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PII: S0924-977X(14)00321-6
DOI: http://dx.doi.org/10.1016/j.euroneuro.2014.11.010
Reference: NEUPSY10931
Cite this article as: Konstantinos N. Fountoulakis, Maria Gazouli, John Kelsoe,
Hagop Akiskal, The pharmacodynamic properties of lurasidone and their role in
its antidepressant efficacy in bipolar disorder, European Neuropsychopharmacol-
ogy, http://dx.doi.org/10.1016/j.euroneuro.2014.11.010
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The pharmacodynamic properties of lurasidone and their role in its antidepressant efficacy
in bipolar disorder
Konstantinos N. Fountoulakis
Associate Profesor, 3rd Department of Psychiatry, School of Medicine, Aristotle University of
Thessaloniki, Greece
kfount@med.auth.gr
Maria Gazouli
Department of Basic Biological Science, Laboratory of Biology, school of Medicine, University
of Athens, Greece
maria.gazouli@gmail.com
John Kelsoe
Profesor, Department of Psychiatry, Director, Laboratory of Psychiatric Genomics, University of
California, San Diego and VA San Diego Healthcare System, La JollaCA, USA
jkelsoe@ucsd.edu
Hagop Akiskal
Distinguished Profesor, International Mood Disorders Center, University of California at San
Diego, CA, USA
hakiskal@ucsd.edu
Abstract
The treatment of bipolar depression is one of the most challenging issues in contemporary
lurasidone are officially FDA-approved against this condition. The neurobiology of bipolar
depression and the possible targets of bipolar antidepressant therapy remain elusive. The current
developed model which was the first to be derived on the basis of the strict combination of
clinical and preclinical data with no input from theory or opinion. The authors performed a
complete and systematic review of the literature to identify the pharmacodynamic properties of
lurasidone. The original model suggests that a constellation of effects on different receptors are
necessary but the serotonin reuptake inhibition does not seem to play a significant role for
bipolar depression. On the contrary norepinephrine activity seems to be very important. Probably
the early antidepressant effect can be achieved through an agonistic activity at 5HT-1A and
antagonism at alpha1 noradrenergic and 5-HT2A receptors, but the presence of a norepinephrine
reuptake inhibition is essential in order to sustain it. Overall the properties of lurasidone fit well
the model and add to its validity. A point that needs clarification is norepinephrine reuptake
norepinephrine reuptake
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Fountoulakis et al Lurasidone in bipolar depression
Introduction
Bipolar Depression is the phase bipolar disorder (BD) which is the most refractory to treatment
and responsible for most of observed global disability in BD patients (Calabrese et al., 2004;
Judd and Akiskal, 2003; Judd et al., 1998; Judd et al., 2002; Post, 2005). However, in spite of
this fact, only recently its treatment has become a major focus of research, and still is far behind
the manic phase as a research priority. This is partially because until recently our knowledge
concerning BD was essentially limited and the efficacy of the so-called ‘mood stabilizing agents’
was overvalued. Unfortunately, in this frame, bipolar depression was erroneously believed either
depression and thus it was treated accordingly. The above are reflected in most treatment
guidelines (Fountoulakis et al., 2007a; Fountoulakis and Vieta, 2008; Fountoulakis et al., 2005;
Fountoulakis et al., 2007b). Therefore, it is of prime importance that recently, lurasidone was the
third agent after quetiapine and the olanzapine-fluoxetine combination which received official
approval by the Food and Drug Administration (FDA) for the treatment of bipolar depression.
It is unfortunate that the neurobiology of bipolar depression still remains elusive, and this
deprives pharmacologic research from a driving theory to rely on and develop new treatment
options. While for unipolar depression there is a strong hypothesis which is based mainly on
treatment data (TCAs and SSRIs), and involves primarily the serotonergic system in the brain,
this hypothesis is problematic concering bipolar depression since antidepressants are generaly
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Fountoulakis et al Lurasidone in bipolar depression
antidepressants in the treatment of bipolar depression can be found elsewhere (Pacchiarotti et al.,
2013).
