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Référence complète:
Gallois, C., Ogay, T., & Giles, H. (2005). Communication
Accommodation Theory: a look back and a look ahead. In W.
B. Gudykunst (Ed.) Theorizing about intercultural
communication. (pp. 121-148). Thousand Oaks: Sage.

6
Communication Accommodation Theory
A Look Back and a Look Ahead

CINDY GALLOIS

TANIA OGAY

HOWARD GILES

T heories aim to capture the complexity


of life in formalized conceptualizations.
As time goes by, our understanding widens
communication accommodation theory (CAT)
is at a stage where it is timely for a look back
at its history, which should help to set the
and at the same time becomes more precise. agenda for its future development.
Theories undergo a continuous process of This chapter documents the trajectory of
revising and refining; some disappear and are CAT, which has been particularly (but not
replaced by better-adapted ones. Theories are solely) developed in the context of inter-
not only about life, they also have their own cultural communication since its inception
lives. For theories as for people, milestones like in the 1970s. Indeed, it has been reviewed
the turn of a century (or a millennium) or the in many intercultural communication texts
completion of decades (see Giles, Mulac, and handbooks (e.g., Gallois & Callan, 1997;
Bradac, & Johnson, 1987) are occasions for Gudykunst & Kim, 1992; Gudykunst & Lee,
a critical reappraisal of accomplishments 2002; Gudykunst & Nishida, 1989; Martin &
and a look toward the future. As a theory Nakayama, 2002) as well as in interpersonal
that has investigated the links between lan- communication and language texts (e.g., Bull,
guage, context, and identity for three decades, 2002; DeVito, 2004; Holtgraves, 2002;

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122 THEORIES FOCUSING ON ADAPTATIONS IN INTERACTIONS

Robinson, 2003) and in general communication section has been a major challenge. In order
theory texts more widely (e.g., Littlejohn, to conserve space and avoid redundancy with
2002; Miller, 2002). In addition, its cross- other reviews of communication accommo-
disciplinary impact has moved beyond social dation, references to the many experimental
psychology and communication into hand- results that support the theory are in general
books and texts in sociolinguistics (e.g., left out of this chapter. Interested readers
Coupland, 1995; Giles, 2001; Giles & should consult the above-mentioned sources,
Powesland, 1997; see also Meyerhoff, 1998) as well as Giles, Coupland, and Coupland
as well as being adopted to provide explana- (1991) and, for more recent reviews, Shepard
tory weight to such linguistic phenomena as and colleagues (2001), Giles and Ogay (in
semicommunication (Braunmûller, 2002), press), Sachdev and Giles (in press) and
code switching and mixing (e.g., Bissoonauth Williams, Gallois, and Pittam (1999).
& Offord, 2001), language contact and dialect
change (Trudgill, 1986), and hypercorrection Background and Foundations
(Giles & Williams, 1992).
In our view, CAT is a theory of both inter- During the 1970s, social psychologists
group and interpersonal communication, (Giles, 1973, 1977, 1979b; Giles, Taylor, &
invoking the dual importance of both factors Bourhis, 1972) laid the foundations of what
in predicting and understanding intergroup was then named speech accommodation theory
interactions (see Gallois & Giles, 1998). As (SAT) out of a dissatisfaction with socio-
such, intercultural encounters provide perhaps linguistics and its descriptive (rather than
the richest basis for understanding the theory, explanatory) appraisal of linguistic variation
even though each intergroup context has in social contexts (see Beebe & Giles, 1984), as
its unique characteristics (e.g., Fox, Giles, well as to provide the burgeoning study of
Orbe, & Bourhis, 2000; Watson & Gallois, language attitudes with more theoretical bite
2002; Williams, Giles, Coupland, Dalby, & (Giles & Powesland, 1975). Street and Giles
Manasse, 1990). We examine CAT here on (1982) put SAT in propositional form for the
the basis of the different sets of propositions first time, although precursors to this had
that have been formulated since the early already appeared in the parallel-evolving
1970s (Ball, Giles, Byrne, & Berechree, 1984; ethnolinguistic identity theory (ELIT; e.g.,
Gallois, Franklyn-Stokes, Giles, & Coupland, Giles, 1978, 1979a; Giles & Johnson, 1981).
1988; Gallois, Giles, Jones, Cargile, & Ota, Thakerar and colleagues (1982) revised the
1995; Giles et al., 1987; Street & Giles, 1982; propositions and restated them. Could these
Thakerar, Giles, & Cheshire, 1982). As we authors have imagined then the developments
shall see, the evolution of CAT’s propositions the theory would undergo? Probably not, if
during these three decades raises a number of one considers the modest scope of the theory in
issues. The extensive amount of research and the early papers that formulated propositions:
theory development around CAT has made
SAT was devised to explain some of the
parsimony a major concern, and, consequen-
motivations underlying certain shifts in
tially, recent overviews of the theory have been
people’s speech styles during social encoun-
more discursive and have not invoked pro- ters, and some of the social consequences
positional formats (see Gallois & Giles, 1998; arising from them. More specifically, it orig-
Giles & Noels, 1997; Giles & Ogay, in press; inated in order to elucidate the cognitive
Giles & Wadleigh, 1999; Shepard, Giles, & and affective processes underlying speech
Le Poire, 2001). Indeed, working toward the convergence and divergence. (Thakerar
reduced number of propositions in the final et al., 1982, p. 207)
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Communication Accommodation Theory 123

SAT soon generated a plethora of research linguistic choices? How do listeners perceive
and related theories, resulting in an expansion these choices and react to them?
of its scope: Production and reception are thus the two
basic facets of communication on which SAT
SAT presents a broad and robust basis first examined the original accommodative
from which to examine mutual influences in strategies of convergence and divergence/
communication, taking account of social maintenance. Convergence is defined as a
and cognitive factors, and having the scope
strategy through which individuals adapt their
to cover the social consequences of speech
communicative behavior in such a way as to
shifts as well as their determinants and the
motivations underlying them. Furthermore,
become more similar to their interlocutor’s
it is applicable to a broad range of speech behavior. Conversely, the strategy of diver-
behaviors, and nonverbal analyses poten- gence leads to an accentuation of differences
tially, with the flexibility of relevance at between self and other. A strategy similar to
both interpersonal and intergroup levels. divergence is maintenance, in which a person
(Giles et al., 1987, p. 34) persists in his or her original style, regardless
of the communication behavior of the inter-
The latest presentation of the theory in locutor. Central to the theory is the idea that
propositional form indicates how much the speakers adjust (or accommodate) their speech
scope of the theory widened in the ensuing styles in order to create and maintain positive
years, exemplified by the change from personal and social identities.
“speech” to “communication accommodation SAT was derived in part from similarity-
theory” (CAT; Giles et al., 1987): attraction theory (Byrne, 1971), which posits
that an increase in perceived interpersonal
Overall, CAT is a multifunctional theory similarity results in an increase in interpersonal
that conceptualizes communication in both attraction. Thus, convergence is a strategy that
subjective and objective terms. It focuses on allows one person to become more similar to
both intergroup and interpersonal features
another (or, more precisely, to one’s represen-
and, as we shall see, can integrate dimen-
tation of the other) and therefore presumably
sions of cultural variability. Moreover, in
addition to individual factors of knowledge,
more likeable to him or her. Giles (1978)
motivation, and skill, CAT recognizes the also invoked Tajfel and Turner’s (1979) social
importance of power and of macro contex- identity theory of intergroup relations (SIT),
tual factors. Most important, perhaps, CAT and SAT thereafter has largely (but not solely)
is a theory of intercultural communication relied on the framework of SIT to explain
that actually attends to communication. the motives behind the strategies of divergence
(Gallois et al., 1995, p. 127) and maintenance. Why should one choose
to appear dissimilar to another? Referring to
SAT was first formulated in order to similarity-attraction theory alone would mean
explore the sociopsychological parameters that the motive driving divergence or mainte-
underlying the moves speakers make in nance behaviors would be to appear dislikable,
their speech behaviors. Central to it is the idea or at least that the speaker’s need for social
that communication is not only a matter of approval is low. Invoking the intergroup con-
exchanging referential information, but that text, SIT explains the adoption of these strate-
interpersonal as well as intergroup relation- gies through the desire to signal a salient group
ships are managed by means of communica- distinctiveness so as to reinforce a social identity.
tion. What are the motives and intentions Another fundamental resource for SAT is
behind speakers’ conscious (or nonconscious) attribution theory (Heider, 1958; Kelley,
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124 THEORIES FOCUSING ON ADAPTATIONS IN INTERACTIONS

