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❑ Attractive forces keep the atoms together & repulsive forces come into play
when the solid is compressed
– At equilibrium distance (d), attractive force equal to repulsive force
– If 2 atoms are brought closer, repulsive force will dominate, produces net
repulsive force b/w atoms
– If 2 atoms are brought further, attractive force will dominate, produces net
attractive force b/w atoms
❑ Potential or stored internal energy of a material is sum of individual energies of
the atoms plus their interaction energy
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Bonding in Solids
❑ Solids can be classified according to the nature of bonding b/w their atomic or
molecular components. Traditional classification are:
Ionic Bonding
❑ In ionic bonding, electrons are completely transferred from one atom to
another
❑ In the process of either losing or gaining -vely charged electrons, the reacting
atoms form ions. The oppositely charged ions are attracted to each other by
electrostatic forces, which are the basis of ionic bond
_
Na+ Cl
Cl-1 Na+1 Cl-1 Na+1 Cl-1
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Metallic Bonding
❑ Metallic bonding is the electromagnetic interaction b/w delocalized electrons &
metallic nuclei within metals. In metal atom, outer electronic shell is partially
filled, usually by no more than three electrons. Electrons in outer electronic shell
of atoms are loosely bound & very easy to become free electrons
❑ Metallic solids are held together by high density of shared, delocalized electrons,
resulting in metallic bonding
❑ Metallic bonding has different physical characteristics, such as strength,
malleability, ductility, conduction of heat and electricity, opacity and lustre
❑ Example: Copper, Aluminum
Na+
_
e
Metallic Bonding 5
Covalent Bonding
❑ A covalent bond is a form of chemical bonding that is characterized by sharing
of pairs of electrons b/w atoms, or b/w atoms & other covalent bonds. In short,
attraction-to-repulsion stability that forms b/w atoms when they share electrons
is known as covalent bonding
Diamond Lattices
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Silicon Covalent Bond Model
Near absolute zero, all bonds are Increasing temperature adds energy to
complete. Each Si atom contributes one the system and breaks bonds in the
electron to each of the four bond pairs. lattice, generating electron-hole pairs.
Molecular Bonding
❑ Molecular solid consists of small, non-polar covalent molecules, & is held
together by London dispersion forces (van der Waals forces). These forces are
weak, resulting in pairwise inter-atomic binding energies on order of 1/100 those
of covalent, ionic, & metallic bonds
❑ Example: Paraffin wax
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Energy Bands
❑ To understand decreasing resistivity with increasing temperature as well as
other properties of semiconductors, a new theory known as band theory
❑ Energy bands consists of large number of closely spaced energy levels exist in
crystalline materials. Bands can be the collection of individual energy levels of
electrons surrounding each atom
Energy Bands
❑ Forbidden band small for semiconductors. Less energy required for electron to
move from valence to conduction band. A vacancy (hole) remains when an
electron leaves the valence band. Hole acts as a positive charge carrier
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Valence & Conduction Band
❑ Valence Band: Highest range of electron energies in which electrons are
normally present at absolute zero temperature
❑ Conduction Band: Range of electron energies enough to free an electron from
binding with its atom to move freely within the atomic lattice of the material as
'delocalised electron'
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❑ In diamond structure, valence band is completely filled with electrons at 0ºK &
conduction band is empty. There can be no charge transport within the valence
band, since no empty states are available into which electrons can move
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Si/Ge Energy Bands
❑ At finite temperatures, some electrons reaches conduction band & contribute to
current can be modeled by Fermi function. That current is small compared to
that in doped semiconductors under same conditions
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Energy Bands
❑ Pauli exclusion principle does not allow the electron energy levels to be the
same so that one obtains a set of closely spaced energy levels, forming an
energy band
❑ Electrons of a single isolated atom occupy atomic orbitals, which form discrete
set of energy levels. If several atoms are brought together into a molecule, their
atomic orbitals split into separate molecular orbitals each with different energy.