The were have been some efforts till now to develop a neurobiological theory concerning bipolar
depression and its treatment. In the first, Yatham et al (Yatham et al., 2005) proposed the 5HT-
1A receptor as the most likely target. In another one Brugue et al suggested there is an
involvement of dopaminergic activity also (Brugue and Vieta, 2007). On the basis of quetiapine
data alone, Jesten et all proposed that norepinephrine reuptake and 5HT-1A receptors mediate
the antidepressant effect of quetiapine (Jensen et al., 2008). However at that time there was not
enough scientific knowledge to arrive at a reliable conclusion. The available data today do not
support such an assumption, since that the receptor is activated by a number of compounds
which were proven not to be efficacious in the treatment of bipolar depression. These include
The second theory is the only evidence-based model until today and was proposed by
Fountoulakis et al (Fountoulakis et al., 2012b). According to this model (which will be described
in detail in the discussion section) norepinephrine reuptake and 5HT-1A agonism are central and
closer to the core deficit in bipolar depression. This is in accord with both a norepinephrine and
(which further increases serotonin activity). The presence of anticholinergic activity might shift
without the need for an excessive increase in norepinephrine function. If such an excessive
increase happens, the risk for switching to mania/hypomania increases. D2 and D3 blockade acts
blocade has variable effects depending on whether the receptor is pre-or post-synaptic. At a third
4
Fountoulakis et al Lurasidone in bipolar depression
level, alpha-1 blockade further increases norepinephrine function when necessary, and D1
blockade decreases dopamine function and thus exerts an antimanic action. At the same level
regulation of histaminergic activity might play an antimanic role possibly via sedation. A graphic
The complete pharmacodynamic properties of the various agents which contributed in the
development of the model are shown in table 1, as these were identified in the original paper
The aim of the current article was to systematically search and analyze whether the efficacy of
lurasidone against bipolar depression is compatible with the neurobiological model we had
proposed and whether it adds to our current neurobiological understanding of BD. This paper
properties of agents with definitely positive and negative treatment data, as well as against the
neurobiological model previously proposed. The hypothesis is that lurasidone should act as 5HT-
Experimental Procedures
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Fountoulakis et al Lurasidone in bipolar depression
The current paper built further on the results of the previously published paper by the same
authors.
The data concerning lurasidone were searched with the use of the keywords ‘lurasidone’ and
‘SM-13496’ separately in MEDLINE. The search was last time performed in October 15th 2014.
The method was over-inclusive and aimed to identify all studies published concerning lurasidone
for any reason. The PRISMA method was followed in the selecton of relevant studies.
Also the data concerning the effect of olanzapine, quetiapine and fluoxetine on the 5HT-7
receptor with searched with the combination of the drug name plus the receptor name.
Results
The MEDLINE search returned 304 articles and after discarding dublicate records 152 articles
remained. The PRISMA flowchart concerning the process of selecting those papers which were
pharmacodynamics properties
According to the review of the literature, lurasidone acts as a high-affinity blocker concerning
D2 (Caccia et al., 2012; Cruz, 2011; Guay, 2011; Ishibashi et al., 2010; Meyer et al., 2009;
Nakazawa et al., 2013; Potkin et al., 2014; Tarazi and Riva, 2013; Wong et al., 2013), 5HT-2A
(Caccia et al., 2012; Cruz, 2011; Guay, 2011; Hopkins, 2011; Ichikawa et al., 2012; Ishibashi et
al., 2010; Meyer et al., 2009; Nakazawa et al., 2013; Tarazi and Riva, 2013), 5HT-7 (Caccia et
al., 2012; Cates et al., 2013; Guay, 2011; Hopkins, 2011; Horisawa et al., 2011; Horisawa et al.,
2013a; Horisawa et al., 2013b; Huang et al., 2012; Ichikawa et al., 2012; Ishibashi et al., 2010;