1973), which inspired the propositions on the • second phase (communication accommodation
reception side. How are accommodative strate- theory), characterized by a major extension
gies perceived and evaluated by interlocutors? of the focus from the two accommodation
Attribution theory suggests that we explain strategies of convergence and divergence
to the whole process of communication in
and appreciate people’s behavior in terms of
a number of intergroup contexts, along
the motives and intentions that we think
with the integration of satellite theories
caused it: in other words, those to which we
developed to account for communication
attribute the behavior. In general, we evaluate between ethnic groups (Giles & Johnson,
a person who performed a desired behavior 1981), second-language acquisition (Beebe
more favorably when we attribute the behavior & Giles, 1984), and communication
to an internal cause (e.g., intention to act in between generations (Coupland, Coupland,
this way), rather than to an external one (e.g., & Giles, 1991; Williams & Nussbaum,
situational pressure). Conversely, we evaluate 2001).
a person who performed an undesirable
behavior less negatively when we attribute the
Furthermore, CAT, along with some of
behavior to an external than to an internal
the satellite theories, was the foundation for
cause (e.g., malevolent intention).
independent models (themselves subject to
their own later refinements and elabora-
Propositions of SAT and tions) in which accommodative processes and
CAT in Historical Perspective dilemmas were embedded within wider social
forces. These models include the communi-
During its development, SAT/CAT has
cative predicament model of aging (e.g., Ryan,
received broad empirical support. As Table 6.1
Giles, Bartolucci, & Henwood, 1986), the
indicates, two phases can be distinguished in
group vitality model (Harwood, Giles, &
the articles where propositions have been
Bourhis, 1994), the intergenerational con-
formulated:
tact model (Fox & Giles, 1993), the model of
• a first phase (speech accommodation theory) multiculturalism (Sachdev & Bourhis, 2001),
of definition and refinement of the initial set the workplace gender nonaccommodation
of propositions, focused on the strategies of cycle model (Boggs & Giles, 1999), and the
convergence and divergence of speech styles communication management effects model of
during social encounters; successful aging (Giles & Harwood, 1997).

Table 6.1 Number of Propositions in Versions of SAT (Phase 1) and CAT (Phase 2)

Authors and Date of Paper Number of Propositions

Phase 1: SAT
Street and Giles (1982) 6
Thakerar et al. (1982) 6 (revision of Street & Giles)
Ball et al. (1984) 6
Giles et al. (1987) 6
Phase 2: CAT
Gallois et al. (1988) 16 (revised, integrates satellite theories)
Gallois et al. (1995) 17
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Communication Accommodation Theory 125

It is now time for a third phase, in which • Divergence/Maintenance: The magnitude of


CAT is consolidated and revised in a clearer speech divergence is a function of the extent
manner. Gallois and Giles (1998) noted of speakers’ repertoires, as well as contextual
that CAT’s focus is most appropriately around factors increasing the salience of group iden-
tification and the desire for a positive ingroup
the extent to which interlocutors apprehend
identity, or undesirable characteristics of
the interaction in intergroup or interpersonal
another in an interindividual encounter.
terms. Everything else, from motives to strate-
gies to actual behavior to evaluations of
behavior, flows from this. We adopt a similar Reception
approach in this reformulation.
• Convergence: Speech convergence is posi-
tively evaluated by recipients when the resul-
PHASE 1: SPEECH tant behavior is perceived to be at an optimal
ACCOMMODATION THEORY sociolinguistic distance from them and is
attributed with positive intent.
The first presentation of SAT’s propositions • Divergence/Maintenance: Speech mainte-
per se was in Street and Giles (1982), and a nance and divergence are unfavorably evalu-
revised set appeared in the same year in ated by recipients when they attribute them
Thakerar et al. (1982). The early propositions to negative intent, but favorably evaluated
follow a symmetrical structure for the strate- by observers of the encounter who define the
interaction in intergroup terms and who
gies of convergence and divergence/mainte-
share a common, positively valued group
nance, exploring motives for the strategies and
membership with the speaker.
magnitude on the production side, and evalu-
ation of them on the reception side.
Functions of Accommodation
Production In its early days, SAT explained conver-
gence in terms of the need for approval, and
• Convergence: People are more likely to
converge toward the speech patterns of
divergence in terms of the need for positive
their recipients when they desire recipients’ distinctiveness. Another function of conver-
approval and when the perceived costs for gence and divergence rapidly emerged, how-
doing so are proportionally lower than the ever. Thakerar et al. (1982) introduced into
anticipated rewards. the propositions the idea that accommodation
• Divergence/Maintenance: People are more strategies have not only an affective function
likely to maintain their speech patterns or (i.e., of identity maintenance), but also a cog-
diverge them away from those of their nitive one involving speakers’ organizing
interlocutors’ either when they define the their output to take account of the require-
encounter in intergroup terms and desire a ments of listeners, and hence facilitating
positive ingroup identity, or when they wish
comprehension. Thakerar and colleagues men-
to dissociate personally from another in an
tioned the cognitive organization function only
interindividual encounter.
for convergence, however.
Street and Giles (1982) brought to the
Magnitude propositions the idea that divergence can also
• Convergence: The magnitude of speech be enacted in order to facilitate compre-
convergence is a function of the extent of hension, rather than being only an expression
speakers’ repertoires and the factors (person- of the desire to show distinctiveness. For
ality and environmental) increasing the need example, a bilingual may purposely exag-
for approval. gerate his or her accent or pretend to have
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126 THEORIES FOCUSING ON ADAPTATIONS IN INTERACTIONS

difficulty in finding words in order to remind Affective Function:


his or her interlocutor that any breaking of Identity Maintenance
norms (linguistic, but also interactional and
• Convergence: S converges to R’s speech
social) should be attributed not to intention characteristics in order to appear more simi-
but to the speaker’s foreignness. In other lar and thus more likeable.
contexts, divergence can function as a strategic • Divergence/Maintenance: S diverges from R’s
move to encourage interlocutors to change speech characteristics in order to emphasize
their speech patterns, for instance when thera- distinctiveness, and thus reinforce S’s positive
pists diverge in their quantity of talk to sense of identity.
encourage their patients to talk more. Street
and Giles introduced only this second function Exploring the goals of accommodation
for divergence in their revised propositions, as leads us to the subjective dimension of com-
did Giles et al. (1987); the self-handicapping munication, reflecting interactants’ percep-
tactic was incorporated without being theo- tions of their own and their counterparts’
rized in the propositions (see Gallois & Giles, goals and behaviors in an interaction.
1998). Thakerar et al. (1982) investigated the incon-
Following Thakerar and colleagues (1982), gruity between objective speech (i.e., speech as
subsequent presentations of SAT added the observed by an outsider such as the researcher)
cognitive goal “attaining communicational and its perception by interactants. They
efficiency” to the two original affective goals observed that, in dyads characterized by status
of accommodation: “evoking listeners’ social inequality, high-status participants slowed
approval” for convergence and “maintaining their speech rates and made their accents
speakers’ positive social identities” for diver- less standard, while lower-status speakers
gence/maintenance. It was not clear, however, increased rate and produced more standard-
whether this new goal should be linked only to ized accents. On objective measures, the dyads
convergence or to both strategies. This ambi- were diverging, but they actually thought that
guity can be resolved, as we have done here, they were converging. Lower-status speakers
by situating more clearly the different goals did not accommodate to the actual speech pat-
on the two dimensions of functions of accom- terns of their partners, but to their stereotype
modation introduced by Giles, Scherer, and of high-status speakers talking faster and
Taylor (1979)—the cognitive dimension of having a more standard accent. Therefore
cognitive organization and the affective Thakerar and colleagues brought an impor-
dimension of identity maintenance: tant modification to the original propositions,
stating that one does not converge toward
Cognitive Function: (or diverge from) the actual speech of the
Cognitive Organization recipient, but toward (from) one’s stereotypes
about the recipient’s speech.
• Convergence: Speaker (S) converges to
Recipient’s (R) speech characteristics in order
to facilitate comprehension. Types of Accommodation
• Divergence/Maintenance: S diverges from
R’s speech characteristics in order to remind
Thakerar et al. (1982), thus, elaborated the
R of their nonshared group memberships distinction between linguistic accommodation
and hence prevent misattributions, or (referring to actual speech behavior) and psy-
S diverges in order to encourage R to adopt chological accommodation (referring to speak-
a more situationally appropriate speech ers’ motivations and intentions to converge or
pattern. diverge). A further distinction was introduced
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Communication Accommodation Theory 127

