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Received 15 May 2007; received in revised form 1 July 2007; accepted 3 July 2007
Available online 23 July 2007
Abstract
The present paper describes fundamentals, advantages and limitations of the Box-Behnken design (BBD) for the optimization of analytical
methods. It establishes also a comparison between this design and composite central, three-level full factorial and Doehlert designs. A detailed
study on factors and responses involved during the optimization of analytical systems is also presented. Functions developed for calculation of
multiple responses are discussed, including the desirability function, which was proposed by Derringer and Suich in 1980. Concept and evaluation
of robustness of analytical methods are also discussed. Finally, descriptions of applications of this technique for optimization of analytical methods
are presented.
© 2007 Elsevier B.V. All rights reserved.
Keywords: Box-Behnken design; Multivariate optimization; Experimental design; Analytical methods; Desirability function; Robustness
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 180
1.1. Application of multivariate techniques in analytical chemistry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 180
1.2. Factors and responses in multivariate optimization techniques . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 180
1.3. The robustness of analytical methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 181
1.4. Box-Behnken design as a tool for multivariate optimization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 181
2. Application of Box-Behnken designs (BBD) for optimization of analytical systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 182
2.1. Application of BBD for the optimization of the spectroanalytical method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 182
2.2. Application of BBD for the optimization of chromatographic methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 183
2.3. Application of BBD for the optimization of capillary electrophoresis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 184
2.4. Application of BBD for the optimization of electroanalytical methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 184
2.5. Application of BBD for the optimization of sorption process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 184
2.6. Other applications of BBD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 184
3. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 184
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 185
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 185
0003-2670/$ – see front matter © 2007 Elsevier B.V. All rights reserved.
doi:10.1016/j.aca.2007.07.011
180 S.L.C. Ferreira et al. / Analytica Chimica Acta 597 (2007) 179–186
pharmaceutical preparations employing capillary electrophore- ior is quite different and is described by a second principal
sis. They used a desirability function to simultaneously optimize component.
five responses: the three resolutions, the analysis time and the
capillary current [51]. Ortiz et al. reported the use of a desir- 1.3. The robustness of analytical methods
ability function to optimize instrumental responses obtained
in analysis involving electroanalytical methods. Two applica- In validation studies multivariate optimization techniques are
tions were discussed: (1) the simultaneous maximization of also used for determination of robustness, which is defined as
the peak current and minimization of its standard deviation the capacity of an analytical method to reproduce results when
for the determination of copper(II) by differential pulse anodic the procedure is performed under small changes in the nominal
stripping voltammetry; and (2) the simultaneous maximization values of the experimental factors established in the optimization
of the peak current and minimization of the blank signal for step [59,60,45,61–63].
the determinations of nickel(II) and indomethacin by adsorp-
tive stripping voltammetry. In all these cases, the experimental
1.4. Box-Behnken design as a tool for multivariate
conditions for which the optima are found for each individual
optimization
response are quite different so one is required to look for a com-
promise solution, that can be achieved using the desirability
Box-Behnken designs (BBD) [64] are a class of rotatable
function [52]. A method was developed for the determination
or nearly rotatable second-order designs based on three-level
of pesticide multiresidues by matrix solid-phase dispersion and
incomplete factorial designs. For three factors its graphical rep-
gas chromatography. The authors employed a desirability func-
resentation can be seen in two forms:
tion to optimize simultaneously pesticide recoveries and matrix
cleanup [53]. Concha-Herrera et al. [54] performed a chromato-
graphic separation procedure for the determination of proteic 1a. A cube that consists of the central point and the middle
primary amino acids. They used a desirability function involv- points of the edges, as can be observed in Fig. 1a.
ing resolution(s) between peaks (and) analysis time during the
optimization step of method. Simultaneous optimization of the
resolution and analysis time was achieved using Derringer’s
desirability function for a method proposed for the determina-
tion of of phenyl thiohydantoin amino acids employing micellar
liquid chromatography [55].