Ishiyama et al., 2007; Meyer et al., 2009; Nakazawa et al., 2013; Tarazi and Riva, 2013), and
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Fountoulakis et al Lurasidone in bipolar depression
Į2c-adrenergic receptors (Caccia et al., 2012; Cruz, 2011; Guay, 2011; Hopkins, 2011; Ishibashi
et al., 2010; Ishiyama et al., 2007; Meyer et al., 2009; Tarazi and Riva, 2013). It is a high-affinity
partial agonist for 5HT-1A receptors (Caccia et al., 2012; Cruz, 2011; Guay, 2011; Hopkins,
2011; Horisawa et al., 2011; Huang et al., 2012; Ishibashi et al., 2010; Ishiyama et al., 2007;
Meyer et al., 2009; Nakazawa et al., 2013; Tarazi and Riva, 2013). It binds as an antagonist with
low affinity to D3 (Meyer et al., 2009; Nakazawa et al., 2013), Į2ǹ (Caccia et al., 2012; Cruz,
2011; Guay, 2011; Meyer et al., 2009; Tarazi and Riva, 2013), and Į1-adrenergic receptors
(Caccia et al., 2012; Guay, 2011; Ishibashi et al., 2010; Meyer et al., 2009; Tarazi and Riva,
2013). It is also a low affinity for 5-HT2C (Caccia et al., 2012; Ishibashi et al., 2010) , and acts
histamine H1 (Caccia et al., 2012; Ichikawa et al., 2012; Ishibashi et al., 2010; Meyer et al.,
2009) and negligible affinity for muscarinic receptors (Caccia et al., 2012; Ichikawa et al., 2012;
Lurasidone manifests negligible binding affinity for 5-HT3, 5-HT4, noradrenaline ȕ, ȕ1, ȕ2,
adenosine A1, A2, benzodiazepine, cholecystokinin CCKA, CCKB, L-type Ca2+ channel, N-
type Ca2+ channel, GABAA, glutamate AMPA, kainate, NMDA, glycine, nicotine, opiate,
sigma, 5-HT uptake sites, and dopamine uptake sites (Caccia et al., 2012). It is interesting that
there seems to be no affinity of lurasidone for the D4 receptor (Murai et al., 2014).
Furthermore, the results from the acute models strongly suggest that the antidepressant effect of
lurasidone requires functional 5-HT7 receptors (Cates et al., 2013), but this is not relevant with
No papers were found concerning the effect of olanzapine, quetiapine and fluoxetine on the
5HT-7 receptor
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Fountoulakis et al Lurasidone in bipolar depression
Discussion
The results of the current study confirm the hypothesis that lurasidone acts as parial agonist at
5HT-1A and antagonist at alpha1 noradrenergic, 5-HT2A, and D1, D2 and D3 and H1 but has
negligible affinity for muscarinic receptors. It is not known whether it has any effect on
norepinephrine reuptake. Its receptor affinity profile seems to be close to that of aripiprazole and
problem in the interpretation of the data is that the positive lurasidone monotherapy trial in
bipolar depression had a duration of only 6 weeks (Loebel et al., 2013). This should be a matter
of caution since in the negative trials of aripiprazole (Thase et al., 2008) and ziprasidone
(NCT00141271), the results were positive at week 6, only to collapse afterwards. However the
magnitude of improvement and the absolute values of the change in the MADRS scores in the
lurasidone and placebo groups support the efficacy of lurasidone, since they are similar to the
In the frame of the above, the recent positive data concerning lurasidone, viewed in combination
with the data concerning also aripiprazole and ziprasidone, suggest that the early antidepressant
effect in bipolar depression (until week 6) (Cruz et al., 2010; Vieta, 2010a, b; Vieta et al., 2010)
can be achieved through an agonistic activity at 5HT-1A and antagonism at alpha1 noradrenergic
and 5-HT2A receptors. Unfortunately, the need for the presence of a norepinephrine reuptake
inhibition in order to sustain the antidepressant effect can neither be confirmed nor rejected by
the lurasidone data. On the contrary the lurasidone data reject the usefulness of a blocking effect
8
Fountoulakis et al Lurasidone in bipolar depression
on histamine receptors. Overall, the positive data of lurasidone add validity to the model
previously published by our group (Fountoulakis et al., 2012b). However we were not able to test
the possible role of 5HT-7 which is supposed to be responsible for the antidepressant efficacy of
lurasidone. There are no data in the literature concerning the possible effect of olanzapine,
quetiapine and fluoxetine on this receptor, therefore it can not be part of the proposed model.
