs to manage or prevent opportunistic
infections. In this patient group, more extensive laboratory evaluations may be
useful to include blood count, clotting functions, and liver and renal function tests.
A viral load will demonstrate the effectiveness of HIV therapy. An electrocardio-
gram and chest radiography may also be advised, even in a younger patient. If
there is any history of cardiac or pulmonary dysfunction, a more extensive pre-
operative evaluation is needed. Electrocardiogram, chest radiography, and possi-
bly echocardiography pulmonary function tests and arterial blood gas evaluations
may prove necessary in some patients. HIV medications may cause hyperglyce-
mia, hyperlipidemia, lipodystrophy, and accelerated coronary arteriosclerosis. As
HIV-infected patients continue to live longer, this can be expected to increase.
Therefore, cardiac considerations are increasingly important [31 – 42].
General anesthesia has not been linked to adverse outcomes despite theoretical
concerns [34 –42,66 – 70]. Although transient immunologic changes have been
demonstrated, this does not appear to be a clinical issue. An earlier report cau-
tioned against inhalation anesthetics [70], this seems overly speculative. Since
that time, extensive clinical experience has not uncovered problems with
inhalation agents. The presence or absence of underlying pulmonary disease is
likely far more important. For example, in a patient who has advanced disease
and a history of repeated infection of P carinii resulting in pulmonary damage,
avoiding endotracheal intubation may be reasonable, in which case a regional
anesthetic might be beneficial. However, this general consideration is not unique
to patients who have HIV/AIDS.
Regional anesthesia has been more controversial in HIV-infected patients [71].
Although there is now extensive experience with most regional techniques in this
patient population without unique, adverse sequelae being reported, the early
concerns focused on the safety of spinal and epidural anesthesia. It was feared
that an HIV infection would be extended to the CNS. However, it has long been
quite clear that there is infection of the CNS in the earliest phases of the disease
progression. In fact, failure to culture HIV from the CSF is likely the result of
sampling error, not the lack of viral presence [72]. The safety of regional
anesthesia has been addressed in the parturient by several authors [73 –76].
The safety of regional anesthesia in HIV-infected patients was first addressed
in a prospective study of the immunologic function and clinical course of 30 HIV-
infected parturients at San Francisco General Hospital. We demonstrated that
regional anesthesia could be performed without adverse sequelae [73]. The
patients had extensive laboratory and medical evaluations before delivery and
were followed for at least 4 to 6 months postpartum. There were no neurologic or
infectious problems related to the regional anesthetics administered (n = 18) or
the obstetric course. The immune function of the parturients remained stable in
the peripartum period (CD4+ T lymphocytes, CD8+ T lymphocytes, and serum
p24 antigen). Another review of 96 HIV-positive parturients confirmed these
findings, as did a more recent review [74,76]. Thus, the routine use of epidural
analgesia for HIV-infected parturients is widely practiced. Regional anesthesia for
396
S.C. Hughes / Anesthesiology Clin N Am 22 (2004) 379–404
Table 3
Possible drug interactions with ritonavir (Norvir)
Coadministered drug Potential clinical effects Mechanism of interaction Management Suggested alternative agents
Amiodarone (Cordarone) Increased amiodarone effects Inhibition of CYP450 3A4 Do not coadminister —
(eg, cardiac arrhythmias) by ritonavir
Astemizole (Hismanal) Increased astemizole effects Inhibition of CYP450 3A4 Do not coadminister Cetirizine Fexofenadine
(eg, cardiac arrhythmias) by ritonavir Loratadine
Diazepam (Valium) Increased diazepam effects (eg, Inhibition of CYP450 3A Do not coadminister Lorazepam Oxazepam
increased sedation, confusion, by ritonavir Temazepam (see entry
respiratory depression) for midazolam)
Digoxin (Lanoxin, others) Increased digoxin effects Possible inhibition of P-gp Monitor digoxin —
by ritonavir concentrations closely
Fentanyl (Duragesic, various) Increased fentanyl effects (eg, Inhibition of CYP450 3A4 Monitor closely when —
increased sedation, confusion, by ritonavir using together; start
