ASHISH CHURIWALA

Flat No. B-44, C.I.T. Building, 7/1 Rajendra Mallick Street, Kolkata -700007 |Phone: +91-9007464488 | email: churiwalashish@yahoo.co.in

SYNOPSIS
FINANCE & ACCOUNTS - COMPLIANCE – TAXATION
 Fellow member of Institute of Company Secretaries of India (ICSI) with experience in Financial
Accounting & Reporting, Compliance, Taxation and MIS
 In-depth knowledge of Income Tax, Service Tax & Corporate Laws, Accounting Standards and IFRS
 Excellent Exposure in dealing with Auditors, Financial Institutions including NBFCs, Revenue
Departments, RBI and various other regulatory bodies
 People management exposure

WORK – EXPERIENCE
Dynamic Commodities / Equities P. Ltd, Kolkata Sept-2006-Till Date
About the Leading Share, Currency & Commodity Brokers, Arbitrage house, Investment
Company Advisory & Portfolio Management Service provider with its head office in Kolkata

Department AVP– Finance & Company Secretary

ACCOUNTING
 Preparation & Finalization of Standalone & Consolidated financial statements
(India entity and its overseas subsidiary in Dubai) as per applicable accounting
standards and tax laws
 Incharge of managing audits (Statutory & internal); resolving audit queries and
ensuring timely sign off of audited financials with nil audit observations.
 Computation of income and filing of ITR-forms, Tax Audit Returns and sundry
returns like returns u/s 115JB, etc.
 Recommending accounting policies and procedures to resolve accounting
issues & implementing appropriate accounting treatment as per the
accounting standards
 Recommend best practices for proper internal controls to ensure that record
keeping meets the regulatory requirements
 Independently handling vendor payments, foreign remittances (Forms 15CA,
15CB, A2, etc.)and matters related to withholding tax
 Heads Payroll & TDS management, liaising with PF, ESI, Shops &
Establishment and various labour departments for retiral/ regulatory filings
 Preparation & Submissions of various returns like NBS 9, SAC, with RBI in
Areas of relation to NBFC Company.
Expertise  Forecasting and budgetingfinancial performance considering various scenario
to analyze the sensitivity
&
TAXATION
Responsibilities  Handling entire portfolio of Income Tax including advance tax, computation of
income and submission of ITRs of all categories of persons.
 Handling entire portfolio of service Tax which including monthly workings for
service tax payment, half yearly returns and maintaining CENVAT Registers.
 Handled tax compliance issues and actively involved in tax planning.
 Filing of Income Tax, TDS, Service Tax and ROC returns
 Handled Income Tax Survey and subsequent assessment with nil tax liability
 Submissions of details to A.O. under the supervision of principal.
 Represented assessee in Appeals in front of CIT(A) u/s 246A under the
supervision of principal & TDS Assessments u/s 201 & 201(1A)
 Prepared and filed rectification application u/s 154 (manual and e-filing).
 Submitted responses u/s 133(6) and Represented assessee in cases u/s 131.
 Coordinate audits by various taxation authorities, including CAG Audit.

COMPLIANCE
 Conduct regular monitoring to ensure compliance relating to KYC policies.
 Periodic documents (KYC, Annual Accounts, Net worth, PMLA, Income Proof,
Contact Details) updation & review from client as per regulatory requirements.
 Responsible for detecting and monitoring suspicious transactions.
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  Preparation and submission of Risk Disclosure Documents to Regulators,
Exchange and clients.
 As per regulatory circulars & notifications, incorporated the new technological
advancement in the existing ERP to maintain the compliance standard.
 Handling regulatory inspections and monitor it closely to reduce the
observations given by the inspector(s).
 Independently handling the Internal Audit of the company and implement the
required rectification and improvements.
 Regular Meeting with Senior Personnel, Department Heads, Internal Auditors
and CXOs to implement new processes in Internal Software.
 Tracking daily changes in Regulation/Guidelines of Regulators/ Exchanges.
 Appearing before Regulators like RBI, Exchanges, etc. as and when required
 Handling Secretarial work relating to filing of forms

LEADERSHIP & STRATEGY

 Heads a team of 6 finance professionals and report directly to CFO
 Assist in formulating the company's future direction and supporting tactical
initiatives
 Participate in key decisions as a member of the executive management team
 Maintain in-depth relations with all members of the management team
 Manage the accounting, human resources, legal, and tax departments
 Oversee the financial operations of Indian & foreign subsidiary
 Oversee employee benefit plans, with particular emphasis on maximizing a
cost-effective benefits package.
 Analyze budgets and other financial information and suggest ways to reduce
costs, enhance revenues and improve profits

EDUCATION AND TECHNICAL PROFICIENCIES

YEAR INSTITUTE / UNIVERSITY COURSE
Feb, 2011 Financial Planning Standards Board India Certified Financial PlannerCM

Dec, 2007 Hooghly Mohsin College, Burdwan University L.L.B

May, 2006 Annamalai University Masters in Financial Management

Dec, 2005 Institute of Company Secretaries of India Company Secretary [FCS 6766]
Goenka College of Commerce & Business
2001-2004 B.Com (Hons.)
Administration, Calcutta University

WORKSHOPS, TRAININGS& CERTIFICATIONS

 Integrated Perfection & Impression Management at IIM Kolkata (One Day)
 Blue Print for Success (3 day programme) by Mr. Shiv Khera
 Leadership Foundations (workshop on emerging leaders) by Franklin Covey (In-House Training)
 The 7 Habits of Highly Effective People by Franklin Covey (In-House Training)
 15 days Supreme Court Training (part of LLB Curriculum) conducted by Burdwan University
 15 days Training at Registrar of Companies, Kolkata (part of Company Secretary Course)
 Various Certifications related to Securities Market viz., Currency Derivatives, Security Operations
& Risk Management, Capital Market (Dealers) Module, Derivatives Market (Dealers) Module and
Commodities Market Module conducted by National Institute of Securities Market / NSE's
Certification in Financial Markets / BSE Training Institute

CORE COMPETENCIES
 Excellent interpersonal, communication and analytical skills with demonstrated abilities in liaising
with departments
 Have a strong affiliation towards numbers, with proven ability to analyze financial information
 Meticulous and attentive, with excellent networking skills

MEMBERSHIPS & ASSOCIATIONS

 Associated with Pranic Healing & Arhatic Yoga Centre, Kolkata
 Life member of ISKCON & Shri Saibaba Sansthan Trust, Shirdi
 Volunteering with several philanthropic organizations

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