It is very important to point out that the data so far and subsequently the model proposed by us,
drive the focus away from serotonin reuptake and the classic view of antidepressants. It is clear
that quetiapine and lurasidone have no effect on serotonin reuptake and antidepressants with the
Overall the model for the antidepressant pathways in bipolar depression is not unidimentional
but instead it consists of multiple pathways of actions, maybe with connections and feedback
between them. Probably (as mentioned in the original publication) norepinephrine reuptake and
5HT-1A agonism are core elements in this pathway and this is suggestive of both a
includes 5HT-2A blockade (which probably further increases serotonin activity). Anticholinergic
activity might restore the balance between norepinephrine and acetylcholine without the need for
an excessive increase in norepinephrine function, thus adding to the long term stability of the
antidepressant effect. If such an excessive increase happens, the risk for switching to
However this blockade might simply serve the restoration of the balance between
acetylcholine/dopamine after the reduction of muscarinic activity. At a third and final level,
alpha-1 blockade further increases norepinephrine function when necessary, and D1 blockade
9
Fountoulakis et al Lurasidone in bipolar depression
regulates dopamine function. Although initially histamine was believed to play an important role
at this last stage, the lurasidone data dispute it. An important feature of this model is that it points
to the need for the restoration and maintenance of the balance between
of the antidepressant effect in a ‘tripolar’ treatment model for bipolar illness (Fountoulakis et al.,
2012b).
This model is also in accord with the temperament theory for bipolar spectrum disorders,
the publication in 1962 of the first suggestion that an imbalance between norepinephrine and
acetylcholine could underlie psychotic disorders (Rubin, 1962) and its refinement during the ‘70s
(Davis and Berger, 1978; Davis et al., 1975; Siever et al., 1981; Yudofsky, 1976), the subsequent
failed trials with anticholinergic agents as add-on treatment led to the conclusion that cholinergic
Concerning the role of serotonin pathways, which are considered to play the major role in the
treatment of unipolar depression, what emerges as a core conclusion is that serotonin reuptake is
neither sufficient nor necessary as a condition for the antidepressant efficacy in bipolar
depression. It is clear that no class effect exists in the treatment of bipolar depression and this
concerns especially antidepressants (Fountoulakis et al., 2011a; Fountoulakis et al., 2012a; Rosa
et al., 2011). Only 5HT-1A activation and 2A blockade are necessary, and this is in accord with
the model proposed by Yatham et al (Yatham et al., 2005). However although these actions are
necessary they are not sufficient, but the role of dopamine does not seem to be as central as
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Fountoulakis et al Lurasidone in bipolar depression
Brugue et al suggested (Brugue and Vieta, 2007). Another core conclusion is that norepinephrine
activity is also absolutely necessary probably in order to sustain the antidepressant effect, and
The literature provides further although indirect support for this model, since it has been reported
that both serotonin and norepinephrine are lower in the locus ceruleous of bipolar patients who
died from suicide (Wiste et al., 2008) and that norepinephrine might play a more important role
than serotonin in the pathophysiology of bipolar disorder (Young et al., 1994). Additionally, it
has been proposed that the antidepressant activity of quetiapine is mediated, at least in part, by its
HT(1A) agonism (Jensen et al., 2008). Chronic administration of olanzapine alone significantly
increased the firing of locus cerouleous (LC) neurons, while, chronic administration of fluoxetine
alone significantly reduced the firing of LC neurons. It seems that in the combination condition