This is due to Pauli exclusion principle:
❑ Electrons that are close together must have different sets of quantum
numbers (energy). This produces a number of molecular orbitals
proportional to number of valence electrons. When a large number of atoms
(of order ×1020 or more) are brought together to form a solid, number of
orbitals becomes exceedingly large. Consequently, difference in energy b/w
them becomes very small. Thus, in solids the levels form continuous bands
of energy rather than discrete energy levels of atoms in isolation. However,
some intervals of energy contain no orbitals, no matter how many atoms are
aggregated, forming band gaps
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Linear Combination of Atomic Orbitals
❑ As atoms come close by, the electron wave functions overlap, and energy level
splits to accommodate the electrons & satisfy Pauli’s exclusion principle
8 separate atoms
Bond together
Single Energy level split into 8 15
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N*
Bond together
Note: Each energy state for an
isolated atom gives rise to bands
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Linear Combination of Atomic Orbitals
❑ Vibrating strings or waves
n=3 nodes = 2
❑ Wave function: Eψ = h2d2ψ/2mdx2 + v(x)ψ
n=2 nodes = 1
n=1 nodes = 0
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• •
– ψ1 = φA + φB bonding σ (no nodes)
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Linear Combination of Atomic Orbitals
❑ When individual atoms are very close together, s & p-orbitals in adjacent atoms
overlap so much that they can form hybridized orbitals. For example: 1s & 3p
orbitals can mix to give sp3 hybridized orbitals
+ve wave function everywhere +ve & -ve wave function Directed wave function due to combination
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Conduction Band
Valence Band
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Direct & Indirect Semiconductors
❑ Direct Semiconductors: Electrons can make a smallest-energy (bandgap)
transition from conduction band to valence band without a change in k value,
i.e. without change in momentum. Such direct transitions give rise to particles
called Photons
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– x : Direction of propagation
– k : Propagation constant / Wave vector
– : Space-dependent wave function for electron
– U(kx,x): Function that modulates wave function according to periodically of lattice
❑ Periodicity of most lattice is different in various directions, (E,k) diagram must
be plotted for various crystal directions, & full relationship b/w E & k is a
complex surface which should be visualized in there dimensions
E
E
ΔE=Photon
Eg Eg=hν Energy
Et Ħk=phonon momentum
k k
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Example
Assuming that U is constant in k ( x) = U ( k x , x)e x
jk x
❑ for an essentially
free electron, show that the x-component of the electron momentum in the
crystal is given by P = h k
x x
h jk x x
−
U 2 e − jk x x
j x
(e )dx
Px =
−
U 2 dx
h k x U 2 dx
=
−
= h kx
−
U 2 dx
❑ Result implies that (E,k) diagrams can be considered plots of electron energy
vs. momentum with a scaling factor ħ
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Electrons & Holes
❑ As temperature of semiconductor is raised from 0K, some electrons in valence
band receive enough thermal energy to be excited across band gap to
conduction band
❑ Empty state in valence band is referred to holes
❑ If conduction band electron & hole are created by excitation of valence band to
conduction band called electron-hole pair
❑ An empty conduction band or a filled valence band will not conduct electricity
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Motion of Electrons in Electric Field
❑ Under applied electric field, the entire band structure shifts or equivalently the
electron gains a kinetic energy of eEΔd
❑ Hole energy increases downward since a hole has opposite charge of an
electron
❑ ΔEPotential=eΔV=eEΔd
Electron energies increase going up, while hole energies increase going down. Similarly electron &
hole wave vectors point in opposite directions & these charge carriers move opposite to each other
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Effective Mass
❑ In crystal, electron may behave as if it had mass different from free electron
mass m0. There are crystals in which effective mass of the carriers is much
larger or much smaller than m0
❑ Electron in periodic potential is accelerated relative to lattice in an applied
electric or magnetic field as if its mass is equal to an effective mass
❑ Electrons in a crystal are not completely free, but instead interact with periodic
potential of lattice. Their wave-particle motion cannot be expected to be the
same for electrons in free space. Thus, in applying the usual equations of
electrodynamics to charge carriers in a solid, we must use altered values of
particle mass called Effective Mass
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Free Electron
❑ If electron is free then E represents kinetic energy only. It is related to the wave
vector k & momentum p:
❑ Quantum mechanical & classical free particles exhibit precisely the same
energy-momentum relationship
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Example
❑ Find (E,k) relationship for a free electron and relate it to electron mass?
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Effective Mass
Ge Si GaAs
*
m n
0.55m0 1.1m0 0.067m0
*
0.37m0
m p
0.56m0 0.48m0
† m0 is the free electron rest mass
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Charge Carrier
❑ Charge carrier is a particle free to move, carrying an electric charge, especially
the particles that carry electric currents in electrical conductors E.g. electrons,
ions, holes
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Intrinsic Material
❑ Intrinsic (pure) semiconductor/undoped semiconductor/i-type semiconductor, is
a pure semiconductor without any significant dopant (impurities) species
present
❑ Number of charge carriers is therefore determined by the properties of material
itself instead of amount of impurities
❑ In intrinsic semiconductors the number of excited electrons & number of holes
are equal: n = p = ni
❑ In an intrinsic semiconductor the number of electrons in conduction band is
equal to number of holes in valence band
❑ Recombination gi occurs when electron in conduction band makes a transition
to empty state (hole) in valence bands
g i ( EHP ) ri ( EHP ) ri = g i
cm3 s cm3 s
Generation rate Recombination rate:
Generation rate Temperature dependent: g i (T )
At any T, we predict recombination rate of electrons n0 &
concentration of holes p0: r = n p = n 2 = gi
i r 0 0 r i
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Intrinsic Carrier Concentration
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Extrinsic Material
❑ Extrinsic semiconductor (Non-pure) is a semiconductor that has been doped,
and giving it different electrical properties than intrinsic semiconductor
❑ We can calculate binding energy by using Bohr model results, considering the
loosely bound electron as ranging about tightly bound “core” electrons in a
hydrogen-like orbit 4
mq
E= ; n = 1 , K = 4 0 r
2K 2h 2
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Example
❑ Calculate the approximate donor binding energy for Ge(εr=16,
mn*=0.12m0)?
