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The Bulgarian Contribution to the Reception of Byzantine Culture in Kievan Rus': The Myths
and the Enigma
Author(s): FRANCIS J. THOMSON
Reviewed work(s):
Source: Harvard Ukrainian Studies, Vol. 12/13, Proceedings of the International Congress
Commemorating the Millennium of Christianity in Rus'-Ukraine (1988/1989), pp. 214-261
Published by: Harvard Ukrainian Research Institute
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The BulgarianContributionto
theReceptionofByzantineCulturein KievanRus':
The MythsandtheEnigma
FRANCIS J.THOMSON
Dichtet,erfindet,träumet, Ha cBeTeHHor.uaflOBOJibHO,
hto6h kto
schreibtRomane; aber nennt miõyjxbcKa3anHeyjiuöancb Boiraromyio
es auch ROMANE: HecooöpasHOCTbh MHorne3ejioCMHimieHbie
der Name der GESCHICHTE ist ee
jnoflHcTaHyTnepecKa3WBaTi>
heilig, entweihetihn nicht. 3a HCTOpHiecxyio
HCTHHHy.
AugustL. vonSchlözer,1768,52. OcmiH. Cchkobckhö,
1834,59.
events10orrelationswithforeign countries.11
Withregardto theroleplayedin theconversion byBulgarianclergy,itis
usuallyassumedthatthefirstpriestsin Kievan Rus' musthave come from
Bulgaria,12and theirrole as teachers,translators,and scribes is often
stressed,13
althoughthere is no agreementas to whence theycame: were
theydespatchedfromMacedoniaby Tsar Samuel,14or fromEast Bulgaria,
since971 partoftheByzantineEmpire,byEmperorBasil II,15or werethey
refugeesfromthe Bulgaro-Byzantine conflict?16Or again, did theyonly
advantage of the ensuing civil war to capture Berrhoia at the same time as
Vladimir took Cherson, viz. in 988 or 989,80but the sources know nothing
of any alliance between Samuel and Vladimir. Indeed it has been suggested
thatCherson was in rebel hands and thatVladimir's captureof Cherson was
part of his agreementwith Basil II.81 The suggestion that the embassy of
Moslem Bulgars to Kiev in 986 to persuade Vladimir to accept theirfaith
and his returnembassy in 987 to ascertain how they worship82in reality
reflect Kievan contacts with Macedonia about possible conversion83 is
unacceptable because, if thereis any historicaltruthbehind the storyof the
examination of the faiths,the Moslem Bulgars can only be those of the
Volga-Kama region, since the PrimaryChronicle has already reportedthe
baptism of the Danubian Bulgarians sub 869.84 The theorythat Michael
came fromSamuel's Macedonia thusbelongs to therealm of pure fancy.
The contradictorynatureof the data concerningMichael and Leo(ntius)
as the firsttwo metropolitansof Russia has long been the subject of com-
ment.85One attemptto reconcile the data has been to posit thatMichael was
the firsthierarchsent in 988, but thatLeontius was the firstmetropolitanas
86
Suggestedby Platon(Levsin),Hctophe,vol. 1, 39; it has beenacceptedby some histori-
ans,e.g Evgenij,Coõopa,64; Lebedincev, üoBoay,351; Bulgakov,Hctophh,vol. 1,31.
87
E.g. Lebedincev,Hakane,269, 272; Saxmatov,JlereHfla, 1100; Stokes,"Status," 436;
Golubinskij, HcTopmi,vol. 1, pt. 1, 278-81; some of thosewho are notsurewhether he ever
existedthinkthatifhe did,he was thePhotianhierarch, e.g. Polon'ska-Vasylenko, IlijjBaJiHHH,
19; Priselkov,O^epKH,39-40; Vlasovs'kyj,Hapnc, vol. 1, 20; Vlasto,Entry, 270.
Sòepkina,IIpocBemeHHH, 200, advancesa variantofthistheory:Michaelwas indeedthePho-
tianhierarchbutwas a Greekconsecratedto filla see at Chersonnewlycreatedby Photius.
This ignoresthefactthata see had existedat Chersonsinceat leastthelatefourth century:its
bishop,Aetherius, signedtheacta of the Second OecumenicalCouncilat Constantinople in
381, see Mansi, Conciliorum, vol. 3, 572. (The presenceof a bishopof Cherson,Philipp,at
thefirstOecumenicalCouncilat Nicaea in 325 is uncertain sincehis nameis onlyfoundin a
lateArabiclist,ed. Gelzeret al, Nomina,144- 180,cf. 160,and in a lateGreeklistprobably
translated fromtheArabic,ed. Bene§eviõ,CnncoK, 285-306, cf.295.
