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Cindy Gallois Tania Ogay and Howard Gile PDF
Cindy Gallois Tania Ogay and Howard Gile PDF
Référence complète:
Gallois, C., Ogay, T., & Giles, H. (2005). Communication
Accommodation Theory: a look back and a look ahead. In W.
B. Gudykunst (Ed.) Theorizing about intercultural
communication. (pp. 121-148). Thousand Oaks: Sage.
6
Communication Accommodation Theory
A Look Back and a Look Ahead
CINDY GALLOIS
TANIA OGAY
HOWARD GILES
121
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Robinson, 2003) and in general communication section has been a major challenge. In order
theory texts more widely (e.g., Littlejohn, to conserve space and avoid redundancy with
2002; Miller, 2002). In addition, its cross- other reviews of communication accommo-
disciplinary impact has moved beyond social dation, references to the many experimental
psychology and communication into hand- results that support the theory are in general
books and texts in sociolinguistics (e.g., left out of this chapter. Interested readers
Coupland, 1995; Giles, 2001; Giles & should consult the above-mentioned sources,
Powesland, 1997; see also Meyerhoff, 1998) as well as Giles, Coupland, and Coupland
as well as being adopted to provide explana- (1991) and, for more recent reviews, Shepard
tory weight to such linguistic phenomena as and colleagues (2001), Giles and Ogay (in
semicommunication (Braunmûller, 2002), press), Sachdev and Giles (in press) and
code switching and mixing (e.g., Bissoonauth Williams, Gallois, and Pittam (1999).
& Offord, 2001), language contact and dialect
change (Trudgill, 1986), and hypercorrection Background and Foundations
(Giles & Williams, 1992).
In our view, CAT is a theory of both inter- During the 1970s, social psychologists
group and interpersonal communication, (Giles, 1973, 1977, 1979b; Giles, Taylor, &
invoking the dual importance of both factors Bourhis, 1972) laid the foundations of what
in predicting and understanding intergroup was then named speech accommodation theory
interactions (see Gallois & Giles, 1998). As (SAT) out of a dissatisfaction with socio-
such, intercultural encounters provide perhaps linguistics and its descriptive (rather than
the richest basis for understanding the theory, explanatory) appraisal of linguistic variation
even though each intergroup context has in social contexts (see Beebe & Giles, 1984), as
its unique characteristics (e.g., Fox, Giles, well as to provide the burgeoning study of
Orbe, & Bourhis, 2000; Watson & Gallois, language attitudes with more theoretical bite
2002; Williams, Giles, Coupland, Dalby, & (Giles & Powesland, 1975). Street and Giles
Manasse, 1990). We examine CAT here on (1982) put SAT in propositional form for the
the basis of the different sets of propositions first time, although precursors to this had
that have been formulated since the early already appeared in the parallel-evolving
1970s (Ball, Giles, Byrne, & Berechree, 1984; ethnolinguistic identity theory (ELIT; e.g.,
Gallois, Franklyn-Stokes, Giles, & Coupland, Giles, 1978, 1979a; Giles & Johnson, 1981).
1988; Gallois, Giles, Jones, Cargile, & Ota, Thakerar and colleagues (1982) revised the
1995; Giles et al., 1987; Street & Giles, 1982; propositions and restated them. Could these
Thakerar, Giles, & Cheshire, 1982). As we authors have imagined then the developments
shall see, the evolution of CAT’s propositions the theory would undergo? Probably not, if
during these three decades raises a number of one considers the modest scope of the theory in
issues. The extensive amount of research and the early papers that formulated propositions:
theory development around CAT has made
SAT was devised to explain some of the
parsimony a major concern, and, consequen-
motivations underlying certain shifts in
tially, recent overviews of the theory have been
people’s speech styles during social encoun-
more discursive and have not invoked pro- ters, and some of the social consequences
positional formats (see Gallois & Giles, 1998; arising from them. More specifically, it orig-
Giles & Noels, 1997; Giles & Ogay, in press; inated in order to elucidate the cognitive
Giles & Wadleigh, 1999; Shepard, Giles, & and affective processes underlying speech
Le Poire, 2001). Indeed, working toward the convergence and divergence. (Thakerar
reduced number of propositions in the final et al., 1982, p. 207)
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SAT soon generated a plethora of research linguistic choices? How do listeners perceive
and related theories, resulting in an expansion these choices and react to them?
of its scope: Production and reception are thus the two
basic facets of communication on which SAT
SAT presents a broad and robust basis first examined the original accommodative
from which to examine mutual influences in strategies of convergence and divergence/
communication, taking account of social maintenance. Convergence is defined as a
and cognitive factors, and having the scope
strategy through which individuals adapt their
to cover the social consequences of speech
communicative behavior in such a way as to
shifts as well as their determinants and the
motivations underlying them. Furthermore,
become more similar to their interlocutor’s
it is applicable to a broad range of speech behavior. Conversely, the strategy of diver-
behaviors, and nonverbal analyses poten- gence leads to an accentuation of differences
tially, with the flexibility of relevance at between self and other. A strategy similar to
both interpersonal and intergroup levels. divergence is maintenance, in which a person
(Giles et al., 1987, p. 34) persists in his or her original style, regardless
of the communication behavior of the inter-
The latest presentation of the theory in locutor. Central to the theory is the idea that
propositional form indicates how much the speakers adjust (or accommodate) their speech
scope of the theory widened in the ensuing styles in order to create and maintain positive
years, exemplified by the change from personal and social identities.