by dividing linguistic accommodation into an Interpersonal and


objective and a subjective dimension: While Intergroup Accommodation
speakers’ linguistic shifts can objectively be
described as diverging (or converging), speak- Even though convergence leads to an increase
ers may believe that they are converging (or in similarity, and divergence to an increase
diverging). Thus we can account for cases like in distinctiveness, it should not be concluded
the one above, where linguistic divergence is that convergence is linked only to the inter-
observed while interlocutors intend to con- personal dimension of communication or that
verge and attain psychological integration. divergence is linked only to the intergroup
Such a mismatch between linguistic and psy- dimension. This would allow for only inter-
chological accommodation happens in many personal convergence and intergroup diver-
role-defined situations characterized by status gence. It is true that most SAT research on
discrepancy, like interactions between doctors divergence is about intergroup contexts, as
and patients, professors and students, or men this strategy is a powerful means for interac-
and women. In cooperative situations involv- tants to differentiate from relevant outgroup
ing people of different status, interlocutors members and to reinforce their social identi-
may contribute through different speech pat- ties. Yet both strategies can in principle be
terns to the attainment of a common goal. either person-based or group-based, depend-
Social norms in these types of settings require ing on the salience of the interpersonal or
“speech complementarity” (Giles, 1980) intergroup dimensions for the interactants, as
rather than convergence. Differences corre- well as their motivation (see Gallois & Giles,
spond to an optimal sociolinguistic distance 1998, for a discussion of this and related
and are psychologically acceptable to both issues). Gallois et al. (1988) noted, however,
participants. that interpersonal and intergroup accommo-
Prior research had mostly assumed dation are likely to involve different behaviors
equivalence between speakers’ intentions, (i.e., personal and group markers, respec-
what they actually do, and what they think tively).1 Hornsey and Gallois (1998) followed
they are doing. With these subtle (yet crucial) this issue up empirically in the context of
distinctions, SAT opened up the complexity intercultural communication by examining
of communication, underscoring the impor- evaluations of cultural ingroup (Australian)
tance of elucidating both cognitive and affec- and outgroup (Chinese) speakers who con-
tive processes underlying a wide range of verged to an Australian speaker’s personal
verbal and nonverbal behaviors (Giles et al., style, converged to typical Australian speech
1991; Giles & Wadleigh, 1999). Perhaps most markers, or who diverged from interpersonal
significant, SAT accorded central importance or intergroup markers. They found a tendency
to the sociopsychological processes of commu- for some evaluators to be more responsive to
nication, conceptualizing communication as a interpersonal and others to intergroup conver-
negotiation of personal and social identities. gence and divergence.
This affective function of accommodation It is also likely that convergence has often
represents the historical core of SAT. It allows been considered as interpersonal and diver-
predictions about speakers’ accommodative gence/maintenance as intergroup because
moves as a function of the interpersonal or these concepts were originally explained by
intergroup salience of the interaction for reference to different theoretical frameworks:
them—in other words, their perception of how convergence to similarity-attraction and diver-
much their personal and social identities are gence to social identity theory. It is important
called into question by the interaction. to explain these two concepts using the
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128 THEORIES FOCUSING ON ADAPTATIONS IN INTERACTIONS

same theory, because they are theorized as results showed that, in a context where
psychologically opposing strategies. SIT, and strong social norms operate (such as a job
the concepts of social and personal identity interview), adherence to sociolinguistic norms
in particular, allows for this possibility, but determines the positive or negative evaluation
similarity-attraction theory probably does not; of the speaker, not the display of convergence
thus, CAT can be theorized more completely or divergence itself (see Gallois & Callan,
through social identity processes. 1997, and Giles & Johnson, 1987, for
extended discussions of the role of norms).
The propositions in these papers, thus, state
Reception of Accommodation
that convergence is positively evaluated when
On the reception side, early SAT research it is attributed positive intent, and that diver-
(e.g., Giles, 1973) found that convergence gence is negatively evaluated when it is attrib-
generally evokes positive reactions in its recip- uted negative intent. These propositions do
ients and divergence evokes negative reac- not indicate how convergence is evaluated
tions. According to Street and Giles (1982), when perceived intent is negative, or how
“that convergence functions to establish opti- divergence is evaluated when perceived intent
mal speech patterns represents a basic tenet is positive. Even so, Street and Giles (1982)
of SAT” (p. 211). Converging speakers have argued that we should not conclude that “the
been found to be perceived as more com- relationship between degree of convergence
petent, attractive, warm, and cooperative; and positive evaluation is necessarily linear”
convergence is also appreciated by recipients (p. 212). They named attribution processes as
because it means a reduction of the cognitive well as “listeners’ tolerance or preference lev-
effort they have to provide in the interaction. els for various magnitudes and rates of speech
Other research has specified the ante- discrepancies and adjustments” as moderating
cedent conditions for these evaluations, variables of the evaluation of convergence and
demonstrating that convergence is not posi- divergence. Furthermore, Ball and colleagues
tively evaluated in all situations, and that (1984) stated that convergence is negatively
divergence is not always negatively evalu- evaluated when “prevailing situational norms
ated. For example, Simard, Taylor, and Giles define the convergent act as a violation of
(1976) investigated attribution processes in them” (p. 126). These papers open up the
the evaluation of accommodation strategies. potential for the same strategy to be evaluated
They found that listeners perceived con- differently in different circumstances, which
vergence favorably when they attributed it became a key part of CAT.
to speakers’ intent to break down cultural The next revision of SAT (Giles et al.,
barriers (internal attribution of positive 1987) went back to the original structure, stat-
intent), but when speakers attributed the ing that convergence is positively evaluated
act to situational pressure (external attribu- when perceived as adhering to a valued norm,
tion), their reaction was not positive. Conver- and that divergence is negatively evaluated
sely, when divergence was attributed to when perceived as departing from a valued
situational pressures, the response to it was norm. They noted in the text that “in some
less negative than when divergence was inter- cases this sort of divergence that adheres to a
nally attributed, for example to a lack of valued norm would be expected to produce
effort on the part of the speaker. In the same positive evaluations in fact. Similarly, conver-
vein, Ball et al. (1984) investigated the influ- gence that departs from a valued norm should
ence of situational constraints on the evalua- produce attenuated positive or even negative
tion of divergence and convergence. Their evaluations” (p. 39). Overall, the thrust has
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Communication Accommodation Theory 129

Table 6.2 Attributions and Evaluations of Convergence and Divergence/Maintenance

Internal Attribution by
Recipient R of Speaker S External Attribution by R
Convergence Benevolent Intent by S Malevolent Intent by S R Situational Constraints
e.g., R thinks that S is e.g., R thinks that S is e.g., R thinks that S is
converging because S converging because S is converging because of
wants them to become making fun of R’s social role and is forced
friends. accent. to do so.

Divergence/ Positive evaluation e.g., Negative evaluation


maintenance R thinks that S is e.g., R thinks that S is Less positive/negative
diverging/maintaining diverging/maintaining evaluatione.g., R thinks
because S wants to because S wants to that S is diverging/
remind R that this is show disdain or maintaining because S has
not S’s mother tongue disinterest in the not had an occasion to
(perceived self- interaction learn how to behave
handicapping strategy appropriately in another
by S). culture.
Positive evaluation Negative evaluation Less negative evaluation

been that both convergence and divergence/ situational norms and pressures have not yet
maintenance can involve affective as well as received the attention they deserve. Table 6.2
cognitive functions, and that both can be illustrates the diversity of possible attributions
attributed internally (to a positive or a negative (and, therefore, evaluations) for convergence
intent) or externally, so that both can lead to and divergence/maintenance.
positive or negative evaluations—perceptions Other research has also investigated the
and attributions are privileged over actual errors in attribution processes. This research
behavior. Nevertheless, statements of the shows that we do not attribute meaning objec-
propositions have maintained the original tively to the behaviors we evaluate, but that
form. In this chapter, we address this issue by attributions are biased. The “fundamental
first stating the general tendency to evaluate attribution error” describes our tendency to
convergence positively and divergence nega- overestimate the influence of internal factors
tively, and then specifying the moderating (personality, effort, intent) over external ones.
variables (or “conflicting variables”; Giles The “ultimate attribution error” (Hewstone,
et al., 1987, p. 39) that may change the valence 1990) adds intergroup processes to the attri-
of these evaluations. butional biases. If we are interacting with
Furthermore, the propositions in SAT men- ingroup members, we tend to attribute their
tion only internal attributions (to a positive or desirable behaviors to internal factors and
negative intent) and not external attributions their undesirable behaviors to external ones
(to situational pressures), as investigated by (situational constraints). Conversely, when
Simard et al. (1976; see also Ball et al., 1984; we interact with outgroup members, we tend
Gallois & Callan, 1991). SAT and CAT have to attribute their desirable behaviors to exter-
theorized the role of norms as constraints nal factors, and their undesirable behaviors
to accommodative processes, but social and to internal ones. The assumption of SAT is
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130 THEORIES FOCUSING ON ADAPTATIONS IN INTERACTIONS