(OFC), olanzapine was able to block the fluoxetine-induced suppression of the LC, and thus a
significant increase in LC activity has been reported (Seager et al., 2005; Seager et al., 2004)
As already mentioned in the original paper (Fountoulakis et al., 2012b) the major advantage in
our effort to develop a model for the antidepressant pathways in bipolar depression was that the
authors followed a systematic review of the literature and derived conclusions after the analysis
of the results in an evidence-based approach. This effort constituted an attempt to combine RCTs
results and basic research data in a systematic and analytical way in order to develop a
The disadvantages include a number of methodological issues and literature publication bias and
gaps in knowledge. Efficacy data concerned only 8 medications and one combination with
adequate positive or negative data. The RCT trial of lurasidone lasted only 6 weeks and in view
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Fountoulakis et al Lurasidone in bipolar depression
of the aripiprazole and ziprasidone negative trials one should be reserved towards any final
conclusions. Pharmacodynamic data were not available to the same extend for all 8 medications
and mostly concern animal and not human studies. Some of them (e.g. olanzapine and
fluoxetine) are extensively studied; others (e.g. aripiprazole) are studied to a lesser extend,
maybe because they appeared more recently. Data concerning lurasidone are limited and it is not
known whether it exerts any effect on norepinephrine reuptake. Also, negative studies
concerning pharmacodynamic properties might be less likely to be published and the literature is
somewhat fussy in many areas. The authors included only papers that clearly showed that a
However there are many papers suggesting changes in the number or sensitivity of receptors or
in mRNA or other indirect evidence of modification of a specific receptor function. However this
evidence does not necessarily imply a direct effect; in many cases it is indirect and it is mediated
through other receptors (Tarazi et al., 2003). Another unsolved issue is the regional specificity; a
compound could have opposite effects on a specific neurotransmitter in different brain regions,
and this could be due to different patterns of receptors distribution in different regions of the
brain (Gessa et al., 2000). In the meantime data positive on olanzapine monotherapy have
emerged (Tohen et al., 2013; Tohen et al., 2012) however the effect size is around 0.17, which is
similar to that supposed for aripiprazole (Fountoulakis et al., 2011b), the data are overall
inconsistent and of questionable clinical utility. Further study on whether these results should
affect the model proposed for the mode of action of treatment against bipolar depression is
necessary.
Another issue is the effect lurasidone has on 5HT-7 receptors. Since there are no data from other
compounds on this class of receptors and it is not included in the current model, there is no way
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Fountoulakis et al Lurasidone in bipolar depression
to test whether the 5HT-7 plays any role in the antidepressant action of lurasidone, which
However in spite of the above limitations, the authors consider that the model developed is the
most complete effort to indentify targets and pathways for the antidepressant treatment in bipolar
depression. It has been developed on the basis the clinical and pharmacodynamic data of 7 agents
and confirmed with the current paper by the respected data on lurasidone.
Conflict of interest
desvenlafaxine, BMS for aripiprazole in bipolar disorder and Servier for agomelatine and has
received honoraria for lectures from AstraZeneca, Janssen-Cilag, Eli-Lilly and research grants
Dr Kelsoe is a consultant for Psynomics, Astra-Zeneca and Merck. The terms of this
arrangement have been reviewed and approved by UCSD in accordance with its conflict of
interest policies.