mn* q 4
E=
8( 0 r ) 2 h 2
0.12(9.11 10 −31 )(1.6 10 −19 ) 4
=
8(8.85 10 −12 16) 2 (6.63 10 −34 ) 2
= 1.02 10 − 21 J = 0.0064eV
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Carriers Concentrations
❑ In calculating semiconductor electrical properties & analyzing device behavior,
it is often necessary to know the number of charge carriers/cm3 in material. The
majority carrier concentration is usually obvious in heavily doped material, since
one majority carrier is obtained for each impurity atom (for the standard doping
impurities)
❑ Concentration of minority carriers is not obvious, however, nor is the
temperature dependence of carrier concentration
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k : Boltzmann’s constant
f(E) : Fermi-Dirac distribution function
Ef : Fermi level
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The Fermi Level
❑ Fermi-Dirac distribution gives the probability that (at thermodynamic equilibrium)
an electron will occupy a state having energy E. Alternatively, it gives the
average number of electrons that will occupy that state given the restriction
imposed by Pauli exclusion principle
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The Fermi Level
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1+ e kT
Fermi function h2
1 − ( EC − EF )
f ( EC ) = e
− ( Ei − Ev )
pi = NV e
kT − ( Ec − Ei )
ni = N C e
( EC − EF )
kT
kT
1+ e kT
ni pi = N c N v e kT 2 kT
2 mn* kT 3 2 n0 p0 = ni2 n0 = ni e
( EF − Ei ) ( Ei − EF )
N C = 2( ) kT
p0 = ni e kT
h2 44
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Electron & Hole Concentrations at Equilibrium
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Electron & Hole Concentrations at Equilibrium
Fermi level at center
indicates equal electron &
hole Distribution
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Examples
❑ A Si sample is doped with 1017 As Atom/cm3. What is the equilibrium hole
concentration p0 at 300°K? Where is EF relative to Ei?
❑ Since Nd»ni, we can approximate n0=Nd and Ec
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Temperature Dependence of Carrier Concentrations
❑ At very high temperature so much electron-hole pair (EHP) is generated donors
are ionized & get donated for conduction
❑ At very low temperature no EHP material becomes intrinsic (n ~ p) once again
Higher the bandgap, lower the intrinsic carrier concentration
(1/T=large) (1/T=small)
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Summary of Carrier Density in Semiconductor
❑ In thermal equilibrium undoped semiconductor, carrier densities are: n=ni; p=pi
❑ In doped condition, for ND >> ni, n = ND & p = ni*ni/ND
❑ In doped condition, for ND ~ ni, n & p
❑ At very high temperature, semiconductor generates so much electron-hole pair
due to thermal activation, that semiconductor becomes intrinsic again, meaning
n ~p again, in spite of the doping
❑ When a light with super bandgap energy is shone on semiconductor, electron-
hole pairs are created in large quantities, n = ND + nop, & p = ni*ni/(ND + nop)
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Example
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Mobility
❑ Mobility represents the ease of electrons & holes to flow through crystal under
an externally applied electric field
❑ Motion of electrons and holes in solid at thermal equilibrium:
– Random thermal wandering
– Random scattering from the lattice & impurities
– No net motion of group of N electrons, no preferred direction of motion
– An individual electron has a net motion, however, there is always another electron
that has opposite net motion (reflected as k and –k state occupation in E-K diagram
❑ Motion of electrons & holes in solid in presence of electric or magnetic fields
– Random thermal wandering + a net drift motion
– Random scattering from the lattice and impurities
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Electric Field
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Mobility
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Mobility
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Current Density
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Resistance
Example:
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Effects on Temperature & Mobility
❑ Two major scattering mechanisms that influence electron & hole mobility:
– Ionized impurity Scattering
– Lattice Scattering or Phonon Scattering
❑ Overall mobility in presence of two or more independent scattering mechanisms
is given by (Mattheisen’s Rule):
Approximate temperature dependence of mobility with both lattice & impurity scattering 59
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The Hall Effect
❑ Hall effect is used to find mobility & carrier concentration in materials
❑ The establishment of E-field Ey is called Hall-Effect
❑ Experimental Observations:
– If constant current is flowing in x-direction & magnetic field in z-direction
(perpendicular to holes direction), holes are deflected then, voltage drop is built up in
y or –y direction, depending on charge carriers i.e. electrons or holes
– In equilibrium, electric field built in y-direction is generated to balance the magnetic
field induced Lorentz force on carriers
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Example
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