that convergence in general reflects desirable only focus of the theory, which progressively
behavior and divergence/maintenance undesir- has grown into a theory of communication. A
able behavior, so that the integration of the significant number of new theoretical concepts
ultimate attribution error leads to the following have been inserted into the six original propo-
attributions: convergence by ingroup members sitions. Furthermore, proposals for further
attributed internally to benevolent intent; research and refinements abound in the papers
convergence by outgroup members attributed reviewed so far, which would lead to even
externally to situational constraints (and thus as more complex propositions. As Giles et al.
less desirable); divergence by outgroup members stated, the challenge for SAT in 1987 was
attributed internally to malevolent intent; diver-
gence by ingroup members attributed externally whether or not SAT can be expanded com-
(and thus as less undesirable). fortably to accommodate more and more
complexity in its propositional format. At
the same time, another challenge that
From SAT to CAT will have to be met involves explaining this
increased propositional complexity in terms
In their 1987 paper, Giles et al. assessed the of a parsimonious and unique set of integra-
first decade of SAT and presented a reformu- tive principles. (p. 41)
lation of its propositions in light of recent
research, renaming the theory communication In the next section, we consider how the
accommodation theory (CAT). As can be seen newly named CAT managed these challenges.
from Table 6.3, the propositions still followed
the original structure, with the exception of
PHASE 2: COMMUNICATION
the order of presentation.
ACCOMMODATION THEORY
These revised propositions introduce the
processes of self-presentation and impression Since 1987, CAT has been expanded into
management (see Baumeister, 1982, 1993; an interdisciplinary model of relational and
Giles & Street, 1994) as another theoretical identity processes in interaction (Coupland &
resource. Indeed, the production and reception Jaworski, 1997, pp. 241-242). It has been
of language behaviors can be understood applied to communication between different
in terms of the image that individuals want to social groups (cultures, generations, genders,
convey to others. According to self-presentation abilities) and within and between organi-
theory, communication is a process by which zations, in face-to-face interactions, as well as
individuals manage the impressions they make through different media (radio, telephone,
on others, attempting in particular to create a e-mail, etc.), in different countries, and by
positive impression on socially influential others researchers of diverse cultural and language
(e.g., by adopting speech features, like deep backgrounds (for a review of this variety, see
pitch, fast speech rate, standard accent, that Giles & Ogay, in press). In particular, com-
social knowledge associates with competence). munication between generations (Coupland,
This positive impression is crucial for the acqui- Coupland, Giles, & Henwood, 1988; Fox &
sition and maintenance of social power and Giles, 1993), along with communication
influence, and hence for positive self- and between cultures and linguistic groups (Gallois
group-esteem (see Ng & Bradac, 1993). et al., 1988; Gallois et al., 1995), has been
A comparison of these revised propositions significantly considered in the theoretical
to the first set shows how much subtler, and at development of CAT (in the further area
the same time broader, the theory had become. of intergender communication, see Abrams,
Speech and linguistic features are no longer the Hajek, & Murachver, in press, for a review).
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Communication Accommodation Theory 131

Table 6.3 SAT/CAT’s Revised Propositions (after Giles et al., 1987)


Convergence Divergence / Maintenance

Production 1. Speakers attempt to converge toward the speech 3. Speakers attempt to maintain their
AND NONVERBAL PATTERNS believed to be communication patterns, or even diverge
characteristic of their message recipients, BE THE away from their message recipients’
LATTER DEFINED IN INDIVIDUAL, SPEECH AND NONVERBAL
RELATIONAL, OR GROUP TERMS, when BEHAVIORS when they (A) DESIRE TO
speakers: (a) desire recipients’ social approval COMMUNICATE A CONTRASTIVE
(and the perceived costs of acting in an approval- SELF-IMAGE; (b) desire to dissociate
seeking manner are proportionally lower than the personally from the recipients or the
perceived rewards); (b) desire a high level of recipients’ definition of the situation; (c)
communicational efficiency; (C) DESIRE A SELF-, define the encounter in intergroup or
COUPLE-, OR GROUP PRESENTATION relational terms WITH
SHARED BY RECIPIENTS; (D) DESIRE COMMUNICATION STYLE BEING A
APPROPRIATE SITUATIONAL OR IDENTITY VALUED DIMENSION OF THEIR
DEFINITIONS; WHEN THE RECIPIENTS’ (E) SITUATIONALLY SALIENT IN-GROUP
ACTUAL SPEECH IN THE SITUATION OR RELATIONAL IDENTITIES; (d)
MATCHES THE BELIEF THAT THE SPEAKERS desire to change recipients’ speech
HAVE ABOUT RECIPIENTS’ SPEECH STYLE; behavior, for example, moving it to a
(F) SPEECH IS POSITIVELY VALUED, THAT more acceptable level; WHEN
IS, NONSTIGMATIZED; (G) SPEECH STYLE IS RECIPIENTS (E) EXHIBIT A
APPROPRIATE FOR THE SPEAKERS AS WELL STIGMATIZED FORM, THAT IS, A
AS FOR RECIPIENTS. STYLE THAT DEVIATES FROM A
VALUED NORM, WHICH IS (F)
CONSISTENT WITH SPEAKERS'
EXPECTATIONS REGARDING
RECIPIENT PERFORMANCE.

2. The magnitude of such convergence is a function 4. The magnitude of such divergence is a


of: (a) the extent of speakers’ repertoires, and (b) function of (a) the extent of the speakers’
individual, RELATIONAL, SOCIAL, and repertoires, and (b) individual,
contextual factors that may increase the needs for RELATIONAL, SOCIAL, and contextual
social comparison, social approval, and/or high factors increasing the salience of the
communicational efficiency. cognitive and affective functions in (3)
above.

Reception 5. Convergence is positively evaluated by message 6. Divergence is negatively rated by


recipients, THAT IS, WILL LEAD TO HIGH recipients when they perceive (A) A
RATINGS FOR FRIENDLINESS, MISMATCH TO THEIR OWN
ATTRACTIVENESS, AND SOLIDARITY when COMMUNICATIONAL STYLE; (B) A
recipients PERCEIVE (A) A MATCH TO THEIR MISMATCH TO A LINGUISTIC
OWN COMMUNICATIONAL STYLE; (B) A STEREOTYPE FOR A GROUP IN
MATCH TO A LINGUISTIC STEREOTYPE WHICH THEY HAVE MEMBERSHIP;
FOR A GROUP IN WHICH THEY HAVE (C) THE SPEAKER’S DIVERGENCE TO
MEMBERSHIP; (c) the speaker’s convergence to BE EXCESSIVELY DISTANT,
be optimally distant sociolinguistically, AND TO FREQUENT, FLUENT, AND
BE PRODUCED AT AN OPTIMAL RATE, ACCURATE; (d) the speaker’s style to
LEVEL OF FLUENCY, AND LEVEL OF depart from a valued norm; especially
ACCURACY; (d) the speaker’s style to adhere to when (E) PERCEIVED SPEAKER
a valued norm; ESPECIALLY WHEN (E) EFFORT IS HIGH; (F) PERCEIVED
PERCEIVED SPEAKER EFFORT IS HIGH; (F) SPEAKER CHOICE IS HIGH; (g)
PERCEIVED SPEAKER CHOICE IS HIGH; (g) perceived intent is selfish or malevolent.
perceived intent is altruistic or benevolent.

