Professional Documents
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DOI 10.1007/s00402-017-2809-5
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Arch Orthop Trauma Surg
the incidence of osteoarthritis in athletes with an ACL tear present preventive exercises or programs and investigate
is significantly increased [40]. their influence on the incidence of knee and ACL injuries
Reconstruction of the ACL decreases the risk of osteoar- in athletes.
thritis [2]; nevertheless, only 50% of athletes return to their The following were the key questions that should be
pre-injury activity level, which frequently leads to an early answered by present study:
end of the athlete’s career [6]. It is also alarming that 7–24%
of patients with ACL reconstruction suffer an ACL tear of 1. What are the typical injury mechanisms and risk factors
the contralateral knee [45, 55]. For these reasons primary for knee and ACL injuries in athletes?
and secondary prevention of knee injuries is a topic of cur- 2. Is there evidence for exercises or programs reducing the
rent interest. incidence of knee and ACL injuries in athletes?
In the past years various strategies for prevention of ACL 3. How can these programs be integrated in the regular
tears have been developed including following key points training?
[18]:
The recommendations given at the end of this article
1. Education about typical injury mechanisms and poten- have been confirmed by all authors unanimously.
tial modifications of endangering movements,
2. exercises to improve balance and proprioception,
3. neuromuscular training for inter- and intramuscular
coordination, Injury mechanisms and assessment of risk factors
4. invigoration of the ischiocrural and hip stabilizing mus-
cles, and Injury mechanism
5. running exercises.
Video analyses of ACL tears revealed new details about
These strategies were summarized in special prevention the injury mechanism [9, 63]. According to these studies,
programs (e.g., Sportsmetrics, Prevent Injury and Enhance in 72–95% of the cases, ACL ruptures occur during non-
Performance PEP, Knee Ligament Injury Prevention Pro- contact situations [9, 45, 46]. The most dangerous situa-
gram, FIFA 11) [4]. A recent meta-analysis found a reduc- tions for ball sports are as follows:
tion of both knee injuries in general and ACL tears by 27
and 51%, respectively, for patients, who participate in such 1. landing after a jump,
programs [18]. 2. abrupt stopping, and
The aim of this article was to summarize and analyze 3. sudden direction change including rotary knee motion
evidence-based concepts for prevention of knee and ACL [49, 63].
injuries. On the basis of these data the ligament commit-
tee of the German Knee Society (DKG) wants to provide At the same time the knee is only slightly bended
guidelines in order to reduce the incidence of knee and ACL (5°–25° knee flexion) and in a valgus position. In such sit-
injuries in athletes. These recommendations are directed to uations, the in situ forces within the ACL increase remark-
clinicians, physical therapists, athletes’ coaches, and to the ably. In addition it could also cause an impingement of the
athletes themselves. ACL against the lateral femoral condyle. Most athletes
report from a planted foot at the moment of injury. Further,
usually the body’s center of gravity is behind of that of
Methods for guideline development the knee. In this position the associated contraction of the
quadriceps femoris muscle results in an anterior transla-
The present study was conducted on behalf of the ligament tion of the tibia with high tension to the ACL. Due to an
committee of the German Knee Society (DKG). All above- inappropriate lever arm, the ischiocrural muscles cannot
mentioned authors are members of the committee and were sufficiently protect the ACL against this anteriorly directed
involved in the development of the literature search strategy force. In addition to that, the hip needs to be flexed in
according to a general consensus process as well as in the order to maintain the balance, which forces the quadriceps
internal review process. femoris muscle to further contract. By means of surface
The first part of this article gives a short overview of EMG Colby et al. [12] could demonstrate that this move-
current aspects of injury mechanisms and the assessment ment is connected with high activation of the quadriceps
of risk factors for knee and ACL injuries, while the main femoris muscle, whereas the activity of the ischiocrural
part discusses different concepts for injury prevention. muscles is lower [12].
