You are on page 1of 22

CHAPTER 23

Assessing Personality and Psychopathology


with Projective Methods
DONALD J. VIGLIONE AND BRIDGET RIVERA

PROBLEMS WITH DEFINITIONS AND DISTINCTIONS 531 INTERPRETIVE AND CONCEPTUAL ISSUES 541
PROBLEMS WITH COMMON METAPHORS Synthetic, Configurational Interpretation 541
AND MODELS 533 Psychological Testing, Not Psychological Tests 542
The Blank Screen Metaphor 533 Self-Disclosure and Response Sets 542
The X-Ray Metaphor 534 Test or Method? 544
The Need for an Informed Conceptual Framework 535 Contribution to Assessment Relative
THE BEHAVIORAL RESPONSE PROCESS MODEL 535 to Self-Report Tests 546
Self-Expressive and Organizational Components 535 PROJECTIVE TEST CONTROVERSY FROM
The Projective Test Stimulus Situation 536 A HISTORICAL PERSPECTIVE 547
Processing the Stimulus Situation 536 Emerging Clinical Needs versus Scientific Aspirations 547
The Free-Response Format 537 The Polarized and Moralistic Debate Continues 547
A Behavioral Approach to Validity 539 Recognition of Differences and a Resolution? 548
Functional Equivalence and Generalization 540 REFERENCES 549
Conclusion 541

What are projective tests and what are their distinctive char- single domain. Encompassing all projective tests, as is the
acteristics? How should we understand and interpret them? challenge of this chapter, necessitates this inclusive, global
What do they add to assessment? The purpose of this chapter approach and precludes detailed, test-specific characteriza-
is to address these questions by providing the reader with a tions. In general, we have reserved our comments about spe-
meaningful and comprehensive conceptual framework for cific tests to the Rorschach, Thematic Apperception Test
understanding projective tests. This framework emphasizes a (TAT), figure drawings, sentence completion tests, and the
response process that includes both self-expressive and orga- early memory tests. An evaluation of the specific strengths
nizational components, that is, what the respondent says and and weaknesses of these or any other individual projective
how he or she structures the response. The framework’s im- measure awaits others’ initiatives.
plications for projective testing and the contributions of pro-
jective testing to assessment are addressed. In the course of
this discussion, we hope to correct some common misper- PROBLEMS WITH DEFINITIONS
ceptions about projective tests and to establish a more in- AND DISTINCTIONS
formed approach to projective tests, projective testing, and
assessment in general. Other related topics include implica- Anastasi and Urbina (1996) have characterized a projective
tions of the model for interpretation, using projective tests as test as a “relatively unstructured task, that is, a task that permits
methods, controversies surrounding projective testing, re- almost an unlimited variety of possible responses. In order to
sponse sets, response manipulation, and issues from a histor- allow free play to the individual’s fantasy, only brief, general
ical perspective. instructions are provided” (p. 411). This global, descriptive de-
It is clear that projective tests have value in the assessment finition identifies some important elements of projective tests.
process. This chapter addresses their value within a broad Ironically, however, this definition and others like it impede
overview, incorporating projective tests and methods within a our understanding of the nature of projective tests when they

531
532 Assessing Personality and Psychopathology with Projective Methods

are causally juxtaposed with so-called objective tests. Without Personality Inventory (MMPI) items, such as “Once in a
pause, many American psychologists categorize tests accord- while I laugh at a dirty joke,” contain ambiguities. At the
ing to the traditional projective-objective dichotomy. In think- most basic level, it is unclear whether “once in a while”
ing and communicating about assessment instruments, these refers to once a day, once a week, or once in a month.
psychologists treat the characteristics of each class of instru- Third, the stereotypic juxtaposition of objective and pro-
ment as mutually exclusive or as polar opposites. For example, jective testing lends a pejorative connotation to projective
because objective tests are thought of as unbiased measures, tests that suggests they lack objectivity. This is misleading.
projective tests, by default, are assumed to be subjective. As Many projective tests are quantified and standardized in
another example, because objective tests are seen as having terms of administration, and more should be. If we take the
standardized administration and scoring, projective tests are example of cognitive tests, the style or process of the re-
assumed to lack empirical rigor. There are a number of reasons sponse can be systematically observed, quantified, and stan-
that the projective-objective dichotomy leads to an oversim- dardized. This qualitative-to-quantitative test development
plified and biased understanding of projective tests. First, the strategy is exactly the same procedure used in sophisticated
projective-objective dichotomy often results in misleading quantification of projective tests, as in the Rorschach Com-
reductionism. Instruments under the rubric of projective are prehensive System (Exner, 1993) and the Washington Sen-
assumed to be uniform in content, purpose, and methodol- tence Completion Test (Loevinger & Wessler, 1970). Such
ogy. For example, all projective instruments are often re- approaches can result in psychometrically sound quantifica-
duced and treated as equivalent to a classic exemplar such as tion and standardization. For example, Joy, Fein, Kaplan,
the Rorschach. Reducing all projective instruments to the and Freedman (2001) utilized this procedure to standardize
Rorschach ignores their incredible diversity. Not only do observation of the Block Design subtest from the Wechsler
these tests target many different domains of functioning, but scales. Other research summarized by Stricker and Gold
they also employ a great variety of methodologies for the (1999) and Weiner (1999) indicates that behavioral obser-
purposes of inducing very different response processes. For vation within projective tests can be used to elaborate previ-
example, early instruments included an indistinct speech ously developed hypotheses and to synthesize inferences
interpretation, word association, cloud perception, hand- about the respondent. These same authors also demonstrated
positioning perception, comic strip completion, and musical these tactics in case examples.
reverie tests (Anastasi & Urbina; Campbell, 1957; Frank, Of course, quantification and reducing examiner bias, that
1939/1962; Murray, 1938). Moreover, this great variety is variability introduced by examiners, are important goals in
suggests that projective processes are ubiquitous and are improving psychological assessment. Nonetheless, reducing
involved in many real-life behaviors. examiner variability is not the only goal of assessment and
Second, the projective-objective dichotomy implies that is not equivalent to validity and utility. Indeed, further re-
there are characteristics unique to each class of test, but these search should address the extent to which the examiner’s
supposed hallmarks are misleading. For example, test ele- input is induced by the subject, as would be the case with rec-
ments identified as projective, such as the flexible response iprocal determinism, increasing the ecological validity of
format and ambiguous or incomplete stimuli, are employed projective tests (Bandura, 1978; Viglione & Perry, 1991).
by tests generally considered to be models of objectivity and Furthermore, one may speculate that overemphasis on elimi-
quantification. Murstein (1963) notes from the flexible re- nating examiner variability to achieve objectivity can in-
sponse format of some cognitive ability tests that “we learn a crease test reliability at the expense of validity when it limits
great deal about the person who, on the vocabulary subtests salient observations by the examiner.
of the Wechsler Adult Scale of Intelligence, when asked to Finally, projective and objective tests resemble each other
give the meaning of the word ‘sentence,’ proceeds to rattle off in that they share the same goal: the description of personality,
three or four definitions and is beginning to divulge the dif- psychopathology, and problems in living. However, the di-
ferences between the connotations and denotations of the chotomy highlights the differences in method and overlooks
word when he is stopped” (p. 3). E. Kaplan’s (1991) approach fundamental differences in their approach to understanding
to neuropsychological testing focuses on process, similar to personality. Later sections of this chapter will highlight some
the response-process approach in projective testing. Simi- of these differences. As we shall see, the differences may be
larly, Meehl points out the projective element of stimulus am- more in the philosophy of the psychologist using the tests
biguity in self-report personality tests. In his Basic Readings rather than in the tests themselves.
on the MMPI: A New Selection on Personality Measurement The foregoing are only a few examples of the distortions
(1945/1980), Meehl notes that many Minnesota Multiphasic involved in the unexamined use of the projective-objective
Problems with Common Metaphors and Models 533

dichotomy of tests. Furthermore, this familiar dichotomy


projection
damages the reputation of projective testing and misleads Response
students. A more informed approach to projective testing is
personality test stimuli
needed. Along those lines, we will juxtapose projective tests
against self-report tests in the remainder of this chapter.
test as
Response
an x-ray
PROBLEMS WITH COMMON METAPHORS passive
AND MODELS personality

Like the distinction between projective and objective tests,


the common metaphors and models used to describe the pro- Response

jective response process can be grossly misleading. The two


test stimuli personality
well-known metaphors of the projective response process are (input) (active processing) (output)
the blank screen and the X-ray machine. Each metaphor con-
Figure 23.1 Panel A: The theoretical model of the response process as sug-
tains an implicit theoretical model of projective testing that
gested by the blank screen metaphor; Panel B: The theoretical model of the
shapes our understanding of the projective response process. response process as suggested by the X-ray metaphor; Panel C: The pro-
In this section we critically examine both metaphors. posed problem-solving model of the response process.

The Blank Screen Metaphor to or symbolized an internal response or reality (Murstein,


1963). Aspects of test responses are often seen as symbolic of
The most common and stereotypic metaphor is that of the and equivalent to personality and constituted the basis for
blank screen. In this metaphor, a projective test stimulus is grand interpretations. Figure 23.1 presents a schematic for
portrayed as a blank screen or canvas upon which the respon- this and other models.
dent projects his or her inner world (Anastasi & Urbina, However, increasing the blankness (so to speak) of the
1996). In the reductionistic application of this metaphor, screen by increasing the ambiguity of the stimuli does not
response content is treated as a direct representation of the necessarily produce more useful or valid information. Re-
respondent’s inner life. For example, when a respondent pro- search into the relationship among amount of ambiguity,
jects his or her aggression onto the stimuli, the response structure of pictorial stimuli, and test validity has not led to
content contains aggressive themes as a result. The examiner consistent findings (Murstein, 1961, 1963, 1965). For exam-
then equates these aggressive themes with the personality ple, the blank TAT card produces relatively conventional re-
trait of aggression. When taken to the extreme, the blank sponses that are less revealing of the individual than are the
screen metaphor has had two consequences on our approach rest of the cards, all of which include a picture of either a per-
to projective tests: an overemphasis on response content and son, a group of people, or some other scene. Moreover, elim-
an underappreciation for the role of the projective test stimu- inating the more recognizable and salient visual aspects of
lus and the examination context. By examination context we the Rorschach stimuli (what Exner, 1996, called the critical
mean the various situational factors as experienced by the re- bits) does not lead to more productivity. In fact, the available
spondent. These include the demands on the respondent research supports the view that the suggestive aspects of the
given the circumstances of the evaluation, the implicit and stimulus, rather than the lack thereof, are what is important.
explicit consequences of the examination, and the interaction Empirical data clearly demonstrate that the physical stimulus
between the examiner and respondent. is crucial (Exner, 1974, 1980; Murstein, 1961; Peterson &
The blank screen metaphor suggests that the only neces- Schilling, 1983).
sary components to projective test stimuli are ambiguity and What we know about Herman Rorschach’s work in devel-
a lack of structure. These components are thought to facilitate oping his test attests to the fact that it is not ambiguity or lack
response content, that is, the free expression of the respon- of structure that contributes to the test’s usefulness. It appears
dent’s internal world. The more ambiguous and unstructured that each stimulus plate was designed to contain visually rec-
the stimulus, the more it was presumed that the personality ognizable forms, or critical bits, along with some arbitrary
would be directly expressed in the response. Historically, this components (Exner, 1996, 2000). Rorschach may have in-
simplistic view has led to an emphasis on response content cluded the arbitrary contours to interfere with the processing
and to the interpretive viewpoint that the test was equivalent of these suggestive, recognizable forms. The plates were
534 Assessing Personality and Psychopathology with Projective Methods

carefully chosen, drawn, and redrawn so that many versions Despite having been written more than 60 years ago,
existed before Rorschach finalized the designs. Anyone who Frank’s ideas reveal a complex and informed perspective on
has ever made inkblots has found that most products look personality, one that is especially relevant to understanding
simply like inkblots and are not suggestive of other forms or the nature of projective testing:
objects. Thus, it seems that the stimulus plates were intended
to be provocative to respondents while also being just unclear Personality is approachable as a process or operation of an indi-
enough to engage respondents’ problem-solving skills. This vidual who organizes experience and reacts affectively to situa-
inconsistency between the recognizable or suggestive com- tions. This process is dynamic in the sense that the individual
ponents of the stimulus plates and the more arbitrary forms is personality imposes upon the common public world of events
(what we call nature), his meanings and significances, his organi-
critical because it constitutes a problem to be solved. In this
zation and patterns, and he invests the situations thus structured
sense, projective test stimuli have a clear purpose: to present
with an affective meaning to which he responds idiomatically.
the respondent with a problem-solving task. For example, a (1939/1962, p. 34)
major part of the Rorschach projective task is to reconcile vi-
sual and logical inconsistencies among blot details and be- Frank went on to describe personality as a “dynamic orga-
tween the blot and the object (or objects) seen. It is the nizing process.” He contrasted this subjective, synthetic, dy-
idiosyncratic ways in which respondents solve the problem, namic process of personality to the objective, external,
rather than merely the content they project onto a blank concrete reality of the world, including the host culture’s
screen, that reveals useful and valid information. Thus, un- shared conventional experiences. In Frank’s view, the world
derstanding projective stimuli as blank screens, rather than as of culture also influences the personality and its understand-
problems to be solved, is a fundamental misconception about ing of the external world but cannot account for personality
projective tests that can lead to inaccurate interpretations of processes and behavior.
test behaviors. Later in the same paper, Frank described projective tech-
niques as essentially inducing the activity and processing of
The X-Ray Metaphor the personality:

Another common metaphor is that of an X-ray machine. In In similar fashion we may approach the personality and induce
this metaphor a projective test acts as an X-ray of the mind, the individual to reveal his way of organizing experience by giv-
so to speak, that allows the interpreter to observe directly the ing him a field (objects, materials, experiences) with relatively
contents of the respondent’s mind (see Figure 23.1). Both little structure and cultural patterning so that the personality can
Frank (1939/1962) and Murray (1938) mentioned this image project upon that plastic field his way of seeing life, his mean-
in their seminal work so that it has historical precedents. ings, significances, patterns, and especially his feelings. Thus,
However, like the blank screen metaphor, the X-ray metaphor we elicit a projection of the individual personality’s private
leads to a focus on response content and the way in which the world because he has to organize the field, interpret the material
and react affectively to it. More specifically, a projection method
content directly represents personality. More importantly,
for study of personality involves the presentation of a stimulus-
the X-ray metaphor diminishes the role of the respondent in
situation designed or chosen because it will mean to the subject,
the response process. not what the experimenter has arbitrarily decided it should mean
Examining Frank’s (1939/1962) original work allows one (as in most psychological experiments using standardized stim-
to achieve a more adequate understanding of his purpose for uli in order to be “objective”), but rather whatever it must mean
using the X-ray metaphor. When Frank first used it, he com- to the personality who gives it, or imposes it, his private, idio-
pared learning about personality to the then-current technolo- syncratic meaning and organization. (1939/1962, p. 43)
gies in medical and physical science that allowed one to study
internal anatomical structures through noninvasive tech- These quotes make it clear that the respondent’s organiza-
niques. However, Frank included a critical distinction be- tional style and affect are critical to the projective testing
tween projective tests and medical tools, a distinction that is process, and that the process involves more than simply
typically excluded from today’s common understanding of the adding content to a stimulus field. Moreover, unlike self-
X-ray metaphor. Frank noted that personality, unlike the target report tests, projective test stimuli give respondents an op-
of an X-ray machine, is not a passive recipient of attention. In portunity to express their organizational styles and affect.
responding to projective test stimuli, personality does not sim- Thus, a projective test allows the examiner to observe per-
ply cast a shadow of its nature onto a plate. Rather, Frank con- sonality in action with cognitive, affective, interpersonal, and
tended that personality is an active organizing process. meaning-making activities.
The Behavioral Response Process Model 535

The Need for an Informed Conceptual Framework The history of projective testing and misuses in current
practice reveal that we have drifted from the focus on input-
This critical review of traditional metaphors and models for processing-output as first described by Frank (1939/1962).
projective testing points to their serious shortcomings and This drift has led to two gross oversimplifications of projec-
oversimplifications. In contrast to a blank screen, projective tive testing: (a) Projective test responses are inappropriately
stimuli are more like problem-solving tasks. In contrast to a equated with personality, and (b) verbal and motor behaviors
passive personality that unknowingly projects itself onto a within projective test responses are thought to symbolize
blank screen or that is examined with X-ray vision, personality large patterns of life behavior. In contrast, an informed re-
in projective testing is seen as a much more active, organizing, sponse process approach entails inferring a model of an indi-
and selective process. Perhaps the most accurate portrayal of vidual’s personality and behavior from projective test output
projection is that the personality does not project light onto based on a thorough understanding of the stimuli, task de-
the blank screen of the test, but rather, the test projects itself mands, and processing involved. The future of projective as-
through the active organizing process of the personality to the sessment depends on advancing this response process and
response. In other words, the individual’s personal characteris- problem-solving approach.
tics are observable in the refracted light—that is, the manner in The Standards for Educational and Psychological Tests
which the person responds to the test. In sum, there is a need (American Educational Research Association, American Psy-
for a broader and more informed conceptual framework for chological Association [APA], & National Council on Mea-
understanding projective testing. surement in Education, 1999) incorporate this interest in the
From comparisons between the overt stimuli and response, response process. According to the standards, evidence based
the interpreter infers the covert personality process. This on examination of the response process, including eye move-
input-processing-output sequence is the essence of our model ments and self-descriptions of the respondent’s experience,
for projective testing and is presented in the next section. should be used to validate tests inferences. Response process
Such a framework goes beyond projection and response con- research is extremely valuable as a basis for clinical inference
tent by embracing a problem-solving perspective. (e.g., Exner, Armbruster, & Mittman, 1978). The response
characteristics of each commonly used projective test should
be researched and delineated. Each projective test differs in
THE BEHAVIORAL RESPONSE PROCESS MODEL its response process so that each test must be addressed and
mastered separately, even if these tests share some common
A problem-solving model leads us to approach personality as processes and principles.
a processor of information. Rather than interpreting a re-
sponse as a symbolic representation of personality, we inter- Self-Expressive and Organizational Components
pret it in the context of the stimulus situation and used that
interpretation to build a model of the respondent’s processing Within the response process in projective testing, two com-
and problem-solving styles. Rather than using a static con- ponents have traditionally been identified: (a) a content or
ceptualization of personality, our understanding incorporates self-expressive component and (b) a formal or organizational
a model of personality as a problem-solving processor of component. Often these components are referred to as the
life’s ongoing challenges. projective and problem-solving components of projective
The projective test response can be seen as the develop- tests, but these terms are subject to misinterpretation. This
ment and formulation of a solution to a problem, the structure chapter refers to them as the self-expressive and organiza-
and content of which reveals something about the individual. tional components of projective testing.
Every projective test involves a task, which we can under- To oversimplify, the self-expressive component largely
stand as a problem to be solved. For example, the TAT de- involves content features of the response—that is, what the
mands the creation of a story that reconciles the suggestive subject says, writes, or draws and what associations the indi-
elements of the pictures with ambiguous and missing cues. vidual brings to the task. Self-expression occurs because
As another example, the early memory test involves con- projective stimuli provoke the imagination, acting as a stim-
structing, typically without a complete sense of certainty, a ulus to fantasy (Exner & Weiner, 1995; Goldfried, Sticker, &
memory dating back to the beginning of one’s life. The self- Weiner, 1971). Thus, respondents react to content sugges-
expressive quality and the adequacy of these solutions can be tions in a task (a sentence stem, a picture, or a recogniz-
the object of the interpretive system (e.g., for the TAT, see able form or critical bit of a Rorschach plate) and rely on
Ronan, Colavito, & Hammontree, 1993). themselves to go beyond that content to access and express
536 Assessing Personality and Psychopathology with Projective Methods

information from their own stores of images, experiences, rely on information-processing and behavioral approaches in
feelings, and thoughts. specifying its subcomponents.
In contrast, the organizational component involves the
formal or structural features of the response: how the individ-
The Projective Test Stimulus Situation
ual answers the questions, solves the task, structures the re-
sponse, and makes decisions. For example, the organizational In our view, the projective-testing stimulus encompasses a
component includes how the stimulus details are incorpo- complex of factors. The stimulus in a projective test is more
rated into TAT or Rorschach responses and whether the stim- than the concrete stimulus itself, that is, more than merely a
ulus features are accurately perceived. Use of detail and the picture, a sentence stem, a Rorschach plate, or an invitation to
accuracy of the response are organizational features, which remember. Masling’s (1960) work with the Rorschach and a
can be applied to almost all projective tests. Projective tests variety of studies with the TAT (Murstein, 1961, 1963) reveal
all pose problems to solve; the adequacy, style, and structure that situational, contextual, and interpersonal stimuli influ-
of the solutions to the problems are encompassed by the ence the response process. Extrapolating from these findings,
organizational component. we propose that the actual stimulus for a projective test is the
The common oversimplification in conceptualizing pro- entire situation, or what we call the stimulus situation. Rather
jective testing is to limit the scope of projective testing to the than merely being concrete stimuli, the stimulus situation en-
self-expressive component. Doing so leads one to interpret compasses the interpersonal interaction with the examiner,
only response content themes. Even if the organizational what the respondent is asked to do with the stimulus, and
component of a projective test is recognized, it is often con- contextual issues such as the reason for referral. For example,
ceptualized as separate from the content component. the TAT stimulus situation involves the fact that the respon-
We believe that separating the self-expressive and organi- dent is being called on to tell a story to reveal something
zational components is another misconception that should be about him- or herself in front of another person, typically a
corrected. If one examines the projective test respondent’s stranger with some authority and power, about whom the re-
real-time processing while solving the task and developing a spondent knows very little. Accordingly, when the stimulus is
response, one observes that self-expressive and organiza- administered individually there is also a strong interpersonal
tional aspects are simultaneous and interconnected. One component to the stimulus situation. Furthermore, this inter-
solves the problem not only by organizing the input and the personal component is implicit in paper-and-pencil projec-
output, but also by selecting one’s own self-expression to add tive tests. It is also present in self-report tests of personality,
to the response. From another perspective, including self- although it is often ignored.
expression is not merely a projection of a trait, need, or per- A critical component of the stimulus situation is the re-
ception. Thus, we are making an important distinction here: spondent’s awareness of the obvious potential for the response
Problem-solving within projective tests encompasses both to reveal something of him- or herself. Reactions to the pres-
content and formal, and both self-expressive and organiza- sure to self-disclose are invoked by the stimulus situation. Ac-
tional, facets. What are conventionally considered projective cordingly, response sets, defensiveness, expression of social
or content/self-expressive components are actually best un- desirability, and response manipulation are fundamental to the
derstood as part of a single problem-solving process. Thus, response process. As will be addressed later, these are more
the respondent’s way of problem-solving may involve, for than impediments or moderators of test validity.
example, invoking dependent themes. A respondent’s adding
in certain thematic interpretations, motives, interests, or fan-
Processing the Stimulus Situation
tasies to projective test responses thus is part of the problem-
solving component of these tests. Taking all of these issues into consideration suggests that the
Moreover, there may be individual differences, both within respondent reacts to an overall situation, including both con-
an assessment and in one’s everyday life, in terms of how crete and experiential components, as a pattern or field. Such
much content is projected. Some people may project more patterning is a well-known fact in the study of human percep-
personalized content than others. Others who express less per- tion. The respondent organizes that field into figure and
sonalized content might be characterized as stereotyped, ground, responding more distinctly to the figural components
overtly conventional (Schafer, 1954), or, alternatively, as effi- of the stimulus situation. This figure-ground patterning exists
cient and economical (Exner, 1993). We will elaborate this not only within the processing of the concrete projective test
problem-solving process as the centerpiece of this chapter. We stimulus, but also with the entire stimulus situation. Accurate
The Behavioral Response Process Model 537