“speech” to “communication accommodation SAT was derived in part from similarity-
theory” (CAT; Giles et al., 1987): attraction theory (Byrne, 1971), which posits
that an increase in perceived interpersonal
Overall, CAT is a multifunctional theory similarity results in an increase in interpersonal
that conceptualizes communication in both attraction. Thus, convergence is a strategy that
subjective and objective terms. It focuses on allows one person to become more similar to
both intergroup and interpersonal features
another (or, more precisely, to one’s represen-
and, as we shall see, can integrate dimen-
tation of the other) and therefore presumably
sions of cultural variability. Moreover, in
addition to individual factors of knowledge,
more likeable to him or her. Giles (1978)
motivation, and skill, CAT recognizes the also invoked Tajfel and Turner’s (1979) social
importance of power and of macro contex- identity theory of intergroup relations (SIT),
tual factors. Most important, perhaps, CAT and SAT thereafter has largely (but not solely)
is a theory of intercultural communication relied on the framework of SIT to explain
that actually attends to communication. the motives behind the strategies of divergence
(Gallois et al., 1995, p. 127) and maintenance. Why should one choose
to appear dissimilar to another? Referring to
SAT was first formulated in order to similarity-attraction theory alone would mean
explore the sociopsychological parameters that the motive driving divergence or mainte-
underlying the moves speakers make in nance behaviors would be to appear dislikable,
their speech behaviors. Central to it is the idea or at least that the speaker’s need for social
that communication is not only a matter of approval is low. Invoking the intergroup con-
exchanging referential information, but that text, SIT explains the adoption of these strate-
interpersonal as well as intergroup relation- gies through the desire to signal a salient group
ships are managed by means of communica- distinctiveness so as to reinforce a social identity.
tion. What are the motives and intentions Another fundamental resource for SAT is
behind speakers’ conscious (or nonconscious) attribution theory (Heider, 1958; Kelley,
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1973), which inspired the propositions on the • second phase (communication accommodation
reception side. How are accommodative strate- theory), characterized by a major extension
gies perceived and evaluated by interlocutors? of the focus from the two accommodation
Attribution theory suggests that we explain strategies of convergence and divergence
to the whole process of communication in
and appreciate people’s behavior in terms of
a number of intergroup contexts, along
the motives and intentions that we think
with the integration of satellite theories
caused it: in other words, those to which we
developed to account for communication
attribute the behavior. In general, we evaluate between ethnic groups (Giles & Johnson,
a person who performed a desired behavior 1981), second-language acquisition (Beebe
more favorably when we attribute the behavior & Giles, 1984), and communication
to an internal cause (e.g., intention to act in between generations (Coupland, Coupland,
this way), rather than to an external one (e.g., & Giles, 1991; Williams & Nussbaum,
situational pressure). Conversely, we evaluate 2001).
a person who performed an undesirable
behavior less negatively when we attribute the
Furthermore, CAT, along with some of
behavior to an external than to an internal
the satellite theories, was the foundation for
cause (e.g., malevolent intention).
independent models (themselves subject to
their own later refinements and elabora-
Propositions of SAT and tions) in which accommodative processes and
CAT in Historical Perspective dilemmas were embedded within wider social
forces. These models include the communi-
During its development, SAT/CAT has
cative predicament model of aging (e.g., Ryan,
received broad empirical support. As Table 6.1
Giles, Bartolucci, & Henwood, 1986), the
indicates, two phases can be distinguished in
group vitality model (Harwood, Giles, &
the articles where propositions have been
Bourhis, 1994), the intergenerational con-
formulated:
tact model (Fox & Giles, 1993), the model of
• a first phase (speech accommodation theory) multiculturalism (Sachdev & Bourhis, 2001),
of definition and refinement of the initial set the workplace gender nonaccommodation
of propositions, focused on the strategies of cycle model (Boggs & Giles, 1999), and the
convergence and divergence of speech styles communication management effects model of
during social encounters; successful aging (Giles & Harwood, 1997).
Table 6.1 Number of Propositions in Versions of SAT (Phase 1) and CAT (Phase 2)
Phase 1: SAT
Street and Giles (1982) 6
Thakerar et al. (1982) 6 (revision of Street & Giles)
Ball et al. (1984) 6
Giles et al. (1987) 6
Phase 2: CAT
Gallois et al. (1988) 16 (revised, integrates satellite theories)
Gallois et al. (1995) 17
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same theory, because they are theorized as results showed that, in a context where
psychologically opposing strategies. SIT, and strong social norms operate (such as a job
the concepts of social and personal identity interview), adherence to sociolinguistic norms
in particular, allows for this possibility, but determines the positive or negative evaluation
similarity-attraction theory probably does not; of the speaker, not the display of convergence
thus, CAT can be theorized more completely or divergence itself (see Gallois & Callan,
through social identity processes. 1997, and Giles & Johnson, 1987, for
extended discussions of the role of norms).
