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FOURTH SECTION

DECISION
Application no. 24587/13
Florin URZICĂ
against Romania

The European Court of Human Rights (Fourth Section), sitting on


4 April 2017 as a Committee composed of:
Paulo Pinto de Albuquerque, President,
Iulia Motoc,
Marko Bošnjak, judges,
and Andrea Tamietti, Deputy Section Registrar,
Having regard to the above application lodged on 8 April 2013,
Having regard to the observations submitted by the respondent
Government and the observations in reply submitted by the applicant,
Having deliberated, decides as follows:

THE FACTS
1. The applicant, Mr Florin Urzică, is a Romanian national, who was
born in 1969 and is detained in Jilava Prison.
2. He had been granted legal aid and was represented before the Court
by Ms D. O. Hatneanu and Mr S. Grecu, lawyers practising in Bucharest.
3. The Romanian Government (“the Government”) were represented by
their Agent, Ms C. Brumar, from the Ministry of Foreign Affairs.

A. The circumstances of the case

4. On 29 February 2012 the applicant was arrested on suspicion of theft


and brought to Bucharest police station. He alleged that he had been beaten
by police officers during his arrest and at the premises of the police station
to force a confession to a few thefts.
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5. On the same day, the applicant was taken to the prosecutor’s office
attached to the Bucharest District Court to be questioned. As he complained
of strong pain in the cervical area and his upper jaw, an ambulance took him
to Bucharest Emergency Hospital.
6. According to the medical certificate produced upon his discharge
from hospital on 1 March 2012, the applicant had facial injuries with severe
black eyes and an injury on his right leg. He was also diagnosed with a
cervical spine injury and it was recommended that he use a cervical collar
for fourteen days.
7. The applicant brought criminal proceedings against the police officers
involved in his arrest and questioning, complaining of ill-treatment.
8. On 11 March 2014 the prosecutor’s office attached to the Bucharest
Court of Appeal decided to open a criminal investigation concerning the
offences of abusive behaviour and torture.
9. On 21 March 2014 the prosecutor’s office decided not to institute
criminal proceedings, finding that the violence to which the applicant had
been subjected had not been committed by the defendants.
10. The applicant challenged that decision before the chief prosecutor.
By a decision of 14 April 2014 the chief prosecutor partly allowed the
complaint. It changed the legal basis for the discontinuation of the
investigation from Article 16 § 1 (c) into Article 16 § 1 (b) of the Code of
Criminal Procedure (“the CCP”). Thus, instead of dismissing the complaint
on the grounds that the ill-treatment had been committed by other persons, it
found that the police officers had caused the injuries but without intention.
It noted that according to the evidence in the file the applicant’s injuries
mentioned in the medical documents had been caused because he had
resisted arrest when caught red-handed.
11. The applicant was notified of the decision on the same day. In a
letter accompanying the decision, it was mentioned that his complaint had
been allowed and that he could challenge the decision before a more senior
prosecutor under Article 399 of the CCP within twenty days. However, the
applicant did not lodge an appeal against the chief prosecutor’s decision.

B. Relevant domestic law

12. On 1 February 2014 a new CCP entered into force.


13. Article 16 § 1 of the CCP provides that criminal proceedings cannot
be instituted and, if instituted, cannot be continued if, inter alia, the act
committed is not proscribed by criminal law or was not committed with the
mens rea required by law (sub-paragraph (b)) and/or if there is no evidence
that the defendant committed the offence (sub-paragraph (c)).
14. The prosecutor’s decisions can be challenged by the victim first
before the chief prosecutor under Article 399 of the CCP and then, if the
former dismisses the complaint, before the judge of the pre-trial chamber
URZICĂ v. ROMANIA DECISION 3

(Articles 340-42 of the CCP). Under Article 340 of the CCP an applicant
can lodge an appeal against the decision of the chief prosecutor within
twenty days of the date on which the decision was communicated to him.
15. The Constitutional Court held in its decision no. 599 of 21 October
2014 published in the Official Gazette no. 866 of 5 December 2014 that
Article 341 § 5 of the CCP was unconstitutional. It considered that the
procedure by which the pre-trial chamber judge decided on a complaint
against decisions of non-prosecution or dismissal of charges “without the
participation of the individual bringing the complaint, the prosecutor and the
defendant” infringed the right to a fair trial in terms of the adversarial and
oral arguments principles.
16. Pursuant to Article 147 § 4 of the Romanian Constitution
republished on 31 October 2003, “[d]ecisions of the Constitutional Court
shall be published in the Official Gazette of Romania. As of their
publication, decisions shall be generally binding and effective only for the
future”. Pursuant to Article 147 § 1 of the Constitution, the provisions of the
laws, ordinances and regulations in force found to be unconstitutional cease
to have legal force within forty-five days of the publication of the decision
of the Constitutional Court if, in the meantime, the Parliament or the
Government, as the case may be, cannot bring the said provisions into line
with the provisions of the Constitution.