NOTE: The additions by Thakerar et al. (1982) are italicized; those by Street and Giles (1982) are underlined; the
additions inspired by Ball et al. (1984) are in bold font; and those by Giles et al. (1987) are in SMALL CAPS.
McLaughlin, M., Communication Yearbook 10, pp. 13-48, ©1987 by Sage Publications, Inc. Reprinted by Permission
of Sage Publications, Inc.
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132 THEORIES FOCUSING ON ADAPTATIONS IN INTERACTIONS

Working in the intergenerational context, inhibit accommodative moves, speakers take a


Coupland and colleagues (1988) replaced the psychological accommodative stance, depend-
original structure of SAT’s propositions with ing upon the salience of affective or cognitive
a model of the communication process as a motives and social or personal identities. As
path, starting with the psychological orienta- the interaction proceeds, their addressee foci,
tions of speakers; going through their goals strategies, behavior, and tactics change as a
and sociolinguistic strategies; and ending function of changing identity salience and the
with evaluations of the interaction, which are behavior of the other speaker, as well as of
dynamically related to orientations in subse- their perceptions and attributions about the
quent encounters. This model was taken up other’s behavior. Finally, speakers take their
again by Gallois et al. (1988), who developed evaluations of the other person and the inter-
CAT for the context of intercultural commu- action away with them, leading to future
nication, and also incorporated propositions intentions about interactions with the other or
from ELIT (Giles & Johnson, 1981, 1987). members of his or her ingroup.
In 1995, a second elaboration of CAT was It is worth asking whether this model
presented (Gallois et al., 1995). should really be constrained to intercultural
In the vast literature produced within contexts alone. Indeed, the “interculturalness”
CAT’s framework, the two papers by Gallois of the model is limited to the dimension of
and colleagues in 1988 and 1995 are the only individualism- collectivism, all other variables
publications to continue the task of developing being applicable in other intergroup contexts.
CAT’s propositions, although a number of Individualism-collectivism describes the rela-
other papers present formal models of the tive importance attached by a cultural group
accommodation process, particularly in the to the individual versus the group (e.g.,
contexts of health, emotions, and intergener- Triandis, 1995). According to Gallois and
ational communication (e.g., Williams et al., colleagues (1995), individualism-collectivism
1990). By problematizing issues of miscom- helps to characterize the strength and exclu-
munication and sociopsychological processes siveness of identification with ingroups.
in communication, CAT is especially relevant Collectivists belong to few ingroups and share
to the study of intercultural communication strong beliefs about ingroup identification and
and represents an alternative to the approach loyalty, whereas individualists belong to many
of communication effectiveness (see Gallois & ingroups and have weaker beliefs about iden-
Giles, 1998). Moreover, cultural groups (or tification and loyalty. Collectivists emphasize
groups with different linguistic codes or group identity and thus tend to make sharper
accents) were the most frequent ones studied distinctions between ingroup and outgroup. In
in the early days of the theory; from the start, contrast, individualists value group identities
this gave SAT and CAT an intercultural flavor. less and personal identity more. They have
Figure 6.1 presents the full CAT model, multiple and changing group identifications,
incorporating concepts and variables from and make more interpersonal than intergroup
all its variants. As can be seen, intergroup comparisons.
encounters are theorized as occurring in a These characterizations of individualists
sociohistorical context, which is a key influ- and collectivists have implications for the
ence on the initial orientation of speakers to study of communication accommodation
treat each other in intergroup terms, inter- processes. For example, individualists may
personal terms, or both. This part of the react to convergence from outgroup interlocu-
model shows the influence of SIT and ELIT. tors in a relatively positive manner, and con-
In the immediate interaction situation, which verge toward outgroup speakers reciprocally
is governed by norms that may enhance or as well. With softer intergroup boundaries,
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Communication Accommodation Theory 133

Sociohistorical Context
• History of intergroup relations
• Vitality and status of groups
• Intergroup boundaries
• Stability and legitimacy of intergroup relations
• Societal norms for intergroup contact
• Cultural values

Individual A Individual B
Initial Orientation Initial Orientation
• Perception of sociohistorical context • Perception of sociohistorical context
• Strength of identification with ingroups • Strength of identification with ingroups
• Perception of potential for conflict and • Perception of potential for conflict and
threat from outgroups threat from outgroups
• Interpersonal relationship history • Interpersonal relationship history
• Personal values • Personal values

Immediate Interaction Situation

Psychological Psychological
accommodation accommodation
Salience of personal Salience of personal
identities
N identities
O
Affective Cognitive R Affective Cognitive
motives motives M motives motives

Salience of social
S Salience of social
identities identities

Addressee foci Behavior Addressee foci


and Tactics and
accommodation accommodation
strategies Perceptions strategies
Attributions

Evaluation Evaluation

Future intentions to Future intentions to


interact interact
and accommodate and accommodate

Figure 6.1 Full Model of Communication Accommodation Theory, Containing All Variables From
Previous Versions of the Model
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134 THEORIES FOCUSING ON ADAPTATIONS IN INTERACTIONS

their thresholds for allowing linguistic basic CAT propositions” (p. 41). Gallois and
penetration by outgroup members may be Giles (1998) noted that
lower. Conversely, people from collectivistic
CAT has become very complex, so that the
cultures, who perceive harder intergroup
theory as a whole probably cannot be tested
boundaries, may react to attempts at commu-
at one time. This means that researchers
nicative convergence from outgroup members using CAT must develop mini-theories to
more negatively, and diverge from them more suit the contexts in which they work, while
if they perceive the convergence as overstep- at the same time keeping the whole of the
ping a valued cultural or national boundary. theory in mind. (p. 158)
In general, speakers from collectivistic cultures
are likely to diverge more from outgroup inter- Given the complexities of CAT’s history, it
locutors, both psychologically and linguisti- is not crystal clear what “basic CAT proposi-
cally, than their individualistic counterparts tions” (Shepard et al., 2001) or the “whole of
(Gallois et al., 1995; see Giles, 1979a, for the the theory” (Gallois & Giles, 1998) refer to. For
introduction of the ethnic boundary model). example, Gallois et al. (1988; Gallois et al.,
The dimension of individualism-collectivism 1995) adopted the hierarchical conceptual
is centrally interesting and important to intercul- structure proposed by Coupland et al. (1988).
tural communication. Nevertheless, other con- Accommodation is the big picture; when people
cepts in the theory can probably do the same want to accommodate, they use “attuning
work as this variable, in a more generic way. For strategies.” There are four strategies: inter-
example, to characterize how individuals relate pretability, discourse management, interper-
to their ingroups, both the 1988 and 1995 ver- sonal control, and approximation; Giles et al.
sions of CAT refer to dependence on the ingroup (1991) suggested two more—emotional expres-
(available alternatives for ingroup identification; sion or relationship-maintenance strategies
cf. Giles & Johnson, 1981) and solidarity with it and face-related strategies—that have recently
(strength of identification to the ingroup and begun to be studied. Under the approximation
satisfaction with it). More generally, the con- strategy, we find the original convergence,
cepts of social categorization and comparison divergence, maintenance, and speech comple-
processes, personal and social identity, and per- mentarity. This structure and the underlying
meability and softness of group boundaries have terminology are not always represented consis-
already been integrated in CAT and can proba- tently in texts and propositions, however. We
bly incorporate individualism and collectivism. attempt in this chapter to make the language of
This would be compatible with Gallois and CAT more consistent and clear.
Giles’s (1998) presentation of CAT as “a sys- Overall, it seems timely to consider the
tematic attempt to take account of intergroup achievements made so far in order to produce
and interpersonal variables, at macro and a revised set of propositions that can be con-
micro levels, in accounting for behavior in inter- sidered as the general theory, and to which
group interactions” (pp. 157-158).2 This is not specific context-driven subtheories can be
to deny how central intercultural communica- related. A general cross-contextual theory is
tion is to CAT, however, both as a key context even more important because theories focused
of intergroup encounters and as the most fully on specific contexts entail the risk of consider-
developed context of the theory. ing one group membership (culture, genera-
According to Shepard et al. (2001), while tion, gender) on its own, thereby overlooking
researchers first tended to apply CAT to a the multiplicity of identities that are negotiated
wide range of contexts, they are now formu- through communication (Gallois & Giles,
lating “specific context-driven theories using 1998; Gallois & Pittam, 1996).
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Communication Accommodation Theory 135

TOWARD PHASE 3 initial orientation) and what they take out of


it (their evaluations and future intentions for
This final section moves from the issues the partner and his or her social group). Within
discussed above into a revised formulation of the norm-constrained immediate interaction
CAT. The challenge is to formulate proposi- situation, speakers derive a psychological
tions that respect the principle of parsimony as accommodative stance, including the aspects of
much as possible, while making allowance for the interlocutor they are attending to (previ-
the richness of research findings. The revised ously called addressee focus), which influences
model is presented in Figure 6.2. Like previous the accommodative and nonaccommodative
models, it situates intergroup encounters in a strategies they adopt. We posit that behavior
sociohistorical context. This version highlights and tactics happen in a dynamic environment,
intergroup and interpersonal history, along influenced by the other’s behavior as well as
with norms and values. The model features an changing motives and identities. In addition,
interaction between two individuals, including behavior leads to perceptions of the interlocu-
what they bring into the interaction (their tor and attributions about his or her motives,