The propositions in these papers, thus, state
Reception of Accommodation
that convergence is positively evaluated when
On the reception side, early SAT research it is attributed positive intent, and that diver-
(e.g., Giles, 1973) found that convergence gence is negatively evaluated when it is attrib-
generally evokes positive reactions in its recip- uted negative intent. These propositions do
ients and divergence evokes negative reac- not indicate how convergence is evaluated
tions. According to Street and Giles (1982), when perceived intent is negative, or how
“that convergence functions to establish opti- divergence is evaluated when perceived intent
mal speech patterns represents a basic tenet is positive. Even so, Street and Giles (1982)
of SAT” (p. 211). Converging speakers have argued that we should not conclude that “the
been found to be perceived as more com- relationship between degree of convergence
petent, attractive, warm, and cooperative; and positive evaluation is necessarily linear”
convergence is also appreciated by recipients (p. 212). They named attribution processes as
because it means a reduction of the cognitive well as “listeners’ tolerance or preference lev-
effort they have to provide in the interaction. els for various magnitudes and rates of speech
Other research has specified the ante- discrepancies and adjustments” as moderating
cedent conditions for these evaluations, variables of the evaluation of convergence and
demonstrating that convergence is not posi- divergence. Furthermore, Ball and colleagues
tively evaluated in all situations, and that (1984) stated that convergence is negatively
divergence is not always negatively evalu- evaluated when “prevailing situational norms
ated. For example, Simard, Taylor, and Giles define the convergent act as a violation of
(1976) investigated attribution processes in them” (p. 126). These papers open up the
the evaluation of accommodation strategies. potential for the same strategy to be evaluated
They found that listeners perceived con- differently in different circumstances, which
vergence favorably when they attributed it became a key part of CAT.
to speakers’ intent to break down cultural The next revision of SAT (Giles et al.,
barriers (internal attribution of positive 1987) went back to the original structure, stat-
intent), but when speakers attributed the ing that convergence is positively evaluated
act to situational pressure (external attribu- when perceived as adhering to a valued norm,
tion), their reaction was not positive. Conver- and that divergence is negatively evaluated
sely, when divergence was attributed to when perceived as departing from a valued
situational pressures, the response to it was norm. They noted in the text that “in some
less negative than when divergence was inter- cases this sort of divergence that adheres to a
nally attributed, for example to a lack of valued norm would be expected to produce
effort on the part of the speaker. In the same positive evaluations in fact. Similarly, conver-
vein, Ball et al. (1984) investigated the influ- gence that departs from a valued norm should
ence of situational constraints on the evalua- produce attenuated positive or even negative
tion of divergence and convergence. Their evaluations” (p. 39). Overall, the thrust has
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Internal Attribution by
Recipient R of Speaker S External Attribution by R
Convergence Benevolent Intent by S Malevolent Intent by S R Situational Constraints
e.g., R thinks that S is e.g., R thinks that S is e.g., R thinks that S is
converging because S converging because S is converging because of
wants them to become making fun of R’s social role and is forced
friends. accent. to do so.
been that both convergence and divergence/ situational norms and pressures have not yet
maintenance can involve affective as well as received the attention they deserve. Table 6.2
cognitive functions, and that both can be illustrates the diversity of possible attributions
attributed internally (to a positive or a negative (and, therefore, evaluations) for convergence
intent) or externally, so that both can lead to and divergence/maintenance.
positive or negative evaluations—perceptions Other research has also investigated the
and attributions are privileged over actual errors in attribution processes. This research
behavior. Nevertheless, statements of the shows that we do not attribute meaning objec-
propositions have maintained the original tively to the behaviors we evaluate, but that
form. In this chapter, we address this issue by attributions are biased. The “fundamental
first stating the general tendency to evaluate attribution error” describes our tendency to
convergence positively and divergence nega- overestimate the influence of internal factors
tively, and then specifying the moderating (personality, effort, intent) over external ones.
variables (or “conflicting variables”; Giles The “ultimate attribution error” (Hewstone,
et al., 1987, p. 39) that may change the valence 1990) adds intergroup processes to the attri-
of these evaluations. butional biases. If we are interacting with
Furthermore, the propositions in SAT men- ingroup members, we tend to attribute their
tion only internal attributions (to a positive or desirable behaviors to internal factors and
negative intent) and not external attributions their undesirable behaviors to external ones
(to situational pressures), as investigated by (situational constraints). Conversely, when
Simard et al. (1976; see also Ball et al., 1984; we interact with outgroup members, we tend
Gallois & Callan, 1991). SAT and CAT have to attribute their desirable behaviors to exter-
theorized the role of norms as constraints nal factors, and their undesirable behaviors
to accommodative processes, but social and to internal ones. The assumption of SAT is
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that convergence in general reflects desirable only focus of the theory, which progressively
behavior and divergence/maintenance undesir- has grown into a theory of communication. A
able behavior, so that the integration of the significant number of new theoretical concepts
ultimate attribution error leads to the following have been inserted into the six original propo-
attributions: convergence by ingroup members sitions. Furthermore, proposals for further
attributed internally to benevolent intent; research and refinements abound in the papers
convergence by outgroup members attributed reviewed so far, which would lead to even
externally to situational constraints (and thus as more complex propositions. As Giles et al.
less desirable); divergence by outgroup members stated, the challenge for SAT in 1987 was
attributed internally to malevolent intent; diver-
gence by ingroup members attributed externally whether or not SAT can be expanded com-
(and thus as less undesirable). fortably to accommodate more and more
complexity in its propositional format. At
the same time, another challenge that
From SAT to CAT will have to be met involves explaining this
increased propositional complexity in terms
In their 1987 paper, Giles et al. assessed the of a parsimonious and unique set of integra-
first decade of SAT and presented a reformu- tive principles. (p. 41)
lation of its propositions in light of recent
research, renaming the theory communication In the next section, we consider how the
accommodation theory (CAT). As can be seen newly named CAT managed these challenges.
from Table 6.3, the propositions still followed
the original structure, with the exception of
PHASE 2: COMMUNICATION
the order of presentation.