For this purpose literature was searched for studies, which
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Arch Orthop Trauma Surg
Athletes at risk ankle (eversion) and foot (external rotation) [56]. Another
risk factor in these athletes is an extended “one-leg-domi-
The risk factors for injuries of the knee and in particular nance” [29].
the ACL are summarized in Table 1 [3, 52, 57]. Common These movement patterns are more common in female
non-modifiable risk factors ACL re-ruptures are age and athletes [29]. Micromotion studies could demonstrate that
gender. Patients under 20 years and female patients have a landing position is more upright in women compared to men
significantly higher risk for ACL re-ruptures [19, 39]. Also with a less flexed knee and hip. “One-leg dominance” and
generalized ligamentous laxity is mentioned as one risk fac- predominance of strength of the quadriceps femoris muscle
tor [3]. Modifiable risk factors are kind of sports, hormone is also a typical female phenomenon. Moreover, female ath-
status, and neuromuscular control. letes have an increased valgus position of their knees and
Sports at risk are soccer, basketball, handball, and alpine deficiencies in hip and core stability.
skiing [3]. Several studies could also show an elevated injury
risk for females without contraception in the pre-ovulatory
phase [3]. Screening tests
With regards to prevention programs, neuromuscular risk
factors are of major interest. Various studies could show Prevention programs are expensive and, therefore, in the past
associated neuromuscular risk factors in athletes [3, 29, 30, years several tests were developed to identify athletes at risk.
32]. Especially quadriceps femoris muscle dominance, weak The main focus of these tests is to detect functional valgus
knee flexors, and the dynamic valgus-position with defi- position of the knees.
ciency in hip and core stability are of importance. It has been The “Drop Jump Screening Test” is one of the most com-
observed that in athletes at risk, activation of the quadriceps mon tests [30, 47]. It consists of a vertical jump from a box,
femoris muscle occurs earlier than for the protective flexors in which the landing position is analyzed with a video cam-
(hamstring muscles) [32]. era (Fig. 1). The frontal projection angle or the distances
Furthermore, athletes at risk show general movement pat- between both knees and ankles could be measured (knee
terns similar to the knee position identified during injury distance < ankle distance = dynamic valgus). During such
mechanism analyses: knee valgus (frontal plane) and low landing situations the knee sustains the most uncontrolled
flexion angles with the center of gravity behind the knee movement [47].
(sagittal plane). This valgus knee position is also termed as Minzner et al. [43] demonstrated a good correlation
dynamic valgus [3, 29, 57]. between the relation of the distances of knee and ankle and
In principle, the harmful valgus drift right after a one- two- or three-dimensional video analyses. Noyes et al. [47]
legged landing- or stabilization phase- could occur due to showed that this test is also useful to evaluate the success or
decreased hip and core muscle strength with consecutive progression of training focused on the correction of dynamic
lateral tilting of the hip to the contralateral side, extended valgus knee position. In this study the distance between the
eversion of the lower ankle, missing coordination, and pro- two knees in female athletes before training was 23 ± 8 cm.
prioceptive skills or by any combination of the aforemen- After a neuromuscular prevention program the knee distance
tioned mechanisms. In athletes at risk proprioceptive defi- was increased to 29 ± 8 cm was, therefore, able to reduce
ciencies in core control and strength deficits of the external the dynamic valgus.
rotators and abductors of the hip could be verified [36, 70]. Hewett et al. [30] evaluated the “Drop Jump Screen-
The dynamic valgus could also arise in the distal part of the ing Test” in 205 female athletes (soccer, basketball,
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Arch Orthop Trauma Surg
volleyball). This study verified a dynamic valgus position Table 2 Clinical assessment of single-leg squat according Crossley
et al. [16]
as one risk factor for sustaining an ACL tear. In female
athletes with an ACL tear the knee abduction angle was Criterion To be rated “Good”
increased by 8° when compared to healthy female controls.