Sociohistorical Context
• Intergroup history
• Interpersonal history
• Societal/cultural norms and values

Individual A Individual B

Initial orientation Initial orientation

• Intergroup • Intergroup
• Interpersonal • Interpersonal

Immediate Interaction Situation

Psychological N Psychological
accommodation accommodation
O
Strategies R Strategies
• Accommodative • Accommodative
M
• Nonaccommodative • Nonaccommodative
S
Behavior
Tactics

Perceptions
Attributions

Evaluations Evaluations
Future intentions Future intentions

Figure 6.2 Revised Model of Communication Accommodation Theory as a General Theory of


Intergroup Communication
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136 THEORIES FOCUSING ON ADAPTATIONS IN INTERACTIONS

which in turn influence evaluations and future operates at two levels: a direct influence
intentions. In our view, this revised model through the opportunities for intergroup con-
foregrounds the key variables in CAT, leaving tact that are provided, and, more important
other variables for more specific contexts. for CAT, an indirect influence by means of
The present version of CAT is formulated interactants’ perceptions of the context. A
as a general framework for intergroup com- range of macro-level factors delineates the
munication. Specific contexts generate sub- intergroup power configuration reflected in
theories within CAT, for example for the interaction:
intergenerational (Coupland et al., 1988;
Giles, Coupland, Coupland, & Williams, • History of relations between the groups with
1992) or organizational (Gardner, Paulsen, which interactants identify;
Gallois, Callan, & Monaghan, 2001) commu- • Vitality of these groups (Giles, Bourhis, &
nication. As such, CAT highlights the fact that Taylor, 1977). A group’s vitality is influenced
intergroup encounters are never exclusively or by three structural factors: status (in terms of
economic and sociocultural prestige), demog-
permanently intercultural, intergenerational,
raphy, and the institutional support enjoyed
or other per se, but that different group member-
by the group. Giles et al. call vitality “that
ships may become salient during the same which makes a group likely to behave as
encounter and may affect the communication a distinctive and active collective entity in
process. intergroup situations” (p. 308).
Social identity theory (Tajfel & Turner, • Permeability (or impermeability) of inter-
1979) remains the major theoretical reference group boundaries (see Giles, 1979a); and
for CAT, along with attribution theory • Stability and legitimacy of intergroup relations
(Heider, 1958; Hewstone, 1990; Kelley, (see Giles, 1978).
1973). Reference to the similarity-attraction
hypothesis (Byrne, 1971), which inspired ear- Along with the value priorities of the
lier formulations, has been left out, as the culture (for a review of cross-cultural research
perception of intergroup and interpersonal on values, see Smith & Schwartz, 1997), these
similarity and distinctiveness has since devel- factors contribute to the establishment of
oped into an important topic within social societal norms for intergroup contact that
identity theory (e.g., Brewer, 1991; Jetten, specifies with whom, when, and how it is
Spears, & Manstead, 1999). In addition, we appropriate to interact. In particular, societies
have omitted references to anxiety/uncertainty where two or more ethnolinguistic groups of
management theory (e.g., Gudykunst, 1995), unequal vitality are in contact tend to establish
which also influenced earlier versions of CAT. norms regarding bilingualism, diglossia, and
code-switching.
Assumptions
A.2: Communication is about
CAT is based on three general assump-
both exchanges of referential
tions (A):
meaning and negotiation of
personal and social identities.
A.1: Communicative interactions are
This assumption refers directly to the
embedded in a sociohistorical context.
origin of CAT (Giles, 1973). Giles pointed
As stressed by sociolinguists (e.g., Gumperz, to the affective as well as cognitive functions
1992), communication never occurs in a of communicative behavior. Personal and
vacuum, but within a sociohistorical context. social identities are negotiated throughout the
The influence of context on communication communication process, whereby interactants
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Communication Accommodation Theory 137

regulate the social distance between themselves. outgroup members as well as prevailing social
As formulated in social psychology by Brewer and situational norms.
(1991; Brewer & Roccas, 2001) and in inter-
cultural communication by Ting-Toomey
Scope of CAT
(1993), interactants strive for a compromise
between two antagonistic identity needs: the These assumptions help to describe the
need for assimilation (or, in Ting-Toomey’s scope of the theory: what CAT does, and what
terms, desire to belong) and the need for differ- supplementary theory CAT relies on. First,
entiation (desire for uniqueness). CAT theorizes communication (and thence
accommodation) as motivated. The motiva-
tion in a specific communicative encounter
A.3: Interactants achieve the
may be intergroup, interpersonal, both (see
informational and relational functions
Giles & Hewstone, 1982), or neither (although
of communication by accommodating
the latter two are not included in the proposi-
their communicative behavior, through
tions below), and is influenced by the socio-
linguistic, paralinguistic, discursive,
historical context and more directly by the
and nonlinguistic moves, to their
initial orientations of participants.
interlocutor’s perceived individual
Second, CAT theorizes accommodative
and group characteristics
strategies, motivated by initial orientation
Accommodation is the process through and the salience of particular features of
which interactants regulate their communica- the interaction like the desire to appear similar
tion (adopting a particular linguistic code or or identify, to be clearly understood and to
accent, increasing or decreasing their speech understand, to maintain face, to maintain the
rate, avoiding or increasing eye contact, etc.) relationship, to direct the flow of discourse,
in order to appear more like (accommodation) and to maintain interpersonal control. Like
or distinct from each other (nonaccommo- initial orientation, accommodation is in part
dation, including counter-accommodation a function of the context, salient societal
through divergent or hostile moves, under- and situational norms, and salient behaviors.
accommodation through maintenance and Overall, motivation and perceptions are
unempathetic moves, and over-accommodation privileged over behavior as measured by out-
through oftentimes patronizing or ingratiating side observers. Even so, behavior is important
moves). These processes occur at the level because it is a major influence on the percep-
of communicative behavior per se (termed tions of recipients, which lead to attributions
“linguistic accommodation” by Thakerar et for behavior, evaluations of the other person
al., 1982), as well as at the psychological level and the encounter, and future intentions
(speakers’ motivations and perceptions). The toward the other person and his or her group
two levels may not coincide, for example, in (see Figures 6.1, 6.2).
situations characterized by status discrepancy CAT allows for the role of conver-
requiring complementarity (cf. Giles, 1980). In sational tactics—the ongoing behavioral
addition, objective linguistic accommodation moves that are driven by norms, the behavior
does not always equate to subjective linguistic of others, and so forth. This means that there
accommodation (as perceived by interactants; is no one-to-one correspondence between
Giles et al., 1991). This distinction highlights strategy and behavior, or between behavior
the importance of interactants’ perceptions, and evaluation (Gallois et al., 1995; Jones,
which are privileged in CAT. Interactants Gallois, Callan, & Barker, 1999). In addition,
have expectations regarding optimal levels of motivation and accommodative strategies can
accommodation, based on stereotypes about change throughout the course of an interaction
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138 THEORIES FOCUSING ON ADAPTATIONS IN INTERACTIONS

as a consequence of behavior or tactics involving anything from no previous interaction