ACCOMMODATION THEORY
These revised propositions introduce the
processes of self-presentation and impression Since 1987, CAT has been expanded into
management (see Baumeister, 1982, 1993; an interdisciplinary model of relational and
Giles & Street, 1994) as another theoretical identity processes in interaction (Coupland &
resource. Indeed, the production and reception Jaworski, 1997, pp. 241-242). It has been
of language behaviors can be understood applied to communication between different
in terms of the image that individuals want to social groups (cultures, generations, genders,
convey to others. According to self-presentation abilities) and within and between organi-
theory, communication is a process by which zations, in face-to-face interactions, as well as
individuals manage the impressions they make through different media (radio, telephone,
on others, attempting in particular to create a e-mail, etc.), in different countries, and by
positive impression on socially influential others researchers of diverse cultural and language
(e.g., by adopting speech features, like deep backgrounds (for a review of this variety, see
pitch, fast speech rate, standard accent, that Giles & Ogay, in press). In particular, com-
social knowledge associates with competence). munication between generations (Coupland,
This positive impression is crucial for the acqui- Coupland, Giles, & Henwood, 1988; Fox &
sition and maintenance of social power and Giles, 1993), along with communication
influence, and hence for positive self- and between cultures and linguistic groups (Gallois
group-esteem (see Ng & Bradac, 1993). et al., 1988; Gallois et al., 1995), has been
A comparison of these revised propositions significantly considered in the theoretical
to the first set shows how much subtler, and at development of CAT (in the further area
the same time broader, the theory had become. of intergender communication, see Abrams,
Speech and linguistic features are no longer the Hajek, & Murachver, in press, for a review).
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Production 1. Speakers attempt to converge toward the speech 3. Speakers attempt to maintain their
AND NONVERBAL PATTERNS believed to be communication patterns, or even diverge
characteristic of their message recipients, BE THE away from their message recipients’
LATTER DEFINED IN INDIVIDUAL, SPEECH AND NONVERBAL
RELATIONAL, OR GROUP TERMS, when BEHAVIORS when they (A) DESIRE TO
speakers: (a) desire recipients’ social approval COMMUNICATE A CONTRASTIVE
(and the perceived costs of acting in an approval- SELF-IMAGE; (b) desire to dissociate
seeking manner are proportionally lower than the personally from the recipients or the
perceived rewards); (b) desire a high level of recipients’ definition of the situation; (c)
communicational efficiency; (C) DESIRE A SELF-, define the encounter in intergroup or
COUPLE-, OR GROUP PRESENTATION relational terms WITH
SHARED BY RECIPIENTS; (D) DESIRE COMMUNICATION STYLE BEING A
APPROPRIATE SITUATIONAL OR IDENTITY VALUED DIMENSION OF THEIR
DEFINITIONS; WHEN THE RECIPIENTS’ (E) SITUATIONALLY SALIENT IN-GROUP
ACTUAL SPEECH IN THE SITUATION OR RELATIONAL IDENTITIES; (d)
MATCHES THE BELIEF THAT THE SPEAKERS desire to change recipients’ speech
HAVE ABOUT RECIPIENTS’ SPEECH STYLE; behavior, for example, moving it to a
(F) SPEECH IS POSITIVELY VALUED, THAT more acceptable level; WHEN
IS, NONSTIGMATIZED; (G) SPEECH STYLE IS RECIPIENTS (E) EXHIBIT A
APPROPRIATE FOR THE SPEAKERS AS WELL STIGMATIZED FORM, THAT IS, A
AS FOR RECIPIENTS. STYLE THAT DEVIATES FROM A
VALUED NORM, WHICH IS (F)
CONSISTENT WITH SPEAKERS'
EXPECTATIONS REGARDING
RECIPIENT PERFORMANCE.
NOTE: The additions by Thakerar et al. (1982) are italicized; those by Street and Giles (1982) are underlined; the
additions inspired by Ball et al. (1984) are in bold font; and those by Giles et al. (1987) are in SMALL CAPS.
McLaughlin, M., Communication Yearbook 10, pp. 13-48, ©1987 by Sage Publications, Inc. Reprinted by Permission
of Sage Publications, Inc.