interpretation depends on considering the concrete stimuli guidance with concomitant insecurity is also a major compo-
element in terms of, for example, Rorschach card pull, nent of the response process and projective test task. In other
sentence-stem characteristics, and salient stimuli components words, coping with insecurity and uncertainty without suffi-
for individual cards from storytelling tasks (Exner, 1996, cient information about the adequacy of one’s response is part
2000; Murstein, 1961, 1963; Watson, 1978). These prominent, of the response process.
recognizable aspects of the concrete stimulus elicit common
or popular responses. Peterson and Schilling (1983) have writ-
Response Characteristics
ten an informative, conceptual article that frames these issues
for the Rorschach. Knowing the test and its input, processing, With self-report tests, the interpretive dimensions (e.g.,
and output characteristics provide a context within which to depression for Scale 2 of the MMPI) are predetermined. In con-
understand the implications of responses for personality. Stan- trast with projective tests, interpretive dimensions are implicit
dardization data and empirical descriptions, the examiner’s in the test behavior. The interpreter observes the respondent’s
experience with the stimulus situation, recognition of the re- behavioral patterns in order to construct the dimensions to be
sponse pull for individual test stimuli, and knowledge of con- described. For example, implicit motives organize pictures into
ventional and common responses all contribute to optimally stories (McClelland, Koestner, & Weinberger, 1989), and the
valid interpretation. interpreter describes these dimensions within the interpreta-
tion. As noted earlier in this chapter, a crucial aspect of the
projective test stimulus situation is the lack of information
The Free-Response Format regarding the adequacy of the response. As suggested by
Freedom in the Stimulus Situation Campbell, projective tests are “typically open-ended, free, un-
structured, and have the virtue of allowing the respondent to
Freedom and lack of direction are crucial characteristics of project his own organization on the material” (1957, p. 208). In
the projective test stimulus situation. The individualistic idio- other words, it is the respondent who accounts for a great ma-
graphic feature of the projective test response process starts jority of the variation in the test responses in terms of their self-
with the individual differences in the perception of the stimu- expressive and organizational components (Viglione & Perry,
lus situation (Colligan & Exner, 1985; Exner, 1980; Perry, 1991). The fact that the response is wholly formed and created
Felger, & Braff, 1998). The individual can choose to attend to by the respondent has been referred to by Beck (1960) as the
different components of the stimulus situation, focusing on, for gold of the Rorschach.
example, a particular element of the physical stimulus, a de- Compared to self-report tests, the fixed test stimuli in self-
mand within the task, or some interpersonal aspect related to report tests and limited response options themselves account
the task. The individual may offer an overall gestalt, or may for a much greater part of the variation among test responses
focus on a single element or on inconsistencies between stimu- or behaviors. Test developers predetermine structured test
lus subcomponents. Accordingly, self-regulation through stim- behaviors and, as a result, limit the freedom of response. In
ulus control can be assessed through projective testing, in terms other words, there is much less variation in true versus false
of what an individual attributes to a stimulus, when one identi- than there is in TAT responses or earlier memories. Histori-
fies what the individual responds to in the stimulus situation. cally, this fixed item and response format was typical of the
Another important, related feature of the processing of personality and attitude measurement devices that domi-
the stimulus situation is decision making. For example, respon- nated during the mental testing period from 1920 to 1935,
dents must decide what to reveal or focus on within the story, and against which projective testers rebelled. On the other
image, early memory, or sentence completion item. Decision hand, free responses are not essential for a test to be projec-
making also requires reconciling contradicting elements and tive because multiple-choice or rating-scale response formats
completing unfinished information. The projective test stimu- have been used (Campbell, 1957). Nevertheless, the domi-
lus situation does not provide much information to assist the re- nant projective tests in clinical practice use a free-response
spondent in evaluating the appropriateness and adequacy of a format. Multiple-choice and rating-scale formats have been
response. In contrast to ability tests, there are no obvious right primarily used for research on test validity and the response
answers. The lack of information in the stimulus situation process (e.g., Exner et al., 1978).
interacts with the free-response format to impede attempts at Within the free-response format the respondent creates or
self-evaluation of the appropriateness of the response. Thus, organizes a response and expresses him- or herself through
decision making and processing in the face of minimal external the content of the response. The response content is neither
538 Assessing Personality and Psychopathology with Projective Methods

preselected nor prestructured by the test developer, but is investigate the relative contributions of expressive style and
an expression of the given individual in the context of the nonverbal modes to validity and utility.
exam. In an article introducing a conceptual model for psy- The multimodal characteristic of the projective test re-
chopathology and the Rorschach, Viglione and Perry (1991) sponse greatly multiplies its informational value. For exam-
couched this in terms of the limited environmental influence ple, a behavioral observation of (a) tearfulness at a particular
on Rorschach responses. This argument can be extended, in point in an early memory procedure, (b) a man’s self-critical
some degree, to all projective testing. As described in this humor during a TAT response that describes stereotypic male
article, projective test behaviors are largely influenced by behavior, (c) fits and starts in telling a story with sexual con-
the internal world rather than by the test environment and tent, (d) a seemingly sadistic chuckle with “a pelt, it’s road
stimuli. The content, structure, and adequacy (and the evalu- kill” Rorschach response, (e) rubbing a Rorschach plate to
ation of that adequacy) of the response come from the indi- produce a response, or (f) a lack of positive, playful affect
vidual. The interpretive system accompanying the projective throughout an early memory testing are all critical empirical
test is an aid in directly learning about the individual through data subject to interpretation. Such test behaviors can lead to
analyzing the self-expressive and organizational aspects of important hypotheses and allow one to synthesize various
these behavioral productions. components of the test results by placing them in the context
The free-response format maximizes the expression of of the individual’s life. These insights are not readily avail-
individual variance. The population of possible answers is un- able or subject to systematic observation through other
bounded in free-response tasks, so that the response itself can means in an assessment session. These are examples of the
capture much more individual variation than can an item in a fundamental purpose of projective tests: to gather an other-
self-report personality test. In this way projective tests maxi- wise unavailable sample of behavior to illuminate referral
mize salience and relevance of the response to the individual, issues and questions emerging during the exam.
a characteristic that has been referred to as the idiographic In addition, projective tests allow a rare opportunity to ob-
focus of projective testing. Indeed, the complexity and variety serve idiographic issues interacting with the instrumental di-
of these responses have made it difficult to create comprehen- mension of behavior. Levy (1963) defined the instrumental
sive scoring systems. From a psychometric perspective, this dimension of behavior as the adequacy or effectiveness of the
complexity and variety may translate to less reliability and response in reaching some goal. In cognitive ability testing
more interpreter bias but, nevertheless, more validity. this dimension could be simplified to whether a response is
right or wrong. Like respondents on ability, cognitive, or
Interpretive Implications neuropsychological tests, projective test respondents perform
a task. To varying degrees, all projective test responses can be
What has been called expressive style is an example of the or- evaluated along a number of instrumental dimensions includ-
ganizational component of a projective test response (Bellak, ing accuracy, synthesis, meaningfulness, relevance, consis-
1944). The free-response component of the projective test tency, conciseness, and communicability. For example, the
stimulus situation allows expressive style to emerge. It can instrumental dimension relates to the quality, organization,
be characterized by the following questions: “Does he talk and understandability of a TAT story or early memory as ex-
very fast or stammer badly? Is he verbose or terse? Does he plained to the examiner. In ability tests, we concern ourselves
respond quickly or slowly . . .” (Murstein, 1963, p. 3). Ex- mostly with the adequacy of the respondent’s outcome, an-
pressive style is also captured in nonverbal ways, which are swer, or product. In contrast, in projective tests we are con-
important to understanding an individual’s functioning and cerned with not only the adequacy of the outcome, but also
interpersonal relationships. Does the respondent use space in the process and behavior involved in producing the outcome.
drawing and sentence completion blanks neatly? Is the re- In our nomenclature, projective tests allow one to observe the
spondent overly concerned with wasting space and time, or interaction between the self-expressive and instrumental
sure to involve elaborated and elegant use of symbolic flair in components of behavior—in other words, how adequate a re-
his or her presentations? Indeed, the nonverbal mode of func- sponse is in light of how one solves a problem. Extending this
tioning and being in the world is accessed by the projective interaction, projective test behavior also allows the examiner
tests. In support of this importance of nonverbal functioning, to observe the impact of emotional and interpersonal pres-
neuropsychological research would suggest that aspects of sures on the adequacy and approach to solving problems.
interpersonal and emotional functioning are differentially re- This is a crucial contribution of projective tests to assess-
lated to visual-spatial, kinesthetic, and tactile modes in com- ment, providing an interpretive link between findings from
parison to verbal modes. Future research might attempt to self-report tests and ability tests.
The Behavioral Response Process Model 539

A Behavioral Approach to Validity behavior. In contrast, for example, within self-report testing
there is no inherent similarity between (a) the act of respond-
Behavioral Characteristics ing true to aggressive risk items and (b) real-life aggressive
Problem solving in projective testing entails a behavioral risk.
view of the response process. This behavioral approach is
consistent with Anastasi and Urbina’s definition of psycholog- Generalizability and Interpretation
ical tests as “essentially objective and standardized measure
of a sample of behavior” (1996, p. 23). Psychological tests are In interpreting projective tests we observe test behavior and
undertaken when we cannot directly access behaviors impor- then generalize it to similar behavior in other situations.
tant to assessment goals (Levy, 1963; Meehl, 1945/1980). In When considering a projective test as a behavioral problem-
performance tests we induce and observe a sample of behav- solving task, the question of validity; according to Foster and
ior that is similar to the behaviors of interest in real life. In this Cone (1995), is one of topographic similarity and functional
respect, projective tests are performance tests. equivalency. Topographic similarity refers to the degree to
Projective tests are attempts to bring aspects of relevant which the test behavior resembles the nontest behavior in
behavior, associations, perceptions, organizations, and effec- concrete, physical, and descriptive terms. Functional equiva-
tive and interpersonal components into the consulting room lence refers to the degree to which the antecedents and conse-
to be observed. Such a tactic is eloquently describe by Levy quences of a test behavior correspond to the antecedent and
(1963): consequences of real-life behavior. Topographically, an ag-
gressive attribution on a TAT response is similar to an aggres-
We will be better able to predict this person’s behavior in a given
sive attribution in real life.
situation if we can bring a different frame of reference into play. To understand topographical similarity within projective
We feel that in order to do this we will have to draw a different tests, one must examine the behavior induced by projective
sample of behavior from that available to us now. Specifically, test demands. Projective tests incorporate complex stimulus
we want a sample of behavior that is amenable to description in situations and induce rich and complex behaviors that vary
our frame of reference, one that was designed with our particular greatly from person to person. Projective test behaviors, such
language system in mind. (pp. 6–7) as explaining what one sees and how one sees it (i.e.,
Rorschach; Viglione, 1999), creating a story to understand a
Thus, projective tests induce a behavioral sample that we can suggestive interaction (TAT), recalling and explaining a per-
observe and explore so as to synthesize a more valid picture sonally salient memory (early memories), and interpreting or
of the life predicament of the respondent. From this behav- finishing a fragment of a sentence (sentence completion), are
ioral perspective, a test response or behavior is not a chance all topographically similar to important and familiar life
event, but a behavior sample collected under controlled con- tasks. They are all aspects of what one frequently does in real
ditions, subject to behavioral laws. life—expressions of one’s “way of seeing and feeling and re-
In the earlier section on free-response format, we estab- acting to life, i.e. personality” (Frank, 1939/1962). For exam-
lished that variety is a hallmark of projective test responses. ple, it would not take much empirical support to justify the
They are also distinguished by their richness. The overall generalization of thought-disordered communication on the
complexity of the stimulus situation elicits rich responses. Rorschach or TAT to thought-disordered behavior in other
Complex stimulus situations produce complex real-life, in contexts. The test behavior and target or in vivo behaviors are
vivo behaviors, which generalize to complex nontest behav- topographically and experientially quite similar and thus be-
iors in complete situations (Viglione, 1999). By design in haviorally equivalent. It is not surprising, then, that there is a
projective tests, meaningful behavior is mediated by person- great amount of empirical support for thought-disorder in-
ality processes and invoked by the stimulus situation. dices on the Rorschach (Acklin, 1999; Holzman et al., 1974;
One might elucidate these ideas by contrasting projective Kleiger, 1999; Perry & Braff, 1994; Perry, Geyer, & Braff,
and self-report testing. The test behavior involved in self- 1999; Perry, Viglione, & Braff, 1992; Viglione, 1999; Weiner,
report personality tests differs greatly from projective test be- 1966).
havior in terms of richness and variety. Typically, self-report Projective tests collect standardized samples of real-life
test behavior is merely an endorsement of true or false, or a behavior—the problem-solving of the personality operations
rating of an opinion or sentiment along some dimension. The in real life. This view of personality would incorporate
variety and richness of projective test responses allow the po- thought organization and disorder as the problem-solving of
tential for generalizability to meaningful and salient real-life the personality manifest in behavior. Moreover, the behavioral
540 Assessing Personality and Psychopathology with Projective Methods