(A) Overall impression
In this study, an abduction moment could predict an injury
1. Ability to maintain balance 5. No loss of balance
to the ACL with a specificity of 73% and sensitivity of
2. Perturbations of the person 6. Smooth performance
78%. In the sagittal plane, the authors found a decreased
3. Depth of the squat 7. Squat with at least 60° of knee
maximum knee flexion angle of 10.5° during landing in flexion
athletes with ACL tear compared to healthy athletes (flex- 4. Speed of the squat 8. 1 Squat per 2 seconds
ion angle in athletes with ACL tear: 71.9° ± 12°; flexion (B) Trunk posture
angle in athletes without ACL tear: 82.4° ± 8°). 9. Lateral deviation 13. No lateral deviation
Another test for analyzing the dynamic valgus position 10. Rotation 14. No rotation
is the “Single Leg Squat” (Fig. 2) [16]. In the original 11. Lateral flexion 15. No lateral flexion
version of the test the athlete is positioned on a 20-cm 12. Forward flexion 16. No forward flexion
box with folded arms: In this position the athlete should (C) Pelvic posture
perform five single-leg squats with maximum flexion (one 17. Shunt or lateral deviation 20. No shunt or lateral deviation
squat in 2 s). These squats are recorded by a video cam- 18. Rotation 21. No rotation
era. With different qualitative criteria the performance of 19. Tilt 22. No tilt
the squats is graded in “good”, “middle” and “poor”. The (D) Hip
criteria are listed in Table 2. Further, it is also possible to 23. Adduction 25. No adduction
determine the frontal projection angle. Originally this test 24. Internal rotation 26. No internal rotation
was designed to evaluate the dynamic valgus position in (E) Knee
patients with patellofemoral pain syndrome. Ortiz et al. 27. Valgus 29. No valgus
[48] also used “single leg squats” to assess the effect of a 28. Knee to foot position 30. Center of knee over center
6 weeks’ ACL prevention program in female soccer play- of foot
ers. The authors found a successful reduction of functional
To be classified as “good” in the overall assessment, 4 of 5 criteria
valgus during “single leg squats” after performing that have to be fulfilled. Athletes, who fulfill only one criterion, are clas-
sified as “poor”
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Arch Orthop Trauma Surg
prevention program. In these tests a valgus position of the avoid abrupt motions. During landing, after a jump the knee
knee was correlated with a reduced hip abduction [1, 16]. should be flexed and stopping should also be performed in
The “Functional Movement Screen” (FMS) is another several small steps and with avoidance of low knee flexion
test known in sports science to evaluate the risk of injury angles. This prevention strategy was educated to the sports-
[10, 13, 42, 58]. The aim of the FMS is to detect functional men by means of a video film. With this approach of preven-
asymmetries and disbalances [58]. The athletes have to tion the injury rate was reduced by 89% [23].
complete seven different exercises, which are scored with a Moreover, a study from alpine skiing demonstrated a pre-
maximum of three points (three points: perfect performance, ventive effect by education regarding injury mechanisms.
two points: evasive movements, one point: exercise is not Within the “Vermont ACL prevention program” athletes
possible, no point: pain). 14 points and more are associated were confronted with videos of typical ACL injury situations
with an increased risk of injury. Until now this test has been during skiing. These videos should stimulate the athletes
used only rarely for knee injury prevention since the main to develop individual prevention strategies [20]. Further-
aim of the test is limited to injury risk assessment [10, 42]. more, the videos should help to detect endangering situa-
A systematic review demonstrated a specificity of 86% for tions and to develop strategies as a response to the injury
the FSM, but also a low sensitivity of 25% [18]. The predic- stimulus in “almost injury” situations. In the winter season
tive value for risk assessment is also low [18]. Therefore, at of 1993/94 4700 ski instructors and ski slope patrols took
the moment FSM is not recommended for ACL injury risk part in this program. Hereby the rate of severe knee injuries
assessment. was reduced by 62% [20].
In summary, there are certain indications that education
about injury mechanism and modification of endangering
Prevention program knee movement patterns could avoid ACL tears (Table 3).
The avoidance of dynamic valgus position and landing
Education about mechanism of injury and modification with flexed knee are the basis for exercises and warm-up
of endangering movement patterns programs with the aim to prevent knee and ankle injuries.
Concluding from the data regarding the genesis of an ACL Balance training
tear, education about mechanism of injury could be part of
prevention. Various studies are supporting this hypothesis. Proprioception (afferent information on joint position) rep-
Lephardt et al. [38] using three-dimensional motion resents the sensorial source of information that enables neu-
analysis demonstrated that endangering movement patterns romuscular control of the joint [37]. Proprioceptive informa-
could be modified with appropriate training. According to tion is given by different mechanoreceptors that are located
Cowling et al. [15], verbal instructions are already suffi- in muscles, joints (ligaments and capsule), and the skin.
cient to increase the knee flexion angle significantly during In the knee joint this mechanism regulates the interaction
landing. between the extensor and flexor muscles, which is crucial
The approach for prevention of knee injuries was first for balancing the stress on the ACL but can be practiced by
described in the “Henning program”, a prevention program balance training (Fig. 3).