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Sociohistorical Context
• History of intergroup relations
• Vitality and status of groups
• Intergroup boundaries
• Stability and legitimacy of intergroup relations
• Societal norms for intergroup contact
• Cultural values
Individual A Individual B
Initial Orientation Initial Orientation
• Perception of sociohistorical context • Perception of sociohistorical context
• Strength of identification with ingroups • Strength of identification with ingroups
• Perception of potential for conflict and • Perception of potential for conflict and
threat from outgroups threat from outgroups
• Interpersonal relationship history • Interpersonal relationship history
• Personal values • Personal values
Psychological Psychological
accommodation accommodation
Salience of personal Salience of personal
identities
N identities
O
Affective Cognitive R Affective Cognitive
motives motives M motives motives
Salience of social
S Salience of social
identities identities
Evaluation Evaluation
Figure 6.1 Full Model of Communication Accommodation Theory, Containing All Variables From
Previous Versions of the Model
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their thresholds for allowing linguistic basic CAT propositions” (p. 41). Gallois and
penetration by outgroup members may be Giles (1998) noted that
lower. Conversely, people from collectivistic
CAT has become very complex, so that the
cultures, who perceive harder intergroup
theory as a whole probably cannot be tested
boundaries, may react to attempts at commu-
at one time. This means that researchers
nicative convergence from outgroup members using CAT must develop mini-theories to
more negatively, and diverge from them more suit the contexts in which they work, while
if they perceive the convergence as overstep- at the same time keeping the whole of the
ping a valued cultural or national boundary. theory in mind. (p. 158)
In general, speakers from collectivistic cultures
are likely to diverge more from outgroup inter- Given the complexities of CAT’s history, it
locutors, both psychologically and linguisti- is not crystal clear what “basic CAT proposi-
cally, than their individualistic counterparts tions” (Shepard et al., 2001) or the “whole of
(Gallois et al., 1995; see Giles, 1979a, for the the theory” (Gallois & Giles, 1998) refer to. For
introduction of the ethnic boundary model). example, Gallois et al. (1988; Gallois et al.,
The dimension of individualism-collectivism 1995) adopted the hierarchical conceptual
is centrally interesting and important to intercul- structure proposed by Coupland et al. (1988).
tural communication. Nevertheless, other con- Accommodation is the big picture; when people
cepts in the theory can probably do the same want to accommodate, they use “attuning
work as this variable, in a more generic way. For strategies.” There are four strategies: inter-
example, to characterize how individuals relate pretability, discourse management, interper-
to their ingroups, both the 1988 and 1995 ver- sonal control, and approximation; Giles et al.
sions of CAT refer to dependence on the ingroup (1991) suggested two more—emotional expres-
(available alternatives for ingroup identification; sion or relationship-maintenance strategies
cf. Giles & Johnson, 1981) and solidarity with it and face-related strategies—that have recently
(strength of identification to the ingroup and begun to be studied. Under the approximation
satisfaction with it). More generally, the con- strategy, we find the original convergence,
cepts of social categorization and comparison divergence, maintenance, and speech comple-
processes, personal and social identity, and per- mentarity. This structure and the underlying
meability and softness of group boundaries have terminology are not always represented consis-
already been integrated in CAT and can proba- tently in texts and propositions, however. We
bly incorporate individualism and collectivism. attempt in this chapter to make the language of
This would be compatible with Gallois and CAT more consistent and clear.
Giles’s (1998) presentation of CAT as “a sys- Overall, it seems timely to consider the
tematic attempt to take account of intergroup achievements made so far in order to produce
and interpersonal variables, at macro and a revised set of propositions that can be con-
micro levels, in accounting for behavior in inter- sidered as the general theory, and to which
group interactions” (pp. 157-158).2 This is not specific context-driven subtheories can be
to deny how central intercultural communica- related. A general cross-contextual theory is
tion is to CAT, however, both as a key context even more important because theories focused
of intergroup encounters and as the most fully on specific contexts entail the risk of consider-
developed context of the theory. ing one group membership (culture, genera-
According to Shepard et al. (2001), while tion, gender) on its own, thereby overlooking
researchers first tended to apply CAT to a the multiplicity of identities that are negotiated
wide range of contexts, they are now formu- through communication (Gallois & Giles,
lating “specific context-driven theories using 1998; Gallois & Pittam, 1996).
06-Gudykunst.qxd 7/1/2004 1:23 PM Page 135
Sociohistorical Context
• Intergroup history
• Interpersonal history
• Societal/cultural norms and values
Individual A Individual B
• Intergroup • Intergroup
• Interpersonal • Interpersonal
Psychological N Psychological
accommodation accommodation
O
Strategies R Strategies
• Accommodative • Accommodative
M
• Nonaccommodative • Nonaccommodative
S
Behavior
Tactics
Perceptions
Attributions
Evaluations Evaluations
Future intentions Future intentions
which in turn influence evaluations and future operates at two levels: a direct influence
intentions. In our view, this revised model through the opportunities for intergroup con-
foregrounds the key variables in CAT, leaving tact that are provided, and, more important
other variables for more specific contexts. for CAT, an indirect influence by means of
The present version of CAT is formulated interactants’ perceptions of the context. A
as a general framework for intergroup com- range of macro-level factors delineates the
munication. Specific contexts generate sub- intergroup power configuration reflected in
theories within CAT, for example for the interaction:
intergenerational (Coupland et al., 1988;
Giles, Coupland, Coupland, & Williams, • History of relations between the groups with
1992) or organizational (Gardner, Paulsen, which interactants identify;
Gallois, Callan, & Monaghan, 2001) commu- • Vitality of these groups (Giles, Bourhis, &
nication. As such, CAT highlights the fact that Taylor, 1977). A group’s vitality is influenced
intergroup encounters are never exclusively or by three structural factors: status (in terms of
economic and sociocultural prestige), demog-
permanently intercultural, intergenerational,
raphy, and the institutional support enjoyed
or other per se, but that different group member-
by the group. Giles et al. call vitality “that
ships may become salient during the same which makes a group likely to behave as
encounter and may affect the communication a distinctive and active collective entity in
process. intergroup situations” (p. 308).