The authors have no other relevant affiliations or financial involvement with any organization or
entity with a financial interest in or financial conflict with the subject matter or materials
Awknowledgement
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Fountoulakis et al Lurasidone in bipolar depression
None
Sources of funding
None
14
Fountoulakis et al Lurasidone in bipolar depression
agent
Aripiprazole
Buproprion
Lamotrigine
Paroxetine
Ziprasidone
Olanzapine
Fluoxetine
Quetiapine
OFC
Lurasidone
% for positive agents *
% for negative agents *
Difference in % *
Antidepressant
Neg Neg Neg Neg Neg Neg Neg Pos Pos Pos
efficacy
Serotonin + - + + + - + - + - 50 71 21
Norepinephrine - + + + + - + + + ? 100 71 29
Reuptake
Dopamine - + + - - - - - - - 0 29 29
inhibition
Glutamate - - - - - - - - - - 0 0 0
GABA - - - - - - - - - - 0 0 0
1A Pa A A - A A - A A Pa 100 71 29
1B - - - - Pa B - - B - 50 14 36
Serotonin receptors 2A B - - - B B - B B B 100 43 57
2C B - - - B B B - B - 50 57 7
3 - - - - - B B - B - 50 29 21
Alpha1 B - A - - B - B B B 100 29 71
Norepinephrine Alpha2 B A A - - - A B A B -
receptors Beta1 - - - - - A - - A - 50 14 36
Beta2 - - - - - A - - A - 50 14 36
Cholinergic Muscarinic - - - B - B B B B B 100 43 57
receptors Nicotinic - B A B - - B - B - 50 43 7
D1 - - - - B B - B B B 100 29 71
Dopamine
D2 Pb - - - B B - B B B 100 43 57
receptors
D3 Pb - - - B B - B B B 100 43 57
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Fountoulakis et al Lurasidone in bipolar depression
Histamine
H1 B - - - - B - B B - 100 29 71
receptors
GABA- A - - B - - B B - B - 50 43 7
GABA
GABA-B - - - - - - B - B - 50 14 36
MAO- A - - - - - - B - B - 50 14 36
MAO
MAO-B - - - - - - B - B - 50 14 36
Melatonin M1 - - - - - - - - - - 0 0 0
receptors M2 - - - - - - - - - - 0 0 0
AchE - - - B - - B - B - 50 29 21
AMPA - - B - - - - - - - 0 14 14
Glutamatergic
NMDA - - B B - - B - B - 50 43 7
Sigma-1 - A - A - - A - A - 50 43 7
Sodium Channels - - B B - - B - B - 50 43 7
Calcium Channels - - B - - - B - B - 50 29 21
Epileptic activity ? Pro Anti Pro ? Pro Anti Pro ? ? ?
Table 1: Pharmacodynamic properties of compounds studied for the treatment of bipolar depression and different in % between those
with positive vs. those with negative data concerning efficacy
A: agonist B: blocker Pa: partial agonist Pb: partial blocker -: lack of effect +: inhibition
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Fountoulakis et al Lurasidone in bipolar depression
Figure 1: Schematic representation of levels of targeting for the treatment of bipolar depression.
As shown in the figure, the antimanic effect is mainly mediated by antidopaminergic activity,
probably on D1 receptors. All the other neurotransmitter systems but also D2 and D3
dopaminergic receptors are probably involved in the antidepressant effect.
Concentric cycles denote suggested levels of activity while the ovals denote bridges between
receptor systems (e.g. the connection between dopamine and norepinephrine is probably
mediated by acetylcholine). These theoretical bridges allow the functional interconnection of all
receptors in a single proposed model.
Figure 2: The PRISMA flowchart concerning the process of selecting those papers which were
relevant
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NONE
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Fountoulakis et al Lurasidone in bipolar depression
Konstantinos N. Fountoulakis
Associate Profesor, 3rd Department of Psychiatry, School of Medicine, Aristotle University of
Thessaloniki, Greece
kfount@med.auth.gr
Maria Gazouli
Department of Basic Biological Science, Laboratory of Biology, school of Medicine, University
of Athens, Greece
maria.gazouli@gmail.com
John Kelsoe
Profesor, Department of Psychiatry, Director, Laboratory of Psychiatric Genomics, University of
California, San Diego and VA San Diego Healthcare System, La JollaCA, USA
jkelsoe@ucsd.edu
Hagop Akiskal
Distinguished Profesor, International Mood Disorders Center, University of California at San
Diego, CA, USA
hakiskal@ucsd.edu
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Fountoulakis et al Lurasidone in bipolar depression
AWKNOWLEDGMENT
NONE
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Fountoulakis et al Lurasidone in bipolar depression
CONFLICT OF INTEREST
desvenlafaxine, BMS for aripiprazole in bipolar disorder and Servier for agomelatine and has
received honoraria for lectures from AstraZeneca, Janssen-Cilag, Eli-Lilly and research grants
Dr Kelsoe is a consultant for Psynomics, Astra-Zeneca and Merck. The terms of this
arrangement have been reviewed and approved by UCSD in accordance with its conflict of
interest policies.
The authors have no other relevant affiliations or financial involvement with any organization or
entity with a financial interest in or financial conflict with the subject matter or materials
24
Figure(s)
Figure(s)