respiratory depression) with low dose and
titrate to pain response
as indicated
Meperidine (Demerol) Increased normeperidine effects Induction of CYP450 1A2 Avoid combination Morphine
by ritonavir; inhibition of
p-glycoprotein reducing
first-pass metabolism
of meperidine
Methadone (Dolophine) Decreased methadone effects Possible induction of Monitor and adjust —
(eg, methadone withdrawal) CYP450 2C9, 3A4 and methadone as indicated
2D6 by ritonavir
Midazolam (Versed) Increased midazolam effects (eg, Inhibition of CYP450 3A4 Single dose intravenous Lorazepam (author suggests
increased sedation, confusion, by ritonavir midazolam may be used; careful titration of midazolam
respiratory depression) chronic midazolam in small doses is acceptable)
397
398 S.C. Hughes / Anesthesiology Clin N Am 22 (2004) 379–404
Table 4
Elective cesarean delivery to reduce the transmission of HIV: rates of vertical transmission
Elective cesarean delivery Other mode of delivery
No antiretroviral therapy 10.4% 19.0%
Antiretroviral therapy 2.0% 7.3%
These data demonstrate the strong correlation between elective cesarean delivery and a lower risk of
vertical HIV transmission (odds ratio: 0.73).
Data from the International Perinatal HIV Group. The mode of delivery and the risk of vertical
transmission of human immunodeficiency virus type 1—a meta-analysis of 15 prospective cohort
studies. N Engl J Med 1999;340:977 – 87.
vaginal delivery, thus avoiding surgery. Cesarean sections are associated with
higher maternal mortality rates, increases in postoperative morbidity, and in-
creased uterine rupture in subsequent pregnancies; these risks may be further
magnified in the developing world [66,91 – 93]. However, the American College
of Obstetricians and Gynecologists has stated that HIV-infected women should be
offered a scheduled cesarean delivery to further reduce the risk of vertical
transmission beyond that achievable with drug prophylaxis alone [94]. Thus,
anesthesiologists will likely see more of these patients for operative delivery.
The available data indicate no reduction in the transmission rate if the cesarean
delivery is performed after the onset of labor or rupture of membranes [94].
Delivery at 38 completed weeks’ gestation is recommended to reduce the
likelihood of the onset of labor or rupture of membranes before delivery. Pregnant
patients should also receive antiretroviral therapy according to currently accepted
guidelines for nonpregnant adults [57,95]. It is further noted that no combination
of therapies can absolutely guarantee the lack of newborn transmission. The
patient’s autonomy in making this decision must be respected. The risk factors for
perinatal HIV transmission continue to be evaluated [96]. Discussion and
controversy will continue around the issue of testing for HIV and management
of the disease [97,98]. However, more aggressive medical and surgical manage-
ment of the HIV-seropositive parturient will have benefits for both the mother and
the newborn.
Summary
The duration of the HIV/AIDS epidemic will soon reach the quarter century
mark if we accept the report in 1981 of P carinii in several young men as its
beginning. The virus clearly had earlier roots, however, and likely crossed from
an African monkey to man well before that date. The initial shock and fear has
faded somewhat as we better understand the disease, how to protect ourselves
from infection, and how to treat it more successfully if infected. However, tens of
millions of human lives will be lost before the epidemic is brought under control
on a worldwide basis. Just as the Black Death changed politics and culture of
fourteenth-century Europe, parts of the developing world in particular will likely
undergo great social and economic stress and change because of HIV. In the
400 S.C. Hughes / Anesthesiology Clin N Am 22 (2004) 379–404
Western world, the luxuries of modern medical care and pharmaceutical inter-
vention will save the lives of many. Thus, anesthesiologists will no doubt care for
HIV-infected patients at all stages of life in the future, from infants to the elderly.
A thorough knowledge of the disease and its complications, its treatment, and
possible drug interactions will be necessary. It is likely that we will continue to
see innovative therapies, and it will be necessary to be well informed of the bene-
fits and risks of these as we provide anesthesia care.
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