Social identity theory (Tajfel & Turner, • Permeability (or impermeability) of inter-
1979) remains the major theoretical reference group boundaries (see Giles, 1979a); and
for CAT, along with attribution theory • Stability and legitimacy of intergroup relations
(Heider, 1958; Hewstone, 1990; Kelley, (see Giles, 1978).
1973). Reference to the similarity-attraction
hypothesis (Byrne, 1971), which inspired ear- Along with the value priorities of the
lier formulations, has been left out, as the culture (for a review of cross-cultural research
perception of intergroup and interpersonal on values, see Smith & Schwartz, 1997), these
similarity and distinctiveness has since devel- factors contribute to the establishment of
oped into an important topic within social societal norms for intergroup contact that
identity theory (e.g., Brewer, 1991; Jetten, specifies with whom, when, and how it is
Spears, & Manstead, 1999). In addition, we appropriate to interact. In particular, societies
have omitted references to anxiety/uncertainty where two or more ethnolinguistic groups of
management theory (e.g., Gudykunst, 1995), unequal vitality are in contact tend to establish
which also influenced earlier versions of CAT. norms regarding bilingualism, diglossia, and
code-switching.
Assumptions
A.2: Communication is about
CAT is based on three general assump-
both exchanges of referential
tions (A):
meaning and negotiation of
personal and social identities.
A.1: Communicative interactions are
This assumption refers directly to the
embedded in a sociohistorical context.
origin of CAT (Giles, 1973). Giles pointed
As stressed by sociolinguists (e.g., Gumperz, to the affective as well as cognitive functions
1992), communication never occurs in a of communicative behavior. Personal and
vacuum, but within a sociohistorical context. social identities are negotiated throughout the
The influence of context on communication communication process, whereby interactants
06-Gudykunst.qxd 7/1/2004 1:01 PM Page 137
regulate the social distance between themselves. outgroup members as well as prevailing social
As formulated in social psychology by Brewer and situational norms.
(1991; Brewer & Roccas, 2001) and in inter-
cultural communication by Ting-Toomey
Scope of CAT
(1993), interactants strive for a compromise
between two antagonistic identity needs: the These assumptions help to describe the
need for assimilation (or, in Ting-Toomey’s scope of the theory: what CAT does, and what
terms, desire to belong) and the need for differ- supplementary theory CAT relies on. First,
entiation (desire for uniqueness). CAT theorizes communication (and thence
accommodation) as motivated. The motiva-
tion in a specific communicative encounter
A.3: Interactants achieve the
may be intergroup, interpersonal, both (see
informational and relational functions
Giles & Hewstone, 1982), or neither (although
of communication by accommodating
the latter two are not included in the proposi-
their communicative behavior, through
tions below), and is influenced by the socio-
linguistic, paralinguistic, discursive,
historical context and more directly by the
and nonlinguistic moves, to their
initial orientations of participants.
interlocutor’s perceived individual
Second, CAT theorizes accommodative
and group characteristics
strategies, motivated by initial orientation
Accommodation is the process through and the salience of particular features of
which interactants regulate their communica- the interaction like the desire to appear similar
tion (adopting a particular linguistic code or or identify, to be clearly understood and to
accent, increasing or decreasing their speech understand, to maintain face, to maintain the
rate, avoiding or increasing eye contact, etc.) relationship, to direct the flow of discourse,
in order to appear more like (accommodation) and to maintain interpersonal control. Like
or distinct from each other (nonaccommo- initial orientation, accommodation is in part
dation, including counter-accommodation a function of the context, salient societal
through divergent or hostile moves, under- and situational norms, and salient behaviors.
accommodation through maintenance and Overall, motivation and perceptions are
unempathetic moves, and over-accommodation privileged over behavior as measured by out-
through oftentimes patronizing or ingratiating side observers. Even so, behavior is important
moves). These processes occur at the level because it is a major influence on the percep-
of communicative behavior per se (termed tions of recipients, which lead to attributions
“linguistic accommodation” by Thakerar et for behavior, evaluations of the other person
al., 1982), as well as at the psychological level and the encounter, and future intentions
(speakers’ motivations and perceptions). The toward the other person and his or her group
two levels may not coincide, for example, in (see Figures 6.1, 6.2).