population of interest for projective tests is real-life behavior, process and experience (Riethmiller & Handler). As research
just as the population for performance tests is the expression has demonstrated, this interpersonal component is a strength
of abilities. On the other hand, more symbolic interpretations of projective tests given that it is an essential ingredient of the
(e.g., using Rorschach color responses as a symbol of emo- stimulus situation (Stricker & Healy, 1990).
tionality) lack topographical and experiential similarity. Examining the three-dimensional vista response on the
Accordingly, symbolic interpretations, as with self-report test Rorschach might elucidate the experiential and contextual
findings, require much more empirical support. components of interpretation. These three-dimensional, shad-
In considering topographical similarity and generalizabil- ing responses might mean very different things in different
ity, one must also consider the examination context and contexts. From an experiential problem-solving perspective,
the stimulus situation. In this context, projective test activi- the vista response involves a more precise way of dealing with
ties, such as a child’s ripping apart stimulus materials or an the blots in which one experiences the self as stepping back
felon’s expressing obvious pleasure in describing malevolent and evaluating. Within the context of an inpatient’s depres-
acts, are exceptional behaviors. Such behaviors that (a) op- sion, such an activity might generalize to negative evaluation
pose the social demands of the projective test interpersonal of the self, others, and the future that compromises adaptation.
context and (b) possess obvious clinical implications may be In the case of a passive but largely successful executive in a
understood as corresponding to salient nontest behaviors of nonclinical examination, the vista response may be related to
interest. They are very low-probability events that are much an analytic, evaluative ability to step back and gain perspec-
more likely to spring from the individual rather than from sit- tive, and an ability to evaluate the self. Under stress, this
uational factors. Thus, they are generalizable events, even if capacity may be associated with self-criticism that, although
infrequent. painful, may lead to adjustments and improved functioning. In
the context of an assessment of an incarcerated murderer, the
Experiential Interpretation vista responses may generalize to situationally induced self-
criticism, possible guilt, or alternatively, an analytic approach
In projective testing we extend the behavioral notion of to crime. Accordingly, test behaviors that are identical along
topographic similarity to incorporate experiential elements. overt, topographical parameters may correspond to different
These include subjective and covert problem-solving ele- covert experience and in vivo behaviors. These distinctions, in
ments such as self-expressive and internal phenomena asso- turn, are based on the context of the exam and base-rate fac-
ciated with the response process. Schachtel (1966) with the tors. Research on psychological assessment and on clinical
Rorschach, and Riethmiller and Handler (1997) with the fig- judgment and decision theory has not addressed these ecolog-
ure drawing, demonstrated the value of this approach. For the ically valid interpretive inferences.
Rorschach, it would mean asking what processes are in-
volved in avoiding the complexity and contradictions of a
Functional Equivalence and Generalization
blot so as to give simplistic, uninvolved answers. For the fig-
ure drawing, the experience-near approach would take into This interaction among interpretation, examination contexts,
consideration not only the product (i.e., the drawing), but also and topographical and experiential phenomena relates to
the process of creating it. Experiential interpretation of a fig- functional equivalence and generalization. As noted earlier,
ure drawing might also require such questions as, “What ex- functional equivalence refers to the degree to which the ante-
periences or covert processes might accompany drawing this cedents and consequences of a test behavior correspond to
frightening person? What would it be like to meet or have a the antecedents and consequences of real-life behavior. The
conversation with this frightening person?” Answers to these antecedents and consequences of test behaviors are encom-
questions are more likely to have nontest referents than passed by the projective stimulus situation. Projective stimu-
are the nonexperiential, detail-oriented questions that have lus situations or test environments vary to some extent from
dominated some approaches to drawings (e.g., “How long are test to test and occasion to occasion. However, from the
the arms? Are the hands represented? Did the respondent broadest and most inclusive point of view, projective tests in-
mention the head? Was shading involved?”). Answers to volve new and unfamiliar situations in which one organizes
experience-near questions are the real behavioral patterns to incomplete, contradictory, and ambiguous material without
be generalized from projective tests to real-life behavior. any direct feedback from observers or authorities. They also
Given this stimulus situation, identifying experience-near involve little implicit feedback from the task about adequacy
components involves being in an interpersonal relationship of performance within an interaction with another individual.
with the respondent and empathizing with the respondent’s Applying the principle of functional equivalence, we are
Interpretive and Conceptual Issues 541

safest when we generalize projective test behaviors to situa- to the error of overly negative interpretations of projective
tions with similar characteristics. Thus, to some degree, in- tests related to the neglect of base rates (Finn & Kamphuis,
terpretations may be context dependent rather than pervasive. 1995; Murstein & Mathes, 1996; Viglione & Hilsenroth,
Test interpretation may apply to situations with more individ- in press).
ual control and less environmental control. More colloqui-
ally, these are situations in which the respondent has to make
his or her own way and fend for him- or herself. INTERPRETIVE AND CONCEPTUAL ISSUES
Functional equivalence helps us to interpret the contradic-
tory information so often produced during assessment. Let us This chapter highlights important characteristics of the pro-
say that we observe evidence of depression and distortion of jective stimulus situation and the integration of organizational
incoming information in a seemingly content, psychologi- and self-expressive components in the response process. In
cally healthy individual. With such an individual, these data turn, these factors induce characteristic patterns and methods
are likely to be related to circumscribed rather than pervasive of interpretation. Projective test responses emphasize syn-
problems. Functional equivalence and the projective test thetic and individualistic approaches to interpretation (Rabin,
stimulus situation guide the interpretation and generalization 1981). In practice, those psychologists who are more inclined
of these test behaviors. With a healthy individual, one could to emphasize the complexities of the individual are probably
safely attribute the depression and distortion to his or her oc- more inclined to use projective tests. The section on free-
casional vulnerability to self-doubt, mistakes in judgment, or response format outlined the individual or idiographic com-
distress in new and unfamiliar situations. Alternatively, such ponent of projective test responses. This characteristic of the
negative information might be used to describe worst-case projective test data induces a similar focus on individual or
scenarios or self-defeating patterns or potentials. In the con- idiographic approaches to interpretation.
text of an exam with a psychiatric inpatient, these same data
would suggest much more pervasive difficulties. Thus, the
Synthetic, Configurational Interpretation
stimulus situation and functional equivalency guide the
generalization and interpretation of projective test behaviors As established in discussing the projective test stimulus situ-
along a situation-specific (vs. pervasive) dimension. As inter- ation and the response process, projective testing accesses
pretation becomes more specific, it should be confined to sit- multiple dimensions and allows one to elaborate on hypothe-
uations that more closely resemble the projective test stimulus ses derived earlier in the interpretive process. These factors
situation. induce the interpreter to adopt a synthetic or configurational
approach in formulating interpretations (Stricker & Gold,
Conclusion 1999). Projective test data present connections and associa-
tions among various characteristics from different domains.
In any event, the current approach to projective testing needs In the TAT, for example, we can associate a cognitive slip or
to adopt this experience-near perspective to identify problem- a problem-solving failure with the sexual or intimate themes
solving correlates of test behaviors. In addition, interpreters stimulated by a particular card when such themes are men-
and researchers must recognize that these test behaviors have tioned in (but not meaningfully integrated into) a jumbled
different implications in different situations. Technically, this and unrealistic story. In terms used earlier in this chapter, pro-
approach can use differential base rates, conditional probabil- jective test results bridge self-expressive, organizational, and
ities, statistical interactions, or moderator variables to inves- response-set domains. One score or response parameter is
tigate this phenomenon. Thus, the problem-solving approach analyzed in its relationship to another or in relationship to
to projective testing challenges the notion that test behaviors moderator variables and collateral, nontest variables. Tempo-
are always generalizable to personality at large. This may be ral, spatial, and language factors—that is, when and how be-
true much of the time, but the nature of behavior and contex- haviors occur—allow interpreters to identify how various
tual factors influence the pervasiveness and situational speci- content and organizational aspects of an individual work to-
ficity of generalizations. Current, dominant interpretations gether, how they interrelate, and how they may interact with
(e.g., those with the Rorschach Comprehensive System) often different environmental conditions. Advocates of projective
are based on research and formulations with clinically com- testing are not interested in isolated bits of behavior but study
promised individuals. Accordingly, many of these interpreta- how it comes together in a whole person within a life predica-
tions overemphasize the more pathological or problematic ment (Stricker & Gold; Viglione, 1999; Viglione & Perry,
correlates of the test behavior. This fact probably contributes 1991; Weiner, 1999; Weiner, in press.) Projective test data
542 Assessing Personality and Psychopathology with Projective Methods

assist us in putting the person in his or her life context and when we conceive of them as abstract concepts. Within a sin-
help us to understand the relationship between internal issues gle individual, these characteristics need not be contradic-
and the individual’s biography and background. Murstein tory. We find that real people appear to possess both overly
(1963) called this “configurational dominance” (p. 4). This negative and overly positive views of the self. Positive views
synthetic or configurational approach can be attributed to may ward off negative views. Positive views may arise in one
Gestalt psychology, field theory, and psychodynamic influ- situation but not another; among children, for example, posi-
ences on projective testing (Frank, 1939/1962). tive views may arise in academic situations but not at home.
Among the connections made possible by projective tests It follows then that the inevitable contradictions among pro-
are those between personality factors and cognitive functions. jective test data induce, if not necessitate, a dynamic view of
Looking at projective tasks as problems to be solved allows individuals. This dynamic view entails opposing forces oper-
the integration of nonintellectual with intellectual issues. ating in the behavior, affect, motivation, and cognition in a
From a configurational point of view, the relationships of abil- way that reflects the opposing excitatory and inhibitory orga-
ities to affects, interests, motivations, and discriminative stim- nization of the nervous system.
uli are addressed. A related advantage of projective tests is that
they allow the examiner to make inferences about motivation.
Psychological Testing, Not Psychological Tests
Other performance tests (i.e., ability tests) assume and attempt
to induce optimal motivation. In real life, however, motiva- As suggested by the early leaders in assessment (Frank,
tional variation is crucial to understanding personality and 1939/1962; Meehl, 1945/1980), the difference between pro-
behavior. jective and so-called objective tests is not so much in the tests
We can conclude then that part of the utility of projective themselves but in the interpretive approach. This difference
assessment—or in more concrete terms, its added value in approach is induced by the data—by their complexity and
relative to self-report tests—is that it provides meaningful richness and their relevance to the individual. Projective tests
connections among different characteristics to enable an un- induce an individualistic, synthetic and configurational, and
derstanding of the whole person. Because the individual re- constructive approach to interpretation that incorporates a
spondent produces the constructs and their interrelationships view of the individual as embodying contradictions that
with the responses to the projective test in the free-response might be explained dynamically. This approach also involves
format, we know that the configurational information is rele- affects and interpersonal issues. In turn, those holding such a
vant and possibly unique to the individual being assessed. view of interpretation are probably more inclined to use pro-
In synthesizing the picture of the individual from a jective tests. The interpreter is involved directly in the as-
projective-testing perspective, one constructs or builds an sessment administration process, because the individualistic
integrated picture of the person within a situation. Extrapolat- and configurational issues are best known and explored by an
ing from Kaufman’s work on Intelligent Testing with the active interpreter in a relationship with the respondent. In
WISC-R (1979), each construction, each person’s theory, is summary, one’s preference for projective tests may largely
different in terms of concepts and relationships among reflect a philosophical approach to human nature so that it
concepts. Reflecting this uniqueness of each individual, pro- may be more appropriate to talk about projective testing
jective testing can produce a different theory for each respon- rather than projective tests.
dent. Along these lines, an important phenomenon is that
projective testing often reveals remarkable aspects or con-
Self-Disclosure and Response Sets
cerns that become important hallmarks or organizing features
in understanding an individual. Accordingly, assessment- “It would be very unsafe, unwise, and incorrect to assume that
report writers often excerpt quotes from sentence-completion a patient either can or wants to present all aspects of his or
responses or responses from other tests to communicate her personality fully to the examiner” (W. G. Klopfer, 1981,
vividly the respondent’s experience in the respondent’s own p. 259). Indeed, this is a central problem that clinicians have
words (Holaday, Smith, & Sherry, 2000). Invariably, this syn- struggled with in the practice of assessment over the years. Sur-
thetic and constructive approach leads to discovering contra- veys on assessment practice have not explored the extent to
dictions among test data. Resolving these contradictions which this unsafe assumption is made implicit in the interpre-
often provides added insight into the individual. Recognition tation of self-report personality tests. In the early part of the
of contradictions (e.g., depressed but overly impressed with twentieth century, projective testing grew out of the practical
the self ) is based on nomothetic notions. In other words, we need to access what the individual may be unwilling or unable
see depression and self-importance as being contradictory to communicate directly (Frank, 1939/1962; Murray, 1938;
Interpretive and Conceptual Issues 543