88 See
Poppe,Michat,243.
89 Even now it is still
beingclaimedthathe was thefirstmetropolitan, see Kuev,CT>,a6aTa,
15; Mixajlov,Pvchh,70; BishopNestor,KpemeHHe, 5; D. Angelov,E-hJirapnji, 52; Schiwaroff,
"Rolle," 148,andBakalov,"Politique,"p. 399.
One last theoryrelatingto TatiSoev's information about Michael should be mentioned.
Accordingto a chroniclefromwhichA. XrusõovsuppliedexcerptsforTatiscev,Photiuswrote
to Vladimirand Michaelin 991 to warnthemagainstRomanerrors, recounting interalia the
storyofPope Joan,see Tatiscev,Hctophh,vol. 2, 64. Brajcevs'kyj, ÜHCbMO, 35-8, claimsthe
epistlewas writtenbyPhotiusto Askoldin 863 andprovesthatJoanwas pope (855-57). This
is somemoreofhishistorical fiction, see aboven. 37.
yu Orlowski,
Defensa,41-8.
91 Friese,
Episcopatu,6-7, 27-8. The bookreferred to in Friese'stitleis SzymonOkolski's
Chioviensium et Czernichoviensium episcoporumsanctae et catholicaeEcclesiae Romanae
230 FRANCIS J.THOMSON
of somelatelegendwithno historical
reflection foundation.100
The thirdandmostrecentattempt to linktheearlyKievanhierarchy with
Bulgariais M. Priselkov'stheorythatoriginallythesee of Kiev depended
upon thatof Ochrid. Afterthe incorporation of East Bulgaria into the
ByzantineEmpireand thedepositionof thepatriarch Damián in 971, the
see was movedseveraltimes,101
patriarchal untilunderPatriarchPhilip(ca.
1000-ca. 1015)102it was finallylocated at Ochrid.103
The last patriarch
negotiatedthe surrenderof Maria, widow of Tsar John- Vladislav
(1015-18) to Basil II nearStrumicain 1018.104Withtheincorporation of
100
Okolski, Ortow and Friese were all uncritical historians who tended to collate all the
material which they found without evaluating the sources and this informationhas been
correctlydismissed as unhistoricalby Pelesz, Geschichte, vol. 1, 145; Abraham, Powstanie, 15,
n. 1.
101 See
Vojnov, IIpecjiaB, passim. On the question of the organization of the church in the
eastern part of Bulgaria incorporatedinto the Empire see P. Georgiev, "Eglise," and "Organi-
sation."
102 On him see
Prokié, "Postanak," 225; Snegarov, HcropHM, vol. 1, 26; Antoljak,
MaxeflOHHja,vol. 1, 680, 683; Vojnov, IIpecjiaB, 75; Sâbev, LfrpKBa,262.
103 See theNotitia
archiepiscoporum Achridanorumdrawn up at the time of Archbishop John
ComnenusofOhrid(1142-cll57),ed.FHB 14(1968), 109-11, cf. 109.
104 There is some
controversyas to who he was. All codices, except one, of John Scylitzes'
Synopsis historiarumcall the hierarchDavid, ed. Thurn,Ioannis, 357, the exception being the
13th-14th centurycodex Vindobonensis hist, graec. LXXIV, copied froma manuscriptwritten
in 11 18 by bishop Michael of Deabolis, who was especially interestedin Bulgarian historyand
made many additions and alterations,see Prokié, Zusätze. This codex calls the hierarchJohn,
ed. Thurn,Ioannis, 357 , n. 77. Since in the Notitia there is no mention of any David, Philip
being followed immediatelyby John,ed. FHB 14, 109-110, and since in his firstcharterfor
the newly established autocephalous archsee of Ochrid of 1019 Basil II confirmsJohn as
archbishop, ed. FHB 11 (1965) 40-44, cf. 41, it has been concluded that the last patriarch,
John,was confirmedin officewith the reduced rank of archbishop,thus B. Prokic, Zusätze, 48,
and idem, "Arhiepiskop," 270-76, 279-85; Priselkov, OnepKH,43; Litavrin,IlepeBopoT, 396.