Other multi-response functions have been also proposed but
these are not based on the Derringer–Suich desirability function
[48]. These were established considering mainly the objective
of the analytical system being optimized. Then, during the opti-
mization step of an on-line pre-concentration system for the
determination of copper by flame atomic absorption spectrome-
try, Ferreira et al. proposed a multi-response function, involving
analytical signal (absorbance) and pre-concentration time. This
multi-response function was called “sensitivity efficiency” and
it has been defined as the analytical signal obtained for an on-
line enrichment system for a pre-concentration time of 1 min
[56]. This multi-response function was also used for the opti-
mization of an on-line pre-concentration system proposed for the
determination of lead using FAAS [57] and in another method
performed for selective extraction and determination of cat-
echol in water samples, using a polymeric sorbent based on
molecular imprinting technology with subsequent determina-
tion by differential pulse voltammetry. The sensitivity efficiency
was determined considering the electrochemical signal and the
pre-concentration time [37]. During the optimization of a pre-
concentration procedure using cloud point extraction for the
determination of six metal ions (cadmium, chromium, cop-
per, manganese, nickel and lead) employing ICP OES, another
multiple response function was found for obtaining of a simul-
taneous pre-concentration condition [58]. The behaviors of five
of these ions as a function of varying experimental condi-
tions are highly correlated and can all adequately be described
by a first principal component whereas the nickel ion behav- Fig. 1. (a) the cube for BBD and three interlocking 22 factorial design (b).
182 S.L.C. Ferreira et al. / Analytica Chimica Acta 597 (2007) 179–186
Table 2
Coded factor levels for Box-Behnken designs for optimizations involving four and five
factors
S.L.C. Ferreira et al. / Analytica Chimica Acta 597 (2007) 179–186 183
Table 3
Comparison of efficiency of central composite design (CCD), Box-Behnken design (BBD) and Doehlert design (DM)
Factors (k) Number of coefficients (p) Number of experiments (f) Efficiency (p/f)
2 6 9 7 – 0.67 0.86 –
3 10 15 13 13 0.67 0.77 0.77
4 15 25 21 25 0.60 0.71 0.60
5 21 43 31 41 0.49 0.68 0.61
6 28 77 43 61 0.36 0.65 0.46
7 36 143 57 85 0.25 0.63 0.42
8 45 273 73 113 0.16 0.62 0.40
phase for extraction of chromium VI. BBD was used for opti- using the optimized conditions was performed for six other ele-
mization of the experimental factors [66]. Chemical factors of ments [74]. Table 4 summarizes applications of BBD for the
a method proposed for the quantification of amikacin in phar- optimization of chemical systems involving spectroanalytical
maceutical formulations were optimized also using BBD [67]. techniques.
Otero-Rey et al. used BBD for optimization of several experi-
mental parameters on arsenic and selenium leaching from coal 2.2. Application of BBD for the optimization of
fly ash samples and their determination using hydride generation chromatographic methods
coupled with atomic fluorescence spectrometry (HG AFS) [68].
Ferreira et al. proposed two on-line pre-concentration systems Carasek and coworkers optimized a microextraction pro-
for the determination of cadmium and lead in drinking water cess for the determination of 2,4,6-trichloroanisole and
by FAAS employing knotted reactor and 1-(2-pyridylazo)-2- 2,4,6-tribromoanisole in wine samples employing BBD [75].
naphthol (PAN) as complexing reagent. In both methods, the Pyrzynska and coworkers used BBD for optimization of the
optimization step was performed using BBD [69,70]. Zougagh derivatization reaction established during the development of a
et al. developed an on-line system for the pre-concentration and method proposed for the determination of aliphatic aldehydes by
determination of lead in water using ICP OES. The solid phase HPLC [76]. BBD was used for optimization of a procedure using
extraction process was optimized using BBD [71]. Bosque- microwave-assisted extraction proposed for the determination of
Sendra et al. [72] described the advantages of the BBD as persistent organochlorine pesticides in sediment using GC–MS
response surface methodology for obtaining second order mod- [77]. McKenon and coworkers used BBD for optimization of
els in full detail. They used this design for re-optimization of method involving supercritical fluid extraction for the determi-
the pararosaniline classical method for the determination of nation of fatty acid composition of castor seeds using GC-FID
formaldehyde employing MAS. A comparison with the classical [78]. The separation process performed for the determination of
method [73], which was optimized using a univariate strategy, captopril in pharmaceutical tablets using HPLC was optimized
revealed that the re-optimized procedure using BBD has a sensi- also using BBD [79]. Petz and coworkers proposed a CG–MS
tivity almost twice as large as the univariate result. BBD was used method for the determination of aminoglycoside antibiotics.
also for the optimization of the factors of a direct-current plasma BBD was used for the optimization of the derivatization reac-
system. The factors involved were horizontal position, vertical tion [80]. Walters and Qiu employed BBD for the optimization
position, nebulizer pressure and electrode sleeve pressure. Three of the separation process of hydroxamates (arginine, leucine,
responses (precision, drift and sensitivity) were evaluated. All threonine, histidine and Tryptophan) using paper chromatogra-
the optimization was carried out by quantification of the cop- phy [81]. Table 5 presents applications of BBD for optimization
per signal. An evaluation of the performance of the equipment of chromatographic methods.