(Gallois & Giles, 1998, give examples of such to a long-term relationship of intimacy or
changes in terms of accommodative dilem- enmity, and including salient personal values
mas). Overall, there is a cycle beginning with and identities. Thus, in the encounter, individ-
initial orientation and progressing through an uals are predisposed to a more intergroup or
interaction to future intentions, which influ- more interpersonal orientation to each other.
ence initial orientation in the next iteration.
Initial Orientation. This part of the model
This scope is large, but many processes are
concerns the extent to which A is predisposed
inevitably left out and must be described by
to have an intergroup or interpersonal orien-
other theories. First, it is important to have a
tation toward B, and thus with A’s motivation
well-developed theory of social norms or rules.
to accommodate or not to perceptions of B’s
CAT theorizes norms as part of the societal and
personal and group characteristics.
situational context, taking them as read but
emphasizing that intergroup and interpersonal
histories and initial orientation influence toler- P.1: A speaker A is
ance about their application. Norm theories predisposed to have
should themselves deal with social rules as a an intergroup orientation
function of the group memberships of interac- toward interacting with a
tants. Second, CAT relies on a thorough taxon- partner B, and be motivated
omy of verbal and nonverbal behavior, in terms toward nonaccommodation with B’s
of both function and meaning. CAT assumes perceived group characteristics when:
the existence of intergroup and interpersonal • There is a salient negative intergroup history
communicative markers, which have different between A’s and B’s ingroups AND
impacts, but the task of describing these is left to • A identifies strongly with one or few
other theory and research. Finally, CAT relies ingroups and perceives this ingroup’s vitality
crucially on attribution theory. CAT deals with to be low or makes insecure social compar-
attributions as moderators (e.g., evaluation of isons with B’s group OR
behavior is exaggerated when attributions are • A has had an earlier negative interaction
with another member of B’s group whom
internal; behavior is attributed more favorably
A perceived as typical of B’s group.
when the other is an ingroup member).
However,
Propositions
A is predisposed to have an
The propositions (P) below account for intergroup orientation but be
the process of communication accommoda- motivated to accommodate to B’s
tion in an intergroup encounter. They are writ- perceived group characteristics when:
ten with reference to Speaker A and Partner B;
of course, from B’s perspective, A is the part- • A is a member of a subordinate group with
which A identifies weakly, perceives the
ner. Encounters take place in a context that
group’s vitality to be low and intergroup
includes a salient intergroup history involving
boundaries to be soft, and perceives inter-
good or bad relations, social equality or
group relations to be legitimate and stable OR
inequality, and so forth. The context may be • A is a member of a dominant ingroup with
one of permeable or less permeable bound- high subjective vitality and perceives inter-
aries, and an intergroup status that is per- group relations as legitimate and stable OR
ceived to be more or less stable and legitimate. • A has had an earlier positive interaction with
The context also includes salient cultural values. a member of B’s group whom A perceived as
Further, there is an interpersonal history typical of B’s group.
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Communication Accommodation Theory 139

P.2: A speaker A is predisposed from the other (and thus gain a positive sense of
to have an interpersonal orientation identity based upon comparisons with B or B’s
toward interacting with a partner B groups). The relative importance of cognitive
and be motivated to accommodate to B’s and affective motives in determining psycho-
perceived personal characteristics when: logical accommodation is especially significant
when they do not coincide; for example, when
• A and B share a positive interpersonal history
AND the aim of facilitating comprehension requires
• A identifies weakly with salient ingroups or emphasizing similarity but the aim of identity
there are no salient ingroups. maintenance requires differentiation.

However, P.3: When A perceives


that personal identities are salient
A is predisposed to have an in the interaction, A’s psychological
interpersonal orientation but be accommodation is directed at the
motivated toward nonaccommodation with perceived personalcharacteristics of B;
B’s perceived personal characteristics when:
• A and B share a negative interpersonal rela- Whereas,
tionship history.
When A perceives that social identities are
Psychological Accommodation. Here, we salient in the interaction, A’s psychological
enter the interaction itself. Speaker A’s initial accommodation is directed at the
orientation is transformed into A’s immediate perceived group characteristics of B.
and ongoing intention to accommodate or not
P.4: When A has an intergroup orientation,
to B, through A’s experience of the interaction.
A is likely to perceive narrower, more
A’s psychological accommodation is shaped
constraining norms for the behavior of
by A’s perception of the salience of personal
outgroup members and wider, more
and social identities in the interaction and by
tolerant norms for ingroup behavior;
A’s conversational motives. Perceived situa-
tional norms for contact and accommodation,
Whereas,
as well as norms for other salient roles or
group memberships, place constraints on the When A has an interpersonal orientation,
forms accommodation can take (Ball et al., A is likely to perceive similar norms for
1984; Gallois & Callan, 1991). ingroup and outgroup members.
Both the cognitive motive of facilitating
comprehension and the affective motive of iden- P.5: When affective motives predominate
tity maintenance or development correspond to for A in the interaction, and A feels a
a dialectic about the amount of distance (or dif- need for assimilation, A is likely to
ference) to be expressed through communi- accommodate psychologically even at
cation. On the cognitive side, comprehension the cost of facilitating comprehension;
may be facilitated by either increasing similarity
(e.g., adopting the same language), or in other However,
situations by increasing dissimilarity (e.g., exag-
gerating one’s foreign accent). On the affective When affective motives
side, identity maintenance or development can predominate for A but A feels a
be attained either by trying to assimilate to the need for differentiation, A is likely to
other (and thus be recognized as an intimate or nonaccommodate psychologically, even
ingroup member), or by trying to differentiate at the cost of facilitating comprehension.
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140 THEORIES FOCUSING ON ADAPTATIONS IN INTERACTIONS

P.6: When cognitive motives emotional and relational needs, and face
predominate for A in the interaction, maintenance (Giles et al., 1991; Williams
and A feels that comprehension would be et al., 1990). When the focus is on B’s produc-
facilitated through increasing similarity tive language and communication, A may
with B, A is likely to accommodate employ approximation strategies of conver-
psychologically, even at the cost of gence, divergence, or maintenance, which
identity maintenance or development; involve mutual perceived behavioral influence.
The other foci may involve nonapproximation
However, strategies (Coupland et al., 1988). The first of
these is interpretability, resulting from a focus
When cognitive motives predominate for on B’s interpretive (mainly decoding) compe-
A and A feels that comprehension would tence or stereotypes about it, leading among
be facilitated through differentiating from other things to slower or simpler speech, more
B, A is likely to nonaccommodate use of questions to check understanding, and
psychologically, even at the cost of the choice of familiar topics.
identity maintenance or development. The second nonapproximation strategy,
discourse management, results from a focus on
P.7: In a status-stressing situation, A is
B’s conversational needs, and leads among
likely to accommodate psychologically
other things to sharing of topic choice and
to the sociolinguistic markers and
development, as well as shared conversational
behavior of the dominant group.
register. Interpersonal control results from a
Focus, Accommodative Strategies, and Behavior. focus on role relations, and leads to use of
The motivational force of psychological interruptions, honorifics, and the like, to keep
accommodation leads to the adoption of com- the other person in role or to allow freedom
municative strategies through A’s focus on the to change roles. Emotional expression, result-
needs or behaviors of B (earlier referred to as ing from a focus on B’s emotional or relational
addressee focus). These strategies were called needs, includes expressions of reassurance,
“attuning strategies” in earlier formulations of care, warmth, and so forth (e.g., Watson &
CAT, following Coupland et al. (1988); we Gallois, 2002). Finally, face strategies, resulting
have instead used the term accommodative from a focus on face maintenance, include pos-
strategies to be more consistent with the whole itive and negative face threats and face mainte-
course of SAT and CAT. Strategies may nance moves (cf. Brown & Levinson, 1987).
change across the course of an interaction as a These strategies, alone or in combination,
function of tactics and behavior. Indeed, as are used to manage the psychological and
represented in Abrams, O’Connor, and Giles’s sociolinguistic distance between interactants,
(2002) transactional model of the relationship making them more equal or emphasizing
between communication (accommodation) intergroup or interpersonal differences. While
and identity, the very perception of accom- there is some association between strategies
modative behaviors can trigger a social or per- and behavior, there is no necessary connection
sonal identity. Furthermore, foci and strategies between them. For example, discourse man-
may be mixed in a single interaction (not to agement is often reflected in topic develop-
mention across time). ment and turn-taking behaviors, but may be
Several main foci have been proposed, reflected in other behaviors, while topic devel-
including productive behavior, conversa- opment and turn taking can also reflect inter-
tional competence, conversational needs, role personal control or interpretability strategies
and power relations (Coupland et al., 1988), (Jones et al., 1999). Thus the model describes
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Communication Accommodation Theory 141

strategies and behaviors separately: Strategies intercultural contexts, a striking example