In this case David would either have been a suffraganof John's or else Scylitzes was ill-
informed. The idea that there had been two hierarchs,David in the part of Bulgaria already
conquered by Byzantium, perhaps at Dorostolum or Preslav, and John at Ochrid in hitherto
independent Macedonia, who was confirmed in office, thus Zachariae von Lingenthal,
"Beiträge," 10, 17, is contradictednot only by the fact thatit was David, not John,who was at
Ochrid before the surrender,but also by the fact that it was John,not David, who became the
firstoccupant of the new archsee.
The idea thatJohnwas confirmedin officeis, however, a misreadingof the charterof 1019,
which makes it quite clear thatJohn,a monk, was being confirmedto his office,viz. it bestows
imperial sanction upon his canonical election: xòv e-oX-aßeaxaTov uovaxòv ìcoocvvr|v
àpxiETuaKOTEovBo-uÀ^apíaç eicupcoaap-Eveivai, ed. FHB 11,41. See Zlatarski,ApxHeiracKon,
464-72. That David was the last patriarch (cl015-18) and John the first archbishop
(1019- 1036/7) is furtherborne out both by the fact thatJohnZonaras, Annales, xvii, 9, ed. PG
135, 165, also calls the last occupant of the see before the conquest David, and by the fact that
the Vienna codex of Scylitzes' Synopsis states that among the captive Bulgarians paraded in
Basil II's triumphalentryinto Constantinople in 1019 was the hierarch of the Bulgarians, ed.
ThurnIoannis, 365. Zlatarski,ApxHenncKon,472, arbitrarilydismisses this latterfact as a later
addition by the copyist of the codex (and not by Michael of Deabolis) on the specious grounds
232 FRANCIS J.THOMSON
114 PSRL The variants are «l>tt>> ILibCKOBa,ILiecKOBa, IlbCKOBa, see Scheffer,
1, 29.
Apparat,83.
115 Ed. ähthh, app. 7-8, cf.7. On thedating,ibid.,24-32. The SouthSlav
Serebrjanskij,
redaction, ed. ibid.,app. 6-7, whichis closerto thelostoriginalRusianversionthanthesur-
vivingRusianredaction andis perhaps,ibid.,14,ofthemid-12thcentury, does notspecifyher
origins.Since latervitaerecordthe legendthatshe predictedthefoundation of Pskov,they
place herbirthelsewhere,viz. in thenearbyvillageof Vybuto,thusthe 16thcentury vita,ed.
ibid.,app. 8-12, cf. 8, 10, or Vybutts(k)aja,thusthevitaof theLibergraduum,PSRL 21,1,
6-31, cf.6, 22. Fora bibliography ofthelegendslinkingOlga to Pskov,see Ikonnikov, Ohht,
vol. 2,pt. 1,851,854.
110 Ed. Leonid (Kavelin),Otpmbok, 295-99, cf. 296. The fragmentary chroniclecoversthe
period 862- 1174, but begins witha princelygenealogy in which the lastnamed princeis Dmi-
trijIvanovich(1483-1509), grandsonof Ivan III of Muscovy(1440- 1505),ed. ibid.,296. It
is foundin the 16th-century codex Uvarov206 and has also been editedby Pavlova,JleTo-
rmceii,8-ll,cf.9.
117 Leonid (Kavelin),Poloni,217, 219. Cf. Leo diaconus,Historia,vii, 8, PG 117, 857:
raicncovßa; AnnaComnena,Alexias,vii,3, ed. PG 131,80- 1212,cf.541: r&icncoßa.
118 For a one: on thebasis of theassertionin a shortchroniclein the17th
yetmorefantastic
century codexPogodin1578 thatOlga was thedaughter of Tmutarakhan, a Cumanprince,see
Byékov, OnacaHHe, vol. 1, 153-54; Kavelin, 3aMenaHHÔ, vii-viii,considered thatshe was a
BlackBulgar.
119 E. 4; Nikolaev,4>aKTop,99-101; Sabev, "Millénaire," 836.
g. Ilovajskij,3aMeTKH,
Tixomirov, Cbjbh,139,founditprobable,althoughelsewherehe acceptsherPskovianorigins,
idem,Pyci,,299.