Table 4
Application of BBD for the optimization of spectroanalytical methods
Analyte Sample Analytical technique Optimized parameters References
Sequential injection analysis (SIA); molecular absorption spectrophotometry (MAS); knotted reactor (KR); hydride generation coupled with atomic fluorescence
spectrometry (HG AFS); solid phase extraction (SPE); inductively coupled plasma optical emission spectrometry (ICP OES).
184 S.L.C. Ferreira et al. / Analytica Chimica Acta 597 (2007) 179–186
Table 5
Application of BBD for the optimization of chromatographic methods
Analyte Sample Chromatographic technique Optimized process References
2,4,6-trichloroanisole (2-4-6TCA); 2,4,6-tribromoanisole (2-4-6TBA); gas chromatography and electron-capture detection (GC-ECD); high performance liquid
chromatography (HPLC); gas chromatography–mass spectrometry (GC–MS); gas chromatography with flame ionisation detection GC-FID; paper chromatography
(PC).
2.3. Application of BBD for the optimization of capillary the optimization of the sorption process of verofix red using a
electrophoresis biopolymer [92].
Gong and coworkers compared response surfaces based on 2.6. Other applications of BBD
complementary three-level Box-Behnken, face-centered central
composite and full factorial designs during the optimization of Matthews et al. used BBD for the optimization of an enzy-
procedures employing capillary electrophoresis (CE) for the matic procedure for the determination of arsenic in aqueous
determination of tamsulosin enantiomers [82] and also ascor- solutions [93].
bic acid and isoascorbic acid [83]. These authors concluded Silva and coworkers developed a study in order to detect
that the optimizations using the three designs furnished similar the most important factors that effect the formation of the four
and efficient results. A procedure for neuropeptide separation trihalomethanes (THM) (chloroform, bromodichloromethane,
employing CE was optimized using BBD [84]. Ragonese et chlorodibromomethane and bromoform) in water disinfection
al. performed a separation procedure for the determination of processes using chlorine. BBD was used during the optimization
ethambutol hydrochloride in pharmaceutical formulations using step [94].
CE. The optimization step was carried out using BBD [85]. Petz and Lamar developed a receptor protein microplate
Hows et al. proposed a method for separation and determina- assay for the detection and determination of penicillins and
tion of sulphonamides, dihydrofolate reductase inhibitors and cephalosporins with intact beta-lactam in milk, bovine and
beta-lactam antibiotics also employing CE. The experimental porcine muscle juice, honey and egg samples. The optimization
factors were optimized using BBD [86]. step was performed using BBD [95].
Wu and coworkers developed a photoelectrocatalytic oxida-
2.4. Application of BBD for the optimization of tion system using a Ti/TiO2 electrode for the degradation of
electroanalytical methods fulvic acid (FA). The optimization step was carried out using
BBD [96].
BBD has not been used for the optimization of electro- BBD was employed for the optimization of an electrochem-
analytical methods. Only a procedure employing adsorption ical process using reticulated vitreous carbon-supported-on-
stripping voltammetry for the determination of nalidxic acid and polyaniline cathodes for the reduction of hexavalent chromium
7-hydroximethylanalidxic acid in urine samples was established of industrial wastewater samples [97].
using this design [87]. Rajkumar et al. investigated the electrochemical oxidation
process of phenol using a Ti/TiO2 –RuO2 –IrO2 anode. The
2.5. Application of BBD for the optimization of sorption experimental factors were optimized using BBD [98].
process
3. Conclusions
Kannan et al. proposed the use of straw carbon for the
adsorption of the copper(II), cadmium(II) and nickel(II) metal The Box-Behnken is a good design for response surface
ions. The optimization step was carried out using BBD [88]. methodology because it permits: (i) estimation of the param-
Madaria et al. applied carbon aerogel for electrolytic removal eters of the quadratic model; (ii) building of sequential designs;
of mercury from aqueous solutions. Experimental factors were (iii) detection of lack of fit of the model; and (iv) use of blocks.
optimized employing BBD [89]. Activated carbon immobi- A comparison between the Box-Behnken design and other
lized with Pseudomonas putida was evaluated as solid phase response surface designs (central composite, Doehlert matrix
for extraction of phenol. The optimization step was performed and three-level full factorial design) has demonstrated that the
using BBD [90]. The optimization of the adsorption process of Box-Behnken design and Doehlert matrix are slightly more effi-
Rhodamine 6G from water using both chitosan and activated cient than the central composite design but much more efficient
carbon was performed also using BBD [91]. BBD was used for than the three-level full factorial designs.
S.L.C. Ferreira et al. / Analytica Chimica Acta 597 (2007) 179–186 185
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