COMPLAINTS
17. The applicant complained under Article 3 of the Convention that he
had been subjected to inhuman and degrading treatment by police officers
and that the ensuing criminal investigation into the incident had been
ineffective.

THE LAW
18. The applicant complained of the ill-treatment to which he had
allegedly been subjected on 29 February 2012 and the lack of an effective
investigation.
He relied on Article 3 of the Convention, which reads as follows:
“No one shall be subjected to torture or to inhuman or degrading treatment or
punishment.”
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A. The parties’ submissions

19. The Government submitted that the applicant had failed to exhaust
effective domestic remedies as he had failed to challenge the chief
prosecutor’s decision of 14 April 2014 upholding the termination of the
criminal investigation into the events of 29 February 2012. The applicant
could have lodged an appeal against the decision within twenty days of the
date on which the prosecutor’s decision had been communicated to him on
the basis of Article 340 of the CCP (see paragraph 14 above).
20. The applicant submitted that the pre-trial chamber procedure
initiated by lodging a complaint against the prosecutor’s decision under
Article 340 of the CCP could not be considered an effective remedy for the
establishment of the facts and circumstances of his ill-treatment as
Article 341 § 5, which governs the pre-trial chamber procedure, had been
declared unconstitutional by the Constitutional Court in a decision delivered
on 21 October 2014 (see paragraph 15 above). In that decision the
Constitutional Court had held that the new pre-trial chamber procedure had
been non-compliant with the principle of adversarial proceedings and
equality of arms and that this had therefore exempted him from the
obligation to pursue the remedy proposed by the Government.
21. The applicant also claimed that the letter accompanying the chief
prosecutor’s decision had provided him with partial, confusing and
misleading information. Firstly, in the letter it had been stated that his
challenge to the prosecutor’s decision of 21 March 2014 had been allowed.
The applicant acknowledged that he had also received the chief prosecutor’s
decision stating that the chief prosecutor had only changed the legal basis
for dismissing his criminal complaint (see paragraph 10 above). However,
the applicant, given his lack of education, had not been able to understand
that his criminal complaint had in fact been dismissed. Moreover, the letter
had contained misleading information concerning the possible challenges to
the chief prosecutor’s decision of 14 April 2014. Thus, the letter had stated
that the applicant could challenge the decision before a more senior
prosecutor under Article 399 of the CCP (see paragraph 11 above), a
remedy that the applicant had already exhausted, and had not mentioned at
all lodging a challenge with the judge of the pre-trial chamber under
Article 340 of the CCP. The applicant concluded by pointing out that he
could not be held liable for not exhausting domestic remedies given the
recent coming into force of the new CCP, his vulnerability due to his
incarceration, and his lack of education and financial means to hire a
lawyer.
URZICĂ v. ROMANIA DECISION 5