120 As npoHcxoxaeirae, 332. Soxan', OiepKH,21-22, seeksto obvi-
pointedbyMalysevskij,
atethisdifficultybypositingthatthechronicleaccountofherconversion is a laterdistortion
by
schemingRussianecclesiasticswho wishedto suppressthefactthatthefirstsaintof theRus-
sian churchwas a Bulgarian.Malysevskij, npoHcxoxaeHHe, 23-26, proposedthefar-fetched
theorythattheidea ofherBulgarianoriginshad beeninspiredby a glossin theSlavonictrans-
lationof Constantine Manasses'Breviarium historiaemetricum whichmentions thecaptureof
Pliska,ed. Bogdan,Cronica,1-222, cf. 201. For a detailedrefutation of herallegedlyBul-
garianorigin,see Mixajlov,PycH,134-37.
THE BULGARIAN CONTRIBUTION 235
121
Theyare describedby Constantine Porphyrogenitus, De cerimoniis aulae byzantinae,
ii,
15, ed. PG 112,73-1445, cf. 1108-1112. Since he datesthemWednesday, 9 September,and
Sunday,18 October,and duringhis reign(944-59) thesedatesfellon thosedaysonlyin 946
and 957, Olga's visithas traditionally beendatedto 957 becausethePrimary Chronicledatesit
to 6463, viz. 954-955, PSRL 1, 60, e.g. M. Obolenskij,Cjiob,42-4; Laehr,Anfänge,103;
Levöenko,OnepKH, 222; Vlasto,Entry, 250. RecentlyLitavrin, passim,has argued
.ZJaTHpoBKe,
for946 forseveralreasons,theprincipalone beingthatthedescription of thereceptionsforms
thefinalsectionof a chapterrecounting thereceptionof threeembassiesto Constantinople in
May, Augustand September-October, and the firstwas definitely in May 946. However,
Pritsak,"Ol'ga," 13-14, thinksthe receptionof 9 Septemberwas in 946 and thatof 18
Octoberin 957. On thereceptions see also Litavrin,IlyTeniecTBHe,and idem,Cbjhh. His dat-
ingto 946 has beenacceptedbysome,e.g. Tinnefeid, "Olga," butnotall,e.g. D. Obolensky,
"Baptism," 161; andidem,"Ol'ga's." The questionofthedatemustbe consideredopen,see
theremarks ofPoppe,"Christianisierung," 460, 464, andD. Obolensky,"Rus'," 41.
122 PG 112, 1112.
123 ThusLaehr, 52; Vodoff,Naissance,51; Arin'on(= Arrignon), OTHomemm, 119,
Anfänge,
considershima Byzantine diplomatwhohadbeensentto Kiev fordiplomatic négociations.
124 Thus
Jugie,"Origines,"258, and idem.,Schisme,174; Stökl,Geschichte, 56; Cubatyj,
IcTopiH,vol.1, 178.
125 Nikolaev,4>aKTop,103; Pavlova,Bpt3KH,103;
Mixajlov,Pvchh,69. Gregoryand the
assistantinterpreters receivedthe same amountat each reception,viz. 8 and 12 miliaresia
respectively. Thathe receivedless has beentakenby Nikolaevand Mixajlov,ibidem,to be a
typicalinstanceofByzantineBulgarophobia.
126 The remainsunedited,butthegloss has oftenbeen edited,e.g. Kalajdoviõ,
chronograph
HoaHH,99, 178; Evseev,TparopaE,356-7; B. Angelov,Btnpoca,50; Obolenskij,JleTonnceu,
xiii. The considerableliterature on thechronograph cannotbe givenhere,fora résumésee
Tvorogov,XpoHorpa<|>u, 16-18, 23-25.
XZI Thus
Kalajdoviõ,HoaHH,15; Obolenskij,JleTormceii, xiv, xxix; Golubinskij,Hctophä,
vol. 1, pt. 1, 900; ithas evenbeenrepeatedrecently byE. Georgiev, Pa3iiBeTi>T,303.
128 See Istrin,OßjiacTH,185-6; 16. An earlierdatingto the 10th
Tvorogov,XpoHorpa<J>u,
century,arguedby Saxmatov,SHiuouioneflHfl, 15-16, 33-34, cannotbe maintained,see
Weingart, Kroniky, pt. 1, 33-35.