Murstein, 1961). This is the fundamental challenge or para- should be interpreted differently as a function or response set
dox in assessment: What is most important to know is often so that the response set acts as a moderator variable for inter-
what the person is least willing or able to divulge. To uncover pretive purposes and validity (Meyer, 1999).
what the respondent may be unwilling or unable to divulge, More explicitly, within the interpretive process, results
projective tests go about the task of accessing behavior and from projective testing can be characterized along the dimen-
problem solving indirectly. Task instructions (e.g., “Tell a sion of self-protection versus self-disclosure. Stereotypic,
story,” “Explain what this might be,” “Complete the sentence”) brief test protocols, or poorly or quickly executed productions
distract the respondent from the interpretive goals of the exam- with insufficient effort (e.g., in drawings) can be seen as at-
ination. Projective tests are attempts to access the private world tempts to suppress or resist pressure from the examiner to re-
of the individual, to get to it more efficiently than through other veal the self. Thus, some test findings may have more to do
means (Frank, 1939/1962; Viglione & Hilsenroth, in press; with how the respondent protects him- or herself or sup-
Viglione & Perry, 1991). presses, defends against, or avoids self-disclosure. Looking at
The reactions to pressures to self-disclose in an indirect these efforts as a moderator variable, such self-protective test
stimulus situation are not captured neatly within individual protocols may lead to an underestimate of personality tenden-
scales on any test. Operating in every individual, idiosyncrat- cies and weaknesses and to false-negative findings. From a
ically, is a conflict between pressures for self-disclosure ver- behavioral perspective, this response set can be seen as an at-
sus those for self-protection. This conflict involves (a) a tempt to suppress or defend against self-disclosure. In such
willingness and an ability to be self-revealing versus (b) ra- cases, the test findings do not survey the full array of person-
tional and irrational concerns about negative consequence to ality processes and features, so that they may not reveal the
self-disclosure, accompanied by (c) a motivation to create a personality as a whole. Moreover, these self-protective or
favorable impression. Examination of the nuances of self- suppressive response sets can result in inconsistencies among
revealing behaviors and attitudes to testing in the context of projective test data, self-report findings, and collateral infor-
the relationship with the examiner allows us to examine this mation (Meyer, 1999).
struggle over self-disclosure. On the other hand, longer, complex test responses may
The examiner’s strict adherence to his or her own train- represent an effort to self-disclose or to express or engage
ing and to test administration principles, along with careful fully in the examination. Such records survey the personality
observation of the respondent and of the respondent’s own more fully. Alternatively, some overly long and involved test
self-observations, are necessary to manage and observe the records may represent an effort to present the self in a posi-
respondent’s struggle over self-disclosure. For example, in tive light by demonstrating to the examiner one’s talents and
constructing the Rorschach Comprehensive System and in its problem-solving skills (Viglione, 1996). Nevertheless, too
most recent modification, Exner has gone to great lengths to much productivity on any projective test may be associated
minimize and to systematize examiner and contextual influ- with overestimation of pathology and false-positive results
ences (Exner, 1974, 1993; Exner et al., 2001). Moreover, (Meyer, 1993; Murstein & Mathes, 1996).
being sensitive to and evaluating these influences can help It has been well established that response sets vary along
one assess their impact on the test findings and inferences this self-protection/self-disclosure or suppressive-expressive
(Schafer, 1954). However, the influence of conflicts about continuum, and that this continuum acts as an important
self-disclosure and response sets cannot be eliminated. Pro- moderator variable in assessment interpretation. Self-report
jective tests offer an opportunity to observe, identify, and instruments such as the MMPI and the Personality Assess-
characterize these conflicts as a part of the ongoing interac- ment Inventory (PAI) contain response-set measures such as
tion between the personality and the stimulus situation. validity scales and moderator variables. These scales are
most useful in measuring the quantitative dimensions of
Interpretive Implications of the Pressure to Self-Disclose response set. Projective test data are instrumental in individ-
ualizing and identifying nuances and complexities in that
The pressure to self-disclose within the projective test stimulus response set. For example, sentence-completion methods
situation leads to a number of interpretive issues. Accordingly, illuminate individual styles, worries, motives, and interests in
studying and characterizing the response style of the individual presenting one’s self in an overly positive or negative man-
is a crucial interpretive goal in all assessment. Response set is ner. In that sense, projective testing adds content to what we
an important and complex moderator variable that should be might learn from the validity scales of an MMPI.
scrutinized in each assessment through observation and analy- Response sets have implications beyond the interpretation
sis of all test data and collateral information. Test findings of a given test protocol. Attitudes toward self-disclosure/
544 Assessing Personality and Psychopathology with Projective Methods

self-protection are fundamental issues in any change process, interpretation, rather than quantities produced by scales, would
be it within a clinical, forensic, or organizational setting. be subject to scientific verification. An example of the use of a
Accordingly, the respondent’s engagement in testing has projective instrument as a method would be the recognition
implications for motivation to self-disclose in response to that completing the sentence stem “I was bothered by” with
interventions in the real world. Similar issues emerge in as- the written phrase “the way you looked at me when I was
sessment of the risk of dangerousness. In these contexts, re- putting the blocks together” may have special interpretive sig-
spondents’ attitudes toward assessment may also resemble nificance for the interpretation of Block Design and interper-
attitudes toward cooperation with management of their risk. sonal performances. Asking a respondent what he or she had in
Accordingly, these attitudes as a component of the response mind when endorsing “I have two personalities inside of me”
set are critical assessment targets, and need to be observed would be an example of using a self-report test as a method.
closely in assessments. Response set is important, not only as Thus, both self-report and projective instruments could be used
a mediator and discriminative stimulus for test validity, but as as methods. In fact, one might argue that using either of them
a target of assessment in and of itself. as a method enhances interpretation.
Extreme response sets sometimes emerge as malingering
and feigned presentations. For respondents to projective tests,
The Method Argument
adopting such a response set is quite challenging because of
the complexity of the stimulus situation, the active role of the These issues have been addressed in the literature. For exam-
examiner, and the freedom allowed within the test responses. ple, Weiner (1994) published an article on the Rorschach that
In general, malingering or faking successfully may be more restimulated considerable controversy about its status as a test
difficult to achieve in projective testing than in self-report test- versus a method. He suggested that the Rorschach was fore-
ing. A study by Shedler, Mayman, and Manis (1993) reveals most a method because the instrument is a means of collecting
that in self-report a substantial portion of respondents may in- information about how people structure their experiences,
corporate this false-positive bias in their response styles so as express themselves, and interact affectively and interperson-
to obscure these tests’ sensitivity to problems. These data sug- ally. It could not be reduced to a single quantification of any
gest that projective tests may more accurately describe these specific dimension (i.e., to a test). Similarly, B. Klopfer,
individuals’ functioning. As for individual tests, research sug- Ainsworth, Klopfer, and Holt (1954) advocated for calling the
gests that in some respects Rorschach is more resistant than test a technique, so that individualistic processing could be
self-report to response manipulation (Bornstein, Rossner, emphasized. From a more extreme, but current, viewpoint,
Hill, & Stepanian 1994; Viglione, 1999). Aronow, Reznikoff, and Moreland (1994) focus on response
Nevertheless, the broad claim that the respondent has no content and regard the Rorschach as a structured interview.
control over the content of projective tests is a myth that does Most practitioners do not score the TAT, and Little and
not withstand logical and empirical scrutiny. Accumulated re- Schneidman (1955) described it as a “sample of verbal be-
search on faking and experimentally induced response sets havior.” Earlier, Tomkins (1947) had declared that the TAT
suggests that a respondent can control content to some extent was a systematic methodology for personality study—not a
on many projective tests, including the Rorschach. For exam- test itself. Finally, early memory, sentence, and drawing tasks
ple, aggression and sexual content themes, but not dependent are routinely used as methods without scoring to collect
and many other themes, are routinely subject to considerable behavioral observations and personal productions.
control (Exner, 1993; Viglione, 1999). On the TAT many Advocates and critics use the term “method” for differ-
themes are relatively easily controlled (Holmes, 1974; ent reasons. Some advocates of projective testing support the
Murstein, 1961). term method for these projective procedures. Beyond preci-
sion of language, they are concerned that essential qualitative
Test or Method? and descriptive information will be excluded from considera-
tion if this information is not captured in formal scoring. Crit-
Another long-standing controversy concerns whether projec- ics of projective testing endorse the term method, claiming
tive instruments are actually tests or merely methods or tech- that the nonquantified components are not worthy of consid-
niques. A psychological test can be defined as a standardized eration. This extremist view excludes from consideration
administration with an interpretive system that is quantified response nuances and connotations, test behaviors, and emo-
and subjected to scientific validation. In contrast, a method is tional expressions, as well as the interaction between exam-
defined as a systematic way of collecting behavioral observa- iner and the respondent. These characteristics constitute
tions. Both a test and a method may produce valid interpreta- important empirical and objective observations. They are the
tions. Within a method, the techniques and strategies of essence of behavioral assessment and are not captured within
Interpretive and Conceptual Issues 545

the reductionistic view that only test quantities be considered. any purpose. One cannot imagine all of the questions that will
In cases in which they are relevant (i.e., related to other hy- come up in an assessment. Thus, one method might replace
potheses firmly grounded in test-based inferences), these be- many tests, offering considerable efficiency and cost savings.
havioral and empirical data derived from using projective The superior status of tests in terms of the validity of a specific
instruments as methods must be included in the interpretive interpretation relies on stringent research validation of the test
process. for that particular purpose. On the other hand, it is impossible
to develop, research, and master a test for every purpose. Ac-
Methods, Clinical Utility, and the N-of-1 Problem cordingly, projective methods, interviews, and observations
in Assessment are always necessary for a comprehensive assessment, lest we
give up all idiographic assessment goals.
How does one fit a group or statistical concept, such as At the broadest level, research supporting the validity of a
depression or aggressive risk, to an individual and describe method addresses whether a projective procedure can pro-
its idiosyncratic experience and function within that individ- duce valid and useful information when projective instru-
ual? From a statistical viewpoint, if it is highly likely that a ments are used in the standard ways. The research clearly
person is depressed based on a score, how do we confirm the supports the conclusion that the major projective instruments
presence of depression in the particular individual we are (inkblot perception and representation, storytelling, sentence
evaluating? These questions reflect the N-of-1 problem in completion, early recollection, and figure drawing) can yield
assessment—that is, the challenge of applying abstract, valid and useful information. On the other hand, the limits of
group-derived constructs and measurements to a single indi- these methods and the limits of data they produce are not
vidual. Within individuals, constructs such as aggression or fully appreciated by some projective-test advocates. Further
depression exist only in idiosyncratic forms. Accordingly, research needs to identify the types of inferences and gener-
within a projective test protocol, idiosyncratic evidence of alizations that can be made about particular personality
depression may serve to confirm and individualize a person’s processes and from which types of data.
expression of depression. In this way, using projective instru-
ments as a method helps address the N-of-1 problem in as-
Conclusion and Recommendations for Tests and Methods
sessment by contextualizing and individualizing abstract
concepts and group data. Projective instruments, like all psychological tests, can func-
This N-of-1 problem is often framed in terms of the distinc- tion both as methods and as tests. In both roles, they should be
tion between nomothetic and idiographic science and knowl- administered in a standardized fashion. When they are used
edge (Murstein, 1963). Nomothetic science addresses laws and as tests, one relies on quantification, measurement against
abstractions applicable across circumstances and individuals. comparison-group data, and preestablished criterion validity.
Within psychology, it would be associated with group psycho- These factors lead to a strong scientific foundation for the in-
logical principles, constructs, and data across individuals and terpretation of tests. Because of the less sturdy support for
situations. These abstractions may not actually exist in any in- inferences based only on using the instruments as methods, in-
dividual case but are hypothetical constructs created for the ferences derived from methods need additional support from
purpose of explaining and summarizing relationships among other sources. Within a given assessment, this support can be
groups of individuals. In contrast, idiographic science is accomplished in terms of addressing hypotheses that have
concerned with understanding a particular event, such what led derived initial support form data encountered earlier in the as-
to a particular historical event or decision—in other words, sessment process. For example, in established cases of depres-
how and why something happened. The aim of assessment, to sion, the TAT may yield important information about the
characterize a unique individual within a life context, is an id- idiographic experience of that depression and its interpersonal
iographic goal. Certainly, nomothetic science, methods, and correlates. Early memories may provide subjective and expe-
comparisons are critical and necessary to address this goal, but riential patterning associated with this depression. If we estab-
not sufficient to achieve it fully. Idiographic and configura- lish from a self-report test that the respondent is describing
tional information from a method perspective is necessary to him- or herself in an overly positive and defensive fashion, an
address the uniqueness of each case. Thus, projective test data examination of sentence-completion results and observations
and observations are helpful in translating group, nomothetic, about the examiner-respondent interaction may lead to impor-
or actuarial data to the individual N-of-1 case. tant information about the character and motivation associated
In terms of clinical utility, using an instrument as a method with that defensiveness. If new hypotheses emerge from
offers considerable advantages over using instruments strictly method data, they must be supported by other data from other
as tests. Observations and inquiries can be adapted to address observations and findings, in a way that we would not require
546 Assessing Personality and Psychopathology with Projective Methods