B. The Court’s assessment

22. The Court reiterates that States are dispensed from answering before
an international body for their acts before they have had an opportunity to
put matters right through their own legal system, and those who wish to
invoke the supervisory jurisdiction of the Court as concerns complaints
against a State are thus obliged, first of all, to use the remedies provided by
the national legal system (see Mocanu and Others v. Romania [GC],
nos. 10865/09, 45886/07 and 32431/08, § 221, ECHR 2014 (extracts)).
23. The obligation to exhaust domestic remedies therefore requires
applicants to make normal use of remedies which are available and
sufficient in respect of their Convention grievances. The existence of the
remedies in question must be sufficiently certain not only in theory but in
practice, failing which they will lack the requisite accessibility and
effectiveness. To be effective, a remedy must be capable of remedying
directly the impugned state of affairs and must offer reasonable prospects of
success (see Gherghina v. Romania (dec.) [GC], no. 42219/07, § 85, 9 July
2015).
24. On the contrary, there is no obligation to have recourse to remedies
which are inadequate or ineffective (see Akdivar and Others v. Turkey,
16 September 1996, § 67, Reports of Judgments and Decisions 1996-IV).
However, the existence of mere doubts as to the prospects of success of a
particular remedy which is not obviously futile is not a valid reason for
failing to exhaust that avenue of redress (see Vučković and Others v. Serbia
(preliminary objection) [GC], nos. 17153/11 et al., § 74, 25 March 2014).
On the contrary, it is in the applicant’s interests to apply to the appropriate
court to give it the opportunity to develop existing rights through its power
of interpretation (see Ciupercescu v. Romania, no. 35555/03, § 169, 15 June
2010).
25. In reviewing whether the rule on exhaustion has been observed, it is
essential to have regard to the particular circumstances of each individual
case (see Akdivar and Others, cited above, § 69, and Baumann v. France,
no. 33592/96, § 40, ECHR 2001-V).
26. In response to the Government’s objection that the applicant failed to
appeal to the pre-trial chamber judge against the chief prosecutor’s decision
of 14 April 2014 under Article 340 of the CCP, the Court observes that the
remedy in question entered into force on 1 February 2014 following the
adoption of a new CCP (see paragraph 12 above).
27. Under Article 340 of the new CCP the applicant could have lodged a
complaint against the chief prosecutor’s decision not to institute criminal
proceedings against his alleged aggressors within twenty days of the day on
which that decision had been communicated to him (see paragraph 14
above).
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28. The Court notes that the applicant did not lodge a complaint against
the chief prosecutor’s decision claiming that: (i) the domestic authorities
had provided him with misleading information concerning the remedy he
had had to pursue; (ii) he had lacked the level of education to understand
that his complaint had been dismissed; and (iii) the procedure before the
pre-trial judge could not be considered as an effective remedy as the article
of the CCP, which governs the pre-trial chamber procedure, had been
declared unconstitutional by the Constitutional Court on 21 October 2014
(see paragraphs 20 and 21 above).
29. The lack of education or the claim that he had received misleading
information about the domestic procedure he had to follow in order to
challenge the chief prosecutor’s decision cannot, in the eyes of the Court,
discharge the applicant – a person with full legal capacity – from the
obligation to pursue the domestic proceedings for the following reasons.
While it is true that by simple error the chief prosecutor had informed the
applicant that he could lodge a complaint against his decision with “a more
senior prosecutor” under Article 399 of the CCP (see paragraph 11 above),
the Court notes that instead of trying to understand why the same legal
avenue that he had already pursued had been indicated to him, the applicant
preferred to remain passive and to later invoke that he was not aware of the
applicable legal provisions concerning an appeal with the judge of the
pre-trial chamber. If he had really wished to challenge the decision he could
have lodged a complaint against that decision with the chief prosecutor
under Article 399 of the CCP, as indicated in the letter accompanying the
decision. That undertaking would have made clear to the domestic
authorities that he intended to challenge the chief prosecutor’s decision.
Moreover, the chief prosecutor had a legal obligation to send the complaint
to the competent authority, which in the present case was the judge of the
pre-trial chamber. In addition, the Court notes that the applicant was not
prevented from seeking the assistance of a lawyer, who could have advised
him about the procedure to follow. In his situation he could have applied for
legal aid as he had done in the proceedings before the Court (see
paragraph 2 above).
30. As regards the applicant’s allegation that the procedure before the
pre-trial chamber was not an effective remedy, the Court notes that on
21 October 2014 the Constitutional Court declared Article 345 § 1 of the
CCP unconstitutional on account of the fact that the procedure by which the
pre-trial chamber judge decided on a complaint against decisions of
non-prosecution or dismissal of charges infringed the right to a fair trial in
terms of the adversarial and oral arguments principles (see paragraph 15
above).
31. However, the Court further notes that according to the Romanian
Constitution, the Constitutional Court’s decisions become binding and
effective only after their publication in the Official Gazette and have effects
URZICĂ v. ROMANIA DECISION 7

only for the future (see paragraph 16 above). In the present case, the
Constitutional Court’s decision concerning the unfairness of the pre-trial
chamber procedure was published in the Official Gazette on 5 December
2014, a few months after the expiry of the applicant’s deadline for lodging
an appeal with the pre-trial judge.
32. The Court therefore considers that at the time the applicant should
have lodged an appeal with the judge of the pre-trial chamber in April or
beginning of May 2014, he had no reason to doubt the effectiveness of the
new procedure. Accordingly, he could not claim to be certain of the lack of
prospect of success of a complaint raised under these circumstances.
Moreover, the Court cannot speculate as to what would have been the
outcome of such an action.
33. For these reasons, the Court concludes that the arguments put
forward by the applicant to justify not challenging the decision of the chief
prosecutor are unconvincing. The application must therefore be rejected
under Article 35 §§ 1 and 4 of the Convention for non-exhaustion of
domestic remedies.

For these reasons, the Court, unanimously,

Declares the application inadmissible.

Done in English and notified in writing on 4 May 2017.

Andrea Tamietti Paulo Pinto de Albuquerque


Deputy Registrar President

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