for ACL tears in basketball player [22]. The aim of this pro- It has been shown that exercises on a balance board
gram was to modify movement patterns to avoid endanger- decrease the incidence of primary and secondary ankle joint
ing joint positions. The so-called “plant and cut” maneu- injuries [7, 64, 66]. However, current literature is lacking
ver should be performed smoothly in single small steps to consistent data regarding the benefits of such exercises on
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Strength training
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running exercises (e.g., straight ahead running, side steps, valgus, low knee and hip flexion). Therefore, the individual
running with hip rotation). It is important that the instructors preventive exercises, which are presented in this article, can
pay special attention to the correct execution of these exer- be combined in such a way that the warm up programs are
cises. Above all, a dynamic valgus has to be avoided. Several suitable for the specific sports discipline. Hence, running
studies have shown that the PEP can significantly decrease exercises are suitable for football, jumping exercises for
the prevalence of ACL injuries in football players [21, 41]. handball or basketball, and strength exercises for skiing. It
However, there are no studies, which have investigated the seems reasonable that these exercises are combined with
effect of individual running exercises separately. sport-specific exercises as this can increase the compliance.
Furthermore, it could be demonstrated that movements of
The effect of specific warm up programs the upper extremities can influence movement patterns of
on the prevention of ACL ruptures and knee injuries the lower extremities [14].
There is also evidence that the timing of preventive pro-
Several systematic reviews and meta-analyses have shown grams has an influence on the efficacy of risk reduction. Per-
that the risk of knee injuries and ACL ruptures can be sig- forming the preventive training during the pre-season period
nificantly reduced by specific warm up programs [17, 24, shows a significantly higher effect than performing it only
31, 61, 62, 69]. during the competitive period [17]. Further effects on the
In a meta-analysis of 24 studies, published in 2015, a efficacy of preventive programs could be shown for duration,
preventive warm up program could reduce knee injuries frequency, and compliance. The longer the duration of the
by 26.9% and ACL ruptures by 50.7% [17]. Nine of these program (> 20 min) and the more frequent it is conducted
studies reported additional prevention of musculoskeletal (> three times per week), the greater is the effect [61, 62].
injuries in general. Although the majority of these studies
focused on female athletes, a preventive effect could also Established prevention programs
be demonstrated for male athletes [17]. Most studies have
investigated programs that have combined multiple preven- Table 4 gives a summary of different established warm up
tive concepts: balance training, jumping exercises, strength programs for prevention of knee injuries and ACL ruptures.
exercises, running, flexibility exercises, and stretching [17]. The preventive effect on primary ACL injuries is scien-
However, a meta-regression analysis did not show a signifi- tifically proven for most of these programs; however, their
cant effect on the results by any of these individual proce- effects on the secondary prevention of a re-rupture after
dures [17]. Only for stretching a little evidence could be ACL reconstruction are still to be investigated.
shown that it has no effect on the result [25, 65]. Probably All of these programs are available via Internet. They
the effect of the different preventive procedures is based on have been developed specifically for ball sports (football,
modifications of dangerous movement patterns (dynamic handball, basketball) and include balance, strength, jumping,
R running exercises, P plyometrics (jumping exercises), S strengthening exercises, B balance training, F flexibility training/stretching
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Arch Orthop Trauma Surg
running, and flexibility exercises. The aim of these exercises Höher J, Stöhr A, Ellermann A, Stoffels T, Jung T, Herbort M, Akoto
is to reduce the dynamic valgus and to strengthen the poste- R, Achtnich A, Diermeier T, Mehl J, Herbst E, Stein T.
rior muscle chain (flexor muscles of the knee and abductor Compliance with ethical standards
muscles of the hip). These exercises can be modified and
integrated into specific warm up programs of other sports Conflict of interest The authors declare that they have no conflict
disciplines of high risk (e.g. judo, hockey, skiing). This inte- of interest.
gration is very useful in order to increase the athletes’ com-
pliance. The duration of most of the warm up programs is Funding There is no funding source.
20 min. The application of preventive procedures is intensi-
fied during the pre-season period, while it is reduced during Ethical approval This article does not contain any studies with
human participants or animals performed by any of the authors.
the competition period.
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Arch Orthop Trauma Surg
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