for an interpretation from an instrument used as a test. Thus, although respondents may understand self-report test items
when these procedures are used as methods and not tests, differently, such differences are not relevant to validity. He
they should generally be used as ancillary, or elaborative, claimed that the validity of a self-report test is not a function of
procedures. a conventionally, socially prescribed understanding of the test
Rorschach Comprehensive System interpretation is a good items. Rather, it is a function of empirical relationships with
example of using an instrument as both a test and a method. external criteria. This empirical keying approach assumes that
One first interprets structural quantitative data, then modifies the content of the item really does not matter, only its empirical
these foundational interpretations with the Rorschach used as relationship with meaningful criteria.
a method (i.e., through response verbalizations and behav- Despite Meehl’s (1945/1980) assertions, evidence sug-
ioral observations). In this way, method findings are used to gests that what the item means to the respondent does make
refine, elaborate, and qualify previously formulated general a difference in the validity of a self-report personality test.
hypotheses. On the MMPI, it is well established that obvious items are
more valid then subtle items (Graham, 2000; Greene, 2000;
Contribution to Assessment Relative to Self-Report Tests Gynther & Burkhart, 1983). In other words, when an item’s
content is semantically related to the scale on which it resides
One way to address the question of what projective testing or the construct it measures, it works better. Also, the largely
contributes to assessment is to identify situations in which rationally derived content scales on the MMPI-2 rival the em-
self-report tests do not yield clear and definitive findings. This pirically keyed clinical scales in terms of validity (Graham;
approach is consistent with the current concerns about incre- Greene), again suggesting that item content matters. The cur-
mental validity. Many have noted that projective tests con- rent test-development practice is to pick the item pool for
tribute most in contexts in which the person may be unwilling content validity (i.e., what the item means to the respondent;
or unable to provide the sought-after information through American Educational Research Association et al., 1999;
more direct means (Bagby, Nicholson, Buis, & Radovanovic, Anastasi & Urbina 1996; Morey, 1996). Again, the validity of
1999; Bathurst, Gottfried, & Gottfried, 1997; Bornstein, these scales is partly based on an unequivocal meaning of the
1999; Viglione, 1999). Some might contend that, to some item to the respondent. As Frank (1939/1962) asserted theo-
degree, no respondent is able to fully reveal critical informa- retically and McClelland et al. (1989) and Bornstein et al.
tion about the self in an efficient manner. (1994) demonstrated with data, self-report personality tests
The traditional view, as first elaborated by Frank (1939/ reveal information about relevant but conventional, cultur-
1962), is that projective testing goes beyond socially conven- ally prescribed dimensions.
tional meanings and roles. From this perspective, self-report The interpretive implication of all of these data is that
items, typically a sentence or phrase, presume a conventional, self-report personality tests tell us the most about social
widely shared understanding of their meaning. In these con- role–related behavior, how one behaves in the role of a father
ventional contexts, individual behavior is best explained by or in the role of a rebellious adolescent in our society. These
situational phenomena as interpreted with shared cultural tests work best when the examinee translates individual
norms. Frank contrasted these conventional contexts to situa- items in conventional ways and when the examinee’s re-
tions in which behavior is explained by the individual’s sponse set reflects the host culture’s norms. Psychometri-
unique ways of (a) ascribing meaning to the world and (b) or- cally, this occurs when validity scales (e.g., L, F, and K with
ganizing the world. In fact, one’s unique ways of ascribing the MMPI) are near average values. Atypical, unconven-
meaning to and organizing the world is the fundamental com- tional response sets, in terms of excessive defensiveness or
ponent of personality, according to Frank. Moreover, they exaggeration, reflect unconventional approaches to the tests;
correspond to the self-expressive and organizational compo- and atypical translation of test items, in turn, limits the valid-
nents of projective tests addressed earlier in this chapter. ity of self-report personality tests (Meyer, 1999). Conversely,
Projective tests are designed to access these individualistic projective tests have the most to offer in understanding and
functions and thus reveal personality activity directly. predicting behavior outside prescribed social roles and de-
This linking of self-report tests to conventional contexts and mands across situation and time, as well as for issues that are
projective tests to individualistic ones has led some to specu- idiographic, idiosyncratic, or implicit (see Bornstein, 1999;
late about the relative contributions of these tests. For example, Shedler et al., 1993; Viglione, 1999). These would include
Hutt (1945) speculated that self-report tests may be valid only environmental contexts or patterns of behavior that are struc-
when the respondent is willing and able to self-rate on a known tured by individual personality rather than by social roles and
dimension. Meehl (1945/1980) disagreed by objecting that conventions.
Projective Test Controversy from a Historical Perspective 547

PROJECTIVE TEST CONTROVERSY They wished to recognize the interaction between individual
FROM A HISTORICAL PERSPECTIVE characteristics and “the total life situation which could lead to
an adequate description of the person as a functioning human
This chapter attempts to clarify many misunderstandings being” (Murstein, 1963, p. 4).
about projective testing. These misunderstandings can also As it has been in the past, projective testing continues to be
be seen in a historical perspective. Undeniably, historical a rallying symbol for those wishing to move beyond the re-
developments have influenced our understanding of focal sponse manipulation in self-report tests so as to understand the
psychological constructs, even when we believe that these individual. Thus, clinical and applied interest and questions
constructs are grounded in empirical science. For example, as that outstrip scientific and academic developments in the field
a result of the Wechsler and Stanford-Binet scales, our im- have marked the whole history of assessment. As society
plicit and conventional understanding of intelligence em- changes, this pressure to address advanced and complex ques-
phasizes the quantitative perspective at the expense of the tions in everyday practice will certainly persist. Nonclinical
conceptual and developmental aspects as articulated within psychologists who criticize projective tests may not fully un-
the Piagetian approach. Self-report personality assessment derstand the demand society justifiably places on our clinicians
has led us to simplify adult personality into an aggregate of and the interpretive usefulness and validity of the behaviors
traits demonstrated by subgroups of individuals. Response collected and observed by using projective tests.
set or response manipulation has been reduced to quantitative
notions about exaggeration and defensiveness (e.g., as de- The Polarized and Moralistic Debate Continues
fined through the L, F, and K scales on the MMPI). Thus, his-
tory and our experience have shaped our views, constructs, The controversy about the value of projective persists to this
and what we consider to be science. day. The result is that too much of the attention given to
projective tests in the literature are polemical and editorial
rather than scientific (APA, 1999; Dumont & Smith, 1996;
Emerging Clinical Needs versus Scientific Aspirations
Garb, 1998, 1999; Garb, Florio, & Grove, 1998, 1999;
Our current views of assessment and the relative values of Garb, Wood, Nezworski, Grove, & Stejskal, 2001; Grove &
projective and self-report tests of personality are shaped not Barden, 1999; Joiner & Schmidt, 1997; Wood & Lilienfeld,
only by metaphors and models, but by historical traditions 1999; Wood, Lilienfeld, Garb, & Nezworski, 2000; Wood,
as well. Misunderstandings about projective testing have Nezworski, & Stejskal, 1996, 1997). The end result is that pro-
shaped the ongoing and lengthy controversy about projective jective and self-report tests are pitted against one another as
tests. It is surprising to learn that the current controversy about adversaries. The most recent manifestation of this rivalry is
the utility of projective tests surrounding the use of these tests the current application of incremental validity with the unqual-
has existed since their introduction (Hirt, 1962; Murstein, ified and simplistic assumption that projective tests should
1965; Rabin, 1981). The popular academic-scientific position increment above self-report tests in regression equations
dating back to the 1920s is that projective tests are flawed. Pe- (Hunsley & Bailey, 1999). This position grossly oversimpli-
riodically, this view has been a rallying cry of academic psy- fies the clinical endeavor (Viglione & Hilsenroth, in press)
chologists. In the 1920s and 1930s, American academic while ignoring research demonstrating incremental validity for
psychology focused on distinguishing psychology by making projective tests (e.g., for the Rorschach; Archer & Gordon,
it a science with mathematical foundations much like those of 1988; Archer & Krishnamurthy, 1997; Blais, Hilsenroth,
physics. It is not surprising that it produced few concepts, Castlebury, Fowler, & Baity, 2001; Bornstein, Bowers, &
facts, and methods applicable to clinical work. At that time, Robinson, 1997; Cooper, Perry, & O’Connell, 1991; Holzman
applied work in clinical psychology was largely diagnostic et al., 1974; Meyer, 2000a; O’Connell, Cooper, Perry, & Hoke,
and descriptive in support of psychiatrists’ work with individ- 1989; Perry & Braff, 1994; Perry & Viglione, 1991; Russ,
uals with mental disorders. These clinical and practical de- 1980, 1981; Shapiro, Leifer, Martone, & Kassem, 1990;
mands opposed the academic interests in developing the Skelton, Boik, & Madero, 1995; Viglione, 1999; Weiner, in
discipline and science of psychology. press).
The need for personnel selection in the military and eval- The very name projective is subject to these politics and
uation and treatment of consequences of the two world wars polemics. The persistence of the nomenclature of objective for
further stimulated the practical needs of applied psycholo- self-report tests, in juxtaposition with projective, further dis-
gists. More generally, clinicians thought that the individual torts the data and viewpoints of psychologists. This dichotomy
was lost in the techniques of the so-called mental testers. implies that the virtues of objectivity and psychometric
548 Assessing Personality and Psychopathology with Projective Methods