236 FRANCIS J.THOMSON
129 ThusIstrin, AneKcaHflpHH, 355; in orderto substantiate his theory, he had to positthata.
theinformation aboutGregorywas takenfromthetitleof theSlavonictranslation of Malalas;
b. thephraseKHHru... coyni8was thetitlewhichthe 13thcentury compilerof thechronograph
wishedto give to his work,butc. he was unable(HecyMen)to keephis own titlefrombeing
contaminated by thetranslation title(!) and anywayd. old testament onlymeanseventsB.C.
as opposedto eventsA. D., ibid,356-58. All ofthiscan scarcelybe termed convincing.
130 ThusEvseev,TparopHÔ, 362-4; Weingart, Kroniky, pt. 1, 38-9. The view thatit refers
solelyto Ruth,thusSobolevskij,JlHTepaTypw, 266, is highlyimprobable sincethatbookalone
is hardlytheprototypeoftheentirenewcovenant.
131 M. 202-7, 220; idem,Cjiob, 87-8; this was acceptedby
Obolenskij,HccjieaoBaHHH,
Leonid(Kavelin),Pyiconuct, 17-18.
132 Lebedincev,Hanane,282. This was 75-81, who
acceptedby Barac, CocTaBHTejiHX,
added sundryequallyspeculativetheoriesof his own,e.g. thathe is to be identified withthe
monkGregorywho compiledtheGreekVitaS. Basilii iuniorisascetae Constantinopolitanil
Accordingto Soxan', OwepKH, 22, at Olga's courthe in all probabilitybecame her main
adviser,notonlyin questionsof Christianity but in othersconcerninginternalpoliticsand
externalstaterelations.
133 Kavelin,Onncaime,vol 1, 669, vol. 3, 9-11, 361-62; idem,PoaoM, 219-22. The
of himas thebishopof Ochridis based on a partlyillegibleand totallyobscure
identification
inscriptionon the churchof St. Sophia, Ochrid,discoveredby Grigoroviö,Oiepic, 100:
rPHrOPIOY ... IKHNHN ErEIPAZ ... TON 0EOrPAOQN N0MÍ2N E0NH TA MYZÍ2N
EKAIAAIKEIFIANEO0Í2Z... witha datethatcouldbe either<j(pK(1012) or<tcûk (1312). Gre-
gorycouldequallywellbe thepersonto whomthechurchwas dedicated,thusFilaret,CBKThie,
thanthepersonwhobuiltthechurchand/or
7, rather taughttheMoesians,whilethedatecould
be equally thatof Gregory'sdeath,thusFilaret,ibid, 8, or thatof the construction of the
church,thusSobolevskij,JlHTepaTypu, 267, n. 2. The identification of thetwoGregorieswas
first proposedbyBiljarskij,
tentatively CocTaB,122-3. ForKavelinitwas a fact- bothomit-
tedto mention thatthedateoftheinscription is dubious.
THE BULGARIAN CONTRIBUTION 237
certainthathe evervisitedKiev.134
If the sourcesare silentaboutthe activecontribution of Bulgariansof
any degreeto theconversionof Kievan Rus', theyare no morerevealing
about the materialtransfer thither of literaryworks. The sole sourceto
mentiontheremovalof codices to Kiev is thevitaordinariaof Vladimir,
whichstatesthatthe bootywhichhe carriedofffromChersonincluded
books,135 butevenifthestatement of thisvita,whichis notpriorto thelate
thirteenth century,136is to be credited,it scarcelyrefersto Slavonic
codices.137This absence of evidencehas only fueledspeculation,138 the
principalsuggestionsbeing thatOlga took books back afterher visitto
Constantinople in the mid-tenth century;139 manuscripts arrivedas booty
carriedoffin Svjatoslav'sBulgariancampaignsof 967/8and 969-97 1;140
broughtby refugeesfromByzantineoppression;141 bootycarriedoffto
Constantinople and there sold on the market or sent as imperialgiftsto
Kiev;142bootygiven to Rus' troops who aided Basil II in his conquestof
workbeingundertaken
if anytranslation and thereceptionof the
there,173
aspectsof Byzantineculture174
literary in Kievan Rus' passed through an
essentiallyBulgarianprism.EarlyBulgarianliterature was theintermedi-
arybetweenConstantinople and Kiev,175notmerelyin thesenseof beinga
passivevehicleforthetransfer,butas an activeagentin revisingByzantine
cultureto meet Bulgarianrequirements and in the processcreatingthat
corpusparadigmatum}16 the structural
prototypes,whichlasteduntilthe
dawn of the modernera. That is Bulgaria's lastingcontribution to the
receptionof Byzantineculturein Kievan Rus',177and Boltinianhistori-
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