situations characterized by status discrepancy CAT allows for the role of conver-
requiring complementarity (cf. Giles, 1980). In sational tactics—the ongoing behavioral
addition, objective linguistic accommodation moves that are driven by norms, the behavior
does not always equate to subjective linguistic of others, and so forth. This means that there
accommodation (as perceived by interactants; is no one-to-one correspondence between
Giles et al., 1991). This distinction highlights strategy and behavior, or between behavior
the importance of interactants’ perceptions, and evaluation (Gallois et al., 1995; Jones,
which are privileged in CAT. Interactants Gallois, Callan, & Barker, 1999). In addition,
have expectations regarding optimal levels of motivation and accommodative strategies can
accommodation, based on stereotypes about change throughout the course of an interaction
06-Gudykunst.qxd 7/1/2004 1:01 PM Page 138
P.2: A speaker A is predisposed from the other (and thus gain a positive sense of
to have an interpersonal orientation identity based upon comparisons with B or B’s
toward interacting with a partner B groups). The relative importance of cognitive
and be motivated to accommodate to B’s and affective motives in determining psycho-
perceived personal characteristics when: logical accommodation is especially significant
when they do not coincide; for example, when
• A and B share a positive interpersonal history
AND the aim of facilitating comprehension requires
• A identifies weakly with salient ingroups or emphasizing similarity but the aim of identity
there are no salient ingroups. maintenance requires differentiation.
P.6: When cognitive motives emotional and relational needs, and face
predominate for A in the interaction, maintenance (Giles et al., 1991; Williams
and A feels that comprehension would be et al., 1990). When the focus is on B’s produc-
facilitated through increasing similarity tive language and communication, A may
with B, A is likely to accommodate employ approximation strategies of conver-
psychologically, even at the cost of gence, divergence, or maintenance, which
identity maintenance or development; involve mutual perceived behavioral influence.
The other foci may involve nonapproximation
However, strategies (Coupland et al., 1988). The first of
these is interpretability, resulting from a focus
When cognitive motives predominate for on B’s interpretive (mainly decoding) compe-
A and A feels that comprehension would tence or stereotypes about it, leading among
be facilitated through differentiating from other things to slower or simpler speech, more
B, A is likely to nonaccommodate use of questions to check understanding, and
psychologically, even at the cost of the choice of familiar topics.
identity maintenance or development. The second nonapproximation strategy,
discourse management, results from a focus on
P.7: In a status-stressing situation, A is
B’s conversational needs, and leads among
likely to accommodate psychologically
other things to sharing of topic choice and
to the sociolinguistic markers and
development, as well as shared conversational
behavior of the dominant group.
register. Interpersonal control results from a
Focus, Accommodative Strategies, and Behavior. focus on role relations, and leads to use of
The motivational force of psychological interruptions, honorifics, and the like, to keep
accommodation leads to the adoption of com- the other person in role or to allow freedom
municative strategies through A’s focus on the to change roles. Emotional expression, result-
needs or behaviors of B (earlier referred to as ing from a focus on B’s emotional or relational
addressee focus). These strategies were called needs, includes expressions of reassurance,
“attuning strategies” in earlier formulations of care, warmth, and so forth (e.g., Watson &
CAT, following Coupland et al. (1988); we Gallois, 2002). Finally, face strategies, resulting
have instead used the term accommodative from a focus on face maintenance, include pos-
strategies to be more consistent with the whole itive and negative face threats and face mainte-
course of SAT and CAT. Strategies may nance moves (cf. Brown & Levinson, 1987).
change across the course of an interaction as a These strategies, alone or in combination,
function of tactics and behavior. Indeed, as are used to manage the psychological and
represented in Abrams, O’Connor, and Giles’s sociolinguistic distance between interactants,
(2002) transactional model of the relationship making them more equal or emphasizing
between communication (accommodation) intergroup or interpersonal differences. While
and identity, the very perception of accom- there is some association between strategies
modative behaviors can trigger a social or per- and behavior, there is no necessary connection
sonal identity. Furthermore, foci and strategies between them. For example, discourse man-
may be mixed in a single interaction (not to agement is often reflected in topic develop-
mention across time). ment and turn-taking behaviors, but may be
Several main foci have been proposed, reflected in other behaviors, while topic devel-
including productive behavior, conversa- opment and turn taking can also reflect inter-
tional competence, conversational needs, role personal control or interpretability strategies
and power relations (Coupland et al., 1988), (Jones et al., 1999). Thus the model describes
06-Gudykunst.qxd 7/1/2004 1:01 PM Page 141
example, convergence that violates social norms P.10: When A evaluates B positively
is not labeled as accommodative (and may be in an interaction, A is likely to
perceived as over-accommodative; cf. Ball et al., have positive intentions toward
1984). In the same way, norm-following behav-
• Interpersonal interactions with B as an
ior is likely to be attributed more externally, individual or as an ingroup member;
and evaluated less extremely, than behavior • Interactions with other members of B’s group
that does not seem to be dictated by the situa- when A considers B to be a typical member of
tion. Third, all behavior by ingroup members this group;
tends to be evaluated more positively than the
same behavior by outgroup members, at least However,
when intergroup relations are salient. Finally,
future intentions toward an outgroup generalize When A evaluates B’s behavior
to interpersonal intentions toward the inter- positively, A is likely to maintain
locutor only when the interlocutor is perceived A’s original intentions toward
as a typical member of his or her group. B’s group when A considers B
These caveats lead to a plethora of proposi- to be an atypical group member.
tional permutations on the path from behavior
to future intentions. Gallois and colleagues P.11: When A evaluates B negatively
(1988; Gallois et al., 1995) derived a large in an interaction, A is likely to have
number of propositions in an attempt to capture negative intentions toward
this complexity. Looking back, this may be why • Interpersonal interactions with B as an
it has been difficult to develop hypotheses that individual;
test the propositions (see Gallois & Giles, 1998). • Interactions with other members of B’s
In this presentation, we have tried to cut through group, especially when A considers B to be a
the complexity by relying on attribution theory. typical member of this group;
We believe the propositions below capture the
essential characteristics but leave the nuances to However,
context-specific models and empirical research.