discipline are reserved for the self-report tests. Moreover, pro- socialized to believe in simplistic models, such as the blank
jective is associated with subjective and the cardinal sin of bias screen, or in the supposedly unscientific foundation of projec-
when it is juxtaposed against objective. Research demonstra- tive techniques in order to continue the conflict (Viglione &
tions of the incremental validity of projective tests support Hilsenroth, in press). Weiner (1996) also observed that the crit-
the view that extra validity is accessed through involving the ics had ignored 20 years of empirical support for the test. One
examiner in the interpretive processes with projective tests. can only conclude that these speculations were correct, as the
This added validity is obtained even if there is more examiner recent debate about the Rorschach has demonstrated. Data
variability or examiner unreliability with these procedures. and experience suggest that these critics continue to ignore
The most vexing problem in this debate is that the views the research supporting projective testing in general and
are drenched in ethical and moralistic language, so that the the Rorschach in particular (e.g., Meyer, 1997a, 1997b,
polarized positions are experienced as moral imperatives. 2000a, 2000b; Meyer & Archer, in press; Riethmiller &
This moralism from the academic side has to do with claims Handler, 1997; Shedler et al., 1993; Stricker & Healy, 1990;
of the righteousness of science and empirical foundations. Viglione, 1999; Viglione & Hilsenroth; Weiner, in press).
On the other hand, there is some validity to the claim that
clinicians using projective tests have historically shown a Recognition of Differences and a Resolution?
tendency to overpathologize (Murstein & Mathes, 1996;
Viglione & Hilsenroth, in press). The rivalry and controversy about projective and objective
The advocates of projective testing are not immune to sim- personality tests may merely be a manifestation of the con-
ilar criticisms. Murstein (1963) correctly pointed out that the flicts and misunderstandings between clinical and academic
seminal articles (e.g., Frank, 1939/1962; Rosenzweig, 1951) psychologists or between practice and science in psychology.
have a moralistic tone, with the hero being the idiographic A great deal of psychology’s time, energy, and intellectual ef-
clinician using projective testing to describe and understand fort have been wasted within this war. Sadly, American psy-
the individual in all his or her complexity. The idea that clin- chology has not been able to resolve this dilemma, most
ical interpretation is an art was described by Levy (1963) as likely because it is a basic philosophical and moral disagree-
“a romanticism with which some are afflicted that seems to ment rather than a scientific one. American psychology per-
render its victims either insensitive or antagonistic to any severes under the goal of integration of science and practice,
attempt at rational analysis . . . [T]hey (proponents of pro- yet those who embrace this vision often hold very different
jective testing) rely on ‘moralism.’ To criticize the ‘mental perceptions of this integration. This science-versus-practice
testers,’ they use epithets such as ‘atomistic,’ ‘mechanistic,’ debate continues with little understanding or appreciation of
and ‘superficial’ ” (p. 3). the other’s point of view, and with little hope for reconcilia-
A. Kaplan (1964) has given a slightly different slant to tion and advancement of assessment psychology.
these polemics in his description of seductive and reductive Our goal should be to diffuse this conflict and integrate the
fallacies. Projective test advocates seduce themselves and strengths of projective and self-report approaches to assess-
others into believing there is always something else, subtle or ment. As Levy (1963) points out when he calls for systematic
otherwise, that can be gleaned from the data and applied to empirical and rational evaluations of clinical interpretation,
useful purposes. Kaplan refers to this belief as the seductive “to this writer’s way of thinking, rationality and human dig-
fallacy. On the other hand, projective tests critics embrace a nity are not antithetical to each other; nor are science and art
reductive fallacy, which incorporates the view that science for that matter” (p. 3). Each type of test has strengths and
requires that test data incorporate a very limited number of weakness. We are lucky that cognitive, projective, and self-
key elements. Furthermore, this belief requires that auto- report tests complement each other so well.
mated techniques must be involved because clinicians cannot Meehl (1945/1980), an advocate of self-report personality
reliably identify these key elements. testing and scientific psychology, asserted that “there is as-
As an example of this bias against projective tests, Masling suredly no reason for us to place self-report and unstructured
(1997) questioned whether the data supporting the Rorschach types of instruments in battle order against one another,
would change the minds of the critics, given the persistent his- although it is admitted that when time is limited they come
tory of bias against projective tests. He attributes some of this inevitably into a very real clinical ‘competition’ for use”
rigidity, politicization, and bias to the fact that former students, (p. 302). He maintained that all personality tests can be see on
emboldened by their teachers, have become critics of projec- a continuum and can be interpreted with the same principles.
tive tests. Unfortunately, some students of psychology are As described earlier in this chapter, he placed the difference
References 549

between projective and self-report within the interpreters and REFERENCES


their own philosophies rather than within the instruments.
Historically, advocates of projective and self-report per- Acklin, M. W. (1999). Behavioral science foundations of the
sonality testing have presented the arguments of the opposing Rorschach test: Research and clinical applications. Assessment,
side as being seriously flawed. This destructive rivalry could 6, 319–324.
be replaced with reconciliation and is opposed by the argu- American Educational Research Association, American Psycho-
ment that all tests incorporate so-called projective and ob- logical Association, & National Council on Measurement in
jective features, as well as empirical characteristics. The Education. (1999). Standards for educational and psychological
basic premises, goals, and activities are different but poten- testing. Washington, DC: American Educational Research
Association.
tially complementary (Masling, 1997; Meehl, 1945/1980).
As Masling concludes his paper on projective testing, American Psychological Association, Division 12, Presidential Task
Force. (1999). Assessment for the twenty-first century: A model
curriculum. The Clinical Psychologist, 52, 10–15.
Psychology is fortunate to have available two such different
Anastasi, A., & Urbina, S. (1996). Psychological testing (7th ed.).
means of assessing human behavior, each placing different em-
New York: Macmillan.
phasis on the importance of motive, rational thinking, fantasy,
self-reflection, and defense. A wise discipline would value Archer, R. P., & Gordon, R. A. (1988). MMPI and Rorschach indices
and embrace such differences rather than find fault and lack of of schizophrenic and depressive diagnoses among adolescent
respectability in either one. (p. 266) inpatients. Journal of Personality Assessment, 52, 276–287.
Archer, R. P., & Krishnamurthy, R. (1997). MMPI-A and Rorschach
indices related to depression and conduct disorder: An evalua-
Adopting some of the perspectives described in this chapter
tion of the incremental validity hypotheses. Journal of Personal-
may assist in integrating projective and other approaches for
ity Assessment, 69, 517–533.
more effective assessment. Most important among them may
Aronow, E., Reznikoff, M., & Moreland, K. (1994). The Rorschach
be adopting the response-process approach, including both
technique: Perceptual basics, content interpretation, and appli-
problem-solving and behavioral components. cations. Boston: Allyn and Bacon.
One challenge in writing this chapter has been to encom-
Bagby, R. M., Nicholson, R. A., Buis, T., & Radovanovic, H. (1999).
pass the great diversity of projective tests under one umbrella.
Defensive responding on the MMPI-2 in family custody and
The extant research data and the response-process model it- access evaluations. Psychological Assessment, 11, 24–28.
self would suggest that the next step would be to adapt the
Bandura, A. (1978). The self-system in reciprocal determinism.
model to individual tests. This would include developing par- American Psychologist, 33, 344–358.
adigms to address topographical and experiential similarity,
Bathurst, K., Gottfried, A. W., & Gottfried, A. E. (1997). Normative
functional equivalence, and personality as problem-solving data for the MMPI-2 in child custody litigation. Psychological
in real life. The challenge in this research is to access the idio- Assessment, 7, 419–423.
graphic characteristics of the individual as validity criteria.
Beck, S. J. (1960). The Rorschach experiment: Ventures in blind
This is not a simple manner and may require incorporating diagnosis. New York: Grune and Stratton.
qualitative research with more traditional quantitative work.
Bellak, L. (1944). The concept of projection: An experimental
Research should also tackle the international and cross- investigation and study of the concept. Psychiatry, 7, 353–370.
cultural challenges, since projective testing has great poten-
Blais, M. A., Hilsenroth, M. J., Castlebury, F., Fowler, J. C., & Baity,
tial in these applications. Every effort should be made to
M. (2001). Predicting DSM-IV Cluster B personality disorder
standardize administrations and coding of responses, with the criteria from MMPI-2 and Rorschach data: A test of incremental
Rorschach Comprehensive System as the model. It is unclear validity. Journal of Personality Assessment, 76, 150–168.
whether we can progress much further by lumping these tests Bornstein, R. F. (1999). Criterion validity of objective and projec-
together. Rather, the response process and generalization tive dependency tests: A meta-analytic assessment of behavioral
characteristics for each test can be researched and developed prediction. Psychological Assessment, 11, 48–57.
separately. Research in projective testing should address the Bornstein, R. F., Bowers, K. S., & Robinson, K. J. (1997). Differen-
interpretive process itself. Much more sophisticated clinical- tial relationships of objective and projective dependency scores
judgment studies are needed to make them relevant to clinical to self-reports of interpersonal life events in college student sub-
practice (Karon, 2000; Levine, 1981; Viglione & Hilsenroth, jects. Journal of Personality Assessment, 65, 255–269.
in press). Such research should include investigations of Bornstein, R. F., Rossner, S. C., Hill, E. L., & Stepanian, M. L.
these instruments as methods. (1994). Face validity and fakability of objective and projective
550 Assessing Personality and Psychopathology with Projective Methods

measures of dependency. Journal of Personality Assessment, Inventory: Results from meta-analyses. Psychological Science,
63, 363–386. 9, 402–404.
Campbell, D. T. (1957). A typology of tests, projective and other- Garb, H. N., Florio, C. M., & Grove, W. M. (1999). The Rorschach
wise. Journal of Consulting Psychology, 21, 207–210. controversy: Reply to Parker, Hunsley, and Hanson. Psychologi-
Colligan, S. C., & Exner, J. E. (1985). Responses of schizophrenics cal Science, 10, 293–294.
and nonpatients to a tachistoscopic presentation of the Rorschach. Garb, H. N., Wood, J. M., Nezworski, M. T., Grove, W. M., &
The 11th International Rorschach Congress (1984, Barcelona, Stejskal, W. J. (2001). Towards a resolution of the Rorschach
Spain). Journal of Personality Assessment, 49, 129–136. controversy. Psychological Assessment, 13(4), 433–448.
Cooper, S. H., Perry, J. C., & O’Connell, M. (1991). The Rorschach Goldfried, M. R., Stricker, G., & Weiner, I. B. (1971). Rorschach
Defense Scales: II. Longitudinal perspectives. Journal of Per- handbook of clinical and research applications. Englewood
sonality Assessment, 56, 191–201. Cliffs, NJ: Prentice-Hall.
Dumont, F., & Smith, D. (1996). Projectives and their infirm re- Graham, J. R. (2000). MMPI-2: Assessing personality and psy-
search base. Professional psychology: Research and Practice, chopathology (3rd ed.). New York: Oxford University Press.
27, 419–421. Greene, R. L. (2000). The MMPI-2/MMPI: An interpretive manual.
Exner, J. E. (1974). The Rorschach: A comprehensive system Boston: Allyn and Bacon.
(Vol. 1). New York: Wiley. Grove, W. M., & Barden, R. C. (1999). Protecting the integrity of
Exner, J. E. (1980). But it’s only an inkblot. Journal of Personality the legal system: The admissibility of testimony from mental
Assessment, 44, 563–576. health experts under Daubert/Kumho analyses. Psychology,
Exner, J. E. (1993). The Rorschach: A comprehensive system: Vol. 1. Public Policy, and Law, 5, 224–242.
Basic foundations (3rd ed.). New York: Wiley. Gynther, M. D., & Burkhart, B. R. (1983). Are subtle MMPI
Exner, J. E. (1996). Critical bits and the Rorschach response items expendable? In J. N. Butcher & C. D. Spielberger (Eds.),
process. Journal of Personality Assessment, 67, 464–477. Advances in personality assessment (Vol. 2, pp. 115–132).
Exner, J. E. (2000, March). Rorschach symposium. Paper presented Hillsdale, NJ: Erlbaum.
at the annual meeting of the Society for Personality Assessment, Hirt, M. (1962). Rorschach science: Readings in theory and
Albuquerque, NM. method. New York: Free Press of Glencoe.
Exner, J. E., Armbruster, G., & Mittman, B. (1978). The Rorschach Holaday, M., Smith, D. A., & Sherry, A. (2000). Sentence comple-
response process. Journal of Personality Assessment, 42, 27–38. tion tests: A review of the literature and results of a survey of
Exner, J. E., Colligan, S. C., Hillman, L. B., Metts, A. S., Ritzler, B., members of the society for personality assessment. Journal of
Rogers, K. T., Sciara, A. D., & Viglione, D. J. (2001). A Personality Assessment, 74, 371–383.
Rorschach workbook for the Comprehensive System (5th ed.). Holmes, D. S. (1974). The conscious control of thematic projection.
Asheville, NC: Rorschach Workshops. Journal of consulting and clinical psychology, 42, 232–329.
Exner, J. E., & Weiner, I. B. (1995). The Rorschach: A comprehen- Holzman, P. S., Proctor, L. R., Levy, D. L., Yasillo, N. J., Meltzer,
sive system: Vol. 3. Assessment of children and adolescents H. Y., & Hurt, S. W. (1974). Eye-tracking dysfunctions in
(2nd ed.). New York: Wiley. schizophrenic patients and their relatives. Archives of General
Finn, S. E., & Kamphuis, J. H. (1995). What a clinician needs to Psychiatry, 31, 143–151.
know about base rates. In J. N. Butcher (Ed.), Clinical personal- Hunsley, J., & Bailey, J. M. (1999). The clinical utility of the
ity assessment (pp. 224–235). New York: Oxford University Rorschach: Unfulfilled promises and an uncertain future. Psy-
Press. chological Assessment, 11, 266–277.
Foster, S. L., & Cone, J. D. (1995). Validity issues in clinical assess- Hutt, M. L. (1945). The use of projective methods of personality
ment. Psychological Assessment, 7, 248–260. measurement in army medical installations. Journal of Clinical
Frank, L. K. (1939/1962). Projective methods for the study of Psychology, 1, 134–140.
personality. In M. Hirt (Ed.), Rorschach science (pp. 31–52). Joiner, T. E., Jr., & Schmidt, K. (1997). Drawing conclusions—or
New York: Free Press of Glencoe. not—from drawings. Journal of Personality Assessment, 69,
Garb, H. N. (1998). Recommendations for training in the use of the 476–481.
Thematic Apperception Test (TAT). Professional Psychology: Joy, S., Fein, D., Kaplan, E., & Freedman, M. (2001). Quantifying
Research and Practice, 29, 621–622. qualitative features of block design performance among healthy
Garb, H. N. (1999). Call for a moratorium on the use of the older adults. Archives of Clinical Neuropsychology, 16, 157–170.
Rorschach Inkblot Test in clinical and forensic settings. Assess- Kaplan, A. (1964). The conduct of inquiry. San Francisco: Chandler.
ment, 6, 313–315. Kaplan, E. (1991). A process approach to neuropsychological as-
Garb, H. N., Florio, C. M., & Grove, W. M. (1998). The validity sessment. In T. Boll & B. K. Bryant (Eds.), Clinical neuropsy-
of the Rorschach and the Minnesota Multiphasic Personality chology and brain function: Research, measurement, and
References 551

practice (pp. 125–168). Washington, DC: American Psychologi- Meyer, G. J. (1999). The convergent validity of MMPI and
cal Association. Rorschach scales: An extension using profile scores to define
Karon, B. P. (2000). The clinical interpretation of the Thematic response-character styles on both methods and a re-examination
Apperception Test, Rorschach, and other clinical data: A reex- of simple Rorschach response frequency. Journal of Personality
amination of statistical versus clinical prediction. Professional Assessment, 72, 1–35.
Psychology: Research and Practice, 31, 230–233. Meyer, G. J. (2000a). Incremental validity of the Rorschach Prog-
Kaufman, A. S. (1979). Intelligent testing with the WISC-R. New nostic Rating Scale over the MMPI Ego Strength Scale and IQ.
York: Wiley. Journal of Personality Assessment, 74, 356–370.
Kleiger, J. H. (1999). Disordered thinking and the Rorschach: Meyer, G. J. (2000b). On the science of Rorschach research. Jour-
Theory, research, and differential diagnosis. Hillsdale, NJ: nal of Personality Assessment, 75, 46–81.
Analytic Press. Meyer, G. J., & Archer, R. P. (in press). The hard science of
Rorschach research: What do we know and where do we go?
Klopfer, W. G. (1981). Integration of projective techniques in the
Psychological Assessment, 13, 486–502.
clinical case study. In A. I. Rabin (Ed.), Assessment with projec-
tive techniques: A concise introduction (pp. 233–263). New Morey, L. C. (1996). An interpretive guide to the Personality
York: Springer. Assessment Inventory (PAI). Odessa, FL: Psychological Assess-
ment Resources.
Klopfer, B., Ainsworth, M. D., Klopfer, W. G., & Holt, R. R. (1954).
Developments in the Rorschach technique: Vol. 1. Technique and Murray, H. A. (1938). Explorations in personality. New York:
theory. Yonkers-on-Hudson, New York: World Book. Oxford University Press.
Murstein, B. I. (1961). Assumptions, adaptation-level, and projec-
Levine, D. (1981). Why and when to test: The social context of psy-
tive techniques. Perceptual and Motor Skills, 12, 107–125.
chological testing. In A. I. Rabin (Ed.), Assessment with projec-
tive techniques: A concise introduction. New York: Springer. Murstein, B. I. (1963). Theory and research in projective techniques
(emphasizing the TAT). New York: Wiley.
Levy, L. H. (1963). Psychological interpretation. New York: Holt,
Rinehart, & Winston. Murstein, B. I. (1965). Handbook of projective techniques. New
York: Basic Books.
Little, K. B., & Shneidman, E. S. (1955). The validity of thematic
Murstein, B. I., & Mathes, S. (1996). Projection on projective
projective technique interpretations. Journal of Projective Tech-
techniques = pathology: The problem that is not being ad-
niques, 23, 285–294.
dressed. Journal of Personality Assessment, 66, 337–349.
Loevinger, J., & Wessler, R. (1970). Measuring ego development:
O’Connell, M., Cooper, S., Perry, C., & Hoke, L. (1989). The rela-
Construction and use of a sentence completion test (Vol. 1). San
tionship between thought disorder and psychotic symptoms in
Francisco: Jossey-Bass.
borderline personality disorder. Journal of Nervous and Mental
Masling, J. (1960). The influence of situational and interpersonal Disease, 177, 273–278.
factors in projective testing. Psychological Bulletin, 57, 65–85.
Perry, W., & Braff, D. L. (1994). Information-processing deficits
Masling, J. M. (1997). On the nature and utility of projective and and thought disorder in schizophrenia. American Journal of
objective tests. Journal of Personality Assessment, 69, 254–270. Psychiatry, 151, 363–367.
McClelland, D. C., Koestner, R., & Weinberger, J. (1989). How Perry, W., Felger, T., & Braff, D. (1998). The relationship between
do self-attributed and implicit motives differ? Psychological skin conductance hyporesponsivity and perseverations in schiz-
Review, 96, 690–702. ophrenia patients. Biological Psychiatry, 44, 459–465.
Meehl, P. E. (1980). The dynamics of “structured” personality tests. Perry, W., Geyer, M. A., & Braff, D. L. (1999). Sensorimotor gating
In W. G. Dahlstrom and L. Dahlstrom (Eds.), Basic readings and thought disturbance measured in close temporal proximity
on the MMPI: A new selection on personality measurement. in schizophrenic patients. Archives of General Psychiatry, 56,
Minneapolis: University of Minnesota Press. (Original work 277–281.
published 1945) Perry, W., & Viglione, D. J. (1991). The Ego Impairment Index as a
Meyer, G. J. (1993). The impact of response frequency on the predictor of outcome in melancholic depressed patients treated
Rorschach constellation indices and on their validity with with tricyclic antidepressants. Journal of Personality Assess-
diagnostic and MMPI-2 criteria. Journal of Personality Assess- ment, 56, 487–501.
ment, 60, 153–180. Perry, W., Viglione, D., & Braff, D. L. (1992). The Ego Impairment
Meyer, G. J. (1997a). On the integration of personality assessment Index and schizophrenia: A validation study. Journal of Person-
methods: The Rorschach and MMPI. Journal of Personality ality Assessment, 59, 165–175.
Assessment, 68, 297–330. Peterson, C. A., & Schilling, K. M. (1983). Card pull in projective
Meyer, G. J. (1997b). Thinking clearly about reliability: More criti- testing. Journal of Personality Assessment, 47, 265–275.
cal corrections regarding the Rorschach Comprehensive System. Rabin, A. I. (1981). Assessment with projective techniques: A con-
Psychological Assessment, 9, 495– 498. cise introduction. New York: Springer.
552 Assessing Personality and Psychopathology with Projective Methods

Reitan, R. R., & Wolfsan, D. (1985). The Halstead-Reitan neuro- Viglione, D. J. (1996). Data and issues to consider in reconciling
psychological test battery: Theory and clinical interpretation. self-report and the Rorschach. Journal of Personality Assess-
Tucson, AZ: Neuropsychology Press. ment, 67, 579–587.
Riethmiller, R. J., & Handler, L. (1997). The great figure drawing Viglione, D. J. (1999). A review of recent research addressing the
controversy: The integration of research and clinical practice. utility of the Rorschach. Psychological Assessment, 11, 251–
Journal of Personality Assessment, 69, 488–496. 265.
Ronan, G. F., Colavito, V. A., & Hammontree, S. R. (1993). Per- Viglione, D. J., & Hilsenroth, M. (in press). The Rorschach: Facts,
sonal problem-solving system for scoring TAT responses: fictions, and future. Psychological Assessment, 13, 452–471.
Preliminary validity and reliability data. Journal of Personality Viglione, D. J., & Perry, W. (1991). A general model for psycholog-
Assessment, 61, 28– 40. ical assessment and psychopathology applied to depression.
Rosenzweig, S. (1951). Idiodynamics in personality theory with British Journal of Projective Psychology, 36, 1–16.
special reference to projective methods. Psychological Review, Watson, R. I. (1978). The Sentence Completion Method. In B. B.
21–223. Wolman (Ed.), Clinical diagnosis of mental disorders: A hand-
Russ, S. W. (1980). Primary process integration on the Rorschach book (pp. 255–280). New York: Plenum Press.
and achievement in children. Journal of Personality Assessment, Weiner, I. B. (1966). Psychodiagnosis in schizophrenia. New York:
44, 338–344. Wiley.
Russ, S. W. (1981). Primary process integration on the Rorschach Weiner, I. B. (1994). The Rorschach Inkblot Method (RIM) is not a
and achievement in children: A follow-up study. Journal of Per- test: Implications for theory and practice. Journal of Personality
sonality Assessment, 45, 473– 477. Assessment, 62, 498–504.
Schachtel, E. G. (1966). Experiential foundations of Rorschach’s Weiner, I. B. (1996). Some observations on the validity of the
test. New York: Basic Books. Rorschach Inkblot Method. Psychological Assessment, 8, 206–
Schafer, R. (1954). Psychoanalytic interpretation in Rorschach 213.
testing. New York: Grune and Stratton. Weiner, I. B. (1999). What the Rorschach can do for you: Incremen-
Shapiro, J. P., Leifer, M., Martone, M. W., & Kassem, L. (1990). tal validity in clinical applications. Assessment, 6, 327–338.
Multimethod assessment of depression in sexually abused girls. Weiner, I. B. (in press). Advancing the science of psychological
Journal of Personality Assessment, 55, 234–248. assessment: The Rorschach Inkblot Method as exemplar. Psy-
chological Assessment, 13, 423–432.
Shedler, J., Mayman, M., & Manis, M. (1993). The illusion of men-
tal health. American Psychologist, 1117–1131. Wood, J. M., & Lilienfeld, S. O. (1999). The Rorschach Inkblot
Test: A case of overstatement? Assessment, 6, 341–349.
Skelton, M. D., Boik, R. J., & Madero, J. N. (1995). Thought dis-
order on the WAIS-R relative to the Rorschach: Assessing iden- Wood, J. M., Lilienfeld, S. O., Garb, H. N., & Nezworski, M. T.
tity disorder adolescents. Journal of Personality Assessment, 65, (2000). The Rorschach test in clinical diagnosis: A critical
533–549. review with a backward look at Garfield (1947). Journal of Clin-
ical Psychology, 56, 395–430.
Stricker, G., & Gold, J. R. (1999). The Rorschach: Toward a
nomothetically based, idiographically applicable configurational Wood, J. M., Nezworski, M. T., & Stejskal, W. J. (1996). The Com-
model. Psychological Assessment, 11, 240–250. prehensive System for the Rorschach: A critical examination.
Psychological Science, 7, 3–10.
Stricker, G., & Healy, B. D. (1990). Projective assessment of object
relations: A review of the empirical literature. Psychological Wood, J. M., Nezworski, M. T., & Stejskal, W. J. (1997). The relia-
Assessment: A Journal of Consulting and Clinical Psychology, 2, bility of the Comprehensive System for the Rorschach: A Com-
219–230. ment on Meyer (1997). Psychological Assessment, 9, 490–494.

Tomkins, S. S. (1947). The Thematic Apperception Test (Rev. ed.).


New York: Grune and Stratton.

You might also like