remain covert; only behaviors are apparent in involves foreigner talk, in which speakers
the situation. Behavior is the focal point “help” foreigners to understand by using a
through which the dynamic of the commu- simplified—and unknown (often incomprehen-
nicative process develops. sible)—version of their language, frequently
In CAT, there is one main path to accom- accompanied by exaggerated intonation and
modation: treating the other person more as loud volume. Over-accommodative behavior
an individual or ingroup member, and less as is paradoxical in that the speaker may have
a function of the other’s outgroup member- good intentions (or appear to), but behave in an
ship. Accommodation may involve any (or all) inappropriate way. Similarly, the receiver may
of the foci and strategies, but the underlying interpret the behavior interpersonally and thus
process is the same. On the other hand, non- evaluate it positively as accommodation. This
accommodation can take a number of forms. interpretation frequently occurs when inter-
The first is counter-accommodation (an elabo- group relations are not salient and the inter-
ration of the original divergence). When personal history is positive. When intergroup
speakers counter-accommodate, they utilize relations are salient and when speakers’ behav-
the strategies to maximize the difference ior is perceived as not accommodating to the
between themselves and the interlocutors as receiver’s own behavior or needs, it is likely to
individuals and, when intergroup relations are be interpreted as nonaccommodative, whatever
salient, as group members. This often involves the speaker’s intention. An important task for
negative and even hostile behavior. research is to specify and predict the conditions
In many interactions, however, nonaccom- in which each form of nonaccommodation—
modation takes a less obvious but also power- counter, under, or over—is most likely to occur
ful form. One way this can happen involves or be perceived to occur.
under-accommodation (an elaboration of
the original maintenance), in which speakers Attributions, Evaluations, and Future
simply maintain their own behavior and dis- Intentions. The final part of the model con-
course without moving at all toward the cerns reception, although we again highlight
behavior or conversational needs of interlocu- the transactive nature of accommodative
tors. Coupland et al. (1988) described this processes (Abrams et al., 2002). Essentially,
process for intergenerational communication CAT proposes that, all things being equal,
(see also Williams & Giles, 1996). In the inter- accommodative behavior is attributed inter-
cultural context, it can involve in extreme nally, evaluated positively, and results in posi-
cases the maintenance of a speaker’s language tive future intentions toward interactions with
even when the speaker is aware that the other the other person. In addition, when the other
person cannot speak the language and the person is considered to be a typical member of
speaker is competent in the other’s language. his or her ingroup, these positive intentions are
Finally, nonaccommodation can take the generalized to the whole group (cf. Hewstone,
form of over-accommodation (an elaboration 1990). Likewise, nonaccommodation is attrib-
of negatively perceived convergence). In this uted internally, evaluated negatively, and
case, speakers accommodate to their stereo- results in negative future intentions toward
types about interlocutors’ groups. Once again, interactions with the other person (and the
over-accommodation has been articulated other person’s group if it is an outgroup).
particularly for intergenerational communica- Of course, most of the time all things are not
tion, mainly as patronizing talk or secondary equal. As we noted above, social norms may
baby talk (e.g., Hummert & Ryan, 2001). In dictate how behavior is initially perceived. For
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142 THEORIES FOCUSING ON ADAPTATIONS IN INTERACTIONS

example, convergence that violates social norms P.10: When A evaluates B positively
is not labeled as accommodative (and may be in an interaction, A is likely to
perceived as over-accommodative; cf. Ball et al., have positive intentions toward
1984). In the same way, norm-following behav-
• Interpersonal interactions with B as an
ior is likely to be attributed more externally, individual or as an ingroup member;
and evaluated less extremely, than behavior • Interactions with other members of B’s group
that does not seem to be dictated by the situa- when A considers B to be a typical member of
tion. Third, all behavior by ingroup members this group;
tends to be evaluated more positively than the
same behavior by outgroup members, at least However,
when intergroup relations are salient. Finally,
future intentions toward an outgroup generalize When A evaluates B’s behavior
to interpersonal intentions toward the inter- positively, A is likely to maintain
locutor only when the interlocutor is perceived A’s original intentions toward
as a typical member of his or her group. B’s group when A considers B
These caveats lead to a plethora of proposi- to be an atypical group member.
tional permutations on the path from behavior
to future intentions. Gallois and colleagues P.11: When A evaluates B negatively
(1988; Gallois et al., 1995) derived a large in an interaction, A is likely to have
number of propositions in an attempt to capture negative intentions toward
this complexity. Looking back, this may be why • Interpersonal interactions with B as an
it has been difficult to develop hypotheses that individual;
test the propositions (see Gallois & Giles, 1998). • Interactions with other members of B’s
In this presentation, we have tried to cut through group, especially when A considers B to be a
the complexity by relying on attribution theory. typical member of this group;
We believe the propositions below capture the
essential characteristics but leave the nuances to However,
context-specific models and empirical research.
When A evaluates B’s
behavior negatively, A is likely to
P.8: When a speaker B maintain A’s original intentions
accommodates to a receiver toward B’s group when A considers
A, A is likely to interpret B to be an atypical group member.
the behavior and evaluate
B positively, especially when: These 11 propositions together delimit the
CAT model, with one caveat. The process of
• A attributes B’s behavior internally to benev- accommodation, like the process of communi-
olent intent OR
cation (cf. Harwood & Giles, in press), is
• B is a member of A’s ingroup.
dynamic. Thus, something may happen in an
interaction—sudden awareness (or change) of
P.9: When a speaker B the situation or relevant norms, unexpected
nonaccommodates to a receiver A, behavior (positive or negative) by the other
A is likely to interpret the behavior and person, a change to a more intergroup or inter-
evaluate B negatively, especially when personal frame of reference, and so forth—that
• A attributes B’s behavior internally to malev- shifts a speaker from an interpersonal to an
olent intent OR intergroup orientation (or vice versa) or from
• B is a member of a salient outgroup for A. an accommodative to a nonaccommodative
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Communication Accommodation Theory 143

stance (or vice versa). The accommodative CAT provides a comprehensive way to do this
dilemmas in Gallois and Giles (1998) go some without neglecting the interpersonal and idio-
way toward describing this phenomenon. This syncratic aspects of conversation.
means that the path from initial orientation to We have attempted in this chapter to clarify
future intentions has many twists and turns, the propositions of CAT to at least some extent.
and predicting it will never be a simple task. We have reduced their number from 17 in 1995
to 11 here. In doing this, we have acknowledged
the scope of CAT, invoked supporting theories
CONCLUSIONS
explicitly, and tried to make the use of terms
AND FUTURE DIRECTIONS
consistent. Our aim is to make CAT more acces-
So where are we now, after three decades with sible and easier for researchers to use to derive
communication accommodation theory, and testable hypotheses. In addition, we have tried to
where do we go from here? It is fair to say that make CAT more generic, so that researchers can
CAT has stood the test of time in that it is still develop more specific models for particular con-
generating research up to the present day. It texts. These models may invoke extra variables
has also spun off a number of more specific like values and personality, and situational char-
theories, of which communication predica- acteristics such as formality, task orientation,
ment of aging theory (Ryan et al., 1986) is per- and uncertainty management.
haps the most fully developed and productive A great deal of work is still to be done
example; in the health arena, Street’s (2001) before we understand the process of accommo-
linguistic model of patient participation in care dation fully and in detail. There is a need to
is also gaining momentum. It has provided explore the strategies beyond approximation,
the impetus for research in intercultural com- especially the more recently theorized strategies
munication, as well as intergenerational, of emotional expression and face maintenance.
intergender, interability, and organizational It will also be important to elaborate the
communication. In all these contexts, CAT impact of social norms as against intergroup
highlights the intergroup aspects of communi- relations. The role of multiple identities is a key
cation, something that many theories of inter- factor that has hardly been explored using
personal communication neglect. CAT, but that CAT can handle (see Jones
In the case of intercultural communication, et al., 1999). Finally, there are many important
the intergroup aspects of interactions are intergroup contexts where CAT has not been
always there. Intercultural encounters take developed at all, involving interactions in insti-
place in the context of an intergroup as well as tutionally driven contexts and elsewhere. Our
an interpersonal history, and in the context of hope is that CAT will be useful in all this
different (and sometimes contradictory) social research, and that in 30 years we (or others)
norms. Effective or good communication will be able to take stock of it again.
depends crucially on these factors. For this
reason, the communication skills models that
have been so prevalent in intercultural com- NOTES
munication training are frequently likely to
1. Sometimes “accommodation,” which at
fail (cf. Cargile & Giles, 1996; Gallois, 2003; the inception of SAT included both convergent and
Gallois & Giles, 1998; Hajek & Giles, 2003). divergent moves, became rather loosely associated
It is essential both for theory development with convergence. “Nonaccommodative” moves
and for effective applications that researchers included everything else: maintenance/divergence,
take full account of the intergroup aspect of and later under- and over-accommodation. See
intercultural, and indeed all, communication. Giles, McCann, Ota, and Noels (2002) for the
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144 THEORIES FOCUSING ON ADAPTATIONS IN INTERACTIONS

invocation of this distinction (following Williams & Brewer, M. B. (1991). The social self: On being
Giles, 1996) in the sphere of cross-cultural inter- the same and different at the same time.
generational communication. Personality and Social Psychology Bulletin,
2. Gallois and Giles (1998) do not present 17, 475-482.
propositions, but four “cases” showing how the Brewer, M. B., & Roccas, S. (2001). Individual
elements of the model interplay. values, social identity, and optimal distinctive-
ness. In C. Sedikides & M. B. Brewer (Eds.),
Individual self, relational self, collective self
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