When A evaluates B’s
behavior negatively, A is likely to
P.8: When a speaker B maintain A’s original intentions
accommodates to a receiver toward B’s group when A considers
A, A is likely to interpret B to be an atypical group member.
the behavior and evaluate
B positively, especially when: These 11 propositions together delimit the
CAT model, with one caveat. The process of
• A attributes B’s behavior internally to benev- accommodation, like the process of communi-
olent intent OR
cation (cf. Harwood & Giles, in press), is
• B is a member of A’s ingroup.
dynamic. Thus, something may happen in an
interaction—sudden awareness (or change) of
P.9: When a speaker B the situation or relevant norms, unexpected
nonaccommodates to a receiver A, behavior (positive or negative) by the other
A is likely to interpret the behavior and person, a change to a more intergroup or inter-
evaluate B negatively, especially when personal frame of reference, and so forth—that
• A attributes B’s behavior internally to malev- shifts a speaker from an interpersonal to an
olent intent OR intergroup orientation (or vice versa) or from
• B is a member of a salient outgroup for A. an accommodative to a nonaccommodative
06-Gudykunst.qxd 7/1/2004 1:01 PM Page 143
stance (or vice versa). The accommodative CAT provides a comprehensive way to do this
dilemmas in Gallois and Giles (1998) go some without neglecting the interpersonal and idio-
way toward describing this phenomenon. This syncratic aspects of conversation.
means that the path from initial orientation to We have attempted in this chapter to clarify
future intentions has many twists and turns, the propositions of CAT to at least some extent.
and predicting it will never be a simple task. We have reduced their number from 17 in 1995
to 11 here. In doing this, we have acknowledged
the scope of CAT, invoked supporting theories
CONCLUSIONS
explicitly, and tried to make the use of terms
AND FUTURE DIRECTIONS
consistent. Our aim is to make CAT more acces-
So where are we now, after three decades with sible and easier for researchers to use to derive
communication accommodation theory, and testable hypotheses. In addition, we have tried to
where do we go from here? It is fair to say that make CAT more generic, so that researchers can
CAT has stood the test of time in that it is still develop more specific models for particular con-
generating research up to the present day. It texts. These models may invoke extra variables
has also spun off a number of more specific like values and personality, and situational char-
theories, of which communication predica- acteristics such as formality, task orientation,
ment of aging theory (Ryan et al., 1986) is per- and uncertainty management.
haps the most fully developed and productive A great deal of work is still to be done
example; in the health arena, Street’s (2001) before we understand the process of accommo-
linguistic model of patient participation in care dation fully and in detail. There is a need to
is also gaining momentum. It has provided explore the strategies beyond approximation,
the impetus for research in intercultural com- especially the more recently theorized strategies
munication, as well as intergenerational, of emotional expression and face maintenance.
intergender, interability, and organizational It will also be important to elaborate the
communication. In all these contexts, CAT impact of social norms as against intergroup
highlights the intergroup aspects of communi- relations. The role of multiple identities is a key
cation, something that many theories of inter- factor that has hardly been explored using
personal communication neglect. CAT, but that CAT can handle (see Jones
In the case of intercultural communication, et al., 1999). Finally, there are many important
the intergroup aspects of interactions are intergroup contexts where CAT has not been
always there. Intercultural encounters take developed at all, involving interactions in insti-
place in the context of an intergroup as well as tutionally driven contexts and elsewhere. Our
an interpersonal history, and in the context of hope is that CAT will be useful in all this
different (and sometimes contradictory) social research, and that in 30 years we (or others)
norms. Effective or good communication will be able to take stock of it again.
depends crucially on these factors. For this
reason, the communication skills models that
have been so prevalent in intercultural com- NOTES
munication training are frequently likely to
1. Sometimes “accommodation,” which at
fail (cf. Cargile & Giles, 1996; Gallois, 2003; the inception of SAT included both convergent and
Gallois & Giles, 1998; Hajek & Giles, 2003). divergent moves, became rather loosely associated
It is essential both for theory development with convergence. “Nonaccommodative” moves
and for effective applications that researchers included everything else: maintenance/divergence,
take full account of the intergroup aspect of and later under- and over-accommodation. See
intercultural, and indeed all, communication. Giles, McCann, Ota, and Noels (2002) for the
06-Gudykunst.qxd 7/1/2004 1:01 PM Page 144
invocation of this distinction (following Williams & Brewer, M. B. (1991). The social self: On being
Giles, 1996) in the sphere of cross-cultural inter- the same and different at the same time.
generational communication. Personality and Social Psychology Bulletin,
2. Gallois and Giles (1998) do not present 17, 475-482.
propositions, but four “cases” showing how the Brewer, M. B., & Roccas, S. (2001). Individual
elements of the model interplay. values, social identity, and optimal distinctive-
ness. In C. Sedikides & M. B. Brewer (Eds.),
Individual self